The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | MSCI JAPAN ETF | 464286848 | 1,734 | 151,707 | SH | DFND | 0 | 151,707 | 0 | ||
ISHARES | EM HGHYL BD ETF | 464286285 | 275 | 6,094 | SH | DFND | 0 | 6,094 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 478 | 5,145 | SH | DFND | 0 | 5,145 | 0 | ||
ISHARES TR | US OIL EQ&SV ETF | 464288844 | 667 | 18,336 | SH | DFND | 0 | 18,336 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1,150 | 29,784 | SH | DFND | 0 | 29,784 | 0 | ||
ISHARES TR | CORE US CR BD | 464288620 | 1,155 | 10,650 | SH | DFND | 0 | 10,650 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 234 | 8,307 | SH | DFND | 0 | 8,307 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 855 | 8,038 | SH | DFND | 0 | 8,038 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 277 | 2,600 | SH | DFND | 0 | 2,600 | 0 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 221 | 2,628 | SH | DFND | 0 | 2,628 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 1,127 | 8,412 | SH | DFND | 0 | 8,412 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 8,026 | 173,379 | SH | DFND | 0 | 173,379 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 306 | 1,010 | SH | DFND | 0 | 1,010 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 566 | 4,141 | SH | DFND | 0 | 4,141 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 7,632 | 86,134 | SH | DFND | 0 | 86,134 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,423 | 77,155 | SH | DFND | 0 | 77,155 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,977 | 60,302 | SH | DFND | 0 | 60,302 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 538 | 4,865 | SH | DFND | 0 | 4,865 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 649 | 8,922 | SH | DFND | 0 | 8,922 | 0 | ||
ISHARES TR | S&P 100 ETF | 464287101 | 10,295 | 121,436 | SH | DFND | 0 | 121,436 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 221 | 1,581 | SH | DFND | 0 | 1,581 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 33 | 10,253 | SH | DFND | 0 | 10,253 | 0 | ||
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 5,291 | 120,843 | SH | DFND | 0 | 120,843 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 4,975 | 54,398 | SH | DFND | 0 | 54,398 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 6,770 | 66,531 | SH | DFND | 0 | 66,531 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,340 | 103,268 | SH | DFND | 0 | 103,268 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,269 | 11,880 | SH | DFND | 0 | 11,880 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,900 | 9,914 | SH | DFND | 0 | 9,914 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 673 | 2,703 | SH | DFND | 0 | 2,703 | 0 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 251 | 9,324 | SH | DFND | 0 | 9,324 | 0 | ||
SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 412 | 17,083 | SH | DFND | 0 | 17,083 | 0 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 1,161 | 22,292 | SH | DFND | 0 | 22,292 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,379 | 33,499 | SH | DFND | 0 | 33,499 | 0 | ||
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 210 | 8,631 | SH | DFND | 0 | 8,631 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,997 | 55,991 | SH | DFND | 0 | 55,991 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,158 | 51,729 | SH | DFND | 0 | 51,729 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,645 | 20,075 | SH | DFND | 0 | 20,075 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,141 | 21,688 | SH | DFND | 0 | 21,688 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 405 | 5,363 | SH | DFND | 0 | 5,363 | 0 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 556 | 6,812 | SH | DFND | 0 | 6,812 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,608 | 139,265 | SH | DFND | 0 | 139,265 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 4,897 | 99,567 | SH | DFND | 0 | 99,567 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 6,716 | 91,073 | SH | DFND | 0 | 91,073 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,932 | 54,213 | SH | DFND | 0 | 54,213 | 0 |