UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 5240 The Dreyfus/Laurel Funds Trust |
(Exact name of registrant as specified in charter) c/o The Dreyfus Corporation 200 Park Avenue New York, New York 10166 |
(Address of principal executive offices) (Zip code) Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 Date of fiscal year end: 12/31* Date of reporting period: July 1, 2008-June 30, 2009 |
* Fiscal year ends are 5/31 for Dreyfus Equity Income Fund, Dreyfus Emerging Markets Debt Local Currency Fund, 8/31 for Dreyfus Tax Managed Balanced Fund and 10/31 for Dreyfus International Bond Fund, Dreyfus Global Equity Income Fund and Dreyfus 130/30 Growth Fund. |
Item 1. Proxy Voting Record |
The Dreyfus/Laurel Funds Trust |
========================DREYFUS HIGH YIELD FUND================================= |
======================= DREYFUS INTERNATIONAL BOND FUND ======================== |
============== DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY FUND =============== |
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
========================== DREYFUS 130/30 GROWTH FUND ========================== |
The Fund liquidated on March 31, 2009. |
AES CORP., THE | ||||||
Ticker: | AES | Security ID: 00130H105 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Samuel W. Bodman, III | For | For | Management | ||
1.2 | Elect Director Paul Hanrahan | For | For | Management | ||
1.3 | Elect Director Kristina M. Johnson | For | For | Management | ||
1.4 | Elect Director Tarun Khanna | For | For | Management | ||
1.5 | Elect Director John A. Koskinen | For | For | Management | ||
1.6 | Elect Director Philip Lader | For | For | Management | ||
1.7 | Elect Director Sandra O. Moose | For | For | Management | ||
1.8 | Elect Director John B. Morse, Jr. | For | For | Management | ||
1.9 | Elect Director Philip A. Odeen | For | For | Management | ||
1.10 | Elect Director Charles O. Rossotti | For | For | Management | ||
1.11 | Elect Director Sven Sandstrom | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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AFLAC INCORPORATED | ||||||
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel P. Amos | For | For | Management | ||
1.2 | Elect Director John Shelby Amos, II | For | For | Management | ||
1.3 | Elect Director Paul S. Amos, II | For | For | Management | ||
1.4 | Elect Director Yoshiro Aoki | For | For | Management | ||
1.5 | Elect Director Michael H. Armacost | For | For | Management | ||
1.6 | Elect Director Kriss Cloninger, III | For | For | Management | ||
1.7 | Elect Director Joe Frank Harris | For | For | Management | ||
1.8 | Elect Director Elizabeth J. Hudson | For | For | Management | ||
1.9 | Elect Director Kenneth S. Janke, Sr. | For | For | Management | ||
1.10 | Elect Director Douglas W. Johnson | For | For | Management | ||
1.11 | Elect Director Robert B. Johnson | For | For | Management | ||
1.12 | Elect Director Charles B. Knapp | For | For | Management | ||
1.13 | Elect Director E. Stephen Purdom | For | For | Management |
1.14 | Elect Director Barbara K. Rimer | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director David Gary Thompson | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
3 | Ratify Auditors | For | For | Management |
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AGCO CORP. | ||||||
Ticker: | AG | Security ID: | 001084102 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 13, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director P. George Benson | For | For | Management | ||
1.2 | Elect Director Gerald L. Shaheen | For | Withhold | Management | ||
1.3 | Elect Director Hendrikus Visser | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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ALCOA INC. | ||||||
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Kathryn S. Fuller | For | For | Management | ||
1.2 | Elect Director Judith M. Gueron | For | For | Management | ||
1.3 | Elect Director Patricia F. Russo | For | For | Management | ||
1.4 | Elect Director Ernesto Zedillo | For | For | Management | ||
2 | Ratify Auditor | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||
Articles/Bylaws/Charter |
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AMERICAN CAPITAL LTD. | |||||
Ticker: | ACAS | Security ID: 02503Y103 | |||
Meeting Date: FEB 19, 2009 | Meeting Type: Special | ||||
Record Date: JAN 6, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Sale of Common Shares Below Net For | For | Management | ||
Asset Value | |||||
2 | Other Business | For | Against | Management |
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ANHEUSER-BUSCH COMPANIES, INC.
Ticker: | BUD | Security ID: | 035229103 | |||
Meeting Date: NOV 12, 2008 | Meeting Type: Special | |||||
Record Date: OCT 3, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Merger Agreement | For | For | Management | ||
2 | Adjourn Meeting | For | For | Management |
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APPLE INC. | ||||||
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: FEB 25, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 29, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William V. Campbell | For | For | Management | ||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||
1.5 | Elect Director Andrea Jung | For | For | Management | ||
1.6 | Elect Director A.D. Levinson | For | For | Management | ||
1.7 | Elect Director Eric E. Schmidt | For | For | Management | ||
1.8 | Elect Director Jerome B. York | For | For | Management | ||
2 | Report on Political Contributions | Against | Against | Shareholder | ||
3 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
4 | Prepare Sustainability Report | Against | Against | Shareholder | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
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ASSURANT INC | ||||||
Ticker: | AIZ | Security ID: | 04621X108 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Charles John Koch | For | Withhold | Management | ||
1.2 | Elect Director H. Carroll Mackin | For | For | Management | ||
1.3 | Elect Director Robert B. Pollock | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Reduce Supermajority Vote Requirement | For | For | Management |
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AVON PRODUCTS, INC.
Ticker: | AVP | Security ID: | 054303102 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director W. Don Cornwell | For | For | Management | ||
1.2 | Elect Director Edward T. Fogarty | For | For | Management | ||
1.3 | Elect Director V. Ann Hailey | For | For | Management | ||
1.4 | Elect Director Fred Hassan | For | Withhold | Management | ||
1.5 | Elect Director Andrea Jung | For | For | Management | ||
1.6 | Elect Director Maria Elena Lagomasino | For | Withhold | Management | ||
1.7 | Elect Director Ann S. Moore | For | Withhold | Management | ||
1.8 | Elect Director Paul S. Pressler | For | For | Management | ||
1.9 | Elect Director Gary M. Rodkin | For | Withhold | Management | ||
1.10 | Elect Director Paula Stern | For | For | Management | ||
1.11 | Elect Director Lawrence A. Weinbach | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Report on Nanomaterial Product Safety | Against | Against | Shareholder |
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BE AEROSPACE, INC. | ||||||
Ticker: | BEAV | Security ID: | 073302101 | |||
Meeting Date: JUL 31, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 30, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert J. Khoury | For | For | Management | ||
1.2 | Elect Director Jonathan M. Schofield | For | For | Management | ||
2 | Implement MacBride Principles | Against | Against | Shareholder |
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BRISTOL-MYERS SQUIBB CO. | ||||||
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director L. Andreotti | For | For | Management | ||
2 | Elect Director L. B. Campbell | For | For | Management | ||
3 | Elect Director J. M. Cornelius | For | For | Management | ||
4 | Elect Director L. J. Freeh | For | For | Management | ||
5 | Elect Director L. H. Glimcher | For | For | Management | ||
6 | Elect Director M. Grobstein | For | For | Management | ||
7 | Elect Director L. Johansson | For | For | Management | ||
8 | Elect Director A. J. Lacy | For | For | Management | ||
9 | Elect Director V. L. Sato | For | For | Management | ||
10 | Elect Director T. D. West, Jr. | For | For | Management | ||
11 | Elect Director R. S. Williams | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Increase Disclosure of Executive | Against | Against | Shareholder | ||
Compensation |
14 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
15 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
16 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
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CA INC | ||||||
Ticker: | CA | Security ID: 12673P105 | ||||
Meeting Date: SEP 9, 2008 | Meeting Type: Annual | |||||
Record Date: JUL 11, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||
2 | Elect Director Alfonse M. D'Amato | For | For | Management | ||
3 | Elect Director Gary J. Fernandes | For | For | Management | ||
4 | Elect Director Robert E. La Blanc | For | For | Management | ||
5 | Elect Director Christopher B. Lofgren | For | For | Management | ||
6 | Elect Director William E. McCracken | For | For | Management | ||
7 | Elect Director John A. Swainson | For | For | Management | ||
8 | Elect Director Laura S. Unger | For | For | Management | ||
9 | Elect Director Arthur F. Weinbach | For | For | Management | ||
10 | Elect Director Ron Zambonini | For | For | Management | ||
11 | Ratify Auditors | For | For | Management |
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CHARLES SCHWAB CORP., THE | ||||||
Ticker: | SCHW | Security ID: | 808513105 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Nancy H. Bechtle | For | For | Management | ||
1.2 | Elect Director Walter W. Bettinger II | For | For | Management | ||
1.3 | Elect Director C. Preston Butcher | For | For | Management | ||
2 | Report on Political Contributions | Against | Against | Shareholder | ||
3 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives | ||||||
4 | Amend Corporate Executive Bonus Plan | Against | Against | Shareholder |
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CISCO SYSTEMS, INC. | ||
Ticker: | CSCO | Security ID: 17275R102 |
Meeting Date: NOV 13, 2008 | Meeting Type: Annual | |
Record Date: | SEP 15, 2008 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Carol A. Bartz | For | For | Management |
2 | Elect Director M. Michele Burns | For | For | Management |
3 | Elect Director Michael D. Capellas | For | For | Management |
4 | Elect Director Larry R. Carter | For | For | Management |
5 | Elect Director John T. Chambers | For | For | Management |
6 | Elect Director Brian L. Halla | For | For | Management |
7 | Elect Director John L. Hennessy | For | For | Management |
8 | Elect Director Richard M. Kovacevich | For | For | Management |
9 | Elect Director Roderick C. McGeary | For | For | Management |
10 | Elect Director Michael K. Powell | For | For | Management |
11 | Elect Director Steven M. West | For | For | Management |
12 | Elect Director Jerry Yang | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder |
Committee on Human Rights | ||||
15 | Report on Internet Fragmentation | Against | Against | Shareholder |
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COACH, INC. | ||||||
Ticker: | COH | Security ID: | 189754104 | |||
Meeting Date: OCT 30, 2008 | Meeting Type: Annual | |||||
Record Date: | SEP 3, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director Lew Frankfort | For | For | Management | |
1.2 | Elect | Director Susan Kropf | For | Withhold | Management | |
1.3 | Elect | Director Gary Loveman | For | Withhold | Management | |
1.4 | Elect | Director Ivan Menezes | For | Withhold | Management | |
1.5 | Elect | Director Irene Miller | For | Withhold | Management | |
1.6 | Elect | Director Keith Monda | For | For | Management | |
1.7 | Elect | Director Michael Murphy | For | Withhold | Management | |
1.8 | Elect | Director Jide Zeitlin | For | Withhold | Management | |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
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COLGATE-PALMOLIVE CO. | ||||||
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John T. Cahill | For | For | Management | ||
1.2 | Elect Director Jill K. Conway | For | For | Management | ||
1.3 | Elect Director Ian Cook | For | For | Management | ||
1.4 | Elect Director Ellen M. Hancock | For | For | Management | ||
1.5 | Elect Director David W. Johnson | For | For | Management | ||
1.6 | Elect Director Richard J. Kogan | For | For | Management | ||
1.7 | Elect Director Delano E. Lewis | For | For | Management | ||
1.8 | Elect Director J. Pedro Reinhard | For | For | Management | ||
1.9 | Elect Director Stephen I. Sadove | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
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COMCAST CORP. | ||||||
Ticker: | CMCSA | Security ID: 20030N101 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director S. Decker Anstrom | For | Withhold | Management | ||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||
1.5 | Elect Director Julian A. Brodsky | For | For | Management | ||
1.6 | Elect Director Joseph J. Collins | For | Withhold | Management | ||
1.7 | Elect Director J. Michael Cook | For | For | Management | ||
1.8 | Elect Director Gerald L. Hassell | For | For | Management | ||
1.9 | Elect Director Jeffrey A. Honickman | For | For | Management | ||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||
1.12 | Elect Director Dr. Judith Rodin | For | Withhold | Management | ||
1.13 | Elect Director Michael I. Sovern | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Amend Restricted Stock Plan | For | For | Management | ||
5 | Amend Stock Option Plan | For | For | Management | ||
6 | Increase Disclosure of Executive | Against | Against | Shareholder | ||
Compensation | ||||||
7 | Seek Shareholder Approval on Certain | Against | Against | Shareholder | ||
Future Death Benefit Arrangements | ||||||
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
9 | Adopt a Recapitalization Plan | Against | For | Shareholder |
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CONSOL ENERGY, INC. | ||||||
Ticker: | CNX | Security ID: 20854P109 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 5, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John Whitmire | For | For | Management | ||
1.2 | Elect Director J. Brett Harvey | For | For | Management | ||
1.3 | Elect Director James E. Altmeyer, Sr. | For | For | Management | ||
1.4 | Elect Director Philip W. Baxter | For | For | Management | ||
1.5 | Elect Director William E. Davis | For | For | Management | ||
1.6 | Elect Director Raj K. Gupta | For | For | Management |
1.7 | Elect Director Patricia A. Hammick | For | For | Management |
1.8 | Elect Director David C. Hardesty, Jr. | For | For | Management |
1.9 | Elect Director John T. Mills | For | For | Management |
1.10 | Elect Director William P. Powell | For | For | Management |
1.11 | Elect Director Joseph T. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the | Against | For | Shareholder |
Election of Directors | ||||
5 | Provide Early Disclosure of Shareholder Against | For | Shareholder | |
Proposal Voting Results |
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CORNING INC. | ||||||
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 26, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James B. Flaws | For | For | Management | ||
1.2 | Elect Director James R. Houghton | For | For | Management | ||
1.3 | Elect Director James J. O'Connor | For | Withhold | Management | ||
1.4 | Elect Director Deborah D. Rieman | For | For | Management | ||
1.5 | Elect Director Peter F. Volanakis | For | For | Management | ||
1.6 | Elect Director Mark S. Wrighton | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors | ||||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
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CSX CORP. | ||||||
Ticker: | CSX | Security ID: | 126408103 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director D. M. Alvarado | For | For | Management | ||
1.2 | Elect Director A. Behring | For | For | Management | ||
1.3 | Elect Director Sen. J. B. Breaux | For | For | Management | ||
1.4 | Elect Director S. T. Halverson | For | For | Management | ||
1.5 | Elect Director E. J. Kelly, III | For | For | Management | ||
1.6 | Elect Director G. H. Lamphere | For | For | Management | ||
1.7 | Elect Director J. D. McPherson | For | For | Management | ||
1.8 | Elect Director T. T. O'Toole | For | For | Management | ||
1.9 | Elect Director D. M. Ratcliffe | For | For | Management | ||
1.10 | Elect Director D. J. Shepard | For | For | Management | ||
1.11 | Elect Director M. J. Ward | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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DELL INC. | ||||||
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: JUL 18, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 23, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Donald J. Carty | For | For | Management | ||
1.2 | Elect Director Michael S. Dell | For | For | Management | ||
1.3 | Elect Director William H. Gray, III | For | For | Management | ||
1.4 | Elect Director Sallie L. Krawcheck | For | For | Management | ||
1.5 | Elect Director Alan (A.G.) Lafley | For | For | Management | ||
1.6 | Elect Director Judy C. Lewent | For | For | Management | ||
1.7 | Elect Director Thomas W. Luce, III | For | For | Management | ||
1.8 | Elect Director Klaus S. Luft | For | For | Management | ||
1.9 | Elect Director Alex J. Mandl | For | For | Management | ||
1.10 | Elect Director Michael A. Miles | For | For | Management | ||
1.11 | Elect Director Samuel A. Nunn, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
4 | Reimburse Proxy Expenses | Against | Against | Shareholder | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
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DIAMOND OFFSHORE DRILLING, INC.
Ticker: | DO | Security ID: | 25271C102 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James S. Tisch | For | For | Management | ||
1.2 | Elect Director Lawrence R. Dickerson | For | For | Management | ||
1.3 | Elect Director John R. Bolton | For | For | Management | ||
1.4 | Elect Director Charles L. Fabrikant | For | For | Management | ||
1.5 | Elect Director Paul G. Gaffney II | For | For | Management | ||
1.6 | Elect Director Edward Grebow | For | For | Management | ||
1.7 | Elect Director Herbert C. Hofmann | For | For | Management | ||
1.8 | Elect Director Arthur L. Rebell | For | For | Management | ||
1.9 | Elect Director Raymond S. Troubh | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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DOVER CORPORATION | |||||
Ticker: | DOV | Security ID: 260003108 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | ||||
Record Date: MAR 10, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director D. H. Benson | For | For | Management |
1.2 | Elect Director R. W. Cremin | For | For | Management |
1.3 | Elect Director T. J. Derosa | For | For | Management |
1.4 | Elect Director J-P. M. Ergas | For | For | Management |
1.5 | Elect Director P. T. Francis | For | For | Management |
1.6 | Elect Directors K. C. Graham | For | For | Management |
1.7 | Elect Director J. L. Koley | For | For | Management |
1.8 | Elect Director R. A. Livingston | For | For | Management |
1.9 | Elect Director R. K. Lochridge | For | For | Management |
1.10 | Elect Director B. G. Rethore | For | For | Management |
1.11 | Elect Director M. B. Stubbs | For | For | Management |
1.12 | Elect Director M. A. Winston | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Report on Climate Change | Against | Against | Shareholder |
5 | Ratify Auditors | For | For | Management |
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DPL INC. | ||||||
Ticker: | DPL | Security ID: | 233293109 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 5, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Paul R. Bishop | For | For | Management | ||
1.2 | Elect Director Frank F. Gallaher | For | For | Management | ||
1.3 | Elect Director Lester L. Lyles | For | For | Management | ||
2.0 | Ratify Auditors | For | For | Management |
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FLIR SYSTEMS, INC. | ||||||
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Earl R. Lewis | For | For | Management | ||
1.2 | Elect Director Steven E. Wynne | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Ratify Auditors | For | For | Management |
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GANNETT CO., INC. | ||
Ticker: | GCI | Security ID: 364730101 |
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |
Record Date: MAR 2, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Craig A. Dubow | For | For | Management |
1.2 | Elect Director Howard D. Elias | For | For | Management |
1.3 | Elect Director Marjorie Magner | For | For | Management |
1.4 | Elect Director Scott K. McCune | For | For | Management |
1.5 | Elect Director Duncan M. McFarland | For | For | Management |
1.6 | Elect Director Donna E. Shalala | For | For | Management |
1.7 | Elect Director Neal Shapiro | For | For | Management |
1.8 | Elect Director Karen Hastie Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt Anti Gross-up Policy | Against | For | Shareholder |
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GENERAL DYNAMICS CORP. | ||||||
Ticker: | GD | Security ID: | 369550108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Nicholas D. Chabraja | For | For | Management | ||
2 | Elect Director James S. Crown | For | For | Management | ||
3 | Elect Director William P. Fricks | For | For | Management | ||
4 | Elect Director Jay L. Johnson | For | For | Management | ||
5 | Elect Director George A. Joulwan | For | For | Management | ||
6 | Elect Director Paul G. Kaminski | For | For | Management | ||
7 | Elect Director John M. Keane | For | For | Management | ||
8 | Elect Director Deborah J. Lucas | For | For | Management | ||
9 | Elect Director Lester L. Lyles | For | For | Management | ||
10 | Elect Director J. Christopher Reyes | For | For | Management | ||
11 | Elect Director Robert Walmsley | For | For | Management | ||
12 | Approve Omnibus Stock Plan | For | For | Management | ||
13 | Approve Nonqualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
14 | Ratify Auditors | For | For | Management | ||
15 | Report on Space-based Weapons Program | Against | Against | Shareholder | ||
16 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives |
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. | ||||||
Ticker: | GNW | Security ID: | 37247D106 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Frank J. Borelli | For | For | Management | ||
1.2 | Elect Director Michael D. Fraizer | For | For | Management | ||
1.3 | Elect Director Nancy J. Karch | For | For | Management | ||
1.4 | Elect Director J. Robert "Bob" Kerrey | For | For | Management |
1.5 | Elect Director Risa J. Lavizzo-Mourey | For | For | Management |
1.6 | Elect Director James A. Parke | For | For | Management |
1.7 | Elect Director James S. Riepe | For | For | Management |
1.8 | Elect Director Barrett A. Toan | For | For | Management |
1.9 | Elect Director Thomas B. Wheeler | For | For | Management |
2 | Approve Repricing of Options | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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GILEAD SCIENCES, INC. | ||||||
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Paul Berg | For | For | Management | ||
1.2 | Elect Director John F. Cogan | For | For | Management | ||
1.3 | Elect Director Etienne F. Davignon | For | For | Management | ||
1.4 | Elect Director James M. Denny | For | For | Management | ||
1.5 | Elect Director Carla A. Hills | For | For | Management | ||
1.6 | Elect Director John W. Madigan | For | For | Management | ||
1.7 | Elect Director John C. Martin | For | For | Management | ||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
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GOLDMAN SACHS GROUP, INC., THE | ||||||
Ticker: | GS | Security ID: 38141G104 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||
2 | Elect Director John H. Bryan | For | For | Management | ||
3 | Elect Director Gary D. Cohn | For | For | Management | ||
4 | Elect Director Claes Dahlback | For | For | Management | ||
5 | Elect Director Stephen Friedman | For | For | Management | ||
6 | Elect Director William W. George | For | For | Management | ||
7 | Elect Director Rajat K. Gupta | For | Against | Management | ||
8 | Elect Director James A. Johnson | For | For | Management | ||
9 | Elect Director Lois D. Juliber | For | For | Management | ||
10 | Elect Director Lakshmi N. Mittal | For | For | Management | ||
11 | Elect Director James J. Schiro | For | For | Management | ||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation |
15 | Provide for Cumulative Voting | Against | Against | Shareholder |
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
17 | Amend By-Laws to Establish Board U.S. | Against | Against | Shareholder |
Economic Security Committee | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
GOOGLE INC | ||||||
Ticker: | GOOG | Security ID: 38259P508 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Eric Schmidt | For | Withhold | Management | ||
1.2 | Elect Director Sergey Brin | For | Withhold | Management | ||
1.3 | Elect Director Larry Page | For | Withhold | Management | ||
1.4 | Elect Director L. John Doerr | For | Withhold | Management | ||
1.5 | Elect Director John L. Hennessy | For | Withhold | Management | ||
1.6 | Elect Director Arthur D. Levinson | For | Withhold | Management | ||
1.7 | Elect Director Ann Mather | For | Withhold | Management | ||
1.8 | Elect Director Paul S. Otellini | For | Withhold | Management | ||
1.9 | Elect Director K. Ram Shriram | For | Withhold | Management | ||
1.10 | Elect Director Shirley M. Tilghman | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Report on Political Contributions | For | Against | Shareholder | ||
5 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||
Access to the Internet | ||||||
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 | |||
Meeting Date: MAR 26, 2009 | Meeting Type: Special | |||||
Record Date: FEB 5, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Conversion of Securities | For | For | Management |
--------------------------------------------------------------------------------
HASBRO, INC. | ||||||
Ticker: | HAS | Security ID: | 418056107 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 27, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||
1.2 | Elect Director Alan R. Batkin | For | For | Management |
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.4 | Elect Director Kenneth A. Bronfin | For | For | Management |
1.5 | Elect Director John M. Connors, Jr. | For | For | Management |
1.6 | Elect Director Michael W.O. Garrett | For | For | Management |
1.7 | Elect Director E. Gordon Gee | For | For | Management |
1.8 | Elect Director Brian Goldner | For | For | Management |
1.9 | Elect Director Jack M. Greenberg | For | For | Management |
1.10 | Elect Director Alan G. Hassenfeld | For | For | Management |
1.11 | Elect Director Tracy A. Leinbach | For | For | Management |
1.12 | Elect Director Edward M. Philip | For | For | Management |
1.13 | Elect Director Paula Stern | For | For | Management |
1.14 | Elect Director Alfred J. Verrecchia | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY | |||||||
Ticker: | HPQ | Security ID: | 428236103 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | ||||||
Record Date: JAN 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | |||
2 | Elect Director Sari M. Baldauf | For | For | Management | |||
3 | Elect Director Rajiv L. Gupta | For | For | Management | |||
4 | Elect Director John H. Hammergren | For | For | Management | |||
5 | Elect Director Mark V. Hurd | For | For | Management | |||
6 | Elect Director Joel Z. Hyatt | For | For | Management | |||
7 | Elect Director John R. Joyce | For | For | Management | |||
8 | Elect Director Robert L. Ryan | For | For | Management | |||
9 | Elect Director Lucille S. Salhany | For | For | Management | |||
10 | Elect Director G. Kennedy Thompson | For | For | Management | |||
11 | Ratify Auditors | For | For | Management |
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HUBBELL INCORPORATED | ||||||
Ticker: | HUB.B | Security ID: | 443510201 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director E. Brooks | For | Withhold | Management | ||
1.2 | Elect Director G. Edwards | For | Withhold | Management | ||
1.3 | Elect Director A. Guzzi | For | Withhold | Management | ||
1.4 | Elect Director J. Hoffman | For | Withhold | Management | ||
1.5 | Elect Director A. McNally IV | For | Withhold | Management | ||
1.6 | Elect Director T. Powers | For | Withhold | Management | ||
1.7 | Elect Director G. Ratcliffe | For | Withhold | Management | ||
1.8 | Elect Director R. Swift | For | Withhold | Management | ||
1.9 | Elect Director D. Van Riper | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
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INTEL CORPORATION | ||||||
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||
2 | Elect Director Susan L. Decker | For | For | Management | ||
3 | Elect Director John J. Donahoe | For | For | Management | ||
4 | Elect Director Reed E. Hundt | For | For | Management | ||
5 | Elect Director Paul S. Otellini | For | For | Management | ||
6 | Elect Director James D. Plummer | For | For | Management | ||
7 | Elect Director David S. Pottruck | For | For | Management | ||
8 | Elect Director Jane E. Shaw | For | For | Management | ||
9 | Elect Director John L. Thornton | For | For | Management | ||
10 | Elect Director Frank D. Yeary | For | For | Management | ||
11 | Elect Director David B. Yoffie | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Amend Omnibus Stock Plan | For | For | Management | ||
14 | Approve Stock Option Exchange Program | For | For | Management | ||
15 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
16 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
17 | Adopt Policy on Human Rights to Water | Against | Against | Shareholder |
--------------------------------------------------------------------------------
KBR, INC. | ||||||
Ticker: | KBR | Security ID: 48242W106 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director W. Frank Blount | For | For | Management | ||
1.2 | Elect Director Loren K. Carroll | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend By-laws to Establish Board Human | Against | Against | Shareholder | ||
Rights Committee | ||||||
4 | Establish Independent Director | Against | Against | Shareholder | ||
Committee to Review and Report on | ||||||
Financial Misconducts and Human Rights | ||||||
Abuses |
-------------------------------------------------------------------------------- | ||
KIMBERLY-CLARK CORP. | ||
Ticker: | KMB | Security ID: 494368103 |
Meeting Date: APR 30, 2009 Meeting Type: Annual | ||||
Record Date: MAR 2, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Alm | For | For | Management |
1.2 | Elect Director Dennis R. Beresford | For | For | Management |
1.3 | Elect Director John F. Bergstrom | For | For | Management |
1.4 | Elect Director Abelardo E. Bru | For | For | Management |
1.5 | Elect Director Robert W. Decherd | For | For | Management |
1.6 | Elect Director Thomas J. Falk | For | For | Management |
1.7 | Elect Director Mae C. Jemison | For | For | Management |
1.8 | Elect Director Ian C. Read | For | For | Management |
1.9 | Elect Director G. Craig Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide Right to Call Special Meeting | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
KRAFT FOODS INC | ||||||
Ticker: | KFT | Security ID: 50075N104 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ajay Banga | For | For | Management | ||
1.2 | Elect Director Myra M. Hart | For | For | Management | ||
1.3 | Elect Director Lois D. Juliber | For | For | Management | ||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||
1.5 | Elect Director Richard A. Lerner | For | For | Management | ||
1.6 | Elect Director John C. Pope | For | For | Management | ||
1.7 | Elect Director Fredric G. Reynolds | For | For | Management | ||
1.8 | Elect Director Irene B. Rosenfeld | For | For | Management | ||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||
1.10 | Elect Director Frank G. Zarb | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert B. Millard | For | For | Management | ||
1.2 | Elect Director Arthur L. Simon | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan |
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
LEGGETT & PLATT, INC. | ||||||
Ticker: | LEG | Security ID: 524660107 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 5, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Ralph W. Clark | For | For | Management | ||
2 | Elect Director R. Ted Enloe, III | For | For | Management | ||
3 | Elect Director Richard T. Fisher | For | For | Management | ||
4 | Elect Director Karl G. Glassman | For | For | Management | ||
5 | Elect Director David S. Haffner | For | For | Management | ||
6 | Elect Director Joseph W. McClanathan | For | For | Management | ||
7 | Elect Director Judy C. Odom | For | For | Management | ||
8 | Elect Director Maurice E. Purnell, Jr. | For | For | Management | ||
9 | Elect Director Phoebe A. Wood | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
12 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity |
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY | ||||||
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James B. Crawford | For | Withhold | Management | ||
1.2 | Elect Director E. Gordon Gee | For | For | Management | ||
1.3 | Elect Director Lady Judge | For | Withhold | Management | ||
1.4 | Elect Director Stanley C. Suboleski | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Report on Implementation of EPA | Against | Against | Shareholder | ||
Settlement Reforms and CSR Commitments | ||||||
5 | Adopt Report on Plans to Reduce | Against | Against | Shareholder | ||
Greenhouse Gas from Products and | ||||||
Operations | ||||||
6 | Provide Early Disclosure of Shareholder Against | For | Shareholder | |||
Proposal Voting Results |
-------------------------------------------------------------------------------- | ||
MEDTRONIC, INC. | ||
Ticker: | MDT | Security ID: 585055106 |
Meeting Date: AUG 21, 2008 Meeting Type: Annual | ||||
Record Date: JUN 23, 2008 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Victor J. Dzau | For | For | Management |
1.2 | Elect Director William A. Hawkins | For | For | Management |
1.3 | Elect Director Shirley A. Jackson | For | For | Management |
1.4 | Elect Director Denise M. O'Leary | For | For | Management |
1.5 | Elect Director Jean-Pierre Rosso | For | For | Management |
1.6 | Elect Director Jack W. Schuler | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
10 | Elect Director Carlos E. Represas | For | For | Management | ||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||
13 | Elect Director Samuel O. Thier | For | For | Management | ||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||
15 | Elect Director Peter C. Wendell | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Fix Number of Directors | For | For | Management | ||
18 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
19 | Require Independent Lead Director | Against | Against | Shareholder | ||
20 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
MORGAN STANLEY | ||||||
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: FEB 9, 2009 | Meeting Type: Special | |||||
Record Date: DEC 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Conversion of Securities | For | For | Management | ||
2 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
MORGAN STANLEY | ||||||
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Roy J. Bostock | For | For | Management | ||
1.2 | Elect Director Erskine B. Bowles | For | Against | Management | ||
1.3 | Elect Director Howard J. Davies | For | For | Management | ||
1.4 | Elect Director Nobuyuki Hirano | For | For | Management | ||
1.5 | Elect Director C. Robert Kidder | For | Against | Management | ||
1.6 | Elect Director John J. Mack | For | For | Management | ||
1.7 | Elect Director Donald T. Nicolaisen | For | Against | Management | ||
1.8 | Elect Director Charles H. Noski | For | For | Management | ||
1.9 | Elect Director Hutham S. Olayan | For | For | Management | ||
1.10 | Elect Director Charles E. Phillips, Jr. For | For | Management | |||
1.11 | Elect Director Griffith Sexton | For | For | Management | ||
1.12 | Elect Director Laura D. Tyson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MURPHY OIL CORP. | ||||||
Ticker: | MUR | Security ID: | 626717102 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Frank W. Blue | For | For | Management | ||
1.2 | Elect Director Claiborne P. Deming | For | For | Management | ||
1.3 | Elect Director Robert A. Hermes | For | For | Management | ||
1.4 | Elect Director James V. Kelley | For | For | Management | ||
1.5 | Elect Director R. Madison Murphy | For | For | Management | ||
1.6 | Elect Director William C. Nolan, Jr. | For | For | Management | ||
1.7 | Elect Director Ivar B. Ramberg | For | For | Management | ||
1.8 | Elect Director Neal E. Schmale | For | For | Management | ||
1.9 | Elect Director David J. H. Smith | For | For | Management | ||
1.10 | Elect Directors Caroline G. Theus | For | For | Management | ||
1.11 | Elect Director David M. Wood | For | For | Management | ||
2 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NASDAQ OMX GROUP, INC., THE | ||||||
Ticker: | NDAQ | Security ID: | 631103108 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Soud Ba'alawy | For | For | Management | ||
1.2 | Elect Director Urban Backstrom | For | For | Management | ||
1.3 | Elect Director H. Furlong Baldwin | For | For | Management | ||
1.4 | Elect Director Michael Casey | For | For | Management | ||
1.5 | Elect Director Lon Gorman | For | For | Management | ||
1.6 | Elect Director Robert Greifeld | For | For | Management | ||
1.7 | Elect Director Glenn H. Hutchins | For | For | Management | ||
1.8 | Elect Director Birgitta Kantola | For | For | Management | ||
1.9 | Elect Director Essa Kazim | For | For | Management | ||
1.10 | Elect Director John D. Markese | For | For | Management | ||
1.11 | Elect Director Hans Munk Nielsen | For | For | Management | ||
1.12 | Elect Director Thomas F. O'Neill | For | For | Management | ||
1.13 | Elect Director James S. Riepe | For | For | Management | ||
1.14 | Elect Director Michael R. Splinter | For | For | Management | ||
1.15 | Elect Director Lars Wedenborn | For | For | Management | ||
1.16 | Elect Director Deborah L. Wince-Smith | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO. | ||||||
Ticker: | NFX | Security ID: | 651290108 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David A. Trice | For | For | Management | ||
2 | Elect Director Lee K. Boothby | For | For | Management | ||
3 | Elect Director Philip J. Burguieres | For | Against | Management | ||
4 | Elect Director Pamela J. Gardner | For | For | Management | ||
5 | Elect Director Dennis R. Hendrix | For | Against | Management | ||
6 | Elect Director John Randolph Kemp III | For | Against | Management | ||
7 | Elect Director J. Michael Lacey | For | Against | Management | ||
8 | Elect Director Joseph H. Netherland | For | Against | Management | ||
9 | Elect Director Howard H. Newman | For | For | Management | ||
10 | Elect Director Thomas G. Ricks | For | For | Management | ||
11 | Elect Director Juanita F. Romans | For | For | Management | ||
12 | Elect Director C. E. (Chuck) Shultz | For | Against | Management | ||
13 | Elect Director J. Terry Strange | For | For | Management | ||
14 | Approve Omnibus Stock Plan | For | For | Management | ||
15 | Approve Non-Employee Director | For | For | Management | ||
Restricted Stock Plan | ||||||
16 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NEWMONT MINING CORP. | ||||||
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||
1.4 | Elect Director Noreen Doyle | For | For | Management | ||
1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||
1.7 | Elect Director Robert J. Miller | For | For | Management | ||
1.8 | Elect Director Richard T. O'Brien | For | For | Management | ||
1.9 | Elect Director John B. Prescott | For | For | Management | ||
1.10 | Elect Director Donald C. Roth | For | For | Management | ||
1.11 | Elect Director James V. Taranik | For | For | Management | ||
1.12 | Elect Director Simon Thompson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
4 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
--------------------------------------------------------------------------------
NOBLE CORPORATION | ||||||
Ticker: | NE | Security ID: | G65422100 | |||
Meeting Date: MAR 17, 2009 | Meeting Type: Special | |||||
Record Date: FEB 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Change Country of Incorporation to | For | For | Management | ||
Switzerland Through a Scheme of | ||||||
Arrangement | ||||||
2 | Adjourn Meeting | For | For | Management |
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NORTHROP GRUMMAN CORP. | ||||||
Ticker: | NOC | Security ID: | 666807102 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lewis W. Coleman | For | For | Management | ||
2 | Elect Director Thomas B. Fargo | For | For | Management | ||
3 | Elect Director Victor H. Fazio | For | For | Management | ||
4 | Elect Director Donald E. Felsinger | For | For | Management | ||
5 | Elect Director Stephen E. Frank | For | For | Management |
6 | Elect Director Bruce S. Gordon | For | For | Management |
7 | Elect Director Madeleine Kleiner | For | For | Management |
8 | Elect Director Karl J. Krapek | For | For | Management |
9 | Elect Director Richard B. Myers | For | For | Management |
10 | Elect Director Aulana L. Peters | For | For | Management |
11 | Elect Director Kevin W. Sharer | For | For | Management |
12 | Elect Director Ronald D. Sugar | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Report on Space-based Weapons Program | Against | Against | Shareholder |
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
16 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings |
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OCCIDENTAL PETROLEUM CORP. | ||||||
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Spencer Abraham | For | Against | Management | ||
1.2 | Elect Director Ronald W. Burkle | For | Against | Management | ||
1.3 | Elect Director John S. Chalsty | For | Against | Management | ||
1.4 | Elect Director Edward P. Djerejian | For | Against | Management | ||
1.5 | Elect Director John E. Feick | For | Against | Management | ||
1.6 | Elect Director Ray R. Irani | For | Against | Management | ||
1.7 | Elect Director Irvin W. Maloney | For | Against | Management | ||
1.8 | Elect Director Avedick B. Poladian | For | Against | Management | ||
1.9 | Elect Director Rodolfo Segovia | For | Against | Management | ||
1.10 | Elect Director Aziz D. Syriani | For | Against | Management | ||
1.11 | Elect Director Rosemary Tomich | For | Against | Management | ||
1.12 | Elect Director Walter L. Weisman | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide Right to Call Special Meeting | For | Against | Management | ||
4 | Report on Host Country Social and | Against | Against | Shareholder | ||
Environmental Laws |
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OSHKOSH CORP. | ||||||
Ticker: | OSK | Security ID: | 688239201 | |||
Meeting Date: FEB 3, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 9, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director J. William Andersen | For | For | Management | ||
1.2 | Elect Director Robert G. Bohn | For | For | Management | ||
1.3 | Elect Director Richard M. Donnelly | For | For | Management | ||
1.4 | Elect Director F.M. Franks, Jr. | For | For | Management | ||
1.5 | Elect Director Michael W. Grebe | For | For | Management | ||
1.6 | Elect Director Kathleen J. Hempel | For | For | Management |
1.7 | Elect Director Harvey N. Medvin | For | For | Management |
1.8 | Elect Director J. Peter Mosling, Jr. | For | For | Management |
1.9 | Elect Director Craig P. Omtvedt | For | For | Management |
1.10 | Elect Director Timothy J. Roemer | For | For | Management |
1.11 | Elect Director Richard G. Sim | For | For | Management |
1.12 | Elect Director Charles L. Szews | For | For | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
4 | Reincorporate in Another State from | Against | Against | Shareholder |
Wisconsin to North Dakota |
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PACTIV CORP. | ||||||
Ticker: | PTV | Security ID: | 695257105 | |||
Meeting Date: MAY 15, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||
1.2 | Elect Director K. Dane Brooksher | For | For | Management | ||
1.3 | Elect Director Robert J. Darnall | For | For | Management | ||
1.4 | Elect Director Mary R. (Nina) Henderson For | For | Management | |||
1.5 | Elect Director N. Thomas Linebarger | For | For | Management | ||
1.6 | Elect Director Roger B. Porter | For | For | Management | ||
1.7 | Elect Director Richard L. Wambold | For | For | Management | ||
1.8 | Elect Director Norman H. Wesley | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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PEABODY ENERGY CORP. | ||||||
Ticker: | BTU | Security ID: | 704549104 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gregory H. Boyce | For | For | Management | ||
1.2 | Elect Director William E. James | For | For | Management | ||
1.3 | Elect Director Robert B. Karn III | For | Withhold | Management | ||
1.4 | Elect Director M. Frances Keeth | For | For | Management | ||
1.5 | Elect Director Henry E. Lentz | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
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PEPSICO, INC. | ||
Ticker: | PEP | Security ID: 713448108 |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |
Record Date: | MAR 6, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director S.L. Brown | For | For | Management |
2 | Elect Director I.M. Cook | For | For | Management |
3 | Elect Director D. Dublon | For | For | Management |
4 | Elect Director V.J. Dzau | For | For | Management |
5 | Elect Director R.L. Hunt | For | For | Management |
6 | Elect Director A. Ibarguen | For | For | Management |
7 | Elect Director A.C. Martinez | For | For | Management |
8 | Elect Director I.K. Nooyi | For | For | Management |
9 | Elect Director S.P. Rockefeller | For | For | Management |
10 | Elect Director J.J. Schiro | For | For | Management |
11 | Elect Director L.G. Trotter | For | For | Management |
12 | Elect Director D.Vasella | For | For | Management |
13 | Elect Director M.D. White | For | For | Management |
14 | Ratify Auditors | For | For | Management |
15 | Amend Executive Incentive Bonus Plan | For | For | Management |
16 | Report on Recycling | Against | Against | Shareholder |
17 | Report on Genetically Engineered | Against | Against | Shareholder |
Products | ||||
18 | Report on Charitable Contributions | Against | Against | Shareholder |
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard O. Berndt | For | For | Management | ||
1.2 | Elect Director Charles E. Bunch | For | Against | Management | ||
1.3 | Elect Director Paul W. Chellgren | For | Against | Management | ||
1.4 | Elect Director Robert N. Clay | For | For | Management | ||
1.5 | Elect Director Kay Coles James | For | Against | Management | ||
1.6 | Elect Director Richard B. Kelson | For | Against | Management | ||
1.7 | Elect Director Bruce C. Lindsay | For | For | Management | ||
1.8 | Elect Director Anthony A. Massaro | For | For | Management | ||
1.9 | Elect Director Jane G. Pepper | For | For | Management | ||
1.10 | Elect Director James E. Rohr | For | For | Management | ||
1.11 | Elect Director Donald J. Shepard | For | For | Management | ||
1.12 | Elect Director Lorene K. Steffes | For | For | Management | ||
1.13 | Elect Director Dennis F. Strigl | For | Against | Management | ||
1.14 | Elect Director Stephen G. Thieke | For | For | Management | ||
1.15 | Elect Director Thomas J. Usher | For | Against | Management | ||
1.16 | Elect Director George H. Walls, Jr. | For | For | Management | ||
1.17 | Elect Director Helge H. Wehmeier | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Ratify Auditors | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
5�� | Stock Retention/Holding Period | Against | Against | Shareholder |
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POLO RALPH LAUREN CORP. | ||||||
Ticker: | RL | Security ID: | 731572103 | |||
Meeting Date: AUG 7, 2008 | Meeting Type: Annual | |||||
Record Date: JUN 23, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Frank A. Bennack, Jr. | For | For | Management | ||
1.2 | Elect Joel L. Fleishman | For | For | Management | ||
1.3 | Elect Terry S. Semel | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
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PRECISION CASTPARTS CORP. | ||||||
Ticker: | PCP | Security ID: | 740189105 | |||
Meeting Date: AUG 12, 2008 | Meeting Type: Annual | |||||
Record Date: JUN 19, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Don R. Graber | For | For | Management | ||
1.2 | Elect Director Lester L. Lyles | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management |
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PROTECTIVE LIFE CORP. | ||||||
Ticker: | PL | Security ID: | 743674103 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James S. M. French | For | For | Management | ||
1.2 | Elect Director Thomas L. Hamby | For | For | Management | ||
1.3 | Elect Director John D. Johns | For | For | Management | ||
1.4 | Elect Director Vanessa Leonard | For | For | Management | ||
1.5 | Elect Director Charles D. McCrary | For | For | Management | ||
1.6 | Elect Director John J. McMahon, Jr. | For | For | Management | ||
1.7 | Elect Director Malcolm Portera | For | For | Management | ||
1.8 | Elect Director C. Dowd Ritter | For | For | Management | ||
1.9 | Elect Director William A. Terry | For | For | Management | ||
1.10 | Elect Director W. Michael Warren, Jr. | For | For | Management | ||
1.11 | Elect Director Vanessa Wilson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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QUICKSILVER RESOURCES INC. | ||||||
Ticker: | KWK | Security ID: | 74837R104 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 24, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Glenn Darden | For | For | Management | ||
1.2 | Elect Director W. Yandell Rogers, III | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management |
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QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Edward A. Mueller | For | For | Management | ||
1.2 | Elect Director Linda G. Alvarado | For | For | Management | ||
1.3 | Elect Director Charles L. Biggs | For | For | Management | ||
1.4 | Elect Director K. Dane Brooksher | For | For | Management | ||
1.5 | Elect Director Peter S. Hellman | For | For | Management | ||
1.6 | Elect Director R. David Hoover | For | For | Management | ||
1.7 | Elect Director Patrick J. Martin | For | For | Management | ||
1.8 | Elect Director Caroline Matthews | For | For | Management | ||
1.9 | Elect Director Wayne W. Murdy | For | For | Management | ||
1.10 | Elect Director Jan L. Murley | For | For | Management | ||
1.11 | Elect Director James A. Unruh | For | For | Management | ||
1.12 | Elect Director Anthony Welters | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Terms of Severance Payments to | For | For | Management | ||
Executives | ||||||
4 | Submit SERP to Shareholder Vote | Against | For | Shareholder | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
7 | Reincorporate in Another State | Against | Against | Shareholder | ||
[Delaware to North Dakota] |
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ROHM AND HAAS CO. | ||||||
Ticker: | ROH | Security ID: | 775371107 | |||
Meeting Date: OCT 29, 2008 | Meeting Type: Special | |||||
Record Date: SEP 25, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Merger Agreement | For | For | Management | ||
2 | Adjourn Meeting | For | For | Management |
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SEALED AIR CORPORATION | ||||||
Ticker: | SEE | Security ID: 81211K100 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Hank Brown | For | For | Management | ||
2 | Elect Director Michael Chu | For | For | Management | ||
3 | Elect Director Lawrence R. Codey | For | For | Management | ||
4 | Elect Director T. J. Dermot Dunphy | For | For | Management | ||
5 | Elect Director Charles F. Farrell, Jr. | For | For | Management | ||
6 | Elect Director William V. Hickey | For | For | Management | ||
7 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||
8 | Elect Director Kenneth P. Manning | For | For | Management | ||
9 | Elect Director William J. Marino | For | For | Management | ||
10 | Ratify Auditors | For | For | Management |
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SERVICE CORPORATION INTERNATIONAL
Ticker: | SCI | Security ID: | 817565104 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert L. Waltrip | For | For | Management | ||
1.2 | Elect Director Anthony L. Coelho | For | Withhold | Management | ||
1.3 | Elect Director A.J. Foyt, Jr. | For | For | Management | ||
1.4 | Elect Director Edward E. Williams | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
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SILICON LABORATORIES INC. | ||||||
Ticker: | SLAB | Security ID: | 826919102 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harvey B. Cash | For | For | Management | ||
1.2 | Elect Director Necip Sayiner | For | For | Management | ||
1.3 | Elect Director David R. Welland | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan |
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SOUTHWESTERN ENERGY CO. | ||||||
Ticker: | SWN | Security ID: | 845467109 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Lewis E. Epley, Jr. | For | For | Management | ||
1.2 | Elect Director Robert L. Howard | For | Withhold | Management | ||
1.3 | Elect Director Harold M. Korell | For | For | Management | ||
1.4 | Elect Director Vello A. Kuuskraa | For | Withhold | Management | ||
1.5 | Elect Director Kenneth R. Mourton | For | Withhold | Management | ||
1.6 | Elect Director Charles E. Scharlau | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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TEMPLE-INLAND INC. | ||||||
Ticker: | TIN | Security ID: | 879868107 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Cassandra C. Carr | For | For | Management | ||
2 | Elect Director Richard M. Smith | For | For | Management | ||
3 | Elect Director Arthur Temple III | For | For | Management | ||
4 | Elect Director R.A. Walker | For | For | Management | ||
5 | Ratify Auditors | For | For | Management |
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TIME WARNER INC | ||||||
Ticker: | TWX | Security ID: | 887317105 | |||
Meeting Date: JAN 16, 2009 | Meeting Type: Special | |||||
Record Date: NOV 20, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Reverse Stock Split | For | For | Management |
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TRANSATLANTIC HOLDINGS, INC. | ||||||
Ticker: | TRH | Security ID: | 893521104 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 26, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ian H. Chippendale | For | For | Management | ||
1.2 | Elect Director John G. Foos | For | For | Management |
1.3 | Elect Director John L. McCarthy | For | For | Management |
1.4 | Elect Director Robert F. Orlich | For | For | Management |
1.5 | Elect Director William J. Poutsiaka | For | For | Management |
1.6 | Elect Director Richard S. Press | For | For | Management |
1.7 | Elect Director Thomas R. Tizzio | For | For | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
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TRIMBLE NAVIGATION LTD. | ||||||
Ticker: | TRMB | Security ID: | 896239100 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Directors Steven W. Berglund | For | For | Management | ||
1.2 | Elect Directors John B. Goodrich | For | For | Management | ||
1.3 | Elect Directors William Hart | For | For | Management | ||
1.4 | Elect Directors Merit E. Janow | For | For | Management | ||
1.5 | Elect Directors Ulf J. Johansson | For | For | Management | ||
1.6 | Elect Directors Bradford W. Parkinson | For | For | Management | ||
1.7 | Elect Directors Nickolas W. Vande Steeg For | For | Management | |||
2 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
5 | Other Business | For | Against | Management |
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UNITED PARCEL SERVICE, INC. | ||||||
Ticker: | UPS | Security ID: | 911312106 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director F. Duane Ackerman | For | For | Management | ||
1.2 | Elect Director Michael J. Burns | For | For | Management | ||
1.3 | Elect Director D. Scott Davis | For | For | Management | ||
1.4 | Elect Director Stuart E. Eizenstat | For | For | Management | ||
1.5 | Elect Director Michael L. Eskew | For | For | Management | ||
1.6 | Elect Director William R. Johnson | For | For | Management | ||
1.7 | Elect Director Ann M. Livermore | For | For | Management | ||
1.8 | Elect Director Rudy Markham | For | For | Management | ||
1.9 | Elect Director John W. Thompson | For | For | Management | ||
1.10 | Elect Director Carol B. Tome | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management |
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UNITED STATES STEEL CORP. | ||||||
Ticker: | X | Security ID: | 912909108 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Frank J. Lucchino | For | For | Management | ||
1.2 | Elect Director Seth E. Schofield | For | For | Management | ||
1.3 | Elect Director John P. Surma | For | For | Management | ||
1.4 | Elect Director David S. Sutherland | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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UNITRIN, INC. | |||||||
Ticker: | UTR | Security ID: | 913275103 | ||||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 13, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director James E. Annable | For | For | Management | |||
1.2 | Elect Director Eric J. Draut | For | For | Management | |||
1.3 | Elect Director Douglas G. Geoga | For | For | Management | |||
1.4 | Elect Director Reuben L. Hedlund | For | For | Management | |||
1.5 | Elect Director William E. Johnston, Jr. For | For | Management | ||||
1.6 | Elect Director Wayne Kauth | For | For | Management | |||
1.7 | Elect Director Fayez S. Sarofim | For | For | Management | |||
1.8 | Elect Director Donald G. Southwell | For | For | Management | |||
1.9 | Elect Director Richard C. Vie | For | For | Management | |||
1.10 | Elect Director Ann Ziegler | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Amend Restricted Stock Plan | For | For | Management |
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VALERO ENERGY CORP. | ||||||
Ticker: | VLO | Security ID: 91913Y100 | ||||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jerry D. Choate | For | Against | Management | ||
1.2 | Elect Director William R. Klesse | For | Against | Management | ||
1.3 | Elect Director Donald L. Nickles | For | Against | Management | ||
1.4 | Elect Director Susan Kaufman Purcell | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
4 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
5 | Disclose Information on Compensation | Against | Against | Shareholder | ||
Consultant |
6 | Report on Political Contributions | Against | Against | Shareholder |
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VISA INC. | ||||||
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: OCT 14, 2008 | Meeting Type: Special | |||||
Record Date: AUG 27, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Amend Certificate of Incorporation to | For | For | Management | ||
Declassify the Board of Directors and | ||||||
Eliminate Certain Provisions |
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VISA INC. | ||||||
Ticker: | V | Security ID: 92826C839 | ||||
Meeting Date: DEC 16, 2008 | Meeting Type: Special | |||||
Record Date: NOV 12, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Amend Certificate of Incorporation | For | For | Management |
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VISA INC. | ||||||
Ticker: | V | Security ID: 92826C839 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 26, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Hani Al-Qadi | For | For | Management | ||
1.2 | Elect Director Charles T. Doyle | For | For | Management | ||
1.3 | Elect Director Peter Hawkins | For | For | Management | ||
1.4 | Elect Director David I. McKay | For | For | Management | ||
1.5 | Elect Director Charles W. Scharf | For | For | Management | ||
1.6 | Elect Director Segismundo | For | For | Management | ||
Schulin-Zeuthen | ||||||
2.1 | Elect Director Thomas J. Campbell | For | For | Management | ||
2.2 | Elect Director Gary P. Coughlan | For | For | Management | ||
2.3 | Elect Director Mary B. Cranston | For | For | Management | ||
2.4 | Elect Director Francisco Javier | For | For | Management | ||
Fernandez-Carbajal | ||||||
2.5 | Elect Director Suzanne Nora Johnson | For | For | Management | ||
2.6 | Elect Director Joseph. W. Saunders | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
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WEBMD HEALTH CORP. | ||||||
Ticker: | WBMD | Security ID: | 94770V102 | |||
Meeting Date: DEC 10, 2008 | Meeting Type: Annual | |||||
Record Date: OCT 24, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jerome C. Keller | For | For | Management | ||
1.2 | Elect Director Martin J. Wygod | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
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WINDSTREAM CORP. | ||||||
Ticker: | WIN | Security ID: 97381W104 | ||||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Carol B. Armitage | For | For | Management | ||
1.2 | Elect Director Samuel E. Beall, III | For | For | Management | ||
1.3 | Elect Director Dennis E. Foster | For | For | Management | ||
1.4 | Elect Director Francis X. Frantz | For | For | Management | ||
1.5 | Elect Director Jeffery R. Gardner | For | For | Management | ||
1.6 | Elect Director Jeffrey T. Hinson | For | For | Management | ||
1.7 | Elect Director Judy K. Jones | For | For | Management | ||
1.8 | Elect Director William A. Montgomery | For | For | Management | ||
1.9 | Elect Director Frank E. Reed | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
=========================== DREYFUS CORE VALUE FUND ============================
ABBOTT LABORATORIES | ||||||
Ticker: | ABT | Security ID: | 002824100 | |||
Meeting Date: APR 24, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director R.J. Alpern | For | For | Management | ||
1.2 | Elect Director R.S. Austin | For | For | Management | ||
1.3 | Elect Director W.M. Daley | For | For | Management | ||
1.4 | Elect Director W.J. Farrell | For | For | Management | ||
1.5 | Elect Director H.L. Fuller | For | For | Management | ||
1.6 | Elect Director W.A. Osborn | For | For | Management | ||
1.7 | Elect Director D.A.L. Owen | For | For | Management | ||
1.8 | Elect Director W.A. Reynolds | For | For | Management |
1.9 | Elect Director R.S. Roberts | For | For | Management |
1.10 | Elect Director S.C. Scott, III | For | For | Management |
1.11 | Elect Director W.D. Smithburg | For | For | Management |
1.12 | Elect Director G.F. Tilton | For | For | Management |
1.13 | Elect Director M.D. White | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Nonqualified Employee Stock | For | For | Management |
Purchase Plan | ||||
4 | Ratify Auditors | For | For | Management |
5 | Report on Animal Testing | Against | Against | Shareholder |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
ACCENTURE LTD | ||||||
Ticker: | ACN | Security ID: G1150G111 | ||||
Meeting Date: FEB 12, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: CHARLES H. GIANCARLO | ||||||
2 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: DINA DUBLON | ||||||
3 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: WILLIAM D. GREEN | ||||||
4 | RE-APPOINTMENT TO THE BOARD OF | For | Against | Management | ||
DIRECTORS: NOBUYUKI IDEI | ||||||
5 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: MARJORIE MAGNER | ||||||
6 | RATIFY AUDITORS | For | For | Management |
--------------------------------------------------------------------------------
ACE LTD. | ||||||
Ticker: | ACE | Security ID: H0023R105 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Election Of Director: Michael G. Atieh | For | Against | Management | ||
2 | Election Of Director: Mary A. Cirillo | For | For | Management | ||
3 | Election Of Director: Bruce L. Crockett For | Against | Management | |||
4 | Election Of Director: Thomas J. Neff | For | Against | Management | ||
5 | Approval Of The Annual Report | For | For | Management | ||
6 | Approval Of The Statutory Financial | For | For | Management | ||
Statements Of Ace Limited | ||||||
7 | Approval Of The Consolidated Financial | For | For | Management | ||
Statements | ||||||
8 | Allocation Of Disposable Profit | For | For | Management | ||
9 | Discharge Of The Board Of Directors | For | For | Management |
10 | Amendment Of Articles Of Association | For | For | Management |
Relating To Special Auditor | ||||
11 | Election Of Pricewaterhousecoopers Ag | For | For | Management |
(zurich) As Our Statutoryauditor Until | ||||
Our Next Annual Ordinary General | ||||
Meeting | ||||
12 | Ratification Of Appointment Of | For | For | Management |
Independent Registered Publicaccounting | ||||
Firm Pricewaterhousecoopers Llp | ||||
13 | Election Of Bdo Visura (zurich) As | For | For | Management |
Special Auditing Firm Until our Next | ||||
Annual Ordinary General Meeting | ||||
14 | Approval Of The Payment Of A Dividend | For | For | Management |
In The Form Of Adistribution Through A | ||||
Reduction Of The Par Value Of Our | ||||
Shares |
--------------------------------------------------------------------------------
AFLAC INCORPORATED | ||||||
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel P. Amos | For | For | Management | ||
1.2 | Elect Director John Shelby Amos, II | For | For | Management | ||
1.3 | Elect Director Paul S. Amos, II | For | For | Management | ||
1.4 | Elect Director Yoshiro Aoki | For | For | Management | ||
1.5 | Elect Director Michael H. Armacost | For | For | Management | ||
1.6 | Elect Director Kriss Cloninger, III | For | For | Management | ||
1.7 | Elect Director Joe Frank Harris | For | For | Management | ||
1.8 | Elect Director Elizabeth J. Hudson | For | For | Management | ||
1.9 | Elect Director Kenneth S. Janke, Sr. | For | For | Management | ||
1.10 | Elect Director Douglas W. Johnson | For | For | Management | ||
1.11 | Elect Director Robert B. Johnson | For | For | Management | ||
1.12 | Elect Director Charles B. Knapp | For | For | Management | ||
1.13 | Elect Director E. Stephen Purdom | For | For | Management | ||
1.14 | Elect Director Barbara K. Rimer | For | For | Management | ||
1.15 | Elect Director Marvin R. Schuster | For | For | Management | ||
1.16 | Elect Director David Gary Thompson | For | For | Management | ||
1.17 | Elect Director Robert L. Wright | For | For | Management | ||
2 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
Ticker: | APD | Security ID: 009158106 |
Meeting Date: JAN 22, 2009 | Meeting Type: Annual | |
Record Date: | NOV 30, 2008 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mario L. Baeza | For | For | Management |
1.2 | Elect Director Edward E. Hagenlocker | For | For | Management |
1.3 | Elect Director John E. McGlade | For | For | Management |
1.4 | Elect Director Charles H. Noski | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. | ||||||
Ticker: | AMP | Security ID: | 03076C106 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Warren D. Knowlton | For | For | Management | ||
2 | Elect Director Jeffrey Noddle | For | For | Management | ||
3 | Elect Director Robert F. Sharpe, Jr. | For | For | Management | ||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AMGEN, INC. | ||||||
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David Baltimore | For | For | Management | ||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||
3 | Elect Director Francois de Carbonnel | For | For | Management | ||
4 | Elect Director Jerry D. Choate | For | For | Management | ||
5 | Elect Director Vance D. Coffman | For | For | Management | ||
6 | Elect Director Frederick W. Gluck | For | For | Management | ||
7 | Elect Director Frank C. Herringer | For | For | Management | ||
8 | Elect Director Gilbert S. Omenn | For | For | Management | ||
9 | Elect Director Judith C. Pelham | For | For | Management | ||
10 | Elect Director J. Paul Reason | For | For | Management | ||
11 | Elect Director Leonard D. Schaeffer | For | For | Management | ||
12 | Elect Director Kevin W. Sharer | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Approve Omnibus Stock Plan | For | Against | Management | ||
15 | Reduce Supermajority Vote Requirement | For | For | Management | ||
16 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
17 | Reincorporate in Another State [from | Against | Against | Shareholder | ||
Delaware to North Dakota ] |
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker: | APC | Security ID: | 032511107 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||
1.2 | Elect Director Peter J. Fluor | For | For | Management | ||
1.3 | Elect Director John W. Poduska, Sr. | For | Against | Management | ||
1.4 | Elect Director Paula Rosput Reynolds | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity |
--------------------------------------------------------------------------------
AON CORP. | ||||||
Ticker: | AOC | Security ID: | 037389103 | |||
Meeting Date: MAY 15, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lester B. Knight | For | For | Management | ||
2 | Elect Director Gregory C. Case | For | For | Management | ||
3 | Elect Director Fulvio Conti | For | For | Management | ||
4 | Elect Director Edgar D. Jannotta | For | For | Management | ||
5 | Elect Director Jan Kalff | For | For | Management | ||
6 | Elect Director J. Michael Losh | For | Against | Management | ||
7 | Elect Director R. Eden Martin | For | For | Management | ||
8 | Elect Director Andrew J. McKenna | For | For | Management | ||
9 | Elect Director Robert S. Morrison | For | For | Management | ||
10 | Elect Director Richard B. Myers | For | For | Management | ||
11 | Elect Director Richard C. Notebaert | For | For | Management | ||
12 | Elect Director John W. Rogers, Jr. | For | For | Management | ||
13 | Elect Director Gloria Santona | For | For | Management | ||
14 | Elect Director Carolyn Y. Woo | For | For | Management | ||
15 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AT&T INC | ||||||
Ticker: | T | Security ID: 00206R102 | ||||
Meeting Date: APR 24, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Randall L. Stephenson | For | For | Management | ||
1.2 | Elect Director William F. Aldinger III | For | Against | Management | ||
1.3 | Elect Director Gilbert F. Amelio | For | Against | Management | ||
1.4 | Elect Director Reuben V. Anderson | For | For | Management | ||
1.5 | Elect Director James H. Blanchard | For | Against | Management | ||
1.6 | Elect Director August A. Busch III | For | For | Management |
1.7 | Elect Director Jaime Chico Pardo | For | Against | Management |
1.8 | Elect Director James P. Kelly | For | For | Management |
1.9 | Elect Director Jon C. Madonna | For | For | Management |
1.10 | Elect Director Lynn M. Martin | For | For | Management |
1.11 | Elect Director John B. McCoy | For | For | Management |
1.12 | Elect Director Mary S. Metz | For | For | Management |
1.13 | Elect Director Joyce M. Roche | For | For | Management |
1.14 | Elect Director Laura D Andrea Tyson | For | For | Management |
1.15 | Elect Director Patricia P. Upton | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder |
7 | Require Independent Board Chairman | Against | Against | Shareholder |
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
9 | Exclude Pension Credits ftom Earnings | Against | For | Shareholder |
Performance Measure |
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. | ||||||
Ticker: | ADP | Security ID: | 053015103 | |||
Meeting Date: NOV 11, 2008 | Meeting Type: Annual | |||||
Record Date: | SEP 12, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director Gregory D. Brenneman | For | For | Management | |
1.2 | Elect | Director Leslie A. Brun | For | For | Management | |
1.3 | Elect | Director Gary C. Butler | For | For | Management | |
1.4 | Elect | Director Leon G. Cooperman | For | For | Management | |
1.5 | Elect | Director Eric C. Fast | For | For | Management | |
1.6 | Elect | Director R. Glenn Hubbard | For | For | Management | |
1.7 | Elect | Director John P. Jones | For | For | Management | |
1.8 | Elect | Director Frederic V. Malek | For | For | Management | |
1.9 | Elect | Director Charles H. Noski | For | For | Management | |
1.10 | Elect | Director Sharon T. Rowlands | For | For | Management | |
1.11 | Elect | Director Gregory L. Summe | For | For | Management | |
1.12 | Elect | Director Henry Taub | For | For | Management | |
2 | Approve Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: DEC 5, 2008 | Meeting Type: Special | |||||
Record Date: OCT 10, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Issue Shares in Connection with | For | For | Management |
Acquisition | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William Barnet, III | For | For | Management | ||
1.2 | Elect Director Frank P. Bramble, Sr. | For | Against | Management | ||
1.3 | Elect Director Virgis W. Colbert | For | For | Management | ||
1.4 | Elect Director John T. Collins | For | For | Management | ||
1.5 | Elect Director Gary L. Countryman | For | Against | Management | ||
1.6 | Elect Director Tommy R. Franks | For | For | Management | ||
1.7 | Elect Director Charles K. Gifford | For | For | Management | ||
1.8 | Elect Director Kenneth D. Lewis | For | Against | Management | ||
1.9 | Elect Director Monica C. Lozano | For | Against | Management | ||
1.10 | Elect Director Walter E. Massey | For | For | Management | ||
1.11 | Elect Director Thomas J. May | For | For | Management | ||
1.12 | Elect Director Patricia E. Mitchell | For | Against | Management | ||
1.13 | Elect Director Joseph W. Prueher | For | For | Management | ||
1.14 | Elect Director Charles O. Rossotti | For | For | Management | ||
1.15 | Elect Director Thomas M. Ryan | For | Against | Management | ||
1.16 | Elect Director O. Temple Sloan, Jr. | For | Against | Management | ||
1.17 | Elect Director Robert L. Tillman | For | Against | Management | ||
1.18 | Elect Director Jackie M. Ward | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
4 | Report on Government Service of | Against | Against | Shareholder | ||
Employees | ||||||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
7 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
8 | Require Independent Board Chairman | Against | Against | Shareholder | ||
9 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||
10 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
11 | TARP Related Compensation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. | ||
Ticker: | BAX | Security ID: 071813109 |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |
Record Date: MAR 9, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Walter E. Boomer | For | For | Management |
1.2 | Elect Director James R. Gavin III | For | For | Management |
1.3 | Elect Director Peter S. Hellman | For | For | Management |
1.4 | Elect Director K. J. Storm | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Animal Testing | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CADBURY PLC | ||||||
Ticker: | CBY | Security ID: 12721E102 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: APR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Final Dividend of 11.1 Pence | For | For | Management | ||
Per Ordinary Share | ||||||
3 | Approve Remuneration Report | For | For | Management | ||
4 | Re-elect Roger Carr as Director | For | For | Management | ||
5 | Re-elect Todd Stitzer as Director | For | For | Management | ||
6 | Elect Baroness Hogg as Director | For | For | Management | ||
7 | Elect Colin Day as Director | For | For | Management | ||
8 | Elect Andrew Bonfield as Director | For | For | Management | ||
9 | Reappoint Deloitte LLP as Auditors of | For | For | Management | ||
the Company | ||||||
10 | Authorise Board to Fix Remuneration of | For | For | Management | ||
Auditors | ||||||
11 | Authorise Company and its Subsidiaries | For | For | Management | ||
to Make EU Political Donations to | ||||||
Political Parties or Independent | ||||||
Election Candidates, to Political | ||||||
Organisations Other than Political | ||||||
Parties and to Incur EU Political | ||||||
Expenditure up to GBP 100,000 | ||||||
12 | Authorise Issue of Equity with | For | For | Management | ||
Pre-emptive Rights Under a General | ||||||
Authority up to GBP 45,410,520 and an | ||||||
Additional Amount Pursuant to a Rights | ||||||
Issue of up to GBP 90,821,040 After | ||||||
Deducting Any Securities Issued Under | ||||||
the General Authority | ||||||
13 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 6,811,578 | ||||||
14 | Authorise Market Purchase of up to GBP | For | For | Management | ||
13,623,156 | ||||||
15 | Approve That a General Meeting Other | For | For | Management | ||
Than an Annual General | Meeting May Be | |||||
Called on Not Less than 14 Clear Days' | ||||||
Notice |
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP. | ||||||
Ticker: | COF | Security ID: 14040H105 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard D. Fairbank | For | For | Management | ||
1.2 | Elect Director E.R. Campbell | For | Against | Management | ||
1.3 | Elect Director Bradford H. Warner | For | For | Management | ||
1.4 | Elect Director Stanley Westreich | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Advisory Vote on Executive Compensation For | Against | Management |
--------------------------------------------------------------------------------
CARNIVAL CORP. | ||||||
Ticker: | CCL | Security ID: 143658300 | ||||
Meeting Date: APR 15, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | DIRECTOR MICKY ARISON | For | For | Management | ||
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | For | For | Management | ||
1.3 | DIRECTOR ROBERT H. DICKINSON | For | For | Management | ||
1.4 | DIRECTOR ARNOLD W. DONALD | For | For | Management | ||
1.5 | DIRECTOR PIER LUIGI FOSCHI | For | For | Management | ||
1.6 | DIRECTOR HOWARD S. FRANK | For | For | Management | ||
1.7 | DIRECTOR RICHARD J. GLASIER | For | For | Management | ||
1.8 | DIRECTOR MODESTO A. MAIDIQUE | For | For | Management | ||
1.9 | DIRECTOR SIR JOHN PARKER | For | For | Management | ||
1.10 | DIRECTOR PETER G. RATCLIFFE | For | For | Management | ||
1.11 | DIRECTOR STUART SUBOTNICK | For | For | Management | ||
1.12 | DIRECTOR LAURA WEIL | For | For | Management | ||
1.13 | DIRECTOR RANDALL J. WEISENBURGER | For | For | Management | ||
1.14 | DIRECTOR UZI ZUCKER | For | For | Management | ||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS | For | For | Management | ||
LLP AS INDEPENDENTAUDITORS FOR CARNIVAL | ||||||
PLC. | ||||||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF | For | For | Management | ||
CARNIVAL PLC TO AGREE TO THE | ||||||
REMUNERATION OF THE INDEPENDENT | ||||||
AUDITORS. | ||||||
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS | For | For | Management | ||
OF THE DIRECTORS AND AUDITORS OF | ||||||
CARNIVAL PLC FOR THE FINANCIAL YEAR | ||||||
ENDED NOVEMBER 30, 2008. | ||||||
5 | TO APPROVE THE DIRECTORS REMUNERATION | For | Against | Management | ||
REPORT OF CARNIVAL PLC FOR THE | ||||||
FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | ||||||
6 | TO INCREASE THE AMOUNT OF THE | For | For | Management |
AUTHORIZED BUT UNISSUED SHARE CAPITAL | ||||
OF CARNIVAL PLC. | ||||
7 | TO ADOPT THE AMENDED AND RESTATED | For | For | Management |
ARTICLES OF ASSOCIATION OF CARNIVAL | ||||
PLC. | ||||
8 | TO APPROVE CERTAIN AMENDMENTS TO THE | For | For | Management |
ARTICLES OF ASSOCIATION OF CARNIVAL | ||||
PLC, TO TAKE EFFECT FROM OCTOBER 1, | ||||
2009. | ||||
9 | TO APPROVE THE GIVING OF AUTHORITY FOR | For | For | Management |
THE ALLOTMENT OF NEW SHARES BY CARNIVAL | ||||
PLC. | ||||
10 | TO APPROVE THE DISAPPLICATION OF | For | For | Management |
PRE-EMPTION RIGHTS IN RELATION TO THE | ||||
ALLOTMENT OF NEW SHARES BY CARNIVAL | ||||
PLC. | ||||
11 | TO APPROVE A GENERAL AUTHORITY FOR | For | For | Management |
CARNIVAL PLC TO BUY BACK CARNIVAL PLC | ||||
ORDINARY SHARES IN THE OPEN MARKET. |
--------------------------------------------------------------------------------
CHEVRON CORPORATION | ||||||
Ticker: | CVX | Security ID: 166764100 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: APR 1, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director S. H. Armacost | For | For | Management | ||
1.2 | Elect Director L. F. Deily | For | For | Management | ||
1.3 | Elect Director R. E. Denham | For | For | Management | ||
1.4 | Elect Director R. J. Eaton | For | For | Management | ||
1.5 | Elect Director E. Hernandez | For | For | Management | ||
1.6 | Elect Director F. G. Jenifer | For | For | Management | ||
1.7 | Elect Director S. Nunn | For | For | Management | ||
1.8 | Elect Director D. J. O'Reilly | For | For | Management | ||
1.9 | Elect Director D. B. Rice | For | For | Management | ||
1.10 | Elect Director K. W. Sharer | For | For | Management | ||
1.11 | Elect Director C. R. Shoemate | For | For | Management | ||
1.12 | Elect Director R. D. Sugar | For | For | Management | ||
1.13 | Elect Director C. Ware | For | For | Management | ||
1.14 | Elect Director J. S. Watson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder | ||
Products and Operations | ||||||
8 | Adopt Guidelines for Country Selection | Against | Against | Shareholder | ||
9 | Adopt Human Rights Policy | Against | Against | Shareholder | ||
10 | Report on Market Specific Environmental Against | Against | Shareholder | |||
Laws |
--------------------------------------------------------------------------------
CHUBB CORP., THE | ||||||
Ticker: | CB | Security ID: | 171232101 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Zoe Baird | For | For | Management | ||
1.2 | Elect Director Sheila P. Burke | For | For | Management | ||
1.3 | Elect Director James I. Cash, Jr. | For | For | Management | ||
1.4 | Elect Director Joel J. Cohen | For | For | Management | ||
1.5 | Elect Director John D. Finnegan | For | For | Management | ||
1.6 | Elect Director Klaus J. Mangold | For | For | Management | ||
1.7 | Elect Director Martin G. McGuinn | For | For | Management | ||
1.8 | Elect Director Lawrence M. Small | For | For | Management | ||
1.9 | Elect Director Jess Soderberg | For | For | Management | ||
1.10 | Elect Director Daniel E. Somers | For | For | Management | ||
1.11 | Elect Director Karen Hastie Williams | For | For | Management | ||
1.12 | Elect Director James M. Zimmerman | For | For | Management | ||
1.13 | Elect Director Alfred W. Zollar | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC. | ||||||
Ticker: | CSCO | Security ID: 17275R102 | ||||
Meeting Date: NOV 13, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Carol A. Bartz | For | For | Management | ||
2 | Elect Director M. Michele Burns | For | For | Management | ||
3 | Elect Director Michael D. Capellas | For | For | Management | ||
4 | Elect Director Larry R. Carter | For | For | Management | ||
5 | Elect Director John T. Chambers | For | For | Management | ||
6 | Elect Director Brian L. Halla | For | For | Management | ||
7 | Elect Director John L. Hennessy | For | For | Management | ||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||
10 | Elect Director Michael K. Powell | For | For | Management | ||
11 | Elect Director Steven M. West | For | For | Management | ||
12 | Elect Director Jerry Yang | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
15 | Report on Internet Fragmentation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO. | ||||||
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John T. Cahill | For | For | Management | ||
1.2 | Elect Director Jill K. Conway | For | For | Management | ||
1.3 | Elect Director Ian Cook | For | For | Management | ||
1.4 | Elect Director Ellen M. Hancock | For | For | Management | ||
1.5 | Elect Director David W. Johnson | For | For | Management | ||
1.6 | Elect Director Richard J. Kogan | For | For | Management | ||
1.7 | Elect Director Delano E. Lewis | For | For | Management | ||
1.8 | Elect Director J. Pedro Reinhard | For | For | Management | ||
1.9 | Elect Director Stephen I. Sadove | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: | CEG | Security ID: | 210371100 | |||
Meeting Date: JUL 18, 2008 | Meeting Type: Annual | |||||
Record Date: APR 28, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Yves C. de Balmann | For | For | Management | ||
2 | Elect Director Douglas L. Becker | For | For | Management | ||
3 | Elect Director Ann C. Berzin | For | For | Management | ||
4 | Elect Director James T. Brady | For | For | Management | ||
5 | Elect Director Edward A. Crooke | For | For | Management | ||
6 | Elect Director James R. Curtiss | For | For | Management | ||
7 | Elect Director Freeman A. Hrabowski, | For | For | Management | ||
III | ||||||
8 | Elect Director Nancy Lampton | For | For | Management | ||
9 | Elect Director Robert J. Lawless | For | For | Management | ||
10 | Elect Director Lynn M. Martin | For | For | Management | ||
11 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||
12 | Elect Director John L. Skolds | For | For | Management | ||
13 | Elect Director Michael D. Sullivan | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Increase Authorized Common Stock | For | Against | Management |
--------------------------------------------------------------------------------
COVIDIEN LTD. | ||
Ticker: | COV | Security ID: G2552X108 |
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | |
Record Date: | JAN 6, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Craig Arnold as Director | For | For | Management |
1b | Elect Robert H. Brust as Director | For | For | Management |
1c | Elect John M. Connors, Jr. as Director | For | For | Management |
1d | Elect Christopher J. Coughlin as | For | For | Management |
Director | ||||
1e | Elect Timothy M. Donahue as Director | For | For | Management |
1f | Elect Kathy J. Herbert as Director | For | For | Management |
1g | Elect Randall J. Hogan, III as | For | For | Management |
Director | ||||
1h | Elect Richard J. Meelia as Director | For | For | Management |
1i | Elect Dennis H. Reilley as Director | For | For | Management |
1j | Elect Tadataka Yamada as Director | For | For | Management |
1k | Elect Joseph A. Zaccagnino as Director | For | For | Management |
2 | Approve Amended and Restated 2007 Stock For | For | Management | |
and Incentive Plan | ||||
3 | Approve Auditors and Authorize Board to For | For | Management | |
Fix Their Remuneration |
--------------------------------------------------------------------------------
COVIDIEN LTD. | ||||||
Ticker: | COV | Security ID: | G2552X108 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Court | |||||
Record Date: APR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Reincorporation from Bermuda to For | For | Management | |||
Ireland through Scheme of Arrangement | ||||||
2 | Approve the Creation of Distributable | For | For | Management | ||
Reserves of Covidien plc | ||||||
3 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
CVS CAREMARK CORP | ||||||
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Edwin M. Banks | For | For | Management | ||
1.2 | Elect Director C. David Brown II | For | For | Management | ||
1.3 | Elect Director David W. Dorman | For | For | Management | ||
1.4 | Elect Director Kristen E. Gibney | For | For | Management | ||
Williams | ||||||
1.5 | Elect Director Marian L. Heard | For | For | Management | ||
1.6 | Elect Director William H. Joyce | For | For | Management | ||
1.7 | Elect Director Jean-Pierre Million | For | For | Management | ||
1.8 | Elect Director Terrence Murray | For | For | Management | ||
1.9 | Elect Director C.A. Lance Piccolo | For | For | Management | ||
1.10 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||
1.11 | Elect Director Thomas M. Ryan | For | For | Management |
1.12 | Elect Director Richard J. Swift | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
5 | Report on Political Contributions | Against | Against | Shareholder |
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
DEVON ENERGY CORP. | ||||||
Ticker: | DVN | Security ID: 25179M103 | ||||
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert L. Howard | For | For | Management | ||
1.2 | Elect Director Michael M. Kanovsky | For | For | Management | ||
1.3 | Elect Director J. Todd Mitchell | For | For | Management | ||
1.4 | Elect Director J. Larry Nichols | For | For | Management | ||
2 | Elect Director Robert A. Mosbacher, Jr. For | For | Management | |||
3 | Ratify Auditors | For | For | Management | ||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||
5 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
--------------------------------------------------------------------------------
DOVER CORPORATION | ||||||
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director D. H. Benson | For | For | Management | ||
1.2 | Elect Director R. W. Cremin | For | For | Management | ||
1.3 | Elect Director T. J. Derosa | For | For | Management | ||
1.4 | Elect Director J-P. M. Ergas | For | For | Management | ||
1.5 | Elect Director P. T. Francis | For | For | Management | ||
1.6 | Elect Directors K. C. Graham | For | For | Management | ||
1.7 | Elect Director J. L. Koley | For | For | Management | ||
1.8 | Elect Director R. A. Livingston | For | For | Management | ||
1.9 | Elect Director R. K. Lochridge | For | For | Management | ||
1.10 | Elect Director B. G. Rethore | For | For | Management | ||
1.11 | Elect Director M. B. Stubbs | For | For | Management | ||
1.12 | Elect Director M. A. Winston | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
4 | Report on Climate Change | Against | Against | Shareholder | ||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE | ||||||
Ticker: | DOW | Security ID: 260543103 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Arnold A. Allemang | For | For | Management | ||
2 | Elect Director Jacqueline K. Barton | For | For | Management | ||
3 | Elect Director James A. Bell | For | For | Management | ||
4 | Elect Director Jeff M. Fettig | For | For | Management | ||
5 | Elect Director Barbara H. Franklin | For | For | Management | ||
6 | Elect Director John B. Hess | For | For | Management | ||
7 | Elect Director Andrew N. Liveris | For | For | Management | ||
8 | Elect Director Geoffery E. Merszei | For | For | Management | ||
9 | Elect Director Dennis H. Reilley | For | For | Management | ||
10 | Elect Director James M. Ringler | For | Against | Management | ||
11 | Elect Director Ruth G. Shaw | For | For | Management | ||
12 | Elect Director Paul G. Stern | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Restore or Provide for Cumulative | Against | Against | Shareholder | ||
Voting | ||||||
15 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
16 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
17 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
18 | Report on Environmental Remediation in | Against | Against | Shareholder | ||
Midland Area |
--------------------------------------------------------------------------------
EATON CORPORATION | ||||||
Ticker: | ETN | Security ID: | 278058102 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alexander M. Cutler | For | For | Management | ||
1.2 | Elect Director Arthur E. Johnson | For | For | Management | ||
1.3 | Elect Director Deborah L. McCoy | For | For | Management | ||
1.4 | Elect Director Gary L. Tooker | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ENTERGY CORP. | ||
Ticker: | ETR | Security ID: 29364G103 |
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |
Record Date: | MAR 10, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Maureen Scannell Bateman For | For | Management | |
1.2 | Elect Director W. Frank Blount | For | For | Management |
1.3 | Elect Director Gary W. Edwards | For | For | Management |
1.4 | Elect Director Alexis M. Herman | For | For | Management |
1.5 | Elect Director Donald C. Hintz | For | For | Management |
1.6 | Elect Director J. Wayne Leonard | For | For | Management |
1.7 | Elect Director Stuart L. Levenick | For | For | Management |
1.8 | Elect Director James R. Nichols | For | For | Management |
1.9 | Elect Director William A. Percy, II | For | For | Management |
1.10 | Elect Director W.J. Tauzin | For | For | Management |
1.11 | Elect Director Steven V. Wilkinson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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EOG RESOURCES, INC. | ||||||
Ticker: | EOG | Security ID: 26875P101 | ||||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 5, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director George A. Alcorn | For | For | Management | ||
1.2 | Elect Director Charles R. Crisp | For | For | Management | ||
1.3 | Elect Director James C. Day | For | For | Management | ||
1.4 | Elect Director Mark G. Papa | For | For | Management | ||
1.5 | Elect Director H. Leighton Steward | For | For | Management | ||
1.6 | Elect Director Donald F. Textor | For | For | Management | ||
1.7 | Elect Director Frank G. Wisner | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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ESTEE LAUDER COMPANIES INC., THE | |||||||
Ticker: | EL | Security ID: | 518439104 | ||||
Meeting Date: NOV 7, 2008 | Meeting Type: Annual | ||||||
Record Date: SEP 16, 2008 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Charlene Barshefsky | For | For | Management | |||
1.2 | Elect Director Leonard A. Lauder | For | For | Management | |||
1.3 | Elect Director Ronald S. Lauder | For | For | Management | |||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EXELON CORPORATION | ||
Ticker: | EXC | Security ID: 30161N101 |
Meeting Date: APR 28, 2009 | Meeting Type: Annual |
Record Date: MAR 2, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Canning, Jr. | For | For | Management |
1.2 | Elect Director M. Walter D'Alessio | For | For | Management |
1.3 | Elect Director Bruce DeMars | For | For | Management |
1.4 | Elect Director Nelson A. Diaz | For | For | Management |
1.5 | Elect Director Rosemarie B. Greco | For | For | Management |
1.6 | Elect Director Paul L. Joskow | For | For | Management |
1.7 | Elect Director John M. Palms | For | For | Management |
1.8 | Elect Director John W. Rogers, Jr. | For | For | Management |
1.9 | Elect Director John W. Rowe | For | For | Management |
1.10 | Elect Director Stephen D. Steinour | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Report on Global Warming | Against | Against | Shareholder |
--------------------------------------------------------------------------------
EXXON MOBIL CORP. | ||||||
Ticker: | XOM | Security ID: 30231G102 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director M.J. Boskin | For | For | Management | ||
1.2 | Elect Director L.R. Faulkner | For | For | Management | ||
1.3 | Elect Director K.C. Frazier | For | For | Management | ||
1.4 | Elect Director .W. George | For | For | Management | ||
1.5 | Elect Director R.C. King | For | For | Management | ||
1.6 | Elect Director M.C. Nelson | For | For | Management | ||
1.7 | Elect Director S.J. Palmisano | For | For | Management | ||
1.8 | Elect Director S.S Reinemund | For | For | Management | ||
1.9 | Elect Director R.W. Tillerson | For | For | Management | ||
1.10 | Elect Director E.E. Whitacre, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
5 | Reincorporate in Another State [from | Against | Against | Shareholder | ||
New Jersey to North Dakota] | ||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
8 | Compare CEO Compensation to Average | Against | Against | Shareholder | ||
U.S. per Capita Income | ||||||
9 | Review Anti-discrimination Policy on | Against | Against | Shareholder | ||
Corporate Sponsorships and Executive | ||||||
Perks | ||||||
10 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity | ||||||
11 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder | ||
Products and Operations | ||||||
12 | Report on Climate Change Impacts on | Against | Against | Shareholder |
Emerging Countries | ||||
13 | Adopt Policy to Increase Renewable | Against | Against | Shareholder |
Energy |
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP | ||||||
Ticker: | FITB | Security ID: | 316773100 | |||
Meeting Date: DEC 29, 2008 | Meeting Type: Special | |||||
Record Date: DEC 4, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Amend Articles of Incorporation and | For | For | Management | ||
Amend Code of Regulations | ||||||
2 | Amend Articles of Incorporation to | For | For | Management | ||
Revise Express Terms of Series G | ||||||
Preferred Stock | ||||||
3 | Amend Articles of Incorporation and | For | Against | Management | ||
Amend Code of Regulations | ||||||
4 | Adjourn Meeting | For | Against | Management |
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FPL GROUP, INC. | |||||||
Ticker: | FPL | Security ID: | 302571104 | ||||
Meeting Date: MAY 22, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 23, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Sherry S. Barrat | For | Withhold | Management | |||
1.2 | Elect Director Robert M. Beall, II | For | Withhold | Management | |||
1.3 | Elect Director J. Hyatt Brown | For | For | Management | |||
1.4 | Elect Director James L. Camaren | For | Withhold | Management | |||
1.5 | Elect Director J. Brian Ferguson | For | Withhold | Management | |||
1.6 | Elect Director Lewis Hay, III | For | For | Management | |||
1.7 | Elect Director Toni Jennings | For | Withhold | Management | |||
1.8 | Elect Director Oliver D. Kingsley, Jr. | For | For | Management | |||
1.9 | Elect Director Rudy E. Schupp | For | For | Management | |||
1.10 | Elect Director Michael H. Thaman | For | For | Management | |||
1.11 | Elect Director Hansel E. Tookes, II | For | For | Management | |||
1.12 | Elect Director Paul R. Tregurtha | For | Withhold | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Omnibus Stock Plan | For | For | Management |
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FRANKLIN RESOURCES, INC. | ||
Ticker: | BEN | Security ID: 354613101 |
Meeting Date: MAR 11, 2009 | Meeting Type: Annual | |
Record Date: JAN 12, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Samuel H. Armacost | For | For | Management |
2 | Elect Director Charles Crocker | For | For | Management |
3 | Elect Director Joseph R. Hardiman | For | For | Management |
4 | Elect Director Robert D. Joffe | For | For | Management |
5 | Elect Director Charles B. Johnson | For | For | Management |
6 | Elect Director Gregory E. Johnson | For | For | Management |
7 | Elect Director Rupert H. Johnson, Jr. | For | For | Management |
8 | Elect Director Thomas H. Kean | For | For | Management |
9 | Elect Director Chutta Ratnathicam | For | For | Management |
10 | Elect Director Peter M. Sacerdote | For | For | Management |
11 | Elect Director Laura Stein | For | For | Management |
12 | Elect Director Anne M. Tatlock | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Amend Executive Incentive Bonus Plan | For | For | Management |
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FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||
Ticker: | FCX | Security ID: 35671D857 | ||||
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | |||||
Record Date: APR 14, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||
1.3 | Elect Director Robert A. Day | For | For | Management | ||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||
1.5 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management | ||
1.6 | Elect Director J. Bennett Johnston | For | For | Management | ||
1.7 | Elect Director Charles C. Krulak | For | Withhold | Management | ||
1.8 | Elect Director Bobby Lee Lackey | For | Withhold | Management | ||
1.9 | Elect Director Jon C. Madonna | For | For | Management | ||
1.10 | Elect Director Dustan E. McCoy | For | For | Management | ||
1.11 | Elect Director Gabrielle K. McDonald | For | For | Management | ||
1.12 | Elect Director James R. Moffett | For | For | Management | ||
1.13 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||
1.14 | Elect Director J. Stapleton Roy | For | For | Management | ||
1.15 | Elect Director Stephen H. Siegele | For | For | Management | ||
1.16 | Elect Director J. Taylor Wharton | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
4 | Request Director Nominee Environmental | Against | Against | Shareholder | ||
Qualifications |
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO. | |||||
Ticker: | GE | Security ID: 369604103 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | ||||
Record Date: FEB 23, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James I. Cash, Jr. | For | For | Management |
1.2 | Elect Director William M. Castell | For | For | Management |
1.3 | Elect Director Ann M. Fudge | For | For | Management |
1.4 | Elect Director Susan Hockfield | For | For | Management |
1.5 | Elect Director Jeffrey R. Immelt | For | For | Management |
1.6 | Elect Director Andrea Jung | For | For | Management |
1.7 | Elect Director Alan G. (A.G.) Lafley | For | For | Management |
1.8 | Elect Director Robert W. Lane | For | For | Management |
1.9 | Elect Director Ralph S. Larsen | For | For | Management |
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.11 | Elect Director James J. Mulva | For | For | Management |
1.12 | Elect Director Sam Nunn | For | For | Management |
1.13 | Elect Director Roger S. Penske | For | For | Management |
1.14 | Elect Director Robert J. Swieringa | For | For | Management |
1.15 | Elect Director Douglas A. Warner III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
5 | Evaluate the Potential Conversion of | Against | Against | Shareholder |
the Corporation's Business Units into | ||||
Four or More Public Corporations and | ||||
Distribute New Shares | ||||
6 | Adopt Policy to Cease the Payments of | Against | Against | Shareholder |
Dividends or Equivalent Payments to | ||||
Senior Executives for Shares Not Owned | ||||
7 | Submit Severance Agreement (Change in | Against | Against | Shareholder |
Control) to shareholder Vote |
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE | ||||||
Ticker: | GS | Security ID: 38141G104 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||
2 | Elect Director John H. Bryan | For | For | Management | ||
3 | Elect Director Gary D. Cohn | For | For | Management | ||
4 | Elect Director Claes Dahlback | For | For | Management | ||
5 | Elect Director Stephen Friedman | For | For | Management | ||
6 | Elect Director William W. George | For | For | Management | ||
7 | Elect Director Rajat K. Gupta | For | Against | Management | ||
8 | Elect Director James A. Johnson | For | For | Management | ||
9 | Elect Director Lois D. Juliber | For | For | Management | ||
10 | Elect Director Lakshmi N. Mittal | For | For | Management | ||
11 | Elect Director James J. Schiro | For | For | Management | ||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
15 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||
17 | Amend By-Laws to Establish Board U.S. | Against | Against | Shareholder |
Economic Security Committee |
18 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HESS CORPORATION | ||||||
Ticker: | HES | Security ID: 42809H107 | ||||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director J.B. Hess | For | For | Management | ||
1.2 | Elect Director S.W. Bodman | For | For | Management | ||
1.3 | Elect Director R. Lavizzo-Mourey | For | For | Management | ||
1.4 | Elect Director C.G. Matthews | For | For | Management | ||
1.5 | Elect Director E.H. von Metzsch | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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HEWLETT-PACKARD COMPANY | |||||||
Ticker: | HPQ | Security ID: | 428236103 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | ||||||
Record Date: JAN 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | |||
2 | Elect Director Sari M. Baldauf | For | For | Management | |||
3 | Elect Director Rajiv L. Gupta | For | For | Management | |||
4 | Elect Director John H. Hammergren | For | For | Management | |||
5 | Elect Director Mark V. Hurd | For | For | Management | |||
6 | Elect Director Joel Z. Hyatt | For | For | Management | |||
7 | Elect Director John R. Joyce | For | For | Management | |||
8 | Elect Director Robert L. Ryan | For | For | Management | |||
9 | Elect Director Lucille S. Salhany | For | For | Management | |||
10 | Elect Director G. Kennedy Thompson | For | For | Management | |||
11 | Ratify Auditors | For | For | Management |
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HOME DEPOT, INC. | ||||||
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||
2 | Elect Director David H. Batchelder | For | For | Management | ||
3 | Elect Director Francis S. Blake | For | For | Management | ||
4 | Elect Director Ari Bousbib | For | For | Management | ||
5 | Elect Director Gregory D. Brenneman | For | For | Management |
6 | Elect Director Albert P. Carey | For | For | Management |
7 | Elect Director Armando Codina | For | For | Management |
8 | Elect Director Bonnie G. Hill | For | For | Management |
9 | Elect Director Karen L. Katen | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Approve Right to Call Special Meetings | For | For | Management |
12 | Provide for Cumulative Voting | Against | Against | Shareholder |
13 | Call Special Meetings | Against | Against | Shareholder |
14 | Prepare Employment Diversity Report | Against | Against | Shareholder |
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
16 | Assess Energy Use and Establish | Against | Against | Shareholder |
Reduction Targets |
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC. | ||||||
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: APR 27, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gordon M. Bethune | For | Against | Management | ||
1.2 | Elect Director Jaime Chico Pardo | For | For | Management | ||
1.3 | Elect Director David M. Cote | For | For | Management | ||
1.4 | Elect Director D. Scott Davis | For | For | Management | ||
1.5 | Elect Director Linnet F. Deily | For | For | Management | ||
1.6 | Elect Director Clive R. Hollick | For | Against | Management | ||
1.7 | Elect Director George Paz | For | For | Management | ||
1.8 | Elect Director Bradley T. Sheares | For | Against | Management | ||
1.9 | Elect Director John R. Stafford | For | Against | Management | ||
1.10 | Elect Director Michael W. Wright | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Adopt Anti Gross-up Policy | Against | For | Shareholder | ||
7 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder |
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INTEL CORPORATION | ||||||
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||
2 | Elect Director Susan L. Decker | For | For | Management | ||
3 | Elect Director John J. Donahoe | For | For | Management | ||
4 | Elect Director Reed E. Hundt | For | For | Management | ||
5 | Elect Director Paul S. Otellini | For | For | Management |
6 | Elect Director James D. Plummer | For | For | Management |
7 | Elect Director David S. Pottruck | For | For | Management |
8 | Elect Director Jane E. Shaw | For | For | Management |
9 | Elect Director John L. Thornton | For | For | Management |
10 | Elect Director Frank D. Yeary | For | For | Management |
11 | Elect Director David B. Yoffie | For | For | Management |
12 | Ratify Auditors | For | For | Management |
13 | Amend Omnibus Stock Plan | For | For | Management |
14 | Approve Stock Option Exchange Program | For | For | Management |
15 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
16 | Provide for Cumulative Voting | Against | Against | Shareholder |
17 | Adopt Policy on Human Rights to Water | Against | Against | Shareholder |
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INTERNATIONAL BUSINESS MACHINES CORP. | |||||||
Ticker: | IBM | Security ID: | 459200101 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | ||||||
Record Date: FEB 27, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director A. J. P. Belda | For | For | Management | |||
1.2 | Elect Director C. Black | For | For | Management | |||
1.3 | Elect Director W. R. Brody | For | For | Management | |||
1.4 | Elect Director K. I. Chenault | For | For | Management | |||
1.5 | Elect Director M. L. Eskew | For | For | Management | |||
1.6 | Elect Director S. A. Jackson | For | Against | Management | |||
1.7 | Elect Director T. Nishimuro | For | For | Management | |||
1.8 | Elect Director J. W. Owens | For | For | Management | |||
1.9 | Elect Director S. J. Palmisano | For | For | Management | |||
1.10 | Elect Director J. E. Spero | For | For | Management | |||
1.11 | Elect Director S. Taurel | For | For | Management | |||
1.12 | Elect Director L. H. Zambrano | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Provide for Cumulative Voting | Against | Against | Shareholder | |||
5 | Review Executive Compensation | Against | For | Shareholder | |||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | ||||
Officers' Compensation |
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. | ||||||
Ticker: | JCI | Security ID: | 478366107 | |||
Meeting Date: JAN 21, 2009 | Meeting Type: Annual | |||||
Record Date: NOV 20, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Dennis W. Archer | For | For | Management | ||
1.2 | Elect Director Richard Goodman | For | For | Management | ||
1.3 | Elect Director Southwood J. Morcott | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
3 | Adopt Policy to Obtain Shareholder | Against | Against | Shareholder |
Approval of Survivor Benefits |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. | ||||||
Ticker: | JPM | Security ID: 46625H100 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||
1.3 | Elect Director David M. Cote | For | For | Management | ||
1.4 | Elect Director James S. Crown | For | For | Management | ||
1.5 | Elect Director James Dimon | For | For | Management | ||
1.6 | Elect Director Ellen V. Futter | For | For | Management | ||
1.7 | Elect Director William H. Gray, III | For | For | Management | ||
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||
1.9 | Elect Director David C. Novak | For | For | Management | ||
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||
1.11 | Elect Director William C. Weldon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
4 | Disclose Prior Government Service | Against | Against | Shareholder | ||
5 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
6 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
7 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||
8 | Amend Key Executive Performance Plan | Against | Against | Shareholder | ||
9 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
10 | Prepare Carbon Principles Report | Against | Against | Shareholder |
--------------------------------------------------------------------------------
KRAFT FOODS INC | ||||||
Ticker: | KFT | Security ID: 50075N104 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ajay Banga | For | For | Management | ||
1.2 | Elect Director Myra M. Hart | For | For | Management | ||
1.3 | Elect Director Lois D. Juliber | For | For | Management | ||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||
1.5 | Elect Director Richard A. Lerner | For | For | Management | ||
1.6 | Elect Director John C. Pope | For | For | Management | ||
1.7 | Elect Director Fredric G. Reynolds | For | For | Management | ||
1.8 | Elect Director Irene B. Rosenfeld | For | For | Management | ||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||
1.10 | Elect Director Frank G. Zarb | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings |
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORP. | ||||||
Ticker: | LMT | Security ID: 539830109 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director E. C. "Pete" Aldrige, | For | Against | Management | ||
Jr. | ||||||
1.2 | Elect Director Nolan D. Archibald | For | Against | Management | ||
1.3 | Elect Director David B. Burritt | For | For | Management | ||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||
1.5 | Elect Director Gwendolyn S. King | For | For | Management | ||
1.6 | Elect Director James M. Loy | For | For | Management | ||
1.7 | Elect Director Douglas H. McCorkindale | For | Against | Management | ||
1.8 | Elect Director Joseph W. Ralston | For | For | Management | ||
1.9 | Elect Director Frank Savage | For | For | Management | ||
1.10 | Elect Director James Schneider | For | Against | Management | ||
1.11 | Elect Director Anne Stevens | For | Against | Management | ||
1.12 | Elect Director Robert J. Stevens | For | For | Management | ||
1.13 | Elect Director James R. Ukropina | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||
4 | Report on Space-based Weapons Program | Against | Against | Shareholder | ||
5 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives | ||||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
LORILLARD, INC. | ||||||
Ticker: | LO | Security ID: | 544147101 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert C. Almon | For | Withhold | Management | ||
1.2 | Elect Director Kit D. Dietz | For | Withhold | Management | ||
1.3 | Elect Director Nigel Travis | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
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LOWE'S COMPANIES, INC. | ||||||
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: MAY 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||
1.2 | Elect Director Marshall O. Larsen | For | For | Management | ||
1.3 | Elect Director Stephen F. Page | For | For | Management | ||
1.4 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Eliminate Supermajority Vote | For | For | Management | ||
Requirement | ||||||
5 | Reincorporate in Another State from | Against | Against | Shareholder | ||
Delaware to North Dakota | ||||||
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
7 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MARATHON OIL CORP. | ||||||
Ticker: | MRO | Security ID: | 565849106 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Charles F. Bolden, Jr. | For | For | Management | ||
1.2 | Elect Director Gregory H. Boyce | For | For | Management | ||
1.3 | Elect Director Clarence P. Cazalot, Jr. For | For | Management | |||
1.4 | Elect Director David A. Daberko | For | For | Management | ||
1.5 | Elect Director William L. Davis | For | For | Management | ||
1.6 | Elect Director Shirley Ann Jackson | For | Against | Management | ||
1.7 | Elect Director Philip Lader | For | For | Management | ||
1.8 | Elect Director Charles R. Lee | For | For | Management | ||
1.9 | Elect Director Michael E. J. Phelps | For | For | Management | ||
1.10 | Elect Director Dennis H. Reilley | For | For | Management | ||
1.11 | Elect Director Seth E. Schofield | For | For | Management | ||
1.12 | Elect Director John W. Snow | For | For | Management | ||
1.13 | Elect Director Thomas J. Usher | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: | MMC | Security ID: 571748102 |
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |
Record Date: | MAR 23, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leslie M. Baker, Jr. | For | For | Management |
1.2 | Elect Director Gwendolyn S. King | For | For | Management |
1.3 | Elect Director Marc D. Oken | For | For | Management |
1.4 | Elect Director David A. Olsen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Reincorporate in Another State from | Against | Against | Shareholder |
Delaware to North Dakota | ||||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
5 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
10 | Elect Director Carlos E. Represas | For | For | Management | ||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||
13 | Elect Director Samuel O. Thier | For | For | Management | ||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||
15 | Elect Director Peter C. Wendell | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Fix Number of Directors | For | For | Management | ||
18 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
19 | Require Independent Lead Director | Against | Against | Shareholder | ||
20 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
METLIFE, INC | ||||||
Ticker: | MET | Security ID: | 59156R108 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 2, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director C. Robert Henrikson | For | For | Management | ||
1.2 | Elect Director John M. Keane | For | For | Management | ||
1.3 | Elect Director Catherine R. Kinney | For | For | Management |
1.4 | Elect Director Hugh B. Price | For | For | Management |
1.5 | Elect Director Kenton J. Sicchitano | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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MICROSOFT CORP. | ||||||
Ticker: | MSFT | Security ID: 594918104 | ||||
Meeting Date: NOV 19, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 5, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||
3 | Elect Director Dina Dublon | For | For | Management | ||
4 | Elect Director William H. Gates, III | For | For | Management | ||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||
6 | Elect Director Reed Hastings | For | For | Management | ||
7 | Elect Director David F. Marquardt | For | For | Management | ||
8 | Elect Director Charles H. Noski | For | For | Management | ||
9 | Elect Director Helmut Panke | For | For | Management | ||
10 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
11 | Amend Non-Employee Director Omnibus | For | Against | Management | ||
Stock Plan | ||||||
12 | Ratify Auditors | For | For | Management | ||
13 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||
Access to the Internet | ||||||
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
15 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MOLSON COORS BREWING CO | ||||||
Ticker: | TAP | Security ID: | 60871R209 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 16, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John E. Cleghorn | For | For | Management | ||
1.2 | Elect Director Charles M. Herington | For | Withhold | Management | ||
1.3 | Elect Director David P. O'Brien | For | For | Management |
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MOODY'S CORPORATION | ||
Ticker: | MCO | Security ID: 615369105 |
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |
Record Date: MAR 2, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ewald Kist | For | For | Management |
1.2 | Elect Director Henry A. McKinnell, Jr. | For | For | Management |
1.3 | Elect Director John K. Wulff | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require Independent Board Chairman | Against | Against | Shareholder |
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MORGAN STANLEY | ||||||
Ticker: | MS | Security ID: | 617446448 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Roy J. Bostock | For | For | Management | ||
1.2 | Elect Director Erskine B. Bowles | For | Against | Management | ||
1.3 | Elect Director Howard J. Davies | For | For | Management | ||
1.4 | Elect Director Nobuyuki Hirano | For | For | Management | ||
1.5 | Elect Director C. Robert Kidder | For | Against | Management | ||
1.6 | Elect Director John J. Mack | For | For | Management | ||
1.7 | Elect Director Donald T. Nicolaisen | For | Against | Management | ||
1.8 | Elect Director Charles H. Noski | For | For | Management | ||
1.9 | Elect Director Hutham S. Olayan | For | For�� | Management | ||
1.10 | Elect Director Charles E. Phillips, Jr. For | For | Management | |||
1.11 | Elect Director Griffith Sexton | For | For | Management | ||
1.12 | Elect Director Laura D. Tyson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NOKIA CORP. | ||||||
Ticker: | NOK | Security ID: | 654902204 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Calling the Meeting to Order | None | None | Management | ||
3 | Designate Inspector or Shareholder | None | None | Management | ||
Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting None | None | Management | |||
5 | Prepare and Approve List of | None | None | Management | ||
Shareholders | ||||||
6 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports; Receive CEO's Review |
7 | Accept Financial Statements and | For | For | Management |
Statutory Reports | ||||
8 | Approve Allocation of Income and | For | For | Management |
Dividends of EUR 0.40 Per Share | ||||
9 | Approve Discharge of Board and | For | For | Management |
President | ||||
10 | Approve Remuneration of Directors in | For | For | Management |
the Amount of EUR 440,000 for Chairman, | ||||
EUR 150,000 for Vice Chairman, and EUR | ||||
130,000 for Other Directors; Approve | ||||
Remuneration for Committee Work | ||||
11 | Fix Number of Directors at 11 | For | For | Management |
12.1 | Reelect Georg Ehrnrooth as Director | For | For | Management |
12.2 | Reelect Lalita D. Gupte as Director | For | For | Management |
12.3 | Reelect Bengt Holmstrom as Director | For | For | Management |
12.4 | Reelect Henning Kagermann as Director | For | For | Management |
12.5 | Reelect Olli-Pekka Kallasvuo as | For | For | Management |
Director | ||||
12.6 | Reelect Per Karlsson as Director | For | For | Management |
12.7 | Reelect Jorma Ollila as Director | For | For | Management |
12.8 | Reelect Marjorie Scardino as Director | For | For | Management |
12.9 | Reelect Risto Siilasmaa as Director | For | For | Management |
12.10 Reelect Keijo Suila as Directors as | For | For | Management | |
Director | ||||
12.11 Elect Isabel Marey-Semper as New | For | For | Management | |
Director | ||||
13 | Approve Remuneration of Auditors | For | For | Management |
14 | Ratify PricewaterhouseCoopers Oy as | For | For | Management |
Auditors | ||||
15 | Authorize Repurchase of up to 360 | For | For | Management |
Million Nokia Shares | ||||
16 | Close Meeting | None | None | Management |
17 | MARK THE FOR BOX IF YOU WISH TO | None | Against | Management |
INSTRUCT THE DEPOSITARY TO GIVE A PROXY | ||||
TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH | ||||
LEGALCOUNSELS OF NOKIA CORPORATION, TO | ||||
VOTE, IN THEIR DISCRETION, ONYOUR | ||||
BEHALF ONLY UPON ITEM 17. |
--------------------------------------------------------------------------------
NORTHERN TRUST CORP. | ||||||
Ticker: | NTRS | Security ID: | 665859104 | |||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Linda Walker Bynoe | For | For | Management | ||
1.2 | Elect Director Nicholas D. Chabraja | For | Withhold | Management | ||
1.3 | Elect Director Susan Crown | For | Withhold | Management | ||
1.4 | Elect Director Dipak C. Jain | For | For | Management | ||
1.5 | Elect Director Arthur L. Kelly | For | For | Management | ||
1.6 | Elect Director Robert C. McCormack | For | For | Management | ||
1.7 | Elect Director Edward J. Mooney | For | Withhold | Management | ||
1.8 | Elect Director William A. Osborn | For | For | Management |
1.9 | Elect Director John W. Rowe | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
1.11 | Elect Director William D. Smithburg | For | Withhold | Management |
1.12 | Elect Director Enrique J. Sosa | For | For | Management |
1.13 | Elect Director Charles A. Tribbett III | For | Withhold | Management |
1.14 | Elect Director Frederick H. Waddell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |
Officers' Compensation |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP. | ||||||
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Spencer Abraham | For | Against | Management | ||
1.2 | Elect Director Ronald W. Burkle | For | Against | Management | ||
1.3 | Elect Director John S. Chalsty | For | Against | Management | ||
1.4 | Elect Director Edward P. Djerejian | For | Against | Management | ||
1.5 | Elect Director John E. Feick | For | Against | Management | ||
1.6 | Elect Director Ray R. Irani | For | Against | Management | ||
1.7 | Elect Director Irvin W. Maloney | For | Against | Management | ||
1.8 | Elect Director Avedick B. Poladian | For | Against | Management | ||
1.9 | Elect Director Rodolfo Segovia | For | Against | Management | ||
1.10 | Elect Director Aziz D. Syriani | For | Against | Management | ||
1.11 | Elect Director Rosemary Tomich | For | Against | Management | ||
1.12 | Elect Director Walter L. Weisman | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide Right to Call Special Meeting | For | Against | Management | ||
4 | Report on Host Country Social and | Against | Against | Shareholder | ||
Environmental Laws |
--------------------------------------------------------------------------------
OMNICOM GROUP INC. | |||||||
Ticker: | OMC | Security ID: | 681919106 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 30, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John D. Wren | For | For | Management | |||
1.2 | Elect Director Bruce Crawford | For | For | Management | |||
1.3 | Elect Director Alan R. Batkin | For | Withhold | Management | |||
1.4 | Elect Director Robert Charles Clark | For | For | Management | |||
1.5 | Elect Director Leonard S. Coleman, Jr. | For | Withhold | Management | |||
1.6 | Elect Director Errol M. Cook | For | For | Management | |||
1.7 | Elect Director Susan S. Denison | For | Withhold | Management | |||
1.8 | Elect Director Michael A. Henning | For | Withhold | Management | |||
1.9 | Elect Director John R. Murphy | For | For | Management | |||
1.10 | Elect Director John R. Purcell | For | For | Management |
1.11 | Elect Director Linda Johnson Rice | For | Withhold | Management |
1.12 | Elect Director Gary L. Roubos | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management | |
Plan |
--------------------------------------------------------------------------------
PEPSICO, INC. | ||||||
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director S.L. Brown | For | For | Management | ||
2 | Elect Director I.M. Cook | For | For | Management | ||
3 | Elect Director D. Dublon | For | For | Management | ||
4 | Elect Director V.J. Dzau | For | For | Management | ||
5 | Elect Director R.L. Hunt | For | For | Management | ||
6 | Elect Director A. Ibarguen | For | For | Management | ||
7 | Elect Director A.C. Martinez | For | For | Management | ||
8 | Elect Director I.K. Nooyi | For | For | Management | ||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||
10 | Elect Director J.J. Schiro | For | For | Management | ||
11 | Elect Director L.G. Trotter | For | For | Management | ||
12 | Elect Director D.Vasella | For | For | Management | ||
13 | Elect Director M.D. White | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
16 | Report on Recycling | Against | Against | Shareholder | ||
17 | Report on Genetically Engineered | Against | Against | Shareholder | ||
Products | ||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PFIZER INC. | ||||||
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||
1.2 | Elect Director Michael S. Brown | For | For | Management | ||
1.3 | Elect Director M. Anthony Burns | For | For | Management | ||
1.4 | Elect Director Robert N. Burt | For | For | Management | ||
1.5 | Elect Director W. Don Cornwell | For | For | Management | ||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||
1.7 | Elect Director Constance J. Horner | For | For | Management | ||
1.8 | Elect Director James M. Kilts | For | For | Management | ||
1.9 | Elect Director Jeffrey B. Kindler | For | For | Management |
1.10 | Elect Director George A. Lorch | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Suzanne Nora Johnson | For | For | Management |
1.13 | Elect Director Stephen W. Sanger | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit/Prohibit Executive Stock-Based | Against | Against | Shareholder |
Awards | ||||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder |
7 | Amend Bylaws -- Call Special Meetings | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PG&E CORP. | ||||||
Ticker: | PCG | Security ID: 69331C108 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David R. Andrews | For | For | Management | ||
2 | Elect Director C. Lee Cox | For | For | Management | ||
3 | Elect Director Peter A. Darbee | For | For | Management | ||
4 | Elect Director Maryellen C. Herringer | For | For | Management | ||
5 | Elect Director Roger H. Kimmel | For | For | Management | ||
6 | Elect Director Richard A. Meserve | For | For | Management | ||
7 | Elect Director Forrest E. Miller | For | For | Management | ||
8 | Elect Director Barbara L. Rambo | For | For | Management | ||
9 | Elect Director Barry Lawson Williams | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
12 | Reincorporate in Another State | Against | Against | Shareholder | ||
[California to North Dakota ] |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harold Brown | For | For | Management | ||
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||
1.4 | Elect Director J. Dudley Fishburn | For | For | Management | ||
1.5 | Elect Director Graham Mackay | For | For | Management | ||
1.6 | Elect Director Sergio Marchionne | For | For | Management | ||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||
1.8 | Elect Director Carlos Slim Helu | For | For | Management |
1.9 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: 693475105 | |||
Meeting Date: DEC 23, 2008 | Meeting Type: Special | ||||
Record Date: NOV 14, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Acquisition | For | For | Management | |
2 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard O. Berndt | For | For | Management | ||
1.2 | Elect Director Charles E. Bunch | For | Against | Management | ||
1.3 | Elect Director Paul W. Chellgren | For | Against | Management | ||
1.4 | Elect Director Robert N. Clay | For | For | Management | ||
1.5 | Elect Director Kay Coles James | For | Against | Management | ||
1.6 | Elect Director Richard B. Kelson | For | Against | Management | ||
1.7 | Elect Director Bruce C. Lindsay | For | For | Management | ||
1.8 | Elect Director Anthony A. Massaro | For | For | Management | ||
1.9 | Elect Director Jane G. Pepper | For | For | Management | ||
1.10 | Elect Director James E. Rohr | For | For | Management | ||
1.11 | Elect Director Donald J. Shepard | For | For | Management | ||
1.12 | Elect Director Lorene K. Steffes | For | For | Management | ||
1.13 | Elect Director Dennis F. Strigl | For | Against | Management | ||
1.14 | Elect Director Stephen G. Thieke | For | For | Management | ||
1.15 | Elect Director Thomas J. Usher | For | Against | Management | ||
1.16 | Elect Director George H. Walls, Jr. | For | For | Management | ||
1.17 | Elect Director Helge H. Wehmeier | For | For | Management | ||
2 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
3 | Ratify Auditors | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation |
5 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: |
PG |
Security ID: 742718109 |
Meeting Date: OCT 14, 2008 Meeting Type: Annual | ||||
Record Date: AUG 15, 2008 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth I. Chenault | For | For | Management |
1.2 | Elect Director Scott D. Cook | For | For | Management |
1.3 | Elect Director Rajat K. Gupta | For | For | Management |
1.4 | Elect Director A.G. Lafley | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Lynn M. Martin | For | For | Management |
1.7 | Elect Director W. James McNerney, Jr. | For | For | Management |
1.8 | Elect Director Johnathan A. Rodgers | For | For | Management |
1.9 | Elect Director Ralph Snyderman | For | For | Management |
1.10 | Elect Director Margaret C. Whitman | For | For | Management |
1.11 | Elect Director Patricia A. Woertz | For | For | Management |
1.12 | Elect Director Ernesto Zedillo | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Adopt Majority Voting for Uncontested | For | For | Management |
Election of Directors | ||||
4 | Rotate Annual Meeting Location | Against | Against | Shareholder |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC | ||||||
Ticker: | PRU | Security ID: | 744320102 | |||
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas J. Baltimore, Jr. For | For | Management | |||
1.2 | Elect Director Frederic K. Becker | For | For | Management | ||
1.3 | Elect Director Gordon M. Bethune | For | For | Management | ||
1.4 | Elect Director Gaston Caperton | For | For | Management | ||
1.5 | Elect Director Gilbert F. Casellas | For | For | Management | ||
1.6 | Elect Director James G. Cullen | For | For | Management | ||
1.7 | Elect Director William H. Gray, III | For | For | Management | ||
1.8 | Elect Director Mark B. Grier | For | For | Management | ||
1.9 | Elect Director Jon F. Hanson | For | For | Management | ||
1.10 | Elect Director Constance J. Horner | For | For | Management | ||
1.11 | Elect Director Karl J. Krapek | For | For | Management | ||
1.12 | Elect Director Christine A. Poon | For | For | Management | ||
1.13 | Elect Director John R. Strangfield | For | For | Management | ||
1.14 | Elect Director James A. Unruh | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
QUALCOMM INC
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: MAR 3, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||
1.11 | Elect Director Marc I. Stern | For | For | Management | ||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUESTAR CORP. | ||||||
Ticker: | STR | Security ID: | 748356102 | |||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Keith O. Rattie | For | For | Management | ||
1.2 | Elect Director Harris H. Simmons | For | For | Management | ||
1.3 | Elect Director M. W. Scoggins | For | For | Management | ||
1.4 | Elect Director James A. Harmon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend Director/Officer Liability and | For | For | Management | ||
Indemnification | ||||||
5 | Increase Authorized Common Stock | For | For | Management | ||
6 | Eliminate a Provision Imposing Limits | For | For | Management | ||
on Issuance of Preferred Stock | ||||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
8 | Require a Majority Vote for the | None | For | Shareholder | ||
Election of Directors | ||||||
9 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
RAYTHEON CO. | ||||||
Ticker: | RTN | Security ID: | 755111507 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 3, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Vernon E. Clark | For | For | Management |
2 | Elect Director John M. Deutch | For | For | Management |
3 | Elect Director Frederic M. Poses | For | For | Management |
4 | Elect Director Michael C. Ruettgers | For | For | Management |
5 | Elect Director Ronald L. Skates | For | For | Management |
6 | Elect Director William R. Spivey | For | For | Management |
7 | Elect Director Linda G. Stuntz | For | For | Management |
8 | Elect Director William H. Swanson | For | For | Management |
9 | Ratify Auditors | For | For | Management |
10 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
11 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
12 | Provide for Cumulative Voting | Against | Against | Shareholder |
13 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |
14 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP. | ||||||
Ticker: | SGP | Security ID: | 806605101 | |||
Meeting Date: MAY 18, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas J. Colligan | For | For | Management | ||
1.2 | Elect Director Fred Hassan | For | For | Management | ||
1.3 | Elect Director C. Robert Kidder | For | For | Management | ||
1.4 | Elect Director Eugene R. McGrath | For | For | Management | ||
1.5 | Elect Director Antonio M. Perez | For | For | Management | ||
1.6 | Elect Director Patricia F. Russo | For | For | Management | ||
1.7 | Elect Director Jack L. Stahl | For | For | Management | ||
1.8 | Elect Director Craig B. Thompson | For | For | Management | ||
1.9 | Elect Director Kathryn C. Turner | For | For | Management | ||
1.10 | Elect Director Robert F.W. van Oordt | For | For | Management | ||
1.11 | Elect Director Arthur F. Weinbach | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings |
--------------------------------------------------------------------------------
SCHLUMBERGER LTD. | ||||||
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: APR 8, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect P. Camus as Director | For | For | Management | ||
1.2 | Elect J.S. Gorelick as Director | For | For | Management | ||
1.3 | Elect A. Gould as Director | For | For | Management | ||
1.4 | Elect T. Issac as Director | For | For | Management | ||
1.5 | Elect N. Kudryavtsev as Director | For | For | Management |
1.6 | Elect A. Lajous as Director | For | For | Management |
1.7 | Elect M.E. Marks as Director | For | For | Management |
1.8 | Elect L.R. Reif as Director | For | For | Management |
1.9 | Elect T.I. Sandvold as Director | For | For | Management |
1.10 | Elect H. Seydoux as Director | For | For | Management |
1.11 | Elect L.G. Stuntz as Director | For | For | Management |
2 | Adopt and Approve Financials and | For | For | Management |
Dividends | ||||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
4 | Approval of Independent Registered | For | For | Management |
Public Accounting Firm |
--------------------------------------------------------------------------------
SOUTHERN COMPANY | ||||||
Ticker: | SO | Security ID: | 842587107 | |||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Juanita Powell Baranco | For | For | Management | ||
1.2 | Elect Director Francis S. Blake | For | For | Management | ||
1.3 | Elect Director Jon A. Boscia | For | For | Management | ||
1.4 | Elect Director Thomas F. Chapman | For | For | Management | ||
1.5 | Elect Director H. William Habermeyer, | For | For | Management | ||
Jr. | ||||||
1.6 | Elect Director Veronica M. "Ronee" | For | For | Management | ||
Hagen | ||||||
1.7 | Elect Director Warren A. Hood, Jr. | For | For | Management | ||
1.8 | Elect Director Donald M. James | For | For | Management | ||
1.9 | Elect Director J. Neal Purcell | For | For | Management | ||
1.10 | Elect Director David M. Ratcliffe | For | For | Management | ||
1.11 | Elect Director William G. Smith, Jr. | For | For | Management | ||
1.12 | Elect Director Gerald J. St. Pe | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Adopt Majority Voting and Eliminate | For | For | Management | ||
Cumulative Voting for Uncontested | ||||||
Election of Directors | ||||||
4 | Eliminate Cumulative Voting | For | For | Management | ||
5 | Report on Reducing GHG Emissions | Against | Against | Shareholder | ||
6 | Submit SERP to Shareholder Vote | Against | Against | Shareholder |
--------------------------------------------------------------------------------
STAPLES, INC. | ||||||
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: JUN 9, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 13, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||
1.2 | Elect Director Arthur M. Blank | For | For | Management |
1.3 | Elect Director Mary Elizabeth Burton | For | For | Management |
1.4 | Elect Director Justin King | For | For | Management |
1.5 | Elect Director Carol Meyrowitz | For | For | Management |
1.6 | Elect Director Rowland T. Moriarty | For | For | Management |
1.7 | Elect Director Robert C. Nakasone | For | For | Management |
1.8 | Elect Director Ronald L. Sargent | For | For | Management |
1.9 | Elect Director Elizabeth A. Smith | For | For | Management |
1.10 | Elect Director Robert E. Sulentic | For | For | Management |
1.11 | Elect Director Vijay Vishwanath | For | For | Management |
1.12 | Elect Director Paul F. Walsh | For | For | Management |
2 | Amend Qualified Employee Stock Purchase For | For | Management | |
Plan | ||||
3 | Amend Nonqualified Employee Stock | For | For | Management |
Purchase Plan | ||||
4 | Ratify Auditors | For | For | Management |
5 | Reincorporate in Another State [from | Against | Against | Shareholder |
Delaware to North Dakota] |
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. |
Ticker: | TROW | Security ID: 74144T108 | ||||
Meeting Date: APR 8, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Edward C. Bernard | For | For | Management | ||
1.2 | Elect Director James T. Brady | For | For | Management | ||
1.3 | Elect Director J. Alfred Broaddus, Jr. | For | For | Management | ||
1.4 | Elect Director Donald B. Hebb, Jr. | For | For | Management | ||
1.5 | Elect Director James A.C. Kennedy | For | For | Management | ||
1.6 | Elect Director Brian C. Rogers | For | For | Management | ||
1.7 | Elect Director Alfred Sommer | For | For | Management | ||
1.8 | Elect Director Dwight S. Taylor | For | For | Management | ||
1.9 | Elect Director Anne Marie Whittemore | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. | ||||||
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Judy C. Lewent | For | For | Management | ||
1.2 | Elect Director Peter J. Manning | For | For | Management | ||
1.3 | Elect Director Jim P. Manzi | For | For | Management | ||
1.4 | Elect Director Elaine S. Ullian | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER CABLE INC. | ||||||
Ticker: | TWC | Security ID: 88732J207 | ||||
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | |||||
Record Date: APR 8, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Carole Black | For | For | Management | ||
2 | Elect Director Glenn A. Britt | For | For | Management | ||
3 | Elect Director Thomas H. Castro | For | For | Management | ||
4 | Elect Director David C. Chang | For | For | Management | ||
5 | Elect Director James E. Copeland, Jr. | For | For | Management | ||
6 | Elect Director Peter R. Haje | For | For | Management | ||
7 | Elect Director Donna A. James | For | For | Management | ||
8 | Elect Director Don Logan | For | For | Management | ||
9 | Elect Director N.J. Nicholas, Jr. | For | For | Management | ||
10 | Elect Director Wayne H. Pace | For | For | Management | ||
11 | Elect Director Edward D. Shirley | For | For | Management | ||
12 | Elect Director John E. Sununu | For | For | Management | ||
13 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER INC | ||||||
Ticker: | TWX | Security ID: | 887317105 | |||
Meeting Date: JAN 16, 2009 | Meeting Type: Special | |||||
Record Date: NOV 20, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Reverse Stock Split | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER INC | ||||||
Ticker: | TWX | Security ID: 887317303 | ||||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: APR 3, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Herbert M. Allison, Jr. | For | For | Management | ||
1.2 | Elect Director James L. Barksdale | For | For | Management | ||
1.3 | Elect Director Jeffrey L. Bewkes | For | For | Management | ||
1.4 | Elect Director Stephen F. Bollenbach | For | For | Management | ||
1.5 | Elect Director Frank J. Caufield | For | Against | Management | ||
1.6 | Elect Director Robert C. Clark | For | For | Management | ||
1.7 | Elect Director Mathias Dopfner | For | Against | Management | ||
1.8 | Elect Director Jessica P. Einhorn | For | For | Management | ||
1.9 | Elect Director Michael A. Miles | For | Against | Management | ||
1.10 | Elect Director Kenneth J. Novack | For | For | Management | ||
1.11 | Elect Director Deborah C. Wright | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
TOLL BROTHERS, INC. | ||||||
Ticker: | TOL | Security ID: | 889478103 | |||
Meeting Date: MAR 11, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert S. Blank | For | For | Management | ||
1.2 | Elect Director Roger S. Hillas | For | For | Management | ||
1.3 | Elect Director Stephen A. Novick | For | For | Management | ||
1.4 | Elect Director Paul E. Shapiro | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE | ||||||
Ticker: | TRV | Security ID: 89417E109 | ||||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alan L. Beller | For | For | Management | ||
1.2 | Elect Director John H. Dasburg | For | For | Management | ||
1.3 | Elect Director Janet M. Dolan | For | For | Management | ||
1.4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||
1.5 | Elect Director Jay S. Fishman | For | For | Management | ||
1.6 | Elect Director Lawrence G. Graev | For | For | Management | ||
1.7 | Elect Director Patricia L. Higgins | For | For | Management | ||
1.8 | Elect Director Thomas R. Hodgson | For | For | Management | ||
1.9 | Elect Director Cleve L. Killingsworth, | For | For | Management | ||
Jr. | ||||||
1.10 | Elect Director Robert I. Lipp | For | For | Management | ||
1.11 | Elect Director Blythe J. McGarvie | For | For | Management | ||
1.12 | Elect Director Laurie J. Thomsen | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Report on Political Contributions | Against | Against | Shareholder |
-------------------------------------------------------------------------------- | ||
TYCO INTERNATIONAL LTD. | ||
Ticker: | TYC | Security ID: G9143X208 |
Meeting Date: MAR 12, 2009 Meeting Type: Annual | ||||
Record Date: JAN 6, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Edward D. Breen as Director | For | For | Management |
1.2 | Elect Timothy M. Donahue as Director | For | For | Management |
1.3 | Elect Brian Duperreault as Director | For | For | Management |
1.4 | Elect Bruce S. Gordon as Director | For | For | Management |
1.5 | Elect Rajiv Gupta as Director | For | For | Management |
1.6 | Elect John A. Krol as Director | For | For | Management |
1.7 | Elect Brendan R. O' Neil as Director | For | For | Management |
1.8 | Elect William S. Stavropoulos as | For | For | Management |
Director | ||||
1.9 | Elect Sandra Wijnberg as Director | For | For | Management |
1.10 | Elect Jerome B. York as Director | For | For | Management |
1.11 | Elect David Yost as Director | For | For | Management |
2 | Approve Auditors and Authorize Board to For | For | Management | |
Fix Their Remuneration | ||||
3 | Amend 2004 Stock and Incentive Plan | For | For | Management |
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. | ||||||
Ticker: | TYC | Security ID: G9143X208 | ||||
Meeting Date: MAR 12, 2009 | Meeting Type: Special | |||||
Record Date: JAN 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Change of Domicile | For | For | Management | ||
2 | Increase Authorized Capital | For | For | Management | ||
3 | Change Company Name to Tyco | For | For | Management | ||
International Ltd. | ||||||
4 | Amend Corporate Purpose | For | For | Management | ||
5 | Adopt New Articles of Association | For | For | Management | ||
6 | Confirmation of Swiss Law as the | For | For | Management | ||
Authoritative Governing Legislation | ||||||
7 | Approve Schaffhausen, Switzerland as | For | For | Management | ||
Our Principal Place of Business | ||||||
8 | Appoint PriceWaterhouseCoopers AG, | For | For | Management | ||
Zurich as Special Auditor | ||||||
9 | Ratify Deloitte AG as Auditors | For | For | Management | ||
10 | Approve Dividends in the Form of a | For | For | Management | ||
Capital Reduction | ||||||
11 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
U.S. BANCORP | |||||
Ticker: | USB | Security ID: 902973304 | |||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | ||||
Record Date: | FEB 23, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas M. Baker, Jr. | For | For | Management |
1.2 | Elect Director Y. Marc Belton | For | For | Management |
1.3 | Elect Director Richard K. Davis | For | For | Management |
1.4 | Elect Director Joel W. Johnson | For | For | Management |
1.5 | Elect Director David O'Maley | For | For | Management |
1.6 | Elect Director O'dell M. Owens | For | For | Management |
1.7 | Elect Director Craig D. Schnuck | For | For | Management |
1.8 | Elect Director Patrick T. Stokes | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |
Officers' Compensation |
--------------------------------------------------------------------------------
UNION PACIFIC CORP. | ||||||
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||
1.12 | Elect Director James R. Young | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. | ||||||
Ticker: | UPS | Security ID: | 911312106 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director F. Duane Ackerman | For | For | Management | ||
1.2 | Elect Director Michael J. Burns | For | For | Management | ||
1.3 | Elect Director D. Scott Davis | For | For | Management | ||
1.4 | Elect Director Stuart E. Eizenstat | For | For | Management | ||
1.5 | Elect Director Michael L. Eskew | For | For | Management | ||
1.6 | Elect Director William R. Johnson | For | For | Management | ||
1.7 | Elect Director Ann M. Livermore | For | For | Management | ||
1.8 | Elect Director Rudy Markham | For | For | Management | ||
1.9 | Elect Director John W. Thompson | For | For | Management | ||
1.10 | Elect Director Carol B. Tome | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED | ||||||
Ticker: | UNH | Security ID: 91324P102 | ||||
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | |||||
Record Date: APR 3, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||
2 | Elect Director Richard T. Burke | For | For | Management | ||
3 | Elect Director Robert J. Darretta | For | For | Management | ||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||
5 | Elect Director Michele J. Hooper | For | For | Management | ||
6 | Elect Director Douglas W. Leatherdale | For | For | Management | ||
7 | Elect Director Glenn M. Renwick | For | For | Management | ||
8 | Elect Director Kenneth I. Shine, M.D. | For | For | Management | ||
9 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS | ||||||
Ticker: | VZ | Security ID: 92343V104 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard L. Carrion | For | For | Management | ||
1.2 | Elect Director M. Frances Keeth | For | For | Management | ||
1.3 | Elect Director Robert W. Lane | For | For | Management | ||
1.4 | Elect Director Sandra O. Moose | For | For | Management | ||
1.5 | Elect Director Joseph Neubauer | For | For | Management | ||
1.6 | Elect Director Donald T. Nicolaisen | For | For | Management | ||
1.7 | Elect Director Thomas H. O'Brien | For | For | Management | ||
1.8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||
1.9 | Elect Director Hugh B. Price | For | For | Management | ||
1.10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||
1.11 | Elect Director John W. Snow | For | For | Management | ||
1.12 | Elect Director John R. Stafford | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
6 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||
7 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
8 | Require Independent Board Chairman | Against | Against | Shareholder |
9 | Provide for Cumulative Voting | Against | Against | Shareholder |
10 | Adopt a Policy in which the Company | Against | Against | Shareholder |
will not Make or Promise to Make Any | ||||
Death Benefit Payments to Senior | ||||
Executives |
--------------------------------------------------------------------------------
WAL-MART STORES, INC. | ||||||
Ticker: | WMT | Security ID: 931142103 | ||||
Meeting Date: JUN 5, 2009 | Meeting Type: Annual | |||||
Record Date: APR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||
2 | Elect Director James W. Breyer | For | For | Management | ||
3 | Elect Director M. Michele Burns | For | For | Management | ||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||
5 | Elect Director Roger C. Corbett | For | For | Management | ||
6 | Elect Director Douglas N. Daft | For | For | Management | ||
7 | Elect Director Michael T. Duke | For | For | Management | ||
8 | Elect Director Gregory B. Penner | For | For | Management | ||
9 | Elect Director Allen I. Questrom | For | For | Management | ||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||
11 | Elect Director Arne M. Sorenson | For | For | Management | ||
12 | Elect Director Jim C. Walton | For | For | Management | ||
13 | Elect Director S. Robson Walton | For | For | Management | ||
14 | Elect Director Christopher J. Williams | For | For | Management | ||
15 | Elect Director Linda S. Wolf | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity | ||||||
18 | Pay For Superior Performance | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||
21 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WALGREEN CO. | ||||||
Ticker: | WAG | Security ID: | 931422109 | |||
Meeting Date: JAN 14, 2009 | Meeting Type: Annual | |||||
Record Date: | NOV 17, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William C. Foote | For | For | Management | ||
1.2 | Elect Director Mark P. Frissora | For | For | Management | ||
1.3 | Elect Director Alan G. Mcnally | For | For | Management | ||
1.4 | Elect Director Cordell Reed | For | For | Management |
1.5 | Elect Director Nancy M. Schlichting | For | For | Management |
1.6 | Elect Director David Y. Schwartz | For | For | Management |
1.7 | Elect Director Alejandro Silva | For | For | Management |
1.8 | Elect Director James A. Skinner | For | For | Management |
1.9 | Elect Director Marilou M. Von Ferstel | For | For | Management |
1.10 | Elect Director Charles R. Walgreen III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management | |
Plan | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. | ||||||
Ticker: | WMI | Security ID: 94106L109 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Pastora San Juan | For | For | Management | ||
Cafferty | ||||||
1.2 | Elect Director Frank M. Clark, Jr. | For | For | Management | ||
1.3 | Elect Director Patrick W. Gross | For | For | Management | ||
1.4 | Elect Director John C. Pope | For | For | Management | ||
1.5 | Elect Director W. Robert Reum | For | For | Management | ||
1.6 | Elect Director Steven G. Rothmeier | For | For | Management | ||
1.7 | Elect Director David P. Steiner | For | For | Management | ||
1.8 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||
5 | Report on Political Contributions | Against | Against | Shareholder | ||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
--------------------------------------------------------------------------------
WELLPOINT, INC. | ||||||
Ticker: | WLP | Security ID: | 94973V107 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lenox D. Baker, Jr., | For | For | Management | ||
M.D. | ||||||
2 | Elect Director Susan B. Bayh | For | For | Management | ||
3 | Elect Director Larry C. Glasscock | For | For | Management | ||
4 | Elect Director Julie A. Hill | For | For | Management | ||
5 | Elect Director Ramiro G. Peru | For | For | Management | ||
6 | Ratify Auditors | For | For | Management | ||
7 | Approve Omnibus Stock Plan | For | For | Management |
8 | Amend Qualified Employee Stock Purchase For | For | Management |
Plan | |||
9 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
Officers' Compensation |
--------------------------------------------------------------------------------
WELLS FARGO AND COMPANY | ||||||
Ticker: | WFC | Security ID: | 949746101 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director John D. Baker II | For | For | Management | ||
2 | Elect Director John S. Chen | For | Against | Management | ||
3 | Elect Director Lloyd H. Dean | For | For | Management | ||
4 | Elect Director Susan E. Engel | For | Against | Management | ||
5 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||
6 | Elect Director Donald M. James | For | Against | Management | ||
7 | Elect Director Robert L. Joss | For | For | Management | ||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||
9 | Elect Director Richard D. McCormick | For | Against | Management | ||
10 | Elect Director Mackey J. McDonald | For | Against | Management | ||
11 | Elect Director Cynthia H. Milligan | For | For | Management | ||
12 | Elect Director Nicholas G. Moore | For | For | Management | ||
13 | Elect Director Philip J. Quigley | For | For | Management | ||
14 | Elect Director Donald B. Rice | For | Against | Management | ||
15 | Elect Director Judith M. Runstad | For | For | Management | ||
16 | Elect Director Stephen W. Sanger | For | Against | Management | ||
17 | Elect Director Robert K. Steel | For | For | Management | ||
18 | Elect Director John G. Stumpf | For | For | Management | ||
19 | Elect Director Susan G. Swenson | For | For | Management | ||
20 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
21 | Ratify Auditors | For | For | Management | ||
22 | Amend Omnibus Stock Plan | For | Against | Management | ||
23 | Require Independent Board Chairman | Against | Against | Shareholder | ||
24 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
XTO ENERGY INC | ||||||
Ticker: | XTO | Security ID: 98385X106 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Declassify the Board of Directors | For | For | Management | ||
2.1 | Elect Director Phillip R. Kevil | For | For | Management | ||
2.2 | Elect Director Herbert D. Simons | For | Against | Management | ||
2.3 | Elect Director Vaughn O. Vennerberg II | For | For | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
6 | Adopt a Policy in which the Company | Against | Against | Shareholder |
will not Make or Promise to Make Any | ||||
Death Benefit Payments to Senior | ||||
Executives |
========================== DREYFUS EQUITY INCOME FUND ==========================
3M CO | ||||||
Ticker: | MMM | Security ID: 88579Y101 | ||||
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Linda G. Alvarado | For | For | Management | ||
1.2 | Elect Director George W. Buckley | For | For | Management | ||
1.3 | Elect Director Vance D. Coffman | For | For | Management | ||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||
1.5 | Elect Director W. James Farrell | For | For | Management | ||
1.6 | Elect Director Herbert L. Henkel | For | For | Management | ||
1.7 | Elect Director Edward M. Liddy | For | For | Management | ||
1.8 | Elect Director Robert S. Morrison | For | For | Management | ||
1.9 | Elect Director Aulana L. Peters | For | For | Management | ||
1.10 | Elect Director Robert J. Ulrich | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder | ||
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ACCENTURE LTD | ||||||
Ticker: | ACN | Security ID: G1150G111 | ||||
Meeting Date: FEB 12, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: CHARLES H. GIANCARLO | ||||||
2 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: DINA DUBLON | ||||||
3 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: WILLIAM D. GREEN | ||||||
4 | RE-APPOINTMENT TO THE BOARD OF | For | Against | Management | ||
DIRECTORS: NOBUYUKI IDEI | ||||||
5 | RE-APPOINTMENT TO THE BOARD OF | For | For | Management | ||
DIRECTORS: MARJORIE MAGNER | ||||||
6 | RATIFY AUDITORS | For | For | Management |
--------------------------------------------------------------------------------
ADTRAN, INC. | ||||||
Ticker: | ADTN | Security ID: 00738A106 | ||||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas R. Stanton | For | For | Management | ||
1.2 | Elect Director H. Fenwick Huss | For | For | Management | ||
1.3 | Elect Director Ross K. Ireland | For | For | Management | ||
1.4 | Elect Director William L. Marks | For | For | Management | ||
1.5 | Elect Director James E. Matthews | For | For | Management | ||
1.6 | Elect Director Balan Nair | For | For | Management | ||
1.7 | Elect Director Roy J. Nichols | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AETNA INC. | ||||||
Ticker: | AET | Security ID: 00817Y108 | ||||
Meeting Date: MAY 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Frank M. Clark | For | For | Management | ||
2 | Elect Director Betsy Z. Cohen | For | For | Management | ||
3 | Elect Director Molly J. Coye, M.D. | For | For | Management | ||
4 | Elect Director Roger N. Farah | For | For | Management | ||
5 | Elect Director Barbara Hackman Franklin For | For | Management | |||
6 | Elect Director Jeffrey E. Garten | For | For | Management | ||
7 | Elect Director Earl G. Graves | For | For | Management | ||
8 | Elect Director Gerald Greenwald | For | For | Management | ||
9 | Elect Director Ellen M. Hancock | For | For | Management | ||
10 | Elect Director Richard J. Harrington | For | For | Management | ||
11 | Elect Director Edward J. Ludwig | For | For | Management | ||
12 | Elect Director Joseph P. Newhouse | For | For | Management | ||
13 | Elect Director Ronald A. Williams | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Provide for Cumulative Voting | Against | For | Shareholder | ||
16 | Adopt a Policy to Elect a Retired | Against | Against | Shareholder | ||
Management Employee |
--------------------------------------------------------------------------------
AFLAC INCORPORATED | ||||||
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Daniel P. Amos | For | For | Management |
1.2 | Elect Director John Shelby Amos, II | For | For | Management |
1.3 | Elect Director Paul S. Amos, II | For | For | Management |
1.4 | Elect Director Yoshiro Aoki | For | For | Management |
1.5 | Elect Director Michael H. Armacost | For | For | Management |
1.6 | Elect Director Kriss Cloninger, III | For | For | Management |
1.7 | Elect Director Joe Frank Harris | For | For | Management |
1.8 | Elect Director Elizabeth J. Hudson | For | For | Management |
1.9 | Elect Director Kenneth S. Janke, Sr. | For | For | Management |
1.10 | Elect Director Douglas W. Johnson | For | For | Management |
1.11 | Elect Director Robert B. Johnson | For | For | Management |
1.12 | Elect Director Charles B. Knapp | For | For | Management |
1.13 | Elect Director E. Stephen Purdom | For | For | Management |
1.14 | Elect Director Barbara K. Rimer | For | For | Management |
1.15 | Elect Director Marvin R. Schuster | For | For | Management |
1.16 | Elect Director David Gary Thompson | For | For | Management |
1.17 | Elect Director Robert L. Wright | For | For | Management |
2 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ALTRIA GROUP, INC. | ||||||
Ticker: | MO | Security ID: 02209S103 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||
3 | Elect Director Dinyar S. Devitre | For | For | Management | ||
4 | Elect Director Thomas F. Farrell | For | For | Management | ||
5 | Elect Director Robert E. R. Huntley | For | For | Management | ||
6 | Elect Director Thomas W. Jones | For | For | Management | ||
7 | Elect Director George Munoz | For | For | Management | ||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Reduce Tobacco Harm to Health | Against | Against | Shareholder | ||
12 | Report on Marketing Practices on the | Against | Against | Shareholder | ||
Poor | ||||||
13 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
14 | Adopt Human Rights Protocols for | Against | Against | Shareholder | ||
Company and Suppliers | ||||||
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
16 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ANALOG DEVICES, INC. | ||
Ticker: | ADI | Security ID: 032654105 |
Meeting Date: MAR 10, 2009 | Meeting Type: Annual |
Record Date: JAN 16, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James A. Champy | For | For | Management |
1.2 | Elect Director Yves-Andre Istel | For | For | Management |
1.3 | Elect Director Neil Novich | For | For | Management |
1.4 | Elect Director Kenton J. Sicchitano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC. | ||||||
Ticker: | AMAT | Security ID: | 038222105 | |||
Meeting Date: MAR 10, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Aart J. de Geus | For | For | Management | ||
1.2 | Elect Director Stephen R. Forrest | For | For | Management | ||
1.3 | Elect Director Philip V. Gerdine | For | For | Management | ||
1.4 | Elect Director Thomas J. Iannotti | For | For | Management | ||
1.5 | Elect Director Alexander A. Karsner | For | For | Management | ||
1.6 | Elect Director Charles Y.S. Liu | For | For | Management | ||
1.7 | Elect Director Gerhard H. Parker | For | For | Management | ||
1.8 | Elect Director Dennis D. Powell | For | For | Management | ||
1.9 | Elect Director Willem P. Roelandts | For | For | Management | ||
1.10 | Elect Director James E. Rogers | For | For | Management | ||
1.11 | Elect Director Michael R. Splinter | For | For | Management | ||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AT&T INC | ||||||
Ticker: | T | Security ID: 00206R102 | ||||
Meeting Date: APR 24, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Randall L. Stephenson | For | For | Management | ||
1.2 | Elect Director William F. Aldinger III | For | Against | Management | ||
1.3 | Elect Director Gilbert F. Amelio | For | Against | Management | ||
1.4 | Elect Director Reuben V. Anderson | For | For | Management | ||
1.5 | Elect Director James H. Blanchard | For | Against | Management | ||
1.6 | Elect Director August A. Busch III | For | For | Management | ||
1.7 | Elect Director Jaime Chico Pardo | For | Against | Management | ||
1.8 | Elect Director James P. Kelly | For | For | Management | ||
1.9 | Elect Director Jon C. Madonna | For | For | Management | ||
1.10 | Elect Director Lynn M. Martin | For | For | Management | ||
1.11 | Elect Director John B. McCoy | For | For | Management | ||
1.12 | Elect Director Mary S. Metz | For | For | Management | ||
1.13 | Elect Director Joyce M. Roche | For | For | Management |
1.14 | Elect Director Laura D Andrea Tyson | For | For | Management |
1.15 | Elect Director Patricia P. Upton | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder |
7 | Require Independent Board Chairman | Against | Against | Shareholder |
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
9 | Exclude Pension Credits ftom Earnings | Against | For | Shareholder |
Performance Measure |
--------------------------------------------------------------------------------
ATMOS ENERGY CORP. | ||||||
Ticker: | ATO | Security ID: | 049560105 | |||
Meeting Date: FEB 4, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 10, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ruben E. Esquivel | For | For | Management | ||
1.2 | Elect Director Richard W. Cardin | For | For | Management | ||
1.3 | Elect Director Thomas C. Meredith | For | For | Management | ||
1.4 | Elect Director Nancy K. Quinn | For | For | Management | ||
1.5 | Elect Director Stephen R. Springer | For | For | Management | ||
1.6 | Elect Director Richard Ware II | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
AUTODESK, INC. | ||||||
Ticker: | ADSK | Security ID: | 052769106 | |||
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | |||||
Record Date: APR 14, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Carl Bass | For | For | Management | ||
1.2 | Elect Director Crawford W. Beveridge | For | For | Management | ||
1.3 | Elect Director J. Hallam Dawson | For | For | Management | ||
1.4 | Elect Director Per-Kristian Halvorsen | For | For | Management | ||
1.5 | Elect Director Sean M. Maloney | For | For | Management | ||
1.6 | Elect Director Elizabeth A. Nelson | For | For | Management | ||
1.7 | Elect Director Charles J. Robel | For | For | Management | ||
1.8 | Elect Director Steven M. West | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Non-Employee Director Omnibus | For | For | Management | ||
Stock Plan |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: DEC 5, 2008 | Meeting Type: Special | |||||
Record Date: OCT 10, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Issue Shares in Connection with | For | For | Management | ||
Acquisition | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Increase Authorized Common Stock | For | For | Management | ||
4 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William Barnet, III | For | For | Management | ||
1.2 | Elect Director Frank P. Bramble, Sr. | For | Against | Management | ||
1.3 | Elect Director Virgis W. Colbert | For | For | Management | ||
1.4 | Elect Director John T. Collins | For | For | Management | ||
1.5 | Elect Director Gary L. Countryman | For | Against | Management | ||
1.6 | Elect Director Tommy R. Franks | For | For | Management | ||
1.7 | Elect Director Charles K. Gifford | For | For | Management | ||
1.8 | Elect Director Kenneth D. Lewis | For | Against | Management | ||
1.9 | Elect Director Monica C. Lozano | For | Against | Management | ||
1.10 | Elect Director Walter E. Massey | For | For | Management | ||
1.11 | Elect Director Thomas J. May | For | For | Management | ||
1.12 | Elect Director Patricia E. Mitchell | For | Against | Management | ||
1.13 | Elect Director Joseph W. Prueher | For | For | Management | ||
1.14 | Elect Director Charles O. Rossotti | For | For | Management | ||
1.15 | Elect Director Thomas M. Ryan | For | Against | Management | ||
1.16 | Elect Director O. Temple Sloan, Jr. | For | Against | Management | ||
1.17 | Elect Director Robert L. Tillman | For | Against | Management | ||
1.18 | Elect Director Jackie M. Ward | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
4 | Report on Government Service of | Against | Against | Shareholder | ||
Employees | ||||||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
7 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
8 | Require Independent Board Chairman | Against | Against | Shareholder | ||
9 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||
10 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
11 | TARP Related Compensation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BARCLAYS PLC | ||||||
Ticker: | BCS | Security ID: 06738E204 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | TO RECEIVE THE REPORTS OF THE DIRECTORS For | For | Management | |||
AND AUDITORS AND THEAUDITED ACCOUNTS | ||||||
FOR THE YEAR ENDED 31ST DECEMBER 2008. | ||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION | For | For | Management | ||
REPORT FOR THE YEAR ENDED31ST DECEMBER | ||||||
2008. | ||||||
3 | THAT SIMON FRASER BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
4 | THAT MARCUS AGIUS BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
5 | THAT DAVID BOOTH BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
6 | THAT SIR RICHARD BROADBENT BE | For | For | Management | ||
RE-ELECTED A DIRECTOR OF THECOMPANY. | ||||||
7 | THAT RICHARD LEIGH CLIFFORD BE | For | For | Management | ||
RE-ELECTED A DIRECTOR OF THECOMPANY. | ||||||
8 | THAT FULVIO CONTI BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
9 | THAT ROBERT E DIAMOND JR BE RE-ELECTED | For | For | Management | ||
A DIRECTOR OF THECOMPANY. | ||||||
10 | THAT SIR ANDREW LIKIERMAN BE RE-ELECTED For | For | Management | |||
A DIRECTOR OF THECOMPANY. | ||||||
11 | THAT CHRISTOPHER LUCAS BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
12 | THAT SIR MICHAEL RAKE BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
13 | THAT STEPHEN RUSSELL BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
14 | THAT FREDERIK SEEGERS BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
15 | THAT SIR JOHN SUNDERLAND BE RE-ELECTED | For | For | Management | ||
A DIRECTOR OF THECOMPANY. | ||||||
16 | THAT JOHN VARLEY BE RE-ELECTED A | For | For | Management | ||
DIRECTOR OF THE COMPANY. | ||||||
17 | THAT PATIENCE WHEATCROFT BE RE-ELECTED | For | For | Management | ||
A DIRECTOR OF THECOMPANY. | ||||||
18 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP For | For | Management | |||
AS THE AUDITORS OF THECOMPANY. | ||||||
19 | TO AUTHORISE THE DIRECTORS TO SET THE | For | For | Management | ||
REMUNERATION OF THEAUDITORS. | ||||||
20 | TO AUTHORISE THE COMPANY AND ITS | For | For | Management | ||
SUBSIDIARIES TO MAKE POLITICALDONATIONS | ||||||
AND INCUR POLITICAL EXPENDITURE. | ||||||
21 | TO AUTHORISE THE INCREASE IN AUTHORISED For | For | Management | |||
ORDINARY SHARE CAPITALOF THE COMPANY. | ||||||
22 | TO AUTHORISE THE DIRECTORS TO ALLOT | For | For | Management | ||
SECURITIES. |
23 | TO AUTHORISE THE DIRECTORS TO ALLOT | For | For | Management |
EQUITY SECURITIES FOR CASHOTHER THAN ON | ||||
A PRO-RATA BASIS TO SHAREHOLDERS AND TO | ||||
SELLTREASURY SHARES. | ||||
24 | TO AUTHORISE THE COMPANY TO PURCHASE | For | For | Management |
ITS OWN SHARES. | ||||
25 | TO AUTHORISE THE DIRECTORS TO CALL | For | For | Management |
GENERAL MEETINGS (OTHER THANAN AGM) ON | ||||
NOT LESS THAN 14 CLEAR DAYS NOTICE. |
--------------------------------------------------------------------------------
BARNES & NOBLE, INC. | |||||||
Ticker: | BKS | Security ID: | 067774109 | ||||
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | ||||||
Record Date: APR 8, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director William Dillard, II | For | For | Management | |||
1.2 | Elect Director Patricia L. Higgins | For | For | Management | |||
1.3 | Elect Director Irene R. Miller | For | For | Management | |||
2 | Approve Omnibus Stock Plan | For | Against | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
BCE INC. | ||||||
Ticker: | BCE | Security ID: 05534B760 | ||||
Meeting Date: FEB 17, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director A. Berard | For | For | Management | ||
1.2 | Elect Director R.A. Brenneman | For | For | Management | ||
1.3 | Elect Director G.A. Cope | For | For | Management | ||
1.4 | Elect Director A.S. Fell | For | For | Management | ||
1.5 | Elect Director D. Soble Kaufman | For | For | Management | ||
1.6 | Elect Director B.M. Levitt | For | For | Management | ||
1.7 | Elect Director E.C. Lumley | For | For | Management | ||
1.8 | Elect Director T.C. O'Neill | For | For | Management | ||
1.9 | Elect Director J.A. Pattison | For | For | Management | ||
1.10 | Elect Director P.M. Tellier | For | For | Management | ||
1.11 | Elect Director V.L. Young | For | For | Management | ||
2 | Appoint Deloitte & Touche LLP as | For | For | Management | ||
Auditors | ||||||
3 | SP 1: Increase Dividends for | Against | Against | Shareholder | ||
Longer-Term Shareholders | ||||||
4 | SP 2: Limit Voting Rights for | Against | Against | Shareholder | ||
Shorter-Term Shareholders | ||||||
5 | SP 3: Provide Payment into Employee | Against | Against | Shareholder | ||
Pension Fund in the Event of a Merger | ||||||
6 | SP 4: Increase Number of Women | Against | Against | Shareholder |
Directors | ||||
7 | SP 5: Disclose Ratio Between Senior | Against | Against | Shareholder |
Executive and Average Employee | ||||
Compensation | ||||
8 | SP 6: Obtain Shareholder Pre-Approval | Against | Against | Shareholder |
for Executive Compensation Policy and | ||||
Director Fees | ||||
9 | SP 7: Restrict Executives' and | Against | Against | Shareholder |
Directors' Exercise of Options | ||||
10 | SP 8: Disclose Participation in Hedge | Against | Against | Shareholder |
Funds | ||||
11 | SP 9: Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BCE INC. | ||||||
Ticker: | BCE | Security ID: 05534B760 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 19, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director B.K. Allen | For | For | Management | ||
1.2 | Elect Director A. Berard | For | For | Management | ||
1.3 | Elect Director R.A. Brenneman | For | For | Management | ||
1.4 | Elect Director R.E. Brown | For | For | Management | ||
1.5 | Elect Director G.A. Cope | For | For | Management | ||
1.6 | Elect Director A.S. Fell | For | For | Management | ||
1.7 | Elect Director D. Soble Kaufman | For | For | Management | ||
1.8 | Elect Director B.M. Levitt | For | For | Management | ||
1.9 | Elect Director E.C. Lumley | For | For | Management | ||
1.10 | Elect Director T.C. O'Neill | For | For | Management | ||
1.11 | Elect Director P.M. Tellier | For | For | Management | ||
1.12 | Elect Director P.R. Weiss | For | For | Management | ||
1.13 | Elect Director V.L. Young | For | For | Management | ||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
Auditors | ||||||
3.1 | Cancel Share Repurchase Program dated | Against | Against | Shareholder | ||
December 12, 2008 | ||||||
3.2 | Declare as Special Dividend the Amount | Against | Against | Shareholder | ||
That Would Have Been Payable in July | ||||||
and October 2008 | ||||||
3.3 | Restore Missed Dividend Payments of | Against | Against | Shareholder | ||
July 15, 2008 and October 15, 2008 | ||||||
3.4 | Cut Compensation of Directors, CEO and | Against | Against | Shareholder | ||
Top Executives by 50% in 2009 | ||||||
3.5 | Independence of Compensation Committee | Against | Against | Shareholder | ||
Members and External Compensation | ||||||
Advisors | ||||||
3.6 | Advisory Vote on Executive Officers' | For | For | Shareholder | ||
Compensation | ||||||
3.7 | Increase Fermale Representation on | Against | Against | Shareholder | ||
Board of Directors | ||||||
3.8 | Adopt Policy to Limit the Number of | Against | Against | Shareholder | ||
Directorships |
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY | ||||||
Ticker: | BDX | Security ID: | 075887109 | |||
Meeting Date: FEB 3, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 12, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Claire M. Fraser-Liggett For | For | Management | |||
1.2 | Elect Director Edward J. Ludwig | For | For | Management | ||
1.3 | Elect Director Willard J. Overlock, Jr. For | For | Management | |||
1.4 | Elect Director Bertram L. Scott | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Amend Omnibus Stock Plan | For | For | Management | ||
6 | Amend Bylaws -- Call Special Meetings | Against | Against | Shareholder | ||
7 | Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BELL ALIANT REGIONAL COMMUNICATIONS INCOME FUND | ||||||
Ticker: | BA.U | Security ID: 07786J103 | ||||
Meeting Date: JUN 5, 2009 | Meeting Type: Annual | |||||
Record Date: APR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Siim Vanaselja as Trustee of the | For | For | Management | ||
Fund | ||||||
2 | Elect Louis Tanguay as Trustee of the | For | For | Management | ||
Fund | ||||||
3 | Elect Victor Young as Trustee of the | For | For | Management | ||
Fund | ||||||
4 | Elect Edward Reevey as Trustee of the | For | For | Management | ||
Fund | ||||||
5 | Ratify Election of Robert Dexter as | For | For | Management | ||
Director of Bell Aliant Regional | ||||||
Communciations Holding Inc. | ||||||
6 | Ratify Election of Edward Reevey as | For | For | Management | ||
Director of Bell Aliant Regional | ||||||
Communciations Holding Inc. | ||||||
7 | Ratify Election of Louis Tanguay as | For | For | Management | ||
Director of Bell Aliant Regional | ||||||
Communciations Holding Inc. | ||||||
8 | Ratify Election of Karen Sheriff as | For | For | Management | ||
Director of Bell Aliant Regional | ||||||
Communciations Holding Inc. | ||||||
9 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
Auditors of the Fund |
--------------------------------------------------------------------------------
BEST BUY CO., INC. | ||||||
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: JUN 24, 2009 | Meeting Type: Annual | |||||
Record Date: APR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Ronald James | For | For | Management | ||
1.2 | Elect Director Elliot S. Kaplan | For | For | Management | ||
1.3 | Elect Director Sanjay Khosla | For | For | Management | ||
1.4 | Elect Director George L. Mikan III | For | For | Management | ||
1.5 | Elect Director Matthew H. Paull | For | For | Management | ||
1.6 | Elect Director Richard M. Schulze | For | For | Management | ||
1.7 | Elect Director Hatim A. Tyabji | For | For | Management | ||
1.8 | Elect Director Gerard R. Vittecoq | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||
9 | Reduce Supermajority Vote Requirement | For | For | Management |
--------------------------------------------------------------------------------
BIOVAIL CORPORATION | ||||||
Ticker: | BVF | Security ID: | 09067J109 | |||
Meeting Date: AUG 8, 2008 | Meeting Type: Annual | |||||
Record Date: APR 28, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Douglas J.P. Squires, Serge | For | For | Management | ||
Gouin, David H. Laidley, J. Spencer | ||||||
Lanthier, Mark Parrish, Laurence E. | ||||||
Paul, Robert N. Power, Lloyd M. Segal, | ||||||
Michael R. Van Every and William M. | ||||||
Wells as Directors | ||||||
2 | Approve Ernst & Young LLP as Auditors | For | For | Management | ||
and Authorize Board to Fix Their | ||||||
Remuneration |
--------------------------------------------------------------------------------
BIOVAIL CORPORATION | ||||||
Ticker: | BVF | Security ID: | 09067J109 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Proxy Contest | |||||
Record Date: | APR 20, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Douglas J.P. Squires | For | For | Management | ||
1.2 | Elect Director J. Spencer Lanthier | For | For | Management | ||
1.3 | Elect Director Serge Gouin | For | For | Management |
1.4 | Elect Director David H. Laidley | For | For | Management | |
1.5 | Elect Director Mark Parrish | For | For | Management | |
1.6 | Elect Director Laurence E. Paul | For | For | Management | |
1.7 | Elect Director Robert N. Power | For | For | Management | |
1.8 | Elect Director Lloyd M. Segal | For | For | Management | |
1.9 | Elect Director Louis R. Tull | For | For | Management | |
1.10 | Elect Director Michael R. Van Every | For | For | Management | |
1.11 | Elect Director William M. Wells | For | For | Management | |
2 | Approve Ernst & Young LLP as Auditors | For | For | Management | |
and Authorize Board to Fix Their | |||||
Remuneration | |||||
3 | Amend Bylaw | For | For | Management | |
4 | Amend 2007 Equity Compensation Plan | For | For | Management | |
5 | SP 1: Include a Majority Vote Policy | Against | Against | Shareholder | |
for Election of Directors in By-Law 1 | |||||
6 | SP 2: Amend By-Law 1 to Prohibit | Against | Against | Shareholder | |
Director and Officer Indemnification | |||||
7 | SP 3: Amend Existing Director and | Against | Against | Shareholder | |
Officer Indemnification Agreements | |||||
8 | SP 4: Amend By-Law 1 to Include | Against | Against | Shareholder | |
Provision Regarding Proxy Solicitation | |||||
Costs | |||||
9 | SP 5: Amend By-Law 1 to Provide for | Against | Against | Shareholder | |
Individual Director Elections vs a | |||||
Single Slate Election | |||||
10 | SP 6: Amend Articles to Require | Against | Against | Shareholder | |
Shareholder Approval for Any Dilutive | |||||
Transactions | |||||
11 | SP 7: Amend Board Committee Charter | Against | Against | Shareholder | |
Regarding the Company's Governance | |||||
Practices | |||||
12 | SP 8: Amend Employee Agreements | Against | Against | Shareholder | |
Regarding Termination Payments | |||||
1.1 | Elect Director Paul G. Haggis | For | Did Not Vote Shareholder | ||
1.2 | Elect Director Frank Potter | For | Did Not Vote Shareholder | ||
1.3 | Management Nominee - Douglas J.P. | For | Did Not Vote Shareholder | ||
Squires | |||||
1.4 | Management Nominee - William M. Wells | For | Did Not Vote Shareholder | ||
1.5 | Management Nominee - | J. Spencer | For | Did Not Vote Shareholder | |
Lanthier | |||||
1.6 | Management Nominee - | David H. Laidley | For | Did Not Vote Shareholder | |
1.7 | Management Nominee - | Mark Parrish | For | Did Not Vote Shareholder | |
1.8 | Management Nominee - | Louis R. Tull | For | Did Not Vote Shareholder | |
1.9 | Management Nominee - | Robert N. Power | For | Did Not Vote Shareholder | |
1.10 | Management Nominee - | Lloyd M. Segal | For | Did Not Vote Shareholder | |
1.11 | Management Nominee - | Serge Gouin | For | Did Not Vote Shareholder | |
1.12 | Management Nominee - | Laurence E. Paul | For | Did Not Vote Shareholder | |
1.13 | Management Nominee - | Michael R. Van | For | Did Not Vote Shareholder | |
Every | |||||
2 | Approve Ernst & Young LLP as Auditors | For | Did Not Vote Management | ||
and Authorize Board to Fix Their | |||||
Remuneration | |||||
3 | Amend Bylaw | For | Did Not Vote Management | ||
4 | Amend 2007 Equity Compensation Plan | For | Did Not Vote Management | ||
5 | SP 1: Include a Majority Vote Policy | None | Did Not Vote Shareholder | ||
for Election of Directors in By-Law 1 | |||||
6 | SP 2: Amend By-Law 1 to Prohibit | None | Did Not Vote Shareholder |
Director and Officer Indemnification | |||
7 | SP 3: Amend Existing Director and | None | Did Not Vote Shareholder |
Officer Indemnification Agreements | |||
8 | SP 4: Amend By-Law 1 to Include | None | Did Not Vote Shareholder |
Provision Regarding Proxy Solicitation | |||
Costs | |||
9 | SP 5: Amend By-Law 1 to Provide for | None | Did Not Vote Shareholder |
Individual Director Elections vs a | |||
Single Slate Election | |||
10 | SP 6: Amend Articles to Require | None | Did Not Vote Shareholder |
Shareholder Approval for Any Dilutive | |||
Transactions | |||
11 | SP 7: Amend Board Committee Charter | None | Did Not Vote Shareholder |
Regarding the Company's Governance | |||
Practices | |||
12 | SP 8: Amend Employee Agreements | None | Did Not Vote Shareholder |
Regarding Termination Payments |
--------------------------------------------------------------------------------
BP PLC | |||||||
Ticker: | BP | Security ID: 055622104 | |||||
Meeting Date: APR 16, 2009 | Meeting Type: Annual | ||||||
Record Date: FEB 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | TO RECEIVE THE DIRECTORS | ANNUAL REPORT For | For | Management | |||
AND ACCOUNTS | |||||||
2 | TO APPROVE THE DIRECTORS | REMUNERATION | For | Against | Management | ||
REPORT | |||||||
3 | DIRECTOR MR A BURGMANS | For | For | Management | |||
4 | DIRECTOR MRS C B CARROLL | For | For | Management | |||
5 | DIRECTOR SIR WILLIAM CASTELL | For | For | Management | |||
6 | DIRECTOR MR I C CONN | For | For | Management | |||
7 | DIRECTOR MR G DAVID | For | For | Management | |||
8 | DIRECTOR MR E B DAVIS, JR | For | For | Management | |||
9 | DIRECTOR MR R DUDLEY | For | For | Management | |||
10 | DIRECTOR MR D J FLINT | For | For | Management | |||
11 | DIRECTOR DR B E GROTE | For | For | Management | |||
12 | DIRECTOR DR A B HAYWARD | For | For | Management | |||
13 | DIRECTOR MR A G INGLIS | For | For | Management | |||
14 | DIRECTOR DR D S JULIUS | For | For | Management | |||
15 | DIRECTOR SIR TOM MCKILLOP | For | Withhold | Management | |||
16 | DIRECTOR SIR IAN PROSSER | For | For | Management | |||
17 | DIRECTOR MR P D SUTHERLAND | For | For | Management | |||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS | For | For | Management | |||
AUDITORS AND AUTHORIZE THEBOARD TO FIX | |||||||
THEIR REMUNERATION | |||||||
19 | SPECIAL RESOLUTION: TO GIVE LIMITED | For | For | Management | |||
AUTHORITY FOR THE PURCHASEOF ITS OWN | |||||||
SHARES BY THE COMPANY | |||||||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT | For | For | Management | |||
SHARES UP TO A SPECIFIEDAMOUNT | |||||||
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY | For | For | Management | |||
TO ALLOT A LIMITED NUMBEROF SHARES FOR |
CASH FREE OF PRE-EMPTION RIGHTS | ||||
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE | For | For | Management |
CALLING OF GENERAL MEETINGS(EXCLUDING | ||||
ANNUAL GENERAL MEETINGS) BY NOTICE OF | ||||
AT LEAST 14CLEAR DAYS |
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO. | ||||||
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director L. Andreotti | For | For | Management | ||
2 | Elect Director L. B. Campbell | For | For | Management | ||
3 | Elect Director J. M. Cornelius | For | For | Management | ||
4 | Elect Director L. J. Freeh | For | For | Management | ||
5 | Elect Director L. H. Glimcher | For | For | Management | ||
6 | Elect Director M. Grobstein | For | For | Management | ||
7 | Elect Director L. Johansson | For | For | Management | ||
8 | Elect Director A. J. Lacy | For | For | Management | ||
9 | Elect Director V. L. Sato | For | For | Management | ||
10 | Elect Director T. D. West, Jr. | For | For | Management | ||
11 | Elect Director R. S. Williams | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Increase Disclosure of Executive | Against | Against | Shareholder | ||
Compensation | ||||||
14 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||
15 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
16 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP. | ||||||
Ticker: | BNI | Security ID: 12189T104 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alan L. Boeckmann | For | For | Management | ||
1.2 | Elect Director Donald G. Cook | For | For | Management | ||
1.3 | Elect Director Vilma S. Martinez | For | For | Management | ||
1.4 | Elect Director Marc F. Racicot | For | For | Management | ||
1.5 | Elect Director Roy S. Roberts | For | For | Management | ||
1.6 | Elect Director Matthew K. Rose | For | For | Management | ||
1.7 | Elect Director Marc J. Shapiro | For | For | Management | ||
1.8 | Elect Director J.C. Watts, Jr. | For | For | Management | ||
1.9 | Elect Director Robert H. West | For | For | Management | ||
1.10 | Elect Director J. Steven Whisler | For | For | Management | ||
1.11 | Elect Director Edward E. Whitacre, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
4 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder |
5 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CAMPBELL SOUP CO. | |||||||
Ticker: | CPB | Security ID: | 134429109 | ||||
Meeting Date: NOV 20, 2008 | Meeting Type: Annual | ||||||
Record Date: SEP 23, 2008 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Edmund M. Carpenter | For | For | Management | |||
1.2 | Elect Director Paul R. Charron | For | For | Management | |||
1.3 | Elect Director Douglas R. Conant | For | For | Management | |||
1.4 | Elect Director Bennett Dorrance | For | For | Management | |||
1.5 | Elect Director Harvey Golub | For | For | Management | |||
1.6 | Elect Director Randall W. Larrimore | For | For | Management | |||
1.7 | Elect Director Mary Alice D. Malone | For | For | Management | |||
1.8 | Elect Director Sara Mathew | For | For | Management | |||
1.9 | Elect Director David C. Patterson | For | For | Management | |||
1.10 | Elect Director Charles R. Perrin | For | For | Management | |||
1.11 | Elect Director A. Barry Rand | For | For | Management | |||
1.12 | Elect Director George Strawbridge, Jr. | For | For | Management | |||
1.13 | Elect Director Les C. Vinney | For | For | Management | |||
1.14 | Elect Director Charlotte C. Weber | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Omnibus Stock Plan | For | For | Management | |||
4 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
CAPITALSOURCE, INC | ||||||
Ticker: | CSE | Security ID: | 14055X102 | |||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William G. Byrnes | For | Withhold | Management | ||
1.2 | Elect Director John K. Delaney | For | Withhold | Management | ||
1.3 | Elect Director Sara L. Grootwassink | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: | CF | Security ID: 125269100 |
Meeting Date: APR 21, 2009 | Meeting Type: Proxy Contest | |
Record Date: | MAR 16, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
Management Proxy (White Card) | |||||
1.1 | Elect | Director Stephen A. Furbacher | For | For | Management |
1.2 | Elect | Director David R. Harvey | For | For | Management |
1.3 | Elect | Director John D. Johnson | For | For | Management |
2 | Ratify Auditors | For | For | Management | |
3 | Approve Omnibus Stock Plan | For | For | Management | |
# | Proposal | Diss Rec | Vote Cast | Sponsor | |
Dissident Proxy (Green Card) | |||||
1.1 | Elect Director Stephen A. Furbacher | Withhold | None | Shareholder | |
1.2 | Elect Director David R. Harvey | Withhold | None | Shareholder | |
1.3 | Elect Director John D. Johnson | Withhold | None | Shareholder | |
2 | Ratify Auditors | For | None | Management | |
3 | Approve Omnibus Stock Plan | For | None | Management |
--------------------------------------------------------------------------------
CHEVRON CORPORATION | ||||||
Ticker: | CVX | Security ID: 166764100 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: APR 1, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director S. H. Armacost | For | For | Management | ||
1.2 | Elect Director L. F. Deily | For | For | Management | ||
1.3 | Elect Director R. E. Denham | For | For | Management | ||
1.4 | Elect Director R. J. Eaton | For | For | Management | ||
1.5 | Elect Director E. Hernandez | For | For | Management | ||
1.6 | Elect Director F. G. Jenifer | For | For | Management | ||
1.7 | Elect Director S. Nunn | For | For | Management | ||
1.8 | Elect Director D. J. O'Reilly | For | For | Management | ||
1.9 | Elect Director D. B. Rice | For | For | Management | ||
1.10 | Elect Director K. W. Sharer | For | For | Management | ||
1.11 | Elect Director C. R. Shoemate | For | For | Management | ||
1.12 | Elect Director R. D. Sugar | For | For | Management | ||
1.13 | Elect Director C. Ware | For | For | Management | ||
1.14 | Elect Director J. S. Watson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder | ||
Products and Operations | ||||||
8 | Adopt Guidelines for Country Selection | Against | Against | Shareholder | ||
9 | Adopt Human Rights Policy | Against | Against | Shareholder | ||
10 | Report on Market Specific Environmental Against | Against | Shareholder | |||
Laws |
--------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC. | ||||||
Ticker: | CHH | Security ID: | 169905106 | |||
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Fiona P. Dias | For | Withhold | Management | ||
1.2 | Elect Director Stephen P. Joyce | For | Withhold | Management | ||
1.3 | Elect Director Scott A. Renschler | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
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CHUBB CORP., THE | ||||||
Ticker: | CB | Security ID: | 171232101 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Zoe Baird | For | For | Management | ||
1.2 | Elect Director Sheila P. Burke | For | For | Management | ||
1.3 | Elect Director James I. Cash, Jr. | For | For | Management | ||
1.4 | Elect Director Joel J. Cohen | For | For | Management | ||
1.5 | Elect Director John D. Finnegan | For | For | Management | ||
1.6 | Elect Director Klaus J. Mangold | For | For | Management | ||
1.7 | Elect Director Martin G. McGuinn | For | For | Management | ||
1.8 | Elect Director Lawrence M. Small | For | For | Management | ||
1.9 | Elect Director Jess Soderberg | For | For | Management | ||
1.10 | Elect Director Daniel E. Somers | For | For | Management | ||
1.11 | Elect Director Karen Hastie Williams | For | For | Management | ||
1.12 | Elect Director James M. Zimmerman | For | For | Management | ||
1.13 | Elect Director Alfred W. Zollar | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CIGNA CORP. | ||||||
Ticker: | CI | Security ID: | 125509109 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director H. Edward Hanway | For | For | Management | ||
1.2 | Elect Director John M. Partridge | For | For | Management | ||
1.3 | Elect Director James E. Rogers | For | For | Management | ||
1.4 | Elect Director Eric C. Wiseman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CITIGROUP INC. | ||||||
Ticker: | C | Security ID: 172967101 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director C. Michael Armstrong | For | Against | Management | ||
1.2 | Elect Director Alain J.P. Belda | For | Against | Management | ||
1.3 | Elect Director John M. Deutch | For | Against | Management | ||
1.4 | Elect Director Jerry A. Grundhofer | For | For | Management | ||
1.5 | Elect Director Andrew N. Liveris | For | For | Management | ||
1.6 | Elect Director Anne Mulcahy | For | For | Management | ||
1.7 | Elect Director Michael E. O'Neill | For | For | Management | ||
1.8 | Elect Director Vikram Pandit | For | For | Management | ||
1.9 | Elect Director Richard D. Parsons | For | Against | Management | ||
1.10 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||
1.11 | Elect Director Judith Rodin | For | For | Management | ||
1.12 | Elect Director Robert L. Ryan | For | For | Management | ||
1.13 | Elect Director Anthony M. Santomero | For | For | Management | ||
1.14 | Elect Director William S. Thompson, Jr. For | For | Management | |||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Advisory Vote to Ratify Named Executive For | Against | Management | |||
Officers' Compensation | ||||||
5 | Disclose Prior Government Service | Against | Against | Shareholder | ||
6 | Report on Political Contributions | Against | Against | Shareholder | ||
7 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||
8 | Require More Director Nominations Than | Against | Against | Shareholder | ||
Open Seats | ||||||
9 | Prepare Carbon Principles Report | Against | Against | Shareholder | ||
10 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
11 | Disclose Information on Compensation | Against | Against | Shareholder | ||
Consultant | ||||||
12 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
13 | Restore or Provide for Cumulative | Against | Against | Shareholder | ||
Voting |
--------------------------------------------------------------------------------
COCA-COLA COMPANY, THE | ||||||
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Herbert A. Allen | For | For | Management | ||
1.2 | Elect Director Ronald W. Allen | For | Against | Management | ||
1.3 | Elect Director Cathleen P. Black | For | Against | Management | ||
1.4 | Elect Director Barry Diller | For | For | Management | ||
1.5 | Elect Director Alexis M. Herman | For | Against | Management | ||
1.6 | Elect Director Muhtar Kent | For | For | Management | ||
1.7 | Elect Director Donald R. Keough | For | For | Management |
1.8 | Elect Director Maria Elena Lagomsino | For | Against | Management |
1.9 | Elect Director Donald F. McHenry | For | For | Management |
1.10 | Elect Director Sam Nunn | For | For | Management |
1.11 | Elect Director James D. Robinson III | For | Against | Management |
1.12 | Elect Director Peter V. Ueberroth | For | For | Management |
1.13 | Elect Director Jacob Wallenberg | For | Against | Management |
1.14 | Elect Director James B. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
5 | Amend Bylaws to Establish a Board | Against | Against | Shareholder |
Committee on Human Rights | ||||
6 | Performance-Based Awards | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CONAGRA FOODS INC. | ||||||
Ticker: | CAG | Security ID: | 205887102 | |||
Meeting Date: SEP 25, 2008 | Meeting Type: Annual | |||||
Record Date: AUG 1, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mogens C. Bay | For | For | Management | ||
1.2 | Elect Director Stephen G. Butler | For | For | Management | ||
1.3 | Elect Director Steven F. Goldstone | For | For | Management | ||
1.4 | Elect Director W.G. Jurgensen | For | For | Management | ||
1.5 | Elect Director Ruth Ann Marshall | For | For | Management | ||
1.6 | Elect Director Gary M. Rodkin | For | For | Management | ||
1.7 | Elect Director Andrew J. Schindler | For | For | Management | ||
1.8 | Elect Director Kenneth E. Stinson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CONOCOPHILLIPS | ||||||
Ticker: | COP | Security ID: 20825C104 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard L. Armitage | For | For | Management | ||
1.2 | Elect Director Richard H. Auchinleck | For | For | Management | ||
1.3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||
1.4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||
1.5 | Elect Director Ruth R. Harkin | For | For | Management | ||
1.6 | Elect Director Harold W. McGraw III | For | For | Management | ||
1.7 | Elect Director James J. Mulva | For | For | Management | ||
1.8 | Elect Director Harald J. Norvik | For | For | Management | ||
1.9 | Elect Director William K. Reilly | For | For | Management | ||
1.10 | Elect Director Bobby S. Shackouls | For | For | Management | ||
1.11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||
1.12 | Elect Director Kathryn C. Turner | For | For | Management |
1.13 | Elect Director William E. Wade, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
6 | Report on Political Contributions | Against | Against | Shareholder |
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder |
Products and Operations | ||||
8 | Report on Environmental Impact of Oil | Against | Against | Shareholder |
Sands Operations in Canada | ||||
9 | Require Director Nominee Qualifications Against | Against | Shareholder |
--------------------------------------------------------------------------------
CSX CORP. | ||||||
Ticker: | CSX | Security ID: | 126408103 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director D. M. Alvarado | For | For | Management | ||
1.2 | Elect Director A. Behring | For | For | Management | ||
1.3 | Elect Director Sen. J. B. Breaux | For | For | Management | ||
1.4 | Elect Director S. T. Halverson | For | For | Management | ||
1.5 | Elect Director E. J. Kelly, III | For | For | Management | ||
1.6 | Elect Director G. H. Lamphere | For | For | Management | ||
1.7 | Elect Director J. D. McPherson | For | For | Management | ||
1.8 | Elect Director T. T. O'Toole | For | For | Management | ||
1.9 | Elect Director D. M. Ratcliffe | For | For | Management | ||
1.10 | Elect Director D. J. Shepard | For | For | Management | ||
1.11 | Elect Director M. J. Ward | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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DEUTSCHE BANK AG | ||||||
Ticker: | DB | Security ID: D18190898 | ||||
Meeting Date: MAY 26, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.50 per Share | ||||||
2 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 | ||||||
3 | Approve Discharge of Supervisory Board | For | For | Management | ||
for Fiscal 2008 | ||||||
4 | Ratify KPMG AG as Auditors for Fiscal | For | For | Management | ||
2009 | ||||||
5 | Authorize Repurchase of Up to Five | For | For | Management | ||
Percent of Issued Share Capital for | ||||||
Trading Purposes |
6 | Authorize Share Repurchase Program and | For | For | Management |
Reissuance or Cancellation of | ||||
Repurchased Shares | ||||
7 | Amend Articles Re: Registration for the For | For | Management | |
General Meeting | ||||
8 | Amend Articles Re: Electronic Media | For | For | Management |
Transmission of Annual Meeting due to | ||||
New German Legislation (Law on | ||||
Transposition of EU Shareholders' | ||||
Rights Directive) | ||||
9 | Approve Creation of EUR 128 Million | For | For | Management |
Pool of Capital without Preemptive | ||||
Rights | ||||
10 | Approve Creation of EUR 176.6 Million | For | For | Management |
Pool of Capital without Preemptive | ||||
Rights | ||||
11 | Approve Creation of EUR 314.9 Million | For | For | Management |
Pool of Capital with Preemptive Rights | ||||
12 | Approve Issuance of Warrants/Bonds with For | For | Management | |
Warrants Attached/Convertible Bonds | ||||
without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 9 | ||||
Billion; Approve Creation of EUR 256 | ||||
Million Pool of Capital to Guarantee | ||||
Conversion Rights |
--------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE | ||||||
Ticker: | DOW | Security ID: 260543103 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Arnold A. Allemang | For | For | Management | ||
2 | Elect Director Jacqueline K. Barton | For | For | Management | ||
3 | Elect Director James A. Bell | For | For | Management | ||
4 | Elect Director Jeff M. Fettig | For | For | Management | ||
5 | Elect Director Barbara H. Franklin | For | For | Management | ||
6 | Elect Director John B. Hess | For | For | Management | ||
7 | Elect Director Andrew N. Liveris | For | For | Management | ||
8 | Elect Director Geoffery E. Merszei | For | For | Management | ||
9 | Elect Director Dennis H. Reilley | For | For | Management | ||
10 | Elect Director James M. Ringler | For | Against | Management | ||
11 | Elect Director Ruth G. Shaw | For | For | Management | ||
12 | Elect Director Paul G. Stern | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Restore or Provide for Cumulative | Against | Against | Shareholder | ||
Voting | ||||||
15 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
16 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
17 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
18 | Report on Environmental Remediation in | Against | Against | Shareholder |
Midland Area |
--------------------------------------------------------------------------------
DUKE ENERGY CORP. | ||||||
Ticker: | DUK | Security ID: 26441C105 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William Barnet, III | For | For | Management | ||
1.2 | Elect Director G. Alex Bernhardt, Sr. | For | For | Management | ||
1.3 | Elect Director Michael G. Browning | For | For | Management | ||
1.4 | Elect Director Daniel R. DiMicco | For | For | Management | ||
1.5 | Elect Director Ann Maynard Gray | For | For | Management | ||
1.6 | Elect Director James H. Hance, Jr | For | For | Management | ||
1.7 | Elect Director James T. Rhodes | For | For | Management | ||
1.8 | Elect Director James E. Rogers | For | For | Management | ||
1.9 | Elect Director Philip R. Sharp | For | For | Management | ||
1.10 | Elect Director Dudley S. Taft | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
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E.I. DU PONT DE NEMOURS & CO. |
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 4, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Samuel W. Bodman | For | For | Management | ||
2 | Elect Director Richard H. Brown | For | For | Management | ||
3 | Elect Director Robert A. Brown | For | For | Management | ||
4 | Elect Director Bertrand P. Collomb | For | For | Management | ||
5 | Elect Director Curtis J. Crawford | For | For | Management | ||
6 | Elect Director Alexander M. Cutler | For | For | Management | ||
7 | Elect Director John T. Dillon | For | For | Management | ||
8 | Elect Director Eleuthere I. Du Pont | For | For | Management | ||
9 | Elect Director Marillyn Hewson | For | For | Management | ||
10 | Elect Director Charles O. Holliday, Jr. For | For | Management | |||
11 | Elect Director Lois D. Juliber | For | For | Management | ||
12 | Elect Director Ellen J. Kullman | For | For | Management | ||
13 | Elect Director William K. Reily | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
-------------------------------------------------------------------------------- | ||
EDISON INTERNATIONAL | ||
Ticker: | EIX | Security ID: 281020107 |
Meeting Date: APR 23, 2009 Meeting Type: Annual | ||||
Record Date: FEB 23, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vanessa C.L. Chang | For | For | Management |
1.2 | Elect Director France A. Cordova | For | For | Management |
1.3 | Elect Director Theodore F. Craver, Jr. | For | For | Management |
1.4 | Elect Director Charles B. Curtis | For | For | Management |
1.5 | Elect Director Bradford M. Freeman | For | For | Management |
1.6 | Elect Director Luis G. Nogales | For | For | Management |
1.7 | Elect Director Ronald L. Olson | For | For | Management |
1.8 | Elect Director James M. Rosser | For | For | Management |
1.9 | Elect Director Richard T. Schlosberg, | For | For | Management |
III | ||||
1.10 | Elect Director Thomas C. Sutton | For | For | Management |
1.11 | Elect Director Brett White | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
ELI LILLY AND CO. | ||||||
Ticker: | LLY | Security ID: | 532457108 | |||
Meeting Date: APR 20, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Martin S. Feldstein | For | Withhold | Management | ||
1.2 | Elect Director J. Erik Fyrwald | For | Withhold | Management | ||
1.3 | Elect Director Ellen R. Marram | For | Withhold | Management | ||
1.4 | Elect Director Douglas R. Oberhelman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
5 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||
6 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||
Articles/Bylaws/Charter | ||||||
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO. | ||||||
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: FEB 3, 2009 | Meeting Type: Annual | |||||
Record Date: | NOV 25, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director A.A. Busch III | For | For | Management | ||
1.2 | Elect Director A.F. Golden | For | For | Management | ||
1.3 | Elect Director H. Green | For | For | Management |
1.4 | Elect Director W.R. Johnson | For | For | Management |
1.5 | Elect Director J.B. Menzer | For | For | Management |
1.6 | Elect Director V.R. Loucks, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EQUIFAX INC. | ||||||
Ticker: | EFX | Security ID: | 294429105 | |||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 3, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mark L. Feidler | For | Withhold | Management | ||
1.2 | Elect Director John A. McKinley | For | For | Management | ||
1.3 | Elect Director Richard F. Smith | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors |
--------------------------------------------------------------------------------
EXXON MOBIL CORP. | ||||||
Ticker: | XOM | Security ID: 30231G102 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director M.J. Boskin | For | For | Management | ||
1.2 | Elect Director L.R. Faulkner | For | For | Management | ||
1.3 | Elect Director K.C. Frazier | For | For | Management | ||
1.4 | Elect Director .W. George | For | For | Management | ||
1.5 | Elect Director R.C. King | For | For | Management | ||
1.6 | Elect Director M.C. Nelson | For | For | Management | ||
1.7 | Elect Director S.J. Palmisano | For | For | Management | ||
1.8 | Elect Director S.S Reinemund | For | For | Management | ||
1.9 | Elect Director R.W. Tillerson | For | For | Management | ||
1.10 | Elect Director E.E. Whitacre, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
5 | Reincorporate in Another State [from | Against | Against | Shareholder | ||
New Jersey to North Dakota] | ||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
8 | Compare CEO Compensation to Average | Against | Against | Shareholder | ||
U.S. per Capita Income | ||||||
9 | Review Anti-discrimination Policy on | Against | Against | Shareholder | ||
Corporate Sponsorships and Executive | ||||||
Perks |
10 | Amend EEO Policy to Prohibit | Against | Against | Shareholder |
Discrimination based on Sexual | ||||
Orientation and Gender Identity | ||||
11 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder |
Products and Operations | ||||
12 | Report on Climate Change Impacts on | Against | Against | Shareholder |
Emerging Countries | ||||
13 | Adopt Policy to Increase Renewable | Against | Against | Shareholder |
Energy |
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS, INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: DEC 16, 2008 | Meeting Type: Annual | |||||
Record Date: OCT 20, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Michael F. Dichristina | For | For | Management | ||
1.2 | Elect Director Walter F. Siebecker | For | For | Management | ||
1.3 | Elect Director Joseph R. Zimmel | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Non-Employee Director Stock | For | Against | Management | ||
Option Plan | ||||||
4 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
5 | Amend Bylaws to Require | Advance Notice For | For | Management | ||
of Shareholder Director Nomination |
--------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD. | ||||||
Ticker: | FFH | Security ID: | 303901102 | |||
Meeting Date: APR 15, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Anthony F. Griffiths | For | For | Management | ||
1.2 | Elect Director Robert J. Gunn | For | For | Management | ||
1.3 | Elect Director Alan D. Horn | For | For | Management | ||
1.4 | Elect Director David L. Johnston | For | For | Management | ||
1.5 | Elect Director Brandon W. Sweitzer | For | For | Management | ||
1.6 | Elect Director V. Prem Watsa | For | For | Management | ||
2 | Approve PricewaterhouseCoopers LLP as | For | For | Management | ||
Auditors and Authorize Board to Fix | ||||||
Their Remuneration |
-------------------------------------------------------------------------------- | ||
FAMILY DOLLAR STORES, INC. | ||
Ticker: | FDO | Security ID: 307000109 |
Meeting Date: JAN 15, 2009 Meeting Type: Annual | ||||
Record Date: NOV 28, 2008 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark R. Bernstein | For | For | Management |
1.2 | Elect Director Pamela L. Davies | For | For | Management |
1.3 | Elect Director Sharon Allred Decker | For | For | Management |
1.4 | Elect Director Edward C. Dolby | For | For | Management |
1.5 | Elect Director Glenn A. Eisenberg | For | For | Management |
1.6 | Elect Director Howard R. Levine | For | For | Management |
1.7 | Elect Director George R. Mahoney, Jr. | For | For | Management |
1.8 | Elect Director James G. Martin | For | For | Management |
1.9 | Elect Director Harvey Morgan | For | For | Management |
1.10 | Elect Director Dale C. Pond | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FOOT LOCKER INC | ||||||
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alan D. Feldman | For | For | Management | ||
1.2 | Elect Director Jarobin Gilbert Jr. | For | For | Management | ||
1.3 | Elect Director David Y. Schwartz | For | For | Management | ||
1.4 | Elect Director Cheryl Nido Turpin | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Decrease in Size of Board | For | For | Management |
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: 35671D857 | ||||
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | |||||
Record Date: APR 14, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||
1.2 | Elect Director Robert J. Allison, Jr. | For | Withhold | Management | ||
1.3 | Elect Director Robert A. Day | For | For | Management | ||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||
1.5 | Elect Director H. Devon Graham, Jr. | For | Withhold | Management | ||
1.6 | Elect Director J. Bennett Johnston | For | For | Management | ||
1.7 | Elect Director Charles C. Krulak | For | Withhold | Management | ||
1.8 | Elect Director Bobby Lee Lackey | For | Withhold | Management | ||
1.9 | Elect Director Jon C. Madonna | For | For | Management | ||
1.10 | Elect Director Dustan E. McCoy | For | For | Management | ||
1.11 | Elect Director Gabrielle K. McDonald | For | For | Management | ||
1.12 | Elect Director James R. Moffett | For | For | Management | ||
1.13 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||
1.14 | Elect Director J. Stapleton Roy | For | For | Management |
1.15 | Elect Director Stephen H. Siegele | For | For | Management |
1.16 | Elect Director J. Taylor Wharton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Request Director Nominee Environmental | Against | Against | Shareholder |
Qualifications |
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP. | ||||||
Ticker: | FTR | Security ID: 35906A108 | ||||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Kathleen Q. Abernathy | For | For | Management | ||
1.2 | Elect Director Leroy T. Barnes, Jr. | For | For | Management | ||
1.3 | Elect Director Peter C.B. Bynoe | For | For | Management | ||
1.4 | Elect Director Michael T. Dugan | For | For | Management | ||
1.5 | Elect Director Jeri B. Finard | For | For | Management | ||
1.6 | Elect Director Lawton Wehle Fitt | For | For | Management | ||
1.7 | Elect Director William M. Kraus | For | For | Management | ||
1.8 | Elect Director Howard L. Schrott | For | For | Management | ||
1.9 | Elect Director Larraine D. Segil | For | For | Management | ||
1.10 | Elect Director David H. Ward | For | For | Management | ||
1.11 | Elect Director Myron A. Wick, III | For | For | Management | ||
1.12 | Elect Director Mary Agnes Wilderotter | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
Ticker: | FRO | Security ID: | G3682E127 | |||
Meeting Date: SEP 19, 2008 | Meeting Type: Annual | |||||
Record Date: | JUL 11, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | ELECT | DIRECTOR JOHN FREDRIKSEN | For | Withhold | Management | |
1.2 | ELECT | DIRECTOR KATHRINE FREDRIKSEN | For | Withhold | Management | |
1.3 | ELECT | DIRECTOR FRIXOS SAVVIDES | For | For | Management | |
1.4 | ELECT | DIRECTOR KATE BLANKENSHIP | For | Withhold | Management | |
2 | PROPOSAL TO APPOINT | For | For | Management | ||
PRICEWATERHOUSECOOPERS DA OF OSLO, | ||||||
NORWAY AS AUDITORS AND TO AUTHORIZE THE | ||||||
BOARD OF DIRECTORS TO DETERMINE THEIR | ||||||
REMUNERATION. | ||||||
3 | PROPOSAL TO APPROVE THE REMUNERATION OF For | For | Management | |||
THE COMPANY S BOARD OF DIRECTORS FOR | ||||||
THE YEAR ENDING DECEMBER 31, 2008. | ||||||
4 | PROPOSAL TO APPROVE AND AUTHORIZE THE | For | For | Management |
COMPANY S BOARD OF DIRECTORS TO SUB-DIVIDE THE COMPANY S AUTHORIZED SHARE CAPITAL OF 125,000,000 ORDINARY SHARES OF PAR VALUE $2.50 EACH INTO AN AUTHORIZED SHARE CAPITAL OF 625,000,000 ORDINARY SHARES OF PAR VALUE $0 |
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORP. | ||||||
Ticker: | GD | Security ID: | 369550108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Nicholas D. Chabraja | For | For | Management | ||
2 | Elect Director James S. Crown | For | For | Management | ||
3 | Elect Director William P. Fricks | For | For | Management | ||
4 | Elect Director Jay L. Johnson | For | For | Management | ||
5 | Elect Director George A. Joulwan | For | For | Management | ||
6 | Elect Director Paul G. Kaminski | For | For | Management | ||
7 | Elect Director John M. Keane | For | For | Management | ||
8 | Elect Director Deborah J. Lucas | For | For | Management | ||
9 | Elect Director Lester L. Lyles | For | For | Management | ||
10 | Elect Director J. Christopher Reyes | For | For | Management | ||
11 | Elect Director Robert Walmsley | For | For | Management | ||
12 | Approve Omnibus Stock Plan | For | For | Management | ||
13 | Approve Nonqualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
14 | Ratify Auditors | For | For | Management | ||
15 | Report on Space-based Weapons Program | Against | Against | Shareholder | ||
16 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives |
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO. | ||||||
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||
1.2 | Elect Director William M. Castell | For | For | Management | ||
1.3 | Elect Director Ann M. Fudge | For | For | Management | ||
1.4 | Elect Director Susan Hockfield | For | For | Management | ||
1.5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||
1.6 | Elect Director Andrea Jung | For | For | Management | ||
1.7 | Elect Director Alan G. (A.G.) Lafley | For | For | Management | ||
1.8 | Elect Director Robert W. Lane | For | For | Management | ||
1.9 | Elect Director Ralph S. Larsen | For | For | Management |
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.11 | Elect Director James J. Mulva | For | For | Management |
1.12 | Elect Director Sam Nunn | For | For | Management |
1.13 | Elect Director Roger S. Penske | For | For | Management |
1.14 | Elect Director Robert J. Swieringa | For | For | Management |
1.15 | Elect Director Douglas A. Warner III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide for Cumulative Voting | Against | Against | Shareholder |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
5 | Evaluate the Potential Conversion of | Against | Against | Shareholder |
the Corporation's Business Units into | ||||
Four or More Public Corporations and | ||||
Distribute New Shares | ||||
6 | Adopt Policy to Cease the Payments of | Against | Against | Shareholder |
Dividends or Equivalent Payments to | ||||
Senior Executives for Shares Not Owned | ||||
7 | Submit Severance Agreement (Change in | Against | Against | Shareholder |
Control) to shareholder Vote |
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE | ||||||
Ticker: | GS | Security ID: 38141G104 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||
2 | Elect Director John H. Bryan | For | For | Management | ||
3 | Elect Director Gary D. Cohn | For | For | Management | ||
4 | Elect Director Claes Dahlback | For | For | Management | ||
5 | Elect Director Stephen Friedman | For | For | Management | ||
6 | Elect Director William W. George | For | For | Management | ||
7 | Elect Director Rajat K. Gupta | For | Against | Management | ||
8 | Elect Director James A. Johnson | For | For | Management | ||
9 | Elect Director Lois D. Juliber | For | For | Management | ||
10 | Elect Director Lakshmi N. Mittal | For | For | Management | ||
11 | Elect Director James J. Schiro | For | For | Management | ||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
15 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||
17 | Amend By-Laws to Establish Board U.S. | Against | Against | Shareholder | ||
Economic Security Committee | ||||||
18 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
H. J. HEINZ CO. | |||
Ticker: | HNZ | Security ID: | 423074103 |
Meeting Date: AUG 13, 2008 Meeting Type: Annual | ||||
Record Date: JUN 4, 2008 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W.R. Johnson | For | For | Management |
2 | Elect Director C.E. Bunch | For | For | Management |
3 | Elect Director L.S. Coleman, Jr. | For | For | Management |
4 | Elect Director J.G. Drosdick | For | For | Management |
5 | Elect Director E.E. Holiday | For | For | Management |
6 | Elect Director C. Kendle | For | For | Management |
7 | Elect Director D.R. O'Hare | For | For | Management |
8 | Elect Director N. Peltz | For | For | Management |
9 | Elect Director D.H. Reilley | For | For | Management |
10 | Elect Director L.C. Swann | For | For | Management |
11 | Elect Director T.J. Usher | For | For | Management |
12 | Elect Director M.F. Weinstein | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Reduce Supermajority Vote Requirement | For | For | Management |
to Amend Limitation of Director | ||||
Liability and Director/Officer | ||||
Indemnification | ||||
15 | Reduce Supermajority Vote Requirement | For | For | Management |
to Approve Certain Business | ||||
Combinations |
--------------------------------------------------------------------------------
HASBRO, INC. | |||||||
Ticker: | HAS | Security ID: | 418056107 | ||||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 27, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Basil L. Anderson | For | For | Management | |||
1.2 | Elect Director Alan R. Batkin | For | For | Management | |||
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Management | |||
1.4 | Elect Director Kenneth A. Bronfin | For | For | Management | |||
1.5 | Elect Director John M. Connors, Jr. | For | For | Management | |||
1.6 | Elect Director Michael W.O. Garrett | For | For | Management | |||
1.7 | Elect Director E. Gordon Gee | For | For | Management | |||
1.8 | Elect Director Brian Goldner | For | For | Management | |||
1.9 | Elect Director Jack M. Greenberg | For | For | Management | |||
1.10 | Elect Director Alan G. Hassenfeld | For | For | Management | |||
1.11 | Elect Director Tracy A. Leinbach | For | For | Management | |||
1.12 | Elect Director Edward M. Philip | For | For | Management | |||
1.13 | Elect Director Paula Stern | For | For | Management | |||
1.14 | Elect Director Alfred J. Verrecchia | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 2, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Pedro Cardoso as Director | For | For | Management | ||
1.2 | Elect Murray H. Dashe as Director | For | For | Management | ||
1.3 | Elect Colombe M. Nicholas as Director | For | Withhold | Management | ||
2 | Ratify KPMG LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY | |||||||
Ticker: | HPQ | Security ID: | 428236103 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | ||||||
Record Date: JAN 20, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | |||
2 | Elect Director Sari M. Baldauf | For | For | Management | |||
3 | Elect Director Rajiv L. Gupta | For | For | Management | |||
4 | Elect Director John H. Hammergren | For | For | Management | |||
5 | Elect Director Mark V. Hurd | For | For | Management | |||
6 | Elect Director Joel Z. Hyatt | For | For | Management | |||
7 | Elect Director John R. Joyce | For | For | Management | |||
8 | Elect Director Robert L. Ryan | For | For | Management | |||
9 | Elect Director Lucille S. Salhany | For | For | Management | |||
10 | Elect Director G. Kennedy Thompson | For | For | Management | |||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HUMANA INC. | ||||||
Ticker: | HUM | Security ID: | 444859102 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director David A. Jones, Jr. | For | For | Management | ||
1.2 | Elect Director Frank A. D'Amelio | For | For | Management | ||
1.3 | Elect Director W. Roy Dunbar | For | For | Management | ||
1.4 | Elect Director Kurt J. Hilzinger | For | For | Management | ||
1.5 | Elect Director Michael B. McCallister | For | For | Management | ||
1.6 | Elect Director William J. McDonald | For | For | Management | ||
1.7 | Elect Director William E. Mitchell | For | For | Management | ||
1.8 | Elect Director James J. O'Brien | For | For | Management | ||
1.9 | Elect Director Marissa T. Peterson | For | For | Management | ||
1.10 | Elect Director W. Ann Reynolds | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
IMATION CORP. | ||||||
Ticker: | IMN | Security ID: | 45245A107 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Michael S. Fields | For | For | Management | ||
1.2 | Elect Director Ronald T. LeMay | For | For | Management | ||
1.3 | Elect Director L. White Matthews, III | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD | ||||||
Ticker: | INFY | Security ID: | 456788108 | |||
Meeting Date: JUN 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAY 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive, Consider And Adopt The Balance For | For | Management | |||
Sheet As Atmarch 31, 2009 And The | ||||||
Profit And Loss Account For The | ||||||
Yearended On That Date And The Report | ||||||
Of The Directors And Auditors | ||||||
2 | Declare A Final Dividend For The | For | For | Management | ||
Financial Year Endedmarch 31, 2009. | ||||||
3 | Appoint A Director In Place Of Deepak | For | For | Management | ||
M. Satwalekar, Who retires By Rotation | ||||||
And, Being Eligible, Seeks | ||||||
Re-appointment. | ||||||
4 | Appoint A Director In Place Of Dr. | For | For | Management | ||
Omkar Goswami, Who Retires by Rotation | ||||||
And, Being Eligible, Seeks | ||||||
Re-appointment. | ||||||
5 | Appoint A Director In Place Of Rama | For | For | Management | ||
Bijapurkar, Who Retires by Rotation | ||||||
And, Being Eligible, Seeks | ||||||
Re-appointment. | ||||||
6 | Appoint A Director In Place Of David L. For | For | Management | |||
Boyles, Who Retires by Rotation And, | ||||||
Being Eligible, Seeks Re-appointment. | ||||||
7 | Appoint A Director In Place Of Prof. | For | For | Management | ||
Jeffrey S. Lehman, Who retires By | ||||||
Rotation And, Being Eligible, Seeks | ||||||
Re-appointment. | ||||||
8 | Appoint Auditors To Hold Office From | For | For | Management | ||
The Conclusion Of The Annual General | ||||||
Meeting Held On June 20, 2009, Until | ||||||
Theconclusion Of The Next Annual | ||||||
General Meeting, And To Fix Their | ||||||
Remuneration. | ||||||
9 | Appoint K.v. Kamath As Director, Liable For | For | Management | |||
To Retire By rotation. |
--------------------------------------------------------------------------------
ING GROEP NV | ||||||
Ticker: | ING | Security ID: 456837103 | ||||
Meeting Date: APR 27, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting and Receive Announcements | None | None | Management | ||
2a | Receive Report of Management Board | None | None | Management | ||
(Non-Voting) | ||||||
2b | Receive Report of Supervisory Board | None | None | Management | ||
(Non-Voting) | ||||||
2c | Approve Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
3a | Receive Explanation on Company's | None | None | Management | ||
Reserves and Dividend Policy | ||||||
3b | Approve Dividends of EUR 0.74 Per Share For | For | Management | |||
4 | Discuss Remuneration Report | None | None | Management | ||
5 | Discussion on Company's Corporate | None | None | Management | ||
Governance Structure | ||||||
6 | Receive Explanation on Company's | None | None | Management | ||
Corporate Responsibility Performance | ||||||
7a | Approve Discharge of Management Board | For | For | Management | ||
7b | Approve Discharge of Supervisory Board | For | For | Management | ||
8a | Elect Jan Hommen to Executive Board | For | For | Management | ||
8b | Elect Patrick Flynn | For | For | Management | ||
9a | Reelect Godfried van der Lugt to | For | For | Management | ||
Supervisory Board | ||||||
9b | Elect Tineke Bahlmann to Supervisory | For | For | Management | ||
Board | ||||||
9c | Elect Jeroen van der Veer to | For | For | Management | ||
Supervisory Board | ||||||
9d | Elect Lodewijk de Waal to Supervisory | For | For | Management | ||
Board | ||||||
10 | Grant Board Authority to Issue Shares | For | For | Management | ||
and Restricting/Excluding Preemptive | ||||||
Rights | ||||||
11 | Authorize Repurchase of Shares | For | For | Management | ||
12 | Any Other Businesss and Close Meeting | None | None | Management |
--------------------------------------------------------------------------------
INTEL CORPORATION | ||||||
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 23, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||
2 | Elect Director Susan L. Decker | For | For | Management | ||
3 | Elect Director John J. Donahoe | For | For | Management |
4 | Elect Director Reed E. Hundt | For | For | Management |
5 | Elect Director Paul S. Otellini | For | For | Management |
6 | Elect Director James D. Plummer | For | For | Management |
7 | Elect Director David S. Pottruck | For | For | Management |
8 | Elect Director Jane E. Shaw | For | For | Management |
9 | Elect Director John L. Thornton | For | For | Management |
10 | Elect Director Frank D. Yeary | For | For | Management |
11 | Elect Director David B. Yoffie | For | For | Management |
12 | Ratify Auditors | For | For | Management |
13 | Amend Omnibus Stock Plan | For | For | Management |
14 | Approve Stock Option Exchange Program | For | For | Management |
15 | Advisory Vote to Ratify Named Executive For | For | Management | |
Officers' Compensation | ||||
16 | Provide for Cumulative Voting | Against | Against | Shareholder |
17 | Adopt Policy on Human Rights to Water | Against | Against | Shareholder |
--------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION | ||||||
Ticker: | IDC | Security ID: 45840J107 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Raymond L. D?Arcy | For | For | Management | ||
1.2 | Elect Director Myra R. Drucker | For | For | Management | ||
1.3 | Elect Director Rona A. Fairhead | For | For | Management | ||
1.4 | Elect Director Donald P. Greenberg | For | For | Management | ||
1.5 | Elect Director Caspar J.A. Hobbs | For | For | Management | ||
1.6 | Elect Director Philip J. Hoffman | For | For | Management | ||
1.7 | Elect Director Robert C. Lamb, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director A. J. P. Belda | For | For | Management | ||
1.2 | Elect Director C. Black | For | For | Management | ||
1.3 | Elect Director W. R. Brody | For | For | Management | ||
1.4 | Elect Director K. I. Chenault | For | For | Management | ||
1.5 | Elect Director M. L. Eskew | For | For | Management | ||
1.6 | Elect Director S. A. Jackson | For | Against | Management | ||
1.7 | Elect Director T. Nishimuro | For | For | Management | ||
1.8 | Elect Director J. W. Owens | For | For | Management | ||
1.9 | Elect Director S. J. Palmisano | For | For | Management | ||
1.10 | Elect Director J. E. Spero | For | For | Management | ||
1.11 | Elect Director S. Taurel | For | For | Management |
1.12 | Elect Director L. H. Zambrano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
5 | Review Executive Compensation | Against | For | Shareholder |
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
JOHNSON & JOHNSON | ||||||
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||
1.2 | Elect Director James G. Cullen | For | For | Management | ||
1.3 | Elect Director Michael M.E. Johns | For | For | Management | ||
1.4 | Elect Director Arnold G. Langbo | For | For | Management | ||
1.5 | Elect Director Susan L. Lindquist | For | For | Management | ||
1.6 | Elect Director Leo F. Mullin | For | For | Management | ||
1.7 | Elect Director Wiliam D. Perez | For | For | Management | ||
1.8 | Elect Director Charles Prince | For | For | Management | ||
1.9 | Elect Director David Satcher | For | For | Management | ||
1.10 | Elect Director William C. Weldon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
JOY GLOBAL, INC. | ||||||
Ticker: | JOYG | Security ID: | 481165108 | |||
Meeting Date: FEB 24, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 26, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Steven L. Gerard | For | For | Management | ||
1.2 | Elect Director John Nils Hanson | For | For | Management | ||
1.3 | Elect Director Ken C. Johnsen | For | For | Management | ||
1.4 | Elect Director Gale E. Klappa | For | For | Management | ||
1.5 | Elect Director Richard B. Loynd | For | For | Management | ||
1.6 | Elect Director P. Eric Siegert | For | For | Management | ||
1.7 | Elect Director Michael W. Sutherlin | For | For | Management | ||
1.8 | Elect Director James H. Tate | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: 46625H100 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||
1.3 | Elect Director David M. Cote | For | For | Management | ||
1.4 | Elect Director James S. Crown | For | For | Management | ||
1.5 | Elect Director James Dimon | For | For | Management | ||
1.6 | Elect Director Ellen V. Futter | For | For | Management | ||
1.7 | Elect Director William H. Gray, III | For | For | Management | ||
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||
1.9 | Elect Director David C. Novak | For | For | Management | ||
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||
1.11 | Elect Director William C. Weldon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive For | For | Management | |||
Officers' Compensation | ||||||
4 | Disclose Prior Government Service | Against | Against | Shareholder | ||
5 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
6 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
7 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||
8 | Amend Key Executive Performance Plan | Against | Against | Shareholder | ||
9 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
10 | Prepare Carbon Principles Report | Against | Against | Shareholder |
--------------------------------------------------------------------------------
KELLOGG CO. | ||||||
Ticker: | K | Security ID: | 487836108 | |||
Meeting Date: APR 24, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director John T. Dillon | For | For | Management | ||
1.2 | Elect Director James M. Jenness | For | For | Management | ||
1.3 | Elect Director Donald R. Knauss | For | For | Management | ||
1.4 | Elect Director Robert A. Steele | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
4 | Approve Non-Employee Director | For | For | Management | ||
Restricted Stock Plan | ||||||
5 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors | ||||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORP. | ||
Ticker: | KMB | Security ID: 494368103 |
Meeting Date: APR 30, 2009 | Meeting Type: Annual |
Record Date: MAR 2, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Alm | For | For | Management |
1.2 | Elect Director Dennis R. Beresford | For | For | Management |
1.3 | Elect Director John F. Bergstrom | For | For | Management |
1.4 | Elect Director Abelardo E. Bru | For | For | Management |
1.5 | Elect Director Robert W. Decherd | For | For | Management |
1.6 | Elect Director Thomas J. Falk | For | For | Management |
1.7 | Elect Director Mae C. Jemison | For | For | Management |
1.8 | Elect Director Ian C. Read | For | For | Management |
1.9 | Elect Director G. Craig Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide Right to Call Special Meeting | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP. | ||||||
Ticker: | LLTC | Security ID: | 535678106 | |||
Meeting Date: NOV 5, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 8, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management | ||
1.2 | Elect Director David S. Lee | For | For | Management | ||
1.3 | Elect Director Lothar Maier | For | For | Management | ||
1.4 | Elect Director Richard M. Moley | For | For | Management | ||
1.5 | Elect Director Thomas S. Volpe | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORP. | ||||||
Ticker: | LMT | Security ID: 539830109 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director E. C. "Pete" Aldrige, | For | Against | Management | ||
Jr. | ||||||
1.2 | Elect Director Nolan D. Archibald | For | Against | Management | ||
1.3 | Elect Director David B. Burritt | For | For | Management | ||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||
1.5 | Elect Director Gwendolyn S. King | For | For | Management | ||
1.6 | Elect Director James M. Loy | For | For | Management | ||
1.7 | Elect Director Douglas H. McCorkindale | For | Against | Management | ||
1.8 | Elect Director Joseph W. Ralston | For | For | Management | ||
1.9 | Elect Director Frank Savage | For | For | Management | ||
1.10 | Elect Director James Schneider | For | Against | Management | ||
1.11 | Elect Director Anne Stevens | For | Against | Management | ||
1.12 | Elect Director Robert J. Stevens | For | For | Management |
1.13 | Elect Director James R. Ukropina | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
4 | Report on Space-based Weapons Program | Against | Against | Shareholder |
5 | Adopt a Policy in which the Company | Against | Against | Shareholder |
will not Make or Promise to Make Any | ||||
Death Benefit Payments to Senior | ||||
Executives | ||||
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
LORILLARD, INC. | ||||||
Ticker: | LO | Security ID: | 544147101 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert C. Almon | For | Withhold | Management | ||
1.2 | Elect Director Kit D. Dietz | For | Withhold | Management | ||
1.3 | Elect Director Nigel Travis | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MARATHON OIL CORP. | ||||||
Ticker: | MRO | Security ID: | 565849106 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Charles F. Bolden, Jr. | For | For | Management | ||
1.2 | Elect Director Gregory H. Boyce | For | For | Management | ||
1.3 | Elect Director Clarence P. Cazalot, Jr. For | For | Management | |||
1.4 | Elect Director David A. Daberko | For | For | Management | ||
1.5 | Elect Director William L. Davis | For | For | Management | ||
1.6 | Elect Director Shirley Ann Jackson | For | Against | Management | ||
1.7 | Elect Director Philip Lader | For | For | Management | ||
1.8 | Elect Director Charles R. Lee | For | For | Management | ||
1.9 | Elect Director Michael E. J. Phelps | For | For | Management | ||
1.10 | Elect Director Dennis H. Reilley | For | For | Management | ||
1.11 | Elect Director Seth E. Schofield | For | For | Management | ||
1.12 | Elect Director John W. Snow | For | For | Management | ||
1.13 | Elect Director Thomas J. Usher | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Bylaws-- Call Special Meetings | Against | Against | Shareholder | ||
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. | ||||||
Ticker: | MXIM | Security ID: | 57772K101 | |||
Meeting Date: DEC 15, 2008 | Meeting Type: Annual | |||||
Record Date: | OCT 24, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director Tunc Doluca | For | For | Management | |
1.2 | Elect | Director B. Kipling Hagopian | For | Withhold | Management | |
1.3 | Elect | Director James R. Bergman | For | Withhold | Management | |
1.4 | Elect | Director Joseph R. Bronson | For | For | Management | |
1.5 | Elect | Director Robert E. Grady | For | For | Management | |
1.6 | Elect | Director William D. Watkins | For | For | Management | |
1.7 | Elect | Director A.R. Frank Wazzan | For | Withhold | Management | |
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Qualified Employee Stock | For | For | Management | ||
Purchase Plan |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | ||||||
Ticker: | MCD | Security ID: 580135101 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 30, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Robert A. Eckert | For | For | Management | ||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||
3 | Elect Director Jeanne P. Jackson | For | For | Management | ||
4 | Elect Director Andrew J. McKenna | For | For | Management | ||
5 | Ratify Auditors | For | For | Management | ||
6 | Amend Omnibus Stock Plan | For | For | Management | ||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
9 | Phase out Sales of Eggs from Battery | Against | Against | Shareholder | ||
Cage Hens |
--------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 | |||
Meeting Date: APR 29, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Sir Michael Rake | For | Withhold | Management | ||
1.2 | Elect Director Kurt L. Schmoke | For | Withhold | Management | ||
1.3 | Elect Director Sidney Taurel | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
6 | Report on Political Contributions | Against | Against | Shareholder |
7 | Require a Majority Vote for the | Against | For | Shareholder |
Election of Directors | ||||
8 | Require Independent Board Chairman | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MCKESSON CORPORATION | ||||||
Ticker: | MCK | Security ID: 58155Q103 | ||||
Meeting Date: JUL 23, 2008 | Meeting Type: Annual | |||||
Record Date: MAY 30, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Andy D. Bryant | For | For | Management | ||
2 | Elect Director Wayne A. Budd | For | For | Management | ||
3 | Elect Director John H. Hammergren | For | For | Management | ||
4 | Elect Director Alton F. Irby III | For | For | Management | ||
5 | Elect Director M. Christine Jacobs | For | For | Management | ||
6 | Elect Director Marie L. Knowles | For | For | Management | ||
7 | Elect Director David M. Lawrence | For | For | Management | ||
8 | Elect Director Edward A. Mueller | For | For | Management | ||
9 | Elect Director James V. Napier | For | For | Management | ||
10 | Elect Director Jane E. Shaw | For | For | Management | ||
11 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
10 | Elect Director Carlos E. Represas | For | For | Management | ||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||
13 | Elect Director Samuel O. Thier | For | For | Management | ||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||
15 | Elect Director Peter C. Wendell | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Fix Number of Directors | For | For | Management | ||
18 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
19 | Require Independent Lead Director | Against | Against | Shareholder |
20 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
Officers' Compensation |
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. | ||||||
Ticker: | MER | Security ID: | 590188108 | |||
Meeting Date: DEC 5, 2008 | Meeting Type: Special | |||||
Record Date: OCT 10, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Merger Agreement | For | For | Management | ||
2 | Amend Certificate of Incorporation to | For | For | Management | ||
Permit Holders of Series 2 and 3 | ||||||
Preferred Stock the Right to vote with | ||||||
Common Stock Holders | ||||||
3 | Adjourn Meeting | For | For | Management |
--------------------------------------------------------------------------------
METHANEX CORP. | ||
Ticker: | MX | Security ID: 59151K108 |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual/Special | |
Record Date: | MAR 13, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | DIRECTOR BRUCE AITKEN | For | For | Management |
1.2 | DIRECTOR HOWARD BALLOCH | For | For | Management |
1.3 | DIRECTOR PIERRE CHOQUETTE | For | For | Management |
1.4 | DIRECTOR PHILLIP COOK | For | For | Management |
1.5 | DIRECTOR THOMAS HAMILTON | For | For | Management |
1.6 | DIRECTOR ROBERT KOSTELNIK | For | For | Management |
1.7 | DIRECTOR DOUGLAS MAHAFFY�� | For | For | Management |
1.8 | DIRECTOR A. TERENCE POOLE | For | For | Management |
1.9 | DIRECTOR JOHN REID | For | For | Management |
1.10 | DIRECTOR JANICE RENNIE | For | For | Management |
1.11 | DIRECTOR MONICA SLOAN | For | For | Management |
2 | TO RE-APPOINT KPMG LLP, CHARTERED | For | For | Management |
ACCOUNTANTS, AS AUDITORS OF THE COMPANY | ||||
FOR THE ENSUING YEAR AND AUTHORIZE THE | ||||
BOARD OF DIRECTORS TO FIX THE | ||||
REMUNERATION OF THE AUDITORS. | ||||
3 | AN ORDINARY RESOLUTION TO RATIFY AND | For | For | Management |
APPROVE CERTAIN AMENDMENTS TO THE | ||||
COMPANY S INCENTIVE STOCK OPTION PLAN, | ||||
THE FULL TEXT OFWHICH RESOLUTION IS SET | ||||
OUT IN SCHEDULE A TO THE ACCOMPANYING | ||||
INFORMATION CIRCULAR. |
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: | MCHP | Security ID: 595017104 | ||||
Meeting Date: AUG 15, 2008 | Meeting Type: Annual | |||||
Record Date: JUN 19, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Steve Sanghi | For | For | Management | ||
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Management | ||
1.3 | Elect Director L.B. Day | For | For | Management | ||
1.4 | Elect Director Matthew W. Chapman | For | For | Management | ||
1.5 | Elect Director Wade F. Meyercord | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||
Ticker: | MSFT | Security ID: 594918104 | ||||
Meeting Date: NOV 19, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 5, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||
3 | Elect Director Dina Dublon | For | For | Management | ||
4 | Elect Director William H. Gates, III | For | For | Management | ||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||
6 | Elect Director Reed Hastings | For | For | Management | ||
7 | Elect Director David F. Marquardt | For | For | Management | ||
8 | Elect Director Charles H. Noski | For | For | Management | ||
9 | Elect Director Helmut Panke | For | For | Management | ||
10 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
11 | Amend Non-Employee Director Omnibus | For | Against | Management | ||
Stock Plan | ||||||
12 | Ratify Auditors | For | For | Management | ||
13 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||
Access to the Internet | ||||||
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||
Committee on Human Rights | ||||||
15 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MOODY'S CORPORATION | |||||||
Ticker: | MCO | Security ID: | 615369105 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | ||||||
Record Date: MAR 2, 2009 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Ewald Kist | For | For | Management | |||
1.2 | Elect Director Henry A. McKinnell, Jr. | For | For | Management | |||
1.3 | Elect Director John K. Wulff | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Require Independent Board Chairman | Against | Against | Shareholder |
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NIKE, INC. | ||||||
Ticker: | NKE | Security ID: | 654106103 | |||
Meeting Date: SEP 22, 2008 | Meeting Type: Annual | |||||
Record Date: | JUL 25, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||
1.2 | Elect Director Alan B. Graf, Jr. | For | For | Management | ||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NOKIA CORP. | ||||||
Ticker: | NOK | Security ID: | 654902204 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Calling the Meeting to Order | None | None | Management | ||
3 | Designate Inspector or Shareholder | None | None | Management | ||
Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting None | None | Management | |||
5 | Prepare and Approve List of | None | None | Management | ||
Shareholders | ||||||
6 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
8 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.40 Per Share | ||||||
9 | Approve Discharge of Board and | For | For | Management | ||
President | ||||||
10 | Approve Remuneration of Directors in | For | For | Management | ||
the Amount of EUR 440,000 for Chairman, | ||||||
EUR 150,000 for Vice Chairman, and EUR | ||||||
130,000 for Other Directors; Approve | ||||||
Remuneration for Committee Work | ||||||
11 | Fix Number of Directors at 11 | For | For | Management | ||
12.1 | Reelect Georg Ehrnrooth as Director | For | For | Management | ||
12.2 | Reelect Lalita D. Gupte as Director | For | For | Management | ||
12.3 | Reelect Bengt Holmstrom as Director | For | For | Management | ||
12.4 | Reelect Henning Kagermann as Director | For | For | Management | ||
12.5 | Reelect Olli-Pekka Kallasvuo as | For | For | Management | ||
Director | ||||||
12.6 | Reelect Per Karlsson as Director | For | For | Management | ||
12.7 | Reelect Jorma Ollila as Director | For | For | Management | ||
12.8 | Reelect Marjorie Scardino as Director | For | For | Management |
12.9 | Reelect Risto Siilasmaa as Director | For | For | Management |
12.10 Reelect Keijo Suila as Directors as | For | For | Management | |
Director | ||||
12.11 Elect Isabel Marey-Semper as New | For | For | Management | |
Director | ||||
13 | Approve Remuneration of Auditors | For | For | Management |
14 | Ratify PricewaterhouseCoopers Oy as | For | For | Management |
Auditors | ||||
15 | Authorize Repurchase of up to 360 | For | For | Management |
Million Nokia Shares | ||||
16 | Close Meeting | None | None | Management |
17 | MARK THE FOR BOX IF YOU WISH TO | None | Against | Management |
INSTRUCT THE DEPOSITARY TO GIVE A PROXY | ||||
TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH | ||||
LEGALCOUNSELS OF NOKIA CORPORATION, TO | ||||
VOTE, IN THEIR DISCRETION, ONYOUR | ||||
BEHALF ONLY UPON ITEM 17. |
--------------------------------------------------------------------------------
NORDSTROM, INC. | ||||||
Ticker: | JWN | Security ID: 655664100 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Phyllis J. Campbell | For | For | Management | ||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||
3 | Elect Director Robert G. Miller | For | For | Management | ||
4 | Elect Director Blake W. Nordstrom | For | For | Management | ||
5 | Elect Director Erik B. Nordstrom | For | For | Management | ||
6 | Elect Director Peter E. Nordstrom | For | For | Management | ||
7 | Elect Director Philip G. Satre | For | For | Management | ||
8 | Elect Director Robert D. Walter | For | For | Management | ||
9 | Elect Director Alison A. Winter | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
NUCOR CORP. | ||||||
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||
1.2 | Elect Director Harvey B. Gantt | For | For | Management | ||
1.3 | Elect Director Bernard L. Kasriel | For | For | Management | ||
1.4 | Elect Director Christopher J. Kearney | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Review and Assess Human Rights Policies Against | Against | Shareholder | |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP. | ||||||
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Spencer Abraham | For | Against | Management | ||
1.2 | Elect Director Ronald W. Burkle | For | Against | Management | ||
1.3 | Elect Director John S. Chalsty | For | Against | Management | ||
1.4 | Elect Director Edward P. Djerejian | For | Against | Management | ||
1.5 | Elect Director John E. Feick | For | Against | Management | ||
1.6 | Elect Director Ray R. Irani | For | Against | Management | ||
1.7 | Elect Director Irvin W. Maloney | For | Against | Management | ||
1.8 | Elect Director Avedick B. Poladian | For | Against | Management | ||
1.9 | Elect Director Rodolfo Segovia | For | Against | Management | ||
1.10 | Elect Director Aziz D. Syriani | For | Against | Management | ||
1.11 | Elect Director Rosemary Tomich | For | Against | Management | ||
1.12 | Elect Director Walter L. Weisman | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide Right to Call Special Meeting | For | Against | Management | ||
4 | Report on Host Country Social and | Against | Against | Shareholder | ||
Environmental Laws |
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OGE ENERGY CORP. | ||||||
Ticker: | OGE | Security ID: | 670837103 | |||
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Wayne Brunetti | For | Withhold | Management | ||
1.2 | Elect Director John Groendyke | For | Withhold | Management | ||
1.3 | Elect Director Robert Kelley | For | For | Management | ||
1.4 | Elect Director Robert Lorenz | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | Against | For | Shareholder |
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ONEBEACON INSURANCE GROUP LTD
Ticker: | OB | Security ID: G67742109 |
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | |
Record Date: | MAR 31, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Raymond Barrette as Director | For | Withhold | Management |
1.2 | Elect Reid T. Campbell as Director | For | Withhold | Management |
1.3 | Elect Morgan W. Davis as Director | For | Withhold | Management |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
Auditors |
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: | OSG | Security ID: | 690368105 | |||
Meeting Date: JUN 9, 2009 | Meeting Type: Annual | |||||
Record Date: APR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Morten Arntzen | For | For | Management | ||
1.2 | Elect Director Oudi Recanati | For | Withhold | Management | ||
1.3 | Elect Director G. Allen Andreas, III | For | For | Management | ||
1.4 | Elect Director Alan R. Batkin | For | For | Management | ||
1.5 | Elect Director Thomas B. Coleman | For | Withhold | Management | ||
1.6 | Elect Director Charles A. Fribourg | For | Withhold | Management | ||
1.7 | Elect Director Stanley Komaroff | For | For | Management | ||
1.8 | Elect Director Solomon N. Merkin | For | For | Management | ||
1.9 | Elect Director Joel I. Picket | For | For | Management | ||
1.10 | Elect Director Ariel Recanati | For | For | Management | ||
1.11 | Elect Director Thomas F. Robards | For | For | Management | ||
1.12 | Elect Director Jean-Paul Vettier | For | Withhold | Management | ||
1.13 | Elect Director Michael J. Zimmerman | For | For | Management | ||
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
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PATTERSON-UTI | ENERGY INC. | |||||
Ticker: | PTEN | Security ID: | 703481101 | |||
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 6, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Mark S. Siegel | For | For | Management | ||
1.2 | Elect Director Kenneth N. Berns | For | For | Management | ||
1.3 | Elect Director Charles O. Buckner | For | For | Management | ||
1.4 | Elect Director Curtis W. Huff | For | For | Management | ||
1.5 | Elect Director Terry H. Hunt | For | For | Management | ||
1.6 | Elect Director Kenneth R. Peak | For | For | Management | ||
1.7 | Elect Director Cloyce A. Talbott | �� For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | ||
PEOPLE'S UNITED FINANCIAL, INC. | ||
Ticker: | PBCT | Security ID: 712704105 |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | ||||
Record Date: MAR 9, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director George P. Carter | For | Withhold | Management | |
1.2 | Elect Director Jerry Franklin | For | Withhold | Management | |
1.3 | Elect Director Eunice S. Groark | For | For | Management | |
1.4 | Elect Director James A. Thomas | For | Withhold | Management | |
2 | Ratify Auditors | For | For | Management |
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PEPSICO, INC. | ||||||
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director S.L. Brown | For | For | Management | ||
2 | Elect Director I.M. Cook | For | For | Management | ||
3 | Elect Director D. Dublon | For | For | Management | ||
4 | Elect Director V.J. Dzau | For | For | Management | ||
5 | Elect Director R.L. Hunt | For | For | Management | ||
6 | Elect Director A. Ibarguen | For | For | Management | ||
7 | Elect Director A.C. Martinez | For | For | Management | ||
8 | Elect Director I.K. Nooyi | For | For | Management | ||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||
10 | Elect Director J.J. Schiro | For | For | Management | ||
11 | Elect Director L.G. Trotter | For | For | Management | ||
12 | Elect Director D.Vasella | For | For | Management | ||
13 | Elect Director M.D. White | For | For | Management | ||
14 | Ratify Auditors | For | For | Management | ||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
16 | Report on Recycling | Against | Against | Shareholder | ||
17 | Report on Genetically Engineered | Against | Against | Shareholder | ||
Products | ||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PFIZER INC. | ||||||
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||
1.2 | Elect Director Michael S. Brown | For | For | Management | ||
1.3 | Elect Director M. Anthony Burns | For | For | Management | ||
1.4 | Elect Director Robert N. Burt | For | For | Management | ||
1.5 | Elect Director W. Don Cornwell | For | For | Management |
1.6 | Elect Director William H. Gray, III | For | For | Management |
1.7 | Elect Director Constance J. Horner | For | For | Management |
1.8 | Elect Director James M. Kilts | For | For | Management |
1.9 | Elect Director Jeffrey B. Kindler | For | For | Management |
1.10 | Elect Director George A. Lorch | For | For | Management |
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director Suzanne Nora Johnson | For | For | Management |
1.13 | Elect Director Stephen W. Sanger | For | For | Management |
1.14 | Elect Director William C. Steere, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Limit/Prohibit Executive Stock-Based | Against | Against | Shareholder |
Awards | ||||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder |
7 | Amend Bylaws -- Call Special Meetings | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PG&E CORP. | ||||||
Ticker: | PCG | Security ID: 69331C108 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director David R. Andrews | For | For | Management | ||
2 | Elect Director C. Lee Cox | For | For | Management | ||
3 | Elect Director Peter A. Darbee | For | For | Management | ||
4 | Elect Director Maryellen C. Herringer | For | For | Management | ||
5 | Elect Director Roger H. Kimmel | For | For | Management | ||
6 | Elect Director Richard A. Meserve | For | For | Management | ||
7 | Elect Director Forrest E. Miller | For | For | Management | ||
8 | Elect Director Barbara L. Rambo | For | For | Management | ||
9 | Elect Director Barry Lawson Williams | For | For | Management | ||
10 | Ratify Auditors | For | For | Management | ||
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
12 | Reincorporate in Another State | Against | Against | Shareholder | ||
[California to North Dakota ] |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 10, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harold Brown | For | For | Management | ||
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||
1.4 | Elect Director J. Dudley Fishburn | For | For | Management |
1.5 | Elect Director Graham Mackay | For | For | Management |
1.6 | Elect Director Sergio Marchionne | For | For | Management |
1.7 | Elect Director Lucio A. Noto | For | For | Management |
1.8 | Elect Director Carlos Slim Helu | For | For | Management |
1.9 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
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PINNACLE WEST CAPITAL CORP. | ||||||
Ticker: | PNW | Security ID: | 723484101 | |||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Edward N. Basha, Jr. | For | For | Management | ||
1.2 | Elect Director Donald E. Brandt | For | For | Management | ||
1.3 | Elect Director Susan Clark-Johnson | For | For | Management | ||
1.4 | Elect Director Michael L. Gallagher | For | For | Management | ||
1.5 | Elect Director Pamela Grant | For | For | Management | ||
1.6 | Elect Director Roy A. Herberger, Jr. | For | For | Management | ||
1.7 | Elect Director William S. Jamieson | For | For | Management | ||
1.8 | Elect Director Humberto S. Lopez | For | For | Management | ||
1.9 | Elect Director Kathryn L. Munro | For | For | Management | ||
1.10 | Elect Director Bruce J. Nordstrom | For | For | Management | ||
1.11 | Elect Director W. Douglas Parker | For | For | Management | ||
1.12 | Elect Director William J. Post | For | For | Management | ||
1.13 | Elect Director William L. Stewart | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Bylaws to Allow Holders of 10% of Against | For | Shareholder | |||
the Company's Common Stock to Call | ||||||
Special Shareholder Meetings |
--------------------------------------------------------------------------------
PITNEY BOWES INC. | ||||||
Ticker: | PBI | Security ID: | 724479100 | |||
Meeting Date: MAY 11, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 18, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Anne M. Busquet | For | For | Management | ||
1.2 | Elect Director Anne Sutherland Fuchs | For | For | Management | ||
1.3 | Elect Director James H. Keyes | For | For | Management | ||
1.4 | Elect Director David L. Shedlarz | For | For | Management | ||
1.5 | Elect Director David B. Snow, Jr. | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: | PCL | Security ID: | 729251108 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Rick R. Holley | For | For | Management | ||
1.2 | Elect Director Robin Josephs | For | For | Management | ||
1.3 | Elect Director John G. McDonald | For | For | Management | ||
1.4 | Elect Director Robert B. McLeod | For | For | Management | ||
1.5 | Elect Director John F. Morgan, Sr. | For | For | Management | ||
1.6 | Elect Director John H. Scully | For | For | Management | ||
1.7 | Elect Director Stephen C. Tobias | For | For | Management | ||
1.8 | Elect Director Martin A. White | For | For | Management | ||
2 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors | ||||||
3 | Amend Stock Ownership Limitations | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE | ||||||
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: OCT 14, 2008 | Meeting Type: Annual | |||||
Record Date: AUG 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Kenneth I. Chenault | For | For | Management | ||
1.2 | Elect Director Scott D. Cook | For | For | Management | ||
1.3 | Elect Director Rajat K. Gupta | For | For | Management | ||
1.4 | Elect Director A.G. Lafley | For | For | Management | ||
1.5 | Elect Director Charles R. Lee | For | For | Management | ||
1.6 | Elect Director Lynn M. Martin | For | For | Management | ||
1.7 | Elect Director W. James McNerney, Jr. | For | For | Management | ||
1.8 | Elect Director Johnathan A. Rodgers | For | For | Management | ||
1.9 | Elect Director Ralph Snyderman | For | For | Management | ||
1.10 | Elect Director Margaret C. Whitman | For | For | Management | ||
1.11 | Elect Director Patricia A. Woertz | For | For | Management | ||
1.12 | Elect Director Ernesto Zedillo | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors | ||||||
4 | Rotate Annual Meeting Location | Against | Against | Shareholder | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
PROGRESSIVE CORP., THE | ||
Ticker: | PGR | Security ID: 743315103 |
Meeting Date: APR 24, 2009 | Meeting Type: Annual |
Record Date: FEB 27, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger N. Farah | For | For | Management |
1.2 | Elect Director Stephen R. Hardis | For | For | Management |
1.3 | Elect Director Norman S. Matthews | For | For | Management |
1.4 | Elect Director Bradley T. Sheares | For | For | Management |
2 | Require Advance Notice for Shareholder | For | For | Management |
Proposals | ||||
3 | Amend Nomination Procedures for the | For | For | Management |
Board | ||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUALCOMM INC | ||||||
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: MAR 3, 2009 | Meeting Type: Annual | |||||
Record Date: JAN 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||
1.11 | Elect Director Marc I. Stern | For | For | Management | ||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: | DGX | Security ID: | 74834L100 | |||
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jenne K. Britell | For | For | Management | ||
1.2 | Elect Director Gail R. Wilensky | For | For | Management | ||
1.3 | Elect Director John B. Ziegler | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Amend Non-Employee Director Omnibus | For | For | Management | ||
Stock Plan | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
RAYTHEON CO. | ||||||
Ticker: | RTN | Security ID: | 755111507 | |||
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | |||||
Record Date: APR 3, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Vernon E. Clark | For | For | Management | ||
2 | Elect Director John M. Deutch | For | For | Management | ||
3 | Elect Director Frederic M. Poses | For | For | Management | ||
4 | Elect Director Michael C. Ruettgers | For | For | Management | ||
5 | Elect Director Ronald L. Skates | For | For | Management | ||
6 | Elect Director William R. Spivey | For | For | Management | ||
7 | Elect Director Linda G. Stuntz | For | For | Management | ||
8 | Elect Director William H. Swanson | For | For | Management | ||
9 | Ratify Auditors | For | For | Management | ||
10 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
11 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||
Special Meetings | ||||||
12 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
13 | Adopt Principles for Health Care Reform Against | Against | Shareholder | |||
14 | Submit SERP to Shareholder Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP | ||||||
Ticker: | RGC | Security ID: | 758766109 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Charles E. Brymer | For | For | Management | ||
1.2 | Elect Director Michael L. Campbell | For | For | Management | ||
1.3 | Elect Director Alex Yemenidjian | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC | ||||||
Ticker: | RAI | Security ID: | 761713106 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Nicandro Durante | For | For | Management | ||
1.2 | Elect Director Holly K. Koeppel | For | For | Management | ||
1.3 | Elect Director H.G.L. (Hugo) Powell | For | For | Management | ||
1.4 | Elect Director Thomas C. Wajnert | For | For | Management | ||
1.5 | Elect Director Luc Jobin | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Report on Marketing Practices on the | Against | Against | Shareholder |
Poor | ||||
6 | Reduce Nicotine Content to | Against | Against | Shareholder |
Non-Addictive Levels | ||||
7 | Adopt Human Rights Protocols for | Against | Against | Shareholder |
Company and Suppliers |
--------------------------------------------------------------------------------
SAFEWAY INC. | ||||||
Ticker: | SWY | Security ID: | 786514208 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Steven A. Burd | For | For | Management | ||
1.2 | Elect Director Janet E. Grove | For | For | Management | ||
1.3 | Elect Director Mohan Gyani | For | For | Management | ||
1.4 | Elect Director Paul Hazen | For | For | Management | ||
1.5 | Elect Director Frank C. Herringer | For | For | Management | ||
1.6 | Elect Director Robert I. MacDonnell | For | For | Management | ||
1.7 | Elect Director Kenneth W. Oder | For | For | Management | ||
1.8 | Elect Director Rebecca A. Stirn | For | For | Management | ||
1.9 | Elect Director William Y. Tauscher | For | For | Management | ||
1.10 | Elect Director Raymond G. Viault | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||
4 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
5 | Adopt a Policy in which the Company | Against | Against | Shareholder | ||
will not Make or Promise to Make Any | ||||||
Death Benefit Payments to Senior | ||||||
Executives |
--------------------------------------------------------------------------------
SARA LEE CORP. | ||||||
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: OCT 30, 2008 | Meeting Type: Annual | |||||
Record Date: SEP 3, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Brenda C. Barnes | For | For | Management | ||
2 | Elect Director Christopher B. Begley | For | For | Management | ||
3 | Elect Director Crandall C. Bowles | For | For | Management | ||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||
5 | Elect Director James S. Crown | For | For | Management | ||
6 | Elect Director Laurette T. Koellner | For | For | Management | ||
7 | Elect Director Cornelis J.A. van Lede | For | For | Management | ||
8 | Elect Director John McAdam | For | For | Management | ||
9 | Elect Director Ian Prosser | For | For | Management | ||
10 | Elect Director Rozanne L. Ridgway | For | For | Management |
11 | Elect Director Norman R. Sorensen | For | For | Management |
12 | Elect Director Jeffrey W. Ubben | For | For | Management |
13 | Elect Director Jonathan P. Ward | For | For | Management |
14 | Ratify Auditors | For | For | Management |
15 | Re-Approve Performance Measures | For | For | Management |
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SEMPRA ENERGY | ||||||
Ticker: | SRE | Security ID: 816851109 | ||||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director James G. Brocksmith Jr. | For | For | Management | ||
2 | Elect Director Richard A. Collato | For | For | Management | ||
3 | Elect Director Donald E. Felsinger | For | For | Management | ||
4 | Elect Director Wilford D. Godbold Jr. | For | For | Management | ||
5 | Elect Director William D. Jones | For | For | Management | ||
6 | Elect Director Richard G. Newman | For | For | Management | ||
7 | Elect Director William G. Ouchi | For | For | Management | ||
8 | Elect Director Carlos Ruiz Sacristan | For | For | Management | ||
9 | Elect Director William C. Rusnack | For | For | Management | ||
10 | Elect Director William P. Rutledge | For | For | Management | ||
11 | Elect Director Lynn Schenk | For | For | Management | ||
12 | Elect Director Neal E. Schmale | For | For | Management | ||
13 | Ratify Auditors | For | For | Management | ||
14 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
15 | Reincorporate in Another State | Against | Against | Shareholder | ||
[California to North Dakota] |
--------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE | ||||||
Ticker: | SHW | Security ID: | 824348106 | |||
Meeting Date: APR 15, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Arthur F. Anton | For | For | Management | ||
1.2 | Elect Director James C. Boland | For | For | Management | ||
1.3 | Elect Director Christopher M. Connor | For | For | Management | ||
1.4 | Elect Director David F. Hodnik | For | For | Management | ||
1.5 | Elect Director Susan J. Kropf | For | Withhold | Management | ||
1.6 | Elect Director Gary E. McCullough | For | For | Management | ||
1.7 | Elect Director A. Malachi Mixon, III | For | Withhold | Management | ||
1.8 | Elect Director Curtis E. Moll | For | Withhold | Management | ||
1.9 | Elect Director Richard K. Smucker | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Require a Majority Vote for the | Against | For | Shareholder | ||
Election of Directors |
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED | ||||||
Ticker: | SNA | Security ID: | 833034101 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 23, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Bruce S. Chelberg | For | For | Management | ||
1.2 | Elect Director Karen L. Daniel | For | For | Management | ||
1.3 | Elect Director Nathan J. Jones | For | For | Management | ||
1.4 | Elect Director Arthur L. Kelly | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
STAPLES, INC. | ||||||
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: JUN 9, 2009 | Meeting Type: Annual | |||||
Record Date: APR 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||
1.2 | Elect Director Arthur M. Blank | For | For | Management | ||
1.3 | Elect Director Mary Elizabeth Burton | For | For | Management | ||
1.4 | Elect Director Justin King | For | For | Management | ||
1.5 | Elect Director Carol Meyrowitz | For | For | Management | ||
1.6 | Elect Director Rowland T. Moriarty | For | For | Management | ||
1.7 | Elect Director Robert C. Nakasone | For | For | Management | ||
1.8 | Elect Director Ronald L. Sargent | For | For | Management | ||
1.9 | Elect Director Elizabeth A. Smith | For | For | Management | ||
1.10 | Elect Director Robert E. Sulentic | For | For | Management | ||
1.11 | Elect Director Vijay Vishwanath | For | For | Management | ||
1.12 | Elect Director Paul F. Walsh | For | For | Management | ||
2 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
3 | Amend Nonqualified Employee Stock | For | For | Management | ||
Purchase Plan | ||||||
4 | Ratify Auditors | For | For | Management | ||
5 | Reincorporate in Another State [from | Against | Against | Shareholder | ||
Delaware to North Dakota] |
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM | Security ID: | 874039100 | |||
Meeting Date: JUN 10, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 13, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve 2008 Business Operations | For | For | Management |
Report, Financial Statements, and | ||||
Statutory Reports | ||||
2 | Approve 2008 Allocation of Income and | For | For | Management |
Dividends | ||||
3 | Approve Capitalization of 2008 | For | For | Management |
Dividends and Employee Profit Sharing | ||||
4 | Approve Amendment on the Procedures for For | For | Management | |
Loans to Other Parties and Procedures | ||||
for Endorsement and Guarantee | ||||
5.1 | Director Morris Chang | For | For | Management |
5.2 | Director F.c. Tseng | For | For | Management |
5.3 | Director Rick Tsai | For | For | Management |
5.4 | Director Tain-jy Chen | For | For | Management |
5.5 | Director P. Leahy Bonfield | For | For | Management |
5.6 | Director Stan Shih | For | For | Management |
5.7 | Director Ms. Carly Fiorina | For | For | Management |
5.8 | Director Thomas J Engibous | For | For | Management |
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS, INC. | ||||||
Ticker: | TXN | Security ID: | 882508104 | |||
Meeting Date: APR 16, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director J. R. Adams | For | For | Management | ||
2 | Elect Director D.L. Boren | For | For | Management | ||
3 | Elect Director D. A. Carp | For | For | Management | ||
4 | Elect Director C.S. Cox | For | For | Management | ||
5 | Elect Director D.R. Goode | For | For | Management | ||
6 | Elect Director S.P. MacMillan | For | For | Management | ||
7 | Elect Director P.H. Patsley | For | For | Management | ||
8 | Elect Director W.R. Sanders | For | For | Management | ||
9 | Elect Director R.J. Simmons | For | For | Management | ||
10 | Elect Director R.K. Templeton | For | For | Management | ||
11 | Elect Director C.T. Whitman | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Approve Omnibus Stock Plan | For | For | Management | ||
14 | Approve Non-Employee Director Omnibus | For | For | Management | ||
Stock Plan | ||||||
15 | Require Independent Board Chairman | Against | For | Shareholder |
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED | ||||||
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | |||||
Record Date: | APR 3, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director William C. Ballard, Jr. For | For | Management | |||
2 | Elect Director Richard T. Burke | For | For | Management |
3 | Elect Director Robert J. Darretta | For | For | Management |
4 | Elect Director Stephen J. Hemsley | For | For | Management |
5 | Elect Director Michele J. Hooper | For | For | Management |
6 | Elect Director Douglas W. Leatherdale | For | For | Management |
7 | Elect Director Glenn M. Renwick | For | For | Management |
8 | Elect Director Kenneth I. Shine, M.D. | For | For | Management |
9 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
VALERO ENERGY CORP. | ||||||
Ticker: | VLO | Security ID: 91913Y100 | ||||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jerry D. Choate | For | Against | Management | ||
1.2 | Elect Director William R. Klesse | For | Against | Management | ||
1.3 | Elect Director Donald L. Nickles | For | Against | Management | ||
1.4 | Elect Director Susan Kaufman Purcell | For | Against | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
4 | Stock Retention/Holding Period | Against | Against | Shareholder | ||
5 | Disclose Information on Compensation | Against | Against | Shareholder | ||
Consultant | ||||||
6 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
VENTAS, INC. | ||||||
Ticker: | VTR | Security ID: 92276F100 | ||||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Debra A. Cafaro | For | For | Management | ||
1.2 | Elect Director Douglas Crocker II | For | For | Management | ||
1.3 | Elect Director Ronald G. Geary | For | For | Management | ||
1.4 | Elect Director Jay M. Gellert | For | For | Management | ||
1.5 | Elect Director Robert D. Reed | For | For | Management | ||
1.6 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||
1.7 | Elect Director James D. Shelton | For | For | Management | ||
1.8 | Elect Director Thomas C. Theobald | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
VF CORP.
Ticker: | VFC | Security ID: | 918204108 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert J. Hurst | For | For | Management | ||
1.2 | Elect Director W. Alan McCollough | For | For | Management | ||
1.3 | Elect Director M. Rust Sharp | For | For | Management | ||
1.4 | Elect Director Raymond G. Viault | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WAL-MART STORES, INC. | ||||||
Ticker: | WMT | Security ID: 931142103 | ||||
Meeting Date: JUN 5, 2009 | Meeting Type: Annual | |||||
Record Date: APR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||
2 | Elect Director James W. Breyer | For | For | Management | ||
3 | Elect Director M. Michele Burns | For | For | Management | ||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||
5 | Elect Director Roger C. Corbett | For | For | Management | ||
6 | Elect Director Douglas N. Daft | For | For | Management | ||
7 | Elect Director Michael T. Duke | For | For | Management | ||
8 | Elect Director Gregory B. Penner | For | For | Management | ||
9 | Elect Director Allen I. Questrom | For | For | Management | ||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||
11 | Elect Director Arne M. Sorenson | For | For | Management | ||
12 | Elect Director Jim C. Walton | For | For | Management | ||
13 | Elect Director S. Robson Walton | For | For | Management | ||
14 | Elect Director Christopher J. Williams | For | For | Management | ||
15 | Elect Director Linda S. Wolf | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Amend EEO Policy to Prohibit | Against | Against | Shareholder | ||
Discrimination based on Sexual | ||||||
Orientation and Gender Identity | ||||||
18 | Pay For Superior Performance | Against | Against | Shareholder | ||
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation | ||||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||
21 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder | ||
Special Meetings | ||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE | ||
Ticker: | DIS | Security ID: 254687106 |
Meeting Date: MAR 10, 2009 | Meeting Type: Annual | |
Record Date: | JAN 9, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Susan E. Arnold | For | For | Management |
2 | Elect Director John E. Bryson | For | For | Management |
3 | Elect Director John S. Chen | For | For | Management |
4 | Elect Director Judith L. Estrin | For | For | Management |
5 | Elect Director Robert A. Iger | For | For | Management |
6 | Elect Director Steven P. Jobs | For | For | Management |
7 | Elect Director Fred H. Langhammer | For | For | Management |
8 | Elect Director Aylwin B. Lewis | For | For | Management |
9 | Elect Director Monica C. Lozano | For | For | Management |
10 | Elect Director Robert W. Matschullat | For | For | Management |
11 | Elect Director John E. Pepper , Jr. | For | For | Management |
12 | Elect Director Orin C. Smith | For | For | Management |
13 | Ratify Auditors | For | For | Management |
14 | Amend Omnibus Stock Plan | For | Against | Management |
15 | Amend Executive Incentive Bonus Plan | For | For | Management |
16 | Report on Political Contributions | Against | Against | Shareholder |
17 | Adopt a Policy in which the Company | Against | Against | Shareholder |
will not Make or Promise to Make Any | ||||
Death Benefit Payments to Senior | ||||
Executives | ||||
18 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. | ||||||
Ticker: | WMI | Security ID: 94106L109 | ||||
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 11, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Pastora San Juan | For | For | Management | ||
Cafferty | ||||||
1.2 | Elect Director Frank M. Clark, Jr. | For | For | Management | ||
1.3 | Elect Director Patrick W. Gross | For | For | Management | ||
1.4 | Elect Director John C. Pope | For | For | Management | ||
1.5 | Elect Director W. Robert Reum | For | For | Management | ||
1.6 | Elect Director Steven G. Rothmeier | For | For | Management | ||
1.7 | Elect Director David P. Steiner | For | For | Management | ||
1.8 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||
5 | Report on Political Contributions | Against | Against | Shareholder | ||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
-------------------------------------------------------------------------------- | ||
WAUSAU PAPER CORP | ||
Ticker: | WPP | Security ID: 943315101 |
Meeting Date: APR 16, 2009 | Meeting Type: Annual | ||||
Record Date: FEB 17, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director G. Watts Humphrey, Jr. | For | Withhold | Management | |
1.2 | Elect Director San W. Orr, Jr. | For | Withhold | Management |
--------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE | ||||||
Ticker: | WU | Security ID: | 959802109 | |||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Roberto G. Mendoza | For | For | Management | ||
1.2 | Elect Director Michael A. Miles, Jr. | For | For | Management | ||
1.3 | Elect Director Dennis Stevenson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. | ||||||
Ticker: | WWW | Security ID: | 978097103 | |||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 2, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alberto L. Grimoldi | For | For | Management | ||
1.2 | Elect Director Joseph R. Gromek | For | For | Management | ||
1.3 | Elect Director Brenda J. Lauderback | For | For | Management | ||
1.4 | Elect Director Shirley D. Peterson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
====================== DREYFUS GLOBAL EQUITY INCOME FUND =======================
ABERDEEN ASSET MANAGEMENT PLC | ||||||
Ticker: | ADN | Security ID: | G00434111 | |||
Meeting Date: JAN 22, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Final Dividend of 3.0 Pence Per For | For | Management | |||
Ordinary Share | ||||||
3 | Reappoint KPMG Audit plc as Auditors | For | For | Management | ||
and Authorise the Board to Determine |
4 | Re-elect Martin Gilbert as Director | For | For | Management |
5 | Re-elect Andrew Laing as Director | For | For | Management |
6 | Approve Remuneration Report | For | For | Management |
7 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities with | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 17,223,012 | ||||
8 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities without | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 3,584,924 | ||||
9 | Authorise 71,698,483 Ordinary Shares | For | For | Management |
for Market Purchase | ||||
10 | Authorise the Company and its | For | For | Management |
Subsidiaries to Make EU Political | ||||
Donations to Political Parties and/or | ||||
Independent Election Candidates, to | ||||
Political Organisations Other Than | ||||
Political Parties and to Incur EU | ||||
Political Expenditure up to GBP 100,000 |
--------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC | ||||||
Ticker: | ADN | Security ID: G00434111 | ||||
Meeting Date: APR 17, 2009 | Meeting Type: Special | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Acquisition by the Company of | For | For | Management | ||
the Target Business (Certain Assets and | ||||||
Businesses of the Traditional Asset | ||||||
Management Business of Credit Suisse, | ||||||
Comprising the Credit Suisse Companies | ||||||
and Certain Funds, Client Contracts and | ||||||
Credit Suisse Employees) | ||||||
2 | Approve Increase in Authorised Ordinary For | For | Management | |||
Share Capital from GBP 108,000,000 to | ||||||
GBP 208,000,000 | ||||||
3 | Authorise Issue of Equity with | For | For | Management | ||
Pre-emptive Rights up to a Maximum | ||||||
Nominal Amount of GBP 24,000,000 to | ||||||
Credit Suisse or its Nominees Pursuant | ||||||
to the Acquisition Agreement | ||||||
4 | Approve Aberdeen Asset Management plc | For | For | Management | ||
Deferred Share Plan 2009 | ||||||
5 | Approve Aberdeen Asset Management plc | For | For | Management | ||
Deferred Share Award Plan | ||||||
6 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Pre-emptive Rights Under a General | ||||||
Authority up to Aggregate Nominal | ||||||
Amount of GBP 41,986,244.90 and an | ||||||
Additional Amount Pursuant to a Rights |
Issue of up to GBP 33,429,254.10 | ||||
7 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities without | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 50,143,881.10 to | ||||
Persons Other than Existing Aberdeen | ||||
Shareholders |
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC | ||||||
Ticker: | ADM | Security ID: G0110T106 | ||||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Remuneration Report | For | For | Management | ||
3 | Approve Final Dividend of 26.5 Pence | For | For | Management | ||
Per Ordinary Share | ||||||
4 | Re-elect Henry Engelhardt as Director | For | For | Management | ||
5 | Re-elect Kevin Chidwick as Director | For | For | Management | ||
6 | Re-elect Manfred Aldag as Director | For | For | Management | ||
7 | Reappoint KPMG Audit plc as Auditors of For | For | Management | |||
the Company | ||||||
8 | Authorise Board to Fix Remuneration of | For | For | Management | ||
Auditors | ||||||
9 | Amend Senior Executive Restricted Share For | For | Management | |||
Plan | ||||||
10 | Amend Approved Executive Share Option | For | For | Management | ||
Plan | ||||||
11 | Amend Non-Approved Executive Share | For | For | Management | ||
Option Plan | ||||||
12 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Pre-emptive Rights Under a General | ||||||
Authority up to Aggregate Nominal | ||||||
Amount of GBP 88,300 and an Additional | ||||||
Amount Pursuant to a Rights Issue of up | ||||||
to GBP 88,300 | ||||||
13 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 13,246 | ||||||
14 | Authorise 13,246,000 Ordinary Shares | For | For | Management | ||
for Market Purchase | ||||||
15 | Approve That a General Meeting Other | For | For | Management | ||
Than an Annual General Meeting May Be | ||||||
Called on Not Less Than 14 Clear Days' | ||||||
Notice | ||||||
16 | Adopt New Articles of Association | For | For | Management | ||
17 | Amend Articles of Association by | For | For | Management | ||
Deleting All the Provisions of the | ||||||
Company's Memorandum of Association |
which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association |
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PCL | ||||||
Ticker: | ADVANC/F | Security ID: Y0014U183 | ||||
Meeting Date: APR 8, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 17, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | For | Did Not Vote Management | |||
2 | Approve Minutes of Previous AGM | For | Did Not Vote Management | |||
3 | Approve 2008 Operating Results | For | Did Not Vote Management | |||
4 | Accept Financial Statements and | For | Did Not Vote Management | |||
Statutory Reports | ||||||
5 | Approve Dividend of THB 6.30 Per Share | For | Did Not Vote Management | |||
6 | Authorize Issuance of Debentures Not | For | Did Not Vote Management | |||
Exceeding THB 15 Billion | ||||||
7 | Amend Corporate Purpose | For | Did Not Vote Management | |||
8.1 | Elect Somprasong Boonyachai as Director For | Did Not Vote Management | ||||
8.2 | Elect Aviruth Wongbuddhapitak as | For | Did Not Vote Management | |||
Director | ||||||
8.3 | Elect Tasanee Manorot as Director | For | Did Not Vote Management | |||
8.4 | Elect Allen Lew Yoong Keong as Director For | Did Not Vote Management | ||||
9 | Approve Remuneration of Directors | For | Did Not Vote Management | |||
10 | Approve KPMG Phoomchai Audit Ltd as | For | Did Not Vote Management | |||
Auditors and Authorize Board to Fix | ||||||
Their Remuneration | ||||||
11 | Approve Allotment of 1.15 Million | For | Did Not Vote Management | |||
Additional Ordinary Shares at THB 1.00 | ||||||
Each to be Reserved for the Exercise of | ||||||
Rights Pursuant to the ESOP Warrants | ||||||
12 | Other Business | For | Did Not Vote Management |
--------------------------------------------------------------------------------
AKER SOLUTIONS ASA (FORMERLY AKER KVAERNER)
Ticker: | AKSO | Security ID: | R0180X100 | |||
Meeting Date: APR 2, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting; Designate Inspector(s) of For | For | Management | |||
Minutes of Meeting | ||||||
2 | Receive Information about Company | None | None | Management | ||
Business | ||||||
3 | Approve Financial Statements and | For | For | Management | ||
Statutory Reports; Approve Allocation | ||||||
of Income and Dividends of NOK 1.60 per | ||||||
Share |
4 | Approve Remuneration Policy And Other | For | For | Management |
Terms of Employment For Executive | ||||
Management | ||||
5 | Approve Remuneration of Directors | For | For | Management |
6 | Approve Remuneration of Nominating | For | For | Management |
Committee | ||||
7 | Approve Remuneration of Auditors | For | For | Management |
8 | Elect Directors | For | Against | Management |
9 | Elect Members of Nominating Committee | For | For | Management |
10 | Amend Articles Regarding Notification | For | For | Management |
of General meeting | ||||
11 | Authorize Repurchase of Up to Ten | For | Against | Management |
Percent of Issued Share Capital and | ||||
Reissuance of Repurchased Shares |
--------------------------------------------------------------------------------
AKER SOLUTIONS ASA (FORMERLY AKER KVAERNER)
Ticker: | AKSO | Security ID: | R0180X100 | |||
Meeting Date: JUN 8, 2009 | Meeting Type: Special | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting; Designate Inspector(s) of For | For | Management | |||
Minutes of Meeting | ||||||
2 | Approve Transactions Between Aker | For | Against | Management | ||
Solutions AS and Companies within the | ||||||
Aker Group | ||||||
3 | Approve Issuance of Bonds up to | For | For | Management | ||
Aggregate Nominal Amount of NOK 2.5 | ||||||
Billion | ||||||
4 | Elect Directors (Bundled) | For | Against | Management |
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: | NLY | Security ID: | 035710409 | |||
Meeting Date: MAY 29, 2009 | Meeting Type: Annual | |||||
Record Date: | MAR 27, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director W. Denahan-Norris | For | For | Management | ||
1.2 | Elect Director Michael Haylon | For | For | Management | ||
1.3 | Elect Director Donnell A. Segalas | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AT&T INC | ||
Ticker: | T | Security ID: 00206R102 |
Meeting Date: APR 24, 2009 | Meeting Type: Annual |
Record Date: FEB 25, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Randall L. Stephenson | For | For | Management |
1.2 | Elect Director William F. Aldinger III | For | Against | Management |
1.3 | Elect Director Gilbert F. Amelio | For | Against | Management |
1.4 | Elect Director Reuben V. Anderson | For | For | Management |
1.5 | Elect Director James H. Blanchard | For | Against | Management |
1.6 | Elect Director August A. Busch III | For | For | Management |
1.7 | Elect Director Jaime Chico Pardo | For | Against | Management |
1.8 | Elect Director James P. Kelly | For | For | Management |
1.9 | Elect Director Jon C. Madonna | For | For | Management |
1.10 | Elect Director Lynn M. Martin | For | For | Management |
1.11 | Elect Director John B. McCoy | For | For | Management |
1.12 | Elect Director Mary S. Metz | For | For | Management |
1.13 | Elect Director Joyce M. Roche | For | For | Management |
1.14 | Elect Director Laura D Andrea Tyson | For | For | Management |
1.15 | Elect Director Patricia P. Upton | For | Against | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | Against | Shareholder |
Special Meetings | ||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder |
7 | Require Independent Board Chairman | Against | Against | Shareholder |
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation | ||||
9 | Exclude Pension Credits ftom Earnings | Against | For | Shareholder |
Performance Measure |
--------------------------------------------------------------------------------
BANCO ESTADO DO RIO GRANDE DO SUL SA | |||||
Ticker: | Security ID: | P12553247 | |||
Meeting Date: MAR 31, 2009 | Meeting Type: Annual/Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | Did Not Vote Management | ||
Statutory Reports for Fiscal Year Ended | |||||
Dec. 31, 2008 | |||||
2 | Approve Allocation of Income and | For | Did Not Vote Management | ||
Dividends; Approve Capital Budget; and | |||||
Ratify Payments on Interest on Capital | |||||
as well as its Effects on Dividends | |||||
3 | Elect Directors | For | Did Not Vote Management | ||
4 | Elect Fiscal Council Members and | For | Did Not Vote Management | ||
Respective Alternates | |||||
5 | Approve Remuneration of Non-Executive | For | Did Not Vote Management | ||
Directors, Executive Officers, and | |||||
Fiscal Council Members | |||||
6 | Authorize Capital Increase of BRL 300 | For | Did Not Vote Management | ||
Million via Capitalization of | |||||
Accumulated Earnings Reserve without | |||||
Issuance of Shares |
7 | Amend Articles 4, 5, and 18 Re: Capital For | Did Not Vote Management | |
Increase in Item 6, Number of | |||
Outstanding Shares, and Criteria for | |||
Remuneration of Directors | |||
8 | Transact Other Business | None | Did Not Vote Management |
--------------------------------------------------------------------------------
BANPU PUBLIC COMPANY LTD. | ||||||
Ticker: | BANPU | Security ID: Y0697Z111 | ||||
Meeting Date: APR 3, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 16, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Minutes of Previous AGM | For | For | Management | ||
2 | Accept Company's 2008 Performance | For | For | Management | ||
Result | ||||||
3 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
4 | Approve Allocation of Income and | For | For | Management | ||
Payment of Dividend of THB 12 Per Share | ||||||
5.1.1 Elect Soonthorn Vongkusolkit as | For | For | Management | |||
Director | ||||||
5.1.2 Elect Vitoon Vongkusolkit as Director | For | For | Management | |||
5.1.3 Elect Anothai Techamontrikul as | For | For | Management | |||
Director | ||||||
5.1.4 Elect Ongart Auapinyakul as Director | For | For | Management | |||
5.2 | Approve Remuneration of Directors | For | For | Management | ||
6 | Approve PricewaterhouseCoopers ABAS as | For | For | Management | ||
Auditors and Authorize Board to Fix | ||||||
Their Remuneration |
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO. | ||||||
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director L. Andreotti | For | For | Management | ||
2 | Elect Director L. B. Campbell | For | For | Management | ||
3 | Elect Director J. M. Cornelius | For | For | Management | ||
4 | Elect Director L. J. Freeh | For | For | Management | ||
5 | Elect Director L. H. Glimcher | For | For | Management | ||
6 | Elect Director M. Grobstein | For | For | Management | ||
7 | Elect Director L. Johansson | For | For | Management | ||
8 | Elect Director A. J. Lacy | For | For | Management | ||
9 | Elect Director V. L. Sato | For | For | Management | ||
10 | Elect Director T. D. West, Jr. | For | For | Management | ||
11 | Elect Director R. S. Williams | For | For | Management | ||
12 | Ratify Auditors | For | For | Management | ||
13 | Increase Disclosure of Executive | Against | Against | Shareholder |
Compensation | ||||
14 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
15 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
Special Meetings | ||||
16 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |
Officers' Compensation |
--------------------------------------------------------------------------------
BURSA MALAYSIA BHD. | ||||||
Ticker: | BURSA | Security ID: Y1028U102 | ||||
Meeting Date: APR 2, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 26, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports for the Financial | ||||||
Year Ended Dec. 31, 2008 | ||||||
2 | Elect Thillainathan a/l Ramasamy as | For | For | Management | ||
Director | ||||||
3 | Elect Cheah Tek Kuang as Director | For | For | Management | ||
4 | Elect Siti Sa'diah Binti Sheikh Bakir | For | For | Management | ||
as Director | ||||||
5 | Elect Izham Bin Yusoff as Director | For | For | Management | ||
6 | Elect Saiful Bahri Bin Zainuddin as | For | For | Management | ||
Director | ||||||
7 | Elect Ong Leong Huat @ Wong Joo Hwa as | For | For | Management | ||
Director | ||||||
8 | Approve Final Dividend of MYR 0.078 Per For | Against | Management | |||
Share for the Financial Year Ended Dec. | ||||||
31, 2008 | ||||||
9 | Approve Remuneration of Directors in | For | For | Management | ||
the Amount of MYR 60,000 for the | ||||||
Non-Executive Chairman and MYR 40,000 | ||||||
for Each of the Non-Executive Directors | ||||||
for the Financial Year Ended Dec. 31, | ||||||
2008 | ||||||
10 | Approve Ernst & Young as Auditors and | For | For | Management | ||
Authorize Board to Fix Their | ||||||
Remuneration | ||||||
11 | Approve Issuance of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Preemptive Rights in Any Amount Up to | ||||||
10 Percent of Issued Share Capital | ||||||
12 | Authorize Repurchase of Up to 10 | For | For | Management | ||
Percent of Issued Share Capital | ||||||
13 | Elect Mohamed Dzaiddin Bin Haji | For | For | Management | ||
Abdullah as Director |
-------------------------------------------------------------------------------- | ||
CABLE & WIRELESS PLC | ||
Ticker: | CWPUF | Security ID: G17416127 |
Meeting Date: JUL 18, 2008 Meeting Type: Annual | ||||
Record Date: | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Management |
Statutory Reports | ||||
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 5.0 Pence Per For | For | Management | |
Ordinary Share | ||||
4 | Re-elect Richard Lapthorne as Director | For | For | Management |
5 | Re-elect George Battersby as Director | For | For | Management |
6 | Re-elect Kate Nealon as Director | For | For | Management |
7 | Re-elect Tony Rice as Director | For | For | Management |
8 | Re-elect Agnes Touraine as Director | For | For | Management |
9 | Reappoint KPMG Audit plc as Auditors of For | For | Management | |
the Company | ||||
10 | Authorise Board to Fix Remuneration of | For | For | Management |
Auditors | ||||
11 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities with | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 207,654,721 | ||||
12 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities without | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 31,719,031 | ||||
13 | Approve Scrip Dividend Program; | For | For | Management |
Capitalise Reserves to Members of the | ||||
Company (Scrip Dividends) | ||||
14 | Adopt New Articles of Association | For | For | Management |
15 | Authorise 249,000,000 Ordinary Shares | For | For | Management |
for Market Purchase | ||||
16 | Authorise Company and its Subsidiaries | For | For | Management |
to Make EU Political Donations to | ||||
Political Parties or Independent | ||||
Election Candidates up to GBP 0.1M, to | ||||
Political Org. Other Than Political | ||||
Parties up to GBP 0.1M and Incur EU | ||||
Political Expenditure up to GBP 0.1M |
--------------------------------------------------------------------------------
CAL-MAINE FOODS, INC. | ||||||
Ticker: | CALM | Security ID: | 128030202 | |||
Meeting Date: OCT 2, 2008 | Meeting Type: Annual | |||||
Record Date: AUG 14, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Fred R. Adams, Jr. | For | For | Management | ||
1.2 | Elect Director Richard K. Looper | For | For | Management | ||
1.3 | Elect Director Adolphus B. Baker | For | For | Management | ||
1.4 | Elect Director Timothy A. Dawson | For | For | Management | ||
1.5 | Elect Director R. Faser Triplett | For | For | Management | ||
1.6 | Elect Director Letitia C. Hughes | For | For | Management | ||
1.7 | Elect Director James E. Poole | For | For | Management |
2 | Amend Certificate of Incorporation to | For | Against | Management |
Provide for Equal Dividends on a Per | ||||
Share Basis | ||||
3 | Phase out Sales of Eggs from Battery | Against | Against | Shareholder |
Cage Hens |
--------------------------------------------------------------------------------
CLINICA BAVIERA, SA. | |||||
Ticker: | Security ID: E3240H101 | ||||
Meeting Date: JUN 29, 2009 | Meeting Type: Annual | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Individual and Consolidated | For | For | Management | |
Financial Statements, and Allocation of | |||||
Income | |||||
2 | Approve Discharge of Directors | For | For | Management | |
3 | Elect Diego Ramos Pascual as Director | For | For | Management | |
4 | Approve Directors' Remuneration Report | For | For | Management | |
5 | Amend Article 22 of Company Bylaws Re: | For | For | Management | |
Director Remuneration | |||||
6 | Authorize Repurchase of Shares | For | For | Management | |
7 | Reelect Auditors | For | For | Management | |
8 | Authorize Board to Ratify and Execute | For | For | Management | |
Approved Resolutions | |||||
9 | Approve Minutes of Meeting | For | For | Management |
--------------------------------------------------------------------------------
CNOOC LTD | ||||||
Ticker: | CEOHF | Security ID: Y1662W117 | ||||
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | |||||
Record Date: MAY 19, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Final Dividend | For | For | Management | ||
3a | Reelect Wu Guangqi as Executive | For | For | Management | ||
Director | ||||||
3b | Reelect Cao Xinghe as Non-Executive | For | For | Management | ||
Director | ||||||
3c | Reelect Wu Zhenfang as Non-Executive | For | For | Management | ||
Director | ||||||
3d | Reelect Edgar W. K. Cheng as | For | For | Management | ||
Independent Non-Executive Director | ||||||
3e | Authorize the Board to Fix Remuneration For | For | Management | |||
of Directors | ||||||
4 | Reappoint Auditors and Authorize the | For | For | Management | ||
Board to Fix Their Remuneration | ||||||
5 | Authorize Repurchase of Up to 10 | For | For | Management | ||
Percent of Issued Share Capital |
6 | Approve Issuance of Equity or | For | Against | Management |
Equity-Linked Securities without | ||||
Preemptive Rights | ||||
7 | Authorize Reissuance of Repurchased | For | Against | Management |
Shares | ||||
8 | Amend Articles of Association | For | For | Management |
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA | |||||
Ticker: | Security ID: | P28269101 | |||
Meeting Date: JUL 21, 2008 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect a Director and Fiscal Council | For | Did Not Vote Management | ||
Member | |||||
2 | Approve Donation of Real Estate and | For | Did Not Vote Management | ||
Land in Areado, MG Back to that | |||||
Municipality | |||||
3 | Approve Donation of Real Estate and | For | Did Not Vote Management | ||
Land in Campestre, MG Back to that | |||||
Municipality |
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA | |||||
Ticker: | Security ID: | P28269101 | |||
Meeting Date: NOV 24, 2008 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect a Principal and an Alternate | For | Did Not Vote Management | ||
Fiscal Council Member | |||||
2 | Ratify Administrative Bidding Process | For | Did Not Vote Management | ||
DVLI 1020080124 in the Amount of BRL | |||||
118.95 Million | |||||
3 | Approve Bids Resulting from | For | Did Not Vote Management | ||
Administrative Bidding Process DVLI | |||||
1020080124 | |||||
4 | Authorize Increase in Share Capital and For | Did Not Vote Management | |||
Amend Article 5 Accordingly |
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA | |||
Ticker: | Security ID: P28269101 | ||
Meeting Date: APR 28, 2009 | Meeting Type: Annual/Special | ||
Record Date: | |||
# | Proposal | Mgt Rec Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Management |
Statutory Reports for Fiscal Year Ended | ||||
Dec. 31, 2008 | ||||
2 | Approve Allocation of Income and | For | Against | Management |
Dividends | ||||
3 | Approve Investments Planned for the | For | For | Management |
Company's Subsidiaries Over the | ||||
2009-2010 Period | ||||
4 | Elect Directors and Fiscal Council | For | For | Management |
Members | ||||
5 | Amend Articles 1, 5, and 21 | For | For | Management |
6 | Approve Divend Policy | For | Against | Management |
7 | Approve Remuneration of Executive | For | For | Management |
Officers, Non-Executive Directors, and | ||||
Fiscal Council Members | ||||
8 | Approve Bidding Process for Facilities | For | For | Management |
Expansion Woth Up to BRL 162 Million | ||||
9 | Approve EUR 100 Million Financing from | For | For | Management |
KfW Bank | ||||
10 | Approve Donation of Real Estate Assets | For | For | Management |
in Gouveia, Minas Gerais | ||||
11 | Approve Donation of Real Estate Assets | For | For | Management |
in Augusto de Lima, Minas Gerais |
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: | DBSDF | Security ID: | Y20246107 | |||
Meeting Date: APR 8, 2009 | Meeting Type: Special | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Authorize Share Repurchase Program | For | Did Not Vote Management | |||
2 | Approve Extension and Modification of | For | Did Not Vote Management | |||
the DBSH Share Plan | ||||||
3 | Amend Articles of Association | For | Did Not Vote Management | |||
4 | Approve Issuance of Shares, New NRPS | For | Did Not Vote Management | |||
and New RPS Pursuant to the DBSH Scrip | ||||||
Dividend Scheme |
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Ticker: | DBSDF | Security ID: Y20246107 | ||||
Meeting Date: APR 8, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Adopt Financial Statements and | For | Did Not Vote Management | |||
Directors' and Auditors' Reports | ||||||
2 | Declare Final Dividend of SGD 0.14 Per | For | Did Not Vote Management | |||
Share | ||||||
3a | Approve Directors' Fees of SGD 1.5 | For | Did Not Vote Management |
Million (2007: SGD 1.7 Million) | |||
3b | Approve Special Remuneration of SGD 2.0 For | Did Not Vote Management | |
Million for Koh Boon Hwee | |||
4 | Reappoint PricewaterhouseCoopers LLC as For | Did Not Vote Management | |
Auditors and Authorize Board to Fix | |||
Their Remuneration | |||
5a | Reelect Koh Boon Hwee as Director | For | Did Not Vote Management |
5b | Reelect Christopher Cheng Wai Chee as | For | Did Not Vote Management |
Director | |||
6a | Reelect Richard Daniel Stanley as | For | Did Not Vote Management |
Director | |||
6b | Reelect Euleen Goh Yiu Kiang as | For | Did Not Vote Management |
Director | |||
6c | Reelect Bart Joseph Broadman as | For | Did Not Vote Management |
Director | |||
7 | Reelect Andrew Robert Fowell Buxton as | For | Did Not Vote Management |
Director | |||
8a | Approve Issuance of Shares and/or Grant For | Did Not Vote Management | |
Awards Pursuant to the DBSH Share | |||
Option Plan and/or the DBSH Share Plan | |||
8b | Approve Issuance of Shares Under | For | Did Not Vote Management |
Preemptive Rights |
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG | ||||||
Ticker: | DB1 | Security ID: D1882G119 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports for Fiscal 2008 | ||||||
(Non-Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 2.10 per Share | ||||||
3 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 | ||||||
4 | Approve Discharge of Supervisory Board | For | For | Management | ||
for Fiscal 2008 | ||||||
5a | Elect Richard Berliand to the | For | For | Management | ||
Supervisory Board | ||||||
5b | Elect Joachim Faber to the Supervisory | For | For | Management | ||
Board | ||||||
5c | Elect Manfred Gentz to the Supervisory | For | For | Management | ||
Board | ||||||
5d | Elect Richard Hayden to the Supervisory For | For | Management | |||
Board | ||||||
5e | Elect Craig Heimark to the Supervisory | For | For | Management | ||
Board | ||||||
5f | Elect Konrad Hummler to the Supervisory For | For | Management | |||
Board | ||||||
5g | Elect David Krell to the Supervisory | For | For | Management | ||
Board | ||||||
5h | Elect Hermann-Josef Lamberti to the | For | For | Management |
Supervisory Board | ||||
5i | Elect Friedrich Merz to the Supervisory For | For | Management | |
Board | ||||
5j | Elect Thomas Neisse to the Supervisory | For | For | Management |
Board | ||||
5k | Elect Gerhard Roggemann to the | For | For | Management |
Supervisory Board | ||||
5l | Elect Erhard Schipporeit to the | For | For | Management |
Supervisory Board | ||||
6 | Authorize Share Repurchase Program and | For | For | Management |
Reissuance or Cancellation of | ||||
Repurchased Shares; Authorize Use of | ||||
Financial Derivatives When Repurchasing | ||||
Shares | ||||
7a | Amend Articles Re: Terms of Convocation For | For | Management | |
of Annual Meeting due to New German | ||||
Legislation (Law on Transposition of EU | ||||
Shareholders' Rights Directive) | ||||
7b | Amend Articles Re: Voting Rights | For | For | Management |
Representation at the Annual Meeting | ||||
due to New German Legislation (Law on | ||||
Transposition of EU Shareholders' | ||||
Rights Directive) | ||||
7c | Amend Articles Re: Audio and Video | For | For | Management |
Transmission of Annual Meeting due to | ||||
New German Legislation (Law on | ||||
Transposition of EU Shareholders' | ||||
Rights Directive) | ||||
8 | Ratify KPMG AG as Auditors for Fiscal | For | For | Management |
2009 |
--------------------------------------------------------------------------------
DEUTSCHE POST AG | ||||||
Ticker: | DPW | Security ID: D19225107 | ||||
Meeting Date: APR 21, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports for Fiscal 2008 | ||||||
(Non-Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.60 per Share | ||||||
3 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 | ||||||
4 | Approve Discharge of Supervisory Board | For | For | Management | ||
for Fiscal 2008 | ||||||
5 | Ratify PricewaterhouseCoopers AG as | For | For | Management | ||
Auditors for Fiscal 2009 | ||||||
6 | Authorize Share Repurchase Program and | For | For | Management | ||
Reissuance or Cancellation of | ||||||
Repurchased Shares | ||||||
7 | Authorize Use of Financial Derivatives | For | For | Management | ||
when Repurchasing Shares |
8 | Approve Creation of EUR 240 Million | For | For | Management |
Pool of Capital without Preemptive | ||||
Rights | ||||
9a | Elect Ulrich Schroeder to the | For | For | Management |
Supervisory Board | ||||
9b | Elect Henning Kagermann to the | For | For | Management |
Supervisory Board | ||||
9c | Elect Stefan Schulte to the Supervisory For | For | Management | |
Board | ||||
10 | Amend Articles Re: Proxy Voting and | For | For | Management |
Location of General Meeting |
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG | ||||||
Ticker: | DTLSF | Security ID: D2035M136 | ||||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports for Fiscal 2008 | ||||||
(Non-Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.78 per Share | ||||||
3 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 | ||||||
4 | Approve Postponement of Discharge for | For | For | Management | ||
Former Supervisory Board Member Klaus | ||||||
Zumwinkel for Fiscal 2008 | ||||||
5 | Approve Discharge of Supervisory Board | For | For | Management | ||
Members, Excluding Klaus Zumwinkel, for | ||||||
Fiscal 2008 | ||||||
6 | Ratify PricewaterhouseCoopers AG as | For | For | Management | ||
Auditors for Fiscal 2009 | ||||||
7 | Authorize Share Repurchase Program and | For | For | Management | ||
Reissuance or Cancellation of | ||||||
Repurchased Shares | ||||||
8 | Elect Joerg Asmussen to the Supervisory For | For | Management | |||
Board | ||||||
9 | Elect Ulrich Schroeder to the | For | For | Management | ||
Supervisory Board | ||||||
10 | Approve Affiliation Agreements with | For | For | Management | ||
Subsidiary Interactive Media CCSP GmbH | ||||||
11 | Approve Creation of EUR 2.2 Billion | For | For | Management | ||
Pool of Capital without Preemptive | ||||||
Rights | ||||||
12 | Approve Creation of EUR 38.4 Million | For | For | Management | ||
Pool of Capital without Preemptive | ||||||
Rights | ||||||
13 | Amend Articles Re: Audio/Video | For | For | Management | ||
Transmission of Annual Meeting due to | ||||||
New German Legislation (Law on | ||||||
Transposition of EU Shareholders' | ||||||
Rights Directive) |
14 | Amend Articles Re: Attestation of | For | For | Management |
Shareholding and Voting Rights | ||||
Representation at Annual Meeting due to | ||||
New German Legislation (Law on | ||||
Transposition of EU Shareholders' | ||||
Rights Directive) |
--------------------------------------------------------------------------------
ELI LILLY AND CO. | ||||||
Ticker: | LLY | Security ID: | 532457108 | |||
Meeting Date: APR 20, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 13, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Martin S. Feldstein | For | Withhold | Management | ||
1.2 | Elect Director J. Erik Fyrwald | For | Withhold | Management | ||
1.3 | Elect Director Ellen R. Marram | For | Withhold | Management | ||
1.4 | Elect Director Douglas R. Oberhelman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Declassify the Board of Directors | For | For | Management | ||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
5 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||
6 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||
Articles/Bylaws/Charter | ||||||
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
ELISA CORPORATION (FRM.HPY HOLDING) | ||||||
Ticker: | ELI1V | Security ID: X1949T102 | ||||
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Calling the Meeting to Order | None | None | Management | ||
3 | Designate Inspector or Shareholder | For | For | Management | ||
Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting For | For | Management | |||
5 | Prepare and Approve List of | For | For | Management | ||
Shareholders | ||||||
6 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports; Receive Board's | ||||||
Report; Receive Auditor's Report; | ||||||
Receive CEO's Review | ||||||
7 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
8 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.60 Per Share | ||||||
9 | Approve Discharge of Board and | For | For | Management | ||
President |
10 | Approve Remuneration of Directors in | For | For | Management |
the Monthly Amount of EUR 9,000 for | ||||
Chair, EUR 6,000 for Vice-chair and | ||||
Chairman of Audit Committee, and EUR | ||||
5,000 for Other Directors; Approve | ||||
Attendance Fee | ||||
11 | Fix Number of Directors at 6 | For | For | Management |
12 | Reelect Risto Siilasmaa, Pertti | For | Against | Management |
Korhonen, Eira Palin-Lehtinen and Ossi | ||||
Virolainen as Directors; Elect Ari | ||||
Lehtoranta and Raimo Lind as New | ||||
Directors | ||||
13 | Approve Remuneration of Auditors | For | Against | Management |
14 | Fix Number of Auditors at One | For | For | Management |
15 | Ratify KPMG Oy Ab as Auditors | For | For | Management |
16 | Amend Corporate Purpose | For | For | Management |
17 | Authorize EUR 150 Million Distribution | For | For | Management |
from Shareholders' Equity | ||||
18 | Authorize Repurchase of up to 15 | For | For | Management |
Million Issued Shares | ||||
19 | Approve Issuance of Up to 50 Million | For | Against | Management |
Shares without Preemptive Rights | ||||
20 | Close Meeting | None | None | Management |
--------------------------------------------------------------------------------
ENI SPA | ||||||
Ticker: | ENI | Security ID: | T3643A145 | |||
Meeting Date: APR 30, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements, | For | Did Not Vote Management | |||
Consolidated Financial Statements, and | ||||||
Statutory Reports | ||||||
2 | Approve Allocation of Income | For | Did Not Vote Management |
--------------------------------------------------------------------------------
FORDING CANADIAN COAL TRUST | ||||||
Ticker: | FDG.U | Security ID: | 345425102 | |||
Meeting Date: SEP 30, 2008 | Meeting Type: Special | |||||
Record Date: AUG 26, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Plan of Arrangement: | For | For | Management | ||
Acquisition by Teck Cominco Limited |
--------------------------------------------------------------------------------
FRANCE TELECOM
Ticker: | FTE | Security ID: F4113C103 | ||||
Meeting Date: MAY 26, 2009 | Meeting Type: Annual/Special | |||||
Record Date: MAY 21, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Financial Statements and | For | For | Management | ||
Discharge Directors | ||||||
2 | Accept Consolidated Financial | For | For | Management | ||
Statements and Statutory Reports | ||||||
3 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 1.40 per Share | ||||||
4 | Approve Auditors' Special Report | For | Against | Management | ||
Regarding Related-Party Transactions | ||||||
5 | Renew Appointment of Ernst and Young | For | For | Management | ||
Audit as Auditor | ||||||
6 | Renew Appointment of Auditex as | For | For | Management | ||
Alternate Auditor | ||||||
7 | Renew Appointment of Deloitte and | For | For | Management | ||
Associes as Auditor | ||||||
8 | Renew Appointment of BEAS as Alternate | For | For | Management | ||
Auditor | ||||||
9 | Authorize Repurchase of Up to 10 | For | For | Management | ||
Percent of Issued Share Capital | ||||||
10 | Amend Article 13 of Bylaws Re: | For | For | Management | ||
Shareholding Requirements for Directors | ||||||
11 | Authorize Issuance of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Preemptive Rights up to Aggregate | ||||||
Nominal Amount of EUR 2 Billion | ||||||
12 | Authorize Issuance of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Preemptive Rights, with the Possibility | ||||||
Not to Offer them to the Public, up to | ||||||
Aggregate Nominal Amount of EUR 1.5 | ||||||
Billion | ||||||
13 | Authorize Board to Increase Capital in | For | For | Management | ||
the Event of Additional Demand Related | ||||||
to Delegation Submitted to Shareholder | ||||||
Vote Above | ||||||
14 | Authorize Capital Increase of Up to EUR For | For | Management | |||
1.5 Billion for Future Exchange Offers | ||||||
15 | Authorize Capital Increase of up to 10 | For | For | Management | ||
Percent of Issued Capital for Future | ||||||
Acquisitions | ||||||
16 | Authorize Capital Increase of up to EUR For | For | Management | |||
70 Million Reserved for Holders of | ||||||
Orange SA Stock Options or Shares in | ||||||
Connection with France Telecom | ||||||
Liquidity Agreement | ||||||
17 | Authorize up to EUR 1 Million for | For | For | Management | ||
Issuance of Free Option-Based Liquidity | ||||||
Instruments Reserved for Holders of | ||||||
Orange SA Stock Options Benefitting | ||||||
from a Liquidity Agreement | ||||||
18 | Set Global Limit for Capital Increase | For | For | Management | ||
to Result from All Issuance Requests at | ||||||
EUR 3.5 Billion |
19 | Approve Issuance of Securities | For | For | Management |
Convertible into Debt up to an | ||||
Aggregate Amount of EUR 7 Billion | ||||
20 | Authorize Capitalization of Reserves of For | For | Management | |
Up to EUR 2 Billion for Bonus Issue or | ||||
Increase in Par Value | ||||
21 | Authorize up to 1 Percent of Issued | For | Against | Management |
Capital for Use in Restricted Stock | ||||
Plan | ||||
22 | Approve Employee Stock Purchase Plan | For | For | Management |
23 | Approve Reduction in Share Capital via | For | For | Management |
Cancellation of Repurchased Shares | ||||
24 | Authorize Filing of Required | For | For | Management |
Documents/Other Formalities |
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC | ||||||
Ticker: | GLAXF | Security ID: G3910J112 | ||||
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Remuneration Report | For | For | Management | ||
3 | Elect James Murdoch as Director | For | For | Management | ||
4 | Re-elect Larry Culp as Director | For | For | Management | ||
5 | Re-elect Sir Crispin Davis as Director | For | For | Management | ||
6 | Re-elect Dr Moncef Slaoui as Director | For | For | Management | ||
7 | Re-elect Tom de Swaan as Director | For | For | Management | ||
8 | Reappoint PricewaterhouseCoopers LLP as For | For | Management | |||
Auditors of the Company | ||||||
9 | Authorise the Audit Committee to Fix | For | For | Management | ||
Remuneration of Auditors | ||||||
10 | Authorise the Company and its | For | For | Management | ||
Subsidiaries to Make EU Political | ||||||
Donations to Political Organisations | ||||||
Other than Political Parties up to GBP | ||||||
50,000 and to Incur EU Political | ||||||
Expenditure up to GBP 50,000 | ||||||
11 | Authorise Issue of Equity with | For | For | Management | ||
Pre-emptive Rights Under a General | ||||||
Authority up to GBP 432,359,137 and an | ||||||
Additional Amount Pursuant to a Rights | ||||||
Issue of up to GBP 864,692,333 After | ||||||
Deducting Any Securities Issued Under | ||||||
the General Authority | ||||||
12 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 64,854,519 | ||||||
13 | Authorise 518,836,153 Ordinary Shares | For | For | Management | ||
for Market Purchase | ||||||
14 | Approve the Exemption from Statement of For | For | Management |
the Name of the Senior Statutory | ||||
Auditor in Published Copies of the | ||||
Auditor's Reports | ||||
15 | Approve That a General Meeting of the | For | For | Management |
Company Other Than an Annual General | ||||
Meeting May Be Called on Not Less Than | ||||
14 Clear Days' Notice | ||||
16 | Approve GlaxoSmithKline 2009 | For | For | Management |
Performance Share Plan | ||||
17 | Approve GlaxoSmithKline 2009 Share | For | For | Management |
Option Plan | ||||
18 | Approve GlaxoSmithKline 2009 Deferred | For | For | Management |
Annual Bonus Plan |
--------------------------------------------------------------------------------
GOLD FIELDS LIMITED | ||||||
Ticker: | GFIOF | Security ID: S31755101 | ||||
Meeting Date: NOV 12, 2008 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports for Year Ended June | ||||||
30, 2008 | ||||||
2 | Reelect DN Murray as Director | For | For | Management | ||
3 | Reelect CI von Christerson as Director | For | For | Management | ||
4 | Reelect GM Wilson as Director | For | For | Management | ||
5 | Reelect AJ Wright as Director | For | For | Management | ||
6 | Place Authorized But Unissued Ordinary | For | For | Management | ||
Shares under Control of Directors | ||||||
7 | Place Authorized But Unissued | For | For | Management | ||
Non-Convertible Redeemable Shares under | ||||||
Control of Directors | ||||||
8 | Approve Issuance of Shares without | For | For | Management | ||
Preemptive Rights up to a Maximum of 10 | ||||||
Percent of Issued Capital | ||||||
9 | Award Non-Executive Directors with | For | For | Management | ||
Share Rights in Accordance with The | ||||||
Gold Fields Limited 2005 Non-Executive | ||||||
Share Plan | ||||||
10 | Approve Increase in Directors' Fees | For | For | Management | ||
11 | Authorize Repurchase of Up to 20 | For | For | Management | ||
Percent of Issued Share Capital |
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD. | ||||
Ticker: | Security ID: G4587L109 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||
Record Date: | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and | For | For | Management |
Directors' and Auditors' Reports and | ||||
Declare a Final Dividend | ||||
2 | Reelect Mark Greenberg as Director | For | Against | Management |
3 | Reelect R C Kwok as Director | For | Against | Management |
4 | Reelect Lord Powell of Bayswater as | For | Against | Management |
Director | ||||
5 | Reelect Percy Weatherall as Director | For | Against | Management |
6 | Approve Auditors and Authorize Board to For | Against | Management | |
Fix Their Remuneration | ||||
7 | Approve Issuance of Equity or | For | For | Management |
Equity-Linked Securities with or | ||||
without Preemptive Rights | ||||
8 | Authorize Share Repurchase Program | For | For | Management |
--------------------------------------------------------------------------------
HOPEWELL HIGHWAY INFRASTRUCTURE LTD | |||||
Ticker: | Security ID: G45995100 | ||||
Meeting Date: OCT 13, 2008 | Meeting Type: Annual | ||||
Record Date: OCT 3, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Consolidated Financial | For | For | Management | |
Statements and Statutory Reports | |||||
2a | Approve Final Dividend of HK$0.13 Per | For | For | Management | |
Share | |||||
2b | Approve Special Dividend of HK$0.28 Per For | For | Management | ||
Share | |||||
3a1 | Reelect Leo Kwok Kee Leung as Director | For | For | Management | |
3a2 | Reelect Cheng Hui Jia as Director | For | For | Management | |
3a3 | Reeelect Kojiro Nakahara as Director | For | For | Management | |
3a4 | Reelect Barry Chung Tat Mok as Director For | For | Management | ||
3b | Approve Proposal Not to Fill Up the | For | For | Management | |
Vacated Office Resulting from the | |||||
Retirement of Lijia Huang as Director | |||||
3c | Approve Remuneration of Directors | For | For | Management | |
4 | Reappoint Deloitte Touche Tohmatsu as | For | For | Management | |
Auditors and Authorize Board to Fix | |||||
Their Remuneration | |||||
5a | Authorize Repurchase of Up to 10 | For | For | Management | |
Percent of Issued Share Capital | |||||
5b | Approve Issuance of Equity or | For | Against | Management | |
Equity-Linked Securities without | |||||
Preemptive Rights | |||||
5c | Authorize Reissuance of Repurchased | For | Against | Management | |
Shares |
--------------------------------------------------------------------------------
HTC CORPORATION | ||
Ticker: | 2498 | Security ID: Y3194T109 |
Meeting Date: JUN 19, 2009 | Meeting Type: Annual |
Record Date: APR 20, 2009 | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve 2008 Business Reports and | For | For | Management |
Financial Statements | ||||
2 | Approve 2008 Allocation of Income and | For | For | Management |
Dividends | ||||
3 | Approve Capitalization of 2008 | For | For | Management |
Dividends and Employee Profit Sharing | ||||
4 | Amend Articles of Association | For | For | Management |
5 | Approve Amendment on the Procedures for For | For | Management | |
Asset Acquisition and Disposal | ||||
6 | Approve Amendments on the Procedures | For | For | Management |
for Derivatives | ||||
7 | Approve Amendment on the Procedures for For | For | Management | |
Loans to Other Parties | ||||
8 | Approve Amendment on the Procedures for For | For | Management | |
Endorsement and Guarantee | ||||
9 | Elect Hochen Tan with ID No. D101161444 For | For | Management | |
as Director | ||||
10 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD. | |||||
Ticker: | ICL | Security ID: M5920A109 | |||
Meeting Date: NOV 10, 2008 | Meeting Type: Special | ||||
Record Date: OCT 26, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Director/Officer Liability and For | For | Management | ||
Indemnification Insurance |
--------------------------------------------------------------------------------
K+S AKTIENGESELLSCHAFT | ||||||
Ticker: | SDF | Security ID: D48164103 | ||||
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | |||||
Record Date: APR 22, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports for Fiscal 2008 | ||||||
(Non-Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 2.40 per Share | ||||||
3 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 | ||||||
4 | Approve Discharge of Supervisory Board | For | For | Management | ||
for Fiscal 2008 | ||||||
5 | Ratify Deloitte & Touche GmbH as | For | For | Management | ||
Auditors for Fiscal 2009 | ||||||
6 | Approve Issuance of Warrants/Bonds with For | For | Management |
Warrants Attached/Convertible Bonds | ||||
without Preemptive Rights up to | ||||
Aggregate Nominal Amount of EUR 1.5 | ||||
Billion; Approve Creation of EUR 16.5 | ||||
Million Pool of Capital to Guarantee | ||||
Conversion Rights | ||||
7 | Authorize Share Repurchase Program and | For | For | Management |
Reissuance or Cancellation of | ||||
Repurchased Shares | ||||
8 | Approve Remuneration of Supervisory | For | For | Management |
Board | ||||
9 | Amend Articles Re: Convocation of, | For | For | Management |
Participation in, and Voting Rights | ||||
Representation at the Annual Meeting | ||||
due to New German Legislation (Law on | ||||
Transposition of EU Shareholders' | ||||
Rights Directive) |
--------------------------------------------------------------------------------
LG TELECOM CO. LTD. | ||||||
Ticker: | 32640 | Security ID: | Y5276R125 | |||
Meeting Date: MAR 20, 2009 | Meeting Type: Annual | |||||
Record Date: DEC 31, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Appropriation of Income and | For | For | Management | ||
Dividend of KRW 200 per Share | ||||||
2 | Amend Articles of Incorporation | For | For | Management | ||
Regarding Business Objectives, Public | ||||||
Notice for Shareholder Meeting, | ||||||
Executive Committeemen, Audit | ||||||
Committee, and Remuneration and | ||||||
Severance Payments of Directors | ||||||
3 | Elect Two Outside Directors | For | For | Management | ||
4 | Elect Two Members of Audit Committee | For | For | Management | ||
5 | Approve Total Remuneration of Inside | For | For | Management | ||
Directors and Outside Directors | ||||||
6 | Amend Terms of Severance Payments to | For | Against | Management | ||
Executives |
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST | ||||||
Ticker: | MLT | Security ID: | Y5759Q107 | |||
Meeting Date: JUL 18, 2008 | Meeting Type: Special | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Rights Issue by Mapletree | For | For | Management | ||
Logistics Trust Management Ltd., as | ||||||
Manager of the Company, of | ||||||
Approximately 831.1 Million Units in |
the Company to Unitholders | ||||
2 | Approve Whitewash Resolution | For | For | Management |
3 | Approve Issuance of Shares without | For | For | Management |
Preemptive Rights |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: APR 28, 2009 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Elect Director Leslie A. Brun | For | For | Management | ||
2 | Elect Director Thomas R. Cech | For | For | Management | ||
3 | Elect Director Richard T. Clark | For | For | Management | ||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||
6 | Elect Director William B. Harrison, Jr. For | For | Management | |||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||
8 | Elect Director William N. Kelley | For | For | Management | ||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||
10 | Elect Director Carlos E. Represas | For | For | Management | ||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||
13 | Elect Director Samuel O. Thier | For | For | Management | ||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||
15 | Elect Director Peter C. Wendell | For | For | Management | ||
16 | Ratify Auditors | For | For | Management | ||
17 | Fix Number of Directors | For | For | Management | ||
18 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||
19 | Require Independent Lead Director | Against | Against | Shareholder | ||
20 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: | MUV2 | Security ID: D55535104 | ||||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1a | Receive Supervisory Board, Corporate | None | None | Management | ||
Governance, and Remuneration Reports | ||||||
for Fiscal 2008 (Non-Voting) | ||||||
1b | Receive Financial Statements and | None | None | Management | ||
Statutory Reports for Fiscal 2008 | ||||||
(Non-Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 5.50 per Share | ||||||
3 | Approve Discharge of Management Board | For | For | Management | ||
for Fiscal 2008 |
4 | Approve Discharge of Supervisory Board | For | For | Management |
for Fiscal 2008 | ||||
5 | Authorize Share Repurchase Program and | For | For | Management |
Reissuance or Cancellation of | ||||
Repurchased Shares | ||||
6 | Authorize Use of Financial Derivatives | For | For | Management |
when Repurchasing Shares | ||||
7.1 | Elect Peter Gruss to the Supervisory | For | For | Management |
Board | ||||
7.2 | Elect Henning Kagermann to the | For | For | Management |
Supervisory Board | ||||
7.3 | Elect Peter Loescher to the Supervisory For | For | Management | |
Board | ||||
7.4 | Elect Wolfgang Mayrhuber to the | For | For | Management |
Supervisory Board | ||||
7.5 | Elect Karel Van Miert to the | For | For | Management |
Supervisory Board | ||||
7.6 | Elect Bernd Pischetsrieder to the | For | For | Management |
Supervisory Board | ||||
7.7 | Elect Anton van Rossum to the | For | For | Management |
Supervisory Board | ||||
7.8 | Elect Hans-Juergen Schinzler to the | For | Against | Management |
Supervisory Board | ||||
7.9 | Elect Ron Sommer to the Supervisory | For | For | Management |
Board | ||||
7.10 | Elect Thomas Wellauer to the | For | For | Management |
Supervisory Board | ||||
8 | Approve Creation of EUR 280 Million | For | For | Management |
Pool of Capital without Preemptive | ||||
Rights | ||||
9 | Amend Articles Re: Entry in the | For | For | Management |
Shareholders` Register and Registration | ||||
for the General Meeting | ||||
10 | Amend Articles Re: Electronic | For | For | Management |
Participation in the General Meeting | ||||
and Postal Vote due to New German | ||||
Legislation (Law on Transposition of EU | ||||
Shareholders' Rights Directive) | ||||
11 | Amend Articles Re: Election of Chairman For | For | Management | |
and Deputy Chairman and Decision-Making | ||||
of Supervisory Board |
--------------------------------------------------------------------------------
NINTENDO CO. LTD. | ||||||
Ticker: | 7974 | Security ID: | J51699106 | |||
Meeting Date: JUN 26, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Allocation of Income, With a | For | For | Management | ||
Final Dividend of JPY 780 | ||||||
2 | Amend Articles To Reflect | For | For | Management | ||
Digitalization of Share Certificates | ||||||
3.1 | Elect Director | For | For | Management |
3.2 | Elect Director | For | For | Management |
3.3 | Elect Director | For | For | Management |
3.4 | Elect Director | For | For | Management |
3.5 | Elect Director | For | For | Management |
3.6 | Elect Director | For | For | Management |
3.7 | Elect Director | For | For | Management |
3.8 | Elect Director | For | For | Management |
3.9 | Elect Director | For | For | Management |
3.10 | Elect Director | For | For | Management |
3.11 | Elect Director | For | For | Management |
3.12 | Elect Director | For | For | Management |
--------------------------------------------------------------------------------
NOBLE GROUP LTD | ||||||
Ticker: | NOBL | Security ID: G6542T119 | ||||
Meeting Date: APR 27, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Adopt Financial Statements and | For | For | Management | ||
Directors' and Auditors' Reports | ||||||
2 | Declare Final Dividend of $0.044 Per | For | For | Management | ||
Share | ||||||
3 | Reelect Edward Walter Rubin as Director For | For | Management | |||
4 | Reelect Burton Levin as Director | For | For | Management | ||
5 | Reelect Iain Ferguson Bruce as Director For | For | Management | |||
6 | Reelect Milton M. Au as Director | For | For | Management | ||
7 | Reelect Ricardo Leiman as Director | For | For | Management | ||
8 | Approve Directors' Fees for the Year | For | For | Management | ||
Ended Dec. 31, 2008 | ||||||
9 | Reappoint Ernst & Young as Auditors and For | For | Management | |||
Authorize Board to Fix Their | ||||||
Remuneration | ||||||
10 | Approve Issuance of Shares without | For | For | Management | ||
Preemptive Rights | ||||||
11 | Authorize Share Repurchase Program | For | For | Management | ||
12 | Approve Issuance of Shares and Grant of For | Against | Management | |||
Options Pursuant to the Noble Group | ||||||
Share Option Scheme 2004 | ||||||
13 | Approve Issuance of Shares Pursuant to | For | For | Management | ||
the Noble Group Limited Scrip Dividend | ||||||
Scheme |
--------------------------------------------------------------------------------
NOBLE GROUP LTD | |||||
Ticker: | NOBL | Security ID: G6542T119 | |||
Meeting Date: APR 27, 2009 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Noble Group Performance Share For | Against | Management |
Plan |
--------------------------------------------------------------------------------
NOKIA CORP. | ||||||
Ticker: | NKCAF | Security ID: X61873133 | ||||
Meeting Date: APR 23, 2009 | Meeting Type: Annual | |||||
Record Date: APR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Calling the Meeting to Order | None | None | Management | ||
3 | Designate Inspector or Shareholder | For | For | Management | ||
Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting For | For | Management | |||
5 | Prepare and Approve List of | For | For | Management | ||
Shareholders | ||||||
6 | Receive Financial Statements and | None | None | Management | ||
Statutory Reports; Receive Auditor's | ||||||
Report; Receive CEO's Review | ||||||
7 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
8 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 0.40 Per Share | ||||||
9 | Approve Discharge of Board and | For | For | Management | ||
President | ||||||
10 | Approve Remuneration of Directors in | For | For | Management | ||
the Amount of EUR 440,000 for Chairman, | ||||||
EUR 150,000 for Vice Chairman, and EUR | ||||||
130,000 for Other Directors; Approve | ||||||
Remuneration for Committee Work | ||||||
11 | Fix Number of Directors at 11 | For | For | Management | ||
12 | Reelect Georg Ehrnrooth, Lalita D. | For | For | Management | ||
Gupte, Bengt Holmstrom, Henning | ||||||
Kagermann, Olli-Pekka Kallasvuo, Per | ||||||
Karlsson, Jorma Ollila, Marjorie | ||||||
Scardino, Risto Siilasmaa, and Keijo | ||||||
Suila as Directors; Elect Isabel | ||||||
Marey-Semper as New Director | ||||||
13 | Approve Remuneration of Auditors | For | For | Management | ||
14 | Ratify PricewaterhouseCoopers Oy as | For | For | Management | ||
Auditors | ||||||
15 | Authorize Repurchase of up to 360 | For | For | Management | ||
Million Nokia Shares | ||||||
16 | Close Meeting | None | None | Management |
--------------------------------------------------------------------------------
PARKWAY HOLDINGS LTD. | ||
Ticker: | PWAY | Security ID: V71793109 |
Meeting Date: APR 15, 2009 | Meeting Type: Special | |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Mandate for Transactions with | For | For | Management |
Related Parties |
--------------------------------------------------------------------------------
PARKWAY HOLDINGS LTD. | ||||||
Ticker: | PWAY | Security ID: V71793109 | ||||
Meeting Date: APR 15, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Adopt Financial Statements and | For | For | Management | ||
Directors' and Auditors' Reports | ||||||
2 | Reelect Ganendran Sarvananthan as | For | For | Management | ||
Director | ||||||
3a | Reelect Alain Ahkong Chuen Fah as | For | For | Management | ||
Director | ||||||
3b | Reelect Ashish Jaiprakash Shastry as | For | Against | Management | ||
Director | ||||||
3c | Reelect Ho Kian Guan as Director | For | For | Management | ||
4 | Reappoint KPMG LLP as Auditors and | For | For | Management | ||
Authorize Board to Fix Their | ||||||
Remuneration | ||||||
5a | Approve Issuance of Equity or | For | For | Management | ||
Equity-Linked Securities with or | ||||||
without Preemptive Rights | ||||||
5b | Approve Issuance of Shares Pursuant to | For | Against | Management | ||
the Parkway Share Option Scheme 2001 | ||||||
and the Parkway Performance Share Plan | ||||||
5c | Authorize Share Repurchase Program | For | For | Management |
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Harold Brown | For | For | Management | ||
1.2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||
1.4 | Elect Director J. Dudley Fishburn | For | For | Management | ||
1.5 | Elect Director Graham Mackay | For | For | Management | ||
1.6 | Elect Director Sergio Marchionne | For | For | Management | ||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||
1.8 | Elect Director Carlos Slim Helu | For | For | Management | ||
1.9 | Elect Director Stephen M. Wolf | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO. | |||||
Ticker: | Security ID: 718252109 | ||||
Meeting Date: JUN 9, 2009 | Meeting Type: Annual | ||||
Record Date: APR 13, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approval of the Audited Financial | For | For | Management | |
Statements for the Fiscal Year Ended | |||||
Dec. 31, 2008 Contained in the | |||||
Company's 2008 Annual Report | |||||
2.1 | Elect Bienvenido F. Nebres, S. J. as a | For | For | Management | |
Director | |||||
2.2 | Elect Oscar S. Reyes as a Director | For | For | Management | |
2.3 | Elect Pedro E. Roxas as a Director | For | For | Management | |
2.4 | Elect Alfred V. Ty as a Director | For | For | Management | |
2.5 | Elect Donald G. Dee as a Director | For | For | Management | |
2.6 | Elect Helen Y. Dee as a Director | For | For | Management | |
2.7 | Elect Ray C. Espinosa as a Director | For | For | Management | |
2.8 | Elect Tatsu Kono as a Director | For | For | Management | |
2.9 | Elect Takashi Ooi as a Director | For | For | Management | |
2.10 | Elect Napoleon L. Nazareno as a | For | For | Management | |
Director | |||||
2.11 | Elect Manuel V. Pangilinan as a | For | For | Management | |
Director | |||||
2.12 | Elect Albert F. del Rosario as a | For | For | Management | |
Director | |||||
2.13 | Elect Tony Tan Caktiong as a Director | For | For | Management |
--------------------------------------------------------------------------------
PROGRESS ENERGY RESOURCES CORP
Ticker: | PRQ | Security ID: | 74326Y107 |
Meeting Date: APR 30, 2009 | Meeting Type: Annual/Special | ||
Record Date: | MAR 27, 2009 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors at Eight | For | For | Management |
2 | Elect David D. Johnson, Howard J. | For | For | Management |
Crone, Gary E. Perron, Donald F. | ||||
Archibald, Michael R. Culbert, Terrance | ||||
D. Svarich, John A. Brussa and Brian | ||||
McLachlan as Directors | ||||
3 | Approve KPMG LLP as Auditors and | For | For | Management |
Authorize Board to Fix Their | ||||
Remuneration | ||||
4 | Amend Articles Re: Removal of | For | For | Management |
Performance Shares from Authorized | ||||
Share Capital |
--------------------------------------------------------------------------------
PROGRESS ENERGY TRUST | ||||||
Ticker: | PGX.U | Security ID: | 74326T108 | |||
Meeting Date: JAN 14, 2009 | Meeting Type: Special | |||||
Record Date: DEC 2, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Arrangement for Merger with | For | For | Management | ||
ProEx Energy Ltd. | ||||||
2 | Approve Share Unit Plan for ProEx | For | For | Management | ||
Energy Ltd. upon Completion of the | ||||||
Arrangement | ||||||
3 | Approve Stock Option Plan for ProEx | For | For | Management | ||
Energy Ltd. upon Completion of the | ||||||
Arrangement |
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD. | ||||||
Ticker: | QBE | Security ID: | Q78063114 | |||
Meeting Date: APR 8, 2009 | Meeting Type: Annual | |||||
Record Date: APR 6, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Receive and Consider the Financial | None | None | Management | ||
Reports and the Reports of the | ||||||
Directors and of the Auditors of the | ||||||
Company for the Year Ended Dec. 31, | ||||||
2008 | ||||||
2 | Approve Remuneration Report for the | For | For | Management | ||
Financial Year Ended Dec. 31, 2008 | ||||||
3 | Ratify Past Issuance of 97.56 Million | For | For | Management | ||
Shares at an Issue Price of A$20.50 Per | ||||||
Share Made on Dec. 4, 2008 | ||||||
4 | Renew Partial Takeover Provision | For | For | Management | ||
5a | Elect E J Cloney as Director | For | For | Management | ||
5b | Elect I F Hudson as Director | For | For | Management | ||
5c | Elect B J Hutchinson as Director | For | For | Management | ||
5d | Elect I Y L Lee as Director | For | For | Management |
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REED ELSEVIER NV | ||||||
Ticker: | RENLF | Security ID: | N73430113 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 25, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Receive Report of Management Board | None | None | Management | ||
(Non-Voting) | ||||||
3 | Approve Financial Statements and | For | For | Management | ||
Statutory Reports |
4a | Approve Discharge of Executive Board | For | For | Management |
4b | Approve Discharge of Supervisory Board | For | For | Management |
5 | Approve Dividends of EUR 0.404 Per | For | For | Management |
Share | ||||
6 | Ratify Deloitte Accountants as Auditors For | For | Management | |
7a | Reelect Lord Sharman to Supervisory | For | For | Management |
Board | ||||
7b | Reelect David Reid to Supervisory Board For | For | Management | |
7c | Reelect Mark Elliott to Supervisory | For | For | Management |
Board | ||||
7d | Reelect Dien de Boer-Kruyt to | For | For | Management |
Supervisory Board | ||||
8 | Elect Ian Smith to Executive Board | For | For | Management |
9 | Authorize Repurchase of Shares | For | For | Management |
10a | Grant Board Authority to Issue Shares | For | For | Management |
Up To 10 Percent of Issued Capital Plus | ||||
Additional 10 Percent in Case of | ||||
Takeover/Merger | ||||
10b | Authorize Board to Exclude Preemptive | For | For | Management |
Rights from Issuance under Item 10a | ||||
11 | Other Business (Non-Voting) | None | None | Management |
12 | Close Meeting | None | None | Management |
--------------------------------------------------------------------------------
REED ELSEVIER NV | |||||
Ticker: | RENLF | Security ID: N73430113 | |||
Meeting Date: MAY 26, 2009 | Meeting Type: Special | ||||
Record Date: MAY 5, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Open Meeting | None | None | Management | |
2 | Elect Anthony Habgood to Supervisory For | For | Management | ||
Board | |||||
3 | Close Meeting | None | None | Management |
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC | ||||||
Ticker: | RAI | Security ID: | 761713106 | |||
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | |||||
Record Date: MAR 9, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Nicandro Durante | For | For | Management | ||
1.2 | Elect Director Holly K. Koeppel | For | For | Management | ||
1.3 | Elect Director H.G.L. (Hugo) Powell | For | For | Management | ||
1.4 | Elect Director Thomas C. Wajnert | For | For | Management | ||
1.5 | Elect Director Luc Jobin | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||
5 | Report on Marketing Practices on the | Against | Against | Shareholder |
Poor | ||||
6 | Reduce Nicotine Content to | Against | Against | Shareholder |
Non-Addictive Levels | ||||
7 | Adopt Human Rights Protocols for | Against | Against | Shareholder |
Company and Suppliers |
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC | ||||||
Ticker: | RDSB | Security ID: G7690A100 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Remuneration Report | For | Against | Management | ||
3 | Elect Simon Henry as Director | For | For | Management | ||
4 | Re-elect Lord Kerr of Kinlochard as | For | For | Management | ||
Director | ||||||
5 | Re-elect Wim Kok as Director | For | For | Management | ||
6 | Re-elect Nick Land as Director | For | For | Management | ||
7 | Re-elect Jorma Ollila as Director | For | For | Management | ||
8 | Re-elect Jeroen van der Veer as | For | For | Management | ||
Director | ||||||
9 | Re-elect Hans Wijers as Director | For | For | Management | ||
10 | Reappoint PricewaterhouseCoopers LLP as For | For | Management | |||
Auditors of the Company | ||||||
11 | Authorise Board to Fix Remuneration of | For | For | Management | ||
Auditors | ||||||
12 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of EUR 145 Million | ||||||
13 | Subject to the Previous Resolution | For | For | Management | ||
Being Passed, Authorise Issue of Equity | ||||||
or Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of EUR 21 Million | ||||||
14 | Authorise 624 Million Ordinary Shares | For | For | Management | ||
for Market Purchase | ||||||
15 | Authorise the Company and its | For | For | Management | ||
Subsidiaries to Make EU Political | ||||||
Donations to Political Organisations | ||||||
Other than Political Parties up to GBP | ||||||
200,000 and to Incur EU Political | ||||||
Expenditure up to GBP 200,000 |
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: | S63 | Security ID: Y7996W103 |
Meeting Date: APR 22, 2009 | Meeting Type: Annual |
Record Date: | ||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and | For | For | Management |
Directors' and Auditors' Reports | ||||
2 | Declare Final Dividend of SGD 0.04 Per | For | For | Management |
Share and Special Dividend of SGD 0.088 | ||||
Per Share | ||||
3a | Reelect Peter Seah Lim Huat as Director For | For | Management | |
3b | Reelect Koh Beng Seng as Director | For | For | Management |
3c | Reelect Winston Tan Tien Hin as | For | For | Management |
Director | ||||
3d | Reelect Quek Poh Huat as Director | For | For | Management |
4 | Approve Directors' Fees of SGD 893,166 | For | For | Management |
for the Year Ended Dec. 30, 2008 (2007: | ||||
SGD 901,833) | ||||
5 | Reappoint Ernst & Young LLP as Auditors For | For | Management | |
and Authorize Board to Fix Their | ||||
Remuneration | ||||
6 | Approve Issuance of Equity or | For | For | Management |
Equity-Linked Securities With or | ||||
Without Preemptive Rights | ||||
7 | Approve Issuance of Shares and Grant | For | Against | Management |
Options and/or Awards Pursuant to the | ||||
Singapore Technologies Engineering | ||||
Share Option Plan, Singapore | ||||
Technologies Engineering Performance | ||||
Share Plan and/or Singapore | ||||
Technologies Engineering Restricted | ||||
Stock Plan |
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: | S63 | Security ID: | Y7996W103 | |||
Meeting Date: APR 22, 2009 | Meeting Type: Special | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Modification and Renewal of | For | For | Management | ||
Mandate for Transactions with Related | ||||||
Parties | ||||||
2 | Authorize Share Repurchase Program | For | For | Management | ||
3 | Amend Articles of Association | For | For | Management |
--------------------------------------------------------------------------------
SMITHS GROUP PLC | |||||
Ticker: | SMIN | Security ID: G82401111 | |||
Meeting Date: JUL 28, 2008 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt New Articles of Association | For | For | Management |
2 | Approve Smiths Group Value Sharing Plan For | For | Management | |
3 | Amend Smiths Group Co-Investment Plan | For | For | Management |
--------------------------------------------------------------------------------
SMITHS GROUP PLC | ||||||
Ticker: | SMIN | Security ID: G82401111 | ||||
Meeting Date: NOV 18, 2008 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Remuneration Report | For | For | Management | ||
3 | Approve Final Dividend of 23.5 Pence | For | For | Management | ||
Per Ordinary Share | ||||||
4 | Elect Philip Bowman as Director | For | For | Management | ||
5 | Reappoint PricewaterhouseCoopers LLP as For | For | Management | |||
Auditors of the Company | ||||||
6 | Authorise Board to Fix Remuneration of | For | For | Management | ||
Auditors | ||||||
7 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 48,510,168 | ||||||
8 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of GBP 7,276,525 | ||||||
9 | Authorise 38,808,135 Ordinary Shares | For | For | Management | ||
for Market Purchase | ||||||
10 | Authorise Company and its Subsidiaries | For | For | Management | ||
to Make EU Political Donations to | ||||||
Political Parties or Independent | ||||||
Election Candidates up to GBP 0.05M,to | ||||||
Political Org. Other Than Political | ||||||
Parties up to GBP 0.05M and Incur EU | ||||||
Political Expenditure up to GBP 0.05M |
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC | ||||||
Ticker: | STAN | Security ID: | G84228157 | |||
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Final Dividend of 42.32 US | For | For | Management | ||
Cents Per Ordinary Share | ||||||
3 | Approve Remuneration Report | For | For | Management |
4 | Re-elect Jamie Dundas as Director | For | For | Management |
5 | Re-elect Rudolph Markham as Director | For | For | Management |
6 | Re-elect Ruth Markland as Director | For | For | Management |
7 | Re-elect Richard Meddings as Director | For | For | Management |
8 | Re-elect John Peace as Director | For | For | Management |
9 | Elect Steve Bertamini as Director | For | For | Management |
10 | Elect John Paynter as Director | For | For | Management |
11 | Reappoint KPMG Audit plc as Auditors of For | For | Management | |
the Company | ||||
12 | Authorise Board to Fix Remuneration of | For | For | Management |
Auditors | ||||
13 | Authorise the Company and its | For | For | Management |
Subsidiaries to Make EU Political | ||||
Donations to Political Parties or | ||||
Independent Election Candidates, to | ||||
Political Organisations Other than | ||||
Political Parties and Incur EU | ||||
Political Expenditure up to GBP 100,000 | ||||
14 | Increase Auth. Share Capital from USD | For | For | Management |
2,816,000,000, GBP 500,000,000 and EUR | ||||
1,000,000,000 to USD 3,316,000,000, GBP | ||||
500,000,000, EUR 1,000,000,000, AED | ||||
100,000,000, HKD 100,000,000, INR | ||||
1,000,000,000, KRW 500,000,000,000 and | ||||
SGD 100,000,000 | ||||
15 | Issue Equity with Rights up to USD | For | For | Management |
316,162,105.50 (Relevant Authorities | ||||
and Share Dividend Scheme) and | ||||
Additional Amount of USD 632,324,211 | ||||
(Rights Issue) After Deducting Any | ||||
Securities Issued Under the Relevant | ||||
Authorities and Share Dividend Scheme | ||||
16 | Extend Directors' Authority to Issue | For | For | Management |
Equity with Pre-emptive Rights up to | ||||
Aggregate Nominal Amount of USD | ||||
189,697,263 Pursuant to Paragraph A of | ||||
Resolution 15 to Include the Shares | ||||
Repurchased by the Company Under | ||||
Authority Granted by Resolution 18 | ||||
17 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities without | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of USD 47,424,315.50 | ||||
18 | Authorise 189,697,263 Ordinary Shares | For | For | Management |
for Market Purchase | ||||
19 | Authorise Market Purchase of 477,500 | For | For | Management |
Preference Shares of USD 5.00 and | ||||
195,285,000 Preference Shares of GBP | ||||
1.00 | ||||
20 | Adopt New Articles of Association | For | For | Management |
21 | Approve That a General Meeting Other | For | For | Management |
Than an Annual General Meeting May Be | ||||
Called on Not Less Than 14 Clear Days' | ||||
Notice |
--------------------------------------------------------------------------------
STATOILHYDRO ASA (FORMERLY STATOIL ASA) | ||||||
Ticker: | STL | Security ID: R8412T102 | ||||
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Open Meeting | None | None | Management | ||
2 | Elect Olaug Svarva as Chairman of | For | For | Management | ||
Meeting | ||||||
3 | Approve Notice of Meeting and Agenda | For | For | Management | ||
4 | Registration of Attending Shareholders | None | None | Management | ||
and Proxies | ||||||
5 | Designate Inspectors of Minutes of | For | For | Management | ||
Meeting | ||||||
6 | Approve Financial Statements and | For | For | Management | ||
Statutory Reports; Approve Allocation | ||||||
of Income and Dividends of NOK 7.25 per | ||||||
Share (NOK 4.40 as Ordinary Dividend | ||||||
and NOK 2.85 as Special Dividend) | ||||||
7 | Approve Remuneration of Auditors | For | For | Management | ||
8 | Elect One Deputy Member of Corporate | For | Against | Management | ||
Assembly | ||||||
9 | Approve Remuneration Policy And Other | For | Against | Management | ||
Terms of Employment For Executive | ||||||
Management | ||||||
10 | Authorize Repurchase and Reissuance of | For | Against | Management | ||
Shares up to NOK 15 Million Aggregate | ||||||
Par Value for Share Saving Scheme for | ||||||
Employees | ||||||
11 | Change Company Name to Statoil ASA; | For | For | Management | ||
Amend Corporate Purpose: Include Other | ||||||
Forms of Energy | ||||||
12 | Withdraw Company From Tar Sands | Against | Against | Shareholder | ||
Activities in Canada |
--------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY | ||||||
Ticker: | SEV | Security ID: | F4984P118 | |||
Meeting Date: MAY 26, 2009 | Meeting Type: Annual/Special | |||||
Record Date: MAY 21, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Accept Consolidated Financial | For | For | Management | ||
Statements and Statutory Reports | ||||||
3 | Approve Allocation of Income and | For | For | Management | ||
Omission of Dividends | ||||||
4 | Approve Transaction with GDF-Suez | For | For | Management | ||
5 | Approve Amendment to Shareholders' | For | For | Management | ||
Agreement | ||||||
6 | Approve Transaction with Jean-Louis | For | For | Management |
Chaussade Re: Pension Scheme | ||||
7 | Approve Transaction with Jean-Louis | For | Against | Management |
Chaussade Re: Severance Payment | ||||
8 | Authorize Repurchase of Up to 10 | For | For | Management |
Percent of Issued Share Capital | ||||
9 | Approve Reduction in Share Capital via | For | For | Management |
Cancellation of Repurchased Shares | ||||
10 | Authorize up to 1.5 Percent of Issued | For | For | Management |
Capital for Use in Stock Option Plan | ||||
11 | Authorize up to 0.5 Percent of Issued | For | Against | Management |
Capital for Use in Restricted Stock | ||||
Plan | ||||
12 | Approve Employee Stock Purchase Plan | For | For | Management |
13 | Authorize Board to Issue up to 12 | For | For | Management |
Million Shares Reserved to Share | ||||
Purchase Plan for Employees of | ||||
International Subsidiaries | ||||
14 | Allow Board to Use Delegations Granted | For | Against | Management |
under Items 9 to 13 of this Agenda and | ||||
During the July 15, 2008 General | ||||
Meeting under Items 5 to 11 and 15 in | ||||
the Event of a Public Tender Offer or | ||||
Share Exchange | ||||
15 | Amend Athorisation Given under Item 6 | For | For | Management |
of July 15, 2008 General Meeting | ||||
16 | Authorize Filing of Required | For | For | Management |
Documents/Other Formalities |
--------------------------------------------------------------------------------
SYMRISE AG | |||||
Ticker: | Security ID: D827A1108 | ||||
Meeting Date: MAY 11, 2009 | Meeting Type: Annual | ||||
Record Date: APR 20, 2009 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Receive Financial Statements and | None | None | Management | |
Statutory Reports for Fiscal 2008 | |||||
(Non-Voting) | |||||
2 | Approve Allocation of Income and | For | For | Management | |
Dividends of EUR 0.50 per Share | |||||
3 | Approve Discharge of Management Board | For | For | Management | |
for Fiscal 2008 | |||||
4 | Approve Discharge of Supervisory Board | For | For | Management | |
for Fiscal 2008 | |||||
5 | Ratify KPMG AG as Auditors for Fiscal | For | For | Management | |
2009 | |||||
6 | Authorize Share Repurchase Program and | For | For | Management | |
Reissuance or Cancellation of | |||||
Repurchased Shares |
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSMWF | Security ID: Y84629107 | ||||
Meeting Date: JUN 10, 2009 | Meeting Type: Annual | |||||
Record Date: APR 10, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve 2008 Business Operations Report For | For | Management | |||
and Financial Statements | ||||||
2 | Approve 2008 Allocation of Income and | For | For | Management | ||
Dividends | ||||||
3 | Approve Capitalization of 2008 | For | For | Management | ||
Dividends and Employee Profit Sharing | ||||||
4 | Approve to Amend the Company's Internal For | For | Management | |||
Policies | ||||||
4.1 | Approve Amendment on the Procedures for For | For | Management | |||
Loans to Other Parties | ||||||
4.2 | Approve Amendment on the Procedures for For | For | Management | |||
Endorsement and Guarantee | ||||||
5.1 | Elect Morris Chang, ID No. 4515 as | For | For | Management | ||
Director | ||||||
5.2 | Elect F.C. Tseng, ID No. 104 as | For | For | Management | ||
Director | ||||||
5.3 | Elect Rick Tsai, ID No. 7252 as | For | For | Management | ||
Director | ||||||
5.4 | Elect Tain-Jy Chen (Representative of | For | For | Management | ||
National Development Fund, Executive | ||||||
Yuan), ID No. 1 as Director | ||||||
5.5 | Elect Peter Leahy Bonfield, ID No. | For | For | Management | ||
093180657 as Independent Director | ||||||
5.6 | Elect Stan Shih, ID No. 534770 as | For | For | Management | ||
Independent Director | ||||||
5.7 | Elect Carleton Sneed Fiorina, ID No. | For | For | Management | ||
438012153 as Independent Director | ||||||
5.8 | Elect Thomas J. Engibous, ID No. | For | For | Management | ||
135021464 as Independent Director | ||||||
6 | Transact Other Business (Non-Voting) | None | None | Management |
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED. | ||||||
Ticker: | TLS | Security ID: | Q8975N105 | |||
Meeting Date: NOV 21, 2008 | Meeting Type: Annual | |||||
Record Date: NOV 19, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Other Business | None | None | Management | ||
2 | Approve Remuneration Report for the | For | For | Management | ||
Financial Year Ended June 30, 2008 | ||||||
3 | Discuss the Company's Financial | None | None | Management | ||
Statements and Reports for the Year | ||||||
Ended June 30, 2008 | ||||||
4 | Approve Adoption of a New Constitution For | For | Management | |||
5a | Elect John Mullen as Director | For | For | Management | ||
5b | Elect Catherine Livingstone as Director For | For | Management | |||
5c | Elect Donald McGauchie as Director | For | For | Management |
5d | Elect John Stewart as Director | For | For | Management |
--------------------------------------------------------------------------------
TERNA PARTICIPACOES S.A | |||||
Ticker: | Security ID: | P9133J110 | |||
Meeting Date: DEC 30, 2008 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Contract Signed with Terna - | For | Did Not Vote Management | ||
Rete Elettrica Nazionale SpA, the | |||||
Company's Controlling Shareholder, to | |||||
Provide Short-Term Financing |
--------------------------------------------------------------------------------
TERNA PARTICIPACOES S.A | |||||
Ticker: | Security ID: | P9133J110 | |||
Meeting Date: FEB 10, 2009 | Meeting Type: Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Loan Agreement between the | For | Did Not Vote Management | ||
Company and its Subsidiary ETEO - | |||||
Empresa de Transmissao de Energia do | |||||
Oeste SA | |||||
2 | Approve Loan Agreement between the | For | Did Not Vote Management | ||
Company and Brasnorte Transmissora de | |||||
Energia SA |
--------------------------------------------------------------------------------
TERNA PARTICIPACOES S.A | |||||
Ticker: | Security ID: | P9133J110 | |||
Meeting Date: MAR 10, 2009 | Meeting Type: Annual/Special | ||||
Record Date: | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | Did Not Vote Management | ||
Statutory Reports for Fiscal Year Ended | |||||
Dec. 31, 2008 | |||||
2 | Approve Allocation of Income and | For | Did Not Vote Management | ||
Dividends | |||||
3 | Elect Director | For | Did Not Vote Management | ||
4 | Approve Remuneration of Executive | For | Did Not Vote Management | ||
Officers and Non-Executive Directors | |||||
5 | Amend Article 4: Increase in Share | For | Did Not Vote Management | ||
Capital Due to Exercise of Stock Option | |||||
Plan |
--------------------------------------------------------------------------------
TOTAL SA | ||||||
Ticker: | FP | Security ID: F92124100 | ||||
Meeting Date: MAY 15, 2009 | Meeting Type: Annual/Special | |||||
Record Date: MAY 12, 2009 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Consolidated Financial | For | For | Management | ||
Statements and Statutory Reports | ||||||
3 | Approve Allocation of Income and | For | For | Management | ||
Dividends of EUR 2.28 | per Share | |||||
4 | Approve Special Auditors' Report | For | For | Management | ||
Presenting Ongoing Related-Party | ||||||
Transactions | ||||||
5 | Approve Transaction with Thierry | For | For | Management | ||
Desmarest | ||||||
6 | Approve Transaction with Christophe de | For | Against | Management | ||
Margerie | ||||||
7 | Authorize Repurchase of Up to 10 | For | For | Management | ||
Percent of Issued Share Capital | ||||||
8 | Reelect Anne Lauvergeon as Director | For | Against | Management | ||
9 | Reelect Daniel Bouton as Director | For | Against | Management | ||
10 | Reelect Bertrand Collomb as Director | For | For | Management | ||
11 | Reelect Christophe de Margerie as | For | For | Management | ||
Director | ||||||
12 | Reelect Michel Pebereau as Director | For | Against | Management | ||
13 | Electe Patrick Artus as Director | For | For | Management | ||
14 | Amend Article 12 of Bylaws Re: Age | For | For | Management | ||
Limit for Chairman | ||||||
A | Amend Article 19 of Bylaws Re: | Against | Against | Shareholder | ||
Disclosure of Individual Stock Plans | ||||||
B | Amend Article 11 of Bylaws Re: | Against | Against | Shareholder | ||
Nomination of Employees Shareholders | ||||||
Representative to the Board of | ||||||
Directors | ||||||
C | Approve Restricted Stock Plan to All | Against | Against | Shareholder | ||
Employees |
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UNILEVER N.V. | |||||
Ticker: | UNA | Security ID: N8981F271 | |||
Meeting Date: OCT 29, 2008 | Meeting Type: Special | ||||
Record Date: OCT 8, 2008 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Appointment of Paul Polman as For | For | Management | ||
Executive Director |
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VERWALTUNGS UND PRIVAT BANK AG (VP BANK) | ||||||
Ticker: | VPB | Security ID: H91164162 | ||||
Meeting Date: APR 24, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports (Voting) | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of CHF 2.50 per Bearer Share | ||||||
and CHF 0.50 per Registered Share | ||||||
3 | Approve Discharge of Board and Auditors For | For | Management | |||
4.1 | Reelect Hans Brunhart as Director | For | For | Management | ||
4.2 | Ratify Ernst & Young as Auditors | For | For | Management | ||
5 | Transact Other Business (Non-Voting) | None | None | Management |
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VODAFONE GROUP PLC | ||||||
Ticker: | VOD | Security ID: | G93882135 | |||
Meeting Date: JUL 29, 2008 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||
3 | Re-elect John Buchanan as Director | For | For | Management | ||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||
5 | Re-elect Andy Halford as Director | For | For | Management | ||
6 | Re-elect Alan Jebson as Director | For | For | Management | ||
7 | Re-elect Nick Land as Director | For | For | Management | ||
8 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||
9 | Re-elect Simon Murray as Director | For | For | Management | ||
10 | Re-elect Luc Vandevelde as Director | For | For | Management | ||
11 | Re-elect Anthony Watson as Director | For | For | Management | ||
12 | Re-elect Philip Yea as Director | For | For | Management | ||
13 | Approve Final Dividend of 5.02 Pence | For | For | Management | ||
Per Ordinary Share | ||||||
14 | Approve Remuneration Report | For | For | Management | ||
15 | Reappoint Deloitte & Touche LLP as | For | For | Management | ||
Auditors of the Company | ||||||
16 | Authorise the Audit Committee to Fix | For | For | Management | ||
Remuneration of Auditors | ||||||
17 | Authorise Issue of Equity or | For | For | Management | ||
Equity-Linked Securities with | ||||||
Pre-emptive Rights up to Aggregate | ||||||
Nominal Amount of USD 1,100,000,000 | ||||||
18 | Subject to the Passing of Resolution | For | For | Management | ||
17, Authorise Issue of Equity or | ||||||
Equity-Linked Securities without | ||||||
Pre-emptive Rights up to Aggregate |
Nominal Amount of USD 300,000,000 | ||||
19 | Authorise 5,300,000,000 Ordinary Shares For | For | Management | |
for Market Purchase | ||||
20 | Authorise the Company and its | For | For | Management |
Subsidiaries to Make EU Political | ||||
Donations to Political Parties, and/or | ||||
Independent Election Candidates, to | ||||
Political Organisations Other Than | ||||
Political Parties and Incur EU | ||||
Political Expenditure up to GBP 100,000 | ||||
21 | Amend Articles of Association | For | For | Management |
22 | Approve Vodafone Group 2008 Sharesave | For | For | Management |
Plan |
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ZURICH FINANCIAL SERVICES AG | ||||||
Ticker: | ZURN | Security ID: H9870Y105 | ||||
Meeting Date: APR 2, 2009 | Meeting Type: Annual | |||||
Record Date: | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports; Approve Remuneration | ||||||
Report | ||||||
2 | Approve Allocation of Income and | For | For | Management | ||
Dividends of CHF 11 per Share | ||||||
3 | Approve Discharge of Board and Senior | For | For | Management | ||
Management | ||||||
4 | Increase Existing Pool of Authorized | For | For | Management | ||
Capital without Preemtive Rights by CHF | ||||||
400,000 to CHF 1 Million | ||||||
5 | Increase Existing Pool of Conditional | For | For | Management | ||
Capital without Preemptive Rights by | ||||||
CHF 451,817 to CHF 1 Million | ||||||
6 | Amend Articles Re: Indicate Legal Form | For | For | Management | ||
in Company Name | ||||||
7.1.1 Reelect Thomas Escher as Director | For | For | Management | |||
7.1.2 Reelect Don Nicolaisen as Director | For | For | Management | |||
7.1.3 Reelect Philippe Pidoux as Director | For | For | Management | |||
7.1.4 Reelect Vernon Sankey as Director | For | For | Management | |||
7.2 | Ratify PricewaterhouseCoopers AG as | For | For | Management | ||
Auditors |
====================== DREYFUS TAX MANAGED BALANCED FUND =======================
The Fund liquidated on September 5, 2008. | ||||||
MEDTRONIC, INC. | ||||||
Ticker: | MDT | Security ID: | 585055106 | |||
Meeting Date: AUG 21, 2008 | Meeting Type: Annual | |||||
Record Date: JUN 23, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Victor J. Dzau | For | For | Management | ||
1.2 | Elect Director William A. Hawkins | For | For | Management | ||
1.3 | Elect Director Shirley A. Jackson | For | For | Management | ||
1.4 | Elect Director Denise M. O'Leary | For | For | Management | ||
1.5 | Elect Director Jean-Pierre Rosso | For | For | Management | ||
1.6 | Elect Director Jack W. Schuler | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management |
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PROCTER & GAMBLE COMPANY, THE | ||||||
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: OCT 14, 2008 | Meeting Type: Annual | |||||
Record Date: AUG 15, 2008 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Kenneth I. Chenault | For | For | Management | ||
1.2 | Elect Director Scott D. Cook | For | For | Management | ||
1.3 | Elect Director Rajat K. Gupta | For | For | Management | ||
1.4 | Elect Director A.G. Lafley | For | For | Management | ||
1.5 | Elect Director Charles R. Lee | For | For | Management | ||
1.6 | Elect Director Lynn M. Martin | For | For | Management | ||
1.7 | Elect Director W. James McNerney, Jr. | For | For | Management | ||
1.8 | Elect Director Johnathan A. Rodgers | For | For | Management | ||
1.9 | Elect Director Ralph Snyderman | For | For | Management | ||
1.10 | Elect Director Margaret C. Whitman | For | For | Management | ||
1.11 | Elect Director Patricia A. Woertz | For | For | Management | ||
1.12 | Elect Director Ernesto Zedillo | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Adopt Majority Voting for Uncontested | For | For | Management | ||
Election of Directors | ||||||
4 | Rotate Annual Meeting Location | Against | Against | Shareholder | ||
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder | |||
Officers' Compensation |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Dreyfus/Laurel Funds Trust |
By: | /s/ J. David Officer |
J. David Officer | |
President | |
Date: | August 12, 2009 |