Foldera, Inc.
See Comment #11, February 16, 2007
Description | Date | Type | Common stock | Options granted | Options Vested | Warrants Outstanding | Purchase/ Exercise price per share | Deemed fair value per share | Deemed fair value explanation | Gross Receipts | Cash/Fair Value/ Intrinsic Value (APIC) | Compensation/ Services Expense | Cash and Share- Based payment expenses charged against offerings |
Originally 10,120,000 Shares issued at $0.0001 par value adjusted for forward split of 4:1 and change in par value to $0.001 - founders shares | 12/3/2001 | Common Stock | 40,480,000 | - | - | 0.001 | - | Par value | (39,468) | - | - | ||
Originally 349,544 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - stock in lieu of compensation. | 12/3/2001 | Common Stock | 1,398,176 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 348,146 | - | - | ||
Originally 625,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share treated as deemed dividend - software acquisition | 12/3/2001 | Common Stock | 2,500,000 | - | - | 0.25 | 0.25 | Equivalent of stock in lieu of compensation price calculation | 622,500 | - | - | ||
Originally 714,347 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Stock in lieu of compensation. | 12/31/2002 | Common Stock | 2,857,388 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 711,490 | - | - | ||
Originally 250,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Richard Lusk - Stock in lieu of compensation. | 12/31/2002 | Common Stock | 1,000,000 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 249,000 | - | |||
Originally 403,950 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Stock in lieu of compensation. | 3/31/2003 | Common Stock | 1,615,800 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 402,334 | - | - | ||
Originally 723,224 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Exterior Arts/Richard Lusk cash investment | 6/30/2003 | Common Stock | 2,892,896 | - | - | 0.25 | 0.25 | Equivalent of stock in lieu of compensation price calculation | 723,224 | 720,331 | - | ||
Originally 38,850 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 12/31/2003 | Common Stock | 155,400 | - | - | 0.25 | 0.25 | 38,695 | - | ||||
Originally 518,127 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 3/31/2004 | Common Stock | 2,072,508 | - | - | 0.25 | 0.25 | 515,855 | - | - | |||
Originally 253,473 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 3/31/2004 | Common Stock | 1,013,892 | - | - | 0.25 | 0.25 | 252,459 | - | - | |||
Originally 50,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share (Jnan Dash) | 4/1/2004 | Common Stock | 200,000 | 0.25 | 0.25 | Price equivalent to private placement offering price. | 49,800 | ||||||
Originally 782,418 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Stock in lieu of compensation | 6/30/2004 | Common Stock | 3,129,672 | 0.25 | 0.25 | 779,288 | - | ||||||
Originally 50,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share (Jnan Dash) | 11/16/2004 | Common Stock | 200,000 | 0.25 | 0.25 | Price equivalent to private placement offering price. | 49,800 | ||||||
Originally 112,706 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 12/31/2004 | Common Stock | 450,824 | - | - | 0.25 | 0.25 | 112,055 | - | ||||
Originally 693,100 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Exterior Arts/Richard Lusk | 12/31/2004 | Common Stock | 2,772,400 | - | - | 0.25 | 0.25 | Equivalent of stock in lieu of compensation price calculation | 693,100 | 690,328 | - | ||
Originally 517,066 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 3/31/2005 | Common Stock | 2,068,264 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 516,549 | - | - | ||
Originally 25,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Exterior Arts/Richard Lusk | 3/31/2005 | Common Stock | 100,000 | - | - | 0.25 | 0.25 | 25,000 | 24,975 | - | - | ||
Originally 46,714 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Exterior Arts/Richard Lusk | 4/30/2005 | Common Stock | 186,856 | - | - | 0.25 | 0.25 | 46,714 | 46,667 | - | - | ||
Originally 206,236 Sares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 5/31/2005 | Common Stock | 824,944 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 206,030 | - | |||
Originally 45,000 Shares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - Exterior Arts/Richard Lusk | 5/31/2005 | Common Stock | 180,000 | - | - | 0.25 | 0.25 | 45,000 | 44,955 | - | - | ||
Originally 3,200 Sares issued at $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share (Stock in lieu of compensation) | 4/30/05 | Common Stock | 12,800 | - | - | 0.25 | 0.25 | Equivalent of foregone cash compensation. | 3,187 | - | |||
Originally 512,320 Warrants issued at an exercise price of $0.25 per share, adjusted for forward split of 4:1: 2,049,280 warrants @ $0.063 per share (St. George & Carnegie - Attorney) | 5/13/2005 | Warrants Granted | - | - | 2,049,280 | 0.063 | 0.25 | Per Black Scholes option model. | 414,980 | 419,299 | - | ||
Originally 10,000 Warrants issued at an exercise price of $1 per share, adjusted for forward split of 4:1: 40,000 warrants @ $0.25 per share (Day & Campbell - Attorney) | 6/30/2005 | Warrants Granted | - | - | 40,000 | 0.25 | 0.25 | Per Black Scholes option model. | - | 2,737 | - | ||
Originally 2,048,100 Shares issued at $1 per share, adjusted for forward split of 4:1: 8,192,400 shares @ $0.25 per share (PPM1 Investors) | 8/15/2005 | Common Stock | 8,192,400 | - | - | 0.25 | 0.25 | Proceeds per private placement agreement. | 2,048,100 | 1,732,654 | - | 315,446 | |
Originally 75,000 Shares issued at $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share (Jnan Dash) | 10/10/2005 | Common Stock | 300,000 | - | - | 0.50 | 0.50 | Price equivalent to private placement offering price. | 149,700 | 150,000 | - | ||
Originally 3,170,375 Shares issued at $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share (PPM2 - first close) | 12/20/2005 | Common Stock | 12,681,500 | - | - | 0.50 | 0.50 | Proceeds per private placement agreement. | 6,340,750 | 5,496,005 | - | 844,745 | |
Cost of raising capital | 12/31/2005 | (105,154) | |||||||||||
Originally 1,082,000 Shares issued at $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share (PPM2 - final close) | 2/13/2006 | Common Stock | 4,328,000 | - | - | 0.50 | 0.50 | Proceeds per private placement agreement. | 2,164,000 | 1,874,819 | - | 289,181 | |
Effect of 4:1 split | 2/1/2006 | (75,355) | |||||||||||
Originally 307,215 5-Year Warrants issued at an exercise price of $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share - PPM2 broker | 2/9/2006 | Warrants Granted | 1,228,860 | 0.25 | 0.25 | Per Black Scholes option model. | |||||||
Originally 637,856 5-Year Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1: 2,551,424 warrants @ $0.50 per share - PPM2 broker | 2/9/2006 | Warrants Granted | 2,551,424 | 0.50 | 0.50 | Per Black Scholes option model. | |||||||
Originally 755,000 5-Year Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1: 3,020,000 @ $0.50 per share (Trilogy Capital & Eqity Performance - Investor relations consultants) | 2/13/2006 | Warrants Granted | 3,020,000 | 0.50 | 0.50 | Per Black Scholes option model. | 330,966 | 330,966 | |||||
Originally 2,139,900 Shares issued at $2 per share, adjusted for forward split of 4:1 and cash paid for transaction expenses for the merger - Expert Systems | 2/13/2006 | Common Stock | 8,559,600 | - | - | - | - | - | - | ||||
Originally 75,000 Shares issued at $2 per share, adjusted for forward split of 4:1: 300,000 shares @ to $0.50 per share (CFO911 - accoounting/finance consultant) | 2/13/2006 | Common Stock | 300,000 | - | - | 0.50 | 0.50 | Price equivalent to private placement offering price. | 149,925 | 150,000 | - | ||
Originally 475,000 Options were granted at an exercise price of $2.20 per share, adjusted for forward split of 4:1: 1,900,000 options @ $0.55 per share (Founders of Taskport/Foldera) | 2/13/2006 | Options Granted | - | 1,900,000 | 1,002,772 | - | 0.55 | 0.55 | Price equivalent to private placement offering price, adjusted for 10% controlling shareholder premium. | 545,273 | 545,273 | ||
Originally1,700,000 Options were granted at an exercise price of $2.00 per share, adjusted for forward split of 4:1: 6,800,000 options @ $0.50 per share (Employees) | 2/13/2006 | Options Granted | - | 6,800,000 | 2,891,099 | - | 0.50 | 0.50 | Price equivalent to private placement offering price. | ||||
Originally 50,000 Options were granted at an exercise price of $2.00 per share, adjusted for forward split of 4:1, 200,000 shares @ $0.50 per share (Consultants) | 2/13/2006 | Options Granted | - | 200,000 | 33,333 | - | 0.50 | 0.50 | Price equivalent to private placement offering price. | 4,290 | 4,290 | ||
Originally 85,000 5-Year Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1: 340,000 shares @ $0.50 per share (St. George & Carnegie - Attorney) | 2/15/2006 | Warrants Granted | 340,000 | 0.50 | 0.50 | Per Black Scholes option model. | 186,011 | 186,011 | |||||
Cost of raising capital | 3/31/2006 | (90,141) | |||||||||||
Originally 10,000 Warrants issued at an exercise price of $1 per share, adjusted for forward split of 4:1: 40,000 shares @ $0.25 per share (Day and Campbell) | 5/30/2006 | Warrant Exercised | 40,000 | - | (40,000) | 0.25 | 0.25 | Proceeds per warrant agreement | 9,960 | - | |||
Issued 300,000 shares at fair market value of $2.94 per share, value based on the date mile stone was achieved (Jnan Dash) | 6/15/2006 | Common Stock | 300,000 | - | 2.94 | Market value on the date milestone was achieved. | 881,700 | 882,000 | - | ||||
Issued 40,000 shares at fair market value of $2.14 per share (Joseph McCann) | 6/30/2006 | Common Stock | 40,000 | - | 2.14 | Market value on the date the contract was completed. | 85,560 | 85,600 | - | ||||
Cost of raising capital | 6/30/2006 | (52,142) | |||||||||||
409,620 warrants exercised by Brookstreet @ $0.25 per share. Originally 102,405 Warrants issued at an exercise price of $1 per share, adjusted for forward split of 4:1 and price to $0.25 per share | 7/24/2006 | Warrant Exercised | 409,620 | (409,620) | 0.25 | 0.25 | Proceeds per warrant agreement | 101,995 | - | ||||
Issued 4,000 shares for cash received previously but shares issued short adjusted (Monica Garcia) | 8/8/2006 | Common Stock | 4,000 | 0.25 | 0.25 | Equivalent of stock in lieu of compensation price calculation | - | (4) | - | ||||
25,000 warrants exercised by Schmitt - Trilogy at $0.50 per share. Originally 6,250 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 8/24/2006 | Warrant Exercised | 25,000 | (25,000) | 0.50 | Proceeds per warrant agreement | 12,475 | - | |||||
3-Year Warrants issued at an exercise price of $1.75 per share - PPM3 brokers | 8/29/2006 | Warrants Granted | 1.75 | Per Black Scholes option model. | |||||||||
90,000 warrants exercised by Equity Performance Group @ $0.50 per share. Originally 22,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 9/12/2006 | Warrant Exercised | 90,000 | (90,000) | 0.50 | Proceeds per warrant agreement | 44,910 | - | |||||
Options forfeited due to termination of employment by employees. | 9/30/2006 | Options Forfeited | (1,151,665) | ||||||||||
Options exercised by James Koralek - shares to be issued. | 9/30/2006 | Options Exercised | (6,667) | Proceeds per option agreement | 3,334 | ||||||||
Cost of raising capital | 9/30/2006 | (130,599) | |||||||||||
12,600 warrants exercised by Frost - Trilogy @ $0.50 per share. Origianally 3,150 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 10/9/2006 | Warrant Exercised | 12,600 | (12,600) | 0.50 | Proceeds per warrant agreement | 6,287 | ||||||
10,000 warrants exercised by Trilogy @ $0.50 per share. Origianally 2,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 10/13/2006 | Warrant Exercised | 10,000 | (10,000) | 0.50 | Proceeds per warrant agreement | 4,990 | ||||||
70,000 warrants exercised by Olson - Trilogy @ $0.50 per share. Origianally 35,000 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 10/13/2006 | Warrant Exercised | 70,000 | (70,000) | 0.50 | Proceeds per warrant agreement | 34,930 | ||||||
30,000 warrants exercised by Corporate Communication Networks at $0.50 per share. Origianally 7,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 10/13/2006 | Warrant Exercised | 30,000 | (30,000) | 0.50 | Proceeds per warrant agreement | 14,970 | ||||||
4,166,667 shares issued for cash to PPM4 investors | 10/19/2006 | Common Stock | 4,166,667 | 1.08 | 1.08 | Proceeds per private placement agreement. | 4,500,000 | 3,900,833 | 595,000 | ||||
2,083,333 Series A 5-Year warrants granted to PPM4 investors. | 10/19/2006 | Warrants Granted | 2,083,333 | 1.75 | Per Black Scholes option model. | ||||||||
3,703,704 Series B 5-Year warrants granted to PPM4 investors. | 10/19/2006 | Warrants Granted | 3,703,704 | 1.25 | Per Black Scholes option model. | ||||||||
1,851,852 Series C 5-Year warrants granted to PPM4 investors. | 10/19/2006 | Warrants Granted | 1,851,852 | 2.00 | Per Black Scholes option model. |
416,667 5-Year warrants issued to HPC for PPM4. | 10/19/2006 | Warrants Granted | 416,667 | 1.08 | Per Black Scholes option model. | ||||||||
80,000 shares issued for service (Ibis Consulting - Investor Relations) | 10/27/2006 | Common Stock | 80,000 | 1.16 | Market value on the date specified by contract. | 119,120 | |||||||
Issuance of 7,500 stock for service - George Mottel | 10/27/2006 | Common Stock | 7,500 | 1.16 | Market value on the date the contract was completed. | 8,693 | |||||||
300,000 warrants exercised by Corporate Communications Network @ $0.50 per share. Origianally 75,000 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share. | 11/7/2006 | Warrant Exercised | 300,000 | (300,000) | 0.50 | Proceeds per warrant agreement | 149,700 | ||||||
4,078,996 shares issued for cash PPM3 investors - 1,957,917 as per the original PPM agreement, and 2,121,079 additional shares issued as a result of the price protection guarantee. | 11/8/2006 | Common Stock | 4,078,996 | Proceeds per private placement agreement. | 4,405,316 | 3,769,424 | 635,892 | ||||||
2,039,495 3-Year warrants granted to PPM3 investors | 11/9/2006 | Warrants Granted | 2,039,495 | 1.75 | Per Black Scholes option model. | ||||||||
611,787 3-Year warrants granted to Brookstreet Securities for PPM3. | 11/9/2006 | Warrants Granted | 611,787 | 1.75 | Per Black Scholes option model. | ||||||||
Cashless exercise of 387,620 warrants by Brookstreet broker - net shares issued = 320,789 | 11/9/2006 | Warrant Exercised | 320,789 | (387,620) | 0.50 | Proceeds per warrant agreement | |||||||
30,000 warrants exercised by Trilogy @ $0.50 per share. Origianally 7,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 11/10/2006 | Warrant Exercised | 30,000 | (30,000) | 0.50 | Proceeds per warrant agreement | 14,970 | ||||||
28,000 warrants exercised by Cruz - Trilogy @ $0.50 per share. Origianally 7,000 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 11/10/2006 | Warrant Exercised | 28,000 | (28,000) | 0.50 | Proceeds per warrant agreement | 13,972 | ||||||
208,334 5-Year warrants issued to Brookstreet Securities for PPM4. | 11/15/2006 | Warrants Granted | 208,334 | 1.08 | Per Black Scholes option model. | ||||||||
Origianally 12,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share (Newport Capital) | 11/30/2006 | Warrant Exercised | 50,000 | (50,000) | 0.50 | Proceeds per warrant agreement | 24,950 | ||||||
50,000 warrants exercised by Newport Capital @ $0.50 per share. Origianally 12,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 11/30/2006 | Warrant Exercised | 50,000 | (50,000) | 0.50 | Proceeds per warrant agreement | 24,950 | ||||||
70,000 warrants exercised by Trilogy @ $0.50 per share. Origianally 17,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 11/30/2006 | Warrant Exercised | 70,000 | (70,000) | 0.50 | Proceeds per warrant agreement | 34,930 | ||||||
50,000 warrants exercised by Briggs - Trilogy @ $0.50 per share. Origianally 12,500 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 11/30/2006 | Warrant Exercised | 50,000 | (50,000) | 0.50 | Proceeds per warrant agreement | 24,950 | ||||||
25,000 warrants exercised by MBA Holdings - Trilogy @ $0.50 per share. Origianally 6,250 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 12/5/2006 | Warrant Exercised | 25,000 | (25,000) | 0.50 | Proceeds per warrant agreement | 12,475 | ||||||
41,704 shares exercised by a Brookstreet broker @ $0.50 per share. Origianally 10,426 Warrants issued at an exercise price of $2 per share, adjusted for forward split of 4:1 and price to $0.50 per share | 12/12/2006 | Warrant Exercised | 41,704 | (41,704) | 0.50 | Proceeds per warrant agreement | 20,810 | ||||||
Cost of raising capital | 12/31/2006 | (67,773) | |||||||||||
110,803,196 | 7,741,668 | 3,927,204 | 18,425,192 | Balance @ 12-31-2006 | 20,991,204 | 26,029,321 | 2,756,176 | 2,680,263 | |||||
G/L Balances | 110,803,196 | 7,741,668 | 3,927,204 | 18,425,192 | 26,029,321 | ||||||||
Variance | - | - | - | 0 |