The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | MSCI JAPAN ETF | 464286848 | 2,090 | 172,419 | SH | DFND | 0 | 172,419 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 205 | 7,125 | SH | DFND | 0 | 7,125 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 342 | 1,010 | SH | DFND | 0 | 1,010 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,928 | 83,931 | SH | DFND | 0 | 83,931 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 8,902 | 96,846 | SH | DFND | 0 | 96,846 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 533 | 3,827 | SH | DFND | 0 | 3,827 | 0 | ||
ISHARES TR | US OIL EQ&SV ETF | 464288844 | 317 | 8,860 | SH | DFND | 0 | 8,860 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,302 | 6,355 | SH | DFND | 0 | 6,355 | 0 | ||
ISHARES TR | CORE US CR BD | 464288620 | 1,183 | 11,089 | SH | DFND | 0 | 11,089 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 547 | 4,986 | SH | DFND | 0 | 4,986 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 304 | 2,875 | SH | DFND | 0 | 2,875 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 268 | 2,436 | SH | DFND | 0 | 2,436 | 0 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 232 | 2,628 | SH | DFND | 0 | 2,628 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 239 | 1,592 | SH | DFND | 0 | 1,592 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 1,444 | 10,368 | SH | DFND | 0 | 10,368 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 512 | 5,149 | SH | DFND | 0 | 5,149 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1,179 | 30,360 | SH | DFND | 0 | 30,360 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 613 | 8,163 | SH | DFND | 0 | 8,163 | 0 | ||
ISHARES TR | S&P 100 ETF | 464287101 | 12,215 | 133,982 | SH | DFND | 0 | 133,982 | 0 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 9,305 | 200,031 | SH | DFND | 0 | 200,031 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,849 | 57,439 | SH | DFND | 0 | 57,439 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 15 | 10,253 | SH | DFND | 0 | 10,253 | 0 | ||
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 4,664 | 102,607 | SH | DFND | 0 | 102,607 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 5,461 | 58,165 | SH | DFND | 0 | 58,165 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 8,062 | 72,075 | SH | DFND | 0 | 72,075 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,769 | 116,200 | SH | DFND | 0 | 116,200 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 631 | 10,464 | SH | DFND | 0 | 10,464 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,313 | 12,945 | SH | DFND | 0 | 12,945 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,790 | 8,782 | SH | DFND | 0 | 8,782 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 560 | 2,203 | SH | DFND | 0 | 2,203 | 0 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 267 | 10,375 | SH | DFND | 0 | 10,375 | 0 | ||
SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 366 | 15,011 | SH | DFND | 0 | 15,011 | 0 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 1,155 | 22,368 | SH | DFND | 0 | 22,368 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,540 | 36,725 | SH | DFND | 0 | 36,725 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 2,288 | 67,484 | SH | DFND | 0 | 67,484 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,294 | 53,962 | SH | DFND | 0 | 53,962 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,596 | 19,764 | SH | DFND | 0 | 19,764 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 456 | 5,721 | SH | DFND | 0 | 5,721 | 0 | ||
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 571 | 6,812 | SH | DFND | 0 | 6,812 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,262 | 21,689 | SH | DFND | 0 | 21,689 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,526 | 138,377 | SH | DFND | 0 | 138,377 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 5,613 | 112,526 | SH | DFND | 0 | 112,526 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 7,485 | 96,262 | SH | DFND | 0 | 96,262 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,626 | 44,278 | SH | DFND | 0 | 44,278 | 0 |