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HPQ HP

Filed: 16 Jun 21, 4:49pm
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Weiszhaar Barbara Barton

(Last) (First) (Middle)
C/O HP INC.
1501 PAGE MILL ROAD

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/05/2021
3. Issuer Name and Ticker or Trading Symbol
HP INC [ HPQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Acting Controller
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0.00 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 5,430(1) 0.00 D
Restricted Stock Unit (2) (2) Common Stock 22,024(2) 0.00 D
Restricted Stock Units (3) (3) Common Stock 24,634(3) 0.00 D
Restricted Stock Units (4) (4) Common Stock 10,557(4) 0.00 D
Explanation of Responses:
1. On 10/29/2018, the reporting person was granted 5,430 restricted stock units ("RSUs"), 1,810 of which vested on each of 10/29/2019 and 10/29/2020 and 1,810 of which are scheduled to vest on 10/29/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
2. On 12/7/2018, the reporting person was granted 22,024 RSUs, 7,341 of which vested on each of 12/7/2019 and 12/7/2020 and 7,342 of which is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
3. On 12/6/2019, the reporting person was granted 24,634 RSUs, 8,211 of which vested on 12/7/2020, 8,211 of which is scheduled to vest on 12/7/2021 and 8,212 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
4. On 12/7/2020, the reporting person was granted 10,557 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
Remarks:
/s/ Shirley Lo, as Attorney-in-Fact for Barbara Barton Weiszhaar 06/16/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.