UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 | ||
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FORM N-PX | ||
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annual report of proxy voting record of | ||
registered management investment company | ||
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Investment Company Act file number: | 811- 00524 |
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BNY Mellon Investment Funds III | ||
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(Exact name of registrant as specified in charter) | ||
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c/o BNY Mellon Investment Adviser, Inc. | ||
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(Address of principal executive offices) (Zip code) | ||
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Bennett A. MacDougall, Esq. 240 Greenwich Street | ||
(Name and address of agent for service) | ||
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Registrant's telephone number, including area code: (212) 922-6400 | ||
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Date of fiscal year end: 12/31* | ||
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Date of reporting period: July 1, 2019-June 30, 2020 |
* Fiscal year end is 5/31 for BNY Mellon Equity Income Fund.
Fiscal year end is 10/31 for BNY Mellon Global Equity Income Fund and BNY Mellon International Bond Fund.
BNY Mellon Investment Funds III
========================== BNY Mellon High Yield Fund ==========================
====================== BNY Mellon International Bond Fund ======================
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
======================== BNY Mellon Equity Income Fund =========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For For Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director K. Ram Shiram For For Management
1.11 Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against Against Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against For Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against Against Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For Against Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director Thomas F. Farrell, II For Against Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For Against Management
1f Elect Director Kathryn B. McQuade For Against Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For Against Management
1k Elect Director Howard A. Willard, III None None Management
*Withdrawn Resolution*
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Underage Tobacco Prevention Against For Shareholder
Policies
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against Against Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against For Shareholder
10 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
11 Report on Reducing Environmental and Against Against Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against Against Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against Against Shareholder
16 Report on Lobbying Payments and Policy Against Against Shareholder
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AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Fred Hassan For For Management
1g Elect Director Charles M. Holley, Jr. For For Management
1h Elect Director Tyler Jacks For For Management
1i Elect Director Ellen J. Kullman For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director Robert A. Miller For For Management
1.4 Elect Director Devin I. Murphy For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director John D. Rayis For For Management
1.7 Elect Director Ann Sperling For For Management
1.8 Elect Director Michael A. Stein For For Management
1.9 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
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APPLE HOSPITALITY REIT, INC.
Ticker: APLE Security ID: 03784Y200
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn W. Bunting For For Management
1.2 Elect Director Jon A. Fosheim For For Management
1.3 Elect Director Kristian M. Gathright For For Management
1.4 Elect Director Glade M. Knight For For Management
1.5 Elect Director Justin G. Knight For For Management
1.6 Elect Director Blythe J. McGarvie For For Management
1.7 Elect Director Daryl A. Nickel For For Management
1.8 Elect Director L. Hugh Redd For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For Against Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against Against Shareholder
Access to Information Policies
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ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUL 08, 2019 Meeting Type: Special
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
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ASSOCIATED BANC-CORP
Ticker: ASB Security ID: 045487105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Michael T. Crowley, Jr. For For Management
1.3 Elect Director Philip B. Flynn For For Management
1.4 Elect Director R. Jay Gerken For For Management
1.5 Elect Director Judith P. Greffin For For Management
1.6 Elect Director Michael J. Haddad For For Management
1.7 Elect Director William R. Hutchinson For For Management
1.8 Elect Director Robert A. Jeffe For For Management
1.9 Elect Director Eileen A. Kamerick For For Management
1.10 Elect Director Gale E. Klappa For For Management
1.11 Elect Director Richard T. Lommen For For Management
1.12 Elect Director Cory L. Nettles For For Management
1.13 Elect Director Karen T. van Lith For For Management
1.14 Elect Director John (Jay) B. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
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BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Wyche Fowler For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For Against Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert Bertolini For For Management
1C Elect Director Michael W. Bonney For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Julia A. Haller For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
1L Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For Against Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Raul J. Fernandez For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Justine F. Page For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKFIELD PROPERTY PARTNERS L.P.
Ticker: BPY Security ID: G16249107
Meeting Date: OCT 24, 2019 Meeting Type: Special ��
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Unit Option Plan For For Management
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Christine M. Cumming For For Management
1.3 Elect Director William P. Hankowsky For For Management
1.4 Elect Director Howard W. Hanna, III For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") For For Management
Kelly, III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Wendy A. Watson For For Management
1.12 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Amend Certificate of Incorporation to For For Management
Remove Non-Operative Provisions
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COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Collins For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Curtis C. Farmer For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For Against Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director Stacia A. Hylton For Against Management
1f Elect Director Harley G. Lappin For Against Management
1g Elect Director Anne L. Mariucci For For Management
1h Elect Director Thurgood Marshall, Jr. For Against Management
1i Elect Director Devin I. Murphy For For Management
1j Elect Director Charles L. Overby For Against Management
1k Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Joseph F. Eazor For For Management
1.6 Elect Director Cynthia A. Glassman For For Management
1.7 Elect Director Roger C. Hochschild For For Management
1.8 Elect Director Thomas G. Maheras For For Management
1.9 Elect Director Michael H. Moskow For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach - None None Management
Withdrawn Resolution
1.12 Elect Director Jennifer L. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Michael J. Critelli For For Management
1d Elect Director Richard H. Fearon For Against Management
1e Elect Director Olivier Leonetti For For Management
1f Elect Director Deborah L. McCoy For For Management
1g Elect Director Silvio Napoli For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sandra Pianalto For For Management
1j Elect Director Lori J. Ryerkerk For For Management
1k Elect Director Gerald B. Smith For For Management
1l Elect Director Dorothy C. Thompson For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issue of Equity with For For Management
Pre-emptive Rights
6 Authorize Issue of Equity without For For Management
Pre-emptive Rights
7 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director David A. Ricks For For Management
1d Elect Director Marschall S. Runge For For Management
1e Elect Director Karen Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Voting For For Management
Provisions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Report on Forced Swim Test Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
10 Report on Integrating Drug Pricing Against Against Shareholder
Risks into Senior Executive
Compensation Arrangements
11 Adopt Policy on Bonus Banking Against For Shareholder
12 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barrett Brady For For Management
1.2 Elect Director Peter C. Brown For For Management
1.3 Elect Director James B. Connor For For Management
1.4 Elect Director Robert J. Druten For For Management
1.5 Elect Director Gregory K. Silvers For For Management
1.6 Elect Director Robin P. Sterneck For For Management
1.7 Elect Director Virginia E. Shanks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Declaration of Trust to Permit For For Management
the Company to Redeem Securities Held
by an Unsuitable Shareholder
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Joseph L. Hooley For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Douglas R. Oberhelman For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Report on Costs & Benefits of Against Against Shareholder
Climate-Related Expenditures
7 Report on Risks of Petrochemical Against Against Shareholder
Operations in Flood Prone Areas
8 Report on Political Contributions Against Against Shareholder
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For For Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Report on Political Advertising Against For Shareholder
8 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against Against Shareholder
Assessment
10 Report on Online Child Sexual Against For Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Anderson For For Management
1.2 Elect Director Steven J. Demetriou For For Management
1.3 Elect Director Julia L. Johnson For For Management
1.4 Elect Director Charles E. Jones For For Management
1.5 Elect Director Donald T. Misheff For For Management
1.6 Elect Director Thomas N. Mitchell For For Management
1.7 Elect Director James F. O'Neil, III For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Sandra Pianalto For For Management
1.10 Elect Director Luis A. Reyes For For Management
1.11 Elect Director Leslie M. Turner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Code of Regulations to Authorize For For Management
Board to Make Certain Future Amendments
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maxine Clark For For Management
1B Elect Director Alan D. Feldman For For Management
1C Elect Director Richard A. Johnson For For Management
1D Elect Director Guillermo G. Marmol For For Management
1E Elect Director Matthew M. McKenna For For Management
1F Elect Director Darlene Nicosia For For Management
1G Elect Director Steven Oakland For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Kimberly Underhill For For Management
1J Elect Director Tristan Walker For For Management
1K Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Jonathan C. Burrell For For Management
5.2 Elect Director Joseph J. Hartnett For For Management
5.3 Elect Director Min H. Kao For For Management
5.4 Elect Director Catherine A. Lewis For For Management
5.5 Elect Director Charles W. Peffer For For Management
5.6 Elect Director Clifton A. Pemble For For Management
6 Elect Min H. Kao as Board Chairman For For Management
7.1 Appoint Jonathan C. Burrell as Member For For Management
of the Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
7.3 Appoint Catherine A. Lewis as Member For For Management
of the Compensation Committee
7.4 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
8 Designate Wuersch & Gering LLP as For For Management
Independent Proxy
9 Ratify Ernst & Young LLP as Auditor For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Fiscal Year 2021 Maximum For For Management
Aggregate Compensation for the
Executive Management
12 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2020 AGM and the
2021 AGM
13 Approve the Renewal of Authorized For For Management
Share Capital without Preemptive Rights
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Sandra J. Horning For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Eliminate the Ownership Threshold for Against Against Shareholder
Stockholders to Request a Record Date
to Take Action by Written Consent
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela N. Archon For For Management
1b Elect Director Paul J. Brown For For Management
1c Elect Director Robert A. Gerard For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Victoria J. Reich For For Management
1h Elect Director Bruce C. Rohde For For Management
1i Elect Director Matthew E. Winter For For Management
1j Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 03, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Delaney M. Bellinger For For Management
1b Elect Director Kevin G. Cramton For For Management
1c Elect Director Randy A. Foutch For For Management
1d Elect Director Hans Helmerich For For Management
1e Elect Director John W. Lindsay For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director Mary M. VanDeWeghe For For Management
1k Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Lip-Bu Tan For For Management
1m Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Douglas Y. Bech For For Management
1c Elect Director Anna C. Catalano For For Management
1d Elect Director Leldon E. Echols For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Deborah Flint For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director Raymond T. Odierno For For Management
1L Elect Director George Paz For For Management
1M Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Richard E. Marriott For For Management
1.4 Elect Director Sandeep L. Mathrani For For Management
1.5 Elect Director John B. Morse, Jr. For For Management
1.6 Elect Director Mary Hogan Preusse For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director James F. Risoleo For For Management
1.9 Elect Director Gordon H. Smith For For Management
1.10 Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Anthony J. Guzzi For For Management
1.3 Elect Director Neal J. Keating For For Management
1.4 Elect Director Bonnie C. Lind For For Management
1.5 Elect Director John F. Malloy For For Management
1.6 Elect Director David G. Nord For For Management
1.7 Elect Director John G. Russell For For Management
1.8 Elect Director Steven R. Shawley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Buberl For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michelle J. Howard For For Management
1.6 Elect Director Arvind Krishna For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director Frederick William For For Management
McNabb, III
1.9 Elect Director Martha E. Pollack For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joseph R. Swedish For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Peter R. Voser For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Governing Documents to allow Against For Shareholder
Removal of Directors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Burns For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Ahmet C. Dorduncu For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Anders Gustafsson For For Management
1f Elect Director Jacqueline C. Hinman For For Management
1g Elect Director Clinton A. Lewis, Jr. For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Pamela M. Arway For For Management
1c Elect Director Clarke H. Bailey For For Management
1d Elect Director Kent P. Dauten For For Management
1e Elect Director Paul F. Deninger For For Management
1f Elect Director Monte Ford For For Management
1g Elect Director Per-Kristian Halvorsen For For Management
1h Elect Director Robin L. Matlock For For Management
1i Elect Director William L. Meaney For For Management
1j Elect Director Wendy J. Murdock For For Management
1k Elect Director Walter C. Rakowich For For Management
1l Elect Director Doyle R. Simons For For Management
1m Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC
Ticker: JHG Security ID: G4474Y214
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Kalpana Desai For For Management
3 Elect Director Jeffrey Diermeier For For Management
4 Elect Director Kevin Dolan For For Management
5 Elect Director Eugene Flood, Jr. For For Management
6 Elect Director Richard Gillingwater For For Management
7 Elect Director Lawrence Kochard For For Management
8 Elect Director Glenn Schafer For For Management
9 Elect Director Angela Seymour-Jackson For For Management
10 Elect Director Richard Weil For For Management
11 Elect Director Tatsusaburo Yamamoto For For Management
12 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Audit Committee
to Fix Their Remuneration
13 Authorise Market Purchase of Ordinary For For Management
Shares
14 Authorise Market Purchase of CDIs For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against For Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Gary M. Crosby For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Christopher M. Gorman For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abelardo E. Bru For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For Against Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Vicki A. Hollub For For Management
1.10 Elect Director Jeh C. Johnson For For Management
1.11 Elect Director Debra L. Reed-Klages For For Management
1.12 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: SEP 12, 2019 Meeting Type: Special
Record Date: AUG 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2 Approve the Cancellation of Shares For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Stephen Cooper For For Management
1f Elect Director Nance Dicciani For For Management
1g Elect Director Claire Farley For For Management
1h Elect Director Isabella (Bella) Goren For For Management
1i Elect Director Michael Hanley For For Management
1j Elect Director Albert Manifold For For Management
1k Elect Director Bhavesh (Bob) Patel For For Management
2 Approve Discharge of the Members of For For Management
the Board of Directors
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Dividends of USD 4.20 Per Share For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Approve Cancellation of Shares For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For Against Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
#�� Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Sandra E. Peterson For For Management
1.7 Elect Director Penny S. Pritzker For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director Arne M. Sorenson For For Management
1.10 Elect Director John W. Stanton For For Management
1.11 Elect Director John W. Thompson For For Management
1.12 Elect Director Emma N. Walmsley For For Management
1.13 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Takeshi Ogasawara For For Management
1k Elect Director Hutham S. Olayan For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Gerald Held For For Management
1c Elect Director Kathryn M. Hill For For Management
1d Elect Director Deborah L. Kerr For For Management
1e Elect Director George Kurian For For Management
1f Elect Director Scott F. Schenkel For For Management
1g Elect Director George T. Shaheen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reed Hastings For Withhold Management
1b Elect Director Jay C. Hoag For Withhold Management
1c Elect Director Mathias Dopfner For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Adopt Simple Majority Vote Against For Shareholder
7 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYCB Security ID: 649445103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominick Ciampa For Against Management
1b Elect Director Leslie D. Dunn For Against Management
1c Elect Director Lawrence Rosano, Jr. For Against Management
1d Elect Director Robert Wann For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Approve Omnibus Stock Plan For For Management
6 Declassify the Board of Directors Against For Shareholder
7 Establish Term Limits for Directors Against Against Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest
Record Date: JUL 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder
Record Date
# Proposal Diss Rec Vote Cast Sponsor
Dissident Card None
1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director James H. Brandi For For Management
1c Elect Director Peter D. Clarke For For Management
1d Elect Director Luke R. Corbett For For Management
1e Elect Director David L. Hauser For For Management
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For For Management
Provisions
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapila K. Anand For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Barbara B. Hill For For Management
1.4 Elect Director Edward Lowenthal For For Management
1.5 Elect Director C. Taylor Pickett For For Management
1.6 Elect Director Stephen D. Plavin For For Management
1.7 Elect Director Burke W. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Pigott For For Management
1.2 Elect Director Dame Alison J. Carnwath For For Management
1.3 Elect Director Franklin L. Feder For For Management
1.4 Elect Director R. Preston Feight For For Management
1.5 Elect Director Beth E. Ford For For Management
1.6 Elect Director Kirk S. Hachigian For For Management
1.7 Elect Director Roderick C. McGeary For For Management
1.8 Elect Director John M. Pigott For For Management
1.9 Elect Director Mark A. Schulz For For Management
1.10 Elect Director Gregory M. E. Spierkel For For Management
1.11 Elect Director Charles R. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Confirm Shareholders Right to Call
Special Meetings
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Martin Mucci For For Management
1g Elect Director Joseph M. Tucci For For Management
1h Elect Director Joseph M. Velli For For Management
1i Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Gender Pay Gap Against Against Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Calantzopoulos For For Management
1b Elect Director Louis C. Camilleri For For Management
1c Elect Director Werner Geissler For For Management
1d Elect Director Lisa A. Hook For For Management
1e Elect Director Jennifer Li For For Management
1f Elect Director Jun Makihara For For Management
1g Elect Director Kalpana Morparia For For Management
1h Elect Director Lucio A. Noto For For Management
1i Elect Director Frederik Paulsen For For Management
1j Elect Director Robert B. Polet For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Holley For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risks of Gulf Coast Against Against Shareholder
Petrochemical Investments
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Humberto S. Lopez For For Management
1.7 Elect Director Kathryn L. Munro For For Management
1.8 Elect Director Bruce J. Nordstrom For For Management
1.9 Elect Director Paula J. Sims For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Conway For For Management
1b Elect Director Steven G. Elliott For For Management
1c Elect Director Raja Rajamannar For For Management
1d Elect Director Craig A. Rogerson For For Management
1e Elect Director Vincent Sorgi For For Management
1f Elect Director William H. Spence For For Management
1g Elect Director Natica von Althann For For Management
1h Elect Director Keith H. Williamson For For Management
1i Elect Director Phoebe A. Wood For For Management
1j Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan S. Auerbach For For Management
1.2 Elect Director Jocelyn Carter-Miller For For Management
1.3 Elect Director Scott M. Mills For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For Against Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director Charles F. Lowrey For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Sandra Pianalto For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Douglas A. Scovanner For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For Against Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For Against Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William D. Mosley For For Management
1b Elect Director Stephen J. Luczo For For Management
1c Elect Director Mark W. Adams For For Management
1d Elect Director Judy Bruner For For Management
1e Elect Director Michael R. Cannon For For Management
1f Elect Director William T. Coleman For For Management
1g Elect Director Jay L. Geldmacher For For Management
1h Elect Director Dylan G. Haggart For For Management
1i Elect Director Stephanie Tilenius For For Management
1j Elect Director Edward J. Zander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Amend Omnibus Stock Plan For For Management
5 Authorize Board to Allot and Issue For For Management
Shares
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SERVICE PROPERTIES TRUST
Ticker: SVC Security ID: 81761L102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Harrington For For Management
1.2 Elect Director John G. Murray For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SITE CENTERS CORP.
Ticker: SITC Security ID: 82981J109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda B. Abraham For For Management
1.2 Elect Director Terrance R. Ahern For For Management
1.3 Elect Director Jane E. DeFlorio For For Management
1.4 Elect Director Thomas Finne For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Dawn M. Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Richard I. Gilchrist For For Management
1.6 Elect Director Diana M. Laing For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas D. Senkbeil For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer For Against Management
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
1m Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For For Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Fred S. Ridley For For Management
1.6 Elect Director Barry S. Sternlicht For For Management
1.7 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For For Management
1e Elect Director William W. Graylin For For Management
1f Elect Director Roy A. Guthrie For For Management
1g Elect Director Richard C. Hartnack For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director Laurel J. Richie For For Management
1j Elect Director Olympia J. Snowe For For Management
1k Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey B. Citrin For For Management
1.2 Elect Director David B. Henry For For Management
1.3 Elect Director Thomas J. Reddin For For Management
1.4 Elect Director Bridget M. Ryan-Berman For For Management
1.5 Elect Director Susan E. Skerritt For For Management
1.6 Elect Director Steven B. Tanger For For Management
1.7 Elect Director Luis A. Ubinas For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darrell Cavens For For Management
1B Elect Director David Denton For For Management
1C Elect Director Anne Gates For For Management
1D Elect Director Andrea Guerra For For Management
1E Elect Director Susan Kropf For For Management
1F Elect Director Annabelle Yu Long For For Management
1G Elect Director Ivan Menezes For For Management
1H Elect Director Jide Zeitlin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard k. Templeton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Jonathan F. Miller For For Management
1.5 Elect Director Patrick Q. Moore For For Management
1.6 Elect Director Michael I. Roth For For Management
1.7 Elect Director Linda S. Sanford For For Management
1.8 Elect Director David M. Thomas For For Management
1.9 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For Withhold Management
1.2 Elect Director Elizabeth A. Harrell For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director John A. Luke, Jr. For For Management
1.5 Elect Director Christopher L. Mapes For For Management
1.6 Elect Director James F. Palmer For For Management
1.7 Elect Director Ajita G. Rajendra For For Management
1.8 Elect Director Frank C. Sullivan For For Management
1.9 Elect Director John M. Timken, Jr. For For Management
1.10 Elect Director Ward J. Timken, Jr. For For Management
1.11 Elect Director Jacqueline F. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Michael A. Miles, Jr. For For Management
1g Elect Director Timothy P. Murphy For For Management
1h Elect Director Jan Siegmund For For Management
1i Elect Director Angela A. Sun For For Management
1j Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
Disclosure
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Vicki L. Fuller For For Management
1.8 Elect Director Peter A. Ragauss For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark 'Sandy' T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For Against Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director H. Paulett Eberhart For For Management
1B Elect Director Joseph W. Gorder For For Management
1C Elect Director Kimberly S. Greene For For Management
1D Elect Director Deborah P. Majoras For For Management
1E Elect Director Eric D. Mullins For For Management
1F Elect Director Donald L. Nickles For For Management
1G Elect Director Philip J. Pfeiffer For For Management
1H Elect Director Robert A. Profusek For For Management
1I Elect Director Stephen M. Waters For For Management
1J Elect Director Randall J. Weisenburger For For Management
1K Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Assess Feasibility of Data Privacy as Against Against Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Nancy M. Schlichting For For Management
1j Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt a Policy on Bonus Banking None None Shareholder
*Withdrawn Resolution*
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION
Ticker: XRX Security ID: 98421M106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Cozza For For Management
1.2 Elect Director Jonathan Christodoro For For Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Nicholas Graziano For For Management
1.5 Elect Director Cheryl Gordon Krongard For For Management
1.6 Elect Director Scott Letier For For Management
1.7 Elect Director Giovanni ('John') For For Management
Visentin
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director J. Michael Patterson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Marshall C. Turner For For Management
1.10 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry C. Atkin For For Management
1b Elect Director Gary L. Crittenden For Against Management
1c Elect Director Suren K. Gupta For For Management
1d Elect Director J. David Heaney For For Management
1e Elect Director Vivian S. Lee For For Management
1f Elect Director Scott J. McLean For Against Management
1g Elect Director Edward F. Murphy For For Management
1h Elect Director Stephen D. Quinn For For Management
1i Elect Director Harris H. Simmons For For Management
1j Elect Director Aaron B. Skonnard For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
===================== BNY Mellon Global Equity Income Fund =====================
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Revathi Advaithi as Director For For Management
5 Re-elect Sir Roger Carr as Director For For Management
6 Re-elect Dame Elizabeth Corley as For For Management
Director
7 Re-elect Christopher Grigg as Director For For Management
8 Re-elect Paula Reynolds as Director For For Management
9 Re-elect Nicholas Rose as Director For For Management
10 Re-elect Ian Tyler as Director For For Management
11 Re-elect Charles Woodburn as Director For For Management
12 Elect Thomas Arseneault as Director For �� For Management
13 Elect Bradley Greve as Director For For Management
14 Elect Jane Griffiths as Director For For Management
15 Elect Stephen Pearce as Director For For Management
16 Elect Nicole Piasecki as Director For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BANK HAPOALIM BM
Ticker: POLI Security ID: M1586M115
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: JUN 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Somekh Chaikin and Ziv Haft For For Management
as Joint Auditors
3 Amend Articles Re: Board-Related For For Management
Matters
4.1 Elect David Avner as External Director For Did Not Vote Management
4.2 Elect Arie Orlev as External Director For For Management
5.1 Elect Noam Hanegbi as External Director For Abstain Management
5.2 Elect Israel Zichl as External Director For For Management
5.3 Reelect Ruben Krupik as External For For Management
Director
6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management
6.2 Reelect Oded Eran as Director For For Management
6.3 Elect David Zvilichovsky as Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2019
2 Approve Discharge of Management Board For For Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4.1 Elect Ertharin Cousin to the For For Management
Supervisory Board
4.2 Elect Otmar Wiestler to the For For Management
Supervisory Board
4.3 Elect Horst Baier to the Supervisory For For Management
Board
5 Approve Remuneration Policy for the For For Management
Management Board
6 Approve Remuneration Policy for the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
8 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Jack Bowles as Director For For Management
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect Sue Farr as Director For For Management
8 Re-elect Dr Marion Helmes as Director For For Management
9 Re-elect Luc Jobin as Director For For Management
10 Re-elect Holly Koeppel as Director For For Management
11 Re-elect Savio Kwan as Director For For Management
12 Re-elect Dimitri Panayotopoulos as For For Management
Director
13 Elect Jeremy Fowden as Director For For Management
14 Elect Tadeu Marroco as Director For For Management
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Restricted Share Plan For For Management
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: 110448107
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Jack Bowles as Director For For Management
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect Sue Farr as Director For For Management
8 Re-elect Dr Marion Helmes as Director For For Management
9 Re-elect Luc Jobin as Director For For Management
10 Re-elect Holly Koeppel as Director For For Management
11 Re-elect Savio Kwan as Director For For Management
12 Re-elect Dimitri Panayotopoulos as For For Management
Director
13 Elect Jeremy Fowden as Director For For Management
14 Elect Tadeu Marroco as Director For For Management
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Restricted Share Plan For For Management
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Patricia K. Poppe For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Registered A
Share and CHF 0.20 per Registered B
Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Johann Rupert as Director and For Against Management
Board Chairman
4.2 Reelect Josua Malherbe as Director For Against Management
4.3 Reelect Nikesh Arora as Director For Against Management
4.4 Reelect Nicolas Bos as Director For Against Management
4.5 Reelect Clay Brendish as Director For For Management
4.6 Reelect Jean-Blaise Eckert as Director For Against Management
4.7 Reelect Burkhart Grund as Director For Against Management
4.8 Reelect Sophie Guieysse as Director For Against Management
4.9 Reelect Keyu Jin as Director For For Management
4.10 Reelect Jerome Lambert as Director For For Management
4.11 Reelect Ruggero Magnoni as Director For Against Management
4.12 Reelect Jeff Moss as Director For For Management
4.13 Reelect Vesna Nevistic as Director For For Management
4.14 Reelect Guillaume Pictet as Director For For Management
4.15 Reelect Alan Quasha as Director For Against Management
4.16 Reelect Maria Ramos as Director For For Management
4.17 Reelect Anton Rupert as Director For Against Management
4.18 Reelect Jan Rupert as Director For Against Management
4.19 Reelect Gary Saage as Director For Against Management
4.20 Reelect Cyrille Vigneron as Director For Against Management
5.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
5.2 Reppoint Keyu Jin as Member of the For For Management
Compensation Committee
5.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
5.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Designate Etude Gampert & Demierre as For For Management
Independent Proxy
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9.2 Million
8.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
8.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 19.1 Million
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COTY INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beatrice Ballini For For Management
1.2 Elect Director Sabine Chalmers For For Management
1.3 Elect Director Joachim Creus For For Management
1.4 Elect Director Pierre Denis For For Management
1.5 Elect Director Olivier Goudet For For Management
1.6 Elect Director Peter Harf For Withhold Management
1.7 Elect Director Pierre Laubies For For Management
1.8 Elect Director Paul S. Michaels For Withhold Management
1.9 Elect Director Erhard Schoewel For Withhold Management
1.10 Elect Director Robert Singer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: NOV 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Craighead For For Management
1.2 Elect Director David N. Farr For For Management
1.3 Elect Director Gloria A. Flach For For Management
1.4 Elect Director Matthew S. Levatich For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cotton M. Cleveland For For Management
1.2 Elect Director James S. DiStasio For For Management
1.3 Elect Director Francis A. Doyle For For Management
1.4 Elect Director Linda Dorcena Forry For For Management
1.5 Elect Director James J. Judge For For Management
1.6 Elect Director John Y. Kim For For Management
1.7 Elect Director Kenneth R. Leibler For For Management
1.8 Elect Director David H. Long For For Management
1.9 Elect Director William C. Van Faasen For For Management
1.10 Elect Director Frederica M. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: NOV 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Elect Geoff Drabble as Director For For Management
8 Elect Catherine Halligan as Director For For Management
9 Re-elect Kevin Murphy as Director For For Management
10 Re-elect Alan Murray as Director For For Management
11 Re-elect Michael Powell as Director For For Management
12 Elect Tom Schmitt as Director For For Management
13 Re-elect Dr Nadia Shouraboura as For For Management
Director
14 Re-elect Jacqueline Simmonds as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Amend Long Term Incentive Plan 2019 For Against Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For Against Management
1b Elect Director Sandra J. Horning For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For Against Management
1e Elect Director Harish Manwani For Against Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Per Wold-Olsen For Against Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Eliminate the Ownership Threshold for Against Against Shareholder
Stockholders to Request a Record Date
to Take Action by Written Consent
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Michael J. Cave For For Management
1.4 Elect Director Allan Golston For For Management
1.5 Elect Director Sara L. Levinson For For Management
1.6 Elect Director N. Thomas Linebarger For For Management
1.7 Elect Director Brian R. Niccol For For Management
1.8 Elect Director Maryrose T. Sylvester For For Management
1.9 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Provide Proxy Access Right For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditor For Against Management
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Omission of Dividends
8.c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.7 Million for
Chairman, and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.a Reelect Stina Bergfors as Director For For Management
11.b Reelect Anders Dahlvig as Director For For Management
11.c Reelect Danica Kragic Jensfelt as For For Management
Director
11.d Reelect Lena Patriksson Keller as For For Management
Director
11.e Reelect Christian Sievert as Director For Against Management
11.f Reelect Erica Wiking Hager as Director For For Management
11.g Reelect Niklas Zennstrom as Director For For Management
11.h Elect Karl-Johan Persson (Chairman) as For For Management
New Director
12 Ratify Ernst & Young as Auditors For For Management
13 Approve Procedures for Nominating For For Management
Committee
14.a Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
14.b Disclose Sustainability Targets to be None For Shareholder
Achieved in order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives About ��
Sustainability Targets
15 Amend Articles of Association Re: For For Management
Company Name; Participation of General
Meeting; Agenda of Annual Meeting;
Share Registrar
16 Eliminate Differentiated Voting Rights None For Shareholder
17 Examination of Various Aspects of the None Against Shareholder
Company's Collection of Data about the
Personnel
18 Close Meeting None None Management
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL SA
Ticker: ITX Security ID: E6282J125
Meeting Date: JUL 16, 2019 Meeting Type: Annual
Record Date: JUL 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Non-Financial Information For For Management
Report
4 Approve Allocation of Income and For For Management
Dividends
5 Fix Number of Directors at 11 For For Management
6.a Reelect Pablo Isla Alvarez de Tejera For For Management
as Director
6.b Reelect Amancio Ortega Gaona as For For Management
Director
6.c Elect Carlos Crespo Gonzalez as For For Management
Director
6.d Reelect Emilio Saracho Rodriguez de For For Management
Torres as Director
6.e Reelect Jose Luis Duran Schulz as For For Management
Director
7.a Amend Article 13 Re: General Meetings For For Management
7.b Amend Articles Re: Board Committees For For Management
7.c Amend Articles Re: Annual Accounts and For For Management
Allocation of Income
8 Renew Appointment of Deloitte as For For Management
Auditor
9 Approve Restricted Stock Plan For For Management
10 Authorize Share Repurchase Program For For Management
11 Amend Remuneration Policy For For Management
12 Advisory Vote on Remuneration Report For For Management
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: MAY 04, 2020 Meeting Type: Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Raising For For Management
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Derek Mapp as Director For For Management
2 Re-elect Stephen Carter as Director For For Management
3 Re-elect Gareth Wright as Director For For Management
4 Re-elect Gareth Bullock as Director For For Management
5 Re-elect Stephen Davidson as Director For For Management
6 Re-elect David Flaschen as Director For For Management
7 Re-elect Mary McDowell as Director For For Management
8 Re-elect Helen Owers as Director For For Management
9 Re-elect John Rishton as Director For For Management
10 Elect Gill Whitehead as Director For For Management
11 Accept Financial Statements and For For Management
Statutory Reports
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 27, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Salil Parekh as Director For For Management
4 Elect Uri Levine as Director For For Management
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3.1 Appoint Statutory Auditor Takagi, For For Management
Kenichiro
3.2 Appoint Statutory Auditor Honto, Shin For For Management
3.3 Appoint Statutory Auditor Matsumiya, For For Management
Toshihiko
3.4 Appoint Statutory Auditor Karube, Jun For For Management
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: 823 Security ID: Y5281M111
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUL 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Note the Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor and None None Management
Fixing of Their Remuneration
3.1 Elect Ed Chan Yiu Cheong as Director For For Management
3.2 Elect Blair Chilton Pickerell as For For Management
Director
3.3 Elect May Siew Boi Tan as Director For For Management
4 Authorize Repurchase of Issued Units For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For Against Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For Against Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For Against Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For Against Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.95 per Share
4 Approve CHF 30.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 9 Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 93 Million
5.3 Approve Remuneration Report For For Management
6.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
6.2 Reelect Nancy Andrews as Director For For Management
6.3 Reelect Ton Buechner as Director For For Management
6.4 Reelect Patrice Bula as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Frans van Houten as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William Winters as Director For For Management
6.13 Elect Bridgette Heller as Director For For Management
6.14 Elect Simon Moroney as Director For For Management
7.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
7.2 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
7.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
7.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
7.5 Appoint Bridgette Heller as Member of For For Management
the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Zahn as Independent For For Management
Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director Susan S. Denison For For Management
1.5 Elect Director Ronnie S. Hawkins For For Management
1.6 Elect Director Deborah J. Kissire For For Management
1.7 Elect Director Gracia C. Martore For For Management
1.8 Elect Director Linda Johnson Rice For For Management
1.9 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORK Security ID: R67787102 ��
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.60
Per Share
3a Receive Information on Remuneration None None Management
Policy And Other Terms of Employment
For Executive Management
3b Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management (Advisory)
3c Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
(Binding)
4 Discuss Company's Corporate Governance None None Management
Statement
5a Authorize Repurchase of Shares for Use For Did Not Vote Management
in Employee Incentive Programs
5b Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
6 Adopt New Articles of Association For Did Not Vote Management
7 Amend Instructions for Nominating For Did Not Vote Management
Committee
8a Reelect Stein Hagen as Director For Did Not Vote Management
8b Reelect Ingrid Blank as Director For Did Not Vote Management
8c Reelect Nils Selte as Director For Did Not Vote Management
8d Reelect Liselott Kilaas as Director For Did Not Vote Management
8e Reelect Peter Agnefjall as Director For Did Not Vote Management
8f Elect Anna Mossberg as New Director For Did Not Vote Management
8g Elect Anders Kristiansen as New For Did Not Vote Management
Director ��
8h Reelect Caroline Kjos as Deputy For Did Not Vote Management
Director
9a Elect Anders Christian Stray Ryssdal For Did Not Vote Management
as Member of Nominating Committee
9b Elect Kjetil Houg as Member of For Did Not Vote Management
Nominating Committee
9c Elect Rebekka Glasser Herlofsen as For Did Not Vote Management
Member of Nominating Committee
10 Elect Anders Christian Stray Ryssdal For Did Not Vote Management
as Nominating Committee Chairman
11 Approve Remuneration of Directors For Did Not Vote Management
12 Approve Remuneration of Nominating For Did Not Vote Management
Committee
13 Approve Remuneration of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Martin Mucci For For Management
1g Elect Director Joseph M. Tucci For For Management
1h Elect Director Joseph M. Velli For For Management
1i Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director Cesar Conde For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director David C. Page For For Management
1i Elect Director Robert C. Pohlad For For Management
1j Elect Director Daniel Vasella For For Management
1k Elect Director Darren Walker For For Management
1l Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Calantzopoulos For For Management
1b Elect Director Louis C. Camilleri For For Management
1c Elect Director Werner Geissler For Against Management
1d Elect Director Lisa A. Hook For Against Management
1e Elect Director Jennifer Li For For Management
1f Elect Director Jun Makihara For For Management
1g Elect Director Kalpana Morparia For For Management
1h Elect Director Lucio A. Noto For Against Management
1i Elect Director Frederik Paulsen For For Management
1j Elect Director Robert B. Polet For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan S. Auerbach For For Management
1.2 Elect Director Jocelyn Carter-Miller For For Management
1.3 Elect Director Scott M. Mills For Against Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For Against Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For Against Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation ��
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: G7690A100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Dick Boer as Director For For Management
5 Elect Andrew Mackenzie as Director For For Management
6 Elect Martina Hund-Mejean as Director For For Management
7 Re-elect Ben van Beurden as Director For For Management
8 Re-elect Neil Carson as Director For For Management
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Euleen Goh as Director For For Management
11 Re-elect Charles Holliday as Director For For Management
12 Re-elect Catherine Hughes as Director For For Management
13 Re-elect Sir Nigel Sheinwald as For For Management
Director
14 Re-elect Jessica Uhl as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Request Shell to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions
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SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.15 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Paul Hudson as For For Management
Director
6 Reelect Laurent Attal as Director For For Management
7 Reelect Carole Piwnica as Director For For Management
8 Reelect Diane Souza as Director For For Management
9 Reelect Thomas Sudhof as Director For For Management
10 Elect Rachel Duan as Director For For Management
11 Elect Lise Kingo as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Approve Compensation Report of For For Management
Corporate Officers
17 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
18 Approve Compensation of Paul Hudson, For For Management
CEO Since Sept. 1, 2019
19 Approve Compensation of Olivier For Against Management
Brandicourt, CEO Until Aug. 31, 2019
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Filing of Required For For Management
Documents/Other Formalities
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SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: NOV 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect Justine Smyth as Director For For Management
3 Elect Warwick Bray as Director For For Management
4 Elect Jolie Hodson as Director For For Management
5 Adopt New Constitution For For Management
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SVENSKA HANDELSBANKEN AB
Ticker: SHB.A Security ID: W9112U104
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 5.50 Per Share
10 Approve Discharge of Board and For For Management
President
11 Authorize Repurchase of up to 120 For For Management
Million Class A and/or B Shares and
Reissuance of Repurchased Shares
12 Authorize Share Repurchase Program For For Management
13 Approve Issuance of Convertible For For Management
Capital Instruments Corresponding to a
Maximum of 198 Million Shares without
Preemptive Rights
14 Determine Number of Directors (9) For For Management
15 Determine Number of Auditors (2) For For Management
16 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.5 Million for
Chairman, SEK 985,000 for Vice
Chairman, and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
17a Reelect Jon-Fredrik Baksaas as Director For Against Management
17b Reelect Hans Biorck as Director For For Management
17c Reelect Par Boman as Director For Against Management
17d Reelect Kerstin Hessius as Director For For Management
17e Reelect Lise Kaae as Director For For Management
17f Reelect Fredrik Lundberg as Director For Against Management
17g Elect Ulf Riese as New Director For Against Management
17h Elect Arja Taaveniku as New Director For For Management
17i Reelect Carina Akerstrom as Director For For Management
18 Reelect Par Boman as Board Chairman For Against Management
19 Ratify Ernst & Young and For For Management
PricewaterhouseCoopers as Auditors
20 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
21 Approve Proposal Concerning the For For Management
Appointment of Auditors in Foundations
Without Own Management
22 Eliminate Differentiated Voting Rights None Against Shareholder
23 Instruct Board to Work for the None Against Shareholder
Abolishment of Different Levels of
Voting Rights for Shares in the
Swedish Companies Act
24 Instruct Board to Prepare Proposal for None Against Shareholder
Representation of Small and
Medium-Sized Shareholders on the
Company's Board and Nomination
Committee, to be Submitted to AGM 2021
25 Require a Special Examination None Against Shareholder
Regarding Introduction of Negative
Interest Rates and Review of Code of
Ethics
26 Close Meeting None None Management
--------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA
Ticker: TFI Security ID: F91255103
Meeting Date: APR 17, 2020 Meeting Type: Annual/Special
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Absence of Dividends
5 Approve Compensation of Gilles For Against Management
Pelisson, Chairman and CEO
6 Approve Compensation Report for For For Management
Corporate Officers
7 Approve Remuneration Policy of Gilles For Against Management
Pelisson, Chairman and CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Ratify Appointment of SCDM as Director For Against Management
10 Reelect Catherine Dussart as Director For Against Management
11 Reelect Olivier Bouygues as Director For Against Management
12 Acknowledge Election of Employee For For Management
Representatives
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 4 of Bylaws Re: For For Management
Headquarter Location in France
16 Amend Article 7 of Bylaws Re: For For Management
Shareholders Identification
17 Amend Article 7 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
18 Amend Article 10 of Bylaws Re: For For Management
Employee Representatives
19 Amend Article 13 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
20 Amend Article 13 of Bylaws Re: Comply For Against Management
with Legal Changes
21 Amend Article 14 of Bylaws Re: Role of For For Management
the Board Regarding Social and
Environmental Issues of the Company's
Activity
22 Amend Article 17 of Bylaws Re: Removal For For Management
of Article 17
23 Amend Article 15 of Bylaws Re: For For Management
Directors Remuneration
24 Authorize Filing of Required For For Management
Documents/Other Formalities
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THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
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THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For Against Management
1d Elect Director Betsy D. Holden For Against Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Michael A. Miles, Jr. For Against Management
1g Elect Director Timothy P. Murphy For For Management
1h Elect Director Jan Siegmund For For Management
1i Elect Director Angela A. Sun For For Management
1j Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
Disclosure
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share and
Option for Stock Dividend Program
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Patricia Barbizet as Director For For Management
7 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
8 Reelect Mark Cutifani as Director For For Management
9 Elect Jerome Contamine as Director For For Management
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Compensation of Patrick For For Management
Pouyanne, Chairman and CEO
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE) and Amend
Bylaws Accordingly
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights and/or
Capitalization of Reserves for Bonus
Issue or Increase in Par Value, up to
Aggregate Nominal Amount of EUR 2.5
Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 650 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 650 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 16 and 17
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Stock Option Plans
A Instruct Company to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions Aligned with the Goal of the
Paris Climate Agreement and Amend
Article 19 of Bylaws Accordingly
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Nils Andersen as Director For Against Management
4 Re-elect Laura Cha as Director For For Management
5 Re-elect Vittorio Colao as Director For Against Management
6 Re-elect Dr Judith Hartmann as Director For For Management
7 Re-elect Alan Jope as Director For For Management
8 Re-elect Andrea Jung as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Strive Masiyiwa as Director For For Management
11 Re-elect Youngme Moon as Director For For Management
12 Re-elect Graeme Pitkethly as Director For For Management
13 Re-elect John Rishton as Director For For Management
14 Re-elect Feike Sijbesma as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For Against Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For Against Management
1.5 Elect Director Clarence Otis, Jr. For Against Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For Against Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
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VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Sanjiv Ahuja as Director For For Management
3 Elect David Thodey as Director For For Management
4 Re-elect Gerard Kleisterlee as Director For For Management
5 Re-elect Nick Read as Director For For Management
6 Re-elect Margherita Della Valle as For For Management
Director
7 Re-elect Sir Crispin Davis as Director For For Management
8 Re-elect Michel Demare as Director For For Management
9 Re-elect Dame Clara Furse as Director For For Management
10 Re-elect Valerie Gooding as Director For For Management
11 Re-elect Renee James as Director For For Management
12 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
13 Re-elect David Nish as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Appoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.7 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 78.2
Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Conditional
Capital without Preemptive Rights
7 Amend Articles of Association For For Management
8 Transact Other Business (Voting) For Against Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
BNY Mellon Investment Funds III
By: /s/ Renee LaRoche-Morris
Renee LaRoche-Morris
President (Principal Executive Officer)
Date: August 17, 2020