FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/11/2016 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2016 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONVERTIBLE SECURITIES FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
CITIGROUP INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Judith Rodin | Management | For | For |
1k | Elect Director Anthony M. Santomero | Management | For | For |
1l | Elect Director Joan E. Spero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director William S. Thompson, Jr. | Management | For | For |
1o | Elect Director James S. Turley | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2016 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Mark Fields | Management | For | For |
1.5 | Elect Director Edsel B. Ford, II | Management | For | For |
1.6 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman, IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director William E. Kennard | Management | For | For |
1.11 | Elect Director John C. Lechleiter | Management | For | For |
1.12 | Elect Director Ellen R. Marram | Management | For | For |
1.13 | Elect Director Gerald L. Shaheen | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Tax Benefits Preservation Plan | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2016 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Kathryn V. Marinello | Management | For | For |
1f | Elect Director Jane L. Mendillo | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
GENESEE & WYOMING INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: GWR SECURITY ID: 371559105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a.1 | Elect Director Richard H. Bott | Management | For | For |
1a.2 | Elect Director Oivind Lorentzen, III | Management | For | For |
1a.3 | Elect Director Mark A. Scudder | Management | For | For |
1b.4 | Elect Director Albert J. Neupaver | Management | For | For |
1b.5 | Elect Director Joseph H. Pyne | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: OCT 15, 2015 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl T. Berquist | Management | For | For |
1b | Elect Director Henry R. Keizer | Management | For | For |
1c | Elect Director Michael F. Koehler | Management | For | For |
1d | Elect Director Linda Fayne Levinson | Management | For | For |
1e | Elect Director John P. Tague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carolyn N. Everson | Management | For | For |
1b | Elect Director Samuel J. Merksamer | Management | For | For |
1c | Elect Director Daniel A. Ninivaggi | Management | For | For |
1d | Elect Director David A. Barnes | Management | For | For |
1e | Elect Director Carl T. Berquist | Management | For | For |
1f | Elect Director Henry R. Keizer | Management | For | For |
1g | Elect Director Linda Fayne Levinson | Management | For | For |
1h | Elect Director John P. Tague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: LVLT SECURITY ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James O. Ellis, Jr. | Management | For | For |
1b | Elect Director Jeff K. Storey | Management | For | For |
1c | Elect Director Kevin P. Chilton | Management | For | For |
1d | Elect Director Steven T. Clontz | Management | For | For |
1e | Elect Director Irene M. Esteves | Management | For | For |
1f | Elect Director T. Michael Glenn | Management | For | For |
1g | Elect Director Spencer B. Hays | Management | For | For |
1h | Elect Director Michael J. Mahoney | Management | For | For |
1i | Elect Director Kevin W. Mooney | Management | For | For |
1j | Elect Director Peter Seah Lim Huat | Management | For | For |
1k | Elect Director Peter van Oppen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
LIBERTY GLOBAL PLC MEETING DATE: APR 20, 2016 | ||||
TICKER: LBTY.A SECURITY ID: G5480U138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Acquisition of CWC Shares | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 11, 2015 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director T. Michael Nevens | Management | For | For |
1b | Elect Director Jeffry R. Allen | Management | For | For |
1c | Elect Director Tor R. Braham | Management | For | For |
1d | Elect Director Alan L. Earhart | Management | For | For |
1e | Elect Director Gerald Held | Management | For | For |
1f | Elect Director Kathryn M. Hill | Management | For | For |
1g | Elect Director George Kurian | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
OMNICARE, INC. MEETING DATE: AUG 18, 2015 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2016 | ||||
TICKER: ON SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Campbell | Management | For | For |
1.2 | Elect Director Gilles Delfassy | Management | For | For |
1.3 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.4 | Elect Director J. Daniel McCranie | Management | For | For |
1.5 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SIRIUS XM HOLDINGS INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: SIRI SECURITY ID: 82968B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director George W. Bodenheimer | Management | For | Withhold |
1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.5 | Elect Director James P. Holden | Management | For | Withhold |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director Evan D. Malone | Management | For | For |
1.8 | Elect Director James E. Meyer | Management | For | For |
1.9 | Elect Director James F. Mooney | Management | For | For |
1.10 | Elect Director Carl E. Vogel | Management | For | Withhold |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
1.12 | Elect Director David M. Zaslav | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
TENET HEALTHCARE CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: THC SECURITY ID: 88033G407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Trevor Fetter | Management | For | For |
1b | Elect Director Brenda J. Gaines | Management | For | For |
1c | Elect Director Karen M. Garrison | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director J. Robert Kerrey | Management | For | For |
1f | Elect Director Freda C. Lewis-Hall | Management | For | For |
1g | Elect Director Richard R. Pettingill | Management | For | For |
1h | Elect Director Matthew J. Ripperger | Management | For | For |
1i | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1j | Elect Director Tammy Romo | Management | For | For |
1k | Elect Director Randolph C. Simpson | Management | For | For |
1l | Elect Director James A. Unruh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
1.4 | Elect Director Walter Isaacson | Management | For | For |
1.5 | Elect Director James A. C. Kennedy | Management | For | For |
1.6 | Elect Director Robert A. Milton | Management | For | For |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director William R. Nuti | Management | For | For |
1.9 | Elect Director Edward L. Shapiro | Management | For | For |
1.10 | Elect Director Laurence E. Simmons | Management | For | For |
1.11 | Elect Director David J. Vitale | Management | For | For |
1.12 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EQUITY DIVIDEND INCOME FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 10, 2016 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sondra L. Barbour | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director David B. Dillon | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director Herbert L. Henkel | Management | For | For |
1g | Elect Director Muhtar Kent | Management | For | For |
1h | Elect Director Edward M. Liddy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Shareholder | Against | Against |
6 | Exclude the Impact of Stock Buyback Programs on the Financial Metrics on which CEO Pay is Based | Shareholder | Against | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2016 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Brett J. Hart | Management | For | For |
1.3 | Elect Director Edward J. Rapp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ACCENTURE PLC MEETING DATE: FEB 03, 2016 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Dina Dublon | Management | For | For |
1c | Elect Director Charles H. Giancarlo | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Marjorie Magner | Management | For | For |
1f | Elect Director Blythe J. McGarvie | Management | For | For |
1g | Elect Director Pierre Nanterme | Management | For | For |
1h | Elect Director Gilles C. Pelisson | Management | For | For |
1i | Elect Director Paula A. Price | Management | For | For |
1j | Elect Director Arun Sarin | Management | For | For |
1k | Elect Director Wulf von Schimmelmann | Management | For | For |
1l | Elect Director Frank K. Tang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Provide Proxy Access Right | Management | For | Against |
7A | Require Advance Notice for Shareholder Proposals | Management | For | For |
7B | Amend Articles | Management | For | For |
8A | Amend Articles - Board Related | Management | For | For |
8B | Establish Range for Size of Board | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACE LIMITED MEETING DATE: OCT 22, 2015 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Shares | Management | For | For |
2 | Change Company Name to Chubb Limited | Management | For | For |
3 | Issue Shares in Connection with Merger | Management | For | For |
4.1 | Elect Sheila P. Burke as Director | Management | For | For |
4.2 | Elect James I. Cash, Jr. as Director | Management | For | For |
4.3 | Elect Lawrence W. Kellner as Director | Management | For | For |
4.4 | Elect James M. Zimmerman as Director | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
AFLAC INCORPORATED MEETING DATE: MAY 02, 2016 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director Paul S. Amos, II | Management | For | For |
1c | Elect Director W. Paul Bowers | Management | For | For |
1d | Elect Director Kriss Cloninger, III | Management | For | For |
1e | Elect Director Toshihiko Fukuzawa | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Thomas J. Kenny | Management | For | For |
1j | Elect Director Charles B. Knapp | Management | For | For |
1k | Elect Director Joseph L. Moskowitz | Management | For | For |
1l | Elect Director Barbara K. Rimer | Management | For | For |
1m | Elect Director Melvin T. Stith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell ,III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Robert A. Eckert | Management | For | For |
1.6 | Elect Director Greg C. Garland | Management | For | For |
1.7 | Elect Director Fred Hassan | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APPLE INC. MEETING DATE: FEB 26, 2016 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
ARES CAPITAL CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kipp deVeer | Management | For | Proportional |
1.2 | Elect Director Daniel G. Kelly, Jr. | Management | For | Proportional |
1.3 | Elect Director Eric B. Siegel | Management | For | Proportional |
2 | Ratify KPMG LLP as Auditors | Management | For | Proportional |
ARES CAPITAL CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
AT&T INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION MEETING DATE: SEP 22, 2015 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 27, 2016 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Thomas D. Woods | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PwC as Auditors | Management | For | For |
4 | Clawback of Incentive Payments | Shareholder | Against | Against |
BLACKROCK, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | Against |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director David H. Komansky | Management | For | For |
1l | Elect Director Deryck Maughan | Management | For | For |
1m | Elect Director Cheryl D. Mills | Management | For | For |
1n | Elect Director Gordon M. Nixon | Management | For | For |
1o | Elect Director Thomas H. O'Brien | Management | For | For |
1p | Elect Director Ivan G. Seidenberg | Management | For | For |
1q | Elect Director Marco Antonio Slim Domit | Management | For | For |
1r | Elect Director John S. Varley | Management | For | For |
1s | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 03, 2016 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Peter J. Arduini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
BRITVIC PLC MEETING DATE: JAN 27, 2016 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect John Daly as Director | Management | For | For |
5 | Elect Mathew Dunn as Director | Management | For | For |
6 | Re-elect Joanne Averiss as Director | Management | For | For |
7 | Re-elect Gerald Corbett as Director | Management | For | For |
8 | Re-elect Ben Gordon as Director | Management | For | For |
9 | Re-elect Bob Ivell as Director | Management | For | For |
10 | Re-elect Simon Litherland as Director | Management | For | For |
11 | Re-elect Ian McHoul as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Amend Performance Share Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Robert Ezrilov | Management | For | For |
1c | Elect Director Wayne M. Fortun | Management | For | For |
1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1e | Elect Director Jodee A. Kozlak | Management | For | For |
1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
1g | Elect Director Brian P. Short | Management | For | For |
1h | Elect Director James B. Stake | Management | For | For |
1i | Elect Director John P. Wiehoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 05, 2016 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Peter Thomas Killalea | Management | For | For |
1g | Elect Director Pierre E. Leroy | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Bradford H. Warner | Management | For | For |
1k | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEDAR FAIR, L.P. MEETING DATE: JUN 08, 2016 | ||||
TICKER: FUN SECURITY ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric L. Affeldt | Management | For | For |
1.2 | Elect Director John M. Scott, III | Management | For | For |
1.3 | Elect Director D. Scott Olivet | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CENOVUS ENERGY INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: CVE SECURITY ID: 15135U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Patrick D. Daniel | Management | For | For |
2.2 | Elect Director Ian W. Delaney | Management | For | For |
2.3 | Elect Director Brian C. Ferguson | Management | For | For |
2.4 | Elect Director Michael A. Grandin | Management | For | For |
2.5 | Elect Director Steven F. Leer | Management | For | For |
2.6 | Elect Director Richard J. Marcogliese | Management | For | For |
2.7 | Elect Director Valerie A.A. Nielsen | Management | For | For |
2.8 | Elect Director Charles M. Rampacek | Management | For | For |
2.9 | Elect Director Colin Taylor | Management | For | For |
2.10 | Elect Director Wayne G. Thomson | Management | For | For |
2.11 | Elect Director Rhonda I. Zygocki | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CHUBB LIMITED MEETING DATE: MAY 19, 2016 | ||||
TICKER: CB SECURITY ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary A. Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | For |
5.8 | Elect Director John Edwardson | Management | For | For |
5.9 | Elect Director Lawrence W. Kellner | Management | For | For |
5.10 | Elect Director Leo F. Mullin | Management | For | For |
5.11 | Elect Director Kimberly Ross | Management | For | For |
5.12 | Elect Director Robert Scully | Management | For | For |
5.13 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.14 | Elect Director Theodore E. Shasta | Management | For | For |
5.15 | Elect Director David Sidwell | Management | For | For |
5.16 | Elect Director Olivier Steimer | Management | For | For |
5.17 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint Robert Scully as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Issue Shares Without Preemptive Rights | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
11.2 | Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Transact Other Business (Voting) | Management | For | Against |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2015 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director John T. Chambers | Management | For | For |
1e | Elect Director Brian L. Halla | Management | For | For |
1f | Elect Director John L. Hennessy | Management | For | For |
1g | Elect Director Kristina M. Johnson | Management | For | For |
1h | Elect Director Roderick C. McGeary | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Arun Sarin | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
COACH, INC. MEETING DATE: NOV 04, 2015 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David Denton | Management | For | For |
1b | Elect Director Andrea Guerra | Management | For | For |
1c | Elect Director Susan Kropf | Management | For | For |
1d | Elect Director Victor Luis | Management | For | For |
1e | Elect Director Ivan Menezes | Management | For | For |
1f | Elect Director William Nuti | Management | For | For |
1g | Elect Director Stephanie Tilenius | Management | For | For |
1h | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
COMMUNITY TRUST BANCORP, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: CTBI SECURITY ID: 204149108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Baird | Management | For | For |
1.2 | Elect Director Nick Carter | Management | For | For |
1.3 | Elect Director Jean R. Hale | Management | For | For |
1.4 | Elect Director James E. McGhee, II | Management | For | For |
1.5 | Elect Director M. Lynn Parrish | Management | For | For |
1.6 | Elect Director James R. Ramsey | Management | For | For |
1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
2 | Ratify BKD, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 25, 2015 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Thomas K. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Butler | Management | For | For |
1.4 | Elect Director Sean M. Connolly | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Joie A. Gregor | Management | For | For |
1.7 | Elect Director Rajive Johri | Management | For | For |
1.8 | Elect Director W.G. Jurgensen | Management | For | For |
1.9 | Elect Director Richard H. Lenny | Management | For | For |
1.10 | Elect Director Ruth Ann Marshall | Management | For | For |
1.11 | Elect Director Timothy R. McLevish | Management | For | For |
1.12 | Elect Director Andrew J. Schindler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 10, 2016 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director John V. Faraci | Management | For | For |
1f | Elect Director Jody L. Freeman | Management | For | For |
1g | Elect Director Gay Huey Evans | Management | For | For |
1h | Elect Director Ryan M. Lance | Management | For | For |
1i | Elect Director Arjun N. Murti | Management | For | For |
1j | Elect Director Robert A. Niblock | Management | For | For |
1k | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adjust Executive Compensation Program for Reserve Write-Downs | Shareholder | Against | Against |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2015 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | For |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CCI SECURITY ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison II | Management | For | For |
1f | Elect Director Dale N. Hatfield | Management | For | For |
1g | Elect Director Lee W. Hogan | Management | For | For |
1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1i | Elect Director J. Landis Martin | Management | For | For |
1j | Elect Director Robert F. McKenzie | Management | For | For |
1k | Elect Director Anthony J. Melone | Management | For | For |
1l | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Edward J. Kelly, III | Management | For | For |
1f | Elect Director John D. McPherson | Management | For | For |
1g | Elect Director David M. Moffett | Management | For | For |
1h | Elect Director Timothy T. O'Toole | Management | For | For |
1i | Elect Director David M. Ratcliffe | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Michael J. Ward | Management | For | For |
1l | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
DINEEQUITY, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: DIN SECURITY ID: 254423106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard M. Berk | Management | For | For |
1.2 | Elect Director Daniel J. Brestle | Management | For | For |
1.3 | Elect Director Caroline W. Nahas | Management | For | For |
1.4 | Elect Director Gilbert T. Ray | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Edward D. Breen | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Alexander M. Cutler | Management | For | Against |
1e | Elect Director Eleuthere I. du Pont | Management | For | Against |
1f | Elect Director James L. Gallogly | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | Against |
1h | Elect Director Lois D. Juliber | Management | For | Against |
1i | Elect Director Ulf M. ('Mark') Schneider | Management | For | For |
1j | Elect Director Lee M. Thomas | Management | For | Against |
1k | Elect Director Patrick J. Ward | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Create Employee Advisory Position for Board | Shareholder | Against | Against |
6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
7 | Report on Accident Reduction Efforts | Shareholder | Against | Abstain |
EATON CORPORATION PLC MEETING DATE: APR 27, 2016 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Richard H. Fearon | Management | For | For |
1g | Elect Director Charles E. Golden | Management | For | For |
1h | Elect Director Linda A. Hill | Management | For | For |
1i | Elect Director Arthur E. Johnson | Management | For | For |
1j | Elect Director Ned C. Lautenbach | Management | For | For |
1k | Elect Director Deborah L. McCoy | Management | For | For |
1l | Elect Director Gregory R. Page | Management | For | For |
1m | Elect Director Sandra Pianalto | Management | For | For |
1n | Elect Director Gerald B. Smith | Management | For | For |
2A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
2B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
3 | Amend Company's Articles of Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
ELI LILLY AND COMPANY MEETING DATE: MAY 02, 2016 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph Alvarez | Management | For | For |
1b | Elect Director R. David Hoover | Management | For | For |
1c | Elect Director Juan R. Luciano | Management | For | For |
1d | Elect Director Franklyn G. Prendergast | Management | For | For |
1e | Elect Director Kathi P. Seifert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
EMC CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald J. Carty | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director James S. DiStasio | Management | For | For |
1d | Elect Director John R. Egan | Management | For | For |
1e | Elect Director William D. Green | Management | For | For |
1f | Elect Director Jami Miscik | Management | For | For |
1g | Elect Director Paul Sagan | Management | For | For |
1h | Elect Director Laura J. Sen | Management | For | For |
1i | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Pricewaterhousecoopers Llp as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Nancy L. Gioia | Management | For | For |
1g | Elect Director Linda P. Jojo | Management | For | For |
1h | Elect Director Paul L. Joskow | Management | For | For |
1i | Elect Director Robert J. Lawless | Management | For | For |
1j | Elect Director Richard W. Mies | Management | For | For |
1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1m | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Proxy Access Right | Management | For | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Larry R. Faulkner | Management | For | For |
1.6 | Elect Director Jay S. Fishman | Management | For | For |
1.7 | Elect Director Henrietta H. Fore | Management | For | For |
1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
1.11 | Elect Director Steven S. Reinemund | Management | For | For |
1.12 | Elect Director Rex W. Tillerson | Management | For | For |
1.13 | Elect Director William C. Weldon | Management | For | For |
1.14 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | Against |
12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 10, 2016 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony K. Anderson | Management | For | For |
1.2 | Elect Director Parker S. Kennedy | Management | For | For |
1.3 | Elect Director Mark C. Oman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2016 | ||||
TICKER: FI SECURITY ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William B. Berry | Management | For | For |
1b | Elect Director Sheldon R. Erikson | Management | For | For |
1c | Elect Director Michael C. Kearney | Management | For | For |
1d | Elect Director Gary P. Luquette | Management | For | For |
1e | Elect Director Michael E. McMahon | Management | For | For |
1f | Elect Director D. Keith Mosing | Management | For | For |
1g | Elect Director Kirkland D. Mosing | Management | For | For |
1h | Elect Director S. Brent Mosing | Management | For | For |
1i | Elect Director Alexander Vriesendorp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Management to Repurchase Shares | Management | For | Against |
11 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Sebastien M. Bazin | Management | For | For |
A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
A3 | Elect Director John J. Brennan | Management | For | For |
A4 | Elect Director Francisco D' Souza | Management | For | For |
A5 | Elect Director Marijn E. Dekkers | Management | For | For |
A6 | Elect Director Peter B. Henry | Management | For | For |
A7 | Elect Director Susan J. Hockfield | Management | For | For |
A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
A9 | Elect Director Andrea Jung | Management | For | For |
A10 | Elect Director Robert W. Lane | Management | For | For |
A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
A12 | Elect Director Lowell C. McAdam | Management | For | For |
A13 | Elect Director James J. Mulva | Management | For | For |
A14 | Elect Director James E. Rohr | Management | For | For |
A15 | Elect Director Mary L. Schapiro | Management | For | For |
A16 | Elect Director James S. Tisch | Management | For | For |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2 | Ratify KPMG LLP as Auditors | Management | For | For |
C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
C2 | Require Independent Board Chairman | Shareholder | Against | Against |
C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2016 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Kathryn V. Marinello | Management | For | For |
1f | Elect Director Jane L. Mendillo | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2016 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Vindi Banga as Director | Management | For | For |
4 | Elect Dr Jesse Goodman as Director | Management | For | For |
5 | Re-elect Sir Philip Hampton as Director | Management | For | For |
6 | Re-elect Sir Andrew Witty as Director | Management | For | For |
7 | Re-elect Sir Roy Anderson as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Urs Rohner as Director | Management | For | For |
13 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
HP INC. MEETING DATE: APR 04, 2016 | ||||
TICKER: HPQ SECURITY ID: 40434L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Carl Bass | Management | For | For |
1d | Elect Director Robert R. Bennett | Management | For | For |
1e | Elect Director Charles V. Bergh | Management | For | For |
1f | Elect Director Stacy Brown-Philpot | Management | For | For |
1g | Elect Director Stephanie A. Burns | Management | For | For |
1h | Elect Director Mary Anne Citrino | Management | For | For |
1i | Elect Director Rajiv L. Gupta | Management | For | For |
1j | Elect Director Stacey Mobley | Management | For | For |
1k | Elect Director Subra Suresh | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
1m | Elect Director Margaret C. Whitman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2016 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
1.2 | Elect Director Steven G. Elliott | Management | For | For |
1.3 | Elect Director Michael J. Endres | Management | For | For |
1.4 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.5 | Elect Director Peter J. Kight | Management | For | For |
1.6 | Elect Director Jonathan A. Levy | Management | For | For |
1.7 | Elect Director Eddie R. Munson | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IDACORP, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: IDA SECURITY ID: 451107106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darrel T. Anderson | Management | For | For |
1.2 | Elect Director Thomas Carlile | Management | For | For |
1.3 | Elect Director Richard J. Dahl | Management | For | For |
1.4 | Elect Director Ronald W. Jibson | Management | For | For |
1.5 | Elect Director Judith A. Johansen | Management | For | For |
1.6 | Elect Director Dennis L. Johnson | Management | For | For |
1.7 | Elect Director J. LaMont Keen | Management | For | For |
1.8 | Elect Director Christine King | Management | For | For |
1.9 | Elect Director Richard J. Navarro | Management | For | For |
1.10 | Elect Director Robert A. Tinstman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 03, 2016 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Alison Cooper as Director | Management | For | For |
5 | Re-elect David Haines as Director | Management | For | For |
6 | Re-elect Michael Herlihy as Director | Management | For | For |
7 | Re-elect Matthew Phillips as Director | Management | For | For |
8 | Re-elect Oliver Tant as Director | Management | For | For |
9 | Re-elect Mark Williamson as Director | Management | For | For |
10 | Re-elect Karen Witts as Director | Management | For | For |
11 | Re-elect Malcolm Wyman as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Aneel Bhusri | Management | For | For |
1c | Elect Director Andy D. Bryant | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
JAPAN TOBACCO INC MEETING DATE: MAR 23, 2016 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 64 | Management | For | For |
2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
3.1 | Elect Director Tango, Yasutake | Management | For | For |
3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
3.3 | Elect Director Shingai, Yasushi | Management | For | For |
3.4 | Elect Director Iwai, Mutsuo | Management | For | For |
3.5 | Elect Director Miyazaki, Hideki | Management | For | For |
3.6 | Elect Director Oka, Motoyuki | Management | For | For |
3.7 | Elect Director Koda, Main | Management | For | For |
4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2016 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2016 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
8 | Clawback Amendment | Shareholder | Against | Against |
9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
KAR AUCTION SERVICES, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: KAR SECURITY ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Todd F. Bourell | Management | For | For |
1B | Elect Director Donna R. Ecton | Management | For | For |
1C | Elect Director James P. Hallett | Management | For | For |
1D | Elect Director Mark E. Hill | Management | For | For |
1E | Elect Director J. Mark Howell | Management | For | For |
1F | Elect Director Lynn Jolliffe | Management | For | For |
1G | Elect Director Michael T. Kestner | Management | For | For |
1H | Elect Director John P. Larson | Management | For | For |
1I | Elect Director Stephen E. Smith | Management | For | For |
2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
KINDER MORGAN, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: KMI SECURITY ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Ted A. Gardner | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Gary L. Hultquist | Management | For | For |
1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.7 | Elect Director Deborah A. Macdonald | Management | For | For |
1.8 | Elect Director Michael C. Morgan | Management | For | For |
1.9 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.10 | Elect Director Fayez Sarofim | Management | For | For |
1.11 | Elect Director C. Park Shaper | Management | For | For |
1.12 | Elect Director William A. Smith | Management | For | For |
1.13 | Elect Director Joel V. Staff | Management | For | For |
1.14 | Elect Director Robert F. Vagt | Management | For | For |
1.15 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
5 | Report on Sustainability, Including Human Rights | Shareholder | Against | Abstain |
6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
LIBERTY PROPERTY TRUST MEETING DATE: MAY 12, 2016 | ||||
TICKER: LPT SECURITY ID: 531172104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
1.4 | Elect Director Antonio F. Fernandez | Management | For | For |
1.5 | Elect Director Daniel P. Garton | Management | For | For |
1.6 | Elect Director William P. Hankowsky | Management | For | For |
1.7 | Elect Director M. Leanne Lachman | Management | For | For |
1.8 | Elect Director David L. Lingerfelt | Management | For | For |
1.9 | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
2a | Elect Thomas Aebischer to Management Board | Management | For | For |
2b | Elect Dan Coombs to Management Board | Management | For | For |
2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: DEC 01, 2015 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 12, 2015 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
1.2 | Elect Director Tunc Doluca | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDTRONIC PLC MEETING DATE: DEC 11, 2015 | ||||
TICKER: MDT SECURITY ID: G5960L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
METLIFE, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MICROSOFT CORPORATION MEETING DATE: DEC 02, 2015 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director James K. Lowder | Management | For | For |
1d | Elect Director Thomas H. Lowder | Management | For | For |
1e | Elect Director Monica McGurk | Management | For | For |
1f | Elect Director Claude B. Nielsen | Management | For | For |
1g | Elect Director Philip W. Norwood | Management | For | For |
1h | Elect Director W. Reid Sanders | Management | For | For |
1i | Elect Director William B. Sansom | Management | For | For |
1j | Elect Director Gary Shorb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2016 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 18, 2015 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
7 | Approve Quantifiable Performance Metrics | Shareholder | Against | Against |
8 | Amend Corporate Governance Guidelines | Shareholder | Against | Against |
9 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
PARKWAY PROPERTIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: PKY SECURITY ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Avi Banyasz | Management | For | Withhold |
1.2 | Elect Director Charles T. Cannada | Management | For | For |
1.3 | Elect Director Edward M. Casal | Management | For | Withhold |
1.4 | Elect Director Kelvin L. Davis | Management | For | For |
1.5 | Elect Director Laurie L. Dotter | Management | For | For |
1.6 | Elect Director James R. Heistand | Management | For | For |
1.7 | Elect Director C. William Hosler | Management | For | For |
1.8 | Elect Director Adam S. Metz | Management | For | For |
1.9 | Elect Director Brenda J. Mixson | Management | For | For |
1.10 | Elect Director James A. Thomas | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 14, 2015 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director Helen H. Hobbs | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director Shantanu Narayen | Management | For | For |
1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.9 | Elect Director Ian C. Read | Management | For | For |
1.10 | Elect Director Stephen W. Sanger | Management | For | For |
1.11 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Give Shareholders Final Say on Election of Directors | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Prohibit Tax Gross-ups on Inversions | Shareholder | Against | Against |
PPL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Adkins | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Raja Rajamannar | Management | For | For |
1.5 | Elect Director Craig A. Rogerson | Management | For | For |
1.6 | Elect Director William H. Spence | Management | For | For |
1.7 | Elect Director Natica von Althann | Management | For | For |
1.8 | Elect Director Keith H. Williamson | Management | For | For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: PFG SECURITY ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Dan | Management | For | For |
1.2 | Elect Director C. Daniel Gelatt | Management | For | For |
1.3 | Elect Director Sandra L. Helton | Management | For | For |
1.4 | Elect Director Blair C. Pickerell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2016 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Raymond V. Dittamore | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Paul E. Jacobs | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 05, 2016 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Adrian Bellamy as Director | Management | For | For |
6 | Re-elect Nicandro Durante as Director | Management | For | For |
7 | Re-elect Mary Harris as Director | Management | For | For |
8 | Re-elect Adrian Hennah as Director | Management | For | For |
9 | Re-elect Pam Kirby as Director | Management | For | For |
10 | Re-elect Kenneth Hydon as Director | Management | For | For |
11 | Re-elect Rakesh Kapoor as Director | Management | For | For |
12 | Re-elect Andre Lacroix as Director | Management | For | For |
13 | Re-elect Chris Sinclair as Director | Management | For | For |
14 | Re-elect Judith Sprieser as Director | Management | For | For |
15 | Re-elect Warren Tucker as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 21, 2016 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carolyn H. Byrd | Management | For | For |
1b | Elect Director David J. Cooper, Sr. | Management | For | For |
1c | Elect Director Don DeFosset | Management | For | For |
1d | Elect Director Eric C. Fast | Management | For | For |
1e | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
1f | Elect Director John D. Johns | Management | For | For |
1g | Elect Director Ruth Ann Marshall | Management | For | For |
1h | Elect Director Susan W. Matlock | Management | For | For |
1i | Elect Director John E. Maupin, Jr. | Management | For | For |
1j | Elect Director Charles D. McCrary | Management | For | For |
1k | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan M. Cameron | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | For |
1c | Elect Director Murray S. Kessler | Management | For | For |
1d | Elect Director Lionel L. Nowell, III | Management | For | For |
1e | Elect Director Ricardo Oberlander | Management | For | For |
1f | Elect Director Jerome Abelman | Management | For | For |
1g | Elect Director Robert Lerwill | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
SABMILLER PLC MEETING DATE: JUL 23, 2015 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Dave Beran as Director | Management | For | For |
4 | Elect Jan du Plessis as Director | Management | For | For |
5 | Elect Javier Ferran as Director | Management | For | For |
6 | Elect Trevor Manuel as Director | Management | For | For |
7 | Re-elect Mark Armour as Director | Management | For | For |
8 | Re-elect Geoffrey Bible as Director | Management | For | For |
9 | Re-elect Alan Clark as Director | Management | For | For |
10 | Re-elect Dinyar Devitre as Director | Management | For | For |
11 | Re-elect Guy Elliott as Director | Management | For | For |
12 | Re-elect Lesley Knox as Director | Management | For | For |
13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
14 | Re-elect Carlos Perez Davila as Director | Management | For | For |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Approve Final Dividend | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SANOFI MEETING DATE: MAY 04, 2016 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
4 | Reelect Laurent Attal as Director | Management | For | For |
5 | Reelect Claudie Haignere as Director | Management | For | For |
6 | Reelect Carole Piwnica as Director | Management | For | For |
7 | Elect Thomas Sudhof as Director | Management | For | For |
8 | Elect Diane Souza as Director | Management | For | For |
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2016 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1c | Elect Director Paal Kibsgaard | Management | For | For |
1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
1e | Elect Director Michael E. Marks | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Lubna S. Olayan | Management | For | For |
1h | Elect Director Leo Rafael Reif | Management | For | For |
1i | Elect Director Tore I. Sandvold | Management | For | For |
1j | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Fix Number of Directors at Twelve | Management | For | For |
7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glyn F. Aeppel | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Gary M. Rodkin | Management | For | For |
1g | Elect Director Daniel C. Smith | Management | For | For |
1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 28, 2016 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Neal Black | Management | For | For |
1.2 | Elect Director Clifford Hudson | Management | For | For |
1.3 | Elect Director Federico F. Pena | Management | For | For |
1.4 | Elect Director Susan E. Thronson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
SUNCOR ENERGY INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Michael W. O'Brien | Management | For | For |
1.9 | Elect Director James W. Simpson | Management | For | For |
1.10 | Elect Director Eira M. Thomas | Management | For | For |
1.11 | Elect Director Steven W. Williams | Management | For | For |
1.12 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Report on Climate Change | Shareholder | For | For |
5 | SP 2: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dallas S. Clement | Management | For | For |
1.2 | Elect Director Paul R. Garcia | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Thomas R. Watjen | Management | For | For |
1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: SEP 03, 2015 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
5 | Approve 2015 Equity Compensation Plan | Management | For | For |
6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: NOV 05, 2015 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: APR 18, 2016 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THE CHUBB CORPORATION MEETING DATE: OCT 22, 2015 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Howard G. Buffett | Management | For | For |
1.6 | Elect Director Richard M. Daley | Management | For | For |
1.7 | Elect Director Barry Diller | Management | For | For |
1.8 | Elect Director Helene D. Gayle | Management | For | For |
1.9 | Elect Director Evan G. Greenberg | Management | For | For |
1.10 | Elect Director Alexis M. Herman | Management | For | For |
1.11 | Elect Director Muhtar Kent | Management | For | For |
1.12 | Elect Director Robert A. Kotick | Management | For | For |
1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.14 | Elect Director Sam Nunn | Management | For | For |
1.15 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 12, 2015 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | For |
1.2 | Elect Director Paul J. Fribourg | Management | For | For |
1.3 | Elect Director Mellody Hobson | Management | For | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Gregory D. Brenneman | Management | For | For |
1d | Elect Director J. Frank Brown | Management | For | For |
1e | Elect Director Albert P. Carey | Management | For | For |
1f | Elect Director Armando Codina | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Craig A. Menear | Management | For | For |
1l | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 13, 2015 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Scott D. Cook | Management | For | For |
1e | Elect Director Susan Desmond-Hellmann | Management | For | For |
1f | Elect Director A.G. Lafley | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director David S. Taylor | Management | For | For |
1j | Elect Director Margaret C. Whitman | Management | For | For |
1k | Elect Director Mary Agnes Wilderotter | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
1m | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Todd C. Schermerhorn | Management | For | For |
1l | Elect Director Alan D. Schnitzer | Management | For | For |
1m | Elect Director Donald J. Shepard | Management | For | For |
1n | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
TPG SPECIALTY LENDING, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: TSLX SECURITY ID: 87265K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ross | Management | For | Proportional |
2 | Ratify KPMG LLP as Auditors | Management | For | Proportional |
U.S. BANCORP MEETING DATE: APR 19, 2016 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Warner L. Baxter | Management | For | For |
1c | Elect Director Marc N. Casper | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Kimberly J. Harris | Management | For | For |
1g | Elect Director Roland A. Hernandez | Management | For | For |
1h | Elect Director Doreen Woo Ho | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Karen S. Lynch | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director William R. Johnson | Management | For | For |
1e | Elect Director Candace Kendle | Management | For | For |
1f | Elect Director Ann M. Livermore | Management | For | For |
1g | Elect Director Rudy H.P. Markham | Management | For | For |
1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | For |
1i | Elect Director John T. Stankey | Management | For | For |
1j | Elect Director Carol B. Tome | Management | For | For |
1k | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 25, 2016 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John V. Faraci | Management | For | For |
1b | Elect Director Jean-Pierre Garnier | Management | For | For |
1c | Elect Director Gregory J. Hayes | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director Ellen J. Kullman | Management | For | For |
1f | Elect Director Marshall O. Larsen | Management | For | For |
1g | Elect Director Harold McGraw, III | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Fredric G. Reynolds | Management | For | For |
1j | Elect Director Brian C. Rogers | Management | For | For |
1k | Elect Director H. Patrick Swygert | Management | For | For |
1l | Elect Director Andre Villeneuve | Management | For | For |
1m | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL CORPORATION MEETING DATE: AUG 04, 2015 | ||||
TICKER: UVV SECURITY ID: 913456109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Adams, Jr. | Management | For | For |
1.2 | Elect Director Diana F. Cantor | Management | For | For |
1.3 | Elect Director Robert C. Sledd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
URBAN EDGE PROPERTIES MEETING DATE: MAY 13, 2016 | ||||
TICKER: UE SECURITY ID: 91704F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Grapstein | Management | For | For |
1.2 | Elect Director Amy B. Lane | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
V.F. CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
1.5 | Elect Director Robert J. Hurst | Management | For | For |
1.6 | Elect Director Laura W. Lang | Management | For | For |
1.7 | Elect Director W. Alan McCollough | Management | For | For |
1.8 | Elect Director W. Rodney McMullen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Steven E. Rendle | Management | For | For |
1.11 | Elect Director Matthew J. Shattock | Management | For | For |
1.12 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Melody C. Barnes | Management | For | For |
1B | Elect Director Debra A. Cafaro | Management | For | For |
1C | Elect Director Jay M. Gellert | Management | For | For |
1D | Elect Director Richard I. Gilchrist | Management | For | For |
1E | Elect Director Matthew J. Lustig | Management | For | For |
1F | Elect Director Douglas M. Pasquale | Management | For | For |
1G | Elect Director Robert D. Reed | Management | For | For |
1H | Elect Director Glenn J. Rufrano | Management | For | For |
1I | Elect Director James D. Shelton | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
W. P. CAREY INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: WPC SECURITY ID: 92936U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nathaniel S. Coolidge | Management | For | For |
1b | Elect Director Mark J. DeCesaris | Management | For | For |
1c | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1d | Elect Director Axel K.A. Hansing | Management | For | For |
1e | Elect Director Jean Hoysradt | Management | For | For |
1f | Elect Director Richard C. Marston | Management | For | For |
1g | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1h | Elect Director Charles E. Parente | Management | For | For |
1i | Elect Director Mary M. VanDeWeghe | Management | For | For |
1j | Elect Director Nick J.M. van Ommen | Management | For | For |
1k | Elect Director Karsten von Koller | Management | For | For |
1l | Elect Director Reginald Winssinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2016 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James I. Cash, Jr. | Management | For | For |
1b | Elect Director Pamela J. Craig | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Marissa A. Mayer | Management | For | For |
1f | Elect Director C. Douglas McMillon | Management | For | For |
1g | Elect Director Gregory B. Penner | Management | For | For |
1h | Elect Director Steven S. Reinemund | Management | For | For |
1i | Elect Director Kevin Y. Systrom | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
1l | Elect Director Linda S. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Incentive Compensation Plans | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
WALGREENS BOOTS ALLIANCE, INC. MEETING DATE: JAN 27, 2016 | ||||
TICKER: WBA SECURITY ID: 931427108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director William C. Foote | Management | For | For |
1d | Elect Director Ginger L. Graham | Management | For | For |
1e | Elect Director John A. Lederer | Management | For | For |
1f | Elect Director Dominic P. Murphy | Management | For | For |
1g | Elect Director Stefano Pessina | Management | For | For |
1h | Elect Director Barry Rosenstein | Management | For | For |
1i | Elect Director Leonard D. Schaeffer | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director James A. Skinner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 26, 2016 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Elizabeth A. Duke | Management | For | For |
1f | Elect Director Susan E. Engel | Management | For | For |
1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director Cynthia H. Milligan | Management | For | For |
1j | Elect Director Federico F. Pena | Management | For | For |
1k | Elect Director James H. Quigley | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WEYERHAEUSER COMPANY MEETING DATE: FEB 12, 2016 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
WEYERHAEUSER COMPANY MEETING DATE: MAY 20, 2016 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Bozeman | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Rick R. Holley | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
1.6 | Elect Director John F. Morgan, Sr. | Management | For | For |
1.7 | Elect Director Nicole W. Piasecki | Management | For | For |
1.8 | Elect Director Marc F. Racicot | Management | For | For |
1.9 | Elect Director Lawrence A. Selzer | Management | For | For |
1.10 | Elect Director Doyle R. Simons | Management | For | For |
1.11 | Elect Director D. Michael Steuert | Management | For | For |
1.12 | Elect Director Kim Williams | Management | For | For |
1.13 | Elect Director Charles R. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 10, 2016 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | For |
1.2 | Elect Director Myra J. Biblowit | Management | For | For |
1.3 | Elect Director James E. Buckman | Management | For | For |
1.4 | Elect Director George Herrera | Management | For | For |
1.5 | Elect Director Brian Mulroney | Management | For | For |
1.6 | Elect Director Pauline D.E. Richards | Management | For | For |
1.7 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
XCEL ENERGY INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail K. Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Richard T. O'Brien | Management | For | For |
1e | Elect Director Christopher J. Policinski | Management | For | For |
1f | Elect Director James T. Prokopanko | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY INDEPENDENCE FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
58.COM INC. MEETING DATE: DEC 17, 2015 | ||||
TICKER: WUBA SECURITY ID: 31680Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2016 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Brett J. Hart | Management | For | For |
1.3 | Elect Director Edward J. Rapp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peder K. Jensen | Management | For | For |
1.2 | Elect Director John P. Kelley | Management | For | For |
1.3 | Elect Director Sandra Panem | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTELION LTD. MEETING DATE: MAY 04, 2016 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve CHF 3.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5 | Extend Duration of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
6.1e | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
6.1f | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
6.1g | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.1h | Reelect Jean Malo as Director | Management | For | Did Not Vote |
6.1i | Reelect David Stout as Director | Management | For | Did Not Vote |
6.1j | Reelect Herna Verhagen as Director | Management | For | Did Not Vote |
6.2 | Reelect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
6.3a | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3b | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3c | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
7.1 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | Did Not Vote |
7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 23 Million | Management | For | Did Not Vote |
8 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
9 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 13, 2016 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Robert K. Burgess | Management | For | For |
1d | Elect Director Frank A. Calderoni | Management | For | For |
1e | Elect Director James E. Daley | Management | For | For |
1f | Elect Director Laura B. Desmond | Management | For | Against |
1g | Elect Director Charles M. Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel L. Rosensweig | Management | For | For |
1j | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela J. Craig | Management | For | For |
1.2 | Elect Director Jonathan Miller | Management | For | For |
1.3 | Elect Director Paul Sagan | Management | For | For |
1.4 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director David R. Brennan | Management | For | For |
1.4 | Elect Director M. Michele Burns | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director David L. Hallal | Management | For | For |
1.7 | Elect Director John T. Mollen | Management | For | For |
1.8 | Elect Director R. Douglas Norby | Management | For | For |
1.9 | Elect Director Alvin S. Parven | Management | For | For |
1.10 | Elect Director Andreas Rummelt | Management | For | For |
1.11 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 08, 2015 | ||||
TICKER: BABA SECURITY ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
1.3 | Elect J. Michael Evans as Director | Management | For | For |
1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
1.5 | Elect Wan Ling Martello as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
ALLERGAN PLC MEETING DATE: MAY 05, 2016 | ||||
TICKER: AGN SECURITY ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nesli Basgoz | Management | For | For |
1.2 | Elect Director Paul M. Bisaro | Management | For | For |
1.3 | Elect Director James H. Bloem | Management | For | For |
1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
1.6 | Elect Director Michael R. Gallagher | Management | For | For |
1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
1.8 | Elect Director Peter J. McDonnell | Management | For | For |
1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Director Brenton L. Saunders | Management | For | For |
1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
1.12 | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
5B | Establish Range for Size of Board | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Paul | Management | For | For |
1.2 | Elect Director Amy W. Schulman | Management | For | For |
1.3 | Elect Director Kevin P. Starr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALPHABET INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: GOOGL SECURITY ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | For |
1.10 | Elect Director K. Ram Shriram | Management | For | For |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: AAL SECURITY ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Susan D. Kronick | Management | For | For |
1i | Elect Director Martin H. Nesbitt | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director W. Douglas Parker | Management | For | For |
1l | Elect Director Ray M. Robinson | Management | For | For |
1m | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Robert D. Hormats | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
AMGEN INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Robert A. Eckert | Management | For | For |
1.6 | Elect Director Greg C. Garland | Management | For | For |
1.7 | Elect Director Fred Hassan | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: FOLD SECURITY ID: 03152W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Crowley | Management | For | For |
1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
1.3 | Elect Director Michael G. Raab | Management | For | For |
1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMSURG CORP. MEETING DATE: MAY 26, 2016 | ||||
TICKER: AMSG SECURITY ID: 03232P405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Deal | Management | For | For |
1.2 | Elect Director Steven I. Geringer | Management | For | For |
1.3 | Elect Director Claire M. Gulmi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 10, 2016 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
APPLE INC. MEETING DATE: FEB 26, 2016 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUL 23, 2015 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Harvey J. Berger | Management | For | For |
1b | Elect Director Sarah J. Schlesinger | Management | For | For |
1c | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ARISTA NETWORKS, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: ANET SECURITY ID: 040413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Giancarlo | Management | For | For |
1.2 | Elect Director Ann Mather | Management | For | For |
1.3 | Elect Director Daniel Scheinman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: NOV 10, 2015 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAY 24, 2016 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry D. Brady | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director William H. Easter, III | Management | For | For |
1f | Elect Director Lynn L. Elsenhans | Management | For | For |
1g | Elect Director Anthony G. Fernandes | Management | For | For |
1h | Elect Director Claire W. Gargalli | Management | For | For |
1i | Elect Director Pierre H. Jungels | Management | For | For |
1j | Elect Director James A. Lash | Management | For | For |
1k | Elect Director J. Larry Nichols | Management | For | For |
1l | Elect Director James W. Stewart | Management | For | For |
1m | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION MEETING DATE: SEP 22, 2015 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 27, 2016 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Thomas D. Woods | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PwC as Auditors | Management | For | For |
4 | Clawback of Incentive Payments | Shareholder | Against | Against |
BARRATT DEVELOPMENTS PLC MEETING DATE: NOV 11, 2015 | ||||
TICKER: BDEV SECURITY ID: G08288105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Cash Payment | Management | For | For |
5 | Re-elect John Allan as Director | Management | For | For |
6 | Re-elect David Thomas as Director | Management | For | For |
7 | Re-elect Steven Boyes as Director | Management | For | For |
8 | Re-elect Mark Rolfe as Director | Management | For | For |
9 | Re-elect Richard Akers as Director | Management | For | For |
10 | Re-elect Tessa Bamford as Director | Management | For | For |
11 | Re-elect Nina Bibby as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve EU Political Donations and Expenditure | Management | For | For |
15 | Approve Deferred Bonus Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BELLWAY PLC MEETING DATE: DEC 11, 2015 | ||||
TICKER: BWY SECURITY ID: G09744155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Watson as Director | Management | For | For |
5 | Re-elect Ted Ayres as Director | Management | For | For |
6 | Re-elect Keith Adey as Director | Management | For | For |
7 | Re-elect Mike Toms as Director | Management | For | For |
8 | Re-elect John Cuthbert as Director | Management | For | For |
9 | Re-elect Paul Hampden Smith as Director | Management | For | For |
10 | Re-elect Denise Jagger as Director | Management | For | For |
11 | Reappoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BIOGEN INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director George A. Scangos | Management | For | For |
1j | Elect Director Lynn Schenk | Management | For | For |
1k | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 06, 2016 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
1.5 | Elect Director Alan J. Lewis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director David Pyott | Management | For | For |
1.8 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
BLUEBIRD BIO, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: BLUE SECURITY ID: 09609G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director James Mandell | Management | For | For |
1.3 | Elect Director David Schenkein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 03, 2016 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Peter J. Arduini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
BROADCOM LIMITED MEETING DATE: APR 06, 2016 | ||||
TICKER: AVGO SECURITY ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director Eddy W. Hartenstein | Management | For | For |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
1h | Elect Director Peter J. Marks | Management | For | For |
1i | Elect Director Henry S. Samueli | Management | For | For |
1j | Elect Director Lucien Y. K. Wong | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
4 | Approve Cash Compensation to Directors | Management | For | For |
BURLINGTON STORES, INC. MEETING DATE: JUL 17, 2015 | ||||
TICKER: BURL SECURITY ID: 122017106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
1.2 | Elect Director Frank Cooper, III | Management | For | For |
1.3 | Elect Director William P. McNamara | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BURLINGTON STORES, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: BURL SECURITY ID: 122017106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tricia Patrick | Management | For | For |
1.2 | Elect Director Paul J. Sullivan | Management | For | For |
1.3 | Elect Director John J. Mahoney | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 15, 2016 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.8 | Elect Director Michael A. Friedman | Management | For | For |
1.9 | Elect Director Julia A. Haller | Management | For | For |
1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
1.11 | Elect Director James J. Loughlin | Management | For | For |
1.12 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Call Special Meetings | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
CELLDEX THERAPEUTICS, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Al Baldocchi | Management | For | For |
1.2 | Elect Director Darlene Friedman | Management | For | For |
1.3 | Elect Director John S. Charlesworth | Management | For | For |
1.4 | Elect Director Kimbal Musk | Management | For | For |
1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
1.6 | Elect Director Neil Flanzraich | Management | For | For |
1.7 | Elect Director Patrick J. Flynn | Management | For | For |
1.8 | Elect Director Stephen Gillett | Management | For | For |
1.9 | Elect Director Steve Ells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
CIMAREX ENERGY CO. MEETING DATE: MAY 12, 2016 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa A. Stewart | Management | For | For |
1.2 | Elect Director Hans Helmerich | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director Monroe W. Robertson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: CLVS SECURITY ID: 189464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. Atwood | Management | For | For |
1.2 | Elect Director James C. Blair | Management | For | For |
1.3 | Elect Director Paul H. Klingenstein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COLLEGIUM PHARMACEUTICAL, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: COLL SECURITY ID: 19459J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Fallon | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
1.3 | Elect Director David Hirsch | Management | For | For |
1.4 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director John T. McNabb, II | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Burlingame | Management | For | For |
1.2 | Elect Director James McGeever | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 21, 2016 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 28, 2016 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
2 | Re-elect Kevin P. Clark as Director | Management | For | For |
3 | Re-elect Gary L. Cowger as Director | Management | For | For |
4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
5 | Re-elect Mark P. Frissora as Director | Management | For | For |
6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Francis S. Blake | Management | For | For |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director David G. DeWalt | Management | For | For |
1f | Elect Director Thomas E. Donilon | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director George N. Mattson | Management | For | For |
1k | Elect Director Douglas R. Ralph | Management | For | For |
1l | Elect Director Sergio A.L. Rial | Management | For | For |
1m | Elect Director Kathy N. Waller | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Stock Retention | Shareholder | Against | Against |
DEVON ENERGY CORPORATION MEETING DATE: JUN 08, 2016 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director David A. Hager | Management | For | For |
1.4 | Elect Director Robert H. Henry | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Duane C. Radtke | Management | For | For |
1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
1.9 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
DOLLAR TREE, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.4 | Elect Director Mary Anne Citrino | Management | For | For |
1.5 | Elect Director H. Ray Compton | Management | For | For |
1.6 | Elect Director Conrad M. Hall | Management | For | For |
1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
DYNEGY INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: DYN SECURITY ID: 26817R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Flexon | Management | For | For |
1.2 | Elect Director Pat Wood, III | Management | For | For |
1.3 | Elect Director Hilary E. Ackermann | Management | For | For |
1.4 | Elect Director Paul M. Barbas | Management | For | For |
1.5 | Elect Director Richard Lee Kuersteiner | Management | For | For |
1.6 | Elect Director Jeffrey S. Stein | Management | For | For |
1.7 | Elect Director John R. Sult | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FACEBOOK, INC. MEETING DATE: JUN 20, 2016 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
7B | Increase Authorized Common Stock | Management | For | For |
7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
10 | Report on Sustainability | Shareholder | Against | Abstain |
11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
12 | Establish International Policy Board Committee | Shareholder | Against | Against |
13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIESTA RESTAURANT GROUP, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: FRGI SECURITY ID: 31660B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Taft | Management | For | For |
1.2 | Elect Director Stacey Rauch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
1.3 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
FLEETMATICS GROUP PUBLIC LIMITED COMPANY MEETING DATE: AUG 03, 2015 | ||||
TICKER: FLTX SECURITY ID: G35569105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Kelliher | Management | For | For |
1b | Elect Director James M. Travers | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 04, 2016 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director Rudy F. deLeon | Management | For | For |
1.5 | Elect Director William P. Fricks | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Mark M. Malcolm | Management | For | For |
1.9 | Elect Director James N. Mattis | Management | For | For |
1.10 | Elect Director Phebe N. Novakovic | Management | For | For |
1.11 | Elect Director William A. Osborn | Management | For | For |
1.12 | Elect Director Laura J. Schumacher | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt and Issue General Payout Policy Regarding Share Repurchases | Shareholder | Against | Against |
GENERAL MOTORS COMPANY MEETING DATE: JUN 07, 2016 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Linda R. Gooden | Management | For | For |
1d | Elect Director Joseph Jimenez | Management | For | For |
1e | Elect Director Kathryn V. Marinello | Management | For | For |
1f | Elect Director Jane L. Mendillo | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
GENMAB A/S MEETING DATE: MAR 17, 2016 | ||||
TICKER: GEN SECURITY ID: K3967W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
4c | Reelect Pernille Errenbjerg as Director | Management | For | Did Not Vote |
4d | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
4e | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6c | Approve Remuneration of Directors | Management | For | Did Not Vote |
6d | Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
6e | Amend Articles Re: Summoning to General Meeting | Management | For | Did Not Vote |
6f | Amend Articles Re: Share Issuance Authorizations | Management | For | Did Not Vote |
6g | Approve Issuance of Warrants to Board Members, Employees, and Consultants; Approve Creation of DKK 500,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6h | Approve Issuance of Convertible Debt without Preemptive Rights up to Aggregate Nominal Amount of DKK 3 Billion | Management | For | Did Not Vote |
6i | Amend Articles Re: Signature Rule | Management | For | Did Not Vote |
7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kevin E. Lofton | Management | For | For |
1c | Elect Director John W. Madigan | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HERON THERAPEUTICS, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: HRTX SECURITY ID: 427746102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: HII SECURITY ID: 446413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Fargo | Management | For | For |
1.2 | Elect Director John K. Welch | Management | For | For |
1.3 | Elect Director Stephen R. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYUNDAI DEVELOPMENT CO. - ENGINEERING & CONSTRUCTION MEETING DATE: MAR 25, 2016 | ||||
TICKER: A012630 SECURITY ID: Y38397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Amend Articles of Incorporation (Clarification of Issuable Class Shares) | Management | For | For |
2.2 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Class Share) | Management | For | For |
2.3 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Convertible Class Share) | Management | For | For |
2.4 | Amend Articles of Incorporation (Clarification of Non-voting Preferred Redeemable Class Share) | Management | For | For |
3.1 | Elect Kim Jae-sik as Inside Director | Management | For | Against |
3.2 | Elect Yook Geun-yang as Inside Director | Management | For | Against |
3.3 | Elect Park Soon-seong as Outside Director | Management | For | For |
3.4 | Elect Jeong Hyeong-min as Outside Director | Management | For | For |
4 | Elect Park Soon-seong as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 03, 2016 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Alison Cooper as Director | Management | For | For |
5 | Re-elect David Haines as Director | Management | For | For |
6 | Re-elect Michael Herlihy as Director | Management | For | For |
7 | Re-elect Matthew Phillips as Director | Management | For | For |
8 | Re-elect Oliver Tant as Director | Management | For | For |
9 | Re-elect Mark Williamson as Director | Management | For | For |
10 | Re-elect Karen Witts as Director | Management | For | For |
11 | Re-elect Malcolm Wyman as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
INNOCOLL AG MEETING DATE: AUG 24, 2015 | ||||
TICKER: INNL SECURITY ID: 45780Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2014 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2014 | Management | For | For |
4 | Ratify Grant Thornton as Auditors for Fiscal 2015 | Management | For | For |
5.1 | Elect Shumeet Banerji to the Supervisory Board | Management | For | For |
5.2 | Elect James Culverwell to the Supervisory Board | Management | For | For |
5.3 | Elect David Brennan to the Supervisory Board | Management | For | For |
5.4 | Elect Rolf D. Schmidt to the Supervisory Board | Management | For | For |
5.5 | Elect Jonathan Symonds to the Supervisory Board | Management | For | For |
5.6 | Elect Joe Wiley to the Supervisory Board | Management | For | For |
6 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Amend Articles Re: Entitlement to Dividends of New Shares, Submission of Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
8 | Approve Creation of EUR 665,739 Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve EUR 37,761 Increase in Share Capital for Private Placement | Management | For | For |
INNOCOLL AG MEETING DATE: JAN 30, 2016 | ||||
TICKER: INNL SECURITY ID: 45780Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Innocoll Holdings PLC | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Abstain |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: NOV 24, 2015 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Luca Benatti | Management | For | For |
1.3 | Elect Director Paolo Fundaro | Management | For | For |
1.4 | Elect Director Mark Pruzanski | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Glenn Sblendorio | Management | For | For |
1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.8 | Elect Director Klaus Veitinger | Management | For | For |
1.9 | Elect Director Daniel Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
ITV PLC MEETING DATE: MAY 12, 2016 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Anna Manz as Director | Management | For | For |
6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Roger Faxon as Director | Management | For | For |
9 | Re-elect Ian Griffiths as Director | Management | For | For |
10 | Re-elect Mary Harris as Director | Management | For | For |
11 | Re-elect Andy Haste as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
21 | Approve Share Incentive Plan | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 30, 2015 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Gray | Management | For | For |
1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
1c | Elect Director Elmar Schnee | Management | For | For |
1d | Elect Director Catherine A. Sohn | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JD SPORTS FASHION PLC MEETING DATE: JUN 17, 2016 | ||||
TICKER: JD. SECURITY ID: G5074C114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peter Cowgill as Director | Management | For | For |
5 | Re-elect Brian Small as Director | Management | For | For |
6 | Re-elect Andrew Leslie as Director | Management | For | For |
7 | Re-elect Martin Davies as Director | Management | For | For |
8 | Re-elect Heather Jackson as Director | Management | For | For |
9 | Elect Andrew Rubin as Director | Management | For | For |
10 | Reappoint KPMG LLP as Auditors | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
JUST DIAL LIMITED MEETING DATE: SEP 30, 2015 | ||||
TICKER: 535648 SECURITY ID: Y4S789102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend Payment | Management | For | For |
3 | Reelect V. Krishnan as Director | Management | For | Against |
4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Adopt New Articles of Association | Management | For | For |
6 | Approve Increase in Investment Limits | Management | For | For |
JUST DIAL LIMITED MEETING DATE: NOV 14, 2015 | ||||
TICKER: 535648 SECURITY ID: Y4S789102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Repurchase Program | Management | For | For |
KING DIGITAL ENTERTAINMENT PLC MEETING DATE: SEP 28, 2015 | ||||
TICKER: KING SECURITY ID: G5258J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Elect Director Riccardo Zacconi | Management | For | For |
4 | Elect Director Robert S Cohn | Management | For | For |
5 | Amend Memorandum of Association | Management | For | For |
6 | Adopt New Articles of Association | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
10 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
11 | Authorize Directed Share Repurchase Program | Management | For | Against |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2016 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
2a | Elect Thomas Aebischer to Management Board | Management | For | For |
2b | Elect Dan Coombs to Management Board | Management | For | For |
2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 28, 2016 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 22, 2016 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
1.3 | Elect Director David T. Hung | Management | For | For |
1.4 | Elect Director Michael L. King | Management | For | For |
1.5 | Elect Director C. Patrick Machado | Management | For | For |
1.6 | Elect Director Dawn Svoronos | Management | For | For |
1.7 | Elect Director W. Anthony Vernon | Management | For | For |
1.8 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
MEDY-TOX INC. MEETING DATE: MAR 17, 2016 | ||||
TICKER: A086900 SECURITY ID: Y59079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3.1 | Elect Yang Gi-hyeok as Inside Director | Management | For | Against |
3.2 | Elect Kim Hong-jik as Outside Director | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
MICHAEL KORS HOLDINGS LIMITED MEETING DATE: JUL 30, 2015 | ||||
TICKER: KORS SECURITY ID: G60754101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. William Benedetto | Management | For | For |
1b | Elect Director Stephen F. Reitman | Management | For | For |
1c | Elect Director Jean Tomlin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MONSTER BEVERAGE CORPORATION MEETING DATE: AUG 07, 2015 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 14, 2016 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 17, 2016 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erskine B. Bowles | Management | For | For |
1b | Elect Director Alistair Darling | Management | For | For |
1c | Elect Director Thomas H. Glocer | Management | For | For |
1d | Elect Director James P. Gorman | Management | For | For |
1e | Elect Director Robert H. Herz | Management | For | For |
1f | Elect Director Nobuyuki Hirano | Management | For | For |
1g | Elect Director Klaus Kleinfeld | Management | For | For |
1h | Elect Director Jami Miscik | Management | For | For |
1i | Elect Director Donald T. Nicolaisen | Management | For | For |
1j | Elect Director Hutham S. Olayan | Management | For | For |
1k | Elect Director James W. Owens | Management | For | For |
1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
NANTKWEST, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: NK SECURITY ID: 63016Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Soon-Shiong | Management | For | Withhold |
1.2 | Elect Director Barry J. Simon | Management | For | For |
1.3 | Elect Director Steve Gorlin | Management | For | For |
1.4 | Elect Director Michael Blaszyk | Management | For | For |
1.5 | Elect Director Richard Kusserow | Management | For | For |
1.6 | Elect Director John T. Potts, Jr. | Management | For | For |
1.7 | Elect Director John C. Thomas, Jr. | Management | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
NASPERS LTD MEETING DATE: AUG 28, 2015 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
4.2 | Elect Mark Sorour as Director | Management | For | Against |
4.3 | Elect Koos Bekker as Director | Management | For | Against |
5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
5.2 | Re-elect Don Eriksson as Director | Management | For | For |
5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
12 | Authorise Ratification of Approved Resolutions | Management | For | For |
1.1 | Approve Fees of the Board Chairman | Management | For | For |
1.2 | Approve Fees of the Board Member | Management | For | For |
1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
NEOVASC INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: NVC SECURITY ID: 64065J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Paul Geyer | Management | For | For |
2.2 | Elect Director Alexei Marko | Management | For | For |
2.3 | Elect Director Doug Janzen | Management | For | For |
2.4 | Elect Director Steven Rubin | Management | For | For |
2.5 | Elect Director Jane Hsiao | Management | For | For |
2.6 | Elect Director William O'Neill | Management | For | For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NEVRO CORP. MEETING DATE: MAY 18, 2016 | ||||
TICKER: NVRO SECURITY ID: 64157F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali Behbahani | Management | For | For |
1.2 | Elect Director Rami Elghandour | Management | For | For |
1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NIMBLE STORAGE, INC. MEETING DATE: JUL 16, 2015 | ||||
TICKER: NMBL SECURITY ID: 65440R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Goetz | Management | For | For |
1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
1.3 | Elect Director Ping Li | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NORWEGIAN AIR SHUTTLE ASA MEETING DATE: MAY 10, 2016 | ||||
TICKER: NAS SECURITY ID: R63179106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Receive Management's Report | Management | None | None |
6 | Discuss Company's Corporate Governance Statement | Management | None | None |
7 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Reelect Bjorn Kise as Director (Chairman) | Management | For | Did Not Vote |
10 | Elect Members of Election Committee | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 300,000 for the Deputy Chairman, NOK 275,000 for Other Members, and NOK 50,000 for Employee Representatives | Management | For | Did Not Vote |
12 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
14 | Approve Creation of NOK 351,621 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
15 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
16 | Amend Articles Re: Shares Owned and Controlled by Shareholders who are EEA Nationals | Management | For | Did Not Vote |
17 | Amend Articles Re: Redemption of Shares | Management | For | Did Not Vote |
NOVAVAX, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: NVAX SECURITY ID: 670002104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
1.3 | Elect Director James F. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: JUL 02, 2015 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: JUN 02, 2016 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3l | Reelect Rick Tsai as Director | Management | For | For |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: OCUL SECURITY ID: 67576A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jaswinder Chadna | Management | For | For |
1.2 | Elect Director Richard L. Lindstrom | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: OMF SECURITY ID: 68268W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Ronald M. Lott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ORBITAL ATK, INC. MEETING DATE: AUG 05, 2015 | ||||
TICKER: OA SECURITY ID: 68557N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin P. Chilton | Management | For | For |
1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
1.3 | Elect Director Mark W. DeYoung | Management | For | For |
1.4 | Elect Director Martin C. Faga | Management | For | For |
1.5 | Elect Director Lennard A. Fisk | Management | For | For |
1.6 | Elect Director Ronald R. Fogleman | Management | For | For |
1.7 | Elect Director Robert M. Hanisee | Management | For | For |
1.8 | Elect Director Ronald T. Kadish | Management | For | For |
1.9 | Elect Director Tig H. Krekel | Management | For | For |
1.10 | Elect Director Douglas L. Maine | Management | For | For |
1.11 | Elect Director Roman Martinez, IV | Management | For | For |
1.12 | Elect Director Janice I. Obuchowski | Management | For | For |
1.13 | Elect Director James G. Roche | Management | For | For |
1.14 | Elect Director Harrison H. Schmitt | Management | For | For |
1.15 | Elect Director David W. Thompson | Management | For | For |
1.16 | Elect Director Scott L. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Hastings | Management | For | For |
1.2 | Elect Director John Longenecker | Management | For | For |
1.3 | Elect Director Andreas Wicki | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PANDORA A/S MEETING DATE: MAR 16, 2016 | ||||
TICKER: PNDORA SECURITY ID: K7681L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2015 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2015 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 13 Per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
6.1 | Approve DKK 5.2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
6.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6.3 | Amend Articles Re: Change from Bearer Shares to Registered Shares | Management | For | Did Not Vote |
6.4 | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
6.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
7.1 | Reelect Peder Tuborgh (Chairman) as Director | Management | For | Did Not Vote |
7.2 | Reelect Christian Frigast (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
7.3 | Reelect Allan Leighton (Co-Vice Chairman) as Director | Management | For | Did Not Vote |
7.4 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
7.5 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
7.6 | Reelect Anders Boyer-Sogaard as Director | Management | For | Did Not Vote |
7.7 | Reelect Bjorn Gulden as Director | Management | For | Did Not Vote |
7.8 | Reelect Per Bank as Director | Management | For | Did Not Vote |
7.9 | Reelect Michael Hauge Sorensen as Director | Management | For | Did Not Vote |
7.10 | Elect Birgitta Stymne Goransson as New Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
9 | Other Business | Management | None | None |
PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher L. Coleman | Management | For | For |
1b | Elect Director Olivia F. Kirtley | Management | For | For |
1c | Elect Director Laurette T. Koellner | Management | For | For |
1d | Elect Director Sonya E. Medina | Management | For | For |
1e | Elect Director W. Kent Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAYPAL HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: PYPL SECURITY ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wences Casares | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Gail J. McGovern | Management | For | For |
1f | Elect Director David M. Moffett | Management | For | For |
1g | Elect Director Pierre M. Omidyar | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard W. Dreiling | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Folliard | Management | For | For |
1.6 | Elect Director Cheryl W. Grise | Management | For | For |
1.7 | Elect Director Andre J. Hawaux | Management | For | For |
1.8 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.9 | Elect Director Patrick J. O'Leary | Management | For | For |
1.10 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JAN 06, 2016 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
QORVO, INC. MEETING DATE: AUG 10, 2015 | ||||
TICKER: QRVO SECURITY ID: 74736K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director Charles Scott Gibson | Management | For | For |
1.6 | Elect Director John R. Harding | Management | For | For |
1.7 | Elect Director David H.Y. Ho | Management | For | For |
1.8 | Elect Director Roderick D. Nelson | Management | For | For |
1.9 | Elect Director Walden C. Rhines | Management | For | For |
1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RELYPSA, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: RLYP SECURITY ID: 759531106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Butler | Management | For | For |
1.2 | Elect Director Paul J. Hastings | Management | For | For |
1.3 | Elect Director Thomas J. Schuetz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Marc H. Morial | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
S&P GLOBAL INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Rebecca Jacoby | Management | For | For |
1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.6 | Elect Director Douglas L. Peterson | Management | For | For |
1.7 | Elect Director Michael Rake | Management | For | For |
1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 28, 2016 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Re-elect Dominic Blakemore as Director | Management | For | For |
4 | Elect Olivier Bohuon as Director | Management | For | For |
5 | Re-elect William Burns as Director | Management | For | For |
6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
8 | Re-elect Susan Kilsby as Director | Management | For | For |
9 | Elect Sara Mathew as Director | Management | For | For |
10 | Re-elect Anne Minto as Director | Management | For | For |
11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
12 | Elect Jeffrey Poulton as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Increase in Authorised Share Capital and Amend Memorandum of Association | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Week's Notice | Management | For | For |
SHIRE PLC MEETING DATE: MAY 27, 2016 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Cash and Share Offer for Baxalta | Management | For | Against |
2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Aldrich | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Timothy R. Furey | Management | For | For |
1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.5 | Elect Director Christine King | Management | For | For |
1.6 | Elect Director David P. McGlade | Management | For | For |
1.7 | Elect Director David J. McLachlan | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
SM ENERGY COMPANY MEETING DATE: MAY 24, 2016 | ||||
TICKER: SM SECURITY ID: 78454L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry W. Bickle | Management | For | For |
1.2 | Elect Director Stephen R. Brand | Management | For | For |
1.3 | Elect Director Loren M. Leiker | Management | For | For |
1.4 | Elect Director Javan D. Ottoson | Management | For | For |
1.5 | Elect Director Ramiro G. Peru | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director Rose M. Robeson | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2016 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
SUPERNUS PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: SUPN SECURITY ID: 868459108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack A. Khattar | Management | For | For |
1.2 | Elect Director M. James Barrett | Management | For | For |
1.3 | Elect Director William A. Nuerge | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
TAYLOR MORRISON HOME CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: TMHC SECURITY ID: 87724P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelvin Davis | Management | For | For |
1.2 | Elect Director James Henry | Management | For | For |
1.3 | Elect Director Anne L. Mariucci | Management | For | For |
1.4 | Elect Director Rajath Shourie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 18, 2016 | ||||
TICKER: 700 SECURITY ID: G87572163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
3b | Elect Ian Charles Stone as Director | Management | For | For |
3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESARO, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Gregory D. Brenneman | Management | For | For |
1d | Elect Director J. Frank Brown | Management | For | For |
1e | Elect Director Albert P. Carey | Management | For | For |
1f | Elect Director Armando Codina | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Craig A. Menear | Management | For | For |
1l | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
THE PRICELINE GROUP INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jan L. Docter | Management | For | For |
1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Director James M. Guyette | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 07, 2016 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director David T. Ching | Management | For | For |
1.5 | Elect Director Ernie Herrman | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
TRANSDIGM GROUP INCORPORATED MEETING DATE: MAR 02, 2016 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Dries | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
1.3 | Elect Director Michael Graff | Management | For | For |
1.4 | Elect Director W. Nicholas Howley | Management | For | For |
1.5 | Elect Director Raymond Laubenthal | Management | For | For |
1.6 | Elect Director Robert Small | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
1.4 | Elect Director Walter Isaacson | Management | For | For |
1.5 | Elect Director James A. C. Kennedy | Management | For | For |
1.6 | Elect Director Robert A. Milton | Management | For | For |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director William R. Nuti | Management | For | For |
1.9 | Elect Director Edward L. Shapiro | Management | For | For |
1.10 | Elect Director Laurence E. Simmons | Management | For | For |
1.11 | Elect Director David J. Vitale | Management | For | For |
1.12 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 21, 2016 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher Causey | Management | For | For |
1b | Elect Director Richard Giltner | Management | For | For |
1c | Elect Director Judy Olian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William A. Ackman | Management | For | For |
1b | Elect Director Fredric N. Eshelman | Management | For | For |
1c | Elect Director Stephen Fraidin | Management | For | For |
1d | Elect Director D. Robert Hale | Management | For | For |
1e | Elect Director Robert A. Ingram | Management | For | For |
1f | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
1g | Elect Director Joseph C. Papa | Management | For | For |
1h | Elect Director Robert N. Power | Management | For | For |
1i | Elect Director Russel C. Robertson | Management | For | For |
1j | Elect Director Thomas W. Ross, Sr. | Management | For | For |
1k | Elect Director Amy B. Wechsler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 15, 2016 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Terrence C. Kearney | Management | For | For |
1.3 | Elect Director Yuchun Lee | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
VISA INC. MEETING DATE: FEB 03, 2016 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Robert W. Matschullat | Management | For | For |
1f | Elect Director Cathy E. Minehan | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director David J. Pang | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
VISTA OUTDOOR INC. MEETING DATE: AUG 11, 2015 | ||||
TICKER: VSTO SECURITY ID: 928377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Callahan | Management | For | For |
1.2 | Elect Director Gary McArthur | Management | For | For |
1.3 | Elect Director Robert Tarola | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VTV THERAPEUTICS INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: VTVT SECURITY ID: 918385105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.2 | Elect Director Steven M. Cohen | Management | For | For |
1.3 | Elect Director John A. Fry | Management | For | For |
1.4 | Elect Director Paul M. Meister | Management | For | For |
1.5 | Elect Director Craig C. Parker | Management | For | For |
1.6 | Elect Director Paul G. Savas | Management | For | For |
1.7 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WH GROUP LTD. MEETING DATE: MAY 23, 2016 | ||||
TICKER: 288 SECURITY ID: G96007102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Guo Lijun as Director | Management | For | Against |
2b | Elect Zhang Taixi as Director | Management | For | Against |
2c | Elect Lee Conway Kong Wai as Director | Management | For | For |
2d | Elect Sullivan Kenneth Marc as Director | Management | For | Against |
2e | Elect You Mu as Director | Management | For | Against |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2016.
WITNESS my hand on this 1st day of June 2016.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer