IHC Independence Holding

Filed: 10 Nov 20, 9:01am





Washington, D. C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) November 10, 2020



(Exact name of registrant as specified in its charter)


Delaware 001-32244 58-1407235
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)



96 Cummings Point Road, Stamford, CT 06902
(Address of principal executive offices) (Zip Code)


Registrant's telephone number, including area code:  (203) 358-8000


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


 ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240a-12)
 ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, $1.00 par valueIHCNYSE


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) if the Exchange Act.  ¨






Explanatory Note


The information in this report, including the exhibit, is being furnished pursuant to Item 7.01 of Regulation S-K. Such information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended.


Item 7.01.Regulation FD Disclosure.


Certain executive officers of Independence Holding Company (the “Company”) will address stockholders at the Company’s previously announced 2020 Annual Meeting of Stockholders on November 10, 2020 (the “Annual Meeting”). The Company is furnishing as Exhibit 99.1 to this report the business presentation that will be made available at the Annual Meeting.


Item 9.01.Financial Statements and Exhibits.


(d)       Exhibits


 99.1Business Presentation
 104Cover Page Interactive Data File ( embedded within the Inline XBRL document)







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: November 10, 2020  
 By:/s/ Teresa A. Herbert 
  Name:  Teresa A. Herbert 
  Title:  Senior Vice President and 
  Chief Financial Officer