LCI Lannett

Filed: 28 Jan 21, 4:04pm





Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.


Date of Report (Date of earliest event reported): January 27, 2021



(Exact Name of Registrant as Specified in Its Charter)


Commission File No. 001-31298


State of Delaware 23-0787699
(State of Incorporation) (I.R.S. Employer I.D. No.)


9000 State Road

Philadelphia, PA 19136

(215) 333-9000

(Address of principal executive offices and telephone number)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


¨       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.001 par value LCI New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







Item 5.07 Submission of Matters to a Vote of Security Holders


At the Annual Meeting of Stockholders (“the Annual Meeting”) of Lannett Company, Inc. (the “Company”) held on January 27, 2021, four proposals were voted on by the Company’s stockholders. The proposals are described in detail in the Company’s definitive proxy statement filed on December 7, 2020 in connection with the Annual Meeting. A brief description of the proposals and the final results of the votes for these matters are as follows:


1.The stockholders elected all seven director nominees to serve as members of the Company’s board of directors until the Company’s next Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified.


The number of votes cast for or withheld, for each nominee, was as follows:


 Votes ForVotes Withheld
Patrick G. LePore27,745,386795,811
John C. Chapman27,871,055670,142
Timothy C. Crew27,921,466619,731
David Drabik27,246,2771,294,920
Jeffrey Farber27,997,579543,618
Dr. Melissa Rewolinski28,018,108523,089
Paul Taveira27,589,403951,794


2.The stockholders ratified the appointment of Grant Thornton, LLP as independent auditors. The number of votes cast for, against, or abstained was as follows:


Votes For: 32,340,737


Votes Against: 1,549,833


Abstain: 149,401


3.The stockholders approved, on a non-binding advisory basis, the Fiscal 2020 compensation of the Company’s named executive officers. The number of votes cast for, against, or abstained was as follows:


Votes For: 22,572,719


Votes Against: 5,637,800


Abstain: 330,678


4.The stockholders approved the Lannett Company, Inc. 2021 Long-Term Incentive Plan. The number of votes cast for, against, or abstained was as follows:


Votes For: 27,055,829


Votes Against: 1,251,648


Abstain: 233,720







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


By:/s/ Samuel H. Israel 
 Chief Legal Officer and General Counsel 
 Date: January 28, 2021