UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 | ||
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FORM N-PX | ||
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annual report of proxy voting record of | ||
registered management investment company | ||
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Investment Company Act file number: | 811- 5240 |
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The Dreyfus/Laurel Funds Trust | ||
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(Exact name of registrant as specified in charter) | ||
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c/o The Dreyfus Corporation | ||
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(Address of principal executive offices) (Zip code) | ||
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Michael A. Rosenberg, Esq. 200 Park Avenue New York, New York 10166 | ||
(Name and address of agent for service) | ||
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Registrant's telephone number, including area code: (212) 922-6000 | ||
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Date of fiscal year end: 12/31* | ||
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Date of reporting period: July 1, 2010-June 30, 2011 |
* Fiscal year ends are 5/31 for Dreyfus Equity Income Fund, Dreyfus Emerging Markets Debt Local Currency Fund and Dreyfus Institutional Income Advantage Fund and 10/31 for
Dreyfus International Bond Fund and Dreyfus Global Equity Income Fund.
Dreyfus/Laurel Funds Trust
============== DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY FUND ===============
The Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
================= DREYFUS INSTITUTIONAL INCOME ADVANTAGE FUND ==================
Dreyfus Institutional Income Advantage Fund liquidated on April 15, 2011.
The Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
=========================== DREYFUS CORE VALUE FUND ============================
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: NOV 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chadwick C. Deaton For For Management
1.2 Elect Director Michael J. Donahue For Withhold Management
1.3 Elect Director Ursula O. Fairbairn For Withhold Management
1.4 Elect Director Lawrence S. Smith For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Quillen For For Management
1.2 Elect Director William J. Crowley, Jr. For Withhold Management
1.3 Elect Director Kevin S. Crutchfield For For Management
1.4 Elect Director E. Linn Draper, Jr. For Withhold Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director P. Michael Giftos For For Management
1.7 Elect Director Joel Richards, III For Withhold Management
1.8 Elect Director James F. Roberts For For Management
1.9 Elect Director Ted G. Wood For Withhold Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
5 Report on Efforts to Reduce Pollution Against Against Shareholder
From Products and Operations
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ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Authorized Common For For Management
Stock
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth I. Chenault For For Management
1.5 Elect Director Peter Chernin For Withhold Management
1.6 Elect Director Theodore J. Leonsis For For Management
1.7 Director Jan Leschly For Withhold Management
1.8 Director Richard C. Levin For For Management
1.9 Director Richard A. McGinn For Withhold Management
1.10 Director Edward D. Miller For Withhold Management
1.11 Director Steven S. Reinemund For For Management
1.12 Director Robert D. Walter For Withhold Management
1.13 Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Bylaws-- Call Special Meetings Against Against Shareholder
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Siri S. Marshall For Against Management
2 Elect Director W. Walker Lewis For Against Management
3 Elect Director William H. Turner For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 17, 2011 Meeting Type: Annual
Record Date: DEC 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles H. Cotros For For Management
2 Elect Director Jane E. Henney For For Management
3 Elect Director R. David Yost For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Declassify the Board of Directors For For Management
8 Approve Qualified Employee Stock For For Management
Purchase Plan
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Vance D. Coffman For For Management
5 Elect Director Rebecca M. Henderson For For Management
6 Elect Director Frank C. Herringer For Against Management
7 Elect Director Gilbert S. Omenn For For Management
8 Elect Director Judith C. Pelham For For Management
9 Elect Director J. Paul Reason For Against Management
10 Elect Director Leonard D. Schaeffer For Against Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Ronald D. Sugar For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
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ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For For Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For Against Management
6 Elect Director John R. Gordon For Against Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
11 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against Against Shareholder
13 Pro-rata Vesting of Equity Plans Against For Shareholder
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tim Armstrong For For Management
2 Elect Director Richard Dalzell For For Management
3 Elect Director Karen Dykstra For For Management
4 Elect Director Alberto Ibarguen For For Management
5 Elect Director Susan Lyne For For Management
6 Elect Director Patricia Mitchell For For Management
7 Elect Director Fredric Reynolds For For Management
8 Elect Director James Stengel For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AON CORPORATION
Ticker: AON Security ID: 037389103
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: AUG 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON CORPORATION
Ticker: AON Security ID: 037389103
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Cheryl A. Francis For For Management
5 Elect Director Judson C. Green For For Management
6 Elect Director Edgar D. Jannotta For Against Management
7 Elect Director Jan Kalff For For Management
8 Elect Director J. Michael Losh For Against Management
9 Elect Director R. Eden Martin For For Management
10 Elect Director Andrew J. McKenna For Against Management
11 Elect Director Robert S. Morrison For Against Management
12 Elect Director Richard B. Myers For Against Management
13 Elect Director Richard C. Notebaert For Against Management
14 Elect Director John W. Rogers, Jr. For For Management
15 Elect Director Gloria Santona For For Management
16 Elect Director Carolyn Y. Woo For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Omnibus Stock Plan For Against Management
21 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh D. Ambani For For Management
2 Elect Director Susan S. Bies For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For Against Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For Against Management
13 Elect Director Robert W. Scully For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Ratify Auditors For For Management
17 Disclose Prior Government Service Against Against Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Collateral in Derivatives Against Against Shareholder
Trading
22 Restore or Provide for Cumulative Against Against Shareholder
Voting
23 Claw-back of Payments under Against Against Shareholder
Restatements
24 Prohibit Certain Relocation Benefits to Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter J. Fluor For Against Management
2 Elect Director Jack B. Moore For For Management
3 Elect Director David Ross For For Management
4 Ratify Auditors For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Patrick W. Gross For Against Management
2 Elect Director Ann Fritz Hackett For Against Management
3 Elect Director Pierre E. Leroy For Against Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
2 Reelect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2010
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Remuneration of Executive and For For Management
Non-Executive Directors
21 Authorize Issue of Equity with For For Management
Pre-emptive Rights
22 Authorize Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Shares for Market Purchase For For Management
24 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director David R. Goode For For Management
1.6 Elect Director Jesse J. Greene, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Political Contributions Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Require Independent Board Chairman Against Against Shareholder
11 Review and Assess Human Rights Policies Against Against Shareholder
12 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin G. McGuinn For For Management
2 Elect Director Daniel S. Sanders For Against Management
3 Elect Director John K. Wulff For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIGNA CORPORATION ��
Ticker: CI Security ID: 125509109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roman Martinez IV For Against Management
2 Elect Director Carol Cox Wait For Against Management
3 Elect Director William D. Zollars For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against Against Shareholder
18 Adopt Policy Prohibiting Sale of Against Against Shareholder
Products in China if they Contribute to
Human Rights Abuses
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Michael E. O'Neill For For Management
6 Elect Director Vikram S. Pandit For For Management
7 Elect Director Richard D. Parsons For For Management
8 Elect Director Lawrence R. Ricciardi For For Management
9 Elect Director Judith Rodin For For Management
10 Elect Director Robert L. Ryan For For Management
11 Elect Director Anthony M. Santomero For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director William S. Thompson, Jr. For For Management
14 Elect Director Ernesto Zedillo For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Approve Executive Incentive Bonus Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Reverse Stock Split For For Management
21 Affirm Political Non-Partisanship Against Against Shareholder
22 Report on Political Contributions Against Against Shareholder
23 Report on Restoring Trust and Against Against Shareholder
Confidence in the Financial System
24 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
25 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roger A. Cregg For Against Management
2 Elect Director T. Kevin DeNicola For For Management
3 Elect Director Alfred A. Piergallini For Against Management
4 Elect Director Nina G. Vaca For For Management
5 Ratify Auditors For For Management
6 Approve Executive Incentive Bonus Plan For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140108
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda A. Hill as Director For Against Management
2 Elect James J. Postl as Director For For Management
3 Elect Mark S. Thompson as Director For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Ernst & Young as Auditors and For For Management
Authorize the Audit Committee to Fix
Their Remuneration
6 Approve Omnibus Stock Plan For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
9 Authorize Share Repurchase by any For For Management
Subsidiary of the Company
10 Authorize the Reissue Price Range of For For Management
Treasury Shares
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For Against Management
2 Elect Director John A. Canning, Jr. For For Management
3 Elect Director Gordon Gund For Against Management
4 Elect Director Kurt M. Landgraf For Against Management
5 Elect Director H. Onno Ruding For Against Management
6 Elect Director Glenn F. Tilton For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
COVIDIEN PUBLIC LIMITED COMPANY
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig Arnold For For Management
2 Elect Director Robert H. Brust For For Management
3 Elect Director John M. Connors, Jr. For Against Management
4 Elect Director Christopher J. Coughlin For Against Management
5 Elect Director Timothy M. Donahue For For Management
6 Elect Director Kathy J. Herbert For Against Management
7 Elect Director Randall J. Hogan III For For Management
8 Elect Director Richard J. Meelia For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director Tadataka Yamada For For Management
11 Elect Director Joseph A. Zaccagnino For For Management
12 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
13 Approve Reverse Stock Split Immediately For For Management
Followed by a Forward Stock Split
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For Against Management
3 Elect Director David W. Dorman For Against Management
4 Elect Director Anne M. Finucane For For Management
5 Elect Director Kristen Gibney Williams For For Management
6 Elect Director Marian L. Heard For Against Management
7 Elect Director Larry J. Merlo For For Management
8 Elect Director Jean-Pierre Millon For For Management
9 Elect Director Terrence Murray For Against Management
10 Elect Director C.A. Lance Piccolo For For Management
11 Elect Director Richard J. Swift For For Management
12 Elect Director Tony L. White For Against Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Political Contributions Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director D.H. Benson For For Management
2 Elect Director R.W. Cremin For Against Management
3 Elect Director J-P.M. Ergas For Against Management
4 Elect Director P.T. Francis For Against Management
5 Elect Director K.C. Graham For Against Management
6 Elect Director R.A. Livingston For For Management
7 Elect Director R.K. Lochridge For Against Management
8 Elect Director B.G. Rethore For For Management
9 Elect Director M.B. Stubbs For For Management
10 Elect Director S.M. Todd For For Management
11 Elect Director S.K. Wagner For For Management
12 Elect Director M.A. Winston For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joyce M. Roche For For Management
2 Elect Director Wayne R. Sanders For For Management
3 Elect Director Jack L. Stahl For Against Management
4 Elect Director Larry D. Young For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George S. Barrett For For Management
2 Elect Director Todd M. Bluedorn For Against Management
3 Elect Director Ned C. Lautenbach For Against Management
4 Elect Director Gregory R. Page For For Management
5 Declassify the Board of Directors For For Management
6 Eliminate Cumulative Voting For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred D. Anderson For For Management
2 Elect Director Edward W. Barnholt For Against Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director John J. Donahoe For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 18, 2011 Meeting Type: Annual
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ward M. Klein For For Management
1.2 Elect Director W. Patrick McGinnis For Withhold Management
1.3 Elect Director John R. Roberts For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For Against Management
2 Elect Director Charles R. Crisp For Against Management
3 Elect Director James C. Day For Against Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For Against Management
6 Elect Director Donald F. Textor For Against Management
7 Elect Director Frank G. Wisner For Against Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Pro-Rata Vesting on Equity Plans Against For Shareholder
12 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For Withhold Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For Withhold Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For Withhold Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Peter M. Sacerdote For For Management
10 Elect Director Laura Stein For For Management
11 Elect Director Anne M. Tatlock For For Management
12 Elect Director Geoffrey Y. Yang For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857 ��
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For Withhold Management
1.5 Elect Director H. Devon Graham, Jr. For Withhold Management
1.6 Elect Director Charles C. Krulak For Withhold Management
1.7 Elect Director Bobby Lee Lackey For Withhold Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For Against Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For Against Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For Against Management
9 Elect Director Ralph S. Larsen For Against Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For Against Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner III For Against Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Performance-Based Equity Awards Against For Shareholder
22 Withdraw Stock Options Granted to Against Against Shareholder
Executive Officers
23 Report on Climate Change Business Risk Against Against Shareholder
24 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel F. Akerson For For Management
2 Elect Director David Bonderman For For Management
3 Elect Director Erroll B. Davis, Jr. For For Management
4 Elect Director Stephen J. Girsky For For Management
5 Elect Director E. Neville Isdell For For Management
6 Elect Director Robert D. Krebs For For Management
7 Elect Director Philip A. Laskawy For For Management
8 Elect Director Kathryn V. Marinello For For Management
9 Elect Director Patricia F. Russo For For Management
10 Elect Director Carol M. Stephenson For For Management
11 Elect Director Cynthia A. Telles For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven W. Alesio For Against Management
2 Elect Director William H. Bolinder For For Management
3 Elect Director Michael D. Fraizer For For Management
4 Elect Director Nancy J. Karch For Against Management
5 Elect Director J. Robert "Bob" Kerrey For For Management
6 Elect Director Risa J. Lavizzo-Mourey For For Management
7 Elect Director Christine B. Mead For For Management
8 Elect Director Thomas E. Moloney For For Management
9 Elect Director James A. Parke For Against Management
10 Elect Director James S. Riepe For Against Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kay Isaacson-Leibowitz For Withhold Management
1.2 Elect Director Maurice Marciano For For Management
1.3 Elect Director Alex Yemenidjian For Withhold Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 25, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For Against Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For Against Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Judd Gregg For For Management
8 Elect Director Clive R. Hollick For Against Management
9 Elect Director George Paz For For Management
10 Elect Director Bradley T. Sheares For Against Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Provide Right to Act by Written Consent Against For Shareholder
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 26, 2011 Meeting Type: Annual
Record Date: NOV 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Robert A. Cornog For For Management
1.3 Elect Director William H. Lacy For Withhold Management
1.4 Elect Director Stephen A. Roell For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For Against Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For Against Management
10 Elect Director Lee R. Raymond For Against Management
11 Elect Director William C. Weldon For Against Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For Against Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zachary W. Carter For For Management
2 Elect Director Brian Duperreault For For Management
3 Elect Director Oscar Fanjul For Against Management
4 Elect Director H. Edward Hanway For For Management
5 Elect Director Lang of Monkton For Against Management
6 Elect Director Steven A. Mills For For Management
7 Elect Director Bruce P. Nolop For For Management
8 Elect Director Marc D. Oken For For Management
9 Elect Director Morton O. Schapiro For Against Management
10 Elect Director Adele Simmons For For Management
11 Elect Director Lloyd M. Yates For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby III For Against Management
5 Elect Director M. Christine Jacobs For Against Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For Against Management
8 Elect Director Edward A. Mueller For Against Management
9 Elect Director Jane E. Shaw For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Executive Incentive Bonus Plan For For Management
12 Ratify Auditors For For Management
13 Stock Retention/Holding Period Against Against Shareholder
14 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Kandarian For For Management
1.2 Elect Director Sylvia Mathews Burwell For For Management
1.3 Elect Director Eduardo Castro-Wright For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Lulu C. Wang For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert R. Glauber For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Elect Director Jorge A. Bermudez For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For Against Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance Jr. For For Management
6 Elect Director C. Robert Kidder For Against Management
7 Elect Director John J. Mack For For Management
8 Elect Director Donald T. Nicolaisen For Against Management
9 Elect Director Hutham S. Olayan For Against Management
10 Elect Director James. W. Owens For For Management
11 Elect Director O. Griffith Sexton For For Management
12 Elect Director Masaaki Tanaka For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin C. Conroy For For Management
2 Elect Director Michael T. Cowhig For For Management
3 Elect Director Mark D. Ketchum For For Management
4 Elect Director Raymond G. Viault For Against Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat �� For Withhold Management
1.2 Elect Director Robert M. Beall, II For Withhold Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For Withhold Management
1.5 Elect Director Kenneth B. Dunn For For Management
1.6 Elect Director J. Brian Ferguson For Withhold Management
1.7 Elect Director Lewis Hay, III For For Management
1.8 Elect Director Toni Jennings For Withhold Management
1.9 Elect Director Oliver D. Kingsley, Jr. For For Management
1.10 Elect Director Rudy E. Schupp For Withhold Management
1.11 Elect Director William H. Swanson For For Management
1.12 Elect Director Michael H. Thaman For For Management
1.13 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For Against Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For Against Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against Against Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Wren For For Management
2 Elect Director Bruce Crawford For For Management
3 Elect Director Alan R. Batkin For For Management
4 Elect Director Robert Charles Clark For For Management
5 Elect Director Leonard S. Coleman, Jr. For For Management
6 Elect Director Errol M. Cook For For Management
7 Elect Director Susan S. Denison For For Management
8 Elect Director Michael A. Henning For For Management
9 Elect Director John R. Murphy For For Management
10 Elect Director John R. Purcell For For Management
11 Elect Director Linda Johnson Rice For For Management
12 Elect Director Gary L. Roubos For For Management
13 Ratify Auditors For For Management
14 Provide Right to Act by Written Consent For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For Withhold Management
1.2 Elect Director William A. Coley For Withhold Management
1.3 Elect Director William E. James For Withhold Management
1.4 Elect Director Robert B. Karn III For Withhold Management
1.5 Elect Director M. Frances Keeth For Withhold Management
1.6 Elect Director Henry E. Lentz For Withhold Management
1.7 Elect Director Robert A. Malone For Withhold Management
1.8 Elect Director William C. Rusnack For Withhold Management
1.9 Elect Director John F. Turner For Withhold Management
1.10 Elect Director Sandra A. Van Trease For Withhold Management
1.11 Elect Director Alan H. Washkowitz For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For Against Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For Against Management
5 Elect Director R.L. Hunt For Against Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For Against Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For Against Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D. Vasella For Against Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Ratify Auditors For For Management
16 Adopt Majority Voting for Uncontested For For Management
Election of Directors
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For Against Management
5 Elect Director Frances D. Fergusson For Against Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For Against Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For Against Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rodney C. Adkins For For Management
2 Elect Director Murray D. Martin For For Management
3 Elect Director Michael I. Roth For For Management
4 Elect Director Robert E. Weissman For Against Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement For For Management
for Removing Directors
7 Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
8 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Certificate
9 Reduce Supermajority Vote Requirement For For Management
for Amendments to the By-laws
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Amend Executive Incentive Bonus Plan For For Management
13 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For Against Management
2 Elect Director Gordon M. Bethune For Against Management
3 Elect Director Gaston Caperton For Against Management
4 Elect Director Gilbert F. Casellas For Against Management
5 Elect Director James G. Cullen For Against Management
6 Elect Director William H. Gray, III For Against Management
7 Elect Director Mark B. Grier For Against Management
8 Elect Director Constance J. Horner For Against Management
9 Elect Director Martina Hund-Mejean For For Management
10 Elect Director Karl J. Krapek For Against Management
11 Elect Director Christine A. Poon For Against Management
12 Elect Director John R. Strangfield For Against Management
13 Elect Director James A. Unruh For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Reduce Supermajority Vote Requirement For For Shareholder
18 Report on Lobbying Contributions and Against Against Shareholder
Expenses
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith O. Rattie For Withhold Management
1.2 Elect Director David A. Trice For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For Withhold Management
1.2 Elect Director Stephen M. Bennett For Withhold Management
1.3 Elect Director Donald G. Cruickshank For Withhold Management
1.4 Elect Director Raymond V. Dittamore For Withhold Management
1.5 Elect Director Thomas W. Horton For Withhold Management
1.6 Elect Director Irwin Mark Jacobs For Withhold Management
1.7 Elect Director Paul E. Jacobs For Withhold Management
1.8 Elect Director Robert E. Kahn For Withhold Management
1.9 Elect Director Sherry Lansing For Withhold Management
1.10 Elect Director Duane A. Nelles For Withhold Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For Withhold Management
1.13 Elect Director Marc I. Stern For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors �� For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Basil L. Anderson For For Management
2 Elect Director Arthur M. Blank For For Management
3 Elect Director Mary Elizabeth Burton For Against Management
4 Elect Director Justin King For For Management
5 Elect Director Carol Meyrowitz For Against Management
6 Elect Director Rowland T. Moriarty For For Management
7 Elect Director Robert C. Nakasone For Against Management
8 Elect Director Ronald L. Sargent For For Management
9 Elect Director Elizabeth A. Smith For For Management
10 Elect Director Robert E. Sulentic For For Management
11 Elect Director Vijay Vishwanath For For Management
12 Elect Director Paul F. Walsh For Against Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert M. Beall, II For For Management
2 Elect Director Alston D. Correll For For Management
3 Elect Director Jeffrey C. Crowe For For Management
4 Elect Director Blake P. Garrett, Jr. For For Management
5 Elect Director David H. Hughes For For Management
6 Elect Director M. Douglas Ivester For For Management
7 Elect Director J. Hicks Lanier For For Management
8 Elect Director Kyle Prechtl Legg For For Management
9 Elect Director William A. Linnenbringer For For Management
10 Elect Director G. Gilmer Minor, III For For Management
11 Elect Director Frank S. Royal For For Management
12 Elect Director Thomas R. Watjen For For Management
13 Elect Director James M. Wells, III For For Management
14 Elect Director Phail Wynn, Jr. For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
19 Prepare Sustainability Report Against Against Shareholder
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy E. Cooper For For Management
2 Elect Director David E. Kepler For For Management
3 Elect Director William S. Stavropoulos For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel Boggan, Jr. For For Management
2 Elect Director Richard H. Carmona For For Management
3 Elect Director Tully M. Friedman For For Management
4 Elect Director George J. Harad For For Management
5 Elect Director Donald R. Knauss For For Management
6 Elect Director Robert W. Matschullat For For Management
7 Elect Director Gary G. Michael For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jan L. Murley For For Management
10 Elect Director Pamela Thomas-Graham For For Management
11 Elect Director Carolyn M. Ticknor For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Amend Executive Incentive Bonus Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arnold A. Allemang For For Management
2 Elect Director Jacqueline K. Barton For Against Management
3 Elect Director James A. Bell For For Management
4 Elect Director Jeff M. Fettig For For Management
5 Elect Director Barbara H. Franklin For For Management
6 Elect Director Jennifer M. Granholm For For Management
7 Elect Director John B. Hess For Against Management
8 Elect Director Andrew N. Liveris For For Management
9 Elect Director Paul Polman For For Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director James M. Ringler For Against Management
12 Elect Director Ruth G. Shaw For Against Management
13 Elect Director Paul G. Stern For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For Against Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For Against Management
5 Elect Director Stephen Friedman For Against Management
6 Elect Director William W. George For Against Management
7 Elect Director James A. Johnson For Against Management
8 Elect Director Lois D. Juliber For Against Management
9 Elect Director Lakshmi N. Mittal For Against Management
10 Elect Director James J. Schiro For Against Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Amend Bylaws-- Call Special Meetings Against Against Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director Francis S. Blake For For Management
3 Elect Director Ari Bousbib For For Management
4 Elect Director Gregory D. Brenneman For For Management
5 Elect Director J. Frank Brown For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Elect Director Ronald L. Sargent For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Provide Right to Act by Written Consent For For Management
15 Restore or Provide for Cumulative Against Against Shareholder
Voting
16 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
17 Prepare Employment Diversity Report Against For Shareholder
18 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard O. Berndt For For Management
2 Elect Director Charles E. Bunch For Against Management
3 Elect Director Paul W. Chellgren For Against Management
4 Elect Director Kay Coles James For Against Management
5 Elect Director Richard B. Kelson For Against Management
6 Elect Director Bruce C. Lindsay For For Management
7 Elect Director Anthony A. Massaro For For Management
8 Elect Director Jane G. Pepper For For Management
9 Elect Director James E. Rohr For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Lorene K. Steffes For For Management
12 Elect Director Dennis F. Strigl For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Elect Director George H. Walls, Jr. For For Management
15 Elect Director Helge H. Wehmeier For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Lynch For For Management
2 Elect Director William G. Parrett For For Management
3 Elect Director Michael E. Porter For Against Management
4 Elect Director Scott M. Sperling For Against �� Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Two Years One Year Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ducker For For Management
1.2 Elect Director Jeananne K. Hauswald For Withhold Management
1.3 Elect Director Dean Jernigan For For Management
1.4 Elect Director Ronald B. Kalich, Sr. For Withhold Management
1.5 Elect Director Kenneth R. Masterson For Withhold Management
1.6 Elect Director Dominic J. Pileggi For For Management
1.7 Elect Director Jean-Paul Richard For Withhold Management
1.8 Elect Director Rufus H. Rivers For For Management
1.9 Elect Director Kevin L. Roberg For For Management
1.10 Elect Director David D. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For Against Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For Against Management
5 Elect Director Frank J. Caufield For Against Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For Against Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For Against Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For Withhold Management
1.3 Elect Director Thomas J. Donohue For Withhold Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For Withhold Management
1.10 Elect Director Steven R. Rogel For Withhold Management
1.11 Elect Director Jose H. Villarreal For Withhold Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Gephardt For Withhold Management
1.2 Elect Director Glenda G. McNeal For Withhold Management
1.3 Elect Director Graham B. Spanier For Withhold Management
1.4 Elect Director Patricia A. Tracey For Withhold Management
1.5 Elect Director John J. Engel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Omnibus Stock Plan For Against Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence S. Gibbs For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUN 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For For Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against Against Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
========================== DREYFUS EQUITY INCOME FUND ==========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linda G. Alvarado For For Management
2 Elect Director George W. Buckley For For Management
3 Elect Director Vance D. Coffman For Against Management
4 Elect Director Michael L. Eskew For For Management
5 Elect Director W. James Farrell For For Management
6 Elect Director Herbert L. Henkel For For Management
7 Elect Director Edward M. Liddy For Against Management
8 Elect Director Robert S. Morrison For Against Management
9 Elect Director Aulana L. Peters For Against Management
10 Elect Director Robert J. Ulrich For Against Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For Withhold Management
1.4 Elect Director H. Laurance Fuller For Withhold Management
1.5 Elect Director Edward M. Liddy For Withhold Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For Withhold Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philippe G.H. Capron For For Management
2 Elect Director Robert J. Corti For Against Management
3 Elect Director Frederic R. Crepin For Against Management
4 Elect Director Lucian Grainge For For Management
5 Elect Director Brian G. Kelly For For Management
6 Elect Director Robert A. Kotick For For Management
7 Elect Director Jean-Bernard Levy For Against Management
8 Elect Director Robert J. Morgado For Against Management
9 Elect Director Stephane Roussel For Against Management
10 Elect Director Richard Sarnoff For For Management
11 Elect Director Regis Turrini For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel P. Amos For For Management
2 Elect Director John Shelby Amos II For For Management
3 Elect Director Paul S. Amos II For For Management
4 Elect Director Michael H. Armacost For For Management
5 Elect Director Kriss Cloninger III For For Management
6 Elect Director Elizabeth J. Hudson For For Management
7 Elect Director Douglas W. Johnson For For Management
8 Elect Director Robert B. Johnson For For Management
9 Elect Director Charles B. Knapp For For Management
10 Elect Director E. Stephen Purdom For For Management
11 Elect Director Barbara K. Rimer For For Management
12 Elect Director Marvin R. Schuster For For Management
13 Elect Director David Gary Thompson For For Management
14 Elect Director Robert L. Wright For For Management
15 Elect Director Takuro Yoshida For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For Against Management
2 Elect Director Gerald L. Baliles For Against Management
3 Elect Director John T. Casteen III For Against Management
4 Elect Director Dinyar S. Devitre For For Management
5 Elect Director Thomas F. Farrell II For Against Management
6 Elect Director Thomas W. Jones For Against Management
7 Elect Director George Munoz For For Management
8 Elect Director Nabil Y. Sakkab For For Management
9 Elect Director Michael E. Szymanczyk For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency None One Year Management
13 Cease Production of Flavored Tobacco Against Against Shareholder
Products
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Ellen M. Fitzsimmons For For Management
1.3 Elect Director Walter J. Galvin For For Management
1.4 Elect Director Gayle P.W. Jackson For For Management
1.5 Elect Director James C. Johnson For Withhold Management
1.6 Elect Director Steven H. Lipstein For Withhold Management
1.7 Elect Director Patrick T. Stokes For Withhold Management
1.8 Elect Director Thomas R. Voss For For Management
1.9 Elect Director Stephen R. Wilson For For Management
1.10 Elect Director Jack D. Woodard For Withhold Management
2 Approve Director Liability and For For Management
Indemnification
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
7 Report on Coal Combustion Waste Hazard Against Against Shareholder
and Risk Mitigation Efforts
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For Against Management
3 Elect Director Ralph D. Crosby, Jr. For Against Management
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For Against Management
6 Elect Director Lester A. Hudson, Jr. For Against Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael A. J. Farrell For For Management
2 Elect Director Jonathan D. Green For Against Management
3 Elect Director John A. Lambiase For For Management
4 Increase Authorized Capital Stock For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director David Bonderman For For Management
1.3 Elect Director Kevin R. Burns For For Management
1.4 Elect Director Matthew J. Espe For For Management
1.5 Elect Director James J. Gaffney For For Management
1.6 Elect Director Tao Huang For For Management
1.7 Elect Director Michael F. Johnston For For Management
1.8 Elect Director Larry S. McWilliams For For Management
1.9 Elect Director James J. O'Connor For For Management
1.10 Elect Director John J. Roberts For For Management
1.11 Elect Director Richard E. Wenz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AUTOLIV INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Lars Nyberg For Withhold Management
1.3 Elect Director James M. Ringler For Withhold Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh D. Ambani For For Management
2 Elect Director Susan S. Bies For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For Against Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For Against Management
13 Elect Director Robert W. Scully For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Ratify Auditors For For Management
17 Disclose Prior Government Service Against Against Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Collateral in Derivatives Against Against Shareholder
Trading
22 Restore or Provide for Cumulative Against Against Shareholder
Voting
23 Claw-back of Payments under Against Against Shareholder
Restatements
24 Prohibit Certain Relocation Benefits to Against Against Shareholder
Senior Executives
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wayne T. Hockmeyer For For Management
2 Elect Director Robert L. Parkinson, Jr. For For Management
3 Elect Director Thomas T. Stallkamp For Against Management
4 Elect Director Albert P.L. Stroucken For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
8 Approve Qualified Employee Stock For For Management
Purchase Plan
9 Approve Omnibus Stock Plan For Against Management
10 Amend Certificate of Incorporation to For For Management
Declassify the Board and Reduce
Supermajority Voting Requirement
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B.K. Allen For For Management
1.2 Elect Director A. Berard For For Management
1.3 Elect Director R.A. Brenneman For For Management
1.4 Elect Director S. Brochu For For Management
1.5 Elect Director R.E. Brown For For Management
1.6 Elect Director G.A. Cope For For Management
1.7 Elect Director A.S. Fell For For Management
1.8 Elect Director E.C. Lumley For For Management
1.9 Elect Director T.C. O'Neill For For Management
1.10 Elect Director R.C. Simmonds For For Management
1.11 Elect Director C. Taylor For For Management
1.12 Elect Director P.R. Weiss For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
4.1 Critical Mass of Qualified Women on the Against Against Shareholder
Board
4.2 Adopt a Policy Stipulating an Internal Against Against Shareholder
Pay Ratio
4.3 Additional Information Regarding Peer Against Against Shareholder
Comparisons of Compensation
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Caroline D. Dorsa For For Management
2 Elect Director Stelios Papadopoulos For For Management
3 Elect Director George A. Scangos For For Management
4 Elect Director Lynn Schenk For Against Management
5 Elect Director Alexander J. Denner For For Management
6 Elect Director Nancy L. Leaming For For Management
7 Elect Director Richard C. Mulligan For For Management
8 Elect Director Robert W. Pangia For Against Management
9 Elect Director Brian S. Posner For For Management
10 Elect Director Eric K. Rowinsky For Against Management
11 Elect Director Stephen A. Sherwin For For Management
12 Elect Director William D. Young For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Andreotti For For Management
2 Elect Director L.B. Campbell For Against Management
3 Elect Director J.M. Cornelius For For Management
4 Elect Director L.J. Freeh For For Management
5 Elect Director L.H. Glimcher For For Management
6 Elect Director M. Grobstein For Against Management
7 Elect Director L. Johansson For Against Management
8 Elect Director A.J. Lacy For For Management
9 Elect Director V.L. Sato For Against Management
10 Elect Director E. Sigal For For Management
11 Elect Director T.D. West, Jr. For Against Management
12 Elect Director R.S. Williams For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: SEP 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Colleen F. Arnold For For Management
2 Elect Director George S. Barrett For For Management
3 Elect Director Glenn A. Britt For For Management
4 Elect Director Carrie S. Cox For For Management
5 Elect Director Calvin Darden For For Management
6 Elect Director Bruce L. Downey For For Management
7 Elect Director John F. Finn For For Management
8 Elect Director Gregory B. Kenny For For Management
9 Elect Director James J. Mongan For For Management
10 Elect Director Richard C. Notebaert For For Management
11 Elect Director David W. Raisbeck For For Management
12 Elect Director Jean G. Spaulding For For Management
13 Ratify Auditors For For Management
14 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
15 Performance-Based Equity Awards Against For Shareholder
16 Require Independent Board Chairman Against Against Shareholder
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director David R. Goode For For Management
1.6 Elect Director Jesse J. Greene, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Political Contributions Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Require Independent Board Chairman Against Against Shareholder
11 Review and Assess Human Rights Policies Against Against Shareholder
12 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For Against Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
20 Adopt Guidelines for Country Selection Against Against Shareholder
21 Report on Financial Risks of Climate Against Against Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Hentschel For Against Management
2 Elect Director F.H. Merelli For Against Management
3 Elect Director L. Paul Teague For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Approve Omnibus Stock Plan For Against Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against Against Shareholder
18 Adopt Policy Prohibiting Sale of Against Against Shareholder
Products in China if they Contribute to
Human Rights Abuses
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Delano E. Lewis For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Elect Director Stephen I. Sadove For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Two Years One Year Management
13 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For Against Management
2 Elect Director Richard H. Auchinleck For Against Management
3 Elect Director James E. Copeland, Jr. For Against Management
4 Elect Director Kenneth M. Duberstein For Against Management
5 Elect Director Ruth R. Harkin For Against Management
6 Elect Director Harold W. McGraw III For Against Management
7 Elect Director James J. Mulva For Against Management
8 Elect Director Robert A. Niblock For Against Management
9 Elect Director Harald J. Norvik For Against Management
10 Elect Director William K. Reilly For Against Management
11 Elect Director Victoria J. Tschinkel For Against Management
12 Elect Director Kathryn C. Turner For Against Management
13 Elect Director William E. Wade, Jr. For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against Against Shareholder
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For Against Management
2 Elect Director John A. Canning, Jr. For For Management
3 Elect Director Gordon Gund For Against Management
4 Elect Director Kurt M. Landgraf For Against Management
5 Elect Director H. Onno Ruding For Against Management
6 Elect Director Glenn F. Tilton For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donna M. Alvarado For For Management
2 Elect Director John B. Breaux For For Management
3 Elect Director Pamela L. Carter For For Management
4 Elect Director Steven T. Halverson For For Management
5 Elect Director Edward J. Kelly, III For For Management
6 Elect Director Gilbert H. Lamphere For For Management
7 Elect Director John D. McPherson For For Management
8 Elect Director Timothy T. O'Toole For For Management
9 Elect Director David M. Ratcliffe For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Michael J. Ward For For Management
12 Elect Director J.C. Watts, Jr. For For Management
13 Elect Director J. Steven Whisler For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Theodore M. Solso For For Management
2 Elect Director N. Thomas Linebarger For For Management
3 Elect Director William I. Miller For Against Management
4 Elect Director Alexis M. Herman For Against Management
5 Elect Director Georgia R. Nelson For Against Management
6 Elect Director Carl Ware For Against Management
7 Elect Director Robert K. Herdman For Against Management
8 Elect Director Robert J. Bernhard For For Management
9 Elect Director Franklin R. Chang-Diaz For For Management
10 Elect Director Stephen B. Dobbs For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles O. Holliday, Jr. For For Management
2 Elect Director Dipak C. Jain For For Management
3 Elect Director Joachim Milberg For For Management
4 Elect Director Richard B. Myers For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG as Auditors for Fiscal 2011 For For Management
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 9 Billion; Approve Creation of
EUR 230.4 Million Pool of Capital to
Guarantee Conversion Rights
9 Approve Creation of EUR 230.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Creation of EUR 230.4 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Creation of EUR 691.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
12 Elect Katherine Garrett-Cox to the For For Management
Supervisory Board
13 Approve Revenue Sharing and Operating For For Management
Agreements with Subsidiary Deutsche
Bank Financial LLC
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For Withhold Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr For Withhold Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Reduce Supermajority Vote Requirement For For Management
5 Amend Certificate of Incorporation For For Management
6 Ratify Auditors For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James S. Tisch For For Management
2 Elect Director Lawrence R. Dickerson For For Management
3 Elect Director John R. Bolton For For Management
4 Elect Director Charles L. Fabrikant For For Management
5 Elect Director Paul G. Gaffney II For For Management
6 Elect Director Edward Grebow For For Management
7 Elect Director Herbert C. Hofmann For For Management
8 Elect Director Andrew H. Tisch For For Management
9 Elect Director Raymond S. Troubh For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DIEBOLD, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick W. Allender For For Management
1.2 Elect Director Bruce L. Byrnes For For Management
1.3 Elect Director Mei-Wei Cheng For For Management
1.4 Elect Director Phillip R. Cox For Withhold Management
1.5 Elect Director Richard L. Crandall For Withhold Management
1.6 Elect Director Gale S. Fitzgerald For Withhold Management
1.7 Elect Director Phillip B. Lassiter For For Management
1.8 Elect Director John N. Lauer For Withhold Management
1.9 Elect Director Thomas W. Swidarski For For Management
1.10 Elect Director Henry D.G. Wallace For For Management
1.11 Elect Director Alan J. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joyce M. Roche For For Management
2 Elect Director Wayne R. Sanders For For Management
3 Elect Director Jack L. Stahl For Against Management
4 Elect Director Larry D. Young For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lillian Bauder For Withhold Management
1.2 Elect Director W. Frank Fountain, Jr. For Withhold Management
1.3 Elect Director Mark A. Murray For Withhold Management
1.4 Elect Director Josue Robles, Jr. For Withhold Management
1.5 Elect Director James H. Vandenberghe For Withhold Management
1.6 Elect Director David A. Brandon For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Declassify the Board of Directors For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director John H. Forsgren For For Management
1.6 Elect Director Ann Maynard Gray For For Management
1.7 Elect Director James H. Hance, Jr. For For Management
1.8 Elect Director E. James Reinsch For For Management
1.9 Elect Director James T. Rhodes For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Philip R. Sharp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Report on Global Warming Lobbying Against Against Shareholder
Activities
6 Report on Financial Risks of Coal Against Against Shareholder
Reliance
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Brown For For Management
2 Elect Director Robert A. Brown For For Management
3 Elect Director Bertrand P. Collomb For For Management
4 Elect Director Curtis J. Crawford For For Management
5 Elect Director Alexander M. Cutler For For Management
6 Elect Director Eleuthere I. du Pont For For Management
7 Elect Director Marillyn A. Hewson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Ellen J. Kullman For For Management
10 Elect Director William K. Reilly For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
16 Report on Genetically Engineered Seed Against Against Shareholder
17 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George S. Barrett For For Management
2 Elect Director Todd M. Bluedorn For Against Management
3 Elect Director Ned C. Lautenbach For Against Management
4 Elect Director Gregory R. Page For For Management
5 Declassify the Board of Directors For For Management
6 Eliminate Cumulative Voting For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY ��
Ticker: LLY Security ID: 532457108
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M.L. Eskew For Against Management
2 Elect Director A.G. Gilman For For Management
3 Elect Director K.N. Horn For Against Management
4 Elect Director J.C. Lechleiter For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Declassify the Board of Directors For For Management
9 Reduce Supermajority Vote Requirement For For Management
10 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maureen Scannell Bateman For For Management
2 Elect Director Gary W. Edwards For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Donald C. Hintz For For Management
5 Elect Director J. Wayne Leonard For For Management
6 Elect Director Stuart L. Levenick For For Management
7 Elect Director Blanche L. Lincoln For For Management
8 Elect Director Stewart C. Myers For For Management
9 Elect Director William A. Percy, II For For Management
10 Elect Director W.J. Tauzin For For Management
11 Elect Director Steven V. Wilkinson For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For Withhold Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For Withhold Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For Withhold Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director Douglas K. Ammerman For For Management
1.3 Elect Director Thomas M. Hagerty For For Management
1.4 Elect Director Peter O. Shea, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.3 Elect Director Emerson L. Brumback For Withhold Management
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For Withhold Management
1.6 Elect Director Jewell D. Hoover For For Management
1.7 Elect Director William M. Isaac For For Management
1.8 Elect Director Kevin T. Kabat For For Management
1.9 Elect Director Mitchel D. Livingston For Withhold Management
1.10 Elect Director Hendrik G. Meijer For Withhold Management
1.11 Elect Director John J. Schiff, Jr. For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald F. Dillon For For Management
1.2 Elect Director Denis J. O'Leary For For Management
1.3 Elect Director Glenn M. Renwick For Withhold Management
1.4 Elect Director Carl W. Stern For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For Against Management
4 Elect Director Edsel B. Ford II For For Management
5 Elect Director William Clay Ford, Jr. For For Management
6 Elect Director Richard A. Gephardt For For Management
7 Elect Director James H. Hance, Jr. For For Management
8 Elect Director Irvine O. Hockaday, Jr. For For Management
9 Elect Director Richard A. Manoogian For Against Management
10 Elect Director Ellen R. Marram For Against Management
11 Elect Director Alan Mulally For For Management
12 Elect Director Homer A. Neal For For Management
13 Elect Director Gerald L. Shaheen For For Management
14 Elect Director John L. Thornton For Against Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Publish Political Contributions Against Against Shareholder
19 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For Withhold Management
1.5 Elect Director H. Devon Graham, Jr. For Withhold Management
1.6 Elect Director Charles C. Krulak For Withhold Management
1.7 Elect Director Bobby Lee Lackey For Withhold Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Cody For For Management
1.2 Elect Director Craig A. Dubow For For Management
1.3 Elect Director Howard D. Elias For For Management
1.4 Elect Director Arthur H. Harper For Withhold Management
1.5 Elect Director John Jeffry Louis For For Management
1.6 Elect Director Marjorie Magner For Withhold Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Duncan M. McFarland For Withhold Management
1.9 Elect Director Neal Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary T. Barra For For Management
2 Elect Director Nicholas D. Chabraja For For Management
3 Elect Director James S. Crown For Against Management
4 Elect Director William P. Fricks For Against Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For Against Management
7 Elect Director Paul G. Kaminski For Against Management
8 Elect Director John M. Keane For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director William A. Osborn For For Management
11 Elect Director Robert Walmsley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
15 Review and Assess Human Rights Policies Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For Against Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For Against Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For Against Management
9 Elect Director Ralph S. Larsen For Against Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For Against Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner III For Against Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Performance-Based Equity Awards Against For Shareholder
22 Withdraw Stock Options Granted to Against Against Shareholder
Executive Officers
23 Report on Climate Change Business Risk Against Against Shareholder
24 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For Withhold Management
1.2 Elect Director Etienne F. Davignon For Withhold Management
1.3 Elect Director James M. Denny For Withhold Management
1.4 Elect Director Carla A. Hills For Withhold Management
1.5 Elect Director Kevin E. Lofton For Withhold Management
1.6 Elect Director John W. Madigan For Withhold Management
1.7 Elect Director John C. Martin For Withhold Management
1.8 Elect Director Gordon E. Moore For Withhold Management
1.9 Elect Director Nicholas G. Moore For Withhold Management
1.10 Elect Director Richard J. Whitley For Withhold Management
1.11 Elect Director Gayle E. Wilson For Withhold Management
1.12 Elect Director Per Wold-Olsen For Withhold Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement Against Against Shareholder
8 Report on Code of Conduct Compliance Against Against Shareholder
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James F. Flaherty III For For Management
2 Elect Director Christine N. Garvey For For Management
3 Elect Director David B. Henry For Against Management
4 Elect Director Lauralee E. Martin For For Management
5 Elect Director Michael D. McKee For Against Management
6 Elect Director Peter L. Rhein For Against Management
7 Elect Director Kenneth B. Roath For For Management
8 Elect Director Richard M. Rosenberg For For Management
9 Elect Director Joseph P. Sullivan For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Trustee John L. Harrington For Against Management
2 Elect Trustee Barry M. Portnoy For Against Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan Crown For Against Management
2 Elect Director Don H. Davis, Jr. For For Management
3 Elect Director Robert C. McCormack For For Management
4 Elect Director Robert S. Morrison For Against Management
5 Elect Director James A. Skinner For Against Management
6 Elect Director David B. Smith, Jr. For For Management
7 Elect Director David B. Speer For For Management
8 Elect Director Pamela B. Strobel For Against Management
9 Elect Director Kevin M. Warren For For Management
10 Elect Director Anre D. Williams For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For Against Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For Against Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For Against Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For Against Management
2 Elect Director W. R. Brody For For Management
3 Elect Director K. I. Chenault For For Management
4 Elect Director M. L. Eskew For For Management
5 Elect Director S. A. Jackson For For Management
6 Elect Director A. N. Liveris For Against Management
7 Elect Director W. J. McNerney, Jr. For For Management
8 Elect Director J. W. Owens For For Management
9 Elect Director S. J. Palmisano For For Management
10 Elect Director J. E. Spero For For Management
11 Elect Director S. Taurel For Against Management
12 Elect Director L. H. Zambrano For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Provide for Cumulative Voting Against Against Shareholder
17 Report on Political Contributions Against Against Shareholder
18 Report on Lobbying Expenses Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors David J. Bronczek For For Management
2 Elect Director Ahmet C. Dorduncu For For Management
3 Elect Directors Lynn Laverty Elsenhans For For Management
4 Elect Directors John V. Faraci For For Management
5 Elect Director Samir G. Gibara For Against Management
6 Elect Directors Stacey J. Mobley For For Management
7 Elect Directors John L. Townsend, III For For Management
8 Elect Director John F. Turner For For Management
9 Elect Directors William G. Walter For Against Management
10 Elect Directors Alberto Weisser For Against Management
11 Elect Directors J. Steven Whisler For Against Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For Against Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For Against Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For Against Management
9 Elect Director Charles Prince For Against Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For Against Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For Against Management
10 Elect Director Lee R. Raymond For Against Management
11 Elect Director William C. Weldon For Against Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For Against Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Alm For For Management
2 Elect Director John F. Bergstrom For For Management
3 Elect Director Abelardo E. Bru For Against Management
4 Elect Director Robert W. Decherd For For Management
5 Elect Director Thomas J. Falk For For Management
6 Elect Director Mae C. Jemison For Against Management
7 Elect Director James M. Jenness For Against Management
8 Elect Director Nancy J. Karch For For Management
9 Elect Director Ian C. Read For Against Management
10 Elect Director Linda Johnson Rice For For Management
11 Elect Director Marc J. Shapiro For For Management
12 Elect Director G. Craig Sullivan For For Management
13 Ratify Auditors For For Management
14 Approve Non-Employee Director Omnibus For For Management
Stock Plan
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LIMITED BRANDS, INC.
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donna A. James For For Management
2 Elect Director Jeffrey H. Miro For Against Management
3 Elect Director Raymond Zimmerman For For Management
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For Against Management
6 Approve Executive Incentive Bonus Plan For For Management
7 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director Robert J. Bennett For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For For Management
1.5 Elect Director Michael D. Buckley For For Management
1.6 Elect Director T. Jefferson Cunningham, For For Management
III
1.7 Elect Director Mark J. Czarnecki For For Management
1.8 Elect Director Gary N. Geisel For For Management
1.9 Elect Director Patrick W.E. Hodgson For For Management
1.10 Elect Director Richard G. King For For Management
1.11 Elect Director Jorge G. Pereira For For Management
1.12 Elect Director Michael P. Pinto For For Management
1.13 Elect Director Melinda R. Rich For For Management
1.14 Elect Director Robert E. Sadler, Jr. For For Management
1.15 Elect Director Herbert L. Washington For For Management
1.16 Elect Director Robert G. Wilmers For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For Against Management
2 Elect Director Pierre Brondeau For For Management
3 Elect Director Clarence P. Cazalot, Jr. For Against Management
4 Elect Director David A. Daberko For Against Management
5 Elect Director William L. Davis For Against Management
6 Elect Director Shirley Ann Jackson For Against Management
7 Elect Director Philip Lader For Against Management
8 Elect Director Charles R. Lee For Against Management
9 Elect Director Michael E. J. Phelps For Against Management
10 Elect Director Dennis H. Reilley For Against Management
11 Elect Director Seth E. Schofield For Against Management
12 Elect Director John W. Snow For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Ratify Auditors For For Management
15 Provide Right to Call Special Meeting For For Management
16 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Report on Accident Risk Reduction Against Against Shareholder
Efforts
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For For Management
1.3 Elect Director James R. Bergman For For Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For For Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.r. Frank Wazzan For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby III For Against Management
5 Elect Director M. Christine Jacobs For Against Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For Against Management
8 Elect Director Edward A. Mueller For Against Management
9 Elect Director Jane E. Shaw For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Executive Incentive Bonus Plan For For Management
12 Ratify Auditors For For Management
13 Stock Retention/Holding Period Against Against Shareholder
14 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael E. Campbell For For Management
2 Elect Director Thomas W. Cole, Jr. For Against Management
3 Elect Director James G. Kaiser For For Management
4 Elect Director Richard B. Kelson For Against Management
5 Elect Director James M. Kilts For Against Management
6 Elect Director Susan J. Kropf For Against Management
7 Elect Director Douglas S. Luke For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Robert C. McCormack For For Management
10 Elect Director Timothy H. Powers For Against Management
11 Elect Director Jane L. Warner For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director William A. Hawkins For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jean-Pierre Rosso For For Management
1.11 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors �� For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven R. Appleton For For Management
2 Elect Director Teruaki Aoki For Against Management
3 Elect Director James W. Bagley For For Management
4 Elect Director Robert L. Bailey For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Lawrence N. Mondry For Against Management
7 Elect Director Robert E. Switz For For Management
8 Amend Omnibus Stock Plan For Against Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert R. Glauber For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require Independent Board Chairman Against Against Shareholder
6 Elect Director Jorge A. Bermudez For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory Q. Brown For For Management
2 Elect Director William J. Bratton For For Management
3 Elect Director David W. Dorman For Against Management
4 Elect Director Michael V. Hayden For For Management
5 Elect Director Vincent J. Intrieri For Against Management
6 Elect Director Judy C. Lewent For For Management
7 Elect Director Samuel C. Scott III For Against Management
8 Elect Director John A. White For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Amend Human Rights Policies Against Against Shareholder
--------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MSI Security ID: 620076109
Meeting Date: NOV 29, 2010 Meeting Type: Special
Record Date: OCT 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Certificate of Incorporation to For For Management
Effect Reverse Stock Split and Reduce
Proportionately the Number of Common
Shares
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Abdoo For Against Management
2 Elect Director Steven C. Beering For Against Management
3 Elect Director Michael E. Jesanis For For Management
4 Elect Director Marty R. Kittrell For For Management
5 Elect Director W. Lee Nutter For Against Management
6 Elect Director Deborah S. Parker For Against Management
7 Elect Director Ian M. Rolland For For Management
8 Elect Director Robert C. Skaggs, Jr. For For Management
9 Elect Director Richard L. Thompson For For Management
10 Elect Director Carolyn Y. Woo For Against Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For Withhold Management
1.2 Elect Director Terence C. Golden For For �� Management
1.3 Elect Director Patrick T. Harker For Withhold Management
1.4 Elect Director Frank O. Heintz For Withhold Management
1.5 Elect Director Barbara J. Krumsiek For Withhold Management
1.6 Elect Director George F. MacCormack For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Frank K. Ross For Withhold Management
1.11 Elect Director Pauline A. Schneider For For Management
1.12 Elect Director Lester P. Silverman For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For Against Management
5 Elect Director Frances D. Fergusson For Against Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For Against Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For Against Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC.
Ticker: PDM Security ID: 720190206
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Wayne Woody For For Management
1.2 Elect Director Michael R. Buchanan For For Management
1.3 Elect Director Wesley E. Cantrell For Withhold Management
1.4 Elect Director William H. Keogler, Jr. For For Management
1.5 Elect Director Frank C. McDowell For Withhold Management
1.6 Elect Director Donald A. Miller For For Management
1.7 Elect Director Donald S. Moss For Withhold Management
1.8 Elect Director Jeffrey L. Swope For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Basha, Jr. For Withhold Management
1.2 Elect Director Donald E. Brandt For For Management
1.3 Elect Director Susan Clark-Johnson For For Management
1.4 Elect Director Denis A. Cortese For For Management
1.5 Elect Director Michael L. Gallagher For For Management
1.6 Elect Director Pamela Grant For Withhold Management
1.7 Elect Director R.A. Herberger, Jr For Withhold Management
1.8 Elect Director Dale E. Klein For For Management
1.9 Elect Director Humberto S. Lopez For Withhold Management
1.10 Elect Director Kathryn L. Munro For Withhold Management
1.11 Elect Director Bruce J. Nordstrom For For Management
1.12 Elect Director W. Douglas Parker For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011 ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rodney C. Adkins For For Management
2 Elect Director Murray D. Martin For For Management
3 Elect Director Michael I. Roth For For Management
4 Elect Director Robert E. Weissman For Against Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement For For Management
for Removing Directors
7 Reduce Supermajority Vote Requirement For For Management
for Certain Business Combinations
8 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Certificate
9 Reduce Supermajority Vote Requirement For For Management
for Amendments to the By-laws
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Amend Executive Incentive Bonus Plan For For Management
13 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Hugh Grant For For Management
1.3 Elect Director Michele J. Hooper For For Management
1.4 Elect Director Robert Mehrabian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
7 Report on Community Environmental Against Against Shareholder
Impact Disclosure Process
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For Against Management
2 Elect Director Gordon M. Bethune For Against Management
3 Elect Director Gaston Caperton For Against Management
4 Elect Director Gilbert F. Casellas For Against Management
5 Elect Director James G. Cullen For Against Management
6 Elect Director William H. Gray, III For Against Management
7 Elect Director Mark B. Grier For Against Management
8 Elect Director Constance J. Horner For Against Management
9 Elect Director Martina Hund-Mejean For For Management
10 Elect Director Karl J. Krapek For Against Management
11 Elect Director Christine A. Poon For Against Management
12 Elect Director John R. Strangfield For Against Management
13 Elect Director James A. Unruh For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Reduce Supermajority Vote Requirement For For Shareholder
18 Report on Lobbying Contributions and Against Against Shareholder
Expenses
--------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: Q Security ID: 749121109
Meeting Date: AUG 24, 2010 Meeting Type: Special
Record Date: JUL 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
R. R. DONNELLEY & SONS COMPANY
Ticker: RRD Security ID: 257867101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Quinlan, III For For Management
2 Elect Director Stephen M. Wolf For Against Management
3 Elect Director Lee A. Chaden For For Management
4 Elect Director Judith H. Hamilton For For Management
5 Elect Director Susan M. Ivey For For Management
6 Elect Director Thomas S. Johnson For Against Management
7 Elect Director John C. Pope For For Management
8 Elect Director Michael T. Riordan For Against Management
9 Elect Director Oliver R. Sockwell For For Management
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Report on Sustainable Paper Purchasing Against Against Shareholder
14 Report on Political Contributions Against Against Shareholder
15 Provide Right to Act by Written Consent Against For Shareholder
16 Other Business For Against Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For Against Management
2 Elect Director John M. Deutch For Against Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For Against Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For Against Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Provide Right to Act by Written Consent Against For Shareholder
14 Stock Retention/Holding Period Against Against Shareholder
15 Report on Lobbying Contributions and Against Against Shareholder
Expenses
16 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP
Ticker: RGC Security ID: 758766109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Kaplan For For Management
1.2 Elect Director Jack Tyrrell For For Management
1.3 Elect Director Nestor R. Weigand, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Marks For Withhold Management
1.2 Elect Director Kevin DeNuccio For Withhold Management
1.3 Elect Director Irwin Federman For Withhold Management
1.4 Elect Director Steven J. Gomo For Withhold Management
1.5 Elect Director Eddy W. Hartenstein For Withhold Management
1.6 Elect Director Chenming Hu For Withhold Management
1.7 Elect Director Catherine P. Lego For Withhold Management
1.8 Elect Director Sanjay Mehrotra For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William T. Esrey For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Austin A. Adams For For Management
1.4 Elect Director Paul M. Anderson For For Management
1.5 Elect Director Pamela L. Carter For For Management
1.6 Elect Director F. Anthony Comper For For Management
1.7 Elect Director Peter B. Hamilton For For Management
1.8 Elect Director Dennis R. Hendrix For For Management
1.9 Elect Director Michael Mcshane For For Management
1.10 Elect Director Joseph H. Netherland For For Management
1.11 Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roxanne S. Austin For For Management
2 Elect Director Calvin Darden For Against Management
3 Elect Director Mary N. Dillon For Against Management
4 Elect Director James A. Johnson For Against Management
5 Elect Director Mary E. Minnick For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Derica W. Rice For For Management
8 Elect Director Stephen W. Sanger For Against Management
9 Elect Director Gregg W. Steinhafel For For Management
10 Elect Director John G. Stumpf For For Management
11 Elect Director Solomon D. Trujillo For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Adopt Compensation Benchmarking Policy Against Against Shareholder
17 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dubose Ausley For For Management
2 Elect Director James L. Ferman, Jr. For Against Management
3 Elect Director Paul L. Whiting For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
8 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank C. Herringer For Against Management
2 Elect Director Stephen T. McLin For For Management
3 Elect Director Charles R. Schwab For For Management
4 Elect Director Roger O. Walther For Against Management
5 Elect Director Robert N. Wilson For Against Management
6 Ratify Auditors For For Management
7 Amend Omnibus Stock Plan For Against Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Report on Political Contributions Against Against Shareholder
11 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Howard G. Buffett For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Evan G. Greenberg For For Management
6 Elect Director Alexis M. Herman For For Management
7 Elect Director Muhtar Kent For For Management
8 Elect Director Donald R. Keough For For Management
9 Elect Director Maria Elena Lagomasino For For Management
10 Elect Director Donald F. McHenry For For Management
11 Elect Director Sam Nunn For For Management
12 Elect Director James D. Robinson III For For Management
13 Elect Director Peter V. Ueberroth For For Management
14 Elect Director Jacob Wallenberg For Against Management
15 Elect Director James B. Williams For For Management
16 Ratify Auditors For For Management
17 Amend Executive Incentive Bonus Plan For For Management
18 Amend Restricted Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Management
21 Publish Report on Chemical Bisphenol-A Against Against Shareholder
(BPA)
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For For Management
1.3 Elect Director Lynn Forester de For For Management
Rothschild
1.4 Elect Director Richard D. Parsons For For Management
1.5 Elect Director Richard F. Zannino For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D.P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Robert J. Fisher For For Management
1.4 Elect Director William S. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director Mayo A. Shattuck III For For Management
1.9 Elect Director Katherine Tsang For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For Against Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For Against Management
5 Elect Director Stephen Friedman For Against Management
6 Elect Director William W. George For Against Management
7 Elect Director James A. Johnson For Against Management
8 Elect Director Lois D. Juliber For Against Management
9 Elect Director Lakshmi N. Mittal For Against Management
10 Elect Director James J. Schiro For Against Management
11 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Amend Bylaws-- Call Special Meetings Against Against Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director Francis S. Blake For For Management
3 Elect Director Ari Bousbib For For Management
4 Elect Director Gregory D. Brenneman For For Management
5 Elect Director J. Frank Brown For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Elect Director Ronald L. Sargent For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Provide Right to Act by Written Consent For For Management
15 Restore or Provide for Cumulative Against Against Shareholder
Voting
16 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
17 Prepare Employment Diversity Report Against For Shareholder
18 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard O. Berndt For For Management
2 Elect Director Charles E. Bunch For Against Management
3 Elect Director Paul W. Chellgren For Against Management
4 Elect Director Kay Coles James For Against Management
5 Elect Director Richard B. Kelson For Against Management
6 Elect Director Bruce C. Lindsay For For Management
7 Elect Director Anthony A. Massaro For For Management
8 Elect Director Jane G. Pepper For For Management
9 Elect Director James E. Rohr For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Lorene K. Steffes For For Management
12 Elect Director Dennis F. Strigl For Against Management
13 Elect Director Thomas J. Usher For Against Management
14 Elect Director George H. Walls, Jr. For For Management
15 Elect Director Helge H. Wehmeier For For Management
16 Ratify Auditors For For Management
17 Amend Omnibus Stock Plan For For Management
18 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Rajat K. Gupta For For Management
5 Elect Director Robert A. Mcdonald For For Management
6 Elect Director W. James Mcnerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Mary A. Wilderotter For For Management
9 Elect Director Patricia A. Woertz For For Management
10 Elect Director Ernesto Zedillo For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stuart B. Burgdoerfer For For Management
2 Elect Director Charles A. Davis For Against Management
3 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jose B. Alvarez For For Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director Bernard Cammarata For For Management
4 Elect Director David T. Ching For For Management
5 Elect Director Michael F. Hines For For Management
6 Elect Director Amy B. Lane For For Management
7 Elect Director Carol Meyrowitz For For Management
8 Elect Director John F. O'Brien For For Management
9 Elect Director Willow B. Shire For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan L. Beller For For Management
2 Elect Director John H. Dasburg For For Management
3 Elect Director Janet M. Dolan For For Management
4 Elect Director Kenneth M. Duberstein For Against Management
5 Elect Director Jay S. Fishman For For Management
6 Elect Director Lawrence G. Graev For Against Management
7 Elect Director Patricia L. Higgins For For Management
8 Elect Director Thomas R. Hodgson For For Management
9 Elect Director Cleve L. Killingsworth, For Against Management
Jr.
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Laurie J. Thomsen For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher C. Davis For For Management
1.2 Elect Director John L. Dotson Jr. For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hikmet Ersek For For Management
2 Elect Director Jack M. Greenberg For For Management
3 Elect Director Linda Fayne Levinson For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan S. Armstrong For Against Management
2 Elect Director Joseph R. Cleveland For Against Management
3 Elect Director Juanita H. Hinshaw For Against Management
4 Elect Director Frank T. MacInnis For Against Management
5 Elect Director Janice D. Stoney For Against Management
6 Elect Director Laura A. Sugg For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For Against Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For Against Management
5 Elect Director Frank J. Caufield For Against Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For Against Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For Against Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: H8912P106
Meeting Date: MAR 09, 2011 Meeting Type: Annual
Record Date: FEB 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Pierre Brondeau as Director For For Management
2 Reelect Juergen Gromer as Director For For Management
3 Reelect Robert Hernandez as Director For For Management
4 Reelect Thomas Lynch as Director For For Management
5 Reelect Daniel Phelan as Director For For Management
6 Reelect Frederic Poses as Director For For Management
7 Reelect Lawrence Smith as Director For For Management
8 Reelect Paula Sneed as Director For For Management
9 Reelect David Steiner as Director For For Management
10 Reelect John Van Scoter as Director For For Management
11 Accept Annual Report for Fiscal For For Management
2009/2010
12 Accept Statutory Financial Statements For For Management
for Fiscal 2010/2011
13 Accept Consolidated Financial For For Management
Statements for Fiscal 2010/2011
14 Approve Discharge of Board and Senior For For Management
Management
15 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2010/2011
16 Ratify Deloitte AG as Swiss Registered For For Management
Auditors for Fiscal 2010/2011
17 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditor for Fiscal 2010/2011
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency None One Year Management
20 Approve Ordinary Cash Dividend For For Management
21 Change Company Name to TE Connectivity For For Management
Ltd
22 Amend Articles to Renew Authorized For For Management
Share Capital
23 Approve Reduction in Share Capital For For Management
24 Authorize Repurchase of up to USD 800 For For Management
million of Share Capital
25 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL, LTD.
Ticker: TYC Security ID: H89128104
Meeting Date: MAR 09, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2009/2010
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Elect Edward D. Breen as Director For For Management
3.2 Elect Michael Daniels as Director For For Management
3.3 Reelect Timothy Donahue as Director For Withhold Management
3.4 Reelect Brian Duperreault as Director For For Management
3.5 Reelect Bruce Gordon as Director For For Management
3.6 Reelect Rajiv L. Gupta as Director For Withhold Management
3.7 Reelect John Krol as Director For For Management
3.8 Reelect Brendan O'Neill as Director For For Management
3.9 Reelect Dinesh Paliwal as Director For For Management
3.10 Reelect William Stavropoulos as For For Management
Director
3.11 Reelect Sandra Wijnberg as Director For Withhold Management
3.12 Reelect R. David Yost as Director For Withhold Management
4a Ratify Deloitte AG as Auditors For For Management
4b Appoint Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal 2010/2011
4c Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
5a Approve Carrying Forward of Net Loss For For Management
5b Approve Ordinary Cash Dividend For For Management
6 Amend Articles to Renew Authorized For For Management
Share Capital
7 Approve CHF 188,190,276.70 Reduction in For For Management
Share Capital
8a Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
8b Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For Against Management
2 Elect Director Michael J. Burns For For Management
3 Elect Director D. Scott Davis For For Management
4 Elect Director Stuart E. Eizenstat For Against Management
5 Elect Director Michael L. Eskew For For Management
6 Elect Director William R. Johnson For For Management
7 Elect Director Ann M. Livermore For For Management
8 Elect Director Rudy H.P. Markham For For Management
9 Elect Director Clark T. Randt, Jr. For For Management
10 Elect Director John W. Thompson For Against Management
11 Elect Director Carol B. Tome For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
15 Other Business For Against Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director M. Frances Keeth For For Management
3 Elect Director Robert W. Lane For For Management
4 Elect Director Lowell C. Mcadam For For Management
5 Elect Director Sandra O. Moose For For Management
6 Elect Director Joseph Neubauer For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Clarence Otis, Jr. For For Management
9 Elect Director Hugh B. Price For For Management
10 Elect Director Ivan G. Seidenberg For For Management
11 Elect Director Rodney E. Slater For For Management
12 Elect Director John W. Snow For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Disclose Prior Government Service Against Against Shareholder
17 Performance-Based Equity Awards Against Against Shareholder
18 Restore or Provide for Cumulative Against Against Shareholder
Voting
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Ernesto de Bedout For For Management
1.2 Elect Director Ursula O. Fairbairn For Withhold Management
1.3 Elect Director Eric C Wiseman For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Steven S Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Advisory Vote on Say on Pay Frequency One Year One Year Management
19 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
20 Report on Political Contributions Against Against Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Require Suppliers to Produce Against Against Shareholder
Sustainability Reports
23 Report on Climate Change Business Risks Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For For Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against Against Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel R. Allen For For Management
2 Elect Director Jeff M. Fettig For For Management
3 Elect Director Michael F. Johnston For For Management
4 Elect Director William T. Kerr For For Management
5 Elect Director John D. Liu For For Management
6 Elect Director Miles L. Marsh For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Michael D. White For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Ratify Auditors For For Management
12 Provide Right to Act by Written Consent Against For Shareholder
13 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For Withhold Management
1.2 Elect Director Robert J. Miller For For Management
1.3 Elect Director Kazuo Okada For Withhold Management
1.4 Elect Director Allan Zeman For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glenn A. Britt For Against Management
2 Elect Director Ursula M. Burns For For Management
3 Elect Director Richard J. Harrington For For Management
4 Elect Director William Curt Hunter For For Management
5 Elect Director Robert J. Keegan For For Management
6 Elect Director Robert A. McDonald For Against Management
7 Elect Director N.J. Nicholas, Jr. For Against Management
8 Elect Director Charles Prince For For Management
9 Elect Director Ann N. Reese For For Management
10 Elect Director Mary Agnes Wilderotter For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 11, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philip T. Gianos For For Management
2 Elect Director Moshe N. Gavrielov For For Management
3 Elect Director John L. Doyle For For Management
4 Elect Director Jerald G. Fishman For For Management
5 Elect Director William G. Howard, Jr. For For Management
6 Elect Director J. Michael Patterson For For Management
7 Elect Director Albert A. Pimentel For For Management
8 Elect Director Marshall C. Turner For For Management
9 Elect Director Elizabeth W. Vanderslice For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
====================== DREYFUS GLOBAL EQUITY INCOME FUND =======================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For Withhold Management
1.4 Elect Director H. Laurance Fuller For Withhold Management
1.5 Elect Director Edward M. Liddy For Withhold Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For Withhold Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
--------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC
Ticker: ADN Security ID: G00434111
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
4 Re-elect Roger Cornick as Director For For Management
5 Re-elect Anita Frew as Director For For Management
6 Re-elect Gerhard Fusenig as Director For For Management
7 Re-elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Laing as Director For For Management
9 Re-elect Kenichi Miyanaga as Director For For Management
10 Re-elect Bill Rattray as Director For For Management
11 Re-elect Sir Malcolm Rifkind as For For Management
Director
12 Re-elect Simon Troughton as Director For For Management
13 Re-elect Giles Weaver as Director For For Management
14 Elect Jim Pettigrew as Director For For Management
15 Approve Remuneration Report For Against Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise Market Purchase For For Management
20 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PCL
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous AGM For For Management
3 Acknowledge 2010 Operating Results None None Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Dividend of THB 12.92 Per Share For For Management
6 Authorize Issuance of Debentures Not For For Management
Exceeding THB 20 Billion
7.1 Elect Paiboon Limpaphayom as Director For For Management
7.2 Elect Vikrom Sriprataks as Director For For Management
7.3 Elect Ng Ching-Wah as Director For For Management
8 Approve Remuneration of Directors For For Management
9 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Acknowledge Report on the Dispute with For For Management
Respect to the Amendments to the
Contract Permitting Mobile Phone
Services Between the Company and TOT
PCL
11 Other Business For Against Management
--------------------------------------------------------------------------------
AMP LIMITED
Ticker: AMP Security ID: Q0344G101
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Brian Clark as a Director For For Management
2b Elect Peter Shergold as a Director For For Management
2c Elect Catherine Brenner as a Director For For Management
2d Elect Richard Allert as a Director For For Management
2e Elect Patricia Akopiantz as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Performance Rights For For Management
with a Value of A$2.2 Million at the
Time of the Grant to Craig Dunn,
Managing Director of the Company
5 Approve the Maximum Aggregate For For Management
Director's Fee of AMP Ltd at A$3.85
Million
6 Approve the Issuance of 1,200 Notes at For For Management
an Issue Price of A$500,000 Each to
Certain Investors Selected and Arranged
By UBS Ltd.
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael A. J. Farrell For For Management
2 Elect Director Jonathan D. Green For Against Management
3 Elect Director John A. Lambiase For For Management
4 Increase Authorized Capital Stock For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA. Security ID: G06940103
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Paul Anderson as Director For For Management
5 Re-elect Michael Hartnall as Director For For Management
6 Re-elect Linda Hudson as Director For For Management
7 Re-elect Ian King as Director For For Management
8 Re-elect Sir Peter Mason as Director For For Management
9 Re-elect Richard Olver as Director For For Management
10 Re-elect Roberto Quarta as Director For For Management
11 Re-elect Nicholas Rose as Director For For Management
12 Re-elect Carl Symon as Director For For Management
13 Elect Harriet Green as Director For For Management
14 Elect Peter Lynas as Director For For Management
15 Elect Paula Rosput Reynolds as Director For For Management
16 Reappoint KPMG Audit plc as Auditors of For For Management
the Company
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Approve Restricted Share Plan 2011 For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Appove Allocation of
Income and Dividends of EUR 1.50 per
Share for Fiscal 2010
2 Approve Discharge of Management Board For For Management
for Fiscal 2010
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
4 Amend Articles Re: Length of For For Management
Supervisory Board Member Term
5 Approve Spin-Off and Takeover For For Management
Agreement with Bayer Real Estate GmbH
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Re-elect Paul Anderson as Director For For Management
4 Re-elect Antony Burgmans as Director For For Management
5 Re-elect Cynthia Carroll as Director For For Management
6 Re-elect Sir William Castell as For Abstain Management
Director
7 Re-elect Iain Conn as Director For For Management
8 Re-elect George David as Director For For Management
9 Re-elect Ian Davis as Director For For Management
10 Re-elect Robert Dudley as Director For For Management
11 Re-elect Dr Byron Grote as Director For For Management
12 Elect Frank Bowman as Director For For Management
13 Elect Brendan Nelson as Director For For Management
14 Elect Phuthuma Nhleko as Director For For Management
15 Re-elect Carl-Henric Svanberg as For For Management
Director
16 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
17 Authorise Market Purchase For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
22 Amend ShareMatch Plan For For Management
23 Amend Sharesave UK Plan 2001 For For Management
--------------------------------------------------------------------------------
CABLE & WIRELESS COMMUNICATIONS PLC
Ticker: CWC Security ID: G1839G102
Meeting Date: JUL 21, 2010 Meeting Type: Annual
Record Date: JUL 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Sir Richard Lapthorne as For For Management
Director
4 Elect Nick Cooper as Director For For Management
5 Re-elect Kate Nealon as Director For For Management
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
12 Approve Scrip Dividend Scheme For For Management
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise the Company to Use Electronic For For Management
Communications
15 Approve Final Dividend For For Management
--------------------------------------------------------------------------------
CABLE & WIRELESS WORLDWIDE PLC
Ticker: CW. Security ID: G1839Y103
Meeting Date: JUL 21, 2010 Meeting Type: Annual
Record Date: JUL 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Tim Weller as Director For For Management
4 Re-elect Penny Hughes as Director For For Management
5 Re-elect John Pluthero as Director For For Management
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Amend Long Term Incentive Plan For For Management
12 Approve THUS Share Purchase Plan 2010 For For Management
13 Authorise the Company to Use Electronic For For Management
Communications
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Authorise EU Political Donations and For For Management
Expenditure
16 Approve Scrip Dividend Program For For Management
17 Approve Final Dividend For For Management
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAY 05, 2011 ��
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Sam Laidlaw as Director For For Management
6 Re-elect Helen Alexander as Director For For Management
7 Re-elect Phil Bentley as Director For For Management
8 Elect Margherita Della Valle as For For Management
Director
9 Re-elect Mary Francis as Director For For Management
10 Re-elect Mark Hanafin as Director For For Management
11 Re-elect Nick Luff as Director For For Management
12 Re-elect Andrew Mackenzie as Director For For Management
13 Elect Ian Meakins as Director For For Management
14 Re-elect Paul Rayner as Director For For Management
15 Re-elect Chris Weston as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 00941 Security ID: Y14965100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Reelect Xue Taohai as Director For For Management
3b Reelect Huang Wenlin as Director For For Management
3c Reelect Xu Long as Director For Against Management
3d Reelect Lo Ka Shui as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: NOV 19, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Replace Director For For Management
2 Amend Articles For For Management
3 Approve Donation to the Municipality of For For Management
Santa Rita de Caldas
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: JAN 19, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: MAR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 22 For For Management
2 Amend Article 31 For For Management
3 Amend Article 24 Re: Increase in Size For For Management
of Executive Committee
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: APR 15, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Investment Plan for Upcoming For For Management
Fiscal Year
4 Elect Board of Directors and Fiscal For For Management
Council
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: APR 15, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
2 Authorize Issuance of Debentures For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For Against Management
2 Elect Director Richard H. Auchinleck For Against Management
3 Elect Director James E. Copeland, Jr. For Against Management
4 Elect Director Kenneth M. Duberstein For Against Management
5 Elect Director Ruth R. Harkin For Against Management
6 Elect Director Harold W. McGraw III For Against Management
7 Elect Director James J. Mulva For Against Management
8 Elect Director Robert A. Niblock For Against Management
9 Elect Director Harald J. Norvik For Against Management
10 Elect Director William K. Reilly For Against Management
11 Elect Director Victoria J. Tschinkel For Against Management
12 Elect Director Kathryn C. Turner For Against Management
13 Elect Director William E. Wade, Jr. For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For Against Management
18 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against Against Shareholder
20 Report on Lobbying Expenses Against Against Shareholder
21 Report on Accident Risk Reduction Against Against Shareholder
Efforts
22 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
24 Report on Financial Risks of Climate Against Against Shareholder
Change
25 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Declare Final Dividend of SGD 0.28 Per For For Management
Ordinary Share
2b Declare Final Dividend of SGD 0.02 Per For For Management
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.02 Per For For Management
Non-Voting Redeemable Convertible
Preference Share
3 Approve Directors' Fees of SGD 2.8 For For Management
Million for 2010 (2009: SGD 1.6
Million)
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Reelect Bart Joseph Broadman as For For Management
Director
5b Reelect Euleen Goh Yiu Kiang as For For Management
Director
5c Reelect Christopher Cheng Wai Chee as For For Management
Director
6 Reelect Danny Teoh Leong Kay as For For Management
Director
7a Approve Issuance of Shares and Grant For For Management
Awards Pursuant to the DBSH Share
Option Plan and the DBSH Share Plan
7b Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7c Approve Issuance of Shares Pursuant to For For Management
the DBSH Scrip Dividend Scheme
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exemption of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 1 Billion; Approve Creation of
EUR 75 Million Pool of Capital to
Guarantee Conversion Rights
7a Elect Werner Gatzer to the Supervisory For For Management
Board
7b Elect Thomas Kunz to the Supervisory For For Management
Board
7c Elect Elmar Toime to the Supervisory For For Management
Board
7d Elect Katja Windt to the Supervisory For For Management
Board
7e Elect Hero Brahms to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 12, 2011 Meeting Type: Annual ��
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Postpone Discharge of Supervisory Board For For Management
Member Klaus Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Reelect Hubertus von Gruenberg to the For For Management
Supervisory Board
9 Reelect Bernhard Walter to the For For Management
Supervisory Board
10 Amend Affiliation Agreement with For For Management
Subsidiary T-Systems International GmbH
11 Amend Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DFMG Holding
GmbH
13 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeAssekuranz (Deutsche Telekom
Assekuranz-Vermittlungsgesellschaft
mbH)
14 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Customer Services GmbH
15 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Technical Services GmbH
16 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Accounting GmbH
17 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Training GmbH
18 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Norma
Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DeTeAsia
Holding GmbH
20 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Traviata
Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Scout24
Holding GmbH
22 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary T-Mobile
Worldwide Holding GmbH
23 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Telekom
Deutschland GmbH
24 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary MagyarCom
Holding GmbH
25 Amend Corporate Purpose For For Management
26 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Management Board Member Kai Ricke
27 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Supervisory Board Member Klaus
Zumwinkel
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: R1812S105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Remuneration of Committee of For For Management
Representatives, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditor For For Management
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 4 per
Share
7 Elect Andersen, Hoegh, Koc, Leire, For For Management
Skarholt, Smith, Solberg, Svenning,
Sorensen, and Wang as Members of
Committee of Representatives; Elect
Deputy Members
8 Reelect Hassel (Chair), Overland (Vice For For Management
Chair), Eriksen, and Hovden as Members
of Control Committee; Reelect Brustad
and Smith as Deputy Members
9 Authorize Repurchase of Issued Shares For For Management
with an Aggregate Nominal Value of up
to NOK 733 Million
10a Approve Advisory Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
10b Approve Binding Part of Remuneration For For Management
Policy And Other Terms of Employment
For Executive Management
11 Amend Articles Re: Change Company Name For For Management
to DNB ASA; Voting in Advance of the
Meeting; Adopt Record Date; Employee
Representatives
12 Approve Instructions to the Nominating For For Management
Committee
13 Financial Stability - Role Distribution None Against Shareholder
and Impartiality; A Financial Structure
for a New Real Economy; Financial
Services Innovation in the Best
Interests of the Atomic Customer;
Shared Economic Responsibility and
Common Interests
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M.L. Eskew For Against Management
2 Elect Director A.G. Gilman For For Management
3 Elect Director K.N. Horn For Against Management
4 Elect Director J.C. Lechleiter For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Declassify the Board of Directors For For Management
9 Reduce Supermajority Vote Requirement For For Management
10 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Ministry of None Did Not Vote Management
Economics and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8.1 Slate Submitted by the Ministry of None Against Management
Economics and Finance
8.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
9 Appoint Internal Statutory Auditors' For For Management
Chairman
10 Approve Internal Auditors' Remuneration For For Management
11 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Simon Dingemans as Director For For Management
4 Elect Stacey Cartwright as Director For For Management
5 Elect Judy Lewent as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Larry Culp as Director For For Management
11 Re-elect Sir Crispin Davis as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect James Murdoch as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase For For Management
24 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: S31755101
Meeting Date: NOV 02, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended 30
June 2010
2 Appoint KPMG Inc as Auditors of the For For Management
Company
3 Elect Mamphela Ramphele as Director For For Management
4 Elect Paul Schmidt as Director For For Management
5 Re-elect Rupert Pennant-Rea as Director For For Management
6 Re-elect Donald Ncube as Director For For Management
7 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors ��
8 Place Authorised but Unissued For For Management
Non-Convertible Redeemable Preference
Shares under Control of Directors
9 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Ten Percent of
Issued Share Capital
10 Approve Termination of the Awarding of For For Management
Rights to Non-Executive Directors Under
The Gold Fields Ltd 2005 Non-Executive
Share Plan
11 Approve Increase in Non-executive For For Management
Director Fees
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: S31755101
Meeting Date: NOV 02, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Allotment and Issue of ESOP For For Management
Shares to Thusano Share Trust
2 Authorise Allotment and Issue of For For Management
Invictus Transformation Shares to
Invictus
3 Authorise Allotment and Issue of the For For Management
South Deep Community Trust
Transformation Shares to the South Deep
Community Trust
1 Approve Granting of Financial For For Management
Assistance by Gold Fields and GFIMSA
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: S31755101
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors of the For For Management
Company
2 Elect Sello Moloko as Director For For Management
3 Re-elect Kofi Ansah as Director For For Management
4 Re-elect David Murray as Director For For Management
5 Re-elect Gayle Wilson as Director For For Management
6 Re-elect Gayle Wilson as Chairman of For For Management
the Audit Committee
7 Re-elect Richard Menell as Member of For For Management
the Audit Committee
8 Re-elect Donald Ncube as Member of the For For Management
Audit Committee
9 Re-elect Rupert Pennant-Rea as Member For For Management
of the Audit Committee
10 Authorise Board to Issue Ordinary For For Management
Shares up to a Maximum of Ten Percent
of Issued Share Capital
11 Authorise Board to Issue All or Any For For Management
Part of the Authorised But Unissued
Non-Convertible Redeemable Preference
Shares
12 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Ten Percent of
Issued Share Capital
13 Approve Remuneration Policy For For Management
1 Approve Increase of Audit Committee For For Management
Non-Executive Directors' Fees
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
1 Accept Financial Statements and For For Management
Statutory Reports for the Period Ended
31 December 2010
2 Reappoint KPMG Inc as Auditors of the For For Management
Company
3 Elect Sello Moloko as Director For For Management
4 Re-elect Kofi Ansah as Director For For Management
5 Re-elect David Murray as Director For For Management
6 Re-elect Gayle Wilson as Director For For Management
7 Place Ten Percent Authorised but For For Management
Unissued Ordinary Shares under Control
of Directors
8 Place Authorised but Unissued For For Management
Non-Convertible Redeemable Preference
Shares under Control of Directors
9 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Ten Percent of
Issued Share Capital
10 Approve Increase of Audit Committee For For Management
Non-Executive Directors' Fees
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
GOLD FIELDS LTD
Ticker: GFI Security ID: S31755101
Meeting Date: JUN 20, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance to Related For For Management
or Inter-related Company
1 Approve Acquisition by Gold Fields For For Management
Through its Wholly-owned Subsidiary
Gold Fields Ghana Holdings (BVI)
Limited of a Further Indirect 18.9
Percent Interest in Each of Gold Fields
Ghana and Abosso Goldfields
2 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HOPEWELL HIGHWAY INFRASTRUCTURE LTD.
Ticker: 00737 Security ID: G45995100
Meeting Date: OCT 20, 2010 Meeting Type: Annual
Record Date: OCT 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports ��
2 Approve Final Dividend of HK$0.15 Per For For Management
Share
3a1 Reelect Gordon Ying Sheung Wu as For For Management
Director
3a2 Reelect Eddie Ping Chang Ho as Director For For Management
3a3 Reelect Thomas Jefferson Wu as Director For For Management
3a4 Reelect Alan Chi Hung Chan as Director For For Management
3b Approve Remuneration of Directors For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Re-elect Safra Catz as Director For For Management
3b Elect Laura Cha as Director For For Management
3c Re-elect Marvin Cheung as Director For For Management
3d Re-elect John Coombe as Director For For Management
3e Re-elect Rona Fairhead as Director For For Management
3f Re-elect Douglas Flint as Director For For Management
3g Re-elect Alexander Flockhart as For For Management
Director
3h Re-elect Stuart Gulliver as Director For For Management
3i Re-elect James Hughes-Hallett as For For Management
Director
3j Re-elect William Laidlaw as Director For For Management
3k Re-elect Janis Lomax as Director For For Management
3l Elect Iain Mackay as Director For For Management
3m Re-elect Gwyn Morgan as Director For For Management
3n Re-elect Nagavara Murthy as Director For For Management
3o Re-elect Sir Simon Robertson as For For Management
Director
3p Re-elect John Thornton as Director For For Management
3q Re-elect Sir Brian Williamson as For For Management
Director
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Approve Share Plan 2011 For For Management
8 Approve Fees Payable to Non-Executive For For Management
Directors
9 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HTC CORPORATION
Ticker: 2498 Security ID: Y3732M103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of 2010 For For Management
Dividends and Employee Profit Sharing
4 Amend Articles of Association For For Management
5 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
6.1 Elect David Bruce Yoffie with For For Management
Shareholder Number 19540707DA as
Director
6.2 Elect Jerry H.C. Chu with ID Number For For Management
A121108388 as Supervisor
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HUSKY ENERGY INC.
Ticker: HSE Security ID: 448055103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Victor T.K. Li as Director For For Management
1.2 Elect Canning K.N. Fok as Director For Withhold Management
1.3 Elect Stephen E. Bradley as Director For For Management
1.4 Elect R. Donald Fullerton as Director For For Management
1.5 Elect Asim Ghosh as Director For For Management
1.6 Elect Martin J.G. Glynn as Director For Withhold Management
1.7 Elect Poh Chan Koh as Director For For Management
1.8 Elect Eva Lee Kwok as Director For Withhold Management
1.9 Elect Stanley T.L. Kwok as Director For For Management
1.10 Elect Frederick S.H. Ma as Director For For Management
1.11 Elect George C. Magnus as Director For For Management
1.12 Elect Colin S. Russel as Director For For Management
1.13 Elect Wayne E. Shaw as Director For For Management
1.14 Elect William Shurniak as Director For For Management
1.15 Elect Frank J. Sixt as Director For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ICAP PLC
Ticker: IAP Security ID: G46981117
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Charles Gregson as Director For For Management
4 Re-elect Matthew Lester as Director For For Management
5 Re-elect James McNulty as Director For For Management
6 Elect John Sievwright as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Approve Remuneration Report For For Management
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise EU Political Donations and For For Management
Expenditure
14 Adopt New Articles of Association For For Management
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: Security ID: Y5759Q107
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements, Report of For For Management
Trustee, Statement by Manager, and
Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Ueda, Ryoichi For For Management
2.4 Elect Director Yano, Masahide For For Management
2.5 Elect Director Nabeshima, Hideyuki For For Management
2.6 Elect Director Nakahara, Hideto For For Management
2.7 Elect Director Fujimura, Kiyoshi For For Management
2.8 Elect Director Nagai, Yasuo For For Management
2.9 Elect Director Nomakuchi, Tamotsu For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Tsukuda, Kazuo For Against Management
2.12 Elect Director Kato, Ryozo For For Management
2.13 Elect Director Konno, Hidehiro For For Management
3 Appoint Statutory Auditor Noma, Osamu For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Various Transactions Relating For For Management
to the MTN BEE Transaction
1 Authorise Repurchase of Shares For For Management
2 Sanction Financial Assistance in For For Management
Connection with the MTN BEE Transaction
2 Authorise Board to Issue Shares for For For Management
Cash up to 43,761,745 MTN Shares
3 Authorise Board to Issue Shares for For For Management
Cash up to 31,716,333 MTN Shares
4 Authorise Board to Ratify and Execute For For Management
Ordinary Resolutions 1, 2 and 3 and
Special Resolutions 1 and 2
5 Approve the ESOP and the Specific Issue For For Management
of Shares Under the ESOP for Cash
3 Sanction Financial Assistance in For For Management
Connection with the ESOP
--------------------------------------------------------------------------------
MTN GROUP LTD
Ticker: MTN Security ID: S8039R108
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Azmi Mikati as Director For For Management
2 Re-elect Jeff van Rooyen as Director For For Management
3 Re-elect Jan Strydom as Director For For Management
4 Re-elect Johnson Njeke as Director For For Management
5 Re-elect Koosum Kalyan as Director For For Management
6 Re-elect Alan van Biljon as Chairman of For For Management
the Audit Committee
7 Re-elect Jeff van Rooyen as Member of For For Management
the Audit Committee
8 Re-elect Jan Strydom as Member of the For Against Management
Audit Committee
9 Re-elect Peter Mageza as Member of the For For Management
Audit Committee
10 Re-elect Johnson Njeke as Member of the For For Management
Audit Committee
11 Reappoint PricewaterhouseCoopers Inc For For Management
and SizweNtsaluba VSP as Joint Auditors
12 Place Authorised but Unissued Shares For For Management
under Control of Directors
13 Approve Remuneration Philosophy For For Management
14 Approve Increase in Non-executive For For Management
Directors' Remuneration with effect
from 1 July 2011
15 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
16 Approve Financial Assistance to Related For For Management
or Inter-related Companies
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: FEB 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.20 per Share
4 Approve Remuneration System For Against Management
5a Reelect Ann Fudge as Director For For Management
5b Reelect Pierre Landolt as Director For For Management
5c Reelect Ulrich Lehner as Director For For Management
5d Elect Enrico Vanni as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: APR 08, 2011 Meeting Type: Special
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Merger Agreement with Alcon For For Management
Inc.
1.2 Approve Creation of CHF 54 Million Pool For For Management
of Authorized Capital in Connection
with Merger Agreement with Alcon Inc.
--------------------------------------------------------------------------------
PARKWAYLIFE REIT
Ticker: Security ID: Y67202104
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements, Trustee's For For Management
Report, Manager's Statement, and
Auditors' Reports
2 Reappoint KPMG LLP as Independent For For Management
Auditor and Authorize Board to Fix
Their Remuneration
3 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick Frank For For Management
1.2 Elect Director Paul W. Sandman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For Against Management
5 Elect Director Frances D. Fergusson For Against Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For Against Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For Against Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect Director Louis C. Camilleri For For Management
4 Elect Director J. Dudley Fishburn For For Management
5 Elect Director Jennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Lucio A. Noto For For Management
9 Elect Director Carlos Slim Helu For For Management
10 Elect Director Stephen M. Wolf For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Effect of Marketing Practices Against Against Shareholder
on the Poor
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
REED ELSEVIER NV
Ticker: REN Security ID: N73430113
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Financial Statements and For For Management
Statutory Reports
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5 Approve Dividends of EUR 0.41 Per Share For For Management
6 Ratify Deloitte Accountants B.V. as For For Management
Auditors
7a Elect A. Hennah to Supervisory Board For For Management
7b Reelect M. Elliott to Supervisory Board For For Management
7c Reelect A. Habgood to Supervisory Board For For Management
7d Reelect L. Hook to Supervisory Board For For Management
7e Reelect M. van Lier Lels to Supervisory For For Management
Board
7f Reelect R. Polet to Supervisory Board For For Management
7g Reelect D. Reid to Supervisory Board For For Management
7h Reelect B. van der Veer to Supervisory For For Management
Board
8a Reelect E. Engstrom to Executive Board For For Management
8b Reelect M. Armour to Executive Board For For Management
9a Approve Fee for the Senior Independent For For Management
Director
9b Approve Maximum Amount of Annual For For Management
Remuneration of Supervisory Board at
EUR 600,000
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11a Grant Board Authority to Issue Shares For For Management
up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
11b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 11a
12 Other Business None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luc Jobin For Withhold Management
1.2 Elect Director Nana Mensah For Withhold Management
1.3 Elect Director John J. Zillmer For Withhold Management
1.4 Elect Director John P. Daly For For Management
1.5 Elect Director Daniel M. Delen For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
7 Cease Production of Flavored Tobacco Against Against Shareholder
Products
8 Adopt Human Rights Protocols for Against Against Shareholder
Company and Suppliers
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: G7690A100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Linda Stuntz as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Malcolm Brinded as Director For For Management
6 Elect Guy Elliott as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Charles Holliday as Director For For Management
9 Re-elect Lord Kerr of Kinlochard as For For Management
Director
10 Elect Gerard Kleisterlee as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Jorma Ollila as Director For For Management
13 Re-elect Jeroen van der Veer as For For Management
Director
14 Re-elect Peter Voser as Director For For Management
15 Re-elect Hans Wijers as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC
Ticker: SSE Security ID: G7885V109
Meeting Date: JUL 22, 2010 Meeting Type: Annual
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Nick Baldwin as Director For For Management
5 Re-elect Richard Gillingwater as For For Management
Director
6 Re-elect Alistair Phillips-Davies as For For Management
Director
7 Reappoint KPMG Audit plc as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For �� For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Adopt New Articles of Association For For Management
14 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
SES SA
Ticker: SESG Security ID: L8300G135
Meeting Date: APR 07, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Attendance List, Quorum, and Adoption None None Management
of Agenda
2 Appoint Two Meeting Scrutineers None None Management
3 Receive Board's 2010 Activities Report None None Management
4 Receive Explanations on Main None None Management
Developments during 2010 and
Perspectives
5 Receive Financial Results None None Management
6 Receive Auditors' Report None None Management
7 Accept Consolidated and Individual For For Management
Financial Statements
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Class A Share
9 Approve Standard Accouting Transfers For For Management
10 Approve Discharge of Directors For For Management
11 Approve Discharge of Auditors For For Management
12 Approve Ernst & Young Auditors and For For Management
Authorize Board to Fix Their
Remuneration
13 Approve Share Repurchase Program For For Management
14.a Fix Number of Directors at 18 For Against Management
14.b Classify Board of Directors For For Management
14c1 Elect Marc Beuls as Class A Director For For Management
14c2 Re-elect Marcus Bicknell as Class A For For Management
Director
14c3 Re-elect Bridget Cosgrave as Class A For For Management
Director
14c4 Re-elect Hadelin de Liedekerke Beaufort For For Management
as Class A Director
14c5 Re-elect Jacques Espinasse as Class A For For Management
Director
14c6 Re-elect Robert W. Ross as Class A For For Management
Director
14c7 Elect Karim Sabbagh as Class A Director For For Management
14c8 Re-elect Christian Schaak as Class A For For Management
Director
14c9 Re-elect Thierry Seddon as Class A For For Management
Director
14c10 Re-elect Marc Speeckaert as Class A For For Management
Director
14c11 Re-elect Gerd Tenzer as Class A For For Management
Director
14c12 Re-elect Francois Tesch as Class A For Against Management
Director
14c13 Re-elect Serge Allegrezza as Class B For For Management
Director
14c14 Re-elect Jean-Claude Finck as Class B For For Management
Director
14c15 Re-elect Gaston Reinesch as Class B For For Management
Director
14c16 Re-elect Victor Rod as Class B Director For For Management
14c17 Re-elect Rene Steichen as Class B For For Management
Director
14c18 Re-elect Jean-Paul Zens as Class B For For Management
Director
14d1 Fix One Third of Director's Terms at For For Management
One Year
14d2 Fix One Third of Director's Terms at For For Management
Two Years
14d3 Fix One Third of Director's Terms at For For Management
Three Years
14.e Approve Remuneration of Directors For For Management
16 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.04 Per For For Management
Share and Special Dividend of SGD
0.0755 Per Share
3 Reelect Quek Poh Huat as Director For For Management
4 Reelect Quek Tong Boon as Director For For Management
5 Reelect Davinder Singh s/o Amar Singh For For Management
as Director
6 Reelect Khoo Boon Hui as Director For For Management
7 Approve Directors' Fees of SGD 833,540 For For Management
for the Year Ended Dec. 31, 2010 (2009:
SGD 847,158)
8 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares and Grant of For For Management
Awards Pursuant to the Singapore
Technologies Engineering Performance
Share Plan 2010 and/or the Singapore
Technologies Engineering Restricted
Share Plan 2010
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 20, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mandate for Transactions with For For Management
Related Parties
2 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: R8413J103
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Olaug Svarva as Chairman of For For Management
Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Registration of Attending Shareholders None None Management
and Proxies
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.25 per
Share
7 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
8 Approve Remuneration of Auditors For For Management
9 Approve Remuneration of Corporate For For Management
Assembly in the Amount of NOK 103,500
for Chair, NOK 54,500 for Vice Chair,
NOK 38,250 for Other Members, and NOK
5,500 Per Meeting for Deputy Members
10 Elect Ingrid Rasmussen as Member of For For Management
Nominating Committee
11 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 10,400
Per Meeting for Chair and NOK 7,700 Per
Meeting for Other Members
12 Authorize Repurchase and Reissuance of For Against Management
Shares up to a Nominal Value of NOK 20
Million in Connection with Share Saving
Scheme for Employees
13 Authorize Repurchase of Shares up to a For For Management
Nominal Value of NOK 187.5 Million and
Cancellation of Repurchased Shares
14 Adjustments in the Marketing For For Management
Instructions for Statoil ASA
15 Amend Articles Re: Number of Board For For Management
Members and Board Term; Proxy Voting;
Guidelines for Nominating Committee
16 Approve Guidelines for Nominating For For Management
Committee
17 Withdraw Company From Tar Sands Against Against Shareholder
Activities in Canada
--------------------------------------------------------------------------------
STRAITS ASIA RESOURCES LTD.
Ticker: AJ1 Security ID: Y81705108
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of $0.0285 Per For For Management
Share
3 Reelect Martin David Purvis as Director For For Management
4 Reelect Chua Yong Hai as Director For For Management
5 Reelect Peerachat Pinprayong as For For Management
Director
6 Reelect Julie Therese Hall as Director For For Management
7 Approve Directors' Fees of up to SGD For For Management
650,000 for the Year Ending Dec. 31,
2011
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares and Grant of For For Management
Options Under the Straits Employee
Share Option Plan
11 Approve Issuance of Shares and Grant of For For Management
Awards Under the Straits Executive
Share Acquisition Plan
12 Approve Allotment and Issuance of Up to For For Management
280,000 Shares to Non-Executive
Directors
13 Change Company Name to Tiger Energy For For Management
Resources Limited
--------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY
Ticker: SZE Security ID: F4984P118
Meeting Date: MAY 19, 2011 Meeting Type: Annual/Special
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Approve Stock Dividend Program (Shares) For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Change Location of Registered Office to For For Management
Tour CB21, 16, Place de l Iris, 92040
Paris - La Defense Cedex
7 Ratify Appointment of Penelope For Against Management
Chalmers-Small as Director
8 Elect Valerie Bernis as Director For Against Management
9 Elect Nicolas Bazire as Director For Against Management
10 Elect Jean-Francois Cirelli as Director For Against Management
11 Elect Lorenz d Este as Director For For Management
12 Elect Gerard Lamarche as Director For Against Management
13 Elect Olivier Pirotte as Director For Against Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Approve Stock Purchase Plan Reserved For For Management
for International Employees
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties and
Procedures for Endorsement and
Guarantees
4 Approve Transfer of TSMC's Solar For For Management
Business and Solid State Lighting
Business into Two New TSMC Wholly Owned
Companies Respectively, and to Further
Approve the "Solar Business Transfer
Plan" and "Solid State Lighting
Business Transfer Plan"
5.1 Approve By-Election of Gregory C. Chow For For Management
as Independent Director
5.2 Approve By-Election of Kok-Choo Chen as For For Management
Independent Director
6 Transact Other Business None None Management
--------------------------------------------------------------------------------
TELEKOMUNIKACJA POLSKA S A
Ticker: TPS Security ID: X6669J101
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Members of Vote Counting For For Management
Commission
6.1 Receive Management Board Report on None None Management
Company's Operations in Fiscal 2010 and
Financial Statements
6.2 Receive Allocation of Income Proposal None None Management
6.3 Receive Supervisory Board Report on None None Management
Review of Management Board Report on
Company's Operations in Fiscal 2010,
Financial Statements, and Management
Board Proposal on Allocation of 2010
Income
6.4 Receive Management Board Report on None None Management
Group's Operations in Fiscal 2010 and
Consolidated Financial Statements
6.5 Receive Supervisory Board Report on None None Management
Review of Management Board Report on
Group's Operations in Fiscal 2010 and
Consolidated Financial Statements
6.6 Receive Supervisory Board Report on None None Management
Company's Standing in Fiscal 2010 and
Board's Activities in Fiscal 2010
7.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2010
7.2 Approve Financial Statements For For Management
7.3 Approve Allocation of Income and For For Management
Dividends of PLN 1.50 per Share
7.4 Approve Allocation of Income from For For Management
Previous Years
7.5 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2010
7.6 Approve Consolidated Financial For For Management
Statements
7.7a Approve Discharge of Supervisory Board For For Management
Members
7.7b Approve Discharge of Management Board For For Management
Members
8 Amend April 28, 2006, AGM, Resolution For For Management
Re: Conditional Increase in Share
Capital in Connection with Stock Option
Plan
9 Approve Changes in Composition of For For Management
Supervisory Board
10 Close Meeting None None Management
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel Boggan, Jr. For For Management
2 Elect Director Richard H. Carmona For For Management
3 Elect Director Tully M. Friedman For For Management
4 Elect Director George J. Harad For For Management
5 Elect Director Donald R. Knauss For For Management
6 Elect Director Robert W. Matschullat For For Management
7 Elect Director Gary G. Michael For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jan L. Murley For For Management
10 Elect Director Pamela Thomas-Graham For For Management
11 Elect Director Carolyn M. Ticknor For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Amend Executive Incentive Bonus Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Howard G. Buffett For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Evan G. Greenberg For For Management
6 Elect Director Alexis M. Herman For For Management
7 Elect Director Muhtar Kent For For Management
8 Elect Director Donald R. Keough For For Management
9 Elect Director Maria Elena Lagomasino For For Management
10 Elect Director Donald F. McHenry For For Management
11 Elect Director Sam Nunn For For Management
12 Elect Director James D. Robinson III For For Management
13 Elect Director Peter V. Ueberroth For For Management
14 Elect Director Jacob Wallenberg For Against Management
15 Elect Director James B. Williams For For Management
16 Ratify Auditors For For Management
17 Amend Executive Incentive Bonus Plan For For Management
18 Amend Restricted Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Management
21 Publish Report on Chemical Bisphenol-A Against Against Shareholder
(BPA)
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THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Auditors' Reports
2 Note the Appointment of Auditors and None None Management
the Fixing of their Remuneration
3a Reelect William Chan Chak Cheung as For For Management
Director of the Manager
3b Reelect David Charles Watt as Director For For Management
of the Manager
3c Reelect Andy Cheung Lee Ming as For For Management
Director of the Manager
4a Reelect Nicholas Robert Sallnow-Smith For For Management
as Director of the Manager
4b Reelect Ian Keith Griffiths as Director For For Management
of the Manager
4c Reelect Richard Wong Yue Chim as For For Management
Director of the Manager
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Rajat K. Gupta For For Management
5 Elect Director Robert A. Mcdonald For For Management
6 Elect Director W. James Mcnerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Mary A. Wilderotter For For Management
9 Elect Director Patricia A. Woertz For For Management
10 Elect Director Ernesto Zedillo For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Patricia Barbizet as Director For Against Management
7 Reelect Paul Desmarais Jr. as Director For Against Management
8 Reelect Claude Mandil as Director For For Management
9 Elect Marie-Christine Coisne as For For Management
Director
10 Elect Barbara Kux as Director For For Management
11 Authorize up to 0.8 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
A Amend Article 9 of Bylaws Re: Share Against Against Shareholder
Ownership Disclosure Threshold
Publication
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: AUG 06, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 For Did Not Vote Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: AUG 31, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Shares of NTE - For Did Not Vote Management
Nordeste Transmissora de Energia
Eletrica S.A.; STE - Sul Transmissora
de Energia Eletrica S.A.; and
Interligacao Eletrica de Minas Gerais
S.A.
2 Approve Internal Bylaws of Board of For Did Not Vote Management
Directors and Fiscal Council
3 Approve Company's Participation in For Did Not Vote Management
Brazilian Electricity Regulatory
Agency's (ANEEL) Auction
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: NOV 30, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Non-Convertible For For Management
Debentures
2 Approve Terms of the Issuance of For For Management
Debentures
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Approve Company's Participation in For For Management
Brazilian Electricity Regulatory
Agency's (ANEEL) Auction
5 Amend Internal Regulations of Fiscal For For Management
Council
6 Approve Increase in Capital at Company For For Management
Subsidiaries Novatrans Energia S.A. and
TSN - Transmissora Sudeste Nordeste
S.A.
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: DEC 31, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Independent Firm to Appraise For For Management
Proposed Mergers of Transmissora
Alterosa, Transmissora Alvorada,
Novatrans, Transmissora Sudeste
Nordeste, ETEO, and TAESA Servicos
2 Approve Appraisals For For Management
3 Approve Agreement to Absorb For For Management
Transmissora Alterosa, Transmissora
Alvorada, Novatrans, Transmissora
Sudeste Nordeste, ETEO, and TAESA
Servicos
4 Approve Absorption of Transmissora For For Management
Alterosa, Transmissora Alvorada,
Novatrans, Transmissora Sudeste
Nordeste, ETEO, and TAESA Servicos
5 Approve Allocation of Alterosa's Assets For For Management
to Reserves
6 Approve Transfer of Company Shares Held For For Management
by Alterosa to FIP Coliseu and CEMIG
Geracao e Transmissao
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Elect Two New Fiscal Council Members For For Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: JAN 19, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fiscal Council Members For For Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TRNA11 Security ID: P9133J110
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For Against Management
4 Elect Fiscal Council Members For For Management
5 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive For For Management
Board Members
5 Reelect P.G.J.M. Polman as CEO to Board For For Management
of Directors
6 Relect R.J.M.S. Huet as CFO to Board of For For Management
Directors
7 Reelect L.O. Fresco to Board of For For Management
Directors
8 Reelect A.M. Fudge to Board of For For Management
Directors
9 Reelect C.E. Golden to Board of For For Management
Directors
10 Reelect B.E. Grote to Board of For For Management
Directors
11 Reelect H. Nyasulu to Board of For For Management
Directors
12 Reelect M. Rifkind to Board of For For Management
Directors
13 Reelect K.J. Storm to Board of For For Management
Directors
14 Reelect M. Treschow to Board of For For Management
Directors
15 Reelect P.S. Walsh to Board of For For Management
Directors
16 Elect S. Bharti Mittal to Board of For For Management
Directors
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Approve Authorization to Cancel For For Management
Ordinary Shares
19 Grant Board Authority to Issue Shares For For Management
Up To10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
20 Ratify PricewaterhouseCoopers as For For Management
Auditors
21 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
Ticker: WSH Security ID: G96666105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William W. Bradley as Director For For Management
1.2 Elect Joseph A. Califano as Director For For Management
1.3 Elect Anna C. Catalano as Director For For Management
1.4 Elect Sir Roy Gardner as Director For For Management
1.5 Elect Sir Jeremy Hanley as Director For For Management
1.6 Elect Robyn S. Kravit as Director For For Management
1.7 Elect Jeffrey B. Lane as Director For For Management
1.8 Elect Wendy E. Lane as Director For For Management
1.9 Elect James F. McCann as Director For For Management
1.10 Elect Joseph J. Plumeri as Director For For Management
1.11 Elect Douglas B. Roberts as Director For For Management
1.12 Elect Director Michael J. Somers For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Authorize Directed Share Repurchase For For Management
Program
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income and For For Management
Omission of Dividends
2.2 Approve Transfer of CHF 2.49 Billion For For Management
from Capital Reserves to Free Reserves
and Dividend of CHF 17.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Amend Articles Re: Election of Special For For Management
Auditor for Capital Increases
4.2 Amend Articles Re: Contributions in For For Management
Kind
5.1.1 Reelect Manfred Gentz as Director For For Management
5.1.2 Reelect Fred Kindle as Director For For Management
5.1.3 Reelect Tom de Swaan as Director For For Management
5.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
=========================== DREYFUS HIGH YIELD FUND ============================
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Cohn For For Management
1.2 Elect Director W. Lance Conn For For Management
1.3 Elect Director Darren Glatt For For Management
1.4 Elect Director Craig A. Jacobson For For Management
1.5 Elect Director Bruce A. Karsh For For Management
1.6 Elect Director Edgar Lee For For Management
1.7 Elect Director Michael J. Lovett For For Management
1.8 Elect Director John D. Markley, Jr. For For Management
1.9 Elect Director David C. Merritt For For Management
1.10 Elect Director Stan Parker For For Management
1.11 Elect Director Eric L. Zinterhofer For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Ratify Auditors For For Management
======================= DREYFUS INTERNATIONAL BOND FUND ========================
ARKLE MASTER ISSUER PLC
Ticker: Security ID: 041239CG7
Meeting Date: JUN 20, 2011 Meeting Type: Bondholder
Record Date: JUN 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issuer, Note Trustee and For For Management
Issuer Security Trustee to Implement
Proposed Amendments; Sanction
Abrogation of Noteholders' Rights;
Discharge Issuer, Note Trustee and
Issuer Security Trustee from All
Liability
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Dreyfus/Laurel Funds Trust
By: /s/ Bradley J. Skapyak | |
Bradley J. Skapyak President
| |
Date: | August 23, 2011 |
|