FULT Fulton Financial

Filed: 3 May 21, 4:18pm





Washington, D.C. 20549






Current Report

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 1, 2021



Fulton Financial Corporation

(Exact name of registrant as specified in its charter)




PA 0-10587 23-2195389
(State or other jurisdiction
of incorporation)
File Number)
 (IRS Employer
Identification No.)

One Penn Square

Lancaster, PA 17602

(Address of principal executive offices) (Zip Code)

(717) 291-2411

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class




Name of each exchange
on which registered

Common stock, par value $2.50 FULT The Nasdaq Stock Market, LLC
Depositary Shares, Each Representing 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A FULTP The Nasdaq Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 1, 2021, Fulton Financial Corporation (“Fulton”) granted Performance Share Awards, as defined under Fulton’s Amended and Restated Equity and Cash Incentive Compensation Plan, as amended (the “2013 Plan”). The form of Performance Restricted Stock Unit Award Agreement first used on May 1, 2021 (the “Award Agreement”), and to be used for future Performance Share Awards in the future under the 2013 Plan, including potentially for executive officers of Fulton, is attached hereto as Exhibit 10.1. The form of Award Agreement includes the parameters and general terms and conditions of these performance restricted stock unit awards to be made under the 2013 Plan.

The preceding description of this Award Agreement is qualified in its entirety by reference to the full text of the form of award agreement which is attached hereto as Exhibits 10.1 and is incorporated herein by reference. The 2013 Plan was previously filed as Exhibit 10.1 of the Fulton Current Report on Form 8-K, dated May 3, 2013.

Item 9.01 Financial Statements and Exhibits.

(d)    Exhibits.


Exhibit No.



10.1  Form of Performance Restricted Stock Unit Award Agreement
104  Cover page Interactive Data File (the cover page XBRL tags are embedded within the Inline XBRL document)


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  Fulton Financial Corporation 
Date: May 3, 2021  By: 

/s/ Mark R. McCollom

   Name: Mark R. McCollom 
   Title: Senior Executive Vice President and Chief Financial Officer