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Bruce Fund

Filed: 20 Aug 20, 11:42am

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File number: 811-01528

 

Bruce Fund, Inc.

(Exact name of registrant as specified in charter)

 

 

 

20 North Wacker Drive, Suite 2414, Chicago, IL 60606

(Address of principal executive offices) (Zip code)

 

 

 

Robert B. Bruce

20 North Wacker Drive, Suite 2414

Chicago, Illinois 60606

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 312-236-9160

 

Date of fiscal year end: June 30

 

Date of reporting period: 07/01/2019 - 06/30/2020

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter),to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b 1-4).The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget C'OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.

 

 

 

 

 

Bruce Fund, Inc.

Annual Proxy Report

Report Period: July 1, 2019 to June 30, 2020

 

Security Name

Ticker

Cusip

Meeting

Date

Proposed

(M) or (S)

Description

Vote

For, Against

or Abstain

For or Against

Management

EDAPEDAP2683111076/30/2020MAgreementsYFF
EDAPEDAP2683111076/30/2020MAuditorsYFF
EDAPEDAP2683111076/30/2020MFinancialsYFF
EDAPEDAP2683111076/30/2020MIncrease Share CapitalYFF
EDAPEDAP2683111076/30/2020MDirectorsYFF
EDAPEDAP2683111076/30/2020MRemove Director OwnershipYAA
EDAPEDAP2683111076/30/2020MShare issuance OthersYAA
EDAPEDAP2683111076/30/2020MShare issuance OfficersYFF
         
SupernusSUPN8684591086/15/2020MDirectorsYFF
SupernusSUPN8684591086/15/2020MAuditorsYFF
SupernusSUPN8684591086/15/2020MExecutive CompensationYFF
SupernusSUPN8684591086/15/2020MIncentive PlanYFF
SupernusSUPN8684591086/15/2020MEmployee Purchase PlanYFF
         
AppleAPPL0378331002/26/2020MDirectorsYFF
AppleAPPL0378331002/26/2020MAccountingYFF
AppleAPPL0378331002/26/2020MExecutive CompensationYFF
AppleAPPL0378331002/26/2020Sproxy accessYAA
AppleAPPL0378331002/26/2020SSustainabilityYAF
AppleAPPL0378331002/26/2020SExpressionYAF
         
NewmontNEM6516391064/21/2020MDirectorsYFF
NewmontNEM6516391064/21/2020MAccountingYFF
NewmontNEM6516391064/21/2020MExecutive CompensationYFF
NewmontNEM6516391064/21/2020MStock IncentiveYFF
         
MannkindMNKD56400P7065/21/2020MDirectorsYFF
MannkindMNKD56400P7065/21/2020MAccountingYFF
MannkindMNKD56400P7065/21/2020MShare AuthorizationYFF
MannkindMNKD56400P7065/21/2020MIncentive planYFF
MannkindMNKD56400P7065/21/2020MExecutive CompensationYFF
         
Fate TheraputicsFATE31189P1025/1/2020MDirectorsYFF
Fate TheraputicsFATE31189P1025/1/2020MAccountingYFF
Fate TheraputicsFATE31189P1025/1/2020MExecutive CompensationYFF
         
ParatekPRTK6993743026/10/2020MDirectorsYFF
ParatekPRTK6993743026/10/2020MAccountingYFF
ParatekPRTK6993743026/10/2020MExecutive CompensationYFF
         
Compass MineralsCMP20451N1015/14/2020MDirectorsYFF
Compass MineralsCMP20451N1015/14/2020MAccountingYFF
Compass MineralsCMP20451N1015/14/2020MExecutive CompensationYFF
Compass MineralsCMP20451N1015/14/2020MIncentive planYFF
         
MerckMRK58933Y1055/26/2020MDirectorsYFF
MerckMRK58933Y1055/26/2020MCompensationYFF
MerckMRK58933Y1055/26/2020MAccountingYFF
MerckMRK58933Y1055/26/2020SWritten consentYAF
MerckMRK58933Y1055/26/2020SAllocation tax savingsYAF
         
IBMIBM4592001014/28/2020MDirectorsYAA
IBMIBM4592001014/28/2020MAccountingYFF
IBMIBM4592001014/28/2020MExecutive CompensationYFF
IBMIBM4592001014/28/2020SDirector RemovalYFA
IBMIBM4592001014/28/2020SWritten consentYAF
IBMIBM4592001014/28/2020SIndependent ChairmanYAF
         
PfizerPFE7170811034/23/2020MDirectorsYFF
PfizerPFE7170811034/23/2020MAccountingYFF
PfizerPFE7170811034/23/2020MExecutive CompensationYFF
PfizerPFE7170811034/23/2020SProxy AccessYAF
PfizerPFE7170811034/23/2020SWritten ConsentYAF
PfizerPFE7170811034/23/2020SLobbyingYFA
PfizerPFE7170811034/23/2020SIndependent ChairYAF
PfizerPFE7170811034/23/2020SGender Pay GapYAF
         
NexteraNEE65339F1015/21/2020MDirectorsYFF
NexteraNEE65339F1015/21/2020MAuditorsYFF
NexteraNEE65339F1015/21/2020MCompensationYFF
NexteraNEE65339F1015/21/2020SPolitical ContributionsYFA
NexteraNEE65339F1025/22/2020SWritten ConsentNAF
         
AllstateALL0200021015/19/2020MDirectorsYFF
AllstateALL0200021015/19/2020MAuditorsYFF
AllstateALL0200021015/19/2020MCompensationYFF
         
AllerganAGNG0177J10810/14/2019MArrangementYFF
AllerganAGNG0177J10810/14/2019MIn EffectYFF
AllerganAGNG0177J10810/14/2019MCancel sharesYFF
AllerganAGNG0177J10810/14/2019MNew sharesYFF
AllerganAGNG0177J10810/14/2019MAmend ArticlesYFF
AllerganAGNG0177J10810/14/2019MCompensationYFF
AllerganAGNG0177J10810/14/2019MAdjournmentYFF
         
Bausch HealthBHC0717341074/28/2020MDirectorsYFF
Bausch HealthBHC0717341074/28/2020MCompensationYFF
Bausch HealthBHC0717341074/28/2020MAuditorsYFF
Bausch HealthBHC0717341074/28/2020MIncentive PlanYFF
         
FlotekFTK3433891025/5/2020MDirectorsYFF
FlotekFTK3433891025/5/2020MIncrease sharesYFF
FlotekFTK3433891025/5/2020MCompensationYFF
         
AmercoUHAL0235861008/22/2019MDirectorsYFF
AmercoUHAL0235861008/22/2019MBoard decisionsYFF
AmercoUHAL0235861008/22/2019MAccountingYFF
AmercoUHAL0235861008/22/2019MDirector electionYAbstainA
         
AbbvieABBV00287Y1095/8/2020MDirectorsYFF
AbbvieABBV00287Y1095/8/2020MAuditorsYFF
AbbvieABBV00287Y1095/8/2020MSay on PayYFF
AbbvieABBV00287Y1095/8/2020MSupermajorityYFF
AbbvieABBV00287Y1095/8/2020SLobbyingYFA
AbbvieABBV00287Y1095/8/2020SIndependent ChairYAF
AbbvieABBV00287Y1095/8/2020SDrug PricingYAF
         
ProthenaPRTAG728001085/18/2020MDirectorsYFF
ProthenaPRTAG728001085/18/2020MAuditorsYFF
ProthenaPRTAG728001085/18/2020MCompensationYFF
ProthenaPRTAG728001085/18/2020MLong term Incentive PlanYFF
ProthenaPRTAG728001085/18/2020MOption ExchangeYFF
ProthenaPRTAG728001085/18/2020MReservesYFF
         
AbbottABT0028241004/24/2020MDirectorsYFF
AbbottABT0028241004/24/2020MSay on PayYFF
AbbottABT0028241004/24/2020MAccountingYFF
AbbottABT0028241004/24/2020SLobbying DisclosureYFA
AbbottABT0028241004/24/2020SMetrics DisclosureYAF
AbbottABT0028241004/24/2020SBy Law AmendmentsYAF
AbbottABT0028241004/24/2020SMajority VoteYAF
         
Sirius XM HoldingSIRI82968B1036/4/2020MDirectorsYFF
Sirius XM HoldingSIRI82968B1036/4/2020MAccountingYFF
Sirius XM HoldingSIRI82968B1036/4/2020MCompensationYFF
         
Duke EnergyDUK26441C2045/7/2020MDirectorsYFF
Duke EnergyDUK26441C2045/7/2020MAuditorsYFF
Duke EnergyDUK26441C2045/7/2020MCompensationYFF
Duke EnergyDUK26441C2045/7/2020SPolitical contributionsYFA
Duke EnergyDUK26441C2045/7/2020SIndependent ChairYAF
Duke EnergyDUK26441C2045/7/2020SSupermajorityYF N/A
Duke EnergyDUK26441C2045/7/2020SLobbying ExpensesYFA
         
AvistaAVA05379B1075/11/2020MDirectorsYFF
AvistaAVA05379B1075/11/2020MAuditorsYFF
AvistaAVA05379B1075/11/2020MCompensationYFF
         
SolitarioXPL8342EP1076/17/2020MDirectorsYFF
SolitarioXPL8342EP1076/17/2020MAuditorsYFF
SolitarioXPL8342EP1076/17/2020MCompensationYFF
         
XCEL EnergyXEL98389B1005/22/2020MDirectorsYFF
XCEL EnergyXEL98389B1005/22/2020MAuditorsYFF
XCEL EnergyXEL98389B1005/22/2020MCompensationYFF
XCEL EnergyXEL98389B1005/22/2020SClimateYAF
         
WEC EnergyWEC92939U1065/6/2020MDirectorsYFF
WEC EnergyWEC92939U1065/6/2020MAuditorsYFF
WEC EnergyWEC92939U1065/6/2020MCompensationYFF
         
General ElectricGE3696041035/5/2020MDirectorsYFF
General ElectricGE3696041035/5/2020MAuditorsYFF
General ElectricGE3696041035/5/2020MCompensationYFF
General ElectricGE3696041035/5/2020SIndependent ChairmanYAF
         
CMS EnergyCMS1258961005/1/2020MDirectorsYFF
CMS EnergyCMS1258961005/1/2020MAuditorsYFF
CMS EnergyCMS1258961005/1/2020MCompensationYFF
CMS EnergyCMS1258961005/1/2020MIncentive planYFF
CMS EnergyCMS1258961005/1/2020SPolitical contributionsYFA

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Bruce Fund, Inc.

 

By:/s/ Robert B. Bruce 
 Robert B. Bruce, President 
   
Date:8/20/2020