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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
(Amendment No. 1)
(Mark One)
þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2009
or
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 1-8787
American International Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware (State or other jurisdiction of incorporation or organization) | 13-2592361 (I.R.S. Employer Identification No.) | |
70 Pine Street, New York, New York (Address of principal executive offices) | 10270 (Zip Code) |
Registrant’s telephone number, including area code(212) 770-7000
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which registered | |
Common Stock, Par Value $2.50 Per Share | New York Stock Exchange | |
5.75% Series A-2 Junior Subordinated Debentures | New York Stock Exchange | |
4.875% Series A-3 Junior Subordinated Debentures | New York Stock Exchange | |
6.45% Series A-4 Junior Subordinated Debentures | New York Stock Exchange | |
7.70% Series A-5 Junior Subordinated Debentures | New York Stock Exchange | |
Corporate Units (composed of stock purchase contracts and junior subordinated debentures) | New York Stock Exchange | |
NIKKEI 225® Index Market Index Target-Term Securities® due January 5, 2011 | NYSE Arca |
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yesþ Noo
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yeso Noþ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yesþ Noo
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Act.
Large accelerated filerþ | Accelerated filero | Non-accelerated filero | Smaller reporting companyo | |||||||||
(Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yeso Noþ
The aggregate market value of the voting and nonvoting common equity held by nonaffiliates of the registrant computed by reference to the price at which the common equity was last sold of $23.20 as of June 30, 2009 (the last business day of the registrant’s most recently completed second fiscal quarter), was approximately $2,794,000,00.
As of January 29, 2010, there were outstanding 134,926,293 shares of Common Stock, $2.50 par value per share, of the registrant.
DOCUMENTS INCORPORATED BY REFERENCE
None
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Item 15. Exhibits, Financial Statement Schedules | ||||||||
SIGNATURES | ||||||||
EX-31 | ||||||||
EX-99.1 | ||||||||
EX-99.2 |
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Explanatory Note
This amendment (Amendment No. 1) to the Annual Report on Form 10-K for the year ended December 31, 2009 of American International Group, Inc. (the 2009 Annual Report on Form 10-K) is being filed solely for the purpose of filing two additional exhibits required to be filed by the TARP Standards for Compensation and Corporate Governance. Other than adding exhibits 99.1 and 99.2, no other Item of the 2009 Annual Report on Form 10-K is affected by the change. As a result, they have been omitted from this Amendment No. 1.
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Item 15. | Exhibits, Financial Statement Schedules |
(b) Exhibits.
The Exhibit Index listed under Part IV, Item 15(b) of AIG’s 2009 Annual Report on Form 10-K is hereby amended such that the following documents are added to the Exhibit Index and are included as exhibits to the 2009 Annual Report on Form 10-K:
Exhibit | ||||||||
Number | Description | Location | ||||||
99.1 | Certification of principal executive officer pursuant to Section 111(b)(4) | |||||||
of the Emergency Economic Stabilization Act of 2008 | Filed herewith. | |||||||
99.2 | Certification of principal financial officer pursuant to Section 111(b)(4) | |||||||
of the Emergency Economic Stabilization Act of 2008 | Filed herewith. | |||||||
31 | Rule 13a-14(a)/15d-14(a) Certifications | Filed herewith. |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Annual Report on Form 10-K/A (Amendment No. 1) to be signed on its behalf by the undersigned, thereunto duly authorized, on the 31st day of March, 2010.
AMERICAN INTERNATIONAL GROUP, INC. | ||||
By | /s/ Robert H. Benmosche | |||
(Robert H. Benmosche, President and Chief Executive Officer) | ||||