SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/27/2022 | 3. Issuer Name and Ticker or Trading Symbol LINCOLN NATIONAL CORP [ LNC ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,519 | D | |
Common Stock | 3,032.33(1) | I | In 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 02/22/2018(2) | 02/22/2027 | Common Stock | 2,800 | 71.7 | D | |
Employee Stock Option (Right to Buy) | 02/21/2019(3) | 02/21/2028 | Common Stock | 2,909 | 78.32 | D | |
Employee Stock Option (Right to Buy) | 05/24/2019(4) | 05/24/2028 | Common Stock | 1,421 | 69.43 | D | |
Employee Stock Option (Right to Buy) | 02/27/2020(5) | 02/27/2029 | Common Stock | 2,420 | 63.01 | D | |
Employee Stock Options (Right to Buy) | 02/19/2021(6) | 02/19/2030 | Common Stock | 5,279 | 60.86 | D | |
Employee Stock Option (Right to Buy) | 02/17/2022(7) | 02/17/2031 | Common Stock | 7,407 | 54.52 | D | |
Employee Stock Option (Right to Buy) | 02/16/2023(8) | 02/16/2032 | Common Stock | 7,060 | 73.51 | D | |
Employee Stock Option (Right to Buy) | 05/26/2023(9) | 05/26/2032 | Common Stock | 3,398 | 57.16 | D |
Explanation of Responses: |
1. Represents the number of shares of common stock beneficially owned through the Company's 401(k) Plan as of 5/27/2022. |
2. The option vested in three equal installments on February 22, 2018, 2019 and 2020. |
3. The option vested in three equal installments on February 21, 2019, 2020 and 2021. |
4. The option vested in three equal installments on May 24, 2019, 2020 and 2021. |
5. The option vested in three equal installments on February 27, 2020, 2021 and 2022. |
6. The option vests in three equal installments on February 19, 2021, 2022 and 2023. |
7. The option vests in three equal installments on February 17, 2022, 2023 and 2024. |
8. The option vests in three equal installments on February 16, 2023, 2024 and 2025. |
9. The option vests in three equal installments on May 26, 2023, 2024 and 2025. |
Remarks: |
/s/ Claire H. Hanna | 06/03/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |