Exhibit 1.01
CONFLICT MINERALS REPORT OF
MOTOROLA SOLUTIONS, INC.
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2020
I. Introduction
This is the Conflict Minerals1 Report (the “Report”) of Motorola Solutions, Inc. (which may be referred to as “Motorola Solutions,” the “Company,” “we,” “us,” or “our”) for the calendar year 2020 in accordance in all material respects with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “Act”). The rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals” as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Numerous terms in this Report are defined in Section 1502(e) of the Dodd-Frank Act and Form SD and the reader is referred to those sources, and also to SEC Release No. 34-67716 issued by the SEC on August 22, 2012 (the “Adopting Release”) for such definitions.
In accordance in all material respects with Rule 13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework (the “OECD Framework”) in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 and related supplements for each of the conflict minerals.
The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance from the SEC, and other issues.
II. Design of Due Diligence Measures
The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.
Our implementation of the five-step framework consists of the following activities which are discussed in further detail in Section III (“Management Systems and Reasonable Country of Origin Inquiry”) and Section IV (“Due Diligence Measures Performed by Motorola Solutions, Inc.”) of this Report.
1. | Development of Conflict Minerals Policies and Procedures |
2. | Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain |
3. | Mitigation of Sourcing from Conflict Smelters/Refiners |
4. | Auditing of Smelters/Refiners to Ensure Conformant Status |
5. | Reporting of Results of the above Activities |
1 | The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Act as: “(A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives; or (B) [a]ny other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country.” |
2 | OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris, http://dx.doi.org/10.1787/9789264252479-en. |
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Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals who may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. The Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Democratic Republic of the Congo (the “DRC”) or an adjoining country (referred to as the “Covered Countries”).
III. Management Systems and Reasonable Country of Origin Inquiry
The following outlines the measures taken in our “reasonable country of origin” inquiry to determine countries of origin.
OECD Step 1. Policy and Management System
a. Conflict Minerals Policy – As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to support in-region mining. The policy resides in our Supplier Code of Conduct and can be found at https://www.motorolasolutions.com/en_us/about/company-overview/corporate-responsibility/governance-and-policies/supplier-code-conduct.html .
b. Company-level grievance mechanism – As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics and Compliance without fear of retaliation.
OECD Step 2. Conduct Risk Assessment
The Motorola Solutions process relied on the Conflict Minerals Reporting Template (“CMRT”) and Responsible Minerals Assurance Process (“RMAP”) developed by the Responsible Minerals Initiative (“RMI”). The following steps were taken as part of our risk assessment process.
a. Identify products in-scope – Our internal cross-functional group of employees assigned to our conformant minerals team reviewed the categories of products that we sell to determine the products that are in-scope of the conflict minerals rule. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 90% of the in-scope direct material spend.
b. Identify smelters/refiners – The Company provided the conflict minerals survey to our supply chain by using the most recent version of the industry-developed CMRT. We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners who contribute refined conflict minerals to the Company.
c. Identify Countries of Origin—The Company conducted a “reasonable country of origin inquiry” (“RCOI”) by comparing the identified smelters and refiners with the RMI country of origin database (as we have access to the database due to our membership with the RMI). The countries of origin we identified are listed in Appendix I to this Report.
IV. Due Diligence Measures Performed by Motorola Solutions, Inc.
The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.
OECD Step 3. Mitigate Risk
As part of our risk mitigation process we compared the list of smelters/refiners collected from suppliers to the RMI smelter database (as we have access to the database due to our membership with the RMI). The RMI smelter database provides members with information regarding third party audit programs including the RMAP, London Bullion Market Association (LBMA), and Responsible Jewelry Council (RJC). After completing this review, the Company communicated to suppliers that listed smelters and/or refiners that are not conformant smelters and refiners to migrate their supply chain to those smelters that are RMAP conformant.
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The communication also includes a recommendation for a supplier to recommend that the smelter and/or refiner in their supply chain participate in the RMAP or other industry cross recognized audit programs. In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as conformant were sent letters acknowledging their efforts to establish a conformant supply chain, and encouraging them to continue to maintain it as such.
OECD Step 4. Audit of Smelters/Refiners
Step 4 of the OECD Framework recommends that downstream companies implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Company’s products. The efforts to determine mine or location of origin through RMI are described on the RMI website at http://www.responsiblemineralsinitiative.org.
OECD Step 5. Results of Due Diligence – Report Annually on Supply Chain Due Diligence
In our 2020 survey, we received CMRTs from 257 suppliers as per Table 1 and Table 2 below, which represent 93.5% of our 2020 in-scope direct material spend.
We have communicated with these suppliers through phone calls and/or emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our procurement department is also involved in these communications.
A review of the data received showed that 242 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our tantalum smelters. An additional 59 smelters are identified by the RMI but are not yet certified as RMAP conformant. Seven smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI. The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://investors.motorolasolutions.com/Docs. See Appendix I to this Report for a list of countries of origin identified through the RCOI process.
V. Product Description
On the basis of the measures described above, the Company has determined that as of December 31, 2020, a portion of its necessary conflict minerals originated or may have originated in the DRC or an adjoining country. See Appendix I to this Report for a list of countries of origin identified through the RCOI process. For 2020, none of the necessary conflict minerals contained in our products subject to this disclosure were determined by us to directly or indirectly finance or benefit armed groups in the Covered Countries. However, we did not conclude that any of our products were “DRC conflict free.”
1. | Description of Products -The products subject to this disclosure include: (i) two-way portable radios and vehicle-mounted radios; (ii) accessories such as speaker microphones, batteries, earpieces, headsets, carry cases and cables; (iii) the radio network core and central processing software; (iv) base stations; (v) dispatch consoles; (vi) repeaters; (vii) video surveillance; and (viii) access control. |
2. | Processing Facilities – Based on the input received from our suppliers, the facilities listed in Table 1, Table 2 and Table 3 may have been used in the processing of conflict minerals used in our products. |
3. | Mine or Location of Origin – We have endeavored to determine the mine or location of origin of the conflict minerals used in our products by requesting that our suppliers provide us with completed CMRTs. Where a smelter or refiner has been identified, we also have reviewed public online information about information made available by the RMI to its members, to the extent available, to try to determine the mine or location of origin. |
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VI. Steps to Improve Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers and our conflict minerals policy in our Supplier Code of Conduct will be periodically reviewed and updated, if necessary.
We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. New suppliers will be reviewed for conflict minerals conformance during initial business reviews. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify that an upstream supplier is sourcing from or linked to any party providing direct or indirect support to non-state armed groups in the DRC and the Covered Countries, we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In 2015, we implemented a data management system that allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time.
In our 2020 campaign, we communicated directly to smelters in our supply chain in addition to tier one suppliers in order to encourage these smelters to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already.
In addition to the steps described above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:
• | Continue to collect responses from suppliers using tools such as the CMRT. |
• | Continue to educate new suppliers on the importance of the conflict minerals rule, and encourage timely responses from our suppliers. |
• | Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses. |
• | Continue to inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMI’s RMAP. |
• | Continue to encourage smelters in our supply chain to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already. |
• | Continue to allow verified conformant material from the DRC and Covered Countries to enter our supply chain. |
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Table 1
SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2021. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of March 26, 2021.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | 8853 S.p.A. | Italy | CID002763 | |||
Gold | Advanced Chemical Company | United States Of America | CID000015 | |||
Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | |||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | |||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | |||
Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | |||
Gold | Asahi Pretec Corp. | Japan | CID000082 | |||
Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | |||
Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | |||
Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | |||
Gold | AU Traders and Refiners | South Africa | CID002850 | |||
Gold | Aurubis AG | Germany | CID000113 | |||
Gold | Bangalore Refinery | India | CID002863 | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | |||
Gold | Boliden AB | Sweden | CID000157 | |||
Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | |||
Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | |||
Gold | Chimet S.p.A. | Italy | CID000233 | |||
Gold | Chugai Mining | Japan | CID000264 | |||
Gold | DODUCO Contacts and Refining GmbH | Germany | CID000362 | |||
Gold | Dowa | Japan | CID000401 | |||
Gold | DS PRETECH Co., Ltd. | Korea, Republic of | CID003195 | |||
Gold | DSC (Do Sung Corporation) | Korea, Republic of | CID000359 | |||
Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | |||
Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | |||
Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | |||
Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | |||
Gold | Geib Refining Corporation | United States Of America | CID002459 | |||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | |||
Gold | HeeSung Metal Ltd. | Korea, Republic of | CID000689 | |||
Gold | Heimerle + Meule GmbH | Germany | CID000694 | |||
Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | |||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | |||
Gold | Istanbul Gold Refinery | Turkey | CID000814 | |||
Gold | Italpreziosi | Italy | CID002765 | |||
Gold | Japan Mint | Japan | CID000823 | |||
Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | |||
Gold | JSC Novosibirsk Refinery | Russian Federation | CID000493 | |||
Gold | JSC Uralelectromed | Russian Federation | CID000929 | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | Kazzinc | Kazakhstan | CID000957 | |||
Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | |||
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | |||
Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | |||
Gold | Korea Zinc Co., Ltd. | Korea, Republic of | CID002605 | |||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | |||
Gold | L’Orfebre S.A. | Andorra | CID002762 | |||
Gold | LS-NIKKO Copper Inc. | Korea, Republic of | CID001078 | |||
Gold | Marsam Metals | Brazil | CID002606 | |||
Gold | Materion | United States Of America | CID001113 | |||
Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | |||
Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | |||
Gold | Metalor Technologies S.A. | Switzerland | CID001153 | |||
Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | |||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | |||
Gold | Mitsubishi Materials Corporation | Japan | CID001188 | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | |||
Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | |||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | |||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | |||
Gold | Nihon Material Co., Ltd. | Japan | CID001259 | |||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | CID001326 | |||
Gold | PAMP S.A. | Switzerland | CID001352 | |||
Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | |||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | |||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | |||
Gold | PX Precinox S.A. | Switzerland | CID001498 | |||
Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | |||
Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | |||
Gold | Royal Canadian Mint | Canada | CID001534 | |||
Gold | SAAMP | France | CID002761 | |||
Gold | Safimet S.p.A | Italy | CID002973 | |||
Gold | SAFINA A.S. | Czechia | CID002290 | |||
Gold | Samduck Precious Metals | Korea, Republic of | CID001555 | |||
Gold | SAXONIA Edelmetalle GmbH | Germany | CID002777 | |||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | |||
Gold | Shandong Gold Smelting Co., Ltd. | China | CID001916 | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | |||
Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | |||
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 | |||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | |||
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of | CID002918 | |||
Gold | T.C.A S.p.A | Italy | CID002580 | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | |||
Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | |||
Gold | Torecom | Korea, Republic of | CID001955 | |||
Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | |||
Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | |||
Gold | Valcambi S.A. | Switzerland | CID002003 | |||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | |||
Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | |||
Gold | Yamakin Co., Ltd. | Japan | CID002100 | |||
Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | |||
Tantalum | Asaka Riken Co., Ltd. | Japan | CID000092 | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | |||
Tantalum | D Block Metals, LLC | United States Of America | CID002504 | |||
Tantalum | Exotech Inc. | United States Of America | CID000456 | |||
Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | |||
Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | |||
Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | |||
Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | |||
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | CID000291 | |||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | |||
Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | |||
Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 |
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Metal | Smelter Name | Country | Smelter ID | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | |||
Tantalum | KEMET de Mexico | Mexico | CID002539 | |||
Tantalum | LSM Brasil S.A. | Brazil | CID001076 | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | |||
Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | |||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | |||
Tantalum | NPM Silmet AS | Estonia | CID001200 | |||
Tantalum | Power Resources Ltd. | Macedonia, The Former Yugoslav Republic Of | CID002847 | |||
Tantalum | QuantumClean | United States Of America | CID001508 | |||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | |||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | |||
Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | |||
Tantalum | TANIOBIS Co., Ltd. | Thailand | CID002544 | |||
Tantalum | TANIOBIS GmbH | Germany | CID002545 | |||
Tantalum | TANIOBIS Japan Co., Ltd. | Japan | CID002549 | |||
Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002550 | |||
Tantalum | Telex Metals | United States Of America | CID001891 | |||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | |||
Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | CID000616 | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | |||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | |||
Tin | Alpha | United States Of America | CID000292 | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | |||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | |||
Tin | China Tin Group Co., Ltd. | China | CID001070 |
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Metal | Smelter Name | Country | Smelter ID | |||
Tin | Dowa | Japan | CID000402 | |||
Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | |||
Tin | Fenix Metals | Poland | CID000468 | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | CID002848 | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | |||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | CID002849 | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | China | CID000760 | |||
Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | |||
Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | |||
Tin | Ma’anshan Weitai Tin Co., Ltd. | China | CID003379 | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | CID002468 | |||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | |||
Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | |||
Tin | Metallic Resources, Inc. | United States Of America | CID001142 | |||
Tin | Metallo Belgium N.V. | Belgium | CID002773 | |||
Tin | Metallo Spain S.L.U. | Spain | CID002774 | |||
Tin | Mineracao Taboca S.A. | Brazil | CID001173 | |||
Tin | Minsur | Peru | CID001182 | |||
Tin | Mitsubishi Materials Corporation | Japan | CID001191 | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | |||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 |
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Metal | Smelter Name | Country | Smelter ID | |||
Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | |||
Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | |||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | |||
Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | |||
Tin | PT Bangka Serumpun | Indonesia | CID003205 | |||
Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | |||
Tin | PT Mitra Stania Prima | Indonesia | CID001453 | |||
Tin | PT Prima Timah Utama | Indonesia | CID001458 | |||
Tin | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 | |||
Tin | PT Rajehan Ariq | Indonesia | CID002593 | |||
Tin | PT REFINED BANGKA TIN | Indonesia | CID001460 | |||
Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | |||
Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | |||
Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | |||
Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | |||
Tin | Rui Da Hung | Taiwan, Province Of China | CID001539 | |||
Tin | Soft Metais Ltda. | Brazil | CID001758 | |||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Vietnam | CID002834 | |||
Tin | Thaisarco | Thailand | CID001898 | |||
Tin | Tin Technology & Refining | United States of America | CID003325 | |||
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | |||
Tin | Yunnan Tin Company Limited | China | CID002180 | |||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | |||
Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | |||
Tungsten | A.L.M.T. Corp. | Japan | CID000004 | |||
Tungsten | ACL Metais Eireli | Brazil | CID002833 |
12
Metal | Smelter Name | Country | Smelter ID | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | CID002502 | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | |||
Tungsten | China Molybdenum Tungsten Co., Ltd. | China | CID002641 | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | |||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | CID003401 | |||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | |||
Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | |||
Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | CID002579 | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | |||
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | China | CID003182 | |||
Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | |||
Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | |||
Tungsten | Kennametal Fallon | United States Of America | CID000966 | |||
Tungsten | Kennametal Huntsville | United States Of America | CID000105 | |||
Tungsten | KGETS Co., Ltd. | Korea, Republic Of | CID003388 |
13
Metal | Smelter Name | Country | Smelter ID | |||
Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China | CID003407 | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | |||
Tungsten | Masan High-Tech Materials | Vietnam | CID002543 | |||
Tungsten | Moliren Ltd. | Russian Federation | CID002845 | |||
Tungsten | Niagara Refining LLC | United States Of America | CID002589 | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | |||
Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002542 | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | CID001889 | |||
Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | |||
Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | |||
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | CID002843 | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | |||
Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 |
14
Table 2
SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2021. The following smelters/refiners are identified by the RMI but are not yet certified as RMAP conformant as of March 26, 2021.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 | |||
Gold | Caridad | Mexico | CID000180 | |||
Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | |||
Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | |||
Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | |||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | |||
Gold | Guangdong Jinding Gold Limited | China | CID002312 | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | |||
Gold | Heraeus Germany GmbH Co. KG | Germany | CID000711 | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | |||
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | |||
Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | CID000778 | |||
Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | |||
Gold | JALAN & Company | India | CID002893 | |||
Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 |
15
Metal | Smelter Name | Country | Smelter ID | |||
Gold | Kundan Care Products Ltd. | India | CID003463 | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | |||
Gold | Lingbao Gold Co., Ltd. | China | CID001056 | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | |||
Gold | Morris and Watson | New Zealand | CID002282 | |||
Gold | Pease & Curren | United States Of America | CID002872 | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | |||
Gold | QG Refining, LLC | United States Of America | CID003324 | |||
Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | |||
Gold | Sabin Metal Corp. | United States Of America | CID001546 | |||
Gold | Sabin Metal Corp. | United States Of America | CID001546 | |||
Gold | Sai Refinery | India | CID002853 | |||
Gold | SAMWON METALS Corp. | Korea, Republic of | CID001562 | |||
Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | |||
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | |||
Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | |||
Gold | Sovereign Metals | India | CID003383 | |||
Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | |||
Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | |||
Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | CID002703 | |||
Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | |||
Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | |||
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | CID002573 |
16
Metal | Smelter Name | Country | Smelter ID | |||
Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 | |||
Tin | Pongpipat Company Limited | Myanmar | CID003208 | |||
Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | |||
Tin | PT Lautan Harmonis Sejahtera | Indonesia | CID002870 | |||
Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | |||
Tin | PT Timah Nusantara | Indonesia | CID001486 | |||
Tin | Super Ligas | Brazil | CID002756 | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | CID002574 | |||
Tin | VQB Mineral and Trading Group JSC | Vietnam | CID002015 | |||
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | |||
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | |||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | CID002313 | |||
Tungsten | JSC “Kirovgrad Hard Alloys Plant” | Russian Federation | CID003408 |
17
Table 3
SMELTERS AND REFINERS NOT RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2021. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of March 26, 2021.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | Abington Reldan Metals, LLC | United States of America | CID002708 | |||
Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | |||
Gold | NH Recytech Company | Korea, Republic Of | CID003189 | |||
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | CID002572 | |||
Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | |||
Tin | Precious Minerals and Smelting Limited | India | CID003409 |
18
APPENDIX I – Countries of Origin
The information provided in this Appendix I is based on the RMI Country of Origin database and smelter information collected from Motorola Solutions suppliers.
Country |
Australia |
Bolivia (Plurinational State of) |
Brazil |
Burundi |
China |
Colombia |
Congo, Democratic Republic of the |
Ethiopia |
France |
Ghana |
Indonesia |
Malaysia |
Mongolia |
Myanmar |
Nigeria |
Peru |
Portugal |
Russian Federation |
Rwanda |
Sierra Leone |
Spain |
Taiwan |
Tanzania |
Thailand |
Uganda |
United Kingdom of Great Britain and Northern Ireland |
United States of America |
Uzbekistan |
19