UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-02333
New Perspective Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: September 30
Date of reporting period: July 1, 2013 - June 30, 2014
Michael W. Stockton
New Perspective Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : New Perspective Fund Reporting Period : July 01, 2013 - June 30, 2014 | |||||||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 01/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Payment of Dividends from Legal Reserves | Mgmt | For | For | For | ||
2 | Appoint Independent Proxy | Mgmt | For | For | For | ||
3 | Vote with the position of the board of directors if a new or amended agenda item is put before the meeting | ShrHoldr | For | For | For | ||
ACE Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACE | CUSIP H0023R105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation Of Disposable Profit | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Elect John A. Edwardson | Mgmt | For | For | For | ||
5 | Elect Kimberly Ross | Mgmt | For | For | For | ||
6 | Elect Robert W. Scully | Mgmt | For | For | For | ||
7 | Elect David H. Sidwell | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | ||
11 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
12 | Elect Michael P. Connors | Mgmt | For | For | For | ||
13 | Elect Peter Menikoff | Mgmt | For | For | For | ||
14 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
15 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | ||
16 | Elect Theodore Shasta | Mgmt | For | For | For | ||
17 | Elect Olivier Steimer | Mgmt | For | For | For | ||
18 | Election of Evan G. Greenberg as the Chairman of the Board | Mgmt | For | For | For | ||
19 | Elect Michael Connors | Mgmt | For | For | For | ||
20 | Elect Mary A. Cirillo | Mgmt | For | For | For | ||
21 | Elect John A. Edwardson | Mgmt | For | For | For | ||
22 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
23 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | ||
24 | Election of Statutory Auditor | Mgmt | For | For | For | ||
25 | Ratification of Auditor | Mgmt | For | For | For | ||
26 | Election of Special Auditor | Mgmt | For | For | For | ||
27 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||
28 | Approval of a Dividend Distribution Through Par Value Reduction | Mgmt | For | For | For | ||
29 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
30 | Transaction of other business | Mgmt | For | For | For | ||
Adecco SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADEN | CINS H00392318 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report | Mgmt | For | For | For | ||
4 | Allocation of Profits | Mgmt | For | For | For | ||
5 | Dividends from Reserves | Mgmt | For | For | For | ||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
7 | Amendments to Articles (Compensation Provisions) | Mgmt | For | For | For | ||
8 | Amendments to Articles (General Changes) | Mgmt | For | For | For | ||
9 | Elect Rolf Dorig as Board Chairman | Mgmt | For | For | For | ||
10 | Elect Dominique-Jean Chertier | Mgmt | For | For | For | ||
11 | Elect Alexander Gut | Mgmt | For | For | For | ||
12 | Elect Andreas Jacobs | Mgmt | For | For | For | ||
13 | Elect Didier Lamouche | Mgmt | For | For | For | ||
14 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
15 | Elect David N. Prince | Mgmt | For | For | For | ||
16 | Elect Wanda Rapaczynski | Mgmt | For | For | For | ||
17 | Elect Andreas Jacobs as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
18 | Elect Thomas O'Neill as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
19 | Elect Wanda Rapaczynski as Nomination and Compensation Committee Member | Mgmt | For | For | For | ||
20 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | For | For | ||
22 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Management recommends a FOR vote on this proposal: Vote in accordance with the Board of Directors proposals regarding additional or amended motions | ShrHoldr | For | N/A | N/A | ||
25 | To disapprove of any additional or amended motions | ShrHoldr | For | N/A | N/A | ||
26 | Not to represent my vote(s) | ShrHoldr | For | For | For | ||
Adidas AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADS | CINS D0066B185 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Elect Stefan Jentzsch | Mgmt | For | For | For | ||
11 | Elect Herbert Kauffmann | Mgmt | For | For | For | ||
12 | Elect Igor Landau | Mgmt | For | For | For | ||
13 | Elect Willi Schwerdtle | Mgmt | For | For | For | ||
14 | Elect Katja Kraus | Mgmt | For | For | For | ||
15 | Elect Kathrin Menges | Mgmt | For | For | For | ||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
20 | Appointment of Auditor | Mgmt | For | For | For | ||
21 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | ||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | ||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Abstain | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
Air Liquide | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AI | CINS F5493P135 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
8 | Elect Benoit Potier | Mgmt | For | For | For | ||
9 | Elect Paul D. Skinner | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Sin Leng Low | Mgmt | For | For | For | ||
12 | Elect Annette Winkler | Mgmt | For | For | For | ||
13 | Severance Agreement and Supplementary Retirement Benefits (Benoit Potier) | Mgmt | For | For | For | ||
14 | Severance Agreement and Supplementary Retirement Benefits (Pierre Dufour) | Mgmt | For | For | For | ||
15 | Remuneration of Benoit Potier, Chairman and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Pierre Dufour, Deputy CEO | Mgmt | For | For | For | ||
17 | Directors' Fees | Mgmt | For | For | For | ||
18 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
20 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | ||
21 | Amendment to Article Regarding Appointment of Lead Independent Director | Mgmt | For | For | For | ||
22 | Amendment to Article Regarding Loyalty Dividends | Mgmt | For | For | For | ||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Air Liquide | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AI | CINS F0R83B191 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
8 | Elect Benoit Potier | Mgmt | For | For | For | ||
9 | Elect Paul D. Skinner | Mgmt | For | For | For | ||
10 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
11 | Elect Sin Leng Low | Mgmt | For | For | For | ||
12 | Elect Annette Winkler | Mgmt | For | For | For | ||
13 | Severance Agreement and Supplementary Retirement Benefits (Benoit Potier) | Mgmt | For | For | For | ||
14 | Severance Agreement and Supplementary Retirement Benefits (Pierre Dufour) | Mgmt | For | For | For | ||
15 | Remuneration of Benoit Potier, Chairman and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Pierre Dufour, Deputy CEO | Mgmt | For | For | For | ||
17 | Directors' Fees | Mgmt | For | For | For | ||
18 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
20 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | ||
21 | Amendment to Article Regarding Appointment of Lead Independent Director | Mgmt | For | For | For | ||
22 | Amendment to Article Regarding Loyalty Dividends | Mgmt | For | For | For | ||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Airbus Group NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Compensation Policy Amendments | Mgmt | For | For | For | ||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Akzo Nobel N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AKZA | CINS N01803100 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Elect Byron E. Grote | Mgmt | For | For | For | ||
10 | Elect Antony Burgmans | Mgmt | For | For | For | ||
11 | Elect Louis R. Hughes | Mgmt | For | For | For | ||
12 | Supervisory Board Fees | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Suppression of Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Alcatel-Lucent | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits | Mgmt | For | For | For | ||
8 | Elect Veronique Morali | Mgmt | For | For | For | ||
9 | Elect Francesco Caio | Mgmt | For | For | For | ||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | ||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | ||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | ||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | ||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||
20 | Greenshoe | Mgmt | For | For | For | ||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Alimentation Couche-Tard Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATD | CUSIP 01626P403 | 09/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alain Bouchard | Mgmt | For | For | For | ||
1.2 | Elect Nathalie Bourque | Mgmt | For | For | For | ||
1.3 | Elect Jacques D'Amours | Mgmt | For | For | For | ||
1.4 | Elect Roger Desrosiers | Mgmt | For | For | For | ||
1.5 | Elect Jean-Andre Elie | Mgmt | For | For | For | ||
1.6 | Elect Richard Fortin | Mgmt | For | For | For | ||
1.7 | Elect Melanie Kau | Mgmt | For | For | For | ||
1.8 | Elect Real Plourde | Mgmt | For | For | For | ||
1.9 | Elect Daniel Rabinowicz | Mgmt | For | For | For | ||
1.10 | Elect Jean Turmel | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Individual Director Elections | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Governance of Pension Plans | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Report on Unionization | ShrHoldr | Against | Against | For | ||
Allianz SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALV | CINS D03080112 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Elect Jim Hagemann Snabe | Mgmt | For | For | For | ||
11 | Increase in Authorized Capital I | Mgmt | For | Against | Against | ||
12 | Increase in Authorized Capital II for Issuance of Shares to Employees | Mgmt | For | For | For | ||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
14 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares Using Derivatives | Mgmt | For | For | For | ||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | For | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Alain Monie | Mgmt | For | For | For | ||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
America Movil SAB de CV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMX | CUSIP 02364W105 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Election of Series L Directors | Mgmt | For | Abstain | Against | ||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
American Airlines Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James F. Albaugh | Mgmt | For | For | For | ||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Michael J. Embler | Mgmt | For | For | For | ||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
6 | Elect Alberto Ibargüen | Mgmt | For | For | For | ||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | ||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | ||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
4 | Elect Peter Chernin | Mgmt | For | For | For | ||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
7 | Elect Richard C. Levin | Mgmt | For | For | For | ||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | ||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
3 | Elect David P. Falck | Mgmt | For | For | For | ||
4 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
5 | Elect Andrew E. Lietz | Mgmt | For | For | For | ||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
7 | Elect John R. Lord | Mgmt | For | For | For | ||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | 2014 Executive Incentive Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2009 Stock Purchase and Option Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Analog Devices, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADI | CUSIP 032654105 | 03/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ray Stata | Mgmt | For | For | For | ||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | ||
3 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
4 | Elect James A. Champy | Mgmt | For | For | For | ||
5 | Elect John C. Hodgson | Mgmt | For | For | For | ||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | ||
7 | Elect Neil S. Novich | Mgmt | For | For | For | ||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | ||
9 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | ||
10 | Elect Lisa T. Su | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Anheuser-Busch Inbev SA/NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | CINS B6399C107 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendment to the Subscription Rights Granted to Directors and Executives | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Increase in Authorized Capital | Mgmt | For | For | For | ||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
8 | Amendments to Articles 10 | Mgmt | For | For | For | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Ratification of Board Acts | Mgmt | For | For | For | ||
16 | Ratification of Auditor Acts | Mgmt | For | For | For | ||
17 | Elect Kees J. Storm | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Elect Mark Winkelman | Mgmt | For | For | For | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Elect Alexandre van Damme | Mgmt | For | For | For | ||
23 | Elect Gregoire de Spoelberch | Mgmt | For | For | For | ||
24 | Elect Carlos A. de Veiga Sicupira | Mgmt | For | For | For | ||
25 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
26 | Elect Paulo Alberto Lemann | Mgmt | For | For | For | ||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
28 | Elect Alexandre Behring | Mgmt | For | For | For | ||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
30 | Elect Elio Leoni Sceti | Mgmt | For | For | For | ||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
32 | Elect Maria Asuncion Aramburuzabala Larregui | Mgmt | For | For | For | ||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
34 | Elect Valentin Diez Morodo | Mgmt | For | For | For | ||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
37 | Remuneration Report | Mgmt | For | For | For | ||
38 | Stock Options for Directors | Mgmt | For | Against | Against | ||
39 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
40 | Coordinate Articles of Association | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Technical Amendment to Articles | Mgmt | For | For | For | ||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | ||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHoldr | N/A | Against | N/A | ||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Arcos Dorados Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARCO | CUSIP G0457F107 | 04/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3.1 | Elect Sergio Alonso | Mgmt | For | For | For | ||
3.2 | Elect Michael Chu | Mgmt | For | For | For | ||
3.3 | Elect Jose Alberto Velez Cadavid | Mgmt | For | For | For | ||
3.4 | Elect Jose Fernandez | Mgmt | For | For | For | ||
ARM Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARM | CINS G0483X122 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
5 | Elect Stuart Chambers | Mgmt | For | For | For | ||
6 | Elect Simon Segars | Mgmt | For | For | For | ||
7 | Elect Andy Green | Mgmt | For | For | For | ||
8 | Elect Larry Hirst | Mgmt | For | For | For | ||
9 | Elect Mike Muller | Mgmt | For | For | For | ||
10 | Elect Kathleen O'Donovan | Mgmt | For | For | For | ||
11 | Elect Janice Roberts | Mgmt | For | For | For | ||
12 | Elect Tim Score | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Increase in Directors' Fee Cap | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Asahi Group Holdings, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2502 | CINS J02100113 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Naoki Izumiya | Mgmt | For | For | For | ||
4 | Elect Katsuyuki Kawatsura | Mgmt | For | For | For | ||
5 | Elect Shiroh Ikeda | Mgmt | For | For | For | ||
6 | Elect Katsutoshi Takahashi | Mgmt | For | For | For | ||
7 | Elect Yoshihide Okuda | Mgmt | For | For | For | ||
8 | Elect Akiyoshi Kohji | Mgmt | For | For | For | ||
9 | Elect Mariko Bandoh | Mgmt | For | For | For | ||
10 | Elect Naoki Tanaka | Mgmt | For | For | For | ||
11 | Elect Ichiroh Itoh | Mgmt | For | For | For | ||
12 | Elect Katsutoshi Saitoh as Statutory Auditor | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Management Acts | Mgmt | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
6 | Performance Share Plan Grant | Mgmt | For | For | For | ||
7 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
8 | Elect Fritz W. Frohlich | Mgmt | For | For | For | ||
9 | Elect J.M.C. Stork | Mgmt | For | For | For | ||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
18 | Authority to Cancel Shares | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Management Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
10 | Performance Share Plan Grant | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect Fritz W. Frohlich | Mgmt | For | For | For | ||
14 | Elect J.M.C. Stork | Mgmt | For | For | For | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Supervisory Board Fees | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
24 | Authority to Cancel Shares | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Asos plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASC | CINS G0536Q108 | 12/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Ian Dyson | Mgmt | For | For | For | ||
4 | Elect Nick Robertson | Mgmt | For | For | For | ||
5 | Elect Karen Jones | Mgmt | For | For | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Assa Abloy AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASSA-B | CINS W0817X105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Accounts and Reports | Mgmt | For | For | For | ||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
16 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
17 | Board Size | Mgmt | For | For | For | ||
18 | Directors' and Auditors' Fees | Mgmt | For | For | For | ||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | ||
20 | Nomination Committee | Mgmt | For | For | For | ||
21 | Remuneration Guidelines | Mgmt | For | For | For | ||
22 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | For | For | ||
23 | Long-Term Incentive Plan 2014 | Mgmt | For | For | For | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Associated British Foods plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABF | CINS G05600138 | 12/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Emma Adamo | Mgmt | For | For | For | ||
5 | Elect John G. Bason | Mgmt | For | For | For | ||
6 | Elect Timothy Clarke | Mgmt | For | For | For | ||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | ||
8 | Elect Javier Ferran | Mgmt | For | For | For | ||
9 | Elect Charles Sinclair | Mgmt | For | For | For | ||
10 | Elect Peter A. Smith | Mgmt | For | For | For | ||
11 | Elect George G. Weston | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Leif Johansson | Mgmt | For | For | For | ||
6 | Elect Pascal Soriot | Mgmt | For | For | For | ||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | ||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | ||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||
10 | Elect Ann Cairns | Mgmt | For | For | For | ||
11 | Elect Graham Chipchase | Mgmt | For | For | For | ||
12 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | ||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||
16 | Elect John S. Varley | Mgmt | For | For | For | ||
17 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
25 | Performance Share Plan | Mgmt | For | For | For | ||
Atlas Copco AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATCO-A | CINS W10020134 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Accounts and Reports | Mgmt | For | For | For | ||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Dividend Record Date | Mgmt | For | For | For | ||
15 | Board Size and Number of Auditors | Mgmt | For | For | For | ||
16 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For | ||
17 | Directors' and Auditor's Fees | Mgmt | For | For | For | ||
18 | Remuneration Guidelines | Mgmt | For | For | For | ||
19 | Performance Option Plan 2014 | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares Pursuant to 2014 Performance Option Plan | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | ||
22 | Authority to Transfer Treasury Shares Pursuant to 2014 Performance Option Plan | Mgmt | For | For | For | ||
23 | Authority to Issue Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | ||
24 | Authority to Issue Treasury Shares Pursuant to 2009 2010 and 2011 Stock Option Plans | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | ||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
7 | Elect Justine Lien | Mgmt | For | For | For | ||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||
9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Executive Cash and Equity Incentive Award Plan | Mgmt | For | Against | Against | ||
16 | Approve CEO Severance Benefit Agreement | Mgmt | For | For | For | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | ||
1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
1.6 | Elect Sara Mathew | Mgmt | For | For | For | ||
1.7 | Elect Sheri McCoy | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
AXA S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CS | CINS F06106102 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Remuneration of Henri de Castries, CEO | Mgmt | For | For | For | ||
8 | Remuneration of Denis Duverne, Deputy CEO | Mgmt | For | For | For | ||
9 | Related Party Transactions | Mgmt | For | For | For | ||
10 | Severance Agreement and Retirement Benefits of Henri de Castries, CEO | Mgmt | For | For | For | ||
11 | Severance Agreement and Retirement Benefits of Denis Duverne, Deputy CEO | Mgmt | For | For | For | ||
12 | Elect Henri de Castries | Mgmt | For | For | For | ||
13 | Elect Norbert Dentressangle | Mgmt | For | For | For | ||
14 | Elect Denis Duverne | Mgmt | For | For | For | ||
15 | Elect Isabelle Kocher | Mgmt | For | For | For | ||
16 | Elect Suet-Fern Lee | Mgmt | For | For | For | ||
17 | Directors' Fees | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
22 | Authority to Grant Restricted Stock | Mgmt | For | For | For | ||
23 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
8 | Elect James A. Lash | Mgmt | For | For | For | ||
9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
10 | Elect James W. Stewart | Mgmt | For | For | For | ||
11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBVA | CINS E11805103 | 03/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Elect Tomas Alfaro Drake | Mgmt | For | For | For | ||
4 | Elect Carlos Loring Martinez de Irujo | Mgmt | For | For | For | ||
5 | Elect Jose Luis Palao Garcia-Suelto | Mgmt | For | For | For | ||
6 | Elect Susana Rodriguez Vidarte | Mgmt | For | For | For | ||
7 | Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo | Mgmt | For | For | For | ||
8 | Elect Lourdes Maiz Carro | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Bonus Issue | Mgmt | For | For | For | ||
11 | Bonus Issue | Mgmt | For | For | For | ||
12 | Bonus Issue | Mgmt | For | For | For | ||
13 | Bonus Issue | Mgmt | For | For | For | ||
14 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
18 | Remuneration Report | Mgmt | For | For | For | ||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Banco Santander S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAN | CINS E19790109 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Javier Marin Romano | Mgmt | For | For | For | ||
5 | Elect Juan-Miguel Villar Mir | Mgmt | For | For | For | ||
6 | Elect Sheila C. Bair | Mgmt | For | For | For | ||
7 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | ||
8 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | ||
9 | Elect Esther Gimenez-Salinas i Colomer | Mgmt | For | For | For | ||
10 | Elect Vittorio Corbo Lioi | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Amendments to Articles 42, 58, 59. | Mgmt | For | For | For | ||
14 | Amendments to Articles 48, 49, 50, 53, 54, 62 and Include Articles 49bis and 54bis. | Mgmt | For | For | For | ||
15 | Amendments to Article 18. | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Scrip Dividend | Mgmt | For | For | For | ||
19 | Scrip Dividend | Mgmt | For | For | For | ||
20 | Scrip Dividend | Mgmt | For | For | For | ||
21 | Scrip Dividend | Mgmt | For | For | For | ||
22 | Authority to Issue Convertible Debt Instruments w/o Pre-emptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Issue Non-convertible Debt Instruments | Mgmt | For | For | For | ||
24 | Maximum Pay Ratio | Mgmt | For | For | For | ||
25 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||
26 | Performance Shares plan | Mgmt | For | For | For | ||
27 | Employee Share Purchase Plan - Santander UK plc | Mgmt | For | For | For | ||
28 | Employee Share Purchase Plan - Santander Insurance Services Limited | Mgmt | For | For | For | ||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
30 | Remuneration Report | Mgmt | For | For | For | ||
Barclays plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BARC | CINS G08036124 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
5 | Elect Mike Ashley | Mgmt | For | For | For | ||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | ||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | ||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | ||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | ||
10 | Elect Tim Breedon | Mgmt | For | For | For | ||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||
12 | Elect Antony Jenkins | Mgmt | For | For | For | ||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | ||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | ||
17 | Elect Sir David Walker | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | Against | Against | ||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | Against | Against | ||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Baxter International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | ||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | ||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | ||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Bayer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAY | CINS D0712D163 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Elect Simone Bagel-Trah | Mgmt | For | For | For | ||
10 | Elect Ernst-Ludwig Winnacker | Mgmt | For | For | For | ||
11 | Increase in Authorized Capital I | Mgmt | For | Against | Against | ||
12 | Increase in Authorized Capital II | Mgmt | For | Against | Against | ||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
16 | Intra-Company Control Agreement with Bayer Business Services GmbH | Mgmt | For | For | For | ||
17 | Intra-Company Control Agreement with Bayer Technology Services GmbH | Mgmt | For | For | For | ||
18 | Intra-Company Control Agreement with Bayer US IP GmbH | Mgmt | For | For | For | ||
19 | Intra-Company Control Agreement Contract with Bayer Bitterfeld GmbH | Mgmt | For | For | For | ||
20 | Intra-Company Control Agreement with Bayer Innovation GmbH | Mgmt | For | For | For | ||
21 | Intra-Company Control Agreement with Bayer Real Estate GmbH | Mgmt | For | For | For | ||
22 | Intra-Company Control Agreement with Erste K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | For | For | ||
23 | Intra-Company Control Agreement with Zweite K-W-A Beteiligungsgesellschaft mbH | Mgmt | For | For | For | ||
24 | Appointment of Auditor | Mgmt | For | For | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
6 | Elect Pam Daley | Mgmt | For | For | For | ||
7 | Elect Martin Ferguson | Mgmt | For | For | For | ||
8 | Elect Vivienne Cox | Mgmt | For | For | For | ||
9 | Elect Chris Finlayson | Mgmt | For | For | For | ||
10 | Elect Andrew Gould | Mgmt | For | For | For | ||
11 | Elect Baroness Hogg | Mgmt | For | For | For | ||
12 | Elect John Hood | Mgmt | For | For | For | ||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
15 | Elect Sir David Manning | Mgmt | For | For | For | ||
16 | Elect Mark Seligman | Mgmt | For | For | For | ||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
BHP Billiton Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHP | CINS Q1498M100 | 11/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||
3 | Appoint Auditor (BHP Billiton plc) | Mgmt | For | For | For | ||
4 | Authorise Board to Set Auditor's Fees (BHP Billiton plc) | Mgmt | For | For | For | ||
5 | Authorise Board to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||
6 | Authorise Board to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||
7 | Authorise Board to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||
8 | Remuneration Report | Mgmt | For | For | For | ||
9 | Adopt New Long Term Incentive Plan | Mgmt | For | For | For | ||
10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | ||
11 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||
12 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | ||
13 | Re-elect Sir John Buchanan | Mgmt | For | For | For | ||
14 | Re-elect Carlos Cordeiro | Mgmt | For | For | For | ||
15 | Re-elect David Crawford | Mgmt | For | For | For | ||
16 | Re-elect Pat Davies | Mgmt | For | For | For | ||
17 | Re-elect Carolyn Hewson | Mgmt | For | For | For | ||
18 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | ||
19 | Re-elect Wayne Murdy | Mgmt | For | For | For | ||
20 | Re-elect Keith C. Rumble | Mgmt | For | For | For | ||
21 | Re-elect John Schubert | Mgmt | For | For | For | ||
22 | Re-elect Shriti Vadera | Mgmt | For | For | For | ||
23 | Re-elect Jacques Nasser | Mgmt | For | For | For | ||
24 | Elect Ian Dunlop | ShrHoldr | Against | Against | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaimé | Mgmt | For | For | For | ||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | ||
2 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
BNP Paribas | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | ||
10 | Elect Baudouin Prot | Mgmt | For | For | For | ||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | ||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | For | For | ||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | ||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | ||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | ||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | ||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | ||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | Against | Against | ||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | Against | Against | ||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
3 | Elect James M. Cornelius | Mgmt | For | For | For | ||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | ||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Elect Richard Burrows | Mgmt | For | For | For | ||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||
10 | Elect Ann Godbehere | Mgmt | For | For | For | ||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
14 | Elect Ben Stevens | Mgmt | For | For | For | ||
15 | Elect Richard Tubb | Mgmt | For | For | For | ||
16 | Elect Savio Kwan | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Burberry Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRBY | CINS G1699R107 | 07/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect John Peace | Mgmt | For | For | For | ||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | ||
6 | Elect Philip Bowman | Mgmt | For | For | For | ||
7 | Elect Ian Carter | Mgmt | For | For | For | ||
8 | Elect Stephanie George | Mgmt | For | For | For | ||
9 | Elect John Smith | Mgmt | For | For | For | ||
10 | Elect David Tyler | Mgmt | For | For | For | ||
11 | Elect Carol Fairweather | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Canadian Natural Resources Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.9 | Elect Keith A. MacPhail | Mgmt | For | For | For | ||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Carnival plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CUSIP 143658300 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Micky Arison | Mgmt | For | For | For | ||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
6 | Elect Sir John Parker | Mgmt | For | For | For | ||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
8 | Elect Laura A. Weil | Mgmt | For | For | For | ||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | 2014 Employee Share Plan | Mgmt | For | For | For | ||
Casino, Guichard-Perrachon | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CO | CINS F14133106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Remuneration of Jean-Charles Naouri, Chairman and CEO | Mgmt | For | For | For | ||
8 | Elect Gerald de Roquemaurel | Mgmt | For | For | For | ||
9 | Elect David Rene de Rothschild | Mgmt | For | For | For | ||
10 | Elect Frederic Saint-Geours | Mgmt | For | For | For | ||
11 | Elect Societe Euris | Mgmt | For | Abstain | Against | ||
12 | Elect Societe Fonciere Euris | Mgmt | For | Abstain | Against | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Merger by Absorption of Chalin | Mgmt | For | For | For | ||
15 | Merger by Absorption of Codival | Mgmt | For | For | For | ||
16 | Merger by Absorption of Damap's | Mgmt | For | For | For | ||
17 | Merger by Absorption of Faclair | Mgmt | For | For | For | ||
18 | Merger by Absorption of Keran | Mgmt | For | For | For | ||
19 | Merger by Absorption of Mapic | Mgmt | For | For | For | ||
20 | Merger by Absorption of Matal | Mgmt | For | For | For | ||
21 | Amendment to Article 6 | Mgmt | For | For | For | ||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Caterpillar Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | ||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
9 | Elect William A. Osborn | Mgmt | For | For | For | ||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Miles D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Cenovus Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVE | CUSIP 15135U109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ralph S. Cunningham | Mgmt | For | For | For | ||
1.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | ||
1.3 | Elect Ian W. Delaney | Mgmt | For | For | For | ||
1.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
1.5 | Elect Michael A. Grandin | Mgmt | For | For | For | ||
1.6 | Elect Valerie A.A. Nielsen | Mgmt | For | For | For | ||
1.7 | Elect Charles M. Rampacek | Mgmt | For | For | For | ||
1.8 | Elect Colin Taylor | Mgmt | For | For | For | ||
1.9 | Elect Wayne G. Thomson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cenovus Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVE | CUSIP 15135U109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ralph S. Cunningham | Mgmt | For | For | For | ||
1.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | ||
1.3 | Elect Ian W. Delaney | Mgmt | For | For | For | ||
1.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
1.5 | Elect Michael A. Grandin | Mgmt | For | For | For | ||
1.6 | Elect Valerie A.A. Nielsen | Mgmt | For | For | For | ||
1.7 | Elect Charles M. Rampacek | Mgmt | For | For | For | ||
1.8 | Elect Colin Taylor | Mgmt | For | For | For | ||
1.9 | Elect Wayne G. Thomson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Cheung Kong Infrastructure Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1038 | CINS G2098R102 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect CHAN Loi Shun | Mgmt | For | For | For | ||
6 | Elect Eva L. Kwok | Mgmt | For | For | For | ||
7 | Elect SNG Sow Mei alias POON Sow Mei | Mgmt | For | For | For | ||
8 | Elect Colin S. Russel | Mgmt | For | For | For | ||
9 | Elect David LAN Hong Tsung | Mgmt | For | For | For | ||
10 | Elect Angelina LEE Pui Ling | Mgmt | For | For | For | ||
11 | Elect George C. Magnus | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
16 | Amendments to Articles | Mgmt | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect George L. Kirkland | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
9 | Elect John G. Stumpf | Mgmt | For | For | For | ||
10 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
11 | Elect Carl Ware | Mgmt | For | For | For | ||
12 | Elect John S. Watson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Christian Dior SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDI | CINS F26334106 | 10/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Related Party Transactions | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Segolene Gallienne | Mgmt | For | For | For | ||
9 | Elect Renaud Donnedieu de Vabres | Mgmt | For | For | For | ||
10 | Elect Eric Guerlain | Mgmt | For | For | For | ||
11 | Elect Christian de Labriffe | Mgmt | For | For | For | ||
12 | Remuneration of Bernard Arnault, CEO | Mgmt | For | For | For | ||
13 | Remuneration of Sidney Toledano, Deputy CEO | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
Christian Dior SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CDI | CINS F26334106 | 12/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Related Party Transactions | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Remuneration of Bernard Arnault, CEO | Mgmt | For | For | For | ||
9 | Remuneration of Sidney Toledano, Deputy CEO | Mgmt | For | For | For | ||
10 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For | For | ||
11 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | ||
12 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | ||
13 | Appointment of Alternate Auditor (Gilles Rainaut) | Mgmt | For | For | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
3 | Elect Franz B. Humer | Mgmt | For | For | For | ||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
7 | Elect Judith Rodin | Mgmt | For | For | For | ||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
10 | Elect Joan E. Spero | Mgmt | For | For | For | ||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
13 | Elect James S. Turley | Mgmt | For | For | For | ||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Terrence A. Duffy | Mgmt | For | For | For | ||
2 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Mgmt | For | For | For | ||
4 | Elect Charles P. Carey | Mgmt | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||
6 | Elect Martin J. Gepsman | Mgmt | For | For | For | ||
7 | Elect Larry G. Gerdes | Mgmt | For | For | For | ||
8 | Elect Daniel R. Glickman | Mgmt | For | For | For | ||
9 | Elect J. Dennis Hastert | Mgmt | For | For | For | ||
10 | Elect Leo Melamed | Mgmt | For | For | For | ||
11 | Elect William P. Miller II | Mgmt | For | For | For | ||
12 | Elect James E. Oliff | Mgmt | For | For | For | ||
13 | Elect Edemir Pinto | Mgmt | For | For | For | ||
14 | Elect Alex J. Pollock | Mgmt | For | For | For | ||
15 | Elect John F. Sandner | Mgmt | For | For | For | ||
16 | Elect Terry L. Savage | Mgmt | For | For | For | ||
17 | Elect William R. Shepard | Mgmt | For | For | For | ||
18 | Elect Dennis A. Suskind | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | ||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | ||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | ||
Coach, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COH | CUSIP 189754104 | 11/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | ||
1.4 | Elect Victor Luis | Mgmt | For | For | For | ||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | ||
1.6 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||
1.7 | Elect Michael E. Murphy | Mgmt | For | For | For | ||
1.8 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||
1.9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | 2013 Performance-Based Annual Incentive Plan | Mgmt | For | Against | Against | ||
Cobalt International Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIE | CUSIP 19075F106 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth W. Moore | Mgmt | For | For | For | ||
1.2 | Elect Myles W. Scoggins | Mgmt | For | For | For | ||
1.3 | Elect Martin H. Young, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Jack E. Golden | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Coca Cola HBC AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCH | CINS H1512E100 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Remuneration Policy (Advisory-- Non-UK Issuer) | Mgmt | For | For | For | ||
5 | Dividends from Reserves | Mgmt | For | For | For | ||
6 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Elect George A. David | Mgmt | For | For | For | ||
9 | Elect Antonio D'Amato | Mgmt | For | For | For | ||
10 | Elect Michael Llewellyn-Smith | Mgmt | For | For | For | ||
11 | Elect Susan Kilsby | Mgmt | For | For | For | ||
12 | Elect Dimitris Lois | Mgmt | For | For | For | ||
13 | Elect Anastassis G. David | Mgmt | For | For | For | ||
14 | Elect Irial Finan | Mgmt | For | For | For | ||
15 | Elect Christos Ioannou | Mgmt | For | For | For | ||
16 | Elect Nigel Macdonald | Mgmt | For | For | For | ||
17 | Elect Anastasios I. Leventis | Mgmt | For | For | For | ||
18 | Elect Christo Leventis | Mgmt | For | For | For | ||
19 | Elect José Octavio Reyes Lagunes | Mgmt | For | For | For | ||
20 | Elect John P. Sechi | Mgmt | For | For | For | ||
21 | Election of Independent Proxy | Mgmt | For | For | For | ||
22 | Re-Election of the statutory auditor | Mgmt | For | For | For | ||
23 | Advisory vote on re-appointment of the independent registered public accounting firm | Mgmt | For | For | For | ||
24 | Election of the audit expert for audits of capital increases | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Coca-Cola Amatil Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCL | CINS Q2594P146 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Mgmt | For | For | For | ||
3 | Re-elect Wallace M. King | Mgmt | For | For | For | ||
4 | Re-elect David E. Meiklejohn | Mgmt | For | For | For | ||
5 | Elect Krishnakumar Thirumalai | Mgmt | For | For | For | ||
6 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Ana Botin | Mgmt | For | For | For | ||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
10 | Elect Muhtar Kent | Mgmt | For | For | For | ||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | 2014 Equity Plan | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | ||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
5 | Repeal of Classified Board | Mgmt | Abstain | Against | Against | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect William I. Miller | Mgmt | For | For | For | ||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
5 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
6 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
7 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
8 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | For | Against | ||
Daimler AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAI | CINS D1668R123 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Remuneration Policy | Mgmt | For | For | For | ||
12 | Elect Bernd Bohr | Mgmt | For | For | For | ||
13 | Elect Joe Kaeser | Mgmt | For | For | For | ||
14 | Elect Bernd Pischetsrieder | Mgmt | For | For | For | ||
15 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | For | For | ||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||
2 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
7 | Elect Steven M. Rales | Mgmt | For | For | For | ||
8 | Elect John T. Schwieters | Mgmt | For | For | For | ||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Deere & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
7 | Elect Joachim Milberg | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||
11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 04/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | ||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | ||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | ||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
5 | Elect John A. Krol | Mgmt | For | For | For | ||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | ||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | ||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | ||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | ||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DALRQ | CUSIP 247361702 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | ||
4 | Elect John S. Brinzo | Mgmt | For | For | For | ||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
6 | Elect David G. DeWalt | Mgmt | For | For | For | ||
7 | Elect William H. Easter III | Mgmt | For | For | For | ||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | ||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | ||
10 | Elect David R. Goode | Mgmt | For | For | For | ||
11 | Elect George N. Mattson | Mgmt | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | ||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Change in Board Size | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Denso Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6902 | CINS J12075107 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Nobuaki Katoh | Mgmt | For | For | For | ||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | ||
6 | Elect Masahiko Miyaki | Mgmt | For | For | For | ||
7 | Elect Akio Shikamura | Mgmt | For | For | For | ||
8 | Elect Haruya Maruyama | Mgmt | For | For | For | ||
9 | Elect Shinji Shirasaki | Mgmt | For | For | For | ||
10 | Elect Akio Tajima | Mgmt | For | For | For | ||
11 | Elect Michio Adachi | Mgmt | For | For | For | ||
12 | Elect Hiroyuki Wakabayashi | Mgmt | For | For | For | ||
13 | Elect Satoshi Iwata | Mgmt | For | For | For | ||
14 | Elect Masahiko Itoh | Mgmt | For | For | For | ||
15 | Elect Shohichiroh Toyoda | Mgmt | For | For | For | ||
16 | Elect George Olcott | Mgmt | For | For | For | ||
17 | Elect Takashi Nawa | Mgmt | For | For | For | ||
18 | Elect Atsuhiko Shinmura as Statutory Auditor | Mgmt | For | For | For | ||
19 | Bonus | Mgmt | For | For | For | ||
20 | Statutory Auditors' Fees | Mgmt | For | For | For | ||
Deutsche Bank AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DBK | CINS D18190898 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
13 | Maximum Variable Pay Ratio (Board of Management) | Mgmt | For | For | For | ||
14 | Maximum Variable Pay Ratio (All Employees) | Mgmt | For | For | For | ||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
16 | Increase in Authorized Capital | Mgmt | For | For | For | ||
17 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||
18 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
19 | Intra-Company Control Agreement with Deutsche Immobilien Leasing GmbH | Mgmt | For | For | For | ||
20 | Intra-Company Control Agreement with Deutsche Bank (Europe) GmbH | Mgmt | For | For | For | ||
Deutsche Lufthansa AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LHA | CINS D1908N106 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Increase in Capital for Employee Share Purchase Plan | Mgmt | For | For | For | ||
11 | Corporate Restructuring | Mgmt | For | For | For | ||
12 | Intra-company Control Agreement | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Elect Monika Ribar | Mgmt | For | For | For | ||
DIRECTV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTV | CUSIP 25490A309 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||
7 | Elect Charles R. Lee | Mgmt | For | For | For | ||
8 | Elect Peter A. Lund | Mgmt | For | For | For | ||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | ||
12 | Elect Michael D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
DNB ASA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNB | CINS R1812S105 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Norway | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Agenda | Mgmt | For | For | For | ||
7 | Minutes | Mgmt | For | For | For | ||
8 | Accounts and Reports; Allocation of Profit/Dividends | Mgmt | For | For | For | ||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
10 | Election of Supervisory Board | Mgmt | For | For | For | ||
11 | Election of Control Committee | Mgmt | For | For | For | ||
12 | Election Committee | Mgmt | For | For | For | ||
13 | Governing Bodies Fees | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Compensation Guidelines (Advisory) | Mgmt | For | For | For | ||
16 | Incentive Guidelines (Binding) | Mgmt | For | For | For | ||
17 | Corporate Governance Report | Mgmt | For | For | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
4 | Elect James A. Bell | Mgmt | For | For | For | ||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
9 | Elect James M. Ringler | Mgmt | For | For | For | ||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
DSM NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DSM | CINS N5017D122 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
9 | Elect R-D. Schwalb | Mgmt | For | For | For | ||
10 | Elect G. Matchett | Mgmt | For | For | For | ||
11 | Elect Robert J. Routs | Mgmt | For | For | For | ||
12 | Elect Tom De Swaan | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Cancellation of Shares/Authority to Reduce Share Capital | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Eaton Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect George S. Barrett | Mgmt | For | For | For | ||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Charles E. Golden | Mgmt | For | For | For | ||
7 | Elect Linda A. Hill | Mgmt | For | For | For | ||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | ||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
11 | Elect Gregory R. Page | Mgmt | For | For | For | ||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John T. Cardis | Mgmt | For | For | For | ||
2 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
3 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Electrolux AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELUX-B | CINS W24713120 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Accounts and Reports | Mgmt | For | For | For | ||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Amendments to Articles Regarding Number of Auditors | Mgmt | For | For | For | ||
15 | Board Size | Mgmt | For | For | For | ||
16 | Directors' Fees; Auditor's Fees | Mgmt | For | For | For | ||
17 | Election of Directors | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Compensation Guidelines | Mgmt | For | For | For | ||
20 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Issuance of Treasury Shares | Mgmt | For | Against | Against | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David A. Arledge | Mgmt | For | For | For | ||
1.2 | Elect James J. Blanchard | Mgmt | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | ||
1.4 | Elect J. Herb England | Mgmt | For | For | For | ||
1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.7 | Elect David A. Leslie | Mgmt | For | For | For | ||
1.8 | Elect Al Monaco | Mgmt | For | For | For | ||
1.9 | Elect George K. Petty | Mgmt | For | For | For | ||
1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Amendment to Option Plans | Mgmt | For | For | For | ||
4 | Continuation of Shareholder Rights Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J. Roderick Clark | Mgmt | For | For | For | ||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | ||
3 | Elect Mary Francis | Mgmt | For | For | For | ||
4 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
5 | Elect Gerald W. Haddock | Mgmt | For | For | For | ||
6 | Elect Francis S Kalman | Mgmt | For | For | For | ||
7 | Elect Daniel W. Rabun | Mgmt | For | For | For | ||
8 | Elect Keith O. Rattie | Mgmt | For | For | For | ||
9 | Elect Paul E. Rowsey III | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | Accounts and Reports | Mgmt | For | For | For | ||
18 | Approval of Capital Reorganisation | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect Mark G. Papa | Mgmt | For | For | For | ||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHoldr | Against | Against | For | ||
Expedia Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPE | CUSIP 30212P303 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Pamela L. Coe | Mgmt | For | For | For | ||
1.3 | Elect Barry Diller | Mgmt | For | For | For | ||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | ||
1.5 | Elect Craig A. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect Victor A. Kaufman | Mgmt | For | For | For | ||
1.7 | Elect Peter M. Kern | Mgmt | For | For | For | ||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | ||
1.9 | Elect John C. Malone | Mgmt | For | For | For | ||
1.10 | Elect José Antonio Tazón Garcia | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
Experian Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXPN | CINS G32655105 | 07/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||
4 | Elect George Rose | Mgmt | For | For | For | ||
5 | Elect Fabiola Arredondo | Mgmt | For | For | For | ||
6 | Elect Chris Callero | Mgmt | For | For | For | ||
7 | Elect Brian Cassin | Mgmt | For | For | For | ||
8 | Elect Roger Davis | Mgmt | For | For | For | ||
9 | Elect Alan W. Jebson | Mgmt | For | For | For | ||
10 | Elect John Peace | Mgmt | For | For | For | ||
11 | Elect Don Robert | Mgmt | For | For | For | ||
12 | Elect Sir Alan Rudge | Mgmt | For | For | For | ||
13 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
14 | Elect Paul A. Walker | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Fanuc Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6954 | CINS J13440102 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Yoshiharu Inaba | Mgmt | For | For | For | ||
5 | Elect Kenji Yamaguchi | Mgmt | For | For | For | ||
6 | Elect Hiroyuki Uchida | Mgmt | For | For | For | ||
7 | Elect Yoshihiro Gonda | Mgmt | For | For | For | ||
8 | Elect Kiyonori Inaba | Mgmt | For | For | For | ||
9 | Elect Shunsuke Matsubara | Mgmt | For | For | For | ||
10 | Elect Hiroshi Noda | Mgmt | For | For | For | ||
11 | Elect Katsuo Kohari | Mgmt | For | For | For | ||
12 | Elect Toshiya Okada | Mgmt | For | For | For | ||
13 | Elect Richard E. Schneider | Mgmt | For | For | For | ||
14 | Elect Olaf C. Gehrels | Mgmt | For | For | For | ||
15 | Elect Masato Ono | Mgmt | For | For | For | ||
16 | Elect Masaharu Sumikawa | Mgmt | For | For | For | ||
17 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||
First Quantum Minerals Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FM | CUSIP 335934105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Board Size | Mgmt | For | For | For | ||
2.1 | Elect Philip K.R. Pascall | Mgmt | For | For | For | ||
2.2 | Elect G. Clive Newall | Mgmt | For | For | For | ||
2.3 | Elect Martin R. Rowley | Mgmt | For | For | For | ||
2.4 | Elect Peter St. George | Mgmt | For | For | For | ||
2.5 | Elect Andrew B. Adams | Mgmt | For | For | For | ||
2.6 | Elect Michael P. Martineau | Mgmt | For | For | For | ||
2.7 | Elect Paul Brunner | Mgmt | For | For | For | ||
2.8 | Elect Michael Hanley | Mgmt | For | For | For | ||
2.9 | Elect Robert J. Harding | Mgmt | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect K’Lynne Johnson | Mgmt | For | For | For | ||
2 | Elect William H. Powell | Mgmt | For | For | For | ||
3 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
2 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
3 | Elect C. Maury Devine | Mgmt | For | For | For | ||
4 | Elect Claire S. Farley | Mgmt | For | For | For | ||
5 | Elect John T. Gremp | Mgmt | For | For | For | ||
6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||
7 | Elect Peter Mellbye | Mgmt | For | For | For | ||
8 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
9 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ford Motor Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
F | CUSIP 345370860 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
7 | Elect James P. Hackett | Mgmt | For | For | For | ||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||
9 | Elect William W. Helman IV | Mgmt | For | For | For | ||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | ||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||
14 | Elect Homer A. Neal | Mgmt | For | For | For | ||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||
16 | Elect John L. Thornton | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
Fresenius SE & Co. KGaA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FREG | CINS D27348123 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | For | For | ||
10 | Stock Split; Increase in Share Capital | Mgmt | For | For | For | ||
11 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
13 | Authority to Repurchase and Trade in Company Shares | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
Geberit AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GEBN | CINS H2942E124 | 04/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||
6 | Elect Albert M. Baehny as Chairman | Mgmt | For | For | For | ||
7 | Elect Felix R. Ehrat | Mgmt | For | For | For | ||
8 | Elect Hartmut Reuter | Mgmt | For | For | For | ||
9 | Elect Robert F. Spoerry | Mgmt | For | For | For | ||
10 | Elect Jorgen Tang-Jensen | Mgmt | For | For | For | ||
11 | Elect Robert F. Spoerry as Chairman of the Compensation Committee | Mgmt | For | For | For | ||
12 | Elect Hartmut Reuter as Compensation Committee Member | Mgmt | For | For | For | ||
13 | Elect Jorgen Tang-Jensen as Compensation Committee Member | Mgmt | For | For | For | ||
14 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Amendments to Articles Related to VeguV (General Changes) | Mgmt | For | For | For | ||
17 | Amendments to Articles Related to VeguV (Compensation Provisions) | Mgmt | For | For | For | ||
18 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Gemalto N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTO | CINS N3465M108 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of CEO Acts | Mgmt | For | For | For | ||
8 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
9 | Elect Philippe Alfroid to the Board of Directors | Mgmt | For | For | For | ||
10 | Amendments to Articles (One-Tier Board Structure) | Mgmt | For | For | For | ||
11 | Amendments to Articles (Regulatory Updates) | Mgmt | For | For | For | ||
12 | Amendments to Articles (Regulatory Changes) | Mgmt | For | For | For | ||
13 | Amendments to Articles (Technical Changes) | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights for Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Suppress Preemptive Rights in Connection with a Merger or Acquisition | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect John J. Brennan | Mgmt | For | For | For | ||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
9 | Elect Andrea Jung | Mgmt | For | For | For | ||
10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
12 | Elect James J. Mulva | Mgmt | For | For | For | ||
13 | Elect James E. Rohr | Mgmt | For | For | For | ||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
16 | Elect James S. Tisch | Mgmt | For | For | For | ||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Ratification of Auditor | Mgmt | For | Abstain | Against | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John W. Madigan | Mgmt | For | For | For | ||
6 | Elect John C. Martin | Mgmt | For | For | For | ||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHoldr | Against | Against | For | ||
Glencore Xstrata PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLEN | CINS G39420107 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Change in Company Name | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | ||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | ||
7 | Elect William E. Macaulay | Mgmt | For | For | For | ||
8 | Elect Ivan Glasenberg | Mgmt | For | For | For | ||
9 | Elect Peter R. Coates | Mgmt | For | For | For | ||
10 | Elect John Mack | Mgmt | For | For | For | ||
11 | Elect Peter T. Grauer | Mgmt | For | For | For | ||
12 | Remuneration Policy (Advisory--Non-UK issuer) | Mgmt | For | For | For | ||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Scrip Dividend | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Goldman Sachs Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | ||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||
5 | Elect William W. George | Mgmt | For | For | For | ||
6 | Elect James A. Johnson | Mgmt | For | For | For | ||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Debora L. Spar | Mgmt | For | For | For | ||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
13 | Elect David A. Viniar | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Groupe Danone | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BN | CINS F12033134 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Scrip Dividend | Mgmt | For | For | For | ||
7 | Elect Bruno Bonnell | Mgmt | For | For | For | ||
8 | Elect Bernard Hours | Mgmt | For | For | For | ||
9 | Elect Isabelle Seillier | Mgmt | For | For | For | ||
10 | Elect Jean-Michel Severino | Mgmt | For | For | For | ||
11 | Elect Gaelle Olivier | Mgmt | For | For | For | ||
12 | Elect Lionel Zinsou-Derlin | Mgmt | For | For | For | ||
13 | Related Party Transactions | Mgmt | For | For | For | ||
14 | Related Party Transactions (J.P. Morgan) | Mgmt | For | For | For | ||
15 | Related Party Transactions (Danone Trading B.V.) | Mgmt | For | For | For | ||
16 | Severance Agreement (Bernard Hours) | Mgmt | For | For | For | ||
17 | Compensation of Franck Riboud, CEO | Mgmt | For | For | For | ||
18 | Compensation of Emmanuel Faber, Deputy CEO | Mgmt | For | For | For | ||
19 | Compensation of Bernard Hours, Deputy CEO | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
22 | Amendments to Articles | Mgmt | For | For | For | ||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
2 | Elect James R. Boyd | Mgmt | For | For | For | ||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | ||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | ||
8 | Elect David J. Lesar | Mgmt | For | For | For | ||
9 | Elect Robert A. Malone | Mgmt | For | For | For | ||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||
11 | Elect Debra L. Reed | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
Hewlett-Packard Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | ||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | ||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | ||
8 | Elect Gary M Reiner | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect James A. Skinner | Mgmt | For | For | For | ||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
Holcim Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLN | CINS H36940130 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Report | Mgmt | For | For | For | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits | Mgmt | For | For | For | ||
6 | Dividend from Reserves | Mgmt | For | For | For | ||
7 | Elect Wolfgang Reitzle | Mgmt | For | For | For | ||
8 | Elect Wolfgang Reitzle as Chairman | Mgmt | For | For | For | ||
9 | Elect Beat Hess | Mgmt | For | For | For | ||
10 | Elect Alexander Gut | Mgmt | For | For | For | ||
11 | Elect Adrian Loader | Mgmt | For | For | For | ||
12 | Elect Thomas Schmidheiny | Mgmt | For | For | For | ||
13 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | For | For | ||
14 | Elect Dieter Spalti | Mgmt | For | For | For | ||
15 | Elect Anne Wade | Mgmt | For | For | For | ||
16 | Elect Jurg Oleas | Mgmt | For | For | For | ||
17 | Elect Adrian Loader as Nominating and Compensation Committee Member | Mgmt | For | For | For | ||
18 | Elect Wolfgang Reitzle as Nominating and Compensation Committee Member | Mgmt | For | For | For | ||
19 | Elect Thomas Schmidheiny as Nominating and Compensation Committee Member | Mgmt | For | For | For | ||
20 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating and Compensation Committee Member | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | For | For | ||
22 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
23 | Transaction of Other Business | Mgmt | For | For | For | ||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Hologic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | ||
1.4 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
1.7 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
1.8 | Elect Samuel Merksamer | Mgmt | For | For | For | ||
1.9 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
1.10 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
1.11 | Elect Wayne Wilson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
10 | Elect Karen Katen | Mgmt | For | For | For | ||
11 | Elect Mark Vadon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
Honda Motor | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7267 | CINS J22302111 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Fumihiko Ike | Mgmt | For | For | For | ||
4 | Elect Takanobu Itoh | Mgmt | For | For | For | ||
5 | Elect Tetsuo Iwamura | Mgmt | For | For | For | ||
6 | Elect Takashi Yamamoto | Mgmt | For | For | For | ||
7 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | ||
8 | Elect Toshihiko Nonaka | Mgmt | For | For | For | ||
9 | Elect Masahiro Yoshida | Mgmt | For | For | For | ||
10 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | ||
11 | Elect Hideko Kunii | Mgmt | For | For | For | ||
12 | Elect Yuji Shiga | Mgmt | For | For | For | ||
13 | Elect Kohhei Takeuchi | Mgmt | For | For | For | ||
14 | Elect Shinji Aoyama | Mgmt | For | For | For | ||
15 | Elect Noriya Kaihara | Mgmt | For | For | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||
8 | Elect Clive Hollick | Mgmt | For | For | For | ||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
12 | Elect Robin L. Washington | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Hospira, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSP | CUSIP 441060100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Irving W. Bailey, II | Mgmt | For | For | For | ||
2 | Elect F. Michael Ball | Mgmt | For | For | For | ||
3 | Elect Connie R. Curran | Mgmt | For | For | For | ||
4 | Elect William G. Dempsey | Mgmt | For | For | For | ||
5 | Elect Dennis M. Fenton | Mgmt | For | For | For | ||
6 | Elect Heino von Prondzynski | Mgmt | For | For | For | ||
7 | Elect Jacque J. Sokolov | Mgmt | For | For | For | ||
8 | Elect Mark F. Wheeler | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to 2004 Long-Term Stock Incentive Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
HSBC Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSBA | CINS G4634U169 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
5 | Elect Kathleen Casey | Mgmt | For | For | For | ||
6 | Elect Jonathan Evans | Mgmt | For | For | For | ||
7 | Elect Marc Moses | Mgmt | For | For | For | ||
8 | Elect Jonathan Symonds | Mgmt | For | For | For | ||
9 | Elect Safra A. Catz | Mgmt | For | For | For | ||
10 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
11 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||
12 | Elect Joachim Faber | Mgmt | For | For | For | ||
13 | Elect Rona Fairhead | Mgmt | For | For | For | ||
14 | Elect Renato Fassbind | Mgmt | For | For | For | ||
15 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
16 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
17 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
18 | Elect John P Lipsky | Mgmt | For | For | For | ||
19 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||
20 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
21 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
29 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Hyundai Mobis | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
012330 | CINS Y3849A109 | 03/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
ICICI Bank Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICICIBANK | CINS Y38575109 | 06/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends on Preference Shares | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends on Equity Shares | Mgmt | For | For | For | ||
4 | Elect K. Ramkumar | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Appointment of Branch Auditors and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Elect V.K. Sharma | Mgmt | For | For | For | ||
8 | Appoint Rajiv Sabharwal (Executive Director); Approval of Remuneration | Mgmt | For | For | For | ||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||
11 | Authority to Issue Redeemable Non-Convertible Debentures | Mgmt | For | For | For | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Impala Platinum Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IMP | CINS S37840113 | 10/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appointment of Auditor | Mgmt | For | For | For | ||
2 | Election of Audit Committee Member (Cameron) | Mgmt | For | For | For | ||
3 | Election of Audit Committee Member (Maule) | Mgmt | For | For | For | ||
4 | Election of Audit Committee Member (Mokgatlha) | Mgmt | For | For | For | ||
5 | Election of Audit Committee Member (Ngonyama) | Mgmt | For | For | For | ||
6 | Approve Remuneration Policy | Mgmt | For | For | For | ||
7 | Re-elect Hugh C. Cameron | Mgmt | For | For | For | ||
8 | Elect Peter Davey | Mgmt | For | For | For | ||
9 | Re-elect Mandla Gantsho | Mgmt | For | For | For | ||
10 | Elect Albertinah Kekana | Mgmt | For | For | For | ||
11 | Elect Alastair Macfarlane | Mgmt | For | For | For | ||
12 | Re-elect Thabo Mokgatlha | Mgmt | For | For | For | ||
13 | Elect Brett Nagle | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Approve Financial Assistance | Mgmt | For | For | For | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Imperial Tobacco Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IMT | CINS G4721W102 | 02/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Ken Burnett | Mgmt | For | For | For | ||
6 | Elect Alison Cooper | Mgmt | For | For | For | ||
7 | Elect David J Haines | Mgmt | For | For | For | ||
8 | Elect Michael Herlihy | Mgmt | For | For | For | ||
9 | Elect Susan E. Murray | Mgmt | For | For | For | ||
10 | Elect Matthew Phillips | Mgmt | For | For | For | ||
11 | Elect Oliver Tant | Mgmt | For | For | For | ||
12 | Elect Mark Williamson | Mgmt | For | For | For | ||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Industria de Diseno Textil S.A. - INDITEX, S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITX | CINS E6282J109 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||
3 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Company Balance Sheet (New Tax Regime) | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Long-Term Performance Share Plan | Mgmt | For | For | For | ||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
8 | Remuneration Report | Mgmt | For | For | For | ||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Infineon Technologies AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFX | CINS D35415104 | 02/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Amendment to Intra-company Contract with Infineon Technologies Finance GmbH | Mgmt | For | For | For | ||
12 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||
13 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
ING Group N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | ||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | ||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | Against | Against | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
IntercontinentalExchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||
3 | Elect Fred W. Hatfield | Mgmt | For | For | For | ||
4 | Elect Sylvian Hefes | Mgmt | For | For | For | ||
5 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | ||
6 | Elect Terrence F. Martell | Mgmt | For | For | For | ||
7 | Elect Callum McCarthy | Mgmt | For | For | For | ||
8 | Elect James J. McNulty | Mgmt | For | For | For | ||
9 | Elect Robert Reid | Mgmt | For | For | For | ||
10 | Elect Frederic V. Salerno | Mgmt | For | For | For | ||
11 | Elect Robert G. Scott | Mgmt | For | For | For | ||
12 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | ||
13 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
14 | Elect Vincent Tese | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Company Name Change | Mgmt | For | For | For | ||
International Consolidated Airlines Group SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IAG | CINS E67674106 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
7 | Amendments to Articles | Mgmt | For | For | For | ||
8 | Elect Antonio Vázquez Romero | Mgmt | For | For | For | ||
9 | Elect Martin Broughton | Mgmt | For | For | For | ||
10 | Elect Willie Walsh | Mgmt | For | For | For | ||
11 | Elect César Alierta Izúel | Mgmt | For | For | For | ||
12 | Elect Patrick Cescau | Mgmt | For | For | For | ||
13 | Elect Enrique Dupuy de Lôme Chávarri | Mgmt | For | For | For | ||
14 | Elect Denise Kingsmill | Mgmt | For | For | For | ||
15 | Elect James A. Lawrence | Mgmt | For | For | For | ||
16 | Elect José Pedro Pérez Llorca | Mgmt | For | For | For | ||
17 | Elect Kieran Poynter | Mgmt | For | For | For | ||
18 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | ||
19 | Ratification of the Co-Option of Marjorie Scardino | Mgmt | For | For | For | ||
20 | Ratification of the Co-Option of María Fernanda Mejía Campuzano | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | ||
24 | Disapplication of Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
26 | Adoption of Consolidated Tax Regime | Mgmt | For | For | For | ||
27 | Remuneration Report | Mgmt | For | For | For | ||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Intertek Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITRK | CINS G4911B108 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Sir David Reid | Mgmt | For | For | For | ||
6 | Elect Edward Astle | Mgmt | For | For | For | ||
7 | Elect Alan Brown | Mgmt | For | For | For | ||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||
9 | Elect Christopher J. Knight | Mgmt | For | For | For | ||
10 | Elect Louise Makin | Mgmt | For | For | For | ||
11 | Elect Lloyd Pitchford | Mgmt | For | For | For | ||
12 | Elect Michael P. Wareing | Mgmt | For | For | For | ||
13 | Elect Mark Williams | Mgmt | For | For | For | ||
14 | Elect Lena Wilson | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Intuitive Surgical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISRG | CUSIP 46120E602 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Amal M. Johnson | Mgmt | For | For | For | ||
1.2 | Elect Eric H. Halvorson | Mgmt | For | For | For | ||
1.3 | Elect Alan J. Levy | Mgmt | For | For | For | ||
1.4 | Elect Craig H. Barratt | Mgmt | For | For | For | ||
1.5 | Elect Floyd D. Loop | Mgmt | For | For | For | ||
1.6 | Elect George Stalk Jr. | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Jabil Circuit, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBL | CUSIP 466313103 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martha F. Brooks | Mgmt | For | For | For | ||
1.2 | Elect Mel S. Lavitt | Mgmt | For | For | For | ||
1.3 | Elect Timothy L. Main | Mgmt | For | For | For | ||
1.4 | Elect Mark T. Mondello | Mgmt | For | For | For | ||
1.5 | Elect Lawrence J. Murphy | Mgmt | For | For | For | ||
1.6 | Elect Frank A. Newman | Mgmt | For | For | For | ||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | ||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | ||
1.9 | Elect David M. Stout | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Transaction of Other Business | Mgmt | For | For | For | ||
Japan Tobacco Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2914 | CINS J27869106 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Yasutake Tango | Mgmt | For | For | For | ||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||
8 | Elect Akira Saeki | Mgmt | For | For | For | ||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | ||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | ||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHoldr | Against | Against | For | ||
Jardine Matheson Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
J36 | CINS G50736100 | 04/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Transfer of Listing from Premium to Standard on the London Stock Exchange | Mgmt | For | For | For | ||
Jardine Matheson Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
J36 | CINS G50736100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Bermuda | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports, and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect Adam Keswick | Mgmt | For | For | For | ||
3 | Elect Mark Greenberg | Mgmt | For | For | For | ||
4 | Elect Simon Lindley Keswick | Mgmt | For | For | For | ||
5 | Elect Richard Lee | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Kawasaki Heavy Industries Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7012 | CINS J31502107 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kyohhei Matsuoka | Mgmt | For | For | For | ||
4 | Elect Hiroshi Takata | Mgmt | For | For | For | ||
5 | Elect Shigeru Murayama | Mgmt | For | For | For | ||
6 | Elect Johji Iki | Mgmt | For | For | For | ||
7 | Elect Eiji Inoue | Mgmt | For | For | For | ||
8 | Elect Yoshinori Kanehana | Mgmt | For | For | For | ||
9 | Elect Minoru Makimura | Mgmt | For | For | For | ||
10 | Elect Akio Murakami | Mgmt | For | For | For | ||
11 | Elect Yoshihiko Morita | Mgmt | For | For | For | ||
12 | Elect Munenori Ishikawa | Mgmt | For | For | For | ||
13 | Elect Kazuo Hida | Mgmt | For | For | For | ||
14 | Elect Shigehiko Kiyama | Mgmt | For | For | For | ||
15 | Elect Kenji Tomida | Mgmt | For | For | For | ||
16 | Elect Takafumi Shibahara as a Statutory Auditor | Mgmt | For | For | For | ||
KIA Motors Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
000270 | CINS Y47601102 | 03/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Election of Directors (Slate) | Mgmt | For | For | For | ||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||
4 | Directors' Fees | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John R. Alm | Mgmt | For | For | For | ||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect James M. Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Kirin Holdings Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2503 | CINS 497350108 | 03/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Senji Miyake | Mgmt | For | For | For | ||
4 | Elect Hirotake Kobayashi | Mgmt | For | For | For | ||
5 | Elect Hajime Nakajima | Mgmt | For | For | For | ||
6 | Elect Keisuke Nishimura | Mgmt | For | For | For | ||
7 | Elect Akihiro Itoh | Mgmt | For | For | For | ||
8 | Elect Shigemitsu Miki | Mgmt | For | For | For | ||
9 | Elect Toshio Arima | Mgmt | For | For | For | ||
10 | Elect Masahito Suzuki | Mgmt | For | For | For | ||
11 | Elect Fukutaka Hashimoto | Mgmt | For | For | For | ||
12 | Bonus | Mgmt | For | For | For | ||
Komatsu Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6301 | CINS J35759125 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kunio Noji | Mgmt | For | For | For | ||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | ||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | ||
6 | Elect Fujitoshi Takamura | Mgmt | For | For | For | ||
7 | Elect Hisashi Shinozuka | Mgmt | For | For | For | ||
8 | Elect Kazunori Kuromoto | Mgmt | For | For | For | ||
9 | Elect Masanao Mori | Mgmt | For | For | For | ||
10 | Elect Kohichi Ikeda | Mgmt | For | For | For | ||
11 | Elect Masayuki Oku | Mgmt | For | For | For | ||
12 | Elect Mitoji Yabunaka | Mgmt | For | For | For | ||
13 | Elect Hirohide Yamaguchi as Statutory Auditor | Mgmt | For | For | For | ||
14 | Bonus | Mgmt | For | For | For | ||
15 | Stock Option Compensation for Employees of the Company and Directors of Major Subsidiaries | Mgmt | For | For | For | ||
Kone Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KNEBV | CINS X4551T105 | 02/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Board Size | Mgmt | For | For | For | ||
13 | Election of Directors | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Number of Auditors | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Kone Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KNEBV | CINS X4551T105 | 12/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Special Dividend | Mgmt | For | For | For | ||
8 | Stock Split | Mgmt | For | For | For | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Koninklijke KPN N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KPN | CINS N4297B146 | 01/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | Against | Against | ||
3 | Cancellation of B Shares | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Koninklijke KPN N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KPN | CINS N4297B146 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor (2014) | Mgmt | For | For | For | ||
9 | Appointment of Auditor (2015) | Mgmt | For | For | For | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Elect C Zuiderwijk to the Supervisory Board | Mgmt | For | For | For | ||
12 | Elect Duco Sickinghe to the Supervisory Board | Mgmt | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Cancellation of Shares | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Supression of Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Koninklijke KPN N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KPN | CINS N4297B146 | 10/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Divestiture/Spin-off | Mgmt | For | For | For | ||
3 | Amendment to the LTIP | Mgmt | For | For | For | ||
4 | Retention Bonus | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Kubota Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6326 | CINS J36662138 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Yasuo Masumoto | Mgmt | For | For | For | ||
3 | Elect Masatoshi Kimata | Mgmt | For | For | For | ||
4 | Elect Toshihiro Kubo | Mgmt | For | For | For | ||
5 | Elect Shigeru Kimura | Mgmt | For | For | For | ||
6 | Elect Kenshiroh Ogawa | Mgmt | For | For | For | ||
7 | Elect Yuichi Kitao | Mgmt | For | For | For | ||
8 | Elect Yukitoshi Funo | Mgmt | For | For | For | ||
9 | Elect Yuzuru Matsuda | Mgmt | For | For | For | ||
10 | Elect Satoru Sakamoto | Mgmt | For | For | For | ||
11 | Elect Toshikazu Fukuyama | Mgmt | For | For | For | ||
12 | Bonus | Mgmt | For | For | For | ||
Las Vegas Sands Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles D. Forman | Mgmt | For | For | For | ||
1.2 | Elect George Jamieson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Liberty Global plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U104 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Miranda Curtis | Mgmt | For | For | For | ||
2 | Elect John W. Dick | Mgmt | For | For | For | ||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | ||
4 | Elect J. David Wargo | Mgmt | For | For | For | ||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
Liberty Global, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U120 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | 2014 Incentive Plan | Mgmt | For | Against | Against | ||
2 | 2014 Nonemployee Director Incentive Plan | Mgmt | For | For | For | ||
Linde AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LIN | CINS D50348107 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Casey | Mgmt | For | For | For | ||
1.2 | Elect RoAnn Costin | Mgmt | For | For | For | ||
1.3 | Elect Laurent Potdevin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | ||
LVMH Moët Hennessy Louis Vuitton SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MC | CINS F58485115 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Related Party Transactions | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Delphine Arnault | Mgmt | For | For | For | ||
9 | Elect Nicolas Bazire | Mgmt | For | For | For | ||
10 | Elect Antonio Belloni | Mgmt | For | For | For | ||
11 | Elect Diego Della Valle | Mgmt | For | For | For | ||
12 | Elect Pierre Gode | Mgmt | For | For | For | ||
13 | Elect Marie-Josee Kravis | Mgmt | For | For | For | ||
14 | Elect Paolo Bulgari as Censor | Mgmt | For | For | For | ||
15 | Elect Patrick Houel as Censor | Mgmt | For | For | For | ||
16 | Elect Felix G. Rohatyn as Censor | Mgmt | For | For | For | ||
17 | Elect Marie-Laure Sauty de Chalon | Mgmt | For | For | For | ||
18 | Approval of Remuneration of Bernard Arnault, Chairman & CEO | Mgmt | For | For | For | ||
19 | Approval of Remuneration of Antonio Belloni, Group Managing Director | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
22 | Reincorporation as Societas Europaea | Mgmt | For | For | For | ||
23 | Adoption of New Articles Pursuant to Reincorporation | Mgmt | For | For | For | ||
Marubeni Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8002 | CINS J39788138 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Teruo Asada | Mgmt | For | For | For | ||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | ||
4 | Elect Michihiko Ohta | Mgmt | For | For | For | ||
5 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | ||
6 | Elect Shigeru Yamazoe | Mgmt | For | For | For | ||
7 | Elect Shinji Kawai | Mgmt | For | For | For | ||
8 | Elect Kazuaki Tanaka | Mgmt | For | For | For | ||
9 | Elect Yukihiko Matsumura | Mgmt | For | For | For | ||
10 | Elect Akira Terakawa | Mgmt | For | For | For | ||
11 | Elect Ichiroh Takahara | Mgmt | For | For | For | ||
12 | Elect Takao Kitabata | Mgmt | For | For | For | ||
13 | Elect Yukiko Kuroda @ Yukiko Matsumoto | Mgmt | For | For | For | ||
14 | Elect Kyohhei Takahashi as Statutory Auditor | Mgmt | For | For | For | ||
MasterCard Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
9 | Elect Marc Olivié | Mgmt | For | For | For | ||
10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
11 | Elect José Octavio Reyes Lagunes | Mgmt | For | For | For | ||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
McGraw Hill Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHFI | CUSIP 580645109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||
2 | Elect William D. Green | Mgmt | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | ||
4 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
5 | Elect Robert P. McGraw | Mgmt | For | For | For | ||
6 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
7 | Elect Douglas L. Peterson | Mgmt | For | For | For | ||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
10 | Elect Kurt L. Schmoke | Mgmt | For | For | For | ||
11 | Elect Sidney Taurel | Mgmt | For | For | For | ||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Meggitt plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGGT | CINS G59640105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Sir Colin Terry | Mgmt | For | For | For | ||
6 | Elect Stephen Young | Mgmt | For | For | For | ||
7 | Elect Guy Berruyer | Mgmt | For | For | For | ||
8 | Elect Philip G. Cox | Mgmt | For | For | For | ||
9 | Elect Philip E Green | Mgmt | For | For | For | ||
10 | Elect Paul Heiden | Mgmt | For | For | For | ||
11 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | ||
12 | Elect David Williams | Mgmt | For | For | For | ||
13 | Elect Doug Webb | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
22 | Long Term Incentive Plan (Overseas) | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
MGM Resorts International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MGM | CUSIP 552953101 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Baldwin | Mgmt | For | For | For | ||
1.2 | Elect William A. Bible | Mgmt | For | For | For | ||
1.3 | Elect Burton M. Cohen | Mgmt | For | For | For | ||
1.4 | Elect Mary Chris Gay | Mgmt | For | For | For | ||
1.5 | Elect William W. Grounds | Mgmt | For | For | For | ||
1.6 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
1.7 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
1.8 | Elect Anthony Mandekic | Mgmt | For | For | For | ||
1.9 | Elect Rose E. McKinney-James | Mgmt | For | For | For | ||
1.10 | Elect James J. Murren | Mgmt | For | For | For | ||
1.11 | Elect Gregory M. E. Spierkel | Mgmt | For | For | For | ||
1.12 | Elect Daniel J. Taylor | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Michael Page International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MPI | CINS G68694119 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Robin Buchanan | Mgmt | For | For | For | ||
6 | Elect Simon Boddie | Mgmt | For | For | For | ||
7 | Elect Stephen Ingham | Mgmt | For | For | For | ||
8 | Elect David S. Lowden | Mgmt | For | For | For | ||
9 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | ||
10 | Elect Tim Miller | Mgmt | For | For | For | ||
11 | Elect Danuta Gray | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Micron Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | ||
5 | Elect Warren A. East | Mgmt | For | For | For | ||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | ||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | ||
8 | Elect Robert E. Switz | Mgmt | For | For | For | ||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven A. Ballmer | Mgmt | For | Against | Against | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William H. Gates III | Mgmt | For | For | For | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | ||
6 | Elect David F. Marquardt | Mgmt | For | Against | Against | ||
7 | Elect Charles H. Noski | Mgmt | For | For | For | ||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
9 | Elect John W. Thompson | Mgmt | For | For | For | ||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Mindray Medical International Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MR | CUSIP 602675100 | 12/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joyce I-Yin Hsu | Mgmt | For | For | For | ||
2 | Elect WU Qiyao | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Mitsubishi Heavy Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7011 | CINS J44002129 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Hideaki Ohmiya | Mgmt | For | For | For | ||
4 | Elect Shunichi Miyanaga | Mgmt | For | For | For | ||
5 | Elect Atsushi Maekawa | Mgmt | For | For | For | ||
6 | Elect Yohichi Kujirai | Mgmt | For | For | For | ||
7 | Elect Hisakazu Mizutani | Mgmt | For | For | For | ||
8 | Elect Tatsuhiko Nojima | Mgmt | For | For | For | ||
9 | Elect Takashi Funato | Mgmt | For | For | For | ||
10 | Elect Toshio Kodama | Mgmt | For | For | For | ||
11 | Elect Kazuaki Kimura | Mgmt | For | For | For | ||
12 | Elect Yorihiko Kojima | Mgmt | For | For | For | ||
13 | Elect Christina Ahmadjian | Mgmt | For | For | For | ||
14 | Elect Hiroki Tsuda | Mgmt | For | For | For | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
6 | Elect Nelson Peltz | Mgmt | For | For | For | ||
7 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
11 | Elect Ratan N. Tata | Mgmt | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
3 | Elect William U. Parfet | Mgmt | For | For | For | ||
4 | Elect George H. Poste | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
Moody's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCO | CUSIP 615369105 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jorge A. Bermudez | Mgmt | For | For | For | ||
2 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
3 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Morgan Stanley | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
2 | Elect Howard J. Davies | Mgmt | For | For | For | ||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
4 | Elect James P. Gorman | Mgmt | For | For | For | ||
5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
10 | Elect James W. Owens | Mgmt | For | For | For | ||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2 | Elect Denise C. Johnson | Mgmt | For | For | For | ||
3 | Elect Nancy E. Cooper | Mgmt | For | For | For | ||
4 | Elect James L. Popowich | Mgmt | For | For | For | ||
5 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
6 | Elect Steven M. Seibert | Mgmt | For | For | For | ||
7 | 2014 Stock and Incentive Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Timothy S. Gitzel | Mgmt | For | For | For | ||
2 | Elect William R. Graber | Mgmt | For | For | For | ||
3 | Elect Emery N. Koenig | Mgmt | For | For | For | ||
4 | Elect David T. Seaton | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Murata Manufacturing Company Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6981 | CINS J46840104 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Yoshitaka Fujita | Mgmt | For | For | For | ||
4 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | ||
5 | Elect Masakazu Toyoda as Statutory Auditor | Mgmt | For | For | For | ||
Naspers Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPN | CINS S53435103 | 08/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Re-elect Lourens N. Jonker | Mgmt | For | For | For | ||
5 | Re-elect Fred Phaswana | Mgmt | For | For | For | ||
6 | Re-elect Ben J. van der Ross | Mgmt | For | For | For | ||
7 | Re-elect Ton Vosloo | Mgmt | For | For | For | ||
8 | Re-elect Francine-Ann du Plessis | Mgmt | For | For | For | ||
9 | Elect Audit Committee Member (Francine-Ann du Plessis) | Mgmt | For | For | For | ||
10 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | ||
11 | Elect Audit Committee Member (Boetie van Zyl) | Mgmt | For | For | For | ||
12 | Approve Remuneration Policy | Mgmt | For | For | For | ||
13 | General Authority to Issue Shares | Mgmt | For | Against | Against | ||
14 | Authority to Issue Shares for Cash | Mgmt | For | Against | Against | ||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
18 | Approve NEDs' Fees (Board - South African Resident Member) | Mgmt | For | For | For | ||
19 | Approve NEDs' Fees (Board - Non-South African Resident Member) | Mgmt | For | For | For | ||
20 | Approve NEDs' Fees (Board - Consultation Fee for Non-South African resident) | Mgmt | For | For | For | ||
21 | Approve NEDs' Fees (Board - Daily Fee) | Mgmt | For | For | For | ||
22 | Approve NEDs' Fees (Audit Committee Chair) | Mgmt | For | For | For | ||
23 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | ||
24 | Approve NEDs' Fees (Risk Committee Chair) | Mgmt | For | For | For | ||
25 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | ||
26 | Approve NEDs' Fees (Human Resources and Remuneration Committee Chair) | Mgmt | For | For | For | ||
27 | Approve NEDs' Fees (Human Resources and Remuneration Committee Member) | Mgmt | For | For | For | ||
28 | Approve NEDs' Fees (Nomination Committee Chair) | Mgmt | For | For | For | ||
29 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | ||
30 | Approve NEDs' Fees (Social and Ethics Committee Chair) | Mgmt | For | For | For | ||
31 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | ||
32 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee) | Mgmt | For | For | For | ||
33 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
34 | Approve NEDs' Fees (Media24 Pension Fund Chair) | Mgmt | For | For | For | ||
35 | Approve NEDs' Fees (Media24 Pension Fund Trustee) | Mgmt | For | For | For | ||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
37 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | ||
38 | Approve NEDs' Fees (Board - South African Resident Member) | Mgmt | For | For | For | ||
39 | Approve NEDs' Fees (Board - Non-South African Resident Member) | Mgmt | For | For | For | ||
40 | Approve NEDs' Fees (Board - Consultation Fee for Non-South African resident) | Mgmt | For | For | For | ||
41 | Approve NEDs' Fees (Board - Daily Fee) | Mgmt | For | For | For | ||
42 | Approve NEDs' Fees (Audit Committee Chair) | Mgmt | For | For | For | ||
43 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | ||
44 | Approve NEDs' Fees (Risk Committee Chair) | Mgmt | For | For | For | ||
45 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | ||
46 | Approve NEDs' Fees (Human Resources and Remuneration Committee Chair) | Mgmt | For | For | For | ||
47 | Approve NEDs' Fees (Human Resources and Remuneration Committee Member) | Mgmt | For | For | For | ||
48 | Approve NEDs' Fees (Nomination Committee Chair) | Mgmt | For | For | For | ||
49 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | ||
50 | Approve NEDs' Fees (Social and Ethics Committee Chair) | Mgmt | For | For | For | ||
51 | Approve NEDs' Fees (Social and Ethics Committee Member) | Mgmt | For | For | For | ||
52 | Approve NEDs' Fees (Media24 Safety, Health and Environment Committee) | Mgmt | For | For | For | ||
53 | Approve NEDs' Fees (Share Schemes/Other Personnel Funds Trustees) | Mgmt | For | For | For | ||
54 | Approve NEDs' Fees (Media24 Pension Fund Chair) | Mgmt | For | For | For | ||
55 | Approve NEDs' Fees (Media24 Pension Fund Trustee) | Mgmt | For | For | For | ||
56 | Amendment to Memorandum | Mgmt | For | For | For | ||
57 | Approve Financial Assistance (s. 44) | Mgmt | For | For | For | ||
58 | Approve Financial Assistance (s. 45) | Mgmt | For | For | For | ||
59 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | ||
60 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | ||
National Grid Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NG | CINS G6375K151 | 07/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||
4 | Elect Steven Holliday | Mgmt | For | For | For | ||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||
6 | Elect Thomas B. King | Mgmt | For | For | For | ||
7 | Elect Nick Winser | Mgmt | For | For | For | ||
8 | Elect Philip Aiken | Mgmt | For | For | For | ||
9 | Elect Nora Brownell | Mgmt | For | For | For | ||
10 | Elect Jonathan Dawson | Mgmt | For | For | For | ||
11 | Elect Paul Golby | Mgmt | For | For | For | ||
12 | Elect Ruth Kelly | Mgmt | For | For | For | ||
13 | Elect Maria Richter | Mgmt | For | For | For | ||
14 | Elect Mark Williamson | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Naver Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
035420 | CINS Y62579100 | 03/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Elect KIM Sang Hun | Mgmt | For | For | For | ||
4 | Elect HWANG In Jun | Mgmt | For | For | For | ||
5 | Directors' Fees | Mgmt | For | For | For | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CINS H57312649 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Compensation Report | Mgmt | For | For | For | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Amendments to Articles | Mgmt | For | For | For | ||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
8 | Elect Paul Bulcke | Mgmt | For | For | For | ||
9 | Elect Andreas Koopmann | Mgmt | For | For | For | ||
10 | Elect Rolf Hanggi | Mgmt | For | For | For | ||
11 | Elect Beat Hess | Mgmt | For | For | For | ||
12 | Elect Daniel Borel | Mgmt | For | For | For | ||
13 | Elect Steven G. Hoch | Mgmt | For | For | For | ||
14 | Elect Naina Lal Kidwai | Mgmt | For | For | For | ||
15 | Elect Titia de Lange | Mgmt | For | For | For | ||
16 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
17 | Elect Ann Veneman | Mgmt | For | For | For | ||
18 | Elect Henri de Castries | Mgmt | For | For | For | ||
19 | Elect Eva Cheng | Mgmt | For | For | For | ||
20 | Election of Chairman | Mgmt | For | For | For | ||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
27 | In the event of a new or modified proposal by a shareholder during the general meeting, i instruct the independent representative to vote according to the following instruction: instruct for on one resolution among 6.1, 6.2 and 6.3 to show which voting option you choose in the event of new or modified proposals. instruct clear on the remaining two resolutions | N/A | N/A | N/A | N/A | ||
28 | Management recommends a for vote on this proposal: management recommends a for vote on this proposal: vote in accordance with the proposal of the board of directors | Mgmt | For | N/A | N/A | ||
29 | Please note that this resolution is a shareholder proposal: vote against the proposal of the board of directors | Mgmt | For | N/A | N/A | ||
30 | Please note that this resolution is a shareholder proposal: abstain | Mgmt | For | For | For | ||
NetSuite Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
N | CUSIP 64118Q107 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zachary Nelson | Mgmt | For | For | For | ||
2 | Elect Kevin B. Thompson | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Indemnification of Directors | Mgmt | For | For | For | ||
3 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
4 | Elect David L. Calhoun | Mgmt | For | For | For | ||
5 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect Alexander Navab | Mgmt | For | For | For | ||
8 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
9 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | ||
10 | Elect Ganesh B. Rao | Mgmt | For | For | For | ||
11 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||
14 | Executive Annual Incentive Plan | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Company Name Change | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Nikon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7731 | CINS 654111103 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Makoto Kimura | Mgmt | For | For | For | ||
4 | Elect Kazuo Ushida | Mgmt | For | For | For | ||
5 | Elect Junichi Itoh | Mgmt | For | For | For | ||
6 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | ||
7 | Elect Norio Hashizume | Mgmt | For | For | For | ||
8 | Elect Hiroshi Ohki | Mgmt | For | For | For | ||
9 | Elect Takaharu Honda | Mgmt | For | For | For | ||
10 | Elect Tomohide Hamada | Mgmt | For | For | For | ||
11 | Elect Toshiyuki Masai | Mgmt | For | For | For | ||
12 | Elect Kenji Matsuo | Mgmt | For | For | For | ||
13 | Elect Kohkei Higuchi | Mgmt | For | For | For | ||
14 | Elect Kohichi Fujiu as Statutory Auditor | Mgmt | For | For | For | ||
15 | Bonus | Mgmt | For | For | For | ||
Nintendo Co. Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7974 | CINS J51699106 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Satoru Iwata | Mgmt | For | For | For | ||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | ||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||
7 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | ||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | ||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | ||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | ||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | ||
13 | Elect Naoki Mizutani | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | ||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nokian Renkaat Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NRE1V | CINS X5862L103 | 04/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Accounts and Reports | Mgmt | For | For | For | ||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
11 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Board Size | Mgmt | For | For | For | ||
14 | Election of Directors | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CINS H5820Q150 | 02/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Board Compensation | Mgmt | For | Against | Against | ||
6 | Executive Compensation | Mgmt | For | For | For | ||
7 | Elect Jorg Reinhardt | Mgmt | For | For | For | ||
8 | Elect Dimitri Azar | Mgmt | For | For | For | ||
9 | Elect Verena A. Briner | Mgmt | For | For | For | ||
10 | Elect Srikant Datar | Mgmt | For | For | For | ||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
12 | Elect Pierre Landolt | Mgmt | For | For | For | ||
13 | Elect Ulrich Lehner | Mgmt | For | For | For | ||
14 | Elect Andreas von Planta | Mgmt | For | For | For | ||
15 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
16 | Elect Enrico Vanni | Mgmt | For | For | For | ||
17 | Elect William T. Winters | Mgmt | For | For | For | ||
18 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | For | For | ||
19 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | For | For | ||
20 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | For | For | ||
21 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
24 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHoldr | N/A | Abstain | N/A | ||
Novo Nordisk A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVO-B | CINS K72807132 | 03/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Directors' Fees for 2013 | Mgmt | For | For | For | ||
6 | Directors' Fees for 2014 | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Goran A. Ando as Chairman | Mgmt | For | For | For | ||
9 | Elect Jeppe Christiansen as Vice Chairman | Mgmt | For | For | For | ||
10 | Elect Bruno Angelici | Mgmt | For | For | For | ||
11 | Elect Liz Hewitt | Mgmt | For | For | For | ||
12 | Elect Thomas P Koestler | Mgmt | For | For | For | ||
13 | Elect Finn Helge Lund | Mgmt | For | For | For | ||
14 | Elect Hannu Ryopponen | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Cancellation of Shares | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Charitable Donations | Mgmt | For | For | For | ||
19 | Amendments to Articles Regarding Language of Annual Reports | Mgmt | For | For | For | ||
20 | Amendments to Articles Regarding Language of General Meetings | Mgmt | For | For | For | ||
21 | Amendments to Remuneration Principles | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Financial Information in Notice of Meeting | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Presentation of Financial Information | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Access to Financial Information | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Refreshments at Annual General Meetings | ShrHoldr | Against | Against | For | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | ||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | ||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | ||
6 | Elect John E. Feick | Mgmt | For | For | For | ||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect William R. Klesse | Mgmt | For | For | For | ||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | ||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | ||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | ||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
Oil Search Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OSH | CINS Y64695110 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Papua New Guinea | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Re-elect Kostas G. Constantinou | Mgmt | For | For | For | ||
3 | Re-elect Agu J. Kantsler | Mgmt | For | For | For | ||
4 | Re-elect Ziggy E. Switkowski | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Equity Grant (MD Peter Botten - Performance Rights) | Mgmt | For | For | For | ||
7 | Equity Grant (Executive Director Gerea Aopi - Performance Rights) | Mgmt | For | For | For | ||
8 | Equity Grant (MD Peter Botten - Restricted Shares) | Mgmt | For | For | For | ||
9 | Equity Grant (Executive Director - Restricted Shares) | Mgmt | For | For | For | ||
Omron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6645 | CINS J61374120 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Fumio Tateishi | Mgmt | For | For | For | ||
4 | Elect Yoshihito Yamada | Mgmt | For | For | For | ||
5 | Elect Yoshinori Suzuki | Mgmt | For | For | For | ||
6 | Elect Akio Sakumiya | Mgmt | For | For | For | ||
7 | Elect Kohji Nitto | Mgmt | For | For | For | ||
8 | Elect Kazuhiko Toyama | Mgmt | For | For | For | ||
9 | Elect Eizoh Kobayashi | Mgmt | For | For | For | ||
10 | Elect Tohru Watanabe as Alternate Statutory Auditor | Mgmt | For | For | For | ||
11 | Bonus | Mgmt | For | For | For | ||
12 | Bonus Plan Linked to Medium-Term Performance | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
Orange SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORA | CINS F6866T100 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Elect Stephane Richard | Mgmt | For | For | For | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Elect Patrice Brunet | Mgmt | N/A | For | N/A | ||
11 | Elect Jean-Luc Burgain | Mgmt | N/A | For | N/A | ||
12 | Directors' Fees | Mgmt | For | For | For | ||
13 | Remuneration of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | ||
14 | Remuneration of Gervais Pellissier, Deputy CEO | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Amend Article 15 | Mgmt | For | For | For | ||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Orix Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8591 | CINS J61933123 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Makoto Inoue | Mgmt | For | For | For | ||
3 | Elect Haruyuki Urata | Mgmt | For | For | For | ||
4 | Elect Tamio Umaki | Mgmt | For | For | For | ||
5 | Elect Kazuo Kojima | Mgmt | For | For | For | ||
6 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | ||
7 | Elect Katsunobu Kamei | Mgmt | For | For | For | ||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | ||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | ||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||
11 | Elect Robert Feldman | Mgmt | For | For | For | ||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | ||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | ||
14 | Elect Ryuji Yasuda | Mgmt | For | For | For | ||
Parker-Hannifin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PH | CUSIP 701094104 | 10/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||
1.3 | Elect William E. Kassling | Mgmt | For | For | For | ||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||
1.5 | Elect Kevin Lobo | Mgmt | For | For | For | ||
1.6 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||
1.7 | Elect Candy Obourn | Mgmt | For | For | For | ||
1.8 | Elect Joseph Scaminace | Mgmt | For | For | For | ||
1.9 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||
1.10 | Elect Ake Svensson | Mgmt | For | For | For | ||
1.11 | Elect James Wainscott | Mgmt | For | For | For | ||
1.12 | Elect Donald E. Washkewicz | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Pernod Ricard SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RI | CINS F72027109 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Elect Daniele Ricard | Mgmt | For | For | For | ||
9 | Elect Laurent Burelle | Mgmt | For | For | For | ||
10 | Elect Michel Chambaud | Mgmt | For | For | For | ||
11 | Elect Representative of Societe Paul Ricard | Mgmt | For | For | For | ||
12 | Elect Anders Narvinger | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Remuneration of Daniele Ricard, Chairman of the Board | Mgmt | For | For | For | ||
15 | Remuneration of Pierre Pringuet, Vice Chairman of the Board and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Alexandre Ricard, Deputy CEO | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Greenshoe | Mgmt | For | Against | Against | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
26 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
27 | Amendments to Articles | Mgmt | For | For | For | ||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V408 | 04/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Election of Directors | Mgmt | For | For | For | ||
5 | Election of Board Member Representative of Minority Shareholders | Mgmt | N/A | For | N/A | ||
6 | Election of the Chairman of the Board | Mgmt | For | For | For | ||
7 | Election of Supervisory Council | Mgmt | For | For | For | ||
8 | Election of Supervisory Council Member Representative of Minority Shareholders | Mgmt | N/A | For | N/A | ||
9 | Remuneration Policy | Mgmt | For | For | For | ||
10 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | For | For | ||
11 | Merger by Absorption (Termoacu) | Mgmt | For | For | For | ||
12 | Merger by Absorption (Termoceara) | Mgmt | For | For | For | ||
13 | Merger by Absorption (CLEP) | Mgmt | For | For | For | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V408 | 09/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Divestiture | Mgmt | For | For | For | ||
2 | Merger by Absorption (COMPERJ) | Mgmt | For | For | For | ||
3 | Merger by Absorption (EST) | Mgmt | For | For | For | ||
4 | Merger by Absorption (MEG) | Mgmt | For | For | For | ||
5 | Merger by Absorption (POL) | Mgmt | For | For | For | ||
6 | Merger by Absorption (SFE) | Mgmt | For | For | For | ||
7 | Waiver of Preemption Rights | Mgmt | For | For | For | ||
Petroleo Brasileiro S.A. - Petrobras | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETR3 | CUSIP 71654V408 | 12/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger by Absorption (RNEST) | Mgmt | For | For | For | ||
2 | Merger by Absorption (CRSEC) | Mgmt | For | For | For | ||
3 | Merger by Absorption (PIFCO) | Mgmt | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | ||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | ||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | ||
5 | Elect Constance J. Horner | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect George A. Lorch | Mgmt | For | For | For | ||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
10 | Elect Ian C. Read | Mgmt | For | For | For | ||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | 2014 Stock Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
4 | Elect Jennifer Li | Mgmt | For | For | For | ||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
8 | Elect Robert B. Polet | Mgmt | For | For | For | ||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
Potash Corporation of Saskatchewan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POT | CUSIP 73755L107 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
1.2 | Elect Donald G. Chynoweth | Mgmt | For | For | For | ||
1.3 | Elect William J. Doyle | Mgmt | For | For | For | ||
1.4 | Elect John W. Estey | Mgmt | For | For | For | ||
1.5 | Elect Gerald W. Grandey | Mgmt | For | For | For | ||
1.6 | Elect Charles S. Hoffman | Mgmt | For | For | For | ||
1.7 | Elect Dallas J. Howe | Mgmt | For | For | For | ||
1.8 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
1.9 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
1.11 | Elect Jeffrey J. McCaig | Mgmt | For | For | For | ||
1.12 | Elect Mary A. Mogford | Mgmt | For | For | For | ||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | 2014 Performance Option Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
6 | Elect Ira D. Hall | Mgmt | For | For | For | ||
7 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
8 | Elect Larry D. McVay | Mgmt | For | For | For | ||
9 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | ||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | ||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
Priceline Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCLN | CUSIP 741503403 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | ||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | ||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | ||
1.8 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
1.9 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
1.10 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | ||
7 | Elect Jackie Hunt | Mgmt | For | For | For | ||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | For | For | ||
9 | Elect Alice Shroeder | Mgmt | For | For | For | ||
10 | Elect Howard J. Davies | Mgmt | For | For | For | ||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||
12 | Elect Alexander Johnston | Mgmt | For | For | For | ||
13 | Elect Paul Manduca | Mgmt | For | For | For | ||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
17 | Elect Philip Remnant | Mgmt | For | For | For | ||
18 | Elect Barry Stowe | Mgmt | For | For | For | ||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | ||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||
21 | Elect Michael A. Wells | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | ||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Publicis Groupe SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PUB | CINS F7607Z165 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Scrip Dividend | Mgmt | For | For | For | ||
8 | Related Party Transaction (BNP Paribas) | Mgmt | For | For | For | ||
9 | Related Party Transaction (Societe Generale) | Mgmt | For | For | For | ||
10 | Elect Claudine Bienaime | Mgmt | For | For | For | ||
11 | Elect Michel Halperin | Mgmt | For | For | For | ||
12 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
13 | Remuneration of Maurice Levy, CEO | Mgmt | For | For | For | ||
14 | Remuneration of Jean-Michel Etienne, Jean-Yves Naouri and Kevin Roberts, Executives | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
21 | Greenshoe | Mgmt | For | Against | Against | ||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Rackspace Hosting, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAX | CUSIP 750086100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lew Moorman | Mgmt | For | For | For | ||
2 | Elect Graham Weston | Mgmt | For | For | For | ||
3 | Elect Ossa Fisher | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alfred G. Gilman | Mgmt | For | For | For | ||
1.2 | Elect Joseph L. Goldstein | Mgmt | For | For | For | ||
1.3 | Elect Robert A. Ingram | Mgmt | For | For | For | ||
1.4 | Elect Christine A. Poon | Mgmt | For | For | For | ||
1.5 | Elect P. Roy Vagelos | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Approval of 2014 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CINS G75754104 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | ||
5 | Approve Termination Payments | Mgmt | For | For | For | ||
6 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
7 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
8 | Elect Robert E. Brown | Mgmt | For | For | For | ||
9 | Elect Jan du Plessis | Mgmt | For | For | For | ||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||
12 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
16 | Elect John S. Varley | Mgmt | For | For | For | ||
17 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
24 | Scrip Dividend | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Rolls-Royce Holdings Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RR | CINS G76225104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
4 | Elect Lee Hsien Yang | Mgmt | For | For | For | ||
5 | Elect Warren A. East | Mgmt | For | For | For | ||
6 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
7 | Elect John Rishton | Mgmt | For | For | For | ||
8 | Elect Helen Alexander | Mgmt | For | For | For | ||
9 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
10 | Elect Frank Chapman | Mgmt | For | For | For | ||
11 | Elect James M. Guyette | Mgmt | For | For | For | ||
12 | Elect John McAdam | Mgmt | For | For | For | ||
13 | Elect Mark Morris | Mgmt | For | For | For | ||
14 | Elect John Neill | Mgmt | For | For | For | ||
15 | Elect Colin P. Smith | Mgmt | For | For | For | ||
16 | Elect Jasmin Staiblin | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Redeemable Dividend (C Shares) | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Performance Share Plan | Mgmt | For | For | For | ||
22 | Deferred Shared Bonus Plan | Mgmt | For | For | For | ||
23 | Increase Directors' Fee Cap | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Royal Caribbean Cruises Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RCL | CUSIP V7780T103 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Brock | Mgmt | For | For | For | ||
2 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
3 | Elect William K. Reilly | Mgmt | For | For | For | ||
4 | Elect Vagn O. Sorensen | Mgmt | For | For | For | ||
5 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259107 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Euleen Goh | Mgmt | For | For | For | ||
5 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Simon Henry | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Jorma Ollila | Mgmt | For | For | For | ||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
13 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
22 | Deferred Bonus Plan | Mgmt | For | For | For | ||
23 | Restricted Share Plan | Mgmt | For | For | For | ||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A118 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Euleen Goh | Mgmt | For | For | For | ||
5 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
7 | Elect Guy Elliott | Mgmt | For | For | For | ||
8 | Elect Simon Henry | Mgmt | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
11 | Elect Jorma Ollila | Mgmt | For | For | For | ||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
13 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Long Term Incentive Plan | Mgmt | For | For | For | ||
22 | Deferred Bonus Plan | Mgmt | For | For | For | ||
23 | Restricted Share Plan | Mgmt | For | For | For | ||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sabmiller plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAB | CINS G77395104 | 07/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Elect Guy Elliott | Mgmt | For | For | For | ||
4 | Elect Mark Armour | Mgmt | For | For | For | ||
5 | Elect Geoffrey Bible | Mgmt | For | For | For | ||
6 | Elect Alan Clark | Mgmt | For | For | For | ||
7 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
8 | Elect Lesley Knox | Mgmt | For | For | For | ||
9 | Elect Graham Mackay | Mgmt | For | For | For | ||
10 | Elect John Manser | Mgmt | For | For | For | ||
11 | Elect John A. Manzoni | Mgmt | For | For | For | ||
12 | Elect Miles Morland | Mgmt | For | For | For | ||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | For | For | ||
15 | Elect Alejandro Santo Domingo | Mgmt | For | For | For | ||
16 | Elect Helen A. Weir | Mgmt | For | For | For | ||
17 | Elect Howard Willard | Mgmt | For | For | For | ||
18 | Elect Jamie Wilson | Mgmt | For | For | For | ||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
20 | Appointment of Auditor | Mgmt | For | For | For | ||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Safran SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAF | CINS F4035A557 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports ; Approval of Non Tax- Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Supplementary Retirement Benefits (Stephane Abrial, deputy CEO) | Mgmt | For | For | For | ||
8 | Supplementary Retirement Benefits (Jean-Paul Herteman, Chairman and CEO) | Mgmt | For | For | For | ||
9 | Supplementary Retirement Benefits (Stephane Abrial, Ross McInnes and Marc Ventre) | Mgmt | For | For | For | ||
10 | Related Party Transactions | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Remuneration of Jean-Paul Herteman, Chairman CEO | Mgmt | For | For | For | ||
14 | Remuneration of Deputy CEOs. | Mgmt | For | For | For | ||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
16 | Amendment Regarding Employee Representatives | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Dividend Payouts | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Directors' Fees | ShrHoldr | Against | Against | For | ||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Salesforce.Com Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 06/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc Benioff | Mgmt | For | For | For | ||
2 | Elect Keith Block | Mgmt | For | For | For | ||
3 | Elect Craig A. Conway | Mgmt | For | For | For | ||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
5 | Elect Colin Powell | Mgmt | For | For | For | ||
6 | Elect John V. Roos | Mgmt | For | For | For | ||
7 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||
8 | Elect Robin L. Washington | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Sampo Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAMAS | CINS X75653109 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
10 | Ratification of Board Acts | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Board Size | Mgmt | For | For | For | ||
13 | Election of Directors | Mgmt | For | For | For | ||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Samsung Electronics Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Directors' Fees | Mgmt | For | For | For | ||
Sands China Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Tony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | ||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
Schneider Electric SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CINS F86921107 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Losses | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | ||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | ||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | ||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | ||
13 | Elect Linda Knoll | Mgmt | For | For | For | ||
14 | Elect Noel Forgeard | Mgmt | For | For | For | ||
15 | Elect Willy R. Kissling | Mgmt | For | For | For | ||
16 | Elect Catherine Kopp | Mgmt | For | For | For | ||
17 | Elect Henri Lachmann | Mgmt | For | For | For | ||
18 | Elect G. Richard Thoman | Mgmt | For | For | For | ||
19 | Elect Jeong H. Kim | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Conversion of Corporate Form | Mgmt | For | For | For | ||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | ||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | ||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
27 | Elect Lone Fonss Schroder | Mgmt | For | For | For | ||
Seattle Genetics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGEN | CUSIP 812578102 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Orwin | Mgmt | For | For | For | ||
1.2 | Elect Srinivas Akkaraju | Mgmt | For | For | For | ||
1.3 | Elect David W. Gryska | Mgmt | For | For | For | ||
1.4 | Elect John P. McLaughlin | Mgmt | For | For | For | ||
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Seven & I Holdings Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3382 | CINS J7165H108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Toshifumi Suzuki | Mgmt | For | For | For | ||
4 | Elect Noritoshi Murata | Mgmt | For | For | For | ||
5 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | ||
6 | Elect Tsuyoshi Kobayashi | Mgmt | For | For | For | ||
7 | Elect Junroh Itoh | Mgmt | For | For | For | ||
8 | Elect Kunio Takahashi | Mgmt | For | For | For | ||
9 | Elect Akihiko Shimizu | Mgmt | For | For | For | ||
10 | Elect Ryuichi Isaka | Mgmt | For | For | For | ||
11 | Elect Takashi Anzai | Mgmt | For | For | For | ||
12 | Elect Zenkoh Ohtaka | Mgmt | For | For | For | ||
13 | Elect Scott Trevor Davis | Mgmt | For | For | For | ||
14 | Elect Yoshio Tsukio | Mgmt | For | For | For | ||
15 | Elect Kunio Itoh | Mgmt | For | For | For | ||
16 | Elect Toshiroh Yonemura | Mgmt | For | For | For | ||
17 | Elect Hideo Nomura | Mgmt | For | For | For | ||
18 | Elect Tadao Hayakawa | Mgmt | For | For | For | ||
19 | Elect Yohko Suzuki | Mgmt | For | For | For | ||
20 | Elect Tsuguoki Fujinuma | Mgmt | For | For | For | ||
21 | Elect Rudy Kazuko @ Kazuko Yokoyama | Mgmt | For | For | For | ||
22 | Equity Compensation Plan | Mgmt | For | For | For | ||
Shoprite Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHP | CINS S76263102 | 10/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Re-elect Christoffel Wiese | Mgmt | For | For | For | ||
4 | Re-elect EC Kieswetter | Mgmt | For | For | For | ||
5 | Re-elect JA Louw | Mgmt | For | For | For | ||
6 | Elect Audit and Risk Committee Member (JG Rademeyer) | Mgmt | For | For | For | ||
7 | Elect Audit and Risk Committee Member (JA Louw) | Mgmt | For | For | For | ||
8 | Elect Audit and Risk Committee Member (JJ Fouche) | Mgmt | For | For | For | ||
9 | General Authority to Issue Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares for Cash | Mgmt | For | Against | Against | ||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
12 | Approve Remuneration Policy | Mgmt | For | Against | Against | ||
13 | Approve NEDs' Fees | Mgmt | For | For | For | ||
14 | Approve Financial Assistance (section 45) | Mgmt | For | For | For | ||
15 | Approve Financial Assistance (section 44) | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Siemens AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIE | CINS D69671218 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Compensation Policy | Mgmt | For | For | For | ||
11 | Appointment of Auditor | Mgmt | For | For | For | ||
12 | Elect Jim Hagemann Snabe | Mgmt | For | For | For | ||
13 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||
15 | Cancellation of Conditional Share Capital | Mgmt | For | For | For | ||
16 | Amendments to Articles | Mgmt | For | For | For | ||
Softbank Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9984 | CINS J75963108 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | ||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | ||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | ||
Sonic Healthcare Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHL | CINS Q8563C107 | 11/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Kate D. Spargo | Mgmt | For | For | For | ||
3 | Elect Jane Wilson | Mgmt | For | For | For | ||
4 | Elect Philip Dubois | Mgmt | For | For | For | ||
5 | Remuneration Report | Mgmt | For | For | For | ||
Sonova Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SOON | CINS H8024W106 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Compensation Report | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Elect Robert Spoerry as Chairman | Mgmt | For | For | For | ||
7 | Elect Beat Hess | Mgmt | For | For | For | ||
8 | Elect Michael Jacobi | Mgmt | For | For | For | ||
9 | Elect Andy Rihs | Mgmt | For | For | For | ||
10 | Elect Anssi Vanjoki | Mgmt | For | For | For | ||
11 | Elect Ronald van der Vis | Mgmt | For | For | For | ||
12 | Elect Jinlong Wang | Mgmt | For | For | For | ||
13 | Elect John Zei | Mgmt | For | For | For | ||
14 | Elect Stacy Enxing Seng | Mgmt | For | For | For | ||
15 | Elect Robert Spoerry | Mgmt | For | For | For | ||
16 | Elect Beat Hess | Mgmt | For | For | For | ||
17 | Elect John Zei | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
20 | Amendments to Articles (Compensation) | Mgmt | For | For | For | ||
21 | Amendments to Articles (Other Amendments) | Mgmt | For | For | For | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Standard Chartered plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STAN | CINS G84228157 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Elect Kurt Campbell | Mgmt | For | For | For | ||
6 | Elect Christine Hodgson | Mgmt | For | For | For | ||
7 | Elect Naguib Kheraj | Mgmt | For | For | For | ||
8 | Elect Om Prakesh Bhatt | Mgmt | For | For | For | ||
9 | Elect Jaspal S. Bindra | Mgmt | For | For | For | ||
10 | Elect Louis CHEUNG Chi Yan | Mgmt | For | For | For | ||
11 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||
12 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
13 | Elect Ruth Markland | Mgmt | For | For | For | ||
14 | Elect John G.H. Paynter | Mgmt | For | For | For | ||
15 | Elect John Peace | Mgmt | For | For | For | ||
16 | Elect A. Michael G. Rees | Mgmt | For | For | For | ||
17 | Elect Peter A. Sands | Mgmt | For | For | For | ||
18 | Elect Viswanathan Shankar | Mgmt | For | For | For | ||
19 | Elect Paul D. Skinner | Mgmt | For | For | For | ||
20 | Elect Lars H. Thunell | Mgmt | For | For | For | ||
21 | Disapplication of Shareholding Requirement (Kurt Campbell) | Mgmt | For | For | For | ||
22 | Appointment of Auditor | Mgmt | For | For | For | ||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
26 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
27 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | ||
28 | Scrip Dividend | Mgmt | For | For | For | ||
29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
30 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | ||
31 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
32 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||
33 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
34 | Maximum Variable Payment Ratio | Mgmt | For | For | For | ||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||
2 | Elect William W. Bradley | Mgmt | For | For | For | ||
3 | Elect Robert M. Gates | Mgmt | For | For | For | ||
4 | Elect Mellody Hobson | Mgmt | For | For | For | ||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | ||
6 | Elect Olden Lee | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | ||
9 | Elect Clara Shih | Mgmt | For | For | For | ||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | ||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Sumitomo Mitsui Financial Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | ||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | ||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | ||
6 | Elect Jun Ohta | Mgmt | For | For | For | ||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | ||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | For | For | ||
Suzuki Motor Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7269 | CINS J78529138 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | ||
4 | Elect Minoru Tamura | Mgmt | For | For | For | ||
5 | Elect Osamu Honda | Mgmt | For | For | For | ||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | ||
7 | Elect Yasuhito Harayama | Mgmt | For | For | For | ||
8 | Elect Naoki Aizawa | Mgmt | For | For | For | ||
9 | Elect Eiji Mochizuki | Mgmt | For | For | For | ||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | ||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | ||
12 | Elect Shunji Matsumoto as Statutory Auditor | Mgmt | For | For | For | ||
13 | Bonus | Mgmt | For | For | For | ||
14 | Equity Compensation Plan for Directors | Mgmt | For | For | For | ||
Swatch Group Ltd. (The) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UHR | CINS H83949141 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Nayla Hayek | Mgmt | For | For | For | ||
5 | Elect Esther Grether | Mgmt | For | For | For | ||
6 | Elect Ernst Tanner | Mgmt | For | For | For | ||
7 | Elect Georges Hayek | Mgmt | For | For | For | ||
8 | Elect Claude Nicollier | Mgmt | For | For | For | ||
9 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
10 | Elect Nayla Hayek as Chairwoman | Mgmt | For | For | For | ||
11 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | For | For | ||
12 | Elect Esther Grether as Compensation Committee Member | Mgmt | For | For | For | ||
13 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | Against | For | Against | ||
14 | Elect Georges Hayek as Compensation Committee Member | Mgmt | For | For | For | ||
15 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | For | For | ||
16 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
17 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Swatch Group Ltd. (The) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UHR | CINS H83949133 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Nayla Hayek | Mgmt | For | For | For | ||
6 | Elect Esther Grether | Mgmt | For | For | For | ||
7 | Elect Ernst Tanner | Mgmt | For | For | For | ||
8 | Elect Georges Hayek | Mgmt | For | For | For | ||
9 | Elect Claude Nicollier | Mgmt | For | For | For | ||
10 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
11 | Elect Nayla Hayek as Chairwoman | Mgmt | For | For | For | ||
12 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | For | For | ||
13 | Elect Esther Grether as Compensation Committee Member | Mgmt | For | For | For | ||
14 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | Against | For | Against | ||
15 | Elect Georges Hayek as Compensation Committee Member | Mgmt | For | For | For | ||
16 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | For | For | ||
17 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
18 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Syngenta AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYNN | CINS H84140112 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Compensation Report | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Amendments to Articles Relating to VeguV | Mgmt | For | For | For | ||
9 | Elect Vinita Bali | Mgmt | For | For | For | ||
10 | Elect Stefan Borgas | Mgmt | For | For | For | ||
11 | Elect Gunnar Brock | Mgmt | For | For | For | ||
12 | Elect Michel Demare | Mgmt | For | For | For | ||
13 | Elect Eleni Gabre-Madhin | Mgmt | For | For | For | ||
14 | Elect David Lawrence | Mgmt | For | For | For | ||
15 | Elect Michael Mack | Mgmt | For | For | For | ||
16 | Elect Eveline Saupper | Mgmt | For | For | For | ||
17 | Elect Jacques Vincent | Mgmt | For | For | For | ||
18 | Elect Jurg Witmer | Mgmt | For | For | For | ||
19 | Elect Michel Demare as Chairman | Mgmt | For | For | For | ||
20 | Elect Eveline Saupper as Compensation Committee Member | Mgmt | For | For | For | ||
21 | Elect Jacques Vincent as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Jurg Witmer as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
24 | Appointment of Auditor | Mgmt | For | For | For | ||
25 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Taiwan Semiconductor Manufacturing | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSM | CUSIP 874039100 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2330 | CINS Y84629107 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||
TDK Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6762 | CINS J82141136 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Takehiro Kamigama | Mgmt | For | For | For | ||
4 | Elect Atsuo Kobayashi | Mgmt | For | For | For | ||
5 | Elect Hiroyuki Uemura | Mgmt | For | For | For | ||
6 | Elect Junji Yoneyama | Mgmt | For | For | For | ||
7 | Elect Yukio Yanase | Mgmt | For | For | For | ||
8 | Elect Makoto Sumita | Mgmt | For | For | For | ||
9 | Elect Kazumasa Yoshida | Mgmt | For | For | For | ||
10 | Bonus | Mgmt | For | For | For | ||
TE Connectivity Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEL | CUSIP H84989104 | 03/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | ||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
5 | Elect Yong Nam | Mgmt | For | For | For | ||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | ||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | ||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
10 | Elect David P. Steiner | Mgmt | For | For | For | ||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | ||
12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
13 | Election of Chairman of the Board | Mgmt | For | For | For | ||
14 | Election of Daniel J. Phelan | Mgmt | For | For | For | ||
15 | Election of Paula A. Sneed | Mgmt | For | For | For | ||
16 | Election of David P. Steiner | Mgmt | For | For | For | ||
17 | Election of Independent Proxy | Mgmt | For | For | For | ||
18 | Approval of Annual Report | Mgmt | For | For | For | ||
19 | Approval of Statutory Financial Statement | Mgmt | For | For | For | ||
20 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
21 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
22 | Deloitte and Touche | Mgmt | For | For | For | ||
23 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
24 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
26 | Transfer of Reserves | Mgmt | For | For | For | ||
27 | Declaration of Dividend | Mgmt | For | For | For | ||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
29 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||
30 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Technip | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEC | CINS F90676101 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Remuneration of Thierry Pilenko, CEO | Mgmt | For | For | For | ||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
11 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
13 | Authority to Issue Performance Shares to Employees of the Group and Employees and Officers of Subsidiaries | Mgmt | For | For | For | ||
14 | Authority to Issue Performance Shares to Corporate Officers of the Group | Mgmt | For | For | For | ||
15 | Authority to Grant Stock Options to Employees of the Group, and Employees and Officers of Subsidiaries | Mgmt | For | For | For | ||
16 | Authority to Grant Stock Options to Corporate Officers of the Group | Mgmt | For | For | For | ||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | ||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Ronald Kirk | Mgmt | For | For | For | ||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
The Bank of Nova Scotia | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNS | CUSIP 064149107 | 04/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Guillermo E. Babatz | Mgmt | For | For | For | ||
1.2 | Elect Ronald A. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect C.J. Chen | Mgmt | For | For | For | ||
1.4 | Elect Charles H. Dallara | Mgmt | For | For | For | ||
1.5 | Elect David A. Dodge | Mgmt | For | For | For | ||
1.6 | Elect N. Ashleigh Everett | Mgmt | For | For | For | ||
1.7 | Elect John C. Kerr | Mgmt | For | For | For | ||
1.8 | Elect Thomas C. O'Neill | Mgmt | For | For | For | ||
1.9 | Elect Brian J. Porter | Mgmt | For | For | For | ||
1.10 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
1.11 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.12 | Elect Susan L. Segal | Mgmt | For | For | For | ||
1.13 | Elect Paul D. Sobey | Mgmt | For | For | For | ||
1.14 | Elect Barbara S. Thomas | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Filling Anticipated Board Vacancies with Female Nominees | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Phasing Out Stock Options | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Actions in Response to OECD Plans | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Response to Shareholder Vote on Compensation | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Pension Plan Disclosure | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Retention of Directors' Shares After Retirement | ShrHoldr | Against | Against | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Angela F. Braly | Mgmt | For | For | For | ||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | ||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | ||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | ||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
8 | Elect Peter W. May | Mgmt | For | For | For | ||
9 | Elect William A. Shutzer | Mgmt | For | For | For | ||
10 | Elect Robert S. Singer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2014 Employee Incentive Plan | Mgmt | For | For | For | ||
Time Warner Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Döpfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | For | For | ||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Tokio Marine Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8766 | CINS J86298106 | 06/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | ||
4 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | ||
5 | Elect Masashi Ohba | Mgmt | For | For | For | ||
6 | Elect Hirokazu Fujita | Mgmt | For | For | For | ||
7 | Elect Takashi Itoh | Mgmt | For | For | For | ||
8 | Elect Kunio Itoh | Mgmt | For | For | For | ||
9 | Elect Akio Mimura | Mgmt | For | For | For | ||
10 | Elect Mikio Sasaki | Mgmt | For | For | For | ||
11 | Elect Kunihiko Fujii | Mgmt | For | For | For | ||
12 | Elect Shinichi Hirose | Mgmt | For | For | For | ||
13 | Elect Yuko Kawamoto | Mgmt | For | For | For | ||
14 | Elect Takaaki Tamai | Mgmt | For | For | For | ||
15 | Elect Akihiro Wani | Mgmt | For | For | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | ||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | ||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | ||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | ||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | ||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | ||
11 | Elect Kohhei Saga | Mgmt | For | For | For | ||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | ||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | ||
15 | Elect Ikuo Uno | Mgmt | For | For | For | ||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | ||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | ||
18 | Elect Masaki Nakatsugawa | Mgmt | For | For | For | ||
19 | Elect Teisuke Kitayama | Mgmt | For | For | For | ||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
21 | Bonus | Mgmt | For | For | For | ||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | ||
Trend Micro Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4704 | CINS J9298Q104 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
UCB SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UCB | CINS B93562120 | 03/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Increase in Authorized Capital | Mgmt | For | For | For | ||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
6 | Amendments to Articles (Share Repurchase as Takeover Defense) | Mgmt | For | For | For | ||
7 | Amendments to Articles (Dematerialization of Shares) | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
UCB SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UCB | CINS B93562120 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports; Allocation of Dividends | Mgmt | For | For | For | ||
7 | Remuneration Report | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Auditor Acts | Mgmt | For | For | For | ||
10 | Elect Kay Davies | Mgmt | For | For | For | ||
11 | Ratification of the Independence of Kay Davies | Mgmt | For | For | For | ||
12 | Elect Cedric Van Rijckevorsel | Mgmt | For | For | For | ||
13 | Elect Jean-Christophe Tellier | Mgmt | For | For | For | ||
14 | Approve Restricted Stock Plan | Mgmt | For | For | For | ||
15 | Amendment to the EMTN Program Regarding a Change of Control Clause | Mgmt | For | For | For | ||
16 | Change of Control Clause Regarding Debt Transactions | Mgmt | For | For | For | ||
17 | Change of Control Clause Regarding Credit Facility Agreement | Mgmt | For | For | For | ||
18 | Change of Control Clause Regarding European Investment Bank Co-Development Agreement | Mgmt | For | For | For | ||
19 | Change of Control Clause Regarding European Investment Bank Loan | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Increase in Authorized Capital | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Amendments to Articles (Share Repurchase as Takeover Defense) | Mgmt | For | For | For | ||
24 | Amendments to Articles (Dematerialization of Shares) | Mgmt | For | For | For | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Unicredit S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Coverage of Loss | Mgmt | For | For | For | ||
3 | Scrip Dividend | Mgmt | For | For | For | ||
4 | Transfer of Reserves | Mgmt | For | For | For | ||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | ||
6 | Common Representative's Fees | Mgmt | For | For | For | ||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | ||
8 | Remuneration Report | Mgmt | For | For | For | ||
9 | 2014 Group Incentive System | Mgmt | For | For | For | ||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Unilever N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CINS N8981F271 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Approval of Remuneration Policy | Mgmt | For | For | For | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
7 | Elect Paul Polman | Mgmt | For | For | For | ||
8 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||
9 | Elect Laura M. Cha | Mgmt | For | For | For | ||
10 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
11 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
12 | Elect Byron E. Grote | Mgmt | For | For | For | ||
13 | Elect Mary Ma | Mgmt | For | For | For | ||
14 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||
15 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||
16 | Elect John Rishton | Mgmt | For | For | For | ||
17 | Elect Kees J. Storm | Mgmt | For | For | For | ||
18 | Elect Michael Treschow | Mgmt | For | For | For | ||
19 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
20 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
21 | Appointment of Auditor | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Unilever plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ULVR | CINS G92087165 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Elect Paul Polman | Mgmt | For | For | For | ||
5 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||
6 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
7 | Elect Louise O. Fresco | Mgmt | For | For | For | ||
8 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
9 | Elect Byron E. Grote | Mgmt | For | For | For | ||
10 | Elect Mary Ma | Mgmt | For | For | For | ||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||
12 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||
13 | Elect John Rishton | Mgmt | For | For | For | ||
14 | Elect Kees J. Storm | Mgmt | For | For | For | ||
15 | Elect Michael Treschow | Mgmt | For | For | For | ||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
5 | Elect John J. Koraleski | Mgmt | For | For | For | ||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
United Continental Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UAL | CUSIP 910047109 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | ||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | ||
3 | Elect Walter Isaacson | Mgmt | For | For | For | ||
4 | Elect Henry L. Meyer III | Mgmt | For | For | For | ||
5 | Elect Oscar Munoz | Mgmt | For | For | For | ||
6 | Elect William R. Nuti | Mgmt | For | For | For | ||
7 | Elect Laurence E. Simmons | Mgmt | For | For | For | ||
8 | Elect Jeffery A. Smisek | Mgmt | For | For | For | ||
9 | Elect David J. Vitale | Mgmt | For | For | For | ||
10 | Elect John H. Walker | Mgmt | For | For | For | ||
11 | Elect Charles A. Yamarone | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2006 Director Equity Incentive Plan. | Mgmt | For | For | For | ||
United Spirits Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNITDSPR | CINS Y92311102 | 03/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Scheme of Amalgamation | Mgmt | For | For | For | ||
United Spirits Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNITDSPR | CINS Y92311102 | 06/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Divestiture/Spin-off | Mgmt | For | For | For | ||
United Spirits Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNITDSPR | CINS Y92311102 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Vijay Mallya | Mgmt | For | For | For | ||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
5 | Elect Gilbert Ghostine | Mgmt | For | For | For | ||
6 | Elect Ravi Rajagopal | Mgmt | For | For | For | ||
7 | Elect P.A. Murali | Mgmt | For | For | For | ||
8 | Appointment of P.A. Murali (Executive Director); Approval of Remuneration | Mgmt | For | For | For | ||
9 | Elect Arunkumar Ramanlal Gandhi | Mgmt | For | For | For | ||
10 | Elect Sudhakar Rao | Mgmt | For | For | For | ||
11 | Elect Sivanandhan Dhanushkodi | Mgmt | For | For | For | ||
12 | Elect Renu Sud Karnad | Mgmt | For | For | For | ||
13 | Elect Paul Steven Walsh | Mgmt | For | For | For | ||
14 | Elect Vikram Singh Mehta | Mgmt | For | For | For | ||
15 | Amendment to Remuneration of Ashok Capoor (Managing Director) | Mgmt | For | For | For | ||
16 | Amendments to Articles | Mgmt | For | For | For | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
2 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
3 | Elect Glenda G. McNeal | Mgmt | For | For | For | ||
4 | Elect Patricia A. Tracey | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE5 | CUSIP 91912E105 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Election of Alternate Directors | Mgmt | For | For | For | ||
4 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | N/A | For | N/A | ||
5 | Remuneration Policy | Mgmt | For | For | For | ||
6 | Authority to Cancel Treasury Shares | Mgmt | For | For | For | ||
7 | Capitalization of Reserves w/o Share Issue | Mgmt | For | For | For | ||
8 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | For | For | ||
Vallourec S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VK | CINS F95922104 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Scrip Dividend | Mgmt | For | For | For | ||
8 | Severance Agreement for Olivier Mallet, CFO | Mgmt | For | For | For | ||
9 | Remuneration of Philippe Crouzet, Chairman of the Management Board | Mgmt | For | For | For | ||
10 | Remuneration of Jean-Pierre Michel, COO and Olivier Mallet, CFO | Mgmt | For | For | For | ||
11 | Elect Vivienne Cox | Mgmt | For | For | For | ||
12 | Elect Michel de Fabiani | Mgmt | For | For | For | ||
13 | Elect Alexandra Schaapveld | Mgmt | For | For | For | ||
14 | Elect Cedric de Bailliencourt | Mgmt | For | For | For | ||
15 | Elect Henri Poupart-Lafarge | Mgmt | For | For | For | ||
16 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
19 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
20 | Authority to Increase Capital for Overseas Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | ||
21 | Authority to Issue Restricted Shares Under Employee Savings Plans | Mgmt | For | For | For | ||
22 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
23 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
VeriSign, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSN | CUSIP 92343E102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect D. James Bidzos | Mgmt | For | For | For | ||
2 | Elect William L. Chenevich | Mgmt | For | For | For | ||
3 | Elect Kathleen A. Cote | Mgmt | For | For | For | ||
4 | Elect Roger H. Moore | Mgmt | For | For | For | ||
5 | Elect John D. Roach | Mgmt | For | For | For | ||
6 | Elect Louis A. Simpson | Mgmt | For | For | For | ||
7 | Elect Timothy Tomlinson | Mgmt | For | For | For | ||
8 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CINS 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
5 | Elect Robert W. Lane | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Adoption of Proxy Access | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHoldr | Against | Against | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Margaret G. McGlynn | Mgmt | For | For | For | ||
1.2 | Elect Wayne J. Riley | Mgmt | For | For | For | ||
1.3 | Elect William D. Young | Mgmt | For | For | For | ||
2 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect David J. PANG | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect William S. Shanahan | Mgmt | For | For | For | ||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Vodafone Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CINS G93882135 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | ||
Vodafone Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CINS G93882135 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | ||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | ||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | ||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
Vodafone Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CINS G93882135 | 07/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
4 | Elect Andy Halford | Mgmt | For | For | For | ||
5 | Elect Steve Pusey | Mgmt | For | For | For | ||
6 | Elect Renee J. James | Mgmt | For | For | For | ||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | ||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | ||
9 | Elect Omid Kordestani | Mgmt | For | For | For | ||
10 | Elect Nick Land | Mgmt | For | For | For | ||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | ||
13 | Elect Anthony Watson | Mgmt | For | For | For | ||
14 | Elect Philip Yea | Mgmt | For | For | For | ||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
W.W. Grainger, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GWW | CUSIP 384802104 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
1.3 | Elect William K. Hall | Mgmt | For | For | For | ||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | ||
1.5 | Elect Neil S. Novich | Mgmt | For | For | For | ||
1.6 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
1.7 | Elect Gary L. Rogers | Mgmt | For | For | For | ||
1.8 | Elect James T. Ryan | Mgmt | For | For | For | ||
1.9 | Elect E. Scott Santi | Mgmt | For | For | For | ||
1.10 | Elect James D. Slavik | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Wal-Mart de México, S.A.B. de C.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WALMEXV | CINS P98180105 | 03/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Mexico | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Directors' Report | Mgmt | For | For | For | ||
2 | CEO's Report | Mgmt | For | For | For | ||
3 | Audit Report | Mgmt | For | For | For | ||
4 | Tax Report | Mgmt | For | For | For | ||
5 | Stock Plan Report | Mgmt | For | For | For | ||
6 | Employee Share Repurchase Report | Mgmt | For | For | For | ||
7 | Wal-Mart de Mexico Foundation Report | Mgmt | For | For | For | ||
8 | Accounts and Reports | Mgmt | For | For | For | ||
9 | Allocation of Profits and Dividends | Mgmt | For | For | For | ||
10 | Share Reduction via Cancellation of Treasury Shares | Mgmt | For | For | For | ||
11 | Election of Directors | Mgmt | For | For | For | ||
12 | Minutes; Meeting Delegates | Mgmt | For | For | For | ||
Walt Disney Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan E. Arnold | Mgmt | For | Against | Against | ||
2 | Elect John S. Chen | Mgmt | For | For | For | ||
3 | Elect Jack Dorsey | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | ||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||
10 | Elect Orin C. Smith | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Weyerhaeuser Company | �� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
2 | Elect Mark A. Emmert | Mgmt | For | For | For | ||
3 | Elect John I. Kieckhefer | Mgmt | For | For | For | ||
4 | Elect Wayne Murdy | Mgmt | For | For | For | ||
5 | Elect Nicole W. Piasecki | Mgmt | For | For | For | ||
6 | Elect Doyle R. Simons | Mgmt | For | For | For | ||
7 | Elect Richard H. Sinkfield | Mgmt | For | For | For | ||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | ||
9 | Elect Kim Williams | Mgmt | For | For | For | ||
10 | Elect Charles R. Williamson | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Wirecard AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDI | CINS D22359133 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Elect Alfons Henseler | Mgmt | For | For | For | ||
Wynn Macau Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1128 | CINS G98149100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Cayman Islands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Ian M. Coughlan | Mgmt | For | For | For | ||
6 | Elect Nicholas R. Sallnow-Smith | Mgmt | For | For | For | ||
7 | Elect Allan Zeman | Mgmt | For | For | For | ||
8 | Elect Gamal Aziz | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
14 | Adoption of the Employee Ownership Scheme | Mgmt | For | Against | Against | ||
15 | Authority to Issue Shares Under the Employee Ownership Scheme | Mgmt | For | Against | Against | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NEW PERSPECTIVE FUND
(Registrant)
By /s/ Michael J. Thawley |
Michael J. Thawley, Vice Chairman and Principal Executive Officer |
Date: August 27, 2014 |