FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2018 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2018 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONVERTIBLE SECURITIES FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLERGAN PLC MEETING DATE: MAY 02, 2018 | ||||
TICKER: AGN SECURITY ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director Joseph H. Boccuzi | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
1h | Elect Director Catherine M. Klema | Management | For | For |
1i | Elect Director Peter J. McDonnell | Management | For | For |
1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 23, 2018 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Grace D. Lieblein | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wanda M. Austin | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Brian J. Druker | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | Against |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
ARCONIC INC. MEETING DATE: NOV 30, 2017 | ||||
TICKER: ARNC SECURITY ID: 03965L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from Pennsylvania to Delaware | Management | For | For |
2 | Eliminate Supermajority Vote Requirement | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
BROADCOM LIMITED MEETING DATE: MAR 23, 2018 | ||||
TICKER: AVGO SECURITY ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED MEETING DATE: APR 04, 2018 | ||||
TICKER: AVGO SECURITY ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 24, 2018 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ernest G. Bachrach | Management | For | For |
1b | Elect Director Vinitia Bali | Management | For | For |
1c | Elect Director Enrique H. Boilini | Management | For | For |
1d | Elect Director Carol M. Browner | Management | For | For |
1e | Elect Director Paul Cornet de Ways-Ruart | Management | For | For |
1f | Elect Director Andrew Ferrier | Management | For | For |
1g | Elect Director Kathleen Hyle | Management | For | For |
1h | Elect Director L. Patrick Lupo | Management | For | For |
1i | Elect Director John E. McGlade | Management | For | For |
1j | Elect Director Soren Schroder | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHENIERE ENERGY, INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director G. Andrea Botta | Management | For | For |
1b | Elect Director Jack A. Fusco | Management | For | For |
1c | Elect Director Vicky A. Bailey | Management | For | For |
1d | Elect Director Nuno Brandolini | Management | For | For |
1e | Elect Director David I. Foley | Management | For | For |
1f | Elect Director David B. Kilpatrick | Management | For | For |
1g | Elect Director Andrew Langham | Management | For | For |
1h | Elect Director Courtney R. Mather | Management | For | For |
1i | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1j | Elect Director Neal A. Shear | Management | For | For |
1k | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2018 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DYNEGY INC. MEETING DATE: MAR 02, 2018 | ||||
TICKER: DYN SECURITY ID: 26817R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
EXELON CORPORATION MEETING DATE: MAY 01, 2018 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Linda P. Jojo | Management | For | For |
1g | Elect Director Paul L. Joskow | Management | For | For |
1h | Elect Director Robert J. Lawless | Management | For | For |
1i | Elect Director Richard W. Mies | Management | For | For |
1j | Elect Director John W. Rogers, Jr. | Management | For | For |
1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
1l | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 03, 2018 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | For |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | For |
1D | Elect Director Peter J. Fluor | Management | For | For |
1E | Elect Director James T. Hackett | Management | For | For |
1F | Elect Director Samuel J. Locklear, III | Management | For | For |
1G | Elect Director Deborah D. McWhinney | Management | For | For |
1H | Elect Director Armando J. Olivera | Management | For | For |
1I | Elect Director Matthew K. Rose | Management | For | For |
1J | Elect Director David T. Seaton | Management | For | For |
1K | Elect Director Nader H. Sultan | Management | For | For |
1L | Elect Director Lynn C. Swann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
INTERDIGITAL, INC. MEETING DATE: MAY 31, 2018 | ||||
TICKER: IDCC SECURITY ID: 45867G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey K. Belk | Management | For | For |
1b | Elect Director Joan H. Gillman | Management | For | For |
1c | Elect Director S. Douglas Hutcheson | Management | For | For |
1d | Elect Director John A. Kritzmacher | Management | For | For |
1e | Elect Director John D. Markley, Jr. | Management | For | For |
1f | Elect Director William J. Merritt | Management | For | For |
1g | Elect Director Kai O. Oistamo | Management | For | For |
1h | Elect Director Jean F. Rankin | Management | For | For |
1i | Elect Director Philip P. Trahanas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 24, 2018 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Michael L. Eskew | Management | For | For |
1.3 | Elect Director David N. Farr | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Andrew N. Liveris | Management | For | For |
1.7 | Elect Director Hutham S. Olayan | Management | For | For |
1.8 | Elect Director James W. Owens | Management | For | For |
1.9 | Elect Director Virginia M. Rometty | Management | For | For |
1.10 | Elect Director Joseph R. Swedish | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Peter R. Voser | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 26, 2018 | ||||
TICKER: MMP SECURITY ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Croyle | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Barry R. Pearl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
NUCOR CORPORATION MEETING DATE: MAY 10, 2018 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
1.3 | Elect Director John J. Ferriola | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Christopher J. Kearney | Management | For | For |
1.6 | Elect Director Laurette T. Koellner | Management | For | For |
1.7 | Elect Director John H. Walker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
1.5 | Elect Director Ann M. Livermore | Management | For | For |
1.6 | Elect Director Harish Manwani | Management | For | For |
1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
SALESFORCE.COM, INC. MEETING DATE: JUN 12, 2018 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Bernard Tyson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Right to Call Special Meeting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
7 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
SCORPIO TANKERS INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: STNG SECURITY ID: Y7542C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bugbee | Management | For | For |
1.2 | Elect Director Jose Tarruella | Management | For | For |
1.3 | Elect Director Reidar C. Brekke | Management | For | For |
2 | Ratify PricewaterhouseCoopers Audit as Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
T-MOBILE US, INC. MEETING DATE: JUN 13, 2018 | ||||
TICKER: TMUS SECURITY ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Dannenfeldt | Management | For | For |
1.2 | Elect Director Srikant M. Datar | Management | For | For |
1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
1.4 | Elect Director Timotheus Hottges | Management | For | For |
1.5 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.6 | Elect Director Raphael Kubler | Management | For | For |
1.7 | Elect Director Thorsten Langheim | Management | For | For |
1.8 | Elect Director John J. Legere | Management | For | For |
1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
1.10 | Elect Director Olaf Swantee | Management | For | For |
1.11 | Elect Director Teresa A. Taylor | Management | For | For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
TARGA RESOURCES CORP. MEETING DATE: MAY 24, 2018 | ||||
TICKER: TRGP SECURITY ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Evans | Management | For | For |
1.2 | Elect Director Joe Bob Perkins | Management | For | For |
1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TWITTER, INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: TWTR SECURITY ID: 90184L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha Lane Fox | Management | For | For |
1.2 | Elect Director David Rosenblatt | Management | For | For |
1.3 | Elect Director Evan Williams | Management | For | For |
1.4 | Elect Director Debra Lee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Establish International Policy Board Committee | Shareholder | Against | Against |
5 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
WALMART, INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY EQUITY DIVIDEND INCOME FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: FEB 07, 2018 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Charles H. Giancarlo | Management | For | For |
1c | Elect Director Herbert Hainer | Management | For | For |
1d | Elect Director Marjorie Magner | Management | For | For |
1e | Elect Director Nancy McKinstry | Management | For | For |
1f | Elect Director Pierre Nanterme | Management | For | For |
1g | Elect Director Gilles C. Pelisson | Management | For | For |
1h | Elect Director Paula A. Price | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Frank K. Tang | Management | For | For |
1k | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
8 | Approve Merger Agreement | Management | For | For |
9 | Amend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions | Management | For | For |
ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 09, 2018 | ||||
TICKER: ALSN SECURITY ID: 01973R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stan A. Askren | Management | For | For |
1b | Elect Director Lawrence E. Dewey | Management | For | For |
1c | Elect Director David C. Everitt | Management | For | For |
1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
1e | Elect Director David S. Graziosi | Management | For | For |
1f | Elect Director William R. Harker | Management | For | For |
1g | Elect Director Richard P. Lavin | Management | For | For |
1h | Elect Director Thomas W. Rabaut | Management | For | For |
1i | Elect Director Richard V. Reynolds | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casteen, III | Management | For | For |
1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
1.7 | Elect Director George Munoz | Management | For | For |
1.8 | Elect Director Mark E. Newman | Management | For | For |
1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.10 | Elect Director Virginia E. Shanks | Management | For | For |
1.11 | Elect Director Howard A. Willard, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Against |
AMDOCS LIMITED MEETING DATE: JAN 26, 2018 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Minicucci | Management | For | For |
1.2 | Elect Director Adrian Gardner | Management | For | For |
1.3 | Elect Director John T. McLennan | Management | For | For |
1.4 | Elect Director Zohar Zisapel | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Eli Gelman | Management | For | For |
1.7 | Elect Director James S. Kahan | Management | For | For |
1.8 | Elect Director Richard T.C. LeFave | Management | For | For |
1.9 | Elect Director Giora Yaron | Management | For | For |
1.10 | Elect Director Ariane de Rothschild | Management | For | For |
1.11 | Elect Director Rafael de la Vega | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wanda M. Austin | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Brian J. Druker | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
ANDRITZ AG MEETING DATE: MAR 23, 2018 | ||||
TICKER: ANDR SECURITY ID: A11123105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | Against |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
ARES CAPITAL CORPORATION MEETING DATE: MAY 14, 2018 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
ARES CAPITAL CORPORATION MEETING DATE: MAY 14, 2018 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steve Bartlett | Management | For | Proportional |
1b | Elect Director Robert L. Rosen | Management | For | Proportional |
1c | Elect Director Bennett Rosenthal | Management | For | Proportional |
2 | Ratify KPMG LLP as Auditors | Management | For | Proportional |
AT&T INC. MEETING DATE: APR 27, 2018 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
TICKER: BHGE SECURITY ID: 05722G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Geoffrey Beattie | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director Lynn L. Elsenhans | Management | For | For |
1f | Elect Director Jamie S. Miller | Management | For | For |
1g | Elect Director James J. Mulva | Management | For | For |
1h | Elect Director John G. Rice | Management | For | For |
1i | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
BANK OF THE OZARKS, INC. MEETING DATE: MAY 07, 2018 | ||||
TICKER: OZRK SECURITY ID: 063904106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Brown | Management | For | For |
1.2 | Elect Director Paula Cholmondeley | Management | For | For |
1.3 | Elect Director Richard Cisne | Management | For | For |
1.4 | Elect Director Robert East | Management | For | For |
1.5 | Elect Director Kathleen Franklin | Management | For | For |
1.6 | Elect Director Catherine B. Freedberg | Management | For | For |
1.7 | Elect Director Jeffrey Gearhart | Management | For | For |
1.8 | Elect Director George Gleason | Management | For | For |
1.9 | Elect Director Linda Gleason | Management | For | For |
1.10 | Elect Director Peter Kenny | Management | For | For |
1.11 | Elect Director William A. Koefoed, Jr. | Management | For | For |
1.12 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
1.13 | Elect Director Christopher Orndorff | Management | For | For |
1.14 | Elect Director Robert Proost | Management | For | For |
1.15 | Elect Director John Reynolds | Management | For | For |
1.16 | Elect Director Ross Whipple | Management | For | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Change Company Name to Bank OZK | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRANDYWINE REALTY TRUST MEETING DATE: MAY 23, 2018 | ||||
TICKER: BDN SECURITY ID: 105368203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James C. Diggs | Management | For | For |
1b | Elect Director Wyche Fowler | Management | For | For |
1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
1d | Elect Director Terri A. Herubin | Management | For | For |
1e | Elect Director Michael J. Joyce | Management | For | For |
1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
1g | Elect Director Charles P. Pizzi | Management | For | For |
1h | Elect Director Gerard H. Sweeney | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Opt Out of the State's Control Share Acquisition Law | Management | For | For |
6 | Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: JUL 19, 2017 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc. | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 25, 2018 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Richard Burrows as Director | Management | For | For |
6 | Re-elect Nicandro Durante as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
9 | Re-elect Savio Kwan as Director | Management | For | For |
10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
11 | Re-elect Kieran Poynter as Director | Management | For | For |
12 | Re-elect Ben Stevens as Director | Management | For | For |
13 | Elect Luc Jobin as Director | Management | For | For |
14 | Elect Holly Koeppel as Director | Management | For | For |
15 | Elect Lionel Nowell, III as Director | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
CAPGEMINI MEETING DATE: MAY 23, 2018 | ||||
TICKER: CAP SECURITY ID: F4973Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
4 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
5 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
6 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
7 | Approve Termination Package of Thierry Delaporte, Vice-CEO | Management | For | For |
8 | Approve Termination Package of Aiman Ezzat, Vice-CEO | Management | For | For |
9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
10 | Reelect Paul Hermelin as Director | Management | For | For |
11 | Reelect Laurence Dors as Director | Management | For | For |
12 | Reelect Xavier Musca as Director | Management | For | For |
13 | Elect Frederic Oudea as Director | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 134 Million | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 03, 2018 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Richard D. Fairbank | Management | For | For |
1B | Elect Director Aparna Chennapragada | Management | For | For |
1C | Elect Director Ann Fritz Hackett | Management | For | For |
1D | Elect Director Lewis Hay, III | Management | For | For |
1E | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1F | Elect Director Peter Thomas Killalea | Management | For | For |
1G | Elect Director Pierre E. Leroy | Management | For | For |
1H | Elect Director Peter E. Raskind | Management | For | For |
1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
1J | Elect Director Bradford H. Warner | Management | For | For |
1K | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 08, 2017 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Anderson | Management | For | For |
1.2 | Elect Director Colleen F. Arnold | Management | For | For |
1.3 | Elect Director George S. Barrett | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director Nancy Killefer | Management | For | For |
1.11 | Elect Director David P. King | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
CEDAR FAIR, L.P. MEETING DATE: JUN 07, 2018 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Arzbaecher | Management | For | For |
1b | Elect Director William Davisson | Management | For | For |
1c | Elect Director John W. Eaves | Management | For | For |
1d | Elect Director Stephen A. Furbacher | Management | For | For |
1e | Elect Director Stephen J. Hagge | Management | For | For |
1f | Elect Director John D. Johnson | Management | For | For |
1g | Elect Director Anne P. Noonan | Management | For | For |
1h | Elect Director Michael J. Toelle | Management | For | For |
1i | Elect Director Theresa E. Wagler | Management | For | For |
1j | Elect Director W. Anthony Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 30, 2018 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Against |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
CHUBB LIMITED MEETING DATE: MAY 17, 2018 | ||||
TICKER: CB SECURITY ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | For |
5.8 | Elect Director John A. Edwardson | Management | For | For |
5.9 | Elect Director Kimberly A. Ross | Management | For | For |
5.10 | Elect Director Robert W. Scully | Management | For | For |
5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.12 | Elect Director Theodore E. Shasta | Management | For | For |
5.13 | Elect Director David H. Sidwell | Management | For | For |
5.14 | Elect Director Olivier Steimer | Management | For | For |
5.15 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Issue Shares Without Preemptive Rights | Management | For | For |
10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 24, 2018 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darcy Antonellis | Management | For | For |
1.2 | Elect Director Carlos M. Sepulveda | Management | For | For |
1.3 | Elect Director Mark Zoradi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: DEC 11, 2017 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Amy L. Chang | Management | For | For |
1e | Elect Director John L. Hennessy | Management | For | For |
1f | Elect Director Kristina M. Johnson | Management | For | For |
1g | Elect Director Roderick C. McGeary | Management | For | For |
1h | Elect Director Charles H. Robbins | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: JUN 11, 2018 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
CORESITE REALTY CORPORATION MEETING DATE: MAY 23, 2018 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Paul E. Szurek | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Jean A. Bua | Management | For | For |
1.5 | Elect Director Kelly C. Chambliss | Management | For | For |
1.6 | Elect Director Michael R. Koehler | Management | For | For |
1.7 | Elect Director J. David Thompson | Management | For | For |
1.8 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: JUN 04, 2018 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
5 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
DEERE & COMPANY MEETING DATE: FEB 28, 2018 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Alan C. Heuberger | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Brian M. Krzanich | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sherry M. Smith | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
DELL TECHNOLOGIES INC. MEETING DATE: JUN 25, 2018 | ||||
TICKER: DVMT SECURITY ID: 24703L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Dorman | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Ellen J. Kullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 02, 2018 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Joseph F. Eazor | Management | For | For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
DOWDUPONT INC. MEETING DATE: APR 25, 2018 | ||||
TICKER: DWDP SECURITY ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DUKE ENERGY CORPORATION MEETING DATE: MAY 03, 2018 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.3 | Elect Director Robert M. Davis | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director John T. Herron | Management | For | For |
1.8 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.9 | Elect Director William E. Kennard | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Benefits of Lobbying | Shareholder | Against | Against |
EATON CORPORATION PLC MEETING DATE: APR 25, 2018 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Richard H. Fearon | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Arthur E. Johnson | Management | For | For |
1h | Elect Director Deborah L. McCoy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sandra Pianalto | Management | For | For |
1k | Elect Director Gerald B. Smith | Management | For | For |
1l | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
EXELON CORPORATION MEETING DATE: MAY 01, 2018 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Linda P. Jojo | Management | For | For |
1g | Elect Director Paul L. Joskow | Management | For | For |
1h | Elect Director Robert J. Lawless | Management | For | For |
1i | Elect Director Richard W. Mies | Management | For | For |
1j | Elect Director John W. Rogers, Jr. | Management | For | For |
1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
1l | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 13, 2018 | ||||
TICKER: FNF SECURITY ID: 31620R303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond R. Quirk | Management | For | For |
1.2 | Elect Director Heather H. Murren | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Articles | Management | For | For |
FIRST HAWAIIAN, INC. MEETING DATE: APR 25, 2018 | ||||
TICKER: FHB SECURITY ID: 32051X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew Cox | Management | For | For |
1.2 | Elect Director W. Allen Doane | Management | For | For |
1.3 | Elect Director Thibault Fulconis | Management | For | For |
1.4 | Elect Director Gerard Gil | Management | For | For |
1.5 | Elect Director Jean-Milan Givadinovitch | Management | For | For |
1.6 | Elect Director Robert S. Harrison | Management | For | For |
1.7 | Elect Director J. Michael Shepherd | Management | For | For |
1.8 | Elect Director Allen B. Uyeda | Management | For | For |
1.9 | Elect Director Michel Vial | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Elimination of Supermajority Voting Requirement for Any Stockholder Alteration, Amendment, Repeal or Adoption of Any Bylaw | Management | For | For |
5 | Elimination of Supermajority Voting Requirement for Any Amendment, Alteration, Repeal or Adoption of Any Provision of Certain Articles of the Certificate of Incorporation | Management | For | For |
6 | Adopt Policy to Increase Diversity of Board of Directors | Shareholder | Against | For |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director Phebe N. Novakovic | Management | For | For |
1f | Elect Director C. Howard Nye | Management | For | For |
1g | Elect Director William A. Osborn | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 25, 2018 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
5 | Elect Director Francisco D'Souza | Management | For | For |
6 | Elect Director John L. Flannery | Management | For | For |
7 | Elect Director Edward P. Garden | Management | For | For |
8 | Elect Director Thomas W. Horton | Management | For | Against |
9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
10 | Elect Director James J. Mulva | Management | For | For |
11 | Elect Director Leslie F. Seidman | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify KPMG LLP as Auditors | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
19 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
20 | Report on Stock Buybacks | Shareholder | Against | Against |
21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GENUINE PARTS COMPANY MEETING DATE: APR 23, 2018 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth W. Camp | Management | For | For |
1.2 | Elect Director Paul D. Donahue | Management | For | For |
1.3 | Elect Director Gary P. Fayard | Management | For | For |
1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
1.5 | Elect Director P. Russell Hardin | Management | For | For |
1.6 | Elect Director John R. Holder | Management | For | For |
1.7 | Elect Director Donna W. Hyland | Management | For | For |
1.8 | Elect Director John D. Johns | Management | For | For |
1.9 | Elect Director Robert C. 'Robin' Loudermilk, Jr. | Management | For | For |
1.10 | Elect Director Wendy B. Needham | Management | For | For |
1.11 | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2018 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Dr Hal Barron as Director | Management | For | For |
4 | Elect Dr Laurie Glimcher as Director | Management | For | For |
5 | Re-elect Philip Hampton as Director | Management | For | For |
6 | Re-elect Emma Walmsley as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Urs Rohner as Director | Management | For | For |
14 | Appoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2018 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Buyout of Novartis' Interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 23, 2018 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director Philip R. Martens | Management | For | For |
1.3 | Elect Director Lynn A. Wentworth | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED MEETING DATE: MAY 08, 2018 | ||||
TICKER: HR SECURITY ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Todd J. Meredith | Management | For | For |
1.3 | Elect Director Nancy H. Agee | Management | For | For |
1.4 | Elect Director Edward H. Braman | Management | For | For |
1.5 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
1.6 | Elect Director Edwin B. Morris, III | Management | For | For |
1.7 | Elect Director John Knox Singleton | Management | For | For |
1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
1.9 | Elect Director Christann M. Vasquez | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 19, 2018 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
1.3 | Elect Director Robert S. Cubbin | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Gina D. France | Management | For | For |
1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
1.7 | Elect Director Chris Inglis | Management | For | For |
1.8 | Elect Director Peter J. Kight | Management | For | For |
1.9 | Elect Director Richard W. Neu | Management | For | For |
1.10 | Elect Director David L. Porteous | Management | For | For |
1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
1.12 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Deferred Compensation Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMPERIAL BRANDS PLC MEETING DATE: FEB 07, 2018 | ||||
TICKER: IMB SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Therese Esperdy as Director | Management | For | For |
7 | Re-elect David Haines as Director | Management | For | For |
8 | Elect Simon Langelier as Director | Management | For | For |
9 | Re-elect Matthew Phillips as Director | Management | For | For |
10 | Re-elect Steven Stanbrook as Director | Management | For | For |
11 | Re-elect Oliver Tant as Director | Management | For | For |
12 | Re-elect Mark Williamson as Director | Management | For | For |
13 | Re-elect Karen Witts as Director | Management | For | For |
14 | Re-elect Malcolm Wyman as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Commitee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
INFORMA PLC MEETING DATE: APR 17, 2018 | ||||
TICKER: INF SECURITY ID: G4770L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Acquisition of UBM plc | Management | For | For |
INFORMA PLC MEETING DATE: MAY 25, 2018 | ||||
TICKER: INF SECURITY ID: G4770L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect Derek Mapp as Director | Management | For | For |
6 | Re-elect Stephen Carter as Director | Management | For | For |
7 | Re-elect Gareth Wright as Director | Management | For | For |
8 | Re-elect Gareth Bullock as Director | Management | For | For |
9 | Re-elect Cindy Rose as Director | Management | For | For |
10 | Re-elect Helen Owers as Director | Management | For | For |
11 | Re-elect Stephen Davidson as Director | Management | For | For |
12 | Re-elect David Flaschen as Director | Management | For | For |
13 | Re-elect John Rishton as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Amend 2014 Long-Term Incentive Plan | Management | For | For |
19 | Amend 2017 U.S. Employee Stock Purchase Plan | Management | For | For |
20 | Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 26, 2018 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Jennifer A. Doudna | Management | For | For |
1e | Elect Director Alex Gorsky | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | Shareholder | Against | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 24, 2018 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert M. Calderoni | Management | For | For |
1b | Elect Director Gary Daichendt | Management | For | For |
1c | Elect Director Kevin DeNuccio | Management | For | For |
1d | Elect Director James Dolce | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Scott Kriens | Management | For | For |
1g | Elect Director Rahul Merchant | Management | For | For |
1h | Elect Director Rami Rahim | Management | For | For |
1i | Elect Director William R. Stensrud | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Annual Disclosure of EEO-1 Data | Shareholder | Against | For |
KAR AUCTION SERVICES, INC. MEETING DATE: JUN 04, 2018 | ||||
TICKER: KAR SECURITY ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd F. Bourell | Management | For | For |
1b | Elect Director Donna R. Ecton | Management | For | For |
1c | Elect Director James P. Hallett | Management | For | For |
1d | Elect Director Mark E. Hill | Management | For | For |
1e | Elect Director J. Mark Howell | Management | For | For |
1f | Elect Director Lynn Jolliffe | Management | For | For |
1g | Elect Director Michael T. Kestner | Management | For | For |
1h | Elect Director John P. Larson | Management | For | For |
1i | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
KELLOGG COMPANY MEETING DATE: APR 27, 2018 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carter Cast | Management | For | For |
1.2 | Elect Director Zachary Gund | Management | For | For |
1.3 | Elect Director Jim Jenness | Management | For | For |
1.4 | Elect Director Don Knauss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LAZARD LTD MEETING DATE: APR 24, 2018 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Alper | Management | For | For |
1.2 | Elect Director Ashish Bhutani | Management | For | For |
1.3 | Elect Director Steven J. Heyer | Management | For | For |
1.4 | Elect Director Sylvia Jay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
LEIDOS HOLDINGS, INC. MEETING DATE: MAY 11, 2018 | ||||
TICKER: LDOS SECURITY ID: 525327102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory R. Dahlberg | Management | For | For |
1b | Elect Director David G. Fubini | Management | For | For |
1c | Elect Director Miriam E. John | Management | For | For |
1d | Elect Director Frank Kendall, III | Management | For | For |
1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1f | Elect Director Roger A. Krone | Management | For | For |
1g | Elect Director Gary S. May | Management | For | For |
1h | Elect Director Surya N. Mohapatra | Management | For | For |
1i | Elect Director Lawrence C. Nussdorf | Management | For | For |
1j | Elect Director Robert S. Shapard | Management | For | For |
1k | Elect Director Susan M. Stalnecker | Management | For | For |
1l | Elect Director Noel B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2018 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Brian C. Rogers | Management | For | For |
1.11 | Elect Director Bertram L. Scott | Management | For | For |
1.12 | Elect Director Lisa W. Wardell | Management | For | For |
1.13 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
2b | Elect Director Robert Gwin | Management | For | For |
2c | Elect Director Jacques Aigrain | Management | For | For |
2d | Elect Director Lincoln Benet | Management | For | For |
2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
2f | Elect Director Robin Buchanan | Management | For | For |
2g | Elect Director Stephen Cooper | Management | For | For |
2h | Elect Director Nance Dicciani | Management | For | For |
2i | Elect Director Claire Farley | Management | For | For |
2j | Elect Director Isabella (Bella) Goren | Management | For | For |
2k | Elect Director Bruce Smith | Management | For | For |
2l | Elect Director Rudy van der Meer | Management | For | For |
3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
3b | Elect Thomas Aebischer to Management Board | Management | For | For |
3c | Elect Daniel Coombs to Management Board | Management | For | For |
3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
3e | Elect James Guilfoyle to Management Board | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorization of the Cancellation of Shares | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MEDTRONIC PLC MEETING DATE: DEC 08, 2017 | ||||
TICKER: MDT SECURITY ID: G5960L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 29, 2017 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 23, 2018 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL RETAIL PROPERTIES, INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: NNN SECURITY ID: 637417106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela K. M. Beall | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Don DeFosset | Management | For | For |
1.4 | Elect Director David M. Fick | Management | For | For |
1.5 | Elect Director Edward J. Fritsch | Management | For | For |
1.6 | Elect Director Kevin B. Habicht | Management | For | For |
1.7 | Elect Director Robert C. Legler | Management | For | For |
1.8 | Elect Director Sam L. Susser | Management | For | For |
1.9 | Elect Director Julian E. Whitehurst | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NIELSEN HOLDINGS PLC MEETING DATE: MAY 22, 2018 | ||||
TICKER: NLSN SECURITY ID: G6518L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Attwood, Jr. | Management | For | For |
1b | Elect Director Mitch Barns | Management | For | For |
1c | Elect Director Guerrino De Luca | Management | For | For |
1d | Elect Director Karen M. Hoguet | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Robert C. Pozen | Management | For | For |
1g | Elect Director David Rawlinson | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director Lauren Zalaznick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
OMEGA HEALTHCARE INVESTORS, INC. MEETING DATE: JUN 08, 2018 | ||||
TICKER: OHI SECURITY ID: 681936100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kapila K. Anand | Management | For | For |
1.2 | Elect Director Craig M. Bernfield | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | For |
1.5 | Elect Director Barbara B. Hill | Management | For | For |
1.6 | Elect Director Edward Lowenthal | Management | For | For |
1.7 | Elect Director Ben W. Perks | Management | For | For |
1.8 | Elect Director C. Taylor Pickett | Management | For | For |
1.9 | Elect Director Stephen D. Plavin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 22, 2018 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Mary C. Choksi | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Susan S. Denison | Management | For | For |
1.7 | Elect Director Ronnie S. Hawkins | Management | For | For |
1.8 | Elect Director Deborah J. Kissire | Management | For | For |
1.9 | Elect Director Gracia C. Martore | Management | For | For |
1.10 | Elect Director Linda Johnson Rice | Management | For | For |
1.11 | Elect Director Valerie M. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
PAYCHEX, INC. MEETING DATE: OCT 11, 2017 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Thomas F. Bonadio | Management | For | For |
1c | Elect Director Joseph G. Doody | Management | For | For |
1d | Elect Director David J.S. Flaschen | Management | For | For |
1e | Elect Director Phillip Horsley | Management | For | For |
1f | Elect Director Grant M. Inman | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
1j | Elect Director Kara Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PPL CORPORATION MEETING DATE: MAY 16, 2018 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Adkins | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Raja Rajamannar | Management | For | For |
1.5 | Elect Director Craig A. Rogerson | Management | For | For |
1.6 | Elect Director William H. Spence | Management | For | For |
1.7 | Elect Director Natica von Althann | Management | For | For |
1.8 | Elect Director Keith H. Williamson | Management | For | For |
1.9 | Elect Director Phoebe A. Wood | Management | For | For |
1.10 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: APR 25, 2018 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director Leslie S. Heisz | Management | For | For |
1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Director Avedick B. Poladian | Management | For | For |
1.7 | Elect Director Gary E. Pruitt | Management | For | For |
1.8 | Elect Director Ronald P. Spogli | Management | For | For |
1.9 | Elect Director Daniel C. Staton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
1.5 | Elect Director Ann M. Livermore | Management | For | For |
1.6 | Elect Director Harish Manwani | Management | For | For |
1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 03, 2018 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Nicandro Durante as Director | Management | For | For |
5 | Re-elect Mary Harris as Director | Management | For | For |
6 | Re-elect Adrian Hennah as Director | Management | For | For |
7 | Re-elect Rakesh Kapoor as Director | Management | For | For |
8 | Re-elect Pamela Kirby as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Chris Sinclair as Director | Management | For | For |
11 | Re-elect Warren Tucker as Director | Management | For | For |
12 | Appoint KPMG LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
SANOFI MEETING DATE: MAY 02, 2018 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.03 per Share | Management | For | For |
4 | Reelect Olivier Brandicourt as Director | Management | For | For |
5 | Reelect Patrick Kron as Director | Management | For | For |
6 | Reelect Christian Mulliez as Director | Management | For | For |
7 | Elect Emmanuel Babeau as Director | Management | For | For |
8 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
9 | Approve Remuneration Policy for CEO | Management | For | For |
10 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
11 | Approve Compensation of Olivier Brandicourt, CEO | Management | For | For |
12 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Amend Articles 11 and 12 of Bylaws Re: Board of Directors | Management | For | Against |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
SILGAN HOLDINGS INC. MEETING DATE: JUN 11, 2018 | ||||
TICKER: SLGN SECURITY ID: 827048109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Allott | Management | For | For |
1.2 | Elect Director William T. Donovan | Management | For | For |
1.3 | Elect Director Joseph M. Jordan | Management | For | For |
2 | Amend Certificate of Incorporation to Permit The Board to Increase Number of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: MAY 31, 2018 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John H. Alschuler | Management | For | For |
1b | Elect Director Lauren B. Dillard | Management | For | For |
1c | Elect Director Stephen L. Green | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SNAP-ON INCORPORATED MEETING DATE: APR 26, 2018 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Adams | Management | For | For |
1.2 | Elect Director Karen L. Daniel | Management | For | For |
1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.4 | Elect Director James P. Holden | Management | For | For |
1.5 | Elect Director Nathan J. Jones | Management | For | For |
1.6 | Elect Director Henry W. Knueppel | Management | For | For |
1.7 | Elect Director W. Dudley Lehman | Management | For | For |
1.8 | Elect Director Nicholas T. Pinchuk | Management | For | For |
1.9 | Elect Director Gregg M. Sherrill | Management | For | For |
1.10 | Elect Director Donald J. Stebbins | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 16, 2018 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
1c | Elect Director Lynn A. Dugle | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director William C. Freda | Management | For | For |
1f | Elect Director Linda A. Hill | Management | For | For |
1g | Elect Director Joseph L. Hooley | Management | For | For |
1h | Elect Director Sara Mathew | Management | For | For |
1i | Elect Director William L. Meaney | Management | For | For |
1j | Elect Director Sean O'Sullivan | Management | For | For |
1k | Elect Director Richard P. Sergel | Management | For | For |
1l | Elect Director Gregory L. Summe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting Standard for Specified Corporate Actions | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SUNCOR ENERGY INC. MEETING DATE: MAY 02, 2018 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director Dennis M. Houston | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Steven W. Williams | Management | For | For |
1.10 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2018 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
1.2 | Elect Director Dallas S. Clement | Management | For | For |
1.3 | Elect Director Paul R. Garcia | Management | For | For |
1.4 | Elect Director M. Douglas Ivester | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Steven C. Voorhees | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TAPESTRY, INC. MEETING DATE: NOV 09, 2017 | ||||
TICKER: TPR SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David Denton | Management | For | For |
1b | Elect Director Andrea Guerra | Management | For | For |
1c | Elect Director Susan Kropf | Management | For | For |
1d | Elect Director Annabelle Yu Long | Management | For | For |
1e | Elect Director Victor Luis | Management | For | For |
1f | Elect Director Ivan Menezes | Management | For | For |
1g | Elect Director William Nuti | Management | For | For |
1h | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Net-Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
7 | Report on Risks from Company's Use of Real Animal Fur | Shareholder | Against | Against |
TE CONNECTIVITY LTD. MEETING DATE: MAR 14, 2018 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Terrence R. Curtin | Management | For | For |
1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
1d | Elect Director William A. Jeffrey | Management | For | For |
1e | Elect Director Thomas J. Lynch | Management | For | For |
1f | Elect Director Yong Nam | Management | For | For |
1g | Elect Director Daniel J. Phelan | Management | For | For |
1h | Elect Director Paula A. Sneed | Management | For | For |
1i | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1j | Elect Director Mark C. Trudeau | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | Management | For | For |
3c | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | Management | For | For |
4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 29, 2017 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
11 | Approve Allocation of Available Earnings at September 29, 2017 | Management | For | For |
12 | Approve Declaration of Dividend | Management | For | For |
13 | Authorize Share Repurchase Program | Management | For | For |
14 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
16 | Adjourn Meeting | Management | For | For |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 24, 2018 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.2 | Elect Director H. John Greeniaus | Management | For | For |
1.3 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.4 | Elect Director Dawn Hudson | Management | For | For |
1.5 | Elect Director William T. Kerr | Management | For | For |
1.6 | Elect Director Henry S. Miller | Management | For | For |
1.7 | Elect Director Jonathan F. Miller | Management | For | For |
1.8 | Elect Director Patrick Q. Moore | Management | For | For |
1.9 | Elect Director Michael I. Roth | Management | For | For |
1.10 | Elect Director David M. Thomas | Management | For | For |
1.11 | Elect Director E. Lee Wyatt Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 10, 2017 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Francis S. Blake | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Amy L. Chang | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Scott D. Cook | Management | For | For |
1.6 | Elect Director Terry J. Lundgren | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director David S. Taylor | Management | For | For |
1.9 | Elect Director Margaret C. Whitman | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | Against | Against |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | Did Not Vote |
1.2 | Management Nominee Francis S. Blake | Shareholder | For | Did Not Vote |
1.3 | Management Nominee Angela F. Braly | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Amy L. Chang | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Kenneth I. Chenault | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Scott D. Cook | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Terry J. Lundgren | Shareholder | For | Did Not Vote |
1.8 | Management Nominee W. James McNerney, Jr. | Shareholder | For | Did Not Vote |
1.9 | Management Nominee David S. Taylor | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Margaret C. Whitman | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Patricia A. Woertz | Shareholder | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | None | Did Not Vote |
5 | Adopt Holy Land Principles | Shareholder | None | Did Not Vote |
6 | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Shareholder | None | Did Not Vote |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | None | Did Not Vote |
8 | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | Shareholder | For | Did Not Vote |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNILEVER NV MEETING DATE: MAY 03, 2018 | ||||
TICKER: UNA SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
8 | Reelect V Colao as Non-Executive Director | Management | For | For |
9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
11 | Reelect M Ma as Non-Executive Director | Management | For | For |
12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
14 | Reelect G Pitkethly as Executive Director | Management | For | For |
15 | Reelect P G J M Polman as Executive Director | Management | For | For |
16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
18 | Elect A Jung as Non-Executive Director | Management | For | For |
19 | Ratify KPMG as Auditors | Management | For | For |
20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
24 | Grant Board Authority to Issue Shares | Management | For | For |
25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 30, 2018 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2018 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VEREIT, INC. MEETING DATE: MAY 03, 2018 | ||||
TICKER: VER SECURITY ID: 92339V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glenn J. Rufrano | Management | For | For |
1b | Elect Director Hugh R. Frater | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Mary Hogan Preusse | Management | For | For |
1e | Elect Director Richard J. Lieb | Management | For | For |
1f | Elect Director Mark S. Ordan | Management | For | For |
1g | Elect Director Eugene A. Pinover | Management | For | For |
1h | Elect Director Julie G. Richardson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 03, 2018 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
1.10 | Elect Director Gregory D. Wasson | Management | For | For |
1.11 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Clawback of Incentive Payments | Shareholder | Against | Against |
9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
W. P. CAREY INC. MEETING DATE: JUN 14, 2018 | ||||
TICKER: WPC SECURITY ID: 92936U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Alexander | Management | For | For |
1b | Elect Director Peter J. Farrell | Management | For | For |
1c | Elect Director Robert J. Flanagan | Management | For | For |
1d | Elect Director Jason E. Fox | Management | For | For |
1e | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1f | Elect Director Axel K.A. Hansing | Management | For | For |
1g | Elect Director Jean Hoysradt | Management | For | For |
1h | Elect Director Margaret G. Lewis | Management | For | For |
1i | Elect Director Christopher J. Niehaus | Management | For | For |
1j | Elect Director Nick J.M. van Ommen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 24, 2018 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Karen B. Peetz | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Timothy J. Sloan | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
WESTROCK COMPANY MEETING DATE: FEB 02, 2018 | ||||
TICKER: WRK SECURITY ID: 96145D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | For |
1b | Elect Director J. Powell Brown | Management | For | For |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director John A. Luke, Jr. | Management | For | For |
1g | Elect Director Gracia C. Martore | Management | For | For |
1h | Elect Director James E. Nevels | Management | For | For |
1i | Elect Director Timothy H. Powers | Management | For | For |
1j | Elect Director Steven C. Voorhees | Management | For | For |
1k | Elect Director Bettina M. Whyte | Management | For | For |
1l | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 17, 2018 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Myra J. Biblowit | Management | For | For |
1b | Elect Director Louise F. Brady | Management | For | For |
1c | Elect Director James E. Buckman | Management | For | For |
1d | Elect Director George Herrera | Management | For | For |
1e | Elect Director Stephen P. Holmes | Management | For | For |
1f | Elect Director Brian M. Mulroney | Management | For | For |
1g | Elect Director Pauline D.E. Richards | Management | For | For |
1h | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
XCEL ENERGY INC. MEETING DATE: MAY 16, 2018 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard K. Davis | Management | For | For |
1b | Elect Director Ben Fowke | Management | For | For |
1c | Elect Director Richard T. O'Brien | Management | For | For |
1d | Elect Director David K. Owens | Management | For | For |
1e | Elect Director Christopher J. Policinski | Management | For | For |
1f | Elect Director James T. Prokopanko | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
1l | Elect Director Daniel Yohannes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INDEPENDENCE FUND
07/01/2017 - 06/30/2018
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
2U, INC. MEETING DATE: JUN 26, 2018 | ||||
TICKER: TWOU SECURITY ID: 90214J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Maeder | Management | For | For |
1.2 | Elect Director Robert M. Stavis | Management | For | For |
1.3 | Elect Director Christopher J. Paucek | Management | For | For |
1.4 | Elect Director Gregory K. Peters | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 27, 2018 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | Withhold |
1.2 | Elect Director Ian Smith | Management | For | Withhold |
1.3 | Elect Director Catherine D. Strader | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 12, 2018 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Robert K. Burgess | Management | For | For |
1d | Elect Director Frank A. Calderoni | Management | For | For |
1e | Elect Director James E. Daley | Management | For | For |
1f | Elect Director Laura B. Desmond | Management | For | For |
1g | Elect Director Charles M. Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel L. Rosensweig | Management | For | For |
1j | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2018 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director David R. Brennan | Management | For | For |
1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
1.4 | Elect Director Deborah Dunsire | Management | For | For |
1.5 | Elect Director Paul Friedman | Management | For | For |
1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
1.7 | Elect Director John T. Mollen | Management | For | For |
1.8 | Elect Director Francois Nader | Management | For | For |
1.9 | Elect Director Judith Reinsdorf | Management | For | For |
1.10 | Elect Director Andreas Rummelt | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ALIBABA GROUP HOLDING LIMITED MEETING DATE: OCT 18, 2017 | ||||
TICKER: BABA SECURITY ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jack Yun Ma as Director | Management | For | For |
1.2 | Elect Masayoshi Son as Director | Management | For | For |
1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dennis A. Ausiello | Management | For | For |
1b | Elect Director John K. Clarke | Management | For | For |
1c | Elect Director Marsha H. Fanucci | Management | For | For |
1d | Elect Director David E.I. Pyott | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALPHABET INC. MEETING DATE: JUN 06, 2018 | ||||
TICKER: GOOGL SECURITY ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Director Diane B. Greene | Management | For | For |
1.7 | Elect Director John L. Hennessy | Management | For | For |
1.8 | Elect Director Ann Mather | Management | For | For |
1.9 | Elect Director Alan R. Mulally | Management | For | For |
1.10 | Elect Director Sundar Pichai | Management | For | For |
1.11 | Elect Director K. Ram Shriram | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | For |
7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
9 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
10 | Report on Major Global Content Management Controversies | Shareholder | Against | Against |
AMAZON.COM, INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
1g | Elect Director Thomas O. Ryder | Management | For | For |
1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
1i | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 13, 2018 | ||||
TICKER: AAL SECURITY ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Susan D. Kronick | Management | For | For |
1i | Elect Director Martin H. Nesbitt | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director W. Douglas Parker | Management | For | For |
1l | Elect Director Ray M. Robinson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 23, 2018 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Grace D. Lieblein | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2018 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wanda M. Austin | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Brian J. Druker | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 07, 2018 | ||||
TICKER: FOLD SECURITY ID: 03152W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Hayden, Jr. | Management | For | For |
1.2 | Elect Director Craig Wheeler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 15, 2018 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director David E. Constable | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Claire S. Farley | Management | For | For |
1e | Elect Director Peter J. Fluor | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | For |
APPLE INC. MEETING DATE: FEB 13, 2018 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | Against |
6 | Establish Human Rights Committee | Shareholder | Against | Against |
AUTODESK, INC. MEETING DATE: JUN 12, 2018 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director Karen Blasing | Management | For | For |
1d | Elect Director Reid French | Management | For | For |
1e | Elect Director Mary T. McDowell | Management | For | For |
1f | Elect Director Lorrie M. Norrington | Management | For | For |
1g | Elect Director Betsy Rafael | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAKER HUGHES, A GE COMPANY MEETING DATE: MAY 11, 2018 | ||||
TICKER: BHGE SECURITY ID: 05722G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Geoffrey Beattie | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director Lynn L. Elsenhans | Management | For | For |
1f | Elect Director Jamie S. Miller | Management | For | For |
1g | Elect Director James J. Mulva | Management | For | For |
1h | Elect Director John G. Rice | Management | For | For |
1i | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 25, 2018 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
1m | Elect Director Thomas D. Woods | Management | For | For |
1n | Elect Director R. David Yost | Management | For | For |
1o | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 05, 2018 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Willard Dere | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Elaine J. Heron | Management | For | For |
1.5 | Elect Director Robert J. Hombach | Management | For | For |
1.6 | Elect Director V. Bryan Lawlis | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director Richard A. Meier | Management | For | For |
1.9 | Elect Director David E.I. Pyott | Management | For | For |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 23, 2018 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mathis Cabiallavetta | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director William S. Demchak | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Laurence D. Fink | Management | For | For |
1f | Elect Director William E. Ford | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director Margaret L. Johnson | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director Susan L. Wagner | Management | For | For |
1r | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
BOMBARDIER INC. MEETING DATE: MAY 03, 2018 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Beaudoin | Management | For | For |
1.2 | Elect Director Alain Bellemare | Management | For | For |
1.3 | Elect Director Joanne Bissonnette | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Martha Finn Brooks | Management | For | For |
1.6 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.7 | Elect Director Diane Giard | Management | For | For |
1.8 | Elect Director August W. Henningsen | Management | For | For |
1.9 | Elect Director Pierre Marcouiller | Management | For | For |
1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.11 | Elect Director Vikram Pandit | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Antony N. Tyler | Management | For | For |
1.14 | Elect Director Beatrice Weder di Mauro | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1 : Provide Response on Say-on-Pay Results | Shareholder | Against | Against |
5 | SP 2 : Independence of Compensation Advisors | Shareholder | Against | Against |
6 | SP 3 : Separate Disclosure of Voting Results by Class of Shares | Shareholder | Against | Against |
7 | SP 4 : Adopt a Policy Regarding Severance Payments for Senior Executives in the Event of a Change of Control | Shareholder | Against | Against |
8 | SP 5: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 10, 2018 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Yoshiaki Fujimori | Management | For | For |
1d | Elect Director Donna A. James | Management | For | For |
1e | Elect Director Edward J. Ludwig | Management | For | For |
1f | Elect Director Stephen P. MacMillan | Management | For | For |
1g | Elect Director Michael F. Mahoney | Management | For | For |
1h | Elect Director David J. Roux | Management | For | For |
1i | Elect Director John E. Sununu | Management | For | For |
1j | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BROADCOM LIMITED MEETING DATE: MAR 23, 2018 | ||||
TICKER: AVGO SECURITY ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED MEETING DATE: APR 04, 2018 | ||||
TICKER: AVGO SECURITY ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARNIVAL CORPORATION MEETING DATE: APR 11, 2018 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
3 | Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
7 | Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
8 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
9 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
10 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
11 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies) | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
16 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
19 | Authorize Share Repurchase Program | Management | For | For |
CBOE GLOBAL MARKETS INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward T. Tilly | Management | For | For |
1.2 | Elect Director Frank E. English, Jr. | Management | For | For |
1.3 | Elect Director William M. Farrow, III | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Roderick A. Palmore | Management | For | For |
1.8 | Elect Director James E. Parisi | Management | For | For |
1.9 | Elect Director Joseph P. Ratterman | Management | For | For |
1.10 | Elect Director Michael L. Richter | Management | For | For |
1.11 | Elect Director Jill E. Sommers | Management | For | For |
1.12 | Elect Director Carole E. Stone | Management | For | For |
1.13 | Elect Director Eugene S. Sunshine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Arzbaecher | Management | For | For |
1b | Elect Director William Davisson | Management | For | For |
1c | Elect Director John W. Eaves | Management | For | For |
1d | Elect Director Stephen A. Furbacher | Management | For | For |
1e | Elect Director Stephen J. Hagge | Management | For | For |
1f | Elect Director John D. Johnson | Management | For | For |
1g | Elect Director Anne P. Noonan | Management | For | For |
1h | Elect Director Michael J. Toelle | Management | For | For |
1i | Elect Director Theresa E. Wagler | Management | For | For |
1j | Elect Director W. Anthony Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
CHINA LITERATURE LTD. MEETING DATE: MAY 18, 2018 | ||||
TICKER: 772 SECURITY ID: G2121R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Elect Liang Xiaodong as Director | Management | For | For |
2a2 | Elect Lin Haifeng as Director | Management | For | For |
2a3 | Elect Yang Xiang Dong as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5 | Approve Audio and Comics Cooperation Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
CHUBB LIMITED MEETING DATE: MAY 17, 2018 | ||||
TICKER: CB SECURITY ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | For |
5.8 | Elect Director John A. Edwardson | Management | For | For |
5.9 | Elect Director Kimberly A. Ross | Management | For | For |
5.10 | Elect Director Robert W. Scully | Management | For | For |
5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.12 | Elect Director Theodore E. Shasta | Management | For | For |
5.13 | Elect Director David H. Sidwell | Management | For | For |
5.14 | Elect Director Olivier Steimer | Management | For | For |
5.15 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Issue Shares Without Preemptive Rights | Management | For | For |
10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 25, 2018 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.4 | Elect Director Roman Martinez, IV | Management | For | For |
1.5 | Elect Director John M. Partridge | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Eric C. Wiseman | Management | For | For |
1.8 | Elect Director Donna F. Zarcone | Management | For | For |
1.9 | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2018 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director John C. Dugan | Management | For | For |
1d | Elect Director Duncan P. Hennes | Management | For | For |
1e | Elect Director Peter B. Henry | Management | For | For |
1f | Elect Director Franz B. Humer | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Renee J. James | Management | For | For |
1i | Elect Director Eugene M. McQuade | Management | For | For |
1j | Elect Director Michael E. O'Neill | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Anthony M. Santomero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director James S. Turley | Management | For | For |
1o | Elect Director Deborah C. Wright | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: JUN 06, 2018 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert M. Calderoni | Management | For | For |
1b | Elect Director Nanci E. Caldwell | Management | For | For |
1c | Elect Director Jesse A. Cohn | Management | For | For |
1d | Elect Director Robert D. Daleo | Management | For | For |
1e | Elect Director Murray J. Demo | Management | For | For |
1f | Elect Director Ajei S. Gopal | Management | For | For |
1g | Elect Director David J. Henshall | Management | For | For |
1h | Elect Director Peter J. Sacripanti | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2018 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zein Abdalla | Management | For | For |
1b | Elect Director Betsy S. Atkins | Management | For | For |
1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
1d | Elect Director Jonathan Chadwick | Management | For | For |
1e | Elect Director John M. Dineen | Management | For | For |
1f | Elect Director Francisco D'Souza | Management | For | For |
1g | Elect Director John N. Fox, Jr. | Management | For | For |
1h | Elect Director John E. Klein | Management | For | For |
1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
1j | Elect Director Michael Patsalos-Fox | Management | For | For |
1k | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
CONOCOPHILLIPS MEETING DATE: MAY 15, 2018 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles E. Bunch | Management | For | For |
1b | Elect Director Caroline Maury Devine | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jody Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Sharmila Mulligan | Management | For | For |
1h | Elect Director Arjun N. Murti | Management | For | For |
1i | Elect Director Robert A. Niblock | Management | For | For |
1j | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 18, 2017 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | For |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellis L. 'Lon' McCain | Management | For | For |
1.2 | Elect Director Mark E. Monroe | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 30, 2018 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Denman | Management | For | For |
1.2 | Elect Director W. Craig Jelinek | Management | For | For |
1.3 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
5 | Adopt Policy Regarding Prison Labor | Shareholder | Against | Against |
CVS HEALTH CORPORATION MEETING DATE: MAR 13, 2018 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 24, 2018 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 08, 2018 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Raymond C. Stevens | Management | For | For |
1.11 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 21, 2017 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
1.2 | Elect Director Bradley D. Blum | Management | For | For |
1.3 | Elect Director James P. Fogarty | Management | For | For |
1.4 | Elect Director Cynthia T. Jamison | Management | For | For |
1.5 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
1.6 | Elect Director Nana Mensah | Management | For | For |
1.7 | Elect Director William S. Simon | Management | For | For |
1.8 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Adopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain | Shareholder | Against | Against |
DEVON ENERGY CORPORATION MEETING DATE: JUN 06, 2018 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director David A. Hager | Management | For | For |
1.4 | Elect Director Robert H. Henry | Management | For | For |
1.5 | Elect Director Michael Kanovsky | Management | For | For |
1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Director Duane C. Radtke | Management | For | For |
1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
1.10 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DOLLAR TREE, INC. MEETING DATE: JUN 14, 2018 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director Conrad M. Hall | Management | For | For |
1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
1.6 | Elect Director Jeffrey G. Naylor | Management | For | For |
1.7 | Elect Director Gary M. Philbin | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Stephanie P. Stahl | Management | For | For |
1.11 | Elect Director Thomas E. Whiddon | Management | For | For |
1.12 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
DOWDUPONT INC. MEETING DATE: APR 25, 2018 | ||||
TICKER: DWDP SECURITY ID: 26078J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Edward D. Breen | Management | For | For |
1d | Elect Director Robert A. Brown | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Jeff M. Fettig | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Andrew N. Liveris | Management | For | For |
1j | Elect Director Raymond J. Milchovich | Management | For | For |
1k | Elect Director Paul Polman | Management | For | For |
1l | Elect Director Dennis H. Reilley | Management | For | For |
1m | Elect Director James M. Ringler | Management | For | For |
1n | Elect Director Ruth G. Shaw | Management | For | For |
1o | Elect Director Lee M. Thomas | Management | For | For |
1p | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Impact of the Bhopal Chemical Explosion | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DYNEGY INC. MEETING DATE: MAR 02, 2018 | ||||
TICKER: DYN SECURITY ID: 26817R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
E.L.F. BEAUTY, INC. MEETING DATE: MAY 22, 2018 | ||||
TICKER: ELF SECURITY ID: 26856L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lauren Cooks Levitan | Management | For | For |
1.2 | Elect Director Richelle P. Parham | Management | For | For |
1.3 | Elect Director Richard G. Wolford | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: AUG 03, 2017 | ||||
TICKER: EA SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Talbott Roche | Management | For | For |
1g | Elect Director Richard A. Simonson | Management | For | For |
1h | Elect Director Luis A. Ubinas | Management | For | For |
1i | Elect Director Denise F. Warren | Management | For | For |
1j | Elect Director Andrew Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 24, 2018 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director James C. Day | Management | For | For |
1e | Elect Director C. Christopher Gaut | Management | For | For |
1f | Elect Director Donald F. Textor | Management | For | For |
1g | Elect Director William R. Thomas | Management | For | For |
1h | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 07, 2018 | ||||
TICKER: EQIX SECURITY ID: 29444U700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Nanci Caldwell | Management | For | For |
1.3 | Elect Director Gary Hromadko | Management | For | For |
1.4 | Elect Director Scott Kriens | Management | For | For |
1.5 | Elect Director William Luby | Management | For | For |
1.6 | Elect Director Irving Lyons, III | Management | For | For |
1.7 | Elect Director Christopher Paisley | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
FACEBOOK, INC. MEETING DATE: MAY 31, 2018 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.8 | Elect Director Peter A. Thiel | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
4 | Establish Board Committee on Risk Management | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Against |
7 | Report on Gender Pay Gap | Shareholder | Against | For |
8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
FEVERTREE DRINKS PLC MEETING DATE: MAY 17, 2018 | ||||
TICKER: FEVR SECURITY ID: G33929103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Charles Rolls as Director | Management | For | For |
5 | Re-elect Coline McConville as Director | Management | For | For |
6 | Elect Jeff Popkin as Director | Management | For | For |
7 | Elect Kevin Havelock as Director | Management | For | For |
8 | Reappoint BDO LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: FEB 07, 2018 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 06, 2018 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Johnson | Management | For | For |
1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
1.3 | Elect Director Jeffrey S. Sloan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FLOWSERVE CORPORATION MEETING DATE: MAY 24, 2018 | ||||
TICKER: FLS SECURITY ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director R. Scott Rowe | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Leif E. Darner | Management | For | For |
1d | Elect Director Gayla J. Delly | Management | For | For |
1e | Elect Director Roger L. Fix | Management | For | For |
1f | Elect Director John R. Friedery | Management | For | For |
1g | Elect Director Joe E. Harlan | Management | For | For |
1h | Elect Director Rick J. Mills | Management | For | For |
1i | Elect Director David E. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt GHG Emissions Reduction Goals | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
FLUOR CORPORATION MEETING DATE: MAY 03, 2018 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | For |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | For |
1D | Elect Director Peter J. Fluor | Management | For | For |
1E | Elect Director James T. Hackett | Management | For | For |
1F | Elect Director Samuel J. Locklear, III | Management | For | For |
1G | Elect Director Deborah D. McWhinney | Management | For | For |
1H | Elect Director Armando J. Olivera | Management | For | For |
1I | Elect Director Matthew K. Rose | Management | For | For |
1J | Elect Director David T. Seaton | Management | For | For |
1K | Elect Director Nader H. Sultan | Management | For | For |
1L | Elect Director Lynn C. Swann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Against |
FMC CORPORATION MEETING DATE: APR 24, 2018 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre Brondeau | Management | For | For |
1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
1c | Elect Director G. Peter D'Aloia | Management | For | For |
1d | Elect Director C. Scott Greer | Management | For | For |
1e | Elect Director K'Lynne Johnson | Management | For | For |
1f | Elect Director Dirk A. Kempthorne | Management | For | For |
1g | Elect Director Paul J. Norris | Management | For | For |
1h | Elect Director Margareth Ovrum | Management | For | For |
1i | Elect Director Robert C. Pallash | Management | For | For |
1j | Elect Director William H. Powell | Management | For | For |
1k | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 02, 2018 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Lester L. Lyles | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director Phebe N. Novakovic | Management | For | For |
1f | Elect Director C. Howard Nye | Management | For | For |
1g | Elect Director William A. Osborn | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
HUMANA INC. MEETING DATE: APR 19, 2018 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Frank J. Bisignano | Management | For | For |
1c | Elect Director Bruce D. Broussard | Management | For | For |
1d | Elect Director Frank A. D'Amelio | Management | For | For |
1e | Elect Director Karen B. DeSalvo | Management | For | For |
1f | Elect Director W. Roy Dunbar | Management | For | For |
1g | Elect Director David A. Jones, Jr. | Management | For | For |
1h | Elect Director William J. McDonald | Management | For | For |
1i | Elect Director William E. Mitchell | Management | For | For |
1j | Elect Director David B. Nash | Management | For | For |
1k | Elect Director James J. O'Brien | Management | For | For |
1l | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: MAY 02, 2018 | ||||
TICKER: HII SECURITY ID: 446413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip M. Bilden | Management | For | For |
1.2 | Elect Director Augustus L. Collins | Management | For | For |
1.3 | Elect Director Kirkland H. Donald | Management | For | For |
1.4 | Elect Director Thomas B. Fargo | Management | For | For |
1.5 | Elect Director Victoria D. Harker | Management | For | For |
1.6 | Elect Director Anastasia D. Kelly | Management | For | For |
1.7 | Elect Director C. Michael Petters | Management | For | For |
1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.9 | Elect Director John K. Welch | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
IHS MARKIT LTD. MEETING DATE: APR 11, 2018 | ||||
TICKER: INFO SECURITY ID: G47567105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dinyar S. Devitre | Management | For | For |
1.2 | Elect Director Nicoletta Giadrossi | Management | For | For |
1.3 | Elect Director Robert P. Kelly | Management | For | For |
1.4 | Elect Director Deborah Doyle McWhinney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2018 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paolo Fundaro | Management | For | For |
1B | Elect Director Mark Pruzanski | Management | For | For |
1C | Elect Director Srinivas Akkaraju | Management | For | For |
1D | Elect Director Luca Benatti | Management | For | For |
1E | Elect Director Daniel Bradbury | Management | For | For |
1F | Elect Director Keith Gottesdiener | Management | For | For |
1G | Elect Director Nancy Miller-Rich | Management | For | For |
1H | Elect Director Gino Santini | Management | For | For |
1I | Elect Director Glenn Sblendorio | Management | For | For |
1J | Elect Director Daniel Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 03, 2017 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce C. Cozadd | Management | For | Against |
1b | Elect Director Heather Ann McSharry | Management | For | Against |
1c | Elect Director Rick E Winningham | Management | For | Against |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2018 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 26, 2018 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director Bruce A. Carlson | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: JUN 01, 2018 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
2b | Elect Director Robert Gwin | Management | For | For |
2c | Elect Director Jacques Aigrain | Management | For | For |
2d | Elect Director Lincoln Benet | Management | For | For |
2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
2f | Elect Director Robin Buchanan | Management | For | For |
2g | Elect Director Stephen Cooper | Management | For | For |
2h | Elect Director Nance Dicciani | Management | For | For |
2i | Elect Director Claire Farley | Management | For | For |
2j | Elect Director Isabella (Bella) Goren | Management | For | For |
2k | Elect Director Bruce Smith | Management | For | For |
2l | Elect Director Rudy van der Meer | Management | For | For |
3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
3b | Elect Thomas Aebischer to Management Board | Management | For | For |
3c | Elect Daniel Coombs to Management Board | Management | For | For |
3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
3e | Elect James Guilfoyle to Management Board | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorization of the Cancellation of Shares | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 26, 2018 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Steven J. Freiberg | Management | For | For |
1g | Elect Director Julius Genachowski | Management | For | For |
1h | Elect Director Choon Phong Goh | Management | For | For |
1i | Elect Director Merit E. Janow | Management | For | For |
1j | Elect Director Nancy Karch | Management | For | For |
1k | Elect Director Oki Matsumoto | Management | For | For |
1l | Elect Director Rima Qureshi | Management | For | For |
1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2018 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Plastic Straws | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 07, 2018 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Trafficking and Forced Labor in Supply Chains | Shareholder | Against | Against |
MSCI INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Benjamin F. duPont | Management | For | For |
1d | Elect Director Wayne Edmunds | Management | For | For |
1e | Elect Director Alice W. Handy | Management | For | For |
1f | Elect Director Catherine R. Kinney | Management | For | For |
1g | Elect Director Wendy E. Lane | Management | For | For |
1h | Elect Director Jacques P. Perold | Management | For | For |
1i | Elect Director Linda H. Riefler | Management | For | For |
1j | Elect Director George W. Siguler | Management | For | For |
1k | Elect Director Marcus L. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
NEKTAR THERAPEUTICS MEETING DATE: JUN 26, 2018 | ||||
TICKER: NKTR SECURITY ID: 640268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeff Ajer | Management | For | For |
1b | Elect Director Robert B. Chess | Management | For | For |
1c | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 06, 2018 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard N. Barton | Management | For | For |
1b | Elect Director Rodolphe Belmer | Management | For | For |
1c | Elect Director Bradford L. Smith | Management | For | For |
1d | Elect Director Anne M. Sweeney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Adopt Simple Majority Vote | Shareholder | Against | For |
9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 17, 2018 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda Walker Bynoe | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Dean M. Harrison | Management | For | For |
1d | Elect Director Jay L. Henderson | Management | For | For |
1e | Elect Director Michael G. O'Grady | Management | For | For |
1f | Elect Director Jose Luis Prado | Management | For | For |
1g | Elect Director Thomas E. Richards | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Martin P. Slark | Management | For | For |
1j | Elect Director David H. B. Smith, Jr. | Management | For | For |
1k | Elect Director Donald Thompson | Management | For | For |
1l | Elect Director Charles A. Tribbett, III | Management | For | For |
1m | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 16, 2018 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Marianne C. Brown | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Ann M. Fudge | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.8 | Elect Director Karl J. Krapek | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director James S. Turley | Management | For | For |
1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
NVIDIA CORPORATION MEETING DATE: MAY 16, 2018 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director Persis S. Drell | Management | For | For |
1d | Elect Director James C. Gaither | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Mark L. Perry | Management | For | For |
1j | Elect Director A. Brooke Seawell | Management | For | For |
1k | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 15, 2017 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | Against |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | Against |
PAYPAL HOLDINGS, INC. MEETING DATE: MAY 23, 2018 | ||||
TICKER: PYPL SECURITY ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Wences Casares | Management | For | For |
1c | Elect Director Jonathan Christodoro | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Belinda J. Johnson | Management | For | For |
1g | Elect Director Gail J. McGovern | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Against |
8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Against |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2018 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PJT PARTNERS INC. MEETING DATE: MAY 01, 2018 | ||||
TICKER: PJT SECURITY ID: 69343T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth C. Whitney | Management | For | For |
1b | Elect Director James Costos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
POST HOLDINGS, INC. MEETING DATE: JAN 25, 2018 | ||||
TICKER: POST SECURITY ID: 737446104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay W. Brown | Management | For | For |
1.2 | Elect Director Edwin H. Callison | Management | For | For |
1.3 | Elect Director William P. Stiritz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
PVH CORP. MEETING DATE: JUN 21, 2018 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Baglivo | Management | For | For |
1b | Elect Director Brent Callinicos | Management | For | For |
1c | Elect Director Emanuel Chirico | Management | For | For |
1d | Elect Director Juan R. Figuereo | Management | For | For |
1e | Elect Director Joseph B. Fuller | Management | For | For |
1f | Elect Director V. James Marino | Management | For | For |
1g | Elect Director G. Penny McIntyre | Management | For | For |
1h | Elect Director Amy McPherson | Management | For | For |
1i | Elect Director Henry Nasella | Management | For | For |
1j | Elect Director Edward R. Rosenfeld | Management | For | For |
1k | Elect Director Craig Rydin | Management | For | For |
1l | Elect Director Judith Amanda Sourry Knox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 23, 2018 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Jeffrey W. Henderson | Management | For | Withhold |
1.3 | Elect Director Thomas W. Horton | Management | For | Withhold |
1.4 | Elect Director Paul E. Jacobs | Management | For | Withhold |
1.5 | Elect Director Ann M. Livermore | Management | For | For |
1.6 | Elect Director Harish Manwani | Management | For | For |
1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
1.8 | Elect Director Steve Mollenkopf | Management | For | Withhold |
1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
RAYTHEON COMPANY MEETING DATE: MAY 31, 2018 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Vernon E. Clark | Management | For | For |
1e | Elect Director Stephen J. Hadley | Management | For | For |
1f | Elect Director Thomas A. Kennedy | Management | For | For |
1g | Elect Director Letitia A. Long | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Dinesh C. Paliwal | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
1l | Elect Director Robert O. Work | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 25, 2018 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carolyn H. Byrd | Management | For | For |
1b | Elect Director Don DeFosset | Management | For | For |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1d | Elect Director Eric C. Fast | Management | For | For |
1e | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
1f | Elect Director John D. Johns | Management | For | For |
1g | Elect Director Ruth Ann Marshall | Management | For | For |
1h | Elect Director Susan W. Matlock | Management | For | For |
1i | Elect Director John E. Maupin, Jr. | Management | For | For |
1j | Elect Director Charles D. McCrary | Management | For | For |
1k | Elect Director James T. Prokopanko | Management | For | For |
1l | Elect Director Lee J. Styslinger, III | Management | For | For |
1m | Elect Director Jose S. Suquet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROKU, INC. MEETING DATE: MAY 24, 2018 | ||||
TICKER: ROKU SECURITY ID: 77543R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mai Fyfield | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 21, 2018 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Brock | Management | For | For |
1b | Elect Director Richard D. Fain | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Maritza G. Montiel | Management | For | For |
1e | Elect Director Ann S. Moore | Management | For | For |
1f | Elect Director Eyal M. Ofer | Management | For | For |
1g | Elect Director Thomas J. Pritzker | Management | For | For |
1h | Elect Director William K. Reilly | Management | For | For |
1i | Elect Director Bernt Reitan | Management | For | For |
1j | Elect Director Vagn O. Sorensen | Management | For | For |
1k | Elect Director Donald Thompson | Management | For | For |
1l | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RYMAN HEALTHCARE LTD. MEETING DATE: JUL 27, 2017 | ||||
TICKER: RYM SECURITY ID: Q8203F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Claire Higgins as Director | Management | For | For |
2 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
S&P GLOBAL INC. MEETING DATE: MAY 01, 2018 | ||||
TICKER: SPGI SECURITY ID: 78409V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marco Alvera | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Stephanie C. Hill | Management | For | For |
1.5 | Elect Director Rebecca Jacoby | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Maria R. Morris | Management | For | For |
1.8 | Elect Director Douglas L. Peterson | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 12, 2018 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Bernard Tyson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Right to Call Special Meeting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
7 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
SCHLUMBERGER LIMITED MEETING DATE: APR 04, 2018 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Miguel M. Galuccio | Management | For | For |
1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Helge Lund | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Lubna S. Olayan | Management | For | For |
1j | Elect Director Leo Rafael Reif | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 23, 2018 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony L. Coelho | Management | For | For |
1.2 | Elect Director Jakki L. Haussler | Management | For | For |
1.3 | Elect Director Sara Martinez Tucker | Management | For | For |
1.4 | Elect Director Marcus A. Watts | Management | For | For |
1.5 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement in Certain Provisions of the Certificate of Incorporation and Bylaws | Management | For | For |
6 | Reduce Supermajority Vote Requirement to Approve Business Combinations | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
SHOPIFY INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: SHOP SECURITY ID: 82509L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tobias Lutke | Management | For | For |
1.2 | Elect Director Robert Ashe | Management | For | For |
1.3 | Elect Director Steven Collins | Management | For | For |
1.4 | Elect Director Gail Goodman | Management | For | For |
1.5 | Elect Director Jeremy Levine | Management | For | For |
1.6 | Elect Director John Phillips | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Amend Long Term Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 16, 2018 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2018 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
1.2 | Elect Director Dallas S. Clement | Management | For | For |
1.3 | Elect Director Paul R. Garcia | Management | For | For |
1.4 | Elect Director M. Douglas Ivester | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Steven C. Voorhees | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 16, 2018 | ||||
TICKER: 700 SECURITY ID: G87572163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Li Dong Sheng as Director | Management | For | Against |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TESARO, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Kavita Patel | Management | For | For |
1i | Elect Director Beth Seidenberg | Management | For | For |
1j | Elect Director Pascale Witz | Management | For | For |
2 | Approve Non-Employee Director Compensation Policy | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
TESLA, INC. MEETING DATE: MAR 21, 2018 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Grant to Elon Musk | Management | For | For |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 15, 2018 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | For |
1b | Elect Director Joan T. Dea | Management | For | For |
1c | Elect Director Christopher V. Dodds | Management | For | For |
1d | Elect Director Mark A. Goldfarb | Management | For | For |
1e | Elect Director Charles A. Ruffel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 02, 2018 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Mark A. Flaherty | Management | For | For |
1d | Elect Director William W. George | Management | For | For |
1e | Elect Director James A. Johnson | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director David A. Viniar | Management | For | For |
1k | Elect Director Mark O. Winkelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 17, 2018 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
7 | Clawback of Incentive Payments | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 05, 2018 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David T. Ching | Management | For | For |
1.4 | Elect Director Ernie Herrman | Management | For | For |
1.5 | Elect Director Michael F. Hines | Management | For | For |
1.6 | Elect Director Amy B. Lane | Management | For | For |
1.7 | Elect Director Carol Meyrowitz | Management | For | For |
1.8 | Elect Director Jackwyn L. Nemerov | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Gender, Race, or Ethnicity Pay Gaps | Shareholder | Against | For |
5 | Clawback of Incentive Payments | Shareholder | Against | Against |
6 | Adopt Policy Regarding Prison Labor in Supply Chain | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 23, 2018 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Patricia L. Higgins | Management | For | For |
1f | Elect Director William J. Kane | Management | For | For |
1g | Elect Director Clarence Otis, Jr. | Management | For | For |
1h | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1i | Elect Director Todd C. Schermerhorn | Management | For | For |
1j | Elect Director Alan D. Schnitzer | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 10, 2018 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 23, 2018 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director Lars R. Sorensen | Management | For | For |
1i | Elect Director Scott M. Sperling | Management | For | For |
1j | Elect Director Elaine S. Ullian | Management | For | For |
1k | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
UNILEVER NV MEETING DATE: MAY 03, 2018 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
8 | Reelect V Colao as Non-Executive Director | Management | For | For |
9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
11 | Reelect M Ma as Non-Executive Director | Management | For | For |
12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
14 | Reelect G Pitkethly as Executive Director | Management | For | For |
15 | Reelect P G J M Polman as Executive Director | Management | For | For |
16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
18 | Elect A Jung as Non-Executive Director | Management | For | For |
19 | Ratify KPMG as Auditors | Management | For | For |
20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
24 | Grant Board Authority to Issue Shares | Management | For | For |
25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 30, 2018 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold W. McGraw, III | Management | For | For |
1i | Elect Director Margaret L. O'Sullivan | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2018 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
US FOODS HOLDING CORP. MEETING DATE: MAY 04, 2018 | ||||
TICKER: USFD SECURITY ID: 912008109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director John A. Lederer | Management | For | For |
1B | Elect Director Carl Andrew Pforzheimer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Remove Supermajority Vote Requirement | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 30, 2018 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Gary A. Hoffman | Management | For | For |
1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Suzanne Nora Johnson | Management | For | For |
1i | Elect Director John A.C. Swainson | Management | For | For |
1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 24, 2018 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Paul L. Montupet | Management | For | For |
1.2 | Elect Director D. Nick Reilly | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WALMART, INC. MEETING DATE: MAY 30, 2018 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Easterbrook | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Sarah J. Friar | Management | For | For |
1d | Elect Director Carla A. Harris | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Marissa A. Mayer | Management | For | For |
1g | Elect Director C. Douglas McMillon | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S Reinemund | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: APR 24, 2018 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Celeste A. Clark | Management | For | For |
1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1d | Elect Director Elizabeth A. "Betsy" Duke | Management | For | For |
1e | Elect Director Donald M. James | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Karen B. Peetz | Management | For | For |
1h | Elect Director Juan A. Pujadas | Management | For | For |
1i | Elect Director James H. Quigley | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Timothy J. Sloan | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Reform Executive Compensation Policy with Social Responsibility | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
WORKDAY, INC. MEETING DATE: JUN 20, 2018 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aneel Bhusri | Management | For | For |
1.2 | Elect Director David A. Duffield | Management | For | For |
1.3 | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
XYLEM INC. MEETING DATE: MAY 09, 2018 | ||||
TICKER: XYL SECURITY ID: 98419M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Curtis J. Crawford | Management | For | For |
1c | Elect Director Patrick K. Decker | Management | For | For |
1d | Elect Director Robert F. Friel | Management | For | For |
1e | Elect Director Victoria D. Harker | Management | For | For |
1f | Elect Director Sten E. Jakobsson | Management | For | For |
1g | Elect Director Steven R. Loranger | Management | For | For |
1h | Elect Director Surya N. Mohapatra | Management | For | For |
1i | Elect Director Jerome A. Peribere | Management | For | For |
1j | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Commonwealth Trust II Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2018.
WITNESS my hand on this 1st day of June 2018.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer