FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03759
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund IV
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund IV
BY: /s/ADRIEN E. DEBERGHES*
ADRIEN E. DEBERGHES, TREASURER
DATE: 08/11/2016 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP CONSUMER DISCRETIONARY PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCOR MEETING DATE: APR 22, 2016 | ||||
TICKER: AC SECURITY ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Reelect Sophie Gasperment as Director | Management | For | For |
6 | Reelect Nadra Moussalem as Director | Management | For | For |
7 | Reelect Patrick Sayer as Director | Management | For | For |
8 | Ratify Change of Location of Registered Office to 82, Rue Henri Farman, 92130 Issy-les-Moulineaux and Amend Article 4 of Bylaws Accordingly | Management | For | For |
9 | Authorize Repurchase of up to 23 Million Shares | Management | For | For |
10 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
11 | Set Limit for Shares Granted to Executives Pursuant to Item 10 at 15 Percent of All Shares Granted Pursuant to Item 10 | Management | For | For |
12 | Advisory Vote on Compensation of Sebastien Bazin | Management | For | For |
13 | Advisory Vote on Compensation of Sven Boinet | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 08, 2015 | ||||
TICKER: BABA SECURITY ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
1.3 | Elect J. Michael Evans as Director | Management | For | For |
1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
1.5 | Elect Wan Ling Martello as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
AUTOZONE, INC. MEETING DATE: DEC 16, 2015 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
B&M EUROPEAN VALUE RETAIL SA MEETING DATE: JUL 30, 2015 | ||||
TICKER: BME SECURITY ID: L1175H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
5 | Approve Allocation of Income | Management | For | For |
6 | Approve Dividends | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Approve Discharge of Directors | Management | For | For |
10 | Elect Sir Terry Leahy as Director | Management | For | Against |
11 | Elect Simon Arora as Director | Management | For | Against |
12 | Elect David Novak as Director | Management | For | Against |
13 | Elect Paul McDonald as Director | Management | For | Against |
14 | Elect Thomas Hubner as Director | Management | For | For |
15 | Elect Kathleen Guion as Director | Management | For | For |
16 | Elect Ron McMillan as Director | Management | For | For |
17 | Elect Harry Brouwer as Director | Management | For | For |
18 | Elect Thomas Hubner as Director by Independent Shareholders | Management | For | For |
19 | Elect Kathleen Guion as Director by Independent Shareholders | Management | For | For |
20 | Elect Ron McMillan as Director by Independent Shareholders | Management | For | For |
21 | Elect Harry Brouwer as Director by Independent Shareholders | Management | For | For |
22 | Approve Discharge of Auditors | Management | For | For |
23 | Appoint Grant Thornton Lux Audit S.A. as Auditors and Authorise Their Remuneration | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
CHARTER COMMUNICATIONS, INC. MEETING DATE: SEP 21, 2015 | ||||
TICKER: CHTR SECURITY ID: 16117M305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Class A Shares in Connection with Acquisition | Management | For | For |
3 | Issue Class B Shares in Connection with Acquisition | Management | For | For |
4 | Approve Investment Agreement with Liberty Broadband | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6 | Amend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination | Management | For | For |
7 | Amend Certificate of Incorporation to Set Size and Composition Requirements | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Amend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband | Management | For | For |
10 | Advisory Vote on Golden Parachutes | Management | For | For |
CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: CHTR SECURITY ID: 16117M305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director W. Lance Conn | Management | For | For |
1B | Elect Director Michael P. Huseby | Management | For | For |
1C | Elect Director Craig A. Jacobson | Management | For | For |
1D | Elect Director Gregory B. Maffei | Management | For | For |
1E | Elect Director John C. Malone | Management | For | For |
1F | Elect Director John D. Markley, Jr. | Management | For | For |
1G | Elect Director David C. Merritt | Management | For | For |
1H | Elect Director Balan Nair | Management | For | For |
1I | Elect Director Thomas M. Rutledge | Management | For | For |
1J | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: DEC 10, 2015 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2015 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | For |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 21, 2016 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 28, 2016 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
2 | Re-elect Kevin P. Clark as Director | Management | For | For |
3 | Re-elect Gary L. Cowger as Director | Management | For | For |
4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
5 | Re-elect Mark P. Frissora as Director | Management | For | For |
6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FERRARI NV MEETING DATE: APR 15, 2016 | ||||
TICKER: RACE SECURITY ID: N3167Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
2.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
2.c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.d | Adopt Financial Statements | Management | For | For |
2.e | Approve Discharge of Directors | Management | For | For |
3.a | Reelect Amedeo Felisa as Executive Director | Management | For | For |
3.b | Reelect Sergio Marchionne as Executive Director | Management | For | For |
3.c | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
3.d | Reelect Louis C. Camilleri as Non- Executive Director | Management | For | For |
3.e | Reelect Giuseppina Capaldo as Non-Executive Director | Management | For | For |
3.f | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
3.g | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
3.h | Reelect Elena Zambon as Non-Executive Director | Management | For | For |
3.i | Elect Delphine Arnault as Non-Executive Director | Management | For | For |
3.j | Elect John Elkann as Non-Executive Director | Management | For | For |
3.k | Elect Lapo Elkann as Director | Management | For | For |
3.l | Elect Maria Patrizia Grieco as Director | Management | For | For |
3.m | Elect Adam Keswick as Director | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Close Meeting | Management | None | None |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 16, 2016 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Jeanette Nostra | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Allen Sirkin | Management | For | For |
1.9 | Elect Director Willem van Bokhorst | Management | For | For |
1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
1.11 | Elect Director Richard White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: HLT SECURITY ID: 43300A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
1.2 | Elect Director Jonathan D. Gray | Management | For | For |
1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.4 | Elect Director Judith A. McHale | Management | For | For |
1.5 | Elect Director John G. Schreiber | Management | For | For |
1.6 | Elect Director Elizabeth A. Smith | Management | For | For |
1.7 | Elect Director Douglas M. Steenland | Management | For | For |
1.8 | Elect Director William J. Stein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ITV PLC MEETING DATE: MAY 12, 2016 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Anna Manz as Director | Management | For | For |
6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Roger Faxon as Director | Management | For | For |
9 | Re-elect Ian Griffiths as Director | Management | For | For |
10 | Re-elect Mary Harris as Director | Management | For | For |
11 | Re-elect Andy Haste as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
21 | Approve Share Incentive Plan | Management | For | For |
JUBILANT FOODWORKS LTD MEETING DATE: SEP 03, 2015 | ||||
TICKER: 533155 SECURITY ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend Payment | Management | For | For |
3 | Elect S. S. Bhartia as Director | Management | For | For |
4 | Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Appointment and Remuneration of A. Kaul as Executive Director | Management | For | For |
6 | Amend JFL Employees Stock Option Scheme 2011 | Management | For | For |
7 | Approve Implementation of the ESOP Scheme 2011 through JFL Employees Welfare Trust | Management | For | For |
8 | Approve Authorization to the ESOP Trust for Secondary Acquisition | Management | For | For |
9 | Approve Grant of Option to Employees of Holding, Subsidiary and/or Associate Companies under the ESOP Scheme 2011 | Management | For | For |
L BRANDS, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: LB SECURITY ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 03, 2016 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheldon G. Adelson | Management | For | Withhold |
1.2 | Elect Director Irwin Chafetz | Management | For | Withhold |
1.3 | Elect Director Robert G. Goldstein | Management | For | Withhold |
1.4 | Elect Director Charles A. Koppelman | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LIONS GATE ENTERTAINMENT CORP. MEETING DATE: SEP 15, 2015 | ||||
TICKER: LGF SECURITY ID: 535919203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Burns | Management | For | For |
1.2 | Elect Director Gordon Crawford | Management | For | For |
1.3 | Elect Director Arthur Evrensel | Management | For | For |
1.4 | Elect Director Jon Feltheimer | Management | For | For |
1.5 | Elect Director Frank Giustra | Management | For | For |
1.6 | Elect Director Harald Ludwig | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director G. Scott Paterson | Management | For | For |
1.9 | Elect Director Mark H. Rachesky | Management | For | For |
1.10 | Elect Director Daryl Simm | Management | For | For |
1.11 | Elect Director Hardwick Simmons | Management | For | For |
1.12 | Elect Director Phyllis Yaffe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
MCDONALD'S CORPORATION MEETING DATE: MAY 26, 2016 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director Walter Massey | Management | For | For |
1i | Elect Director John Mulligan | Management | For | For |
1j | Elect Director Sheila Penrose | Management | For | For |
1k | Elect Director John Rogers, Jr. | Management | For | For |
1l | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
7 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | Against |
8 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
9 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: AUG 07, 2015 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 14, 2016 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NASPERS LTD MEETING DATE: AUG 28, 2015 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
4.2 | Elect Mark Sorour as Director | Management | For | Against |
4.3 | Elect Koos Bekker as Director | Management | For | Against |
5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
5.2 | Re-elect Don Eriksson as Director | Management | For | For |
5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
12 | Authorise Ratification of Approved Resolutions | Management | For | For |
1.1 | Approve Fees of the Board Chairman | Management | For | For |
1.2 | Approve Fees of the Board Member | Management | For | For |
1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | For |
1.2 | Elect Director Leslie Kilgore | Management | For | For |
1.3 | Elect Director Ann Mather | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Adopt Simple Majority Vote | Shareholder | Against | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
NIKE, INC. MEETING DATE: SEP 17, 2015 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Michelle A. Peluso | Management | For | For |
1.4 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
1c | Elect Director Larry O'Reilly | Management | For | For |
1d | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1e | Elect Director Jay D. Burchfield | Management | For | For |
1f | Elect Director Thomas T. Hendrickson | Management | For | For |
1g | Elect Director Paul R. Lederer | Management | For | For |
1h | Elect Director John R. Murphy | Management | For | For |
1i | Elect Director Ronald Rashkow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
OCADO GROUP PLC MEETING DATE: MAY 04, 2016 | ||||
TICKER: OCDO SECURITY ID: G6718L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lord Rose as Director | Management | For | For |
4 | Re-elect Tim Steiner as Director | Management | For | For |
5 | Re-elect Duncan Tatton-Brown as Director | Management | For | For |
6 | Re-elect Neill Abrams as Director | Management | For | For |
7 | Re-elect Mark Richardson as Director | Management | For | For |
8 | Re-elect Jorn Rausing as Director | Management | For | For |
9 | Re-elect Robert Gorrie as Director | Management | For | For |
10 | Re-elect Ruth Anderson as Director | Management | For | For |
11 | Re-elect Douglas McCallum as Director | Management | For | For |
12 | Re-elect Alex Mahon as Director | Management | For | For |
13 | Elect Andrew Harrison as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
PLAYTECH PLC MEETING DATE: JUL 28, 2015 | ||||
TICKER: PTEC SECURITY ID: G7132V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by TradeFX Limited of the Entire Issued Share Capital of Ava Trade Ltd | Management | For | For |
PLAYTECH PLC MEETING DATE: AUG 19, 2015 | ||||
TICKER: PTEC SECURITY ID: G7132V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Plus500 Ltd | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Michael J. Bush | Management | For | For |
1d | Elect Director Norman A. Ferber | Management | For | For |
1e | Elect Director Sharon D. Garrett | Management | For | For |
1f | Elect Director Stephen D. Milligan | Management | For | For |
1g | Elect Director George P. Orban | Management | For | For |
1h | Elect Director Michael O'Sullivan | Management | For | For |
1i | Elect Director Lawrence S. Peiros | Management | For | For |
1j | Elect Director Gregory L. Quesnel | Management | For | For |
1k | Elect Director Barbara Rentler | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SPECTRUM BRANDS HOLDINGS, INC. MEETING DATE: JAN 28, 2016 | ||||
TICKER: SPB SECURITY ID: 84763R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Omar M. Asali | Management | For | For |
1.2 | Elect Director Norman S. Matthews | Management | For | For |
1.3 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 23, 2016 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Mary N. Dillon | Management | For | For |
1d | Elect Director Robert M. Gates | Management | For | For |
1e | Elect Director Mellody Hobson | Management | For | For |
1f | Elect Director Kevin R. Johnson | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
TATA MOTORS LTD. MEETING DATE: AUG 13, 2015 | ||||
TICKER: 500570 SECURITY ID: Y85740267 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect S. Borwankar as Director | Management | For | For |
3 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Remuneration of Cost Auditors | Management | For | For |
5 | Authorize Issuance of Non-Convertible Debentures | Management | For | Against |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2016 | ||||
TICKER: 669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Patrick Kin Wah Chan as Director | Management | For | Against |
3b | Elect Roy Chi Ping Chung as Director | Management | For | Against |
3c | Elect Camille Jojo as Director | Management | For | Against |
3d | Elect Christopher Patrick Langley as Director | Management | For | For |
3e | Elect Manfred Kuhlmann as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TEMPUR SEALY INTERNATIONAL, INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
1b | Elect Director John A. Heil | Management | For | For |
1c | Elect Director Jon L. Luther | Management | For | For |
1d | Elect Director Usman Nabi | Management | For | For |
1e | Elect Director Richard W. Neu | Management | For | For |
1f | Elect Director Scott L. Thompson | Management | For | For |
1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TENNECO INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas C. Freyman | Management | For | For |
1b | Elect Director Dennis J. Letham | Management | For | For |
1c | Elect Director James S. Metcalf | Management | For | For |
1d | Elect Director Roger B. Porter | Management | For | For |
1e | Elect Director David B. Price, Jr. | Management | For | For |
1f | Elect Director Gregg M. Sherrill | Management | For | For |
1g | Elect Director Paul T. Stecko | Management | For | For |
1h | Elect Director Jane L. Warner | Management | For | For |
1i | Elect Director Roger J. Wood | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Gregory D. Brenneman | Management | For | For |
1d | Elect Director J. Frank Brown | Management | For | For |
1e | Elect Director Albert P. Carey | Management | For | For |
1f | Elect Director Armando Codina | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Craig A. Menear | Management | For | For |
1l | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.2 | Elect Director Deborah Ellinger | Management | For | For |
1.3 | Elect Director H. John Greeniaus | Management | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.5 | Elect Director Dawn Hudson | Management | For | For |
1.6 | Elect Director William T. Kerr | Management | For | For |
1.7 | Elect Director Henry S. Miller | Management | For | For |
1.8 | Elect Director Jonathan F. Miller | Management | For | For |
1.9 | Elect Director Michael I. Roth | Management | For | For |
1.10 | Elect Director David M. Thomas | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 07, 2016 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director David T. Ching | Management | For | For |
1.5 | Elect Director Ernie Herrman | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
THE WALT DISNEY COMPANY MEETING DATE: MAR 03, 2016 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
TIME WARNER INC. MEETING DATE: JUN 17, 2016 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary N. Dillon | Management | For | For |
1.2 | Elect Director Charles Heilbronn | Management | For | For |
1.3 | Elect Director Michael R. MacDonald | Management | For | For |
1.4 | Elect Director George R. Mrkonic | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
V.F. CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
1.5 | Elect Director Robert J. Hurst | Management | For | For |
1.6 | Elect Director Laura W. Lang | Management | For | For |
1.7 | Elect Director W. Alan McCollough | Management | For | For |
1.8 | Elect Director W. Rodney McMullen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Steven E. Rendle | Management | For | For |
1.11 | Elect Director Matthew J. Shattock | Management | For | For |
1.12 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 04, 2015 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Decker | Management | For | For |
1b | Elect Director Roland A. Hernandez | Management | For | For |
1c | Elect Director Robert A. Katz | Management | For | For |
1d | Elect Director John T. Redmond | Management | For | For |
1e | Elect Director Hilary A. Schneider | Management | For | For |
1f | Elect Director D. Bruce Sewell | Management | For | For |
1g | Elect Director John F. Sorte | Management | For | For |
1h | Elect Director Peter A. Vaughn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VISTEON CORPORATION MEETING DATE: JUN 09, 2016 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey D. Jones | Management | For | For |
1b | Elect Director Sachin S. Lawande | Management | For | For |
1c | Elect Director Joanne M. Maguire | Management | For | For |
1d | Elect Director Robert J. Manzo | Management | For | For |
1e | Elect Director Francis M. Scricco | Management | For | For |
1f | Elect Director David L. Treadwell | Management | For | For |
1g | Elect Director Harry J. Wilson | Management | For | For |
1h | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
VOTE SUMMARY REPORT
VIP CONSUMER STAPLES PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTRIA GROUP, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Health Impacts of Additives and Chemicals in Products | Shareholder | Against | Abstain |
5 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 27, 2016 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | For |
8a | Approve Remuneration Report | Management | For | Against |
8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
9.a | Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015 | Management | For | For |
9.b | Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015 | Management | For | For |
10 | Acknowledge Cancellation of VVPR Strips | Management | For | For |
11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ASALEO CARE LTD. MEETING DATE: APR 26, 2016 | ||||
TICKER: AHY SECURITY ID: Q0557U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Mats Berencreutz as Director | Management | For | Against |
2b | Elect Sue Morphet as Director | Management | For | For |
2c | Elect Robert Sjostrom as Director | Management | For | Against |
3 | Approve the Remuneration Report | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Nancy Killefer | Management | For | For |
1.3 | Elect Director Susan J. Kropf | Management | For | For |
1.4 | Elect Director Helen McCluskey | Management | For | For |
1.5 | Elect Director Sheri McCoy | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Cathy D. Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BLUE BUFFALO PET PRODUCTS, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: BUFF SECURITY ID: 09531U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Eck | Management | For | For |
1.2 | Elect Director Frances Frei | Management | For | For |
1.3 | Elect Director Kurt Schmidt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 27, 2016 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint KPMG LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Richard Burrows as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Sue Farr as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Savio Kwan as Director | Management | For | For |
12 | Re-elect Pedro Malan as Director | Management | For | For |
13 | Re-elect Christine Morin-Postel as Director | Management | For | For |
14 | Re-elect Gerry Murphy as Director | Management | For | For |
15 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
16 | Re-elect Kieran Poynter as Director | Management | For | For |
17 | Re-elect Ben Stevens as Director | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve 2016 Long-Term Incentive Plan | Management | For | For |
22 | Approve 2016 Sharesave Scheme | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BRITVIC PLC MEETING DATE: JAN 27, 2016 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect John Daly as Director | Management | For | For |
5 | Elect Mathew Dunn as Director | Management | For | For |
6 | Re-elect Joanne Averiss as Director | Management | For | For |
7 | Re-elect Gerald Corbett as Director | Management | For | For |
8 | Re-elect Ben Gordon as Director | Management | For | For |
9 | Re-elect Bob Ivell as Director | Management | For | For |
10 | Re-elect Simon Litherland as Director | Management | For | For |
11 | Re-elect Ian McHoul as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Amend Performance Share Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 25, 2016 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Paul Cornet de Ways-Ruart | Management | For | For |
2.2 | Elect Director William Engels | Management | For | For |
2.3 | Elect Director L. Patrick Lupo | Management | For | For |
2.4 | Elect Director Soren Schroder | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
CHINA RESOURCES BEER (HOLDINGS) CO., LTD. MEETING DATE: MAY 25, 2016 | ||||
TICKER: 291 SECURITY ID: Y15037107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Wang Qun as Director | Management | For | For |
2.2 | Elect Hou Xiaohai as Director | Management | For | For |
2.3 | Elect Chen Rong as Director | Management | For | For |
2.4 | Elect Houang Tai Ninh as Director | Management | For | For |
2.5 | Elect Li Ka Cheung, Eric as Director | Management | For | For |
2.6 | Elect Cheng Mo Chi, Moses as Director | Management | For | For |
2.7 | Elect Bernard Charnwut Chan as Director | Management | For | For |
2.8 | Approve Directors' Fees | Management | For | Abstain |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Adopt New Articles of Association | Management | For | For |
COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 10, 2016 | ||||
TICKER: COKE SECURITY ID: 191098102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
1.2 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
1.3 | Elect Director Sharon A. Decker | Management | For | For |
1.4 | Elect Director Morgan H. Everett | Management | For | For |
1.5 | Elect Director Henry W. Flint | Management | For | For |
1.6 | Elect Director James R. Helvey, III | Management | For | For |
1.7 | Elect Director William H. Jones | Management | For | For |
1.8 | Elect Director Umesh M. Kasbekar | Management | For | For |
1.9 | Elect Director James H. Morgan | Management | For | For |
1.10 | Elect Director John W. Murrey, III | Management | For | For |
1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
1.12 | Elect Director Dennis A. Wicker | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COCA-COLA EAST JAPAN CO LTD MEETING DATE: MAR 29, 2016 | ||||
TICKER: 2580 SECURITY ID: J0814R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2 | Approve Accounting Transfers | Management | For | For |
3 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
4.1 | Elect Director Calin Dragan | Management | For | For |
4.2 | Elect Director Kawamoto, Naruhiko | Management | For | For |
4.3 | Elect Director Ozeki, Haruko | Management | For | For |
4.4 | Elect Director Irial Finan | Management | For | For |
4.5 | Elect Director Daniel Sayre | Management | For | For |
4.6 | Elect Director Inagaki, Haruhiko | Management | For | For |
4.7 | Elect Director Takanashi, Keiji | Management | For | For |
4.8 | Elect Director Yoshioka, Hiroshi | Management | For | For |
4.9 | Elect Director Jawahar Solai Kuppuswamy | Management | For | For |
4.10 | Elect Director Costel Mandrea | Management | For | For |
5 | Approve Aggregate Compensation Ceiling for Directors and Deep Discount Stock Option Plan | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Veronique Morali | Management | For | For |
1.8 | Elect Director Andrea L. Saia | Management | For | For |
1.9 | Elect Director Garry Watts | Management | For | For |
1.10 | Elect Director Curtis R. Welling | Management | For | For |
1.11 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Classify the Board of Directors | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
COCA-COLA HBC AG MEETING DATE: JUN 21, 2016 | ||||
TICKER: CCH SECURITY ID: H1512E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Approve Dividend from Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Re-elect Anastassis David as Director and Elect as Board Chairman | Management | For | Did Not Vote |
4.1.2 | Re-elect Antonio D' Amato as Director and as Member of the Remuneration Committee | Management | For | Did Not Vote |
4.1.3 | Re-elect Alexandra Papalexopoulou as Director and as Member of the Remuneration Committee | Management | For | Did Not Vote |
4.1.4 | Re-elect Olusola David-Borha as Director | Management | For | Did Not Vote |
4.1.5 | Re-elect Anastasios Leventis as Director | Management | For | Did Not Vote |
4.1.6 | Re-elect Christodoulos Leventis as Director | Management | For | Did Not Vote |
4.1.7 | Re-elect Dimitris Lois as Director | Management | For | Did Not Vote |
4.1.8 | Re-elect Jose Octavio Reyes as Director | Management | For | Did Not Vote |
4.1.9 | Re-elect John Sechi as Director | Management | For | Did Not Vote |
4.2.1 | Elect Ahmet Bozer as Director | Management | For | Did Not Vote |
4.2.2 | Elect William Douglas III as Director | Management | For | Did Not Vote |
4.2.3 | Elect Reto Francioni as Director and as Member of the Remuneration Committee | Management | For | Did Not Vote |
4.2.4 | Elect Robert Rudolph as Director | Management | For | Did Not Vote |
5 | Designate Ines Poeschel as Independent Proxy | Management | For | Did Not Vote |
6.1 | Reappoint PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6.2 | Advisory Vote on Reappointment of the Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes | Management | For | Did Not Vote |
7 | Approve UK Remuneration Report | Management | For | Did Not Vote |
8 | Approve Swiss Remuneration Report | Management | For | Did Not Vote |
9 | Approve Remuneration Policy | Management | For | Did Not Vote |
10.1 | Approve Maximum Aggregate Amount of Remuneration for Directors | Management | For | Did Not Vote |
10.2 | Approve Maximum Aggregate Amount of Remuneration for the Operating Committee | Management | For | Did Not Vote |
11 | Approve Share Capital Reduction by Cancelling Treasury Shares | Management | For | Did Not Vote |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 06, 2016 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Bilbrey | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director C. Martin Harris | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
CONAGRA FOODS, INC. MEETING DATE: SEP 25, 2015 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Thomas K. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Butler | Management | For | For |
1.4 | Elect Director Sean M. Connolly | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Joie A. Gregor | Management | For | For |
1.7 | Elect Director Rajive Johri | Management | For | For |
1.8 | Elect Director W.G. Jurgensen | Management | For | For |
1.9 | Elect Director Richard H. Lenny | Management | For | For |
1.10 | Elect Director Ruth Ann Marshall | Management | For | For |
1.11 | Elect Director Timothy R. McLevish | Management | For | For |
1.12 | Elect Director Andrew J. Schindler | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 22, 2015 | ||||
TICKER: STZ SECURITY ID:�� 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | For |
1.6 | Elect Director Richard Sands | Management | For | For |
1.7 | Elect Director Robert Sands | Management | For | For |
1.8 | Elect Director Judy A. Schmeling | Management | For | For |
1.9 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 29, 2016 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hamilton E. James | Management | For | For |
1.2 | Elect Director W. Craig Jelinek | Management | For | For |
1.3 | Elect Director John W. Stanton | Management | For | For |
1.4 | Elect Director Mary A. (Maggie) Wilderotter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
COTY INC. MEETING DATE: NOV 04, 2015 | ||||
TICKER: COTY SECURITY ID: 222070203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
1.2 | Elect Director Joachim Faber | Management | For | For |
1.3 | Elect Director Olivier Goudet | Management | For | For |
1.4 | Elect Director Peter Harf | Management | For | For |
1.5 | Elect Director Paul S. Michaels | Management | For | For |
1.6 | Elect Director Erhard Schoewel | Management | For | For |
1.7 | Elect Director Robert Singer | Management | For | For |
1.8 | Elect Director Jack Stahl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
5 | Report on Pay Disparity | Shareholder | Against | Against |
DANONE MEETING DATE: APR 28, 2016 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4 | Reelect Franck Riboud as Director | Management | For | For |
5 | Reelect Emmanuel Faber as Director | Management | For | For |
6 | Elect Clara Gaymard as Director | Management | For | For |
7 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
8 | Appoint Ernst and Young Audit as Auditor | Management | For | For |
9 | Appoint Jean-Christophe Georghiou as Alternate Auditor | Management | For | For |
10 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
11 | Approve Transaction with Danone.communities | Management | For | For |
12 | Approve Severance Payment Agreement with Emmanuel Faber | Management | For | For |
13 | Approve Additional Pension Scheme Agreement with Emmanuel Faber | Management | For | For |
14 | Advisory Vote on Compensation of Franck Riboud, Chairman | Management | For | For |
15 | Advisory Vote on Compensation of Emmanuel Faber, CEO | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DARLING INGREDIENTS INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall C. Stuewe | Management | For | For |
1.2 | Elect Director D. Eugene Ewing | Management | For | For |
1.3 | Elect Director Dirk Kloosterboer | Management | For | For |
1.4 | Elect Director Mary R. Korby | Management | For | For |
1.5 | Elect Director Cynthia Pharr Lee | Management | For | For |
1.6 | Elect Director Charles Macaluso | Management | For | For |
1.7 | Elect Director Gary W. Mize | Management | For | For |
1.8 | Elect Director Justinus J.G.M. Sanders | Management | For | For |
1.9 | Elect Director Michael Urbut | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAGEO PLC MEETING DATE: SEP 23, 2015 | ||||
TICKER: DGE SECURITY ID: G42089113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
6 | Re-elect Ho KwonPing as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Nicola Mendelsohn as Director | Management | For | For |
11 | Re-elect Ivan Menezes as Director | Management | For | For |
12 | Re-elect Philip Scott as Director | Management | For | For |
13 | Re-elect Alan Stewart as Director | Management | For | For |
14 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
DIPLOMAT PHARMACY, INC. MEETING DATE: JUN 06, 2016 | ||||
TICKER: DPLO SECURITY ID: 25456K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Wolin | Management | For | For |
1.2 | Elect Director Kenneth O. Klepper | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELIZABETH ARDEN, INC. MEETING DATE: DEC 02, 2015 | ||||
TICKER: RDEN SECURITY ID: 28660G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Scott Beattie | Management | For | For |
1.2 | Elect Director Fred Berens | Management | For | For |
1.3 | Elect Director Maura J. Clark | Management | For | For |
1.4 | Elect Director Edward D. Shirley | Management | For | For |
1.5 | Elect Director William M. Tatham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ENZYMOTEC LTD. MEETING DATE: JUL 29, 2015 | ||||
TICKER: ENZY SECURITY ID: M4059L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Immanuel (Mani) Wasserman as Class II Director For a Three Year Term | Management | For | For |
1.2 | Reelect Nir Belzer as Class II Director For a Three Year Term | Management | For | For |
2 | Elect Tamar Howson as Class II Director For a Three Year Term and Approve Director's Remuneration | Management | For | For |
3 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FLOWERS FOODS, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: FLO SECURITY ID: 343498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George E. Deese | Management | For | For |
1b | Elect Director Rhonda Gass | Management | For | For |
1c | Elect Director Richard Lan | Management | For | For |
1d | Elect Director Amos R. McMullian | Management | For | For |
1e | Elect Director J. V. Shields, Jr. | Management | For | For |
1f | Elect Director David V. Singer | Management | For | For |
1g | Elect Director James T. Spear | Management | For | For |
1h | Elect Director Melvin T. Stith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA MEETING DATE: MAR 08, 2016 | ||||
TICKER: FEMSA UBD SECURITY ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income and Cash Dividends | Management | For | For |
4 | Set Maximum Amount of Share Repurchase Program | Management | For | For |
5 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | Against |
6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
GNC HOLDINGS, INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: GNC SECURITY ID: 36191G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Archbold | Management | For | For |
1.2 | Elect Director Jeffrey P. Berger | Management | For | For |
1.3 | Elect Director Alan D. Feldman | Management | For | For |
1.4 | Elect Director Michael F. Hines | Management | For | For |
1.5 | Elect Director Amy B. Lane | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Robert F. Moran | Management | For | For |
1.8 | Elect Director Richard J. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GREENCORE GROUP PLC MEETING DATE: JAN 26, 2016 | ||||
TICKER: GNC SECURITY ID: G40866124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Re-elect Gary Kennedy as Director | Management | For | For |
3b | Re-elect Patrick Coveney as Director | Management | For | For |
3c | Re-elect Alan Williams as Director | Management | For | For |
3d | Re-elect Sly Bailey as Director | Management | For | For |
3e | Re-elect Heather Ann McSharry as Director | Management | For | For |
3f | Re-elect John Moloney as Director | Management | For | For |
3g | Re-elect Eric Nicoli as Director | Management | For | For |
3h | Re-elect John Warren as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Fix Remuneration of Non-executive Directors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase of Shares | Management | For | For |
10 | Authorise Reissuance of Treasury Shares | Management | For | For |
11 | Reappoint KPMG as Auditors | Management | For | For |
12 | Approve Scrip Dividend Program | Management | For | For |
13 | Adopt New Memorandum of Association | Management | For | For |
14 | Adopt New Articles of Association | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 28, 2016 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director Jeffrey T. Dunn | Management | For | For |
1.3 | Elect Director Richard P. Bermingham | Management | For | For |
1.4 | Elect Director Pedro Cardoso | Management | For | For |
1.5 | Elect Director Richard H. Carmona | Management | For | For |
1.6 | Elect Director Jonathan Christodoro | Management | For | For |
1.7 | Elect Director Keith Cozza | Management | For | For |
1.8 | Elect Director Hunter C. Gary | Management | For | For |
1.9 | Elect Director Jesse A. Lynn | Management | For | For |
1.10 | Elect Director Michael Montelongo | Management | For | For |
1.11 | Elect Director James L. Nelson | Management | For | For |
1.12 | Elect Director Maria Otero | Management | For | For |
1.13 | Elect Director John Tartol | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
HORMEL FOODS CORPORATION MEETING DATE: JAN 26, 2016 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary C. Bhojwani | Management | For | For |
1.2 | Elect Director Terrell K. Crews | Management | For | For |
1.3 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.4 | Elect Director Jody H. Feragen | Management | For | For |
1.5 | Elect Director Glenn S. Forbes | Management | For | For |
1.6 | Elect Director Stephen M. Lacy | Management | For | For |
1.7 | Elect Director John L. Morrison | Management | For | For |
1.8 | Elect Director Elsa A. Murano | Management | For | For |
1.9 | Elect Director Robert C. Nakasone | Management | For | For |
1.10 | Elect Director Susan K. Nestegard | Management | For | For |
1.11 | Elect Director Dakota A. Pippins | Management | For | For |
1.12 | Elect Director Christopher J. Policinski | Management | For | For |
1.13 | Elect Director Sally J. Smith | Management | For | For |
1.14 | Elect Director James P. Snee | Management | For | For |
1.15 | Elect Director Steven A. White | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 03, 2016 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Alison Cooper as Director | Management | For | For |
5 | Re-elect David Haines as Director | Management | For | For |
6 | Re-elect Michael Herlihy as Director | Management | For | For |
7 | Re-elect Matthew Phillips as Director | Management | For | For |
8 | Re-elect Oliver Tant as Director | Management | For | For |
9 | Re-elect Mark Williamson as Director | Management | For | For |
10 | Re-elect Karen Witts as Director | Management | For | For |
11 | Re-elect Malcolm Wyman as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. MEETING DATE: JUL 27, 2015 | ||||
TICKER: 600887 SECURITY ID: Y40847108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Approve Manner of Share Repurchase and the Usage of the Shares to Be Repurchased | Management | For | For |
1.02 | Approve Price or Price Range and Pricing Principle of the Share Repurchase | Management | For | For |
1.03 | Approve Type, Number and Proportion of the Share Repurchase | Management | For | For |
1.04 | Approve Total Capital and Capital Source Used for the Share Repurchase | Management | For | For |
1.05 | Approve Period of the Share Repurchase | Management | For | For |
1.06 | Approve Resolution Validity Period | Management | For | For |
2 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
ITC LTD. MEETING DATE: JUL 31, 2015 | ||||
TICKER: 500875 SECURITY ID: Y4211T171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend Payment | Management | For | For |
3 | Elect K.N. Grant as Director | Management | For | Against |
4 | Elect K. Vaidyanath as Director | Management | For | Against |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Cost Auditors | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: MAR 23, 2016 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 64 | Management | For | For |
2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Clarify Director Authority on Board Meetings - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
3.1 | Elect Director Tango, Yasutake | Management | For | For |
3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
3.3 | Elect Director Shingai, Yasushi | Management | For | For |
3.4 | Elect Director Iwai, Mutsuo | Management | For | For |
3.5 | Elect Director Miyazaki, Hideki | Management | For | For |
3.6 | Elect Director Oka, Motoyuki | Management | For | For |
3.7 | Elect Director Koda, Main | Management | For | For |
4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
JARDEN CORPORATION MEETING DATE: APR 15, 2016 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KEURIG GREEN MOUNTAIN, INC. MEETING DATE: FEB 24, 2016 | ||||
TICKER: GMCR SECURITY ID: 49271M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KRAFT FOODS GROUP, INC. MEETING DATE: JUL 01, 2015 | ||||
TICKER: KRFT SECURITY ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KWEICHOW MOUTAI CO., LTD. MEETING DATE: MAY 18, 2016 | ||||
TICKER: 600519 SECURITY ID: Y5070V116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report and Summary | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve 2016 Financial Budget Report | Management | For | For |
6 | Approve Profit Distribution | Management | For | For |
7 | Approve Appointment of 2016 Financial Auditor and Internal Control Auditor | Management | For | For |
8 | Approve Report of the Independent Directors | Management | For | For |
9 | Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party | Management | For | For |
10 | Approve 2016-2018 Providing Financial Servicing from Related Party | Management | For | Against |
11 | Approve Adjustment on Business Scope and Amend Articles of Association | Management | For | For |
12 | Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project | Management | For | For |
13 | Elect Lu Jinhai as Independent Director | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 11, 2016 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Michael A. Sherman | Management | For | For |
1l | Elect Director Elliott Sigal | Management | For | For |
1m | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 25, 2016 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: MDLZ SECURITY ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Nelson Peltz | Management | For | For |
1h | Elect Director Fredric G. Reynolds | Management | For | For |
1i | Elect Director Irene B. Rosenfeld | Management | For | For |
1j | Elect Director Christiana S. Shi | Management | For | For |
1k | Elect Director Patrick T. Siewert | Management | For | For |
1l | Elect Director Ruth J. Simmons | Management | For | For |
1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: AUG 07, 2015 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 14, 2016 | ||||
TICKER: MNST SECURITY ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Benjamin M. Polk | Management | For | For |
1.7 | Elect Director Sydney Selati | Management | For | For |
1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Director Kathy N. Waller | Management | For | For |
1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NATURAL GROCERS BY VITAMIN COTTAGE, INC. MEETING DATE: MAR 02, 2016 | ||||
TICKER: NGVC SECURITY ID: 63888U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth Isely | Management | For | For |
1.2 | Elect Director Richard Halle | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
NEWELL RUBBERMAID INC. MEETING DATE: APR 15, 2016 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Thomas E. Clarke | Management | For | For |
3.2 | Elect Director Kevin C. Conroy | Management | For | For |
3.3 | Elect Director Scott S. Cowen | Management | For | For |
3.4 | Elect Director Michael T. Cowhig | Management | For | For |
3.5 | Elect Director Domenico De Sole | Management | For | For |
3.6 | Elect Director Michael B. Polk | Management | For | For |
3.7 | Elect Director Steven J. Strobel | Management | For | For |
3.8 | Elect Director Michael A. Todman | Management | For | For |
3.9 | Elect Director Raymond G. Viault | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Neil H. Offen | Management | For | For |
1.7 | Elect Director Thomas R. Pisano | Management | For | For |
1.8 | Elect Director Edwina D. Woodbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ONTEX GROUP NV MEETING DATE: MAY 25, 2016 | ||||
TICKER: ONTEX SECURITY ID: B6S9X0109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statement and Allocation of Income | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7a | Elect Juan Gilberto Marin Quintero as Director | Management | For | Against |
7b | Elect Uwe Kruger as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
11 | Transact Other Business | Management | None | None |
1 | Amend Article 4: Corporate Purpose | Management | For | For |
2 | Amend Articles Re: Composition of the Board of Directors | Management | For | For |
3 | Amend Article 29 Re: Representation of Company | Management | For | For |
4 | Amend Article 32 Re: Date of the General Meeting | Management | For | For |
5 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Rona A. Fairhead | Management | For | For |
1g | Elect Director Richard W. Fisher | Management | For | For |
1h | Elect Director William R. Johnson | Management | For | For |
1i | Elect Director Indra K. Nooyi | Management | For | For |
1j | Elect Director David C. Page | Management | For | For |
1k | Elect Director Robert C. Pohlad | Management | For | For |
1l | Elect Director Lloyd G. Trotter | Management | For | For |
1m | Elect Director Daniel Vasella | Management | For | For |
1n | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
7 | Adopt Holy Land Principles | Shareholder | Against | Against |
8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Jennifer Li | Management | For | For |
1.6 | Elect Director Jun Makihara | Management | For | For |
1.7 | Elect Director Sergio Marchionne | Management | For | For |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Human Rights Policy, Including the Right to Health | Shareholder | Against | Abstain |
5 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
POST HOLDINGS, INC. MEETING DATE: JAN 28, 2016 | ||||
TICKER: POST SECURITY ID: 737446104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Curl | Management | For | For |
1.2 | Elect Director David P. Skarie | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PREMIUM BRANDS HOLDINGS CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: PBH SECURITY ID: 74061A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Johnny Ciampi | Management | For | For |
2.2 | Elect Director Bruce Hodge | Management | For | For |
2.3 | Elect Director Kathleen Keller-Hobson | Management | For | For |
2.4 | Elect Director Hugh McKinnon | Management | For | For |
2.5 | Elect Director George Paleologou | Management | For | For |
2.6 | Elect Director John Zaplatynsky | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan M. Cameron | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | For |
1c | Elect Director Murray S. Kessler | Management | For | For |
1d | Elect Director Lionel L. Nowell, III | Management | For | For |
1e | Elect Director Ricardo Oberlander | Management | For | For |
1f | Elect Director Jerome Abelman | Management | For | For |
1g | Elect Director Robert Lerwill | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
RITE AID CORPORATION MEETING DATE: FEB 04, 2016 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 22, 2016 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Frank A. Savage | Management | For | For |
1i | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 23, 2015 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Dave Beran as Director | Management | For | For |
4 | Elect Jan du Plessis as Director | Management | For | For |
5 | Elect Javier Ferran as Director | Management | For | For |
6 | Elect Trevor Manuel as Director | Management | For | For |
7 | Re-elect Mark Armour as Director | Management | For | For |
8 | Re-elect Geoffrey Bible as Director | Management | For | For |
9 | Re-elect Alan Clark as Director | Management | For | For |
10 | Re-elect Dinyar Devitre as Director | Management | For | For |
11 | Re-elect Guy Elliott as Director | Management | For | For |
12 | Re-elect Lesley Knox as Director | Management | For | For |
13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
14 | Re-elect Carlos Perez Davila as Director | Management | For | For |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Approve Final Dividend | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SCANDINAVIAN TOBACCO GROUP A/S MEETING DATE: APR 26, 2016 | ||||
TICKER: STG SECURITY ID: ADPV31745 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 5.00 Per Share | Management | For | Did Not Vote |
5.1 | Reelect Jorgen Tandrup (Chairman) as Director | Management | For | Did Not Vote |
5.2 | Reelect Conny Karlsson (Vice Chairman) as Director | Management | For | Did Not Vote |
5.3 | Reelect Soren Bjerre-Nielsen as Director | Management | For | Did Not Vote |
5.4 | Reelect Dianne Neal Blixt as Director | Management | For | Did Not Vote |
5.5 | Reelect Marlene Forsell as Director | Management | For | Did Not Vote |
5.6 | Reelect Luc Missorten as Director | Management | For | Did Not Vote |
5.7 | Elect Nigel Northridge as Director | Management | For | Did Not Vote |
5.8 | Reelect Henning Kruse Petersen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
SPECTRUM BRANDS HOLDINGS, INC. MEETING DATE: JAN 28, 2016 | ||||
TICKER: SPB SECURITY ID: 84763R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Omar M. Asali | Management | For | For |
1.2 | Elect Director Norman S. Matthews | Management | For | For |
1.3 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SPROUTS FARMERS MARKET, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: SFM SECURITY ID: 85208M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shon A. Boney | Management | For | For |
1.2 | Elect Director Amin N. Maredia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SVENSKA CELLULOSA AB (SCA) MEETING DATE: APR 14, 2016 | ||||
TICKER: SCA B SECURITY ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | Management | For | Did Not Vote |
8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
9 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12a | Reelect Par Boman as Director | Management | For | Did Not Vote |
12b | Reelect Annemarie Gardshol as Director | Management | For | Did Not Vote |
12c | Reelect Magnus Groth as Director | Management | For | Did Not Vote |
12d | Reelect Louise Svanberg as Director | Management | For | Did Not Vote |
12e | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
12f | Reelect Barbara Thoralfsson as Director | Management | For | Did Not Vote |
12g | Elect Ewa Bjorling as New Director | Management | For | Did Not Vote |
12h | Elect Maija-Liisa Friman as New Director | Management | For | Did Not Vote |
12i | Elect Johan Malmquist as New Director | Management | For | Did Not Vote |
13 | Elect Par Boman as Board Chairman | Management | For | Did Not Vote |
14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
SYNGENTA AG MEETING DATE: APR 26, 2016 | ||||
TICKER: SYNN SECURITY ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve CHF 36,750 Reduction in Share Capital via Cancellation of Treasury Shares | Management | For | Did Not Vote |
5.1 | Approve Allocation of Income and Dividends of CHF 11.00 per Share | Management | For | Did Not Vote |
5.2 | Approve Allocation of Special Dividend of CHF 5.00 per Share | Management | For | Did Not Vote |
6.1 | Reelect Vinita Bali as Director | Management | For | Did Not Vote |
6.2 | Reelect Stefan Borgas as Director | Management | For | Did Not Vote |
6.3 | Reelect Gunnar Brock as Director | Management | For | Did Not Vote |
6.4 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
6.6 | Reelect David Lawrence as Director | Management | For | Did Not Vote |
6.7 | Reelect Eveline Saupper as Director | Management | For | Did Not Vote |
6.8 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
7 | Reelect Michel Demare as Board Chairman | Management | For | Did Not Vote |
8.1 | Reelect Eveline Saupper as Member of the Compensation Committee | Management | For | Did Not Vote |
8.2 | Reelect Juerg Witmer as Member of the Compensation Committee | Management | For | Did Not Vote |
8.3 | Appoint Stefan Borgas as Member of the Compensation Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of CHF 4.5 Million | Management | For | Did Not Vote |
10 | Approve Remuneration of Executive Committee in the Amount of CHF 41 Million | Management | For | Did Not Vote |
11 | Designate Lukas Handschin as Independent Proxy | Management | For | Did Not Vote |
12 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
13 | Transact Other Business (Voting) | Management | For | Did Not Vote |
SYSCO CORPORATION MEETING DATE: NOV 18, 2015 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Cassaday | Management | For | For |
1b | Elect Director Judith B. Craven | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Joshua D. Frank | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Jonathan Golden | Management | For | For |
1g | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
1h | Elect Director Hans-Joachim Koerber | Management | For | For |
1i | Elect Director Nancy S. Newcomb | Management | For | For |
1j | Elect Director Nelson Peltz | Management | For | For |
1k | Elect Director Richard G. Tilghman | Management | For | For |
1l | Elect Director Jackie M. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE BOSTON BEER COMPANY, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: SAM SECURITY ID: 100557107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Burwick | Management | For | For |
1.2 | Elect Director Michael Spillane | Management | For | For |
1.3 | Elect Director Jean-Michel Valette | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Howard G. Buffett | Management | For | For |
1.6 | Elect Director Richard M. Daley | Management | For | For |
1.7 | Elect Director Barry Diller | Management | For | For |
1.8 | Elect Director Helene D. Gayle | Management | For | For |
1.9 | Elect Director Evan G. Greenberg | Management | For | For |
1.10 | Elect Director Alexis M. Herman | Management | For | For |
1.11 | Elect Director Muhtar Kent | Management | For | For |
1.12 | Elect Director Robert A. Kotick | Management | For | For |
1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.14 | Elect Director Sam Nunn | Management | For | For |
1.15 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 12, 2015 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | For |
1.2 | Elect Director Paul J. Fribourg | Management | For | For |
1.3 | Elect Director Mellody Hobson | Management | For | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
THE HAIN CELESTIAL GROUP, INC. MEETING DATE: NOV 19, 2015 | ||||
TICKER: HAIN SECURITY ID: 405217100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin D. Simon | Management | For | For |
1.2 | Elect Director Richard C. Berke | Management | For | For |
1.3 | Elect Director Andrew R. Heyer | Management | For | For |
1.4 | Elect Director Raymond W. Kelly | Management | For | For |
1.5 | Elect Director Roger Meltzer | Management | For | For |
1.6 | Elect Director Scott M. O'Neil | Management | For | For |
1.7 | Elect Director Adrianne Shapira | Management | For | For |
1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | For | Against |
THE HERSHEY COMPANY MEETING DATE: MAY 04, 2016 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director Robert M. Malcolm | Management | For | For |
1.7 | Elect Director James M. Mead | Management | For | For |
1.8 | Elect Director James E. Nevels | Management | For | For |
1.9 | Elect Director Anthony J. Palmer | Management | For | For |
1.10 | Elect Director Thomas J. Ridge | Management | For | For |
1.11 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Use of Nanomaterials in Products | Shareholder | Against | Abstain |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 12, 2015 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Vincent C. Byrd | Management | For | For |
1b | Elect Director Paul J. Dolan | Management | For | For |
1c | Elect Director Nancy Lopez Knight | Management | For | For |
1d | Elect Director Elizabeth Valk Long | Management | For | For |
1e | Elect Director Gary A. Oatey | Management | For | For |
1f | Elect Director Sandra Pianalto | Management | For | For |
1g | Elect Director Alex Shumate | Management | For | For |
1h | Elect Director Mark T. Smucker | Management | For | For |
1i | Elect Director Timothy P. Smucker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Plans to Increase Renewable Energy Use | Shareholder | Against | Abstain |
THE KRAFT HEINZ COMPANY MEETING DATE: APR 21, 2016 | ||||
TICKER: KHC SECURITY ID: 500754106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Warren E. Buffett | Management | For | For |
1d | Elect Director John T. Cahill | Management | For | For |
1e | Elect Director Tracy Britt Cool | Management | For | For |
1f | Elect Director Jeanne P. Jackson | Management | For | For |
1g | Elect Director Jorge Paulo Lemann | Management | For | For |
1h | Elect Director Mackey J. McDonald | Management | For | For |
1i | Elect Director John C. Pope | Management | For | For |
1j | Elect Director Marcel Herrmann Telles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE KROGER CO. MEETING DATE: JUN 23, 2016 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nora A. Aufreiter | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Anne Gates | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director W. Rodney McMullen | Management | For | For |
1f | Elect Director Jorge P. Montoya | Management | For | For |
1g | Elect Director Clyde R. Moore | Management | For | For |
1h | Elect Director Susan M. Phillips | Management | For | For |
1i | Elect Director James A. Runde | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
6 | Assess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
7 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 13, 2015 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis S. Blake | Management | For | For |
1b | Elect Director Angela F. Braly | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Scott D. Cook | Management | For | For |
1e | Elect Director Susan Desmond-Hellmann | Management | For | For |
1f | Elect Director A.G. Lafley | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director David S. Taylor | Management | For | For |
1j | Elect Director Margaret C. Whitman | Management | For | For |
1k | Elect Director Mary Agnes Wilderotter | Management | For | For |
1l | Elect Director Patricia A. Woertz | Management | For | For |
1m | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
TREEHOUSE FOODS, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director Gary D. Smith | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 05, 2016 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1c | Elect Director Mike Beebe | Management | For | For |
1d | Elect Director Mikel A. Durham | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Donnie Smith | Management | For | For |
1h | Elect Director Robert Thurber | Management | For | For |
1i | Elect Director Barbara A. Tyson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on the Risks Associated with Use of Gestation Crates in Supply Chain | Shareholder | Against | Abstain |
5 | Implement a Water Quality Stewardship Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Report on Working Conditions | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNILEVER NV MEETING DATE: APR 21, 2016 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discussion of the Annual Report and Accounts for the 2015 financial year | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect N S Andersen as a Non-Executive Director | Management | For | For |
6 | Reelect L M Cha as a Non-Executive Director | Management | For | For |
7 | Reelect V Colao as a Non-Executive Director | Management | For | For |
8 | Reelect L O Fresco as Non-Executive Director | Management | For | For |
9 | Reelect A M Fudge as Non-Executive Director | Management | For | For |
10 | Elect J Hartmann as a Non-Executive Director | Management | For | For |
11 | Reelect M Ma as a Non-Executive Director | Management | For | For |
12 | Reelect P G J M Polman as an Executive Director | Management | For | For |
13 | Reelect J Rishton as a Non-Executive Director | Management | For | For |
14 | Reelect F Sijbesma as a Non-Executive Director | Management | For | For |
15 | Elect M Dekkers as a Non-Executive Director | Management | For | For |
16 | Elect S Masiyiwa as a Non-Executive Director | Management | For | For |
17 | Elect Y Moon as a Non-Executive Director | Management | For | For |
18 | Elect G Pitkethly as an Executive Director | Management | For | For |
19 | Ratify KPMG as Auditors | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Cancellation of Repurchased Shares | Management | For | For |
23 | Close Meeting | Management | None | None |
UNITED NATURAL FOODS, INC. MEETING DATE: DEC 16, 2015 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eric F. Artz | Management | For | For |
1b | Elect Director Ann Torre Bates | Management | For | For |
1c | Elect Director Denise M. Clark | Management | For | For |
1d | Elect Director Michael S. Funk | Management | For | For |
1e | Elect Director Gail A. Graham | Management | For | For |
1f | Elect Director James P. Heffernan | Management | For | For |
1g | Elect Director Peter A. Roy | Management | For | For |
1h | Elect Director Steven L. Spinner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
WAL-MART STORES, INC. MEETING DATE: JUN 03, 2016 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James I. Cash, Jr. | Management | For | For |
1b | Elect Director Pamela J. Craig | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Marissa A. Mayer | Management | For | For |
1f | Elect Director C. Douglas McMillon | Management | For | For |
1g | Elect Director Gregory B. Penner | Management | For | For |
1h | Elect Director Steven S. Reinemund | Management | For | For |
1i | Elect Director Kevin Y. Systrom | Management | For | For |
1j | Elect Director S. Robson Walton | Management | For | For |
1k | Elect Director Steuart L. Walton | Management | For | For |
1l | Elect Director Linda S. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Incentive Compensation Plans | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
WALGREENS BOOTS ALLIANCE, INC. MEETING DATE: JAN 27, 2016 | ||||
TICKER: WBA SECURITY ID: 931427108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director William C. Foote | Management | For | For |
1d | Elect Director Ginger L. Graham | Management | For | For |
1e | Elect Director John A. Lederer | Management | For | For |
1f | Elect Director Dominic P. Murphy | Management | For | For |
1g | Elect Director Stefano Pessina | Management | For | For |
1h | Elect Director Barry Rosenstein | Management | For | For |
1i | Elect Director Leonard D. Schaeffer | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director James A. Skinner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: SEP 15, 2015 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
1.3 | Elect Director Stephanie Kugelman | Management | For | For |
1.4 | Elect Director John Mackey | Management | For | For |
1.5 | Elect Director Walter Robb | Management | For | For |
1.6 | Elect Director Jonathan Seiffer | Management | For | For |
1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
1.9 | Elect Director Ralph Sorenson | Management | For | For |
1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
WHOLE FOODS MARKET, INC. MEETING DATE: MAR 09, 2016 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.3 | Elect Director Stephanie Kugelman | Management | For | For |
1.4 | Elect Director John Mackey | Management | For | For |
1.5 | Elect Director Walter Robb | Management | For | For |
1.6 | Elect Director Jonathan Seiffer | Management | For | For |
1.7 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
1.9 | Elect Director Ralph Sorenson | Management | For | For |
1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
1.11 | Elect Director William (Kip) Tindell, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Report on Food Waste Management | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
VIP ENERGY PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 10, 2016 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony R. Chase | Management | For | For |
1b | Elect Director Kevin P. Chilton | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Joseph W. Gorder | Management | For | For |
1g | Elect Director John R. Gordon | Management | For | For |
1h | Elect Director Sean Gourley | Management | For | For |
1i | Elect Director Mark C. McKinley | Management | For | For |
1j | Elect Director Eric D. Mullins | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Annell R. Bay | Management | For | For |
2 | Elect Director John J. Christmann, IV | Management | For | For |
3 | Elect Director Chansoo Joung | Management | For | For |
4 | Elect Director William C. Montgomery | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
ARC RESOURCES LTD. MEETING DATE: APR 29, 2016 | ||||
TICKER: ARX SECURITY ID: 00208D408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Dielwart | Management | For | For |
1.2 | Elect Director Fred J. Dyment | Management | For | For |
1.3 | Elect Director Timothy J. Hearn | Management | For | For |
1.4 | Elect Director James C. Houck | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director Kathleen M. O'Neill | Management | For | For |
1.7 | Elect Director Herbert C. Pinder, Jr. | Management | For | For |
1.8 | Elect Director William G. Sembo | Management | For | For |
1.9 | Elect Director Nancy L. Smith | Management | For | For |
1.10 | Elect Director Myron M. Stadnyk | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAY 24, 2016 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry D. Brady | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Martin S. Craighead | Management | For | For |
1e | Elect Director William H. Easter, III | Management | For | For |
1f | Elect Director Lynn L. Elsenhans | Management | For | For |
1g | Elect Director Anthony G. Fernandes | Management | For | For |
1h | Elect Director Claire W. Gargalli | Management | For | For |
1i | Elect Director Pierre H. Jungels | Management | For | For |
1j | Elect Director James A. Lash | Management | For | For |
1k | Elect Director J. Larry Nichols | Management | For | For |
1l | Elect Director James W. Stewart | Management | For | For |
1m | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
BANKERS PETROLEUM LTD. MEETING DATE: MAY 31, 2016 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by 1958082 Alberta Ltd. | Management | For | For |
BLACK STONE MINERALS, L.P. MEETING DATE: MAY 26, 2016 | ||||
TICKER: BSM SECURITY ID: 09225M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bardel | Management | For | For |
1.2 | Elect Director Carin M. Barth | Management | For | For |
1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
1.4 | Elect Director D. Mark DeWalch | Management | For | For |
1.5 | Elect Director Ricky J. Haeflinger | Management | For | For |
1.6 | Elect Director Jerry V. Kyle, Jr. | Management | For | For |
1.7 | Elect Director Michael C. Linn | Management | For | Withhold |
1.8 | Elect Director John H. Longmaid | Management | For | For |
1.9 | Elect Director William N. Mathis | Management | For | For |
1.10 | Elect Director Alexander D. Stuart | Management | For | For |
1.11 | Elect Director Allison K. Thacker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 04, 2016 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dorothy M. Ables | Management | For | For |
1b | Elect Director Rhys J. Best | Management | For | For |
1c | Elect Director Robert S. Boswell | Management | For | For |
1d | Elect Director Dan O. Dinges | Management | For | For |
1e | Elect Director Robert Kelley | Management | For | For |
1f | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Abstain |
5 | Proxy Access | Shareholder | Against | Against |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: DEC 17, 2015 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
CARRIZO OIL & GAS, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: CRZO SECURITY ID: 144577103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
1.2 | Elect Director Steven A. Webster | Management | For | For |
1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Fulton | Management | For | For |
1.5 | Elect Director F. Gardner Parker | Management | For | For |
1.6 | Elect Director Roger A. Ramsey | Management | For | For |
1.7 | Elect Director Frank A. Wojtek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CHENIERE ENERGY, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Neal A. Shear | Management | For | For |
1.3 | Elect Director Vicky A. Bailey | Management | For | For |
1.4 | Elect Director Nuno Brandolini | Management | For | For |
1.5 | Elect Director Jonathan Christodoro | Management | For | For |
1.6 | Elect Director David I. Foley | Management | For | For |
1.7 | Elect Director David B. Kilpatrick | Management | For | For |
1.8 | Elect Director Samuel Merksamer | Management | For | For |
1.9 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.10 | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CIMAREX ENERGY CO. MEETING DATE: MAY 12, 2016 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa A. Stewart | Management | For | For |
1.2 | Elect Director Hans Helmerich | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director Monroe W. Robertson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Merriman | Management | For | For |
1.2 | Elect Director Ray M. Poage | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 10, 2016 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director John V. Faraci | Management | For | For |
1f | Elect Director Jody L. Freeman | Management | For | For |
1g | Elect Director Gay Huey Evans | Management | For | For |
1h | Elect Director Ryan M. Lance | Management | For | For |
1i | Elect Director Arjun N. Murti | Management | For | For |
1j | Elect Director Robert A. Niblock | Management | For | For |
1k | Elect Director Harald J. Norvik | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adjust Executive Compensation Program for Reserve Write-Downs | Shareholder | Against | Against |
CONSOL ENERGY INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas J. Deluliis | Management | For | For |
1.2 | Elect Director Alvin R. Carpenter | Management | For | For |
1.3 | Elect Director William E. Davis | Management | For | For |
1.4 | Elect Director Maureen E. Lally-Green | Management | For | For |
1.5 | Elect Director Gregory A. Lanham | Management | For | For |
1.6 | Elect Director Bernard Lanigan, Jr. | Management | For | For |
1.7 | Elect Director John T. Mills | Management | For | For |
1.8 | Elect Director Joseph P. Platt | Management | For | For |
1.9 | Elect Director William P. Powell | Management | For | For |
1.10 | Elect Director Edwin S. Roberson | Management | For | For |
1.11 | Elect Director William N. Thorndike, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director John T. McNabb, II | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
DEVON ENERGY CORPORATION MEETING DATE: JUN 08, 2016 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director David A. Hager | Management | For | For |
1.4 | Elect Director Robert H. Henry | Management | For | For |
1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Duane C. Radtke | Management | For | For |
1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
1.9 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
DIAMONDBACK ENERGY, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: FANG SECURITY ID: 25278X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. West | Management | For | For |
1.2 | Elect Director Travis D. Stice | Management | For | For |
1.3 | Elect Director Michael P. Cross | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 13, 2016 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander P. Shukis | Management | For | For |
1.2 | Elect Director Terence B. Jupp | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQT CORPORATION MEETING DATE: APR 20, 2016 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director David L. Porges | Management | For | For |
1.7 | Elect Director James E. Rohr | Management | For | For |
1.8 | Elect Director Stephen A. Thorington | Management | For | For |
1.9 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.10 | Elect Director Christine J. Toretti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EVOLUTION PETROLEUM CORPORATION MEETING DATE: DEC 03, 2015 | ||||
TICKER: EPM SECURITY ID: 30049A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. DiPaolo | Management | For | For |
1.2 | Elect Director William E. Dozier | Management | For | For |
1.3 | Elect Director Robert S. Herlin | Management | For | For |
1.4 | Elect Director Kelly W. Loyd | Management | For | For |
1.5 | Elect Director Gene G. Stoever | Management | For | For |
2 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Larry R. Faulkner | Management | For | For |
1.6 | Elect Director Jay S. Fishman | Management | For | For |
1.7 | Elect Director Henrietta H. Fore | Management | For | For |
1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
1.11 | Elect Director Steven S. Reinemund | Management | For | For |
1.12 | Elect Director Rex W. Tillerson | Management | For | For |
1.13 | Elect Director William C. Weldon | Management | For | For |
1.14 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | Against |
12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2016 | ||||
TICKER: FI SECURITY ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William B. Berry | Management | For | For |
1b | Elect Director Sheldon R. Erikson | Management | For | For |
1c | Elect Director Michael C. Kearney | Management | For | For |
1d | Elect Director Gary P. Luquette | Management | For | For |
1e | Elect Director Michael E. McMahon | Management | For | For |
1f | Elect Director D. Keith Mosing | Management | For | For |
1g | Elect Director Kirkland D. Mosing | Management | For | For |
1h | Elect Director S. Brent Mosing | Management | For | For |
1i | Elect Director Alexander Vriesendorp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Management to Repurchase Shares | Management | For | Against |
11 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
GENER8 MARITIME, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: GNRT SECURITY ID: Y26889108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ethan Auerbach | Management | For | For |
1.2 | Elect Director Dan Ilany | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
GOLAR LNG LIMITED MEETING DATE: SEP 23, 2015 | ||||
TICKER: GLNG SECURITY ID: G9456A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Tor Olav Troim as Director | Management | For | For |
2 | Reelect Daniel Rabun as Director | Management | For | For |
3 | Reelect Fredrik Halvorsen as as Director | Management | For | For |
4 | Reelect Carl Steen as Director | Management | For | For |
5 | Reelect Andrew Whalley as Director | Management | For | For |
6 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
GRAN TIERRA ENERGY INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: GTE SECURITY ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Guidry | Management | For | For |
1.2 | Elect Director Peter Dey | Management | For | Against |
1.3 | Elect Director Evan Hazell | Management | For | For |
1.4 | Elect Director Robert B. Hodgins | Management | For | Against |
1.5 | Elect Director Ronald Royal | Management | For | For |
1.6 | Elect Director David P. Smith | Management | For | For |
1.7 | Elect Director Brooke Wade | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4 | Change State of Incorporation [from Nevada to Delaware] | Management | For | For |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 10, 2016 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Moore | Management | For | For |
1.2 | Elect Director Craig Groeschel | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director C. Doug Johnson | Management | For | For |
1.5 | Elect Director Ben T. Morris | Management | For | For |
1.6 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
HESS CORPORATION MEETING DATE: MAY 04, 2016 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Terrence J. Checki | Management | For | For |
1.3 | Elect Director John B. Hess | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1.6 | Elect Director David McManus | Management | For | For |
1.7 | Elect Director Kevin O. Meyers | Management | For | For |
1.8 | Elect Director John H. Mullin, III | Management | For | For |
1.9 | Elect Director James H. Quigley | Management | For | For |
1.10 | Elect Director Fredric G. Reynolds | Management | For | For |
1.11 | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
KEYERA CORP. MEETING DATE: MAY 10, 2016 | ||||
TICKER: KEY SECURITY ID: 493271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2.1 | Elect Director James V. Bertram | Management | For | For |
2.2 | Elect Director Douglas J. Haughey | Management | For | For |
2.3 | Elect Director Nancy M. Laird | Management | For | For |
2.4 | Elect Director Donald J. Nelson | Management | For | For |
2.5 | Elect Director Michael J. Norris | Management | For | For |
2.6 | Elect Director Thomas O'Connor | Management | For | For |
2.7 | Elect Director David G. Smith | Management | For | For |
2.8 | Elect Director William R. Stedman | Management | For | For |
2.9 | Elect Director Janet Woodruff | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
KINDER MORGAN, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: KMI SECURITY ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Ted A. Gardner | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Gary L. Hultquist | Management | For | For |
1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.7 | Elect Director Deborah A. Macdonald | Management | For | For |
1.8 | Elect Director Michael C. Morgan | Management | For | For |
1.9 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.10 | Elect Director Fayez Sarofim | Management | For | For |
1.11 | Elect Director C. Park Shaper | Management | For | For |
1.12 | Elect Director William A. Smith | Management | For | For |
1.13 | Elect Director Joel V. Staff | Management | For | For |
1.14 | Elect Director Robert F. Vagt | Management | For | For |
1.15 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
5 | Report on Sustainability, Including Human Rights | Shareholder | Against | Abstain |
6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
2a | Elect Thomas Aebischer to Management Board | Management | For | For |
2b | Elect Dan Coombs to Management Board | Management | For | For |
2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 21, 2016 | ||||
TICKER: MMP SECURITY ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter R. Arnheim | Management | For | For |
1.2 | Elect Director Patrick C. Eilers (Withdrawn) | Management | None | None |
2 | Amend Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1b | Elect Director Gregory H. Boyce | Management | For | For |
1c | Elect Director Chadwick C. Deaton | Management | For | For |
1d | Elect Director Marcela E. Donadio | Management | For | For |
1e | Elect Director Philip Lader | Management | For | For |
1f | Elect Director Michael E. J. Phelps | Management | For | For |
1g | Elect Director Dennis H. Reilley | Management | For | For |
1h | Elect Director Lee M. Tillman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MEMORIAL RESOURCE DEVELOPMENT CORP. MEETING DATE: MAY 13, 2016 | ||||
TICKER: MRD SECURITY ID: 58605Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tony R. Weber | Management | For | For |
1b | Elect Director Jay C. Graham | Management | For | For |
1c | Elect Director Scott A. Gieselman | Management | For | For |
1d | Elect Director Kenneth A. Hersh | Management | For | For |
1e | Elect Director Robert A. Innamorati | Management | For | For |
1f | Elect Director Carol Lee O'Neill | Management | For | For |
1g | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director T. Jay Collins | Management | For | For |
1b | Elect Director Steven A. Cosse | Management | For | For |
1c | Elect Director Claiborne P. Deming | Management | For | For |
1d | Elect Director Lawrence R. Dickerson | Management | For | For |
1e | Elect Director Roger W. Jenkins | Management | For | For |
1f | Elect Director James V. Kelley | Management | For | For |
1g | Elect Director Walentin Mirosh | Management | For | For |
1h | Elect Director R. Madison Murphy | Management | For | For |
1i | Elect Director Jeffrey W. Nolan | Management | For | For |
1j | Elect Director Neal E. Schmale | Management | For | For |
1k | Elect Director Laura A. Sugg | Management | For | For |
1l | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
NABORS INDUSTRIES LTD. MEETING DATE: JUN 07, 2016 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Crane | Management | For | For |
1.2 | Elect Director John P. Kotts | Management | For | For |
1.3 | Elect Director Michael C. Linn | Management | For | For |
1.4 | Elect Director Anthony G. Petrello | Management | For | For |
1.5 | Elect Director Dag Skattum | Management | For | For |
1.6 | Elect Director Howard Wolf | Management | For | For |
1.7 | Elect Director John Yearwood | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 17, 2016 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lee K. Boothby | Management | For | For |
1b | Elect Director Pamela J. Gardner | Management | For | For |
1c | Elect Director Steven W. Nance | Management | For | For |
1d | Elect Director Roger B. Plank | Management | For | For |
1e | Elect Director Thomas G. Ricks | Management | For | For |
1f | Elect Director Juanita M. Romans | Management | For | For |
1g | Elect Director John W. Schanck | Management | For | For |
1h | Elect Director J. Terry Strange | Management | For | For |
1i | Elect Director J. Kent Wells | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Anthony J. Best | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director Roderick A. Larson | Management | For | For |
1.6 | Elect Director James W. McFarland | Management | For | For |
1.7 | Elect Director Gary L. Warren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey L. Berenson | Management | For | For |
1b | Elect Director Michael A. Cawley | Management | For | For |
1c | Elect Director Edward F. Cox | Management | For | For |
1d | Elect Director James E. Craddock | Management | For | For |
1e | Elect Director Thomas J. Edelman | Management | For | For |
1f | Elect Director Eric P. Grubman | Management | For | For |
1g | Elect Director Kirby L. Hedrick | Management | For | For |
1h | Elect Director David L. Stover | Management | For | For |
1i | Elect Director Scott D. Urban | Management | For | For |
1j | Elect Director William T. Van Kleef | Management | For | For |
1k | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Abstain |
NRG YIELD, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: NYLD.A SECURITY ID: 62942X405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chlebowski | Management | For | For |
1.2 | Elect Director Mauricio Gutierrez | Management | For | For |
1.3 | Elect Director Kirkland B. Andrews | Management | For | For |
1.4 | Elect Director Brian R. Ford | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Christopher S. Sotos | Management | For | For |
2 | Amend Charter to Allow Removal of Directors With or Without Cause by Majority Vote | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: APR 29, 2016 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
7 | Report on Methane and Flaring Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 06, 2016 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Kevin McEvoy | Management | For | For |
1.2 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ODFJELL DRILLING LTD. MEETING DATE: JUN 29, 2016 | ||||
TICKER: ODL SECURITY ID: G67180102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Number of Directors | Management | For | Did Not Vote |
2 | Elect Carl-Erik Haavaldsen (Chairman) as Director | Management | For | Did Not Vote |
3 | Elect Helene Odfjell as Director | Management | For | Did Not Vote |
4 | Elect Bengt Lie Hansen as Director | Management | For | Did Not Vote |
5 | Elect Henry Hamilton III as Director | Management | For | Did Not Vote |
6 | Elect Kirk L. Davis as Director | Management | For | Did Not Vote |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors for 2015 in a Maximum Aggregated Amount of USD 250,000 | Management | For | Did Not Vote |
PARSLEY ENERGY, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: PE SECURITY ID: 701877102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director David H. Smith | Management | For | For |
1B | Elect Director Randolph Newcomer, Jr. | Management | For | For |
1C | Elect Director William Browning | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PDC ENERGY, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: PDCE SECURITY ID: 69327R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Mazza | Management | For | For |
1.2 | Elect Director Barton R. Brookman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 19, 2016 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director Andrew F. Cates | Management | For | For |
1.3 | Elect Director Timothy L. Dove | Management | For | For |
1.4 | Elect Director Phillip A. Gobe | Management | For | For |
1.5 | Elect Director Larry R. Grillot | Management | For | For |
1.6 | Elect Director Stacy P. Methvin | Management | For | For |
1.7 | Elect Director Royce W. Mitchell | Management | For | For |
1.8 | Elect Director Frank A. Risch | Management | For | For |
1.9 | Elect Director Scott D. Sheffield | Management | For | For |
1.10 | Elect Director Mona K. Sutphen | Management | For | For |
1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
1.13 | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
QEP RESOURCES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: QEP SECURITY ID: 74733V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie A. Dill | Management | For | For |
1.2 | Elect Director M. W. Scoggins | Management | For | For |
1.3 | Elect Director William L. Thacker, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
RICE ENERGY INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: RICE SECURITY ID: 762760106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Vagt | Management | For | For |
1.2 | Elect Director Toby Z. Rice | Management | For | For |
1.3 | Elect Director Steven C. Dixon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
RIGNET, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: RNET SECURITY ID: 766582100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Brent K. Whittington | Management | For | For |
1.8 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RSP PERMIAN, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: RSPP SECURITY ID: 74978Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Armes | Management | For | For |
1.2 | Elect Director Matthew S. Ramsey | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2016 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1c | Elect Director Paal Kibsgaard | Management | For | For |
1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
1e | Elect Director Michael E. Marks | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Lubna S. Olayan | Management | For | For |
1h | Elect Director Leo Rafael Reif | Management | For | For |
1i | Elect Director Tore I. Sandvold | Management | For | For |
1j | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Articles | Management | For | For |
6 | Fix Number of Directors at Twelve | Management | For | For |
7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
SEVEN GENERATIONS ENERGY LTD. MEETING DATE: MAY 04, 2016 | ||||
TICKER: VII SECURITY ID: 81783Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Maximum Number of Directors from Ten to Fifteen | Management | For | For |
2 | Fix Number of Directors at Eleven | Management | For | For |
3.1 | Elect Director Patrick Carlson | Management | For | For |
3.2 | Elect Director C. Kent Jespersen | Management | For | For |
3.3 | Elect Director Michael Kanovsky | Management | For | For |
3.4 | Elect Director Kaush Rakhit | Management | For | For |
3.5 | Elect Director Kevin Brown | Management | For | For |
3.6 | Elect Director Jeff van Steenbergen | Management | For | For |
3.7 | Elect Director Avik Dey | Management | For | For |
3.8 | Elect Director Dale Hohm | Management | For | For |
3.9 | Elect Director W.J. (Bill) McAdam | Management | For | For |
3.10 | Elect Director Harvey Doerr | Management | For | For |
3.11 | Elect Director M. Jacqueline (Jackie) Sheppard | Management | For | For |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend By-Law No. 1A | Management | For | For |
SM ENERGY COMPANY MEETING DATE: MAY 24, 2016 | ||||
TICKER: SM SECURITY ID: 78454L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry W. Bickle | Management | For | For |
1.2 | Elect Director Stephen R. Brand | Management | For | For |
1.3 | Elect Director Loren M. Leiker | Management | For | For |
1.4 | Elect Director Javan D. Ottoson | Management | For | For |
1.5 | Elect Director Ramiro G. Peru | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director Rose M. Robeson | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SOLAREDGE TECHNOLOGIES, INC. MEETING DATE: FEB 23, 2016 | ||||
TICKER: SEDG SECURITY ID: 83417M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yoni Cheifetz | Management | For | For |
1.2 | Elect Director Dan Avida | Management | For | For |
1.3 | Elect Director Doron Inbar | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
SYNERGY RESOURCES CORPORATION MEETING DATE: DEC 15, 2015 | ||||
TICKER: SYRG SECURITY ID: 87164P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Holloway | Management | For | For |
1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
1.3 | Elect Director Lynn A. Peterson | Management | For | For |
1.4 | Elect Director Rick A. Wilber | Management | For | Withhold |
1.5 | Elect Director Raymond E. McElhaney | Management | For | Withhold |
1.6 | Elect Director Bill M. Conrad | Management | For | Withhold |
1.7 | Elect Director George Seward | Management | For | For |
1.8 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | Withhold |
1.9 | Elect Director Jack N. Aydin | Management | For | For |
2 | Ratify EKS&H LLLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TAG OIL LTD. MEETING DATE: DEC 18, 2015 | ||||
TICKER: TAO SECURITY ID: 87377N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Toby Pierce | Management | For | For |
2.2 | Elect Director Alex Guidi | Management | For | For |
2.3 | Elect Director Keith Hill | Management | For | For |
2.4 | Elect Director Ken Vidalin | Management | For | For |
2.5 | Elect Director Brad Holland | Management | For | For |
2.6 | Elect Director Henrik Lundin | Management | For | For |
3 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TESCO CORPORATION MEETING DATE: MAY 05, 2016 | ||||
TICKER: TESO SECURITY ID: 88157K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fernando R. Assing | Management | For | For |
1.2 | Elect Director John P. Dielwart | Management | For | For |
1.3 | Elect Director Fred J. Dyment | Management | For | For |
1.4 | Elect Director Gary L. Kott | Management | For | For |
1.5 | Elect Director R. Vance Milligan | Management | For | For |
1.6 | Elect Director Rose M. Robeson | Management | For | For |
1.7 | Elect Director Elijio V. Serrano | Management | For | For |
1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: JUN 27, 2016 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: TOT SECURITY ID: 89154B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Fletcher | Management | For | For |
1.2 | Elect Director Daniel K. Halyk | Management | For | For |
1.3 | Elect Director Randy S. Kwasnicia | Management | For | For |
1.4 | Elect Director Gregory Melchin | Management | For | For |
1.5 | Elect Director Bruce L. Pachkowski | Management | For | For |
1.6 | Elect Director Andrew Wiswell | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph W. Gorder | Management | For | For |
1b | Elect Director Deborah P. Majoras | Management | For | For |
1c | Elect Director Donald L. Nickles | Management | For | For |
1d | Elect Director Philip J. Pfeiffer | Management | For | For |
1e | Elect Director Robert A. Profusek | Management | For | For |
1f | Elect Director Susan Kaufman Purcell | Management | For | For |
1g | Elect Director Stephen M. Waters | Management | For | For |
1h | Elect Director Randall J. Weisenburger | Management | For | For |
1i | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to provide for removal of directors without cause | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
WEATHERFORD INTERNATIONAL PLC MEETING DATE: JUN 15, 2016 | ||||
TICKER: WFT SECURITY ID: G48833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mohamed A. Awad | Management | For | For |
1b | Elect Director David J. Butters | Management | For | For |
1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
1d | Elect Director John D. Gass | Management | For | For |
1e | Elect Director Emyr Jones Parry | Management | For | For |
1f | Elect Director Francis S. Kalman | Management | For | For |
1g | Elect Director William E. Macaulay | Management | For | For |
1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
1i | Elect Director Guillermo Ortiz | Management | For | For |
1j | Elect Director Robert A. Rayne | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 17, 2016 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director James E. Catlin | Management | For | For |
1.3 | Elect Director Michael B. Walen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 26, 2016 | ||||
TICKER: INT SECURITY ID: 981475106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kasbar | Management | For | For |
1.2 | Elect Director Ken Bakshi | Management | For | For |
1.3 | Elect Director Jorge L. Benitez | Management | For | For |
1.4 | Elect Director Richard A. Kassar | Management | For | For |
1.5 | Elect Director Myles Klein | Management | For | For |
1.6 | Elect Director John L. Manley | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
1.9 | Elect Director Paul H. Stebbins | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: APR 27, 2016 | ||||
TICKER: XDC SECURITY ID: 98419V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
1.1 | Elect Director Randolph M. Charron | Management | For | For |
1.2 | Elect Director Douglas A. Dafoe | Management | For | For |
1.3 | Elect Director J. William Franklin, Jr. | Management | For | For |
1.4 | Elect Director James B. Renfroe, Jr. | Management | For | For |
1.5 | Elect Director David W. Wehlmann | Management | For | For |
1.6 | Elect Director Thomas D. Wood | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
XTREME DRILLING AND COIL SERVICES CORP. MEETING DATE: JUN 21, 2016 | ||||
TICKER: XDC SECURITY ID: 98419V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Change Company Name to Xtreme Drilling Corp. | Management | For | For |
VOTE SUMMARY REPORT
VIP FINANCIAL SERVICES PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED MEETING DATE: OCT 22, 2015 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Shares | Management | For | For |
2 | Change Company Name to Chubb Limited | Management | For | For |
3 | Issue Shares in Connection with Merger | Management | For | For |
4.1 | Elect Sheila P. Burke as Director | Management | For | For |
4.2 | Elect James I. Cash, Jr. as Director | Management | For | For |
4.3 | Elect Lawrence W. Kellner as Director | Management | For | For |
4.4 | Elect James M. Zimmerman as Director | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
AERCAP HOLDINGS NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Elect Walter F. McLallen to Supervisory Board | Management | For | For |
8 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | For |
9 | Ratify PricewaterhoudeCoopers as Auditors | Management | For | For |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
10b | Authorize Additional Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
10c | Authorize Board to Limit or Exclude Preemptive Rights from Share Issuances | Management | For | For |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Cancellation of Repurchased Shares | Management | For | For |
13a | Amend Articles Re: Location of Board Meetings and Align Terminology for Board Reports with Implementation Act European Directive on Annual Accounts | Management | For | For |
13b | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Glenn Earle | Management | For | For |
1d | Elect Director Niall Ferguson | Management | For | For |
1e | Elect Director Sean M. Healey | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Patrick T. Ryan | Management | For | For |
1h | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: DEC 09, 2015 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patricia L. Guinn as Director | Management | For | For |
1.2 | Elect Fiona E. Luck as Director | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: APR 19, 2016 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
1.2 | Elect Scott A. Carmilani as Director | Management | For | For |
1.3 | Elect Bart Friedman as Director | Management | For | For |
1.4 | Elect Patricia L. Guinn as Director | Management | For | For |
1.5 | Elect Fiona E. Luck as Director | Management | For | For |
1.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
1.7 | Elect Eric S. Schwartz as Director | Management | For | For |
1.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
2 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
3.2 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | For | For |
3.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
3.6 | Appoint Samuel J. Weinhoffas Member of the Compensation Committee | Management | For | For |
4 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
5 | Approve the 2016 Compensation for Executives as Required under Swiss Law | Management | For | For |
6 | Approve the 2016 Compensation for Directors as Required under Swiss Law | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Retention of Disposable Profits | Management | For | For |
10 | Approve Dividends | Management | For | For |
11 | Approve Reduction in Share Capital | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
13 | Amend Articles Re: Authorized Share Capital for General Purposes | Management | For | For |
14 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
16 | Approve Discharge of Board and Senior Management | Management | For | For |
17 | Transact Other Business (Voting) | Management | For | Against |
ALTISOURCE RESIDENTIAL CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: RESI SECURITY ID: 02153W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director David B. Reiner | Management | For | For |
1.2 | Elect Director Michael A. Eruzione | Management | For | For |
1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
1.4 | Elect Director George G. Ellison | Management | For | For |
1.5 | Elect Director William P. Wall | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Andrew L. Platt | Shareholder | For | Did Not Vote |
1.2 | Elect Director Clifford Press | Shareholder | For | Did Not Vote |
1.3 | Elect Director Joshua E. Schechter | Shareholder | For | Did Not Vote |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | None | Did Not Vote |
3 | Approve Omnibus Stock Plan | Management | Against | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
5 | Advisory Vote on Say on Pay Frequency | Management | None | Did Not Vote |
AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: ACC SECURITY ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Bayless, Jr. | Management | For | For |
1b | Elect Director G. Steven Dawson | Management | For | For |
1c | Elect Director Cydney C. Donnell | Management | For | For |
1d | Elect Director Dennis G. Lopez | Management | For | For |
1e | Elect Director Edward Lowenthal | Management | For | For |
1f | Elect Director Oliver Luck | Management | For | For |
1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
1h | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: APR 19, 2016 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Malon Wilkus (WITHDRAWN RESOLUTION) | Management | None | None |
1.2 | Elect Director John R. Erickson | Management | For | For |
1.3 | Elect Director Samuel A. Flax | Management | For | For |
1.4 | Elect Director Alvin N. Puryear | Management | For | For |
1.5 | Elect Director Robert M. Couch | Management | For | For |
1.6 | Elect Director Morris A. Davis | Management | For | For |
1.7 | Elect Director Randy E. Dobbs | Management | For | For |
1.8 | Elect Director Larry K. Harvey | Management | For | For |
1.9 | Elect Director Prue B. Larocca | Management | For | For |
1.10 | Elect Director Gary Kain | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2016 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Ursula M. Burns | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Peter Chernin | Management | For | For |
1e | Elect Director Ralph de la Vega | Management | For | For |
1f | Elect Director Anne L. Lauvergeon | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director Theodore J. Leonsis | Management | For | For |
1i | Elect Director Richard C. Levin | Management | For | For |
1j | Elect Director Samuel J. Palmisano | Management | For | For |
1k | Elect Director Daniel L. Vasella | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
1m | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
6 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Robert D. Hormats | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: APAM SECURITY ID: 04316A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew R. Barger | Management | For | For |
1.2 | Elect Director Seth W. Brennan | Management | For | For |
1.3 | Elect Director Eric R. Colson | Management | For | For |
1.4 | Elect Director Tench Coxe | Management | For | For |
1.5 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.6 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: SEP 22, 2015 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 27, 2016 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J.P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Thomas J. May | Management | For | For |
1j | Elect Director Brian T. Moynihan | Management | For | For |
1k | Elect Director Lionel L. Nowell, III | Management | For | For |
1l | Elect Director Thomas D. Woods | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PwC as Auditors | Management | For | For |
4 | Clawback of Incentive Payments | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2016 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
1.12 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Report on Insurance Division's Response to Climate Change Risks | Shareholder | Against | Abstain |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Duncan | Management | For | For |
1.2 | Elect Director Karen E. Dykstra | Management | For | For |
1.3 | Elect Director Carol B. Einiger | Management | For | For |
1.4 | Elect Director Jacob A. Frenkel | Management | For | For |
1.5 | Elect Director Joel I. Klein | Management | For | For |
1.6 | Elect Director Douglas T. Linde | Management | For | For |
1.7 | Elect Director Matthew J. Lustig | Management | For | For |
1.8 | Elect Director Alan J. Patricof | Management | For | For |
1.9 | Elect Director Owen D. Thomas | Management | For | For |
1.10 | Elect Director Martin Turchin | Management | For | For |
1.11 | Elect Director David A. Twardock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BROWN & BROWN, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: BRO SECURITY ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | Withhold |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 05, 2016 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Peter Thomas Killalea | Management | For | For |
1g | Elect Director Pierre E. Leroy | Management | For | For |
1h | Elect Director Peter E. Raskind | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Bradford H. Warner | Management | For | For |
1k | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBRE GROUP, INC. MEETING DATE: MAY 13, 2016 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | For |
1b | Elect Director Curtis F. Feeny | Management | For | For |
1c | Elect Director Bradford M. Freeman | Management | For | For |
1d | Elect Director Christopher T. Jenny | Management | For | For |
1e | Elect Director Gerardo I. Lopez | Management | For | For |
1f | Elect Director Frederic V. Malek | Management | For | For |
1g | Elect Director Paula R. Reynolds | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Laura D. Tyson | Management | For | For |
1j | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CHUBB LIMITED MEETING DATE: MAY 19, 2016 | ||||
TICKER: CB SECURITY ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary A. Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | For |
5.8 | Elect Director John Edwardson | Management | For | For |
5.9 | Elect Director Lawrence W. Kellner | Management | For | For |
5.10 | Elect Director Leo F. Mullin | Management | For | For |
5.11 | Elect Director Kimberly Ross | Management | For | For |
5.12 | Elect Director Robert Scully | Management | For | For |
5.13 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.14 | Elect Director Theodore E. Shasta | Management | For | For |
5.15 | Elect Director David Sidwell | Management | For | For |
5.16 | Elect Director Olivier Steimer | Management | For | For |
5.17 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint Robert Scully as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Issue Shares Without Preemptive Rights | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
11.2 | Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Transact Other Business (Voting) | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Judith Rodin | Management | For | For |
1k | Elect Director Anthony M. Santomero | Management | For | For |
1l | Elect Director Joan E. Spero | Management | For | For |
1m | Elect Director Diana L. Taylor | Management | For | For |
1n | Elect Director William S. Thompson, Jr. | Management | For | For |
1o | Elect Director James S. Turley | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
COBIZ FINANCIAL INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Evan Makovsky | Management | For | Against |
1.4 | Elect Director Richard L. Monfort | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
1.9 | Elect Director Timothy J. Travis | Management | For | For |
1.10 | Elect Director Mary Beth Vitale | Management | For | For |
1.11 | Elect Director Mary M. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 26, 2016 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CREDIT SUISSE GROUP AG MEETING DATE: NOV 19, 2015 | ||||
TICKER: CSGN SECURITY ID: H3698D419 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CHF 2.3 Million Share Capital Increase without Preemptive Rights for Private Placement | Management | For | Did Not Vote |
2 | Approve Share Capital Increase of Up to CHF 10.4 Million with Preemptive Rights | Management | For | Did Not Vote |
3.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | None | Did Not Vote |
3.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | None | Did Not Vote |
E*TRADE FINANCIAL CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: ETFC SECURITY ID: 269246401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Carbone | Management | For | For |
1b | Elect Director James P. Healy | Management | For | For |
1c | Elect Director Paul T. Idzik | Management | For | For |
1d | Elect Director Frederick W. Kanner | Management | For | For |
1e | Elect Director James Lam | Management | For | For |
1f | Elect Director Rodger A. Lawson | Management | For | For |
1g | Elect Director Shelley B. Leibowitz | Management | For | For |
1h | Elect Director Rebecca Saeger | Management | For | For |
1i | Elect Director Joseph L. Sclafani | Management | For | For |
1j | Elect Director Gary H. Stern | Management | For | For |
1k | Elect Director Donna L. Weaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2016 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Connie K. Duckworth | Management | For | For |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director John E. Neal | Management | For | For |
1.8 | Elect Director David J. Neithercut | Management | For | For |
1.9 | Elect Director Mark S. Shapiro | Management | For | For |
1.10 | Elect Director Gerald A. Spector | Management | For | For |
1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
1.12 | Elect Director B. Joseph White | Management | For | For |
1.13 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Irving F. Lyons, III | Management | For | For |
1.3 | Elect Director George M. Marcus | Management | For | For |
1.4 | Elect Director Gary P. Martin | Management | For | For |
1.5 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.6 | Elect Director Thomas E. Robinson | Management | For | For |
1.7 | Elect Director Michael J. Schall | Management | For | For |
1.8 | Elect Director Byron A. Scordelis | Management | For | For |
1.9 | Elect Director Janice L. Sears | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: FNF SECURITY ID: 31620R303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Massey | Management | For | For |
1.2 | Elect Director Janet Kerr | Management | For | For |
1.3 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
H&R BLOCK, INC. MEETING DATE: SEP 10, 2015 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Brown | Management | For | For |
1b | Elect Director William C. Cobb | Management | For | For |
1c | Elect Director Robert A. Gerard | Management | For | For |
1d | Elect Director Richard A. Johnson | Management | For | For |
1e | Elect Director David Baker Lewis | Management | For | For |
1f | Elect Director Victoria J. Reich | Management | For | For |
1g | Elect Director Bruce C. Rohde | Management | For | For |
1h | Elect Director Tom D. Seip | Management | For | For |
1i | Elect Director Christianna Wood | Management | For | For |
1j | Elect Director James F. Wright | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2016 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
1.2 | Elect Director Steven G. Elliott | Management | For | For |
1.3 | Elect Director Michael J. Endres | Management | For | For |
1.4 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.5 | Elect Director Peter J. Kight | Management | For | For |
1.6 | Elect Director Jonathan A. Levy | Management | For | For |
1.7 | Elect Director Eddie R. Munson | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: JUN 13, 2016 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
INTERCONTINENTAL EXCHANGE, INC. MEETING DATE: MAY 13, 2016 | ||||
TICKER: ICE SECURITY ID: 45866F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director The Rt. Hon. the Lord Hague of Richmond | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Frederic V. Salerno | Management | For | For |
1f | Elect Director Jeffrey C. Sprecher | Management | For | For |
1g | Elect Director Judith A. Sprieser | Management | For | For |
1h | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
INVESCO LTD. MEETING DATE: MAY 12, 2016 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Martin L. Flanagan | Management | For | For |
1.3 | Elect Director C. Robert Henrikson | Management | For | For |
1.4 | Elect Director Ben F. Johnson, III | Management | For | For |
1.5 | Elect Director Edward P. Lawrence | Management | For | For |
1.6 | Elect Director Nigel Sheinwald | Management | For | For |
1.7 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2016 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
8 | Clawback Amendment | Shareholder | Against | Against |
9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
M&T BANK CORPORATION MEETING DATE: APR 19, 2016 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director Richard A. Grossi | Management | For | For |
1.8 | Elect Director John D. Hawke, Jr. | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
1.12 | Elect Director Melinda R. Rich | Management | For | For |
1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.14 | Elect Director Denis J. Salamone | Management | For | For |
1.15 | Elect Director Herbert L. Washington | Management | For | For |
1.16 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Oscar Fanjul | Management | For | For |
1b | Elect Director Daniel S. Glaser | Management | For | For |
1c | Elect Director H. Edward Hanway | Management | For | For |
1d | Elect Director Elaine La Roche | Management | For | For |
1e | Elect Director Maria Silvia Bastos Marques | Management | For | For |
1f | Elect Director Steven A. Mills | Management | For | For |
1g | Elect Director Bruce P. Nolop | Management | For | For |
1h | Elect Director Marc D. Oken | Management | For | For |
1i | Elect Director Morton O. Schapiro | Management | For | For |
1j | Elect Director Lloyd M. Yates | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 28, 2016 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MGIC INVESTMENT CORPORATION MEETING DATE: APR 28, 2016 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
1.2 | Elect Director Cassandra C. Carr | Management | For | For |
1.3 | Elect Director C. Edward Chaplin | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Timothy A. Holt | Management | For | For |
1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.7 | Elect Director Michael E. Lehman | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Gary A. Poliner | Management | For | For |
1.10 | Elect Director Patrick Sinks | Management | For | For |
1.11 | Elect Director Mark M. Zandi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 19, 2016 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda Walker Bynoe | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Dean M. Harrison | Management | For | For |
1d | Elect Director Dipak C. Jain | Management | For | For |
1e | Elect Director Jose Luis Prado | Management | For | For |
1f | Elect Director Thomas E. Richards | Management | For | For |
1g | Elect Director John W. Rowe | Management | For | For |
1h | Elect Director Martin P. Slark | Management | For | For |
1i | Elect Director David H.B. Smith, Jr. | Management | For | For |
1j | Elect Director Donald Thompson | Management | For | For |
1k | Elect Director Charles A. Tribbett, III | Management | For | For |
1l | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
ONEMAIN HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: OMF SECURITY ID: 68268W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Ronald M. Lott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
OUTFRONT MEDIA INC. MEETING DATE: JUN 07, 2016 | ||||
TICKER: OUT SECURITY ID: 69007J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicolas Brien | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAYPAL HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: PYPL SECURITY ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wences Casares | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Gail J. McGovern | Management | For | For |
1f | Elect Director David M. Moffett | Management | For | For |
1g | Elect Director Pierre M. Omidyar | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
POPULAR, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: BPOP SECURITY ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director David E. Goel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: APR 25, 2016 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | Against |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RADIAN GROUP INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Sanford A. Ibrahim | Management | For | For |
1g | Elect Director Brian D. Montgomery | Management | For | For |
1h | Elect Director Gaetano Muzio | Management | For | For |
1i | Elect Director Gregory V. Serio | Management | For | For |
1j | Elect Director Noel J. Spiegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
5 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 18, 2016 | ||||
TICKER: RJF SECURITY ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
1.2 | Elect Director Shelley G. Broader | Management | For | For |
1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
1.4 | Elect Director Benjamin C. Esty | Management | For | For |
1.5 | Elect Director Francis S. Godbold | Management | For | For |
1.6 | Elect Director Thomas A. James | Management | For | For |
1.7 | Elect Director Gordon L. Johnson | Management | For | For |
1.8 | Elect Director Roderick C. McGeary | Management | For | For |
1.9 | Elect Director Paul C. Reilly | Management | For | For |
1.10 | Elect Director Robert P. Saltzman | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
REALOGY HOLDINGS CORP. MEETING DATE: MAY 04, 2016 | ||||
TICKER: RLGY SECURITY ID: 75605Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Marc E. Becker | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Duncan L. Niederauer | Management | For | For |
1.5 | Elect Director Richard A. Smith | Management | For | For |
1.6 | Elect Director Michael J. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
REDWOOD TRUST, INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: RWT SECURITY ID: 758075402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Baum | Management | For | For |
1.2 | Elect Director Douglas B. Hansen | Management | For | For |
1.3 | Elect Director Mariann Byerwalter | Management | For | For |
1.4 | Elect Director Debora D. Horvath | Management | For | For |
1.5 | Elect Director Marty Hughes | Management | For | For |
1.6 | Elect Director Greg H. Kubicek | Management | For | For |
1.7 | Elect Director Karen R. Pallotta | Management | For | For |
1.8 | Elect Director Jeffrey T. Pero | Management | For | For |
1.9 | Elect Director Georganne C. Proctor | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 19, 2016 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna Manning | Management | For | For |
1.2 | Elect Director William J. Bartlett | Management | For | For |
1.3 | Elect Director Christine R. Detrick | Management | For | For |
1.4 | Elect Director Alan C. Henderson | Management | For | For |
1.5 | Elect Director Joyce A. Phillips | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
STORE CAPITAL CORPORATION MEETING DATE: JUN 02, 2016 | ||||
TICKER: STOR SECURITY ID: 862121100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morton H. Fleischer | Management | For | For |
1.2 | Elect Director Christopher H. Volk | Management | For | For |
1.3 | Elect Director Joseph M. Donovan | Management | For | For |
1.4 | Elect Director William F. Hipp | Management | For | For |
1.5 | Elect Director Einar A. Seadler | Management | For | For |
1.6 | Elect Director Rajath Shourie | Management | For | For |
1.7 | Elect Director Derek Smith | Management | For | For |
1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SUNTRUST BANKS, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dallas S. Clement | Management | For | For |
1.2 | Elect Director Paul R. Garcia | Management | For | For |
1.3 | Elect Director M. Douglas Ivester | Management | For | For |
1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Thomas R. Watjen | Management | For | For |
1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SYNCHRONY FINANCIAL MEETING DATE: MAY 19, 2016 | ||||
TICKER: SYF SECURITY ID: 87165B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Margaret M. Keane | Management | For | For |
1b | Elect Director Paget L. Alves | Management | For | For |
1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
1d | Elect Director William W. Graylin | Management | For | For |
1e | Elect Director Roy A. Guthrie | Management | For | For |
1f | Elect Director Richard C. Hartnack | Management | For | For |
1g | Elect Director Jeffrey G. Naylor | Management | For | For |
1h | Elect Director Laurel J. Richie | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
THE ALLSTATE CORPORATION MEETING DATE: MAY 24, 2016 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kermit R. Crawford | Management | For | For |
1b | Elect Director Michael L. Eskew | Management | For | For |
1c | Elect Director Herbert L. Henkel | Management | For | For |
1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1e | Elect Director Jacques P. Perold | Management | For | For |
1f | Elect Director Andrea Redmond | Management | For | For |
1g | Elect Director John W. Rowe | Management | For | For |
1h | Elect Director Judith A. Sprieser | Management | For | For |
1i | Elect Director Mary Alice Taylor | Management | For | For |
1j | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE CHUBB CORPORATION MEETING DATE: OCT 22, 2015 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Mark Flaherty | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director Debora L. Spar | Management | For | For |
1k | Elect Director Mark E. Tucker | Management | For | For |
1l | Elect Director David A. Viniar | Management | For | For |
1m | Elect Director Mark O. Winkelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
THE WESTERN UNION COMPANY MEETING DATE: MAY 12, 2016 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin I. Cole | Management | For | For |
1b | Elect Director Hikmet Ersek | Management | For | For |
1c | Elect Director Richard A. Goodman | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Betsy D. Holden | Management | For | For |
1f | Elect Director Jeffrey A. Joerres | Management | For | For |
1g | Elect Director Roberto G. Mendoza | Management | For | For |
1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
1i | Elect Director Robert W. Selander | Management | For | For |
1j | Elect Director Frances Fragos Townsend | Management | For | For |
1k | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
TORCHMARK CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Darren M. Rebelez | Management | For | For |
1.10 | Elect Director Lamar C. Smith | Management | For | For |
1.11 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TWO HARBORS INVESTMENT CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: TWO SECURITY ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Spencer Abraham | Management | For | For |
1.2 | Elect Director James J. Bender | Management | For | For |
1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
1.4 | Elect Director Lisa A. Pollina | Management | For | For |
1.5 | Elect Director William Roth | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director Thomas E. Siering | Management | For | For |
1.8 | Elect Director Brian C. Taylor | Management | For | For |
1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 19, 2016 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Warner L. Baxter | Management | For | For |
1c | Elect Director Marc N. Casper | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Kimberly J. Harris | Management | For | For |
1g | Elect Director Roland A. Hernandez | Management | For | For |
1h | Elect Director Doreen Woo Ho | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Karen S. Lynch | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
UDR, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine A. Cattanach | Management | For | For |
1b | Elect Director Robert P. Freeman | Management | For | For |
1c | Elect Director Jon A. Grove | Management | For | For |
1d | Elect Director Mary Ann King | Management | For | For |
1e | Elect Director James D. Klingbeil | Management | For | For |
1f | Elect Director Clint D. McDonnough | Management | For | For |
1g | Elect Director Robert A. McNamara | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Lynne B. Sagalyn | Management | For | For |
1j | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Melody C. Barnes | Management | For | For |
1B | Elect Director Debra A. Cafaro | Management | For | For |
1C | Elect Director Jay M. Gellert | Management | For | For |
1D | Elect Director Richard I. Gilchrist | Management | For | For |
1E | Elect Director Matthew J. Lustig | Management | For | For |
1F | Elect Director Douglas M. Pasquale | Management | For | For |
1G | Elect Director Robert D. Reed | Management | For | For |
1H | Elect Director Glenn J. Rufrano | Management | For | For |
1I | Elect Director James D. Shelton | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
VIRTU FINANCIAL, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: VIRT SECURITY ID: 928254101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Cruger, Jr. | Management | For | For |
1.2 | Elect Director Christopher C. Quick | Management | For | For |
1.3 | Elect Director Vincent Viola | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VISA INC. MEETING DATE: FEB 03, 2016 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Robert W. Matschullat | Management | For | For |
1f | Elect Director Cathy E. Minehan | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director David J. Pang | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 26, 2016 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Elizabeth A. Duke | Management | For | For |
1f | Elect Director Susan E. Engel | Management | For | For |
1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director Cynthia H. Milligan | Management | For | For |
1j | Elect Director Federico F. Pena | Management | For | For |
1k | Elect Director James H. Quigley | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
VIP HEALTH CARE PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBVIE INC. MEETING DATE: MAY 06, 2016 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Brett J. Hart | Management | For | For |
1.3 | Elect Director Edward J. Rapp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ABLYNX NV MEETING DATE: JUL 10, 2015 | ||||
TICKER: ABLX SECURITY ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change-of-Control Clause Re : Convertible Bonds Issued May 27, 2015 and Authorize Edwin Moses to File Required Documents/Other Formalities | Management | For | For |
ABLYNX NV MEETING DATE: APR 28, 2016 | ||||
TICKER: ABLX SECURITY ID: B0031S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Approve Financial Statements and Allocation of Income | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7 | Reelect Greig Biotechnology Global Consulting Inc., Permanently Represented by Russel Greig, as Director | Management | For | For |
8 | Approve Increase of the Annual Remuneration of Independent Directors with 2 Percent | Management | For | For |
9 | Receive Management Board Report Re: Authorized Capital | Management | None | None |
10 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
11 | Approve Change-of-Control Clause Re: Article 556 Collaboration Agreement with Novo Nordisk | Management | For | For |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ACCELERON PHARMA INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: XLRN SECURITY ID: 00434H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom Maniatis | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Ernst & Young LLPa s Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peder K. Jensen | Management | For | For |
1.2 | Elect Director John P. Kelley | Management | For | For |
1.3 | Elect Director Sandra Panem | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTELION LTD. MEETING DATE: MAY 04, 2016 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve CHF 3.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5 | Extend Duration of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
6.1e | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
6.1f | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
6.1g | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.1h | Reelect Jean Malo as Director | Management | For | Did Not Vote |
6.1i | Reelect David Stout as Director | Management | For | Did Not Vote |
6.1j | Reelect Herna Verhagen as Director | Management | For | Did Not Vote |
6.2 | Reelect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
6.3a | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3b | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3c | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
7.1 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | Did Not Vote |
7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 23 Million | Management | For | Did Not Vote |
8 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
9 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ADEPTUS HEALTH INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: ADPT SECURITY ID: 006855100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas S. Hall | Management | For | For |
1.2 | Elect Director Richard Covert | Management | For | For |
1.3 | Elect Director Steven V. Napolitano | Management | For | For |
1.4 | Elect Director Daniel W. Rosenberg | Management | For | For |
1.5 | Elect Director Gregory W. Scott | Management | For | For |
1.6 | Elect Director Ronald L. Taylor | Management | For | For |
1.7 | Elect Director Jeffery S. Vender | Management | For | For |
1.8 | Elect Director Stephen M. Mengert | Management | For | For |
2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
ADVANCED ACCELERATOR APPLICATIONS S.A MEETING DATE: MAY 26, 2016 | ||||
TICKER: AAAP SECURITY ID: 00790T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Elect Stefano Buono as Director | Management | For | For |
6 | Elect Claudio Costamagna as Director | Management | For | For |
7 | Elect Kapil Dhingra as Director | Management | For | For |
8 | Elect Steven Gannon as Director | Management | For | For |
9 | Elect Yvonne Greenstreet as Director | Management | For | For |
10 | Elect Christian Merle as Director | Management | For | For |
11 | Elect Leopoldo Zambeletti as Director | Management | For | For |
12 | Elect Francois Nader as Director | Management | For | For |
13 | Approve Remuneration of Directors | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
1 | Authorize Issuance of Warrants Reserved for Non-executive Directors | Management | For | Against |
2 | Approve Issuance of Equity or Equity-Linked Reserved for Former Shareholders of BioSynthema Inc. | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements Reserved for Specific Beneficiaries | Management | For | For |
4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
5 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 1-4 | Management | For | Against |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ADVAXIS, INC. MEETING DATE: MAR 10, 2016 | ||||
TICKER: ADXS SECURITY ID: 007624208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Patton | Management | For | For |
1.2 | Elect Director Daniel J. O'Connor | Management | For | For |
1.3 | Elect Director Roni A. Appel | Management | For | For |
1.4 | Elect Director Richard J. Berman | Management | For | For |
1.5 | Elect Director Thomas J. McKearn | Management | For | For |
1.6 | Elect Director David Sidransky | Management | For | For |
1.7 | Elect Director Samir N. Khleif | Management | For | For |
1.8 | Elect Director Thomas J. Ridge | Management | For | For |
1.9 | Elect Director Gregory T. Mayes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Marcum LLP as Auditors | Management | For | For |
AETNA INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Jeffrey E. Garten | Management | For | For |
1h | Elect Director Ellen M. Hancock | Management | For | For |
1i | Elect Director Richard J. Harrington | Management | For | For |
1j | Elect Director Edward J. Ludwig | Management | For | For |
1k | Elect Director Joseph P. Newhouse | Management | For | For |
1l | Elect Director Olympia J. Snowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 16, 2016 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director David R. Brennan | Management | For | For |
1.4 | Elect Director M. Michele Burns | Management | For | For |
1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
1.6 | Elect Director David L. Hallal | Management | For | For |
1.7 | Elect Director John T. Mollen | Management | For | For |
1.8 | Elect Director R. Douglas Norby | Management | For | For |
1.9 | Elect Director Alvin S. Parven | Management | For | For |
1.10 | Elect Director Andreas Rummelt | Management | For | For |
1.11 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
ALLERGAN PLC MEETING DATE: MAY 05, 2016 | ||||
TICKER: AGN SECURITY ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nesli Basgoz | Management | For | For |
1.2 | Elect Director Paul M. Bisaro | Management | For | For |
1.3 | Elect Director James H. Bloem | Management | For | For |
1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
1.6 | Elect Director Michael R. Gallagher | Management | For | For |
1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
1.8 | Elect Director Peter J. McDonnell | Management | For | For |
1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Director Brenton L. Saunders | Management | For | For |
1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
1.12 | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
5B | Establish Range for Size of Board | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Paul | Management | For | For |
1.2 | Elect Director Amy W. Schulman | Management | For | For |
1.3 | Elect Director Kevin P. Starr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William K. Heiden | Management | For | For |
1b | Elect Director Barbara Deptula | Management | For | For |
1c | Elect Director John A. Fallon | Management | For | For |
1d | Elect Director Robert J. Perez | Management | For | For |
1e | Elect Director Lesley Russell | Management | For | For |
1f | Elect Director Gino Santini | Management | For | For |
1g | Elect Director Davey S. Scoon | Management | For | For |
1h | Elect Director James R. Sulat | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Robert A. Eckert | Management | For | For |
1.6 | Elect Director Greg C. Garland | Management | For | For |
1.7 | Elect Director Fred Hassan | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: FOLD SECURITY ID: 03152W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Crowley | Management | For | For |
1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
1.3 | Elect Director Michael G. Raab | Management | For | For |
1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMPHASTAR PHARMACEUTICALS, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: AMPH SECURITY ID: 03209R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Yongfeng Zhang | Management | For | For |
1b | Elect Director Richard Prins | Management | For | For |
1c | Elect Director Stephen B. Shohet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AMPLIFON S.P.A. MEETING DATE: OCT 20, 2015 | ||||
TICKER: AMP SECURITY ID: T0388E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Number of Directors on the Board from 8 to 9; Elect Enrico Vita as Director | Shareholder | None | For |
AMPLIFON S.P.A. MEETING DATE: APR 18, 2016 | ||||
TICKER: AMP SECURITY ID: T0388E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate Submitted by Ampliter NV | Shareholder | None | Did Not Vote |
2.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Amend Performance Stock Grant Plan 2014-2021 | Management | For | For |
5 | Approve Remuneration Report | Management | For | Against |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
ANACOR PHARMACEUTICALS, INC. MEETING DATE: JUN 07, 2016 | ||||
TICKER: ANAC SECURITY ID: 032420101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Paul L. Berns | Management | For | For |
1B | Elect Director Lucy Shapiro | Management | For | For |
1C | Elect Director Wendell Wierenga | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ANTHEM, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: ANTM SECURITY ID: 036752103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis Hay, III | Management | For | For |
1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
1c | Elect Director Joseph R. Swedish | Management | For | For |
1d | Elect Director Elizabeth E. Tallett | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2016 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Behan | Management | For | For |
1.2 | Elect Director Donald D. Belcher | Management | For | For |
1.3 | Elect Director Scott H. Bice | Management | For | For |
1.4 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.5 | Elect Director Tina S. Nova | Management | For | For |
1.6 | Elect Director Phillip M. Schneider | Management | For | For |
1.7 | Elect Director Christine A. White | Management | For | For |
1.8 | Elect Director Randall E. Woods | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
ARRAY BIOPHARMA INC. MEETING DATE: OCT 29, 2015 | ||||
TICKER: ARRY SECURITY ID: 04269X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gwen A. Fyfe | Management | For | For |
1.2 | Elect Director Charles M. Baum | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
ASTELLAS PHARMA INC. MEETING DATE: JUN 20, 2016 | ||||
TICKER: 4503 SECURITY ID: J03393105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
2.2 | Elect Director Miyokawa, Yoshiro | Management | For | For |
2.3 | Elect Director Kase, Yutaka | Management | For | For |
2.4 | Elect Director Yasuda, Hironobu | Management | For | For |
2.5 | Elect Director Okajima, Etsuko | Management | For | For |
2.6 | Elect Director Aizawa, Yoshiharu | Management | For | For |
3.1 | Appoint Statutory Auditor Sakai, HIroko | Management | For | For |
3.2 | Appoint Statutory Auditor Uematsu, Noriyuki | Management | For | For |
4 | Approve Annual Bonus | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dev Ittycheria | Management | For | For |
1.2 | Elect Director John A. Kane | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATRICURE, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: ATRC SECURITY ID: 04963C209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael H. Carrel | Management | For | For |
1.2 | Elect Director Mark A. Collar | Management | For | For |
1.3 | Elect Director Scott W. Drake | Management | For | For |
1.4 | Elect Director Michael D. Hooven | Management | For | For |
1.5 | Elect Director Richard M. Johnston | Management | For | For |
1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
1.7 | Elect Director Mark R. Lanning | Management | For | For |
1.8 | Elect Director Karen R. Robards | Management | For | For |
1.9 | Elect Director Robert S. White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BIOGEN INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director George A. Scangos | Management | For | For |
1j | Elect Director Lynn Schenk | Management | For | For |
1k | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 06, 2016 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
1.5 | Elect Director Alan J. Lewis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director David Pyott | Management | For | For |
1.8 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
BLUEBIRD BIO, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: BLUE SECURITY ID: 09609G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy Dixon | Management | For | For |
1.2 | Elect Director James Mandell | Management | For | For |
1.3 | Elect Director David Schenkein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BLUEPRINT MEDICINES CORP MEETING DATE: JUN 21, 2016 | ||||
TICKER: BPMC SECURITY ID: 09627Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Albers | Management | For | For |
1.2 | Elect Director Mark Goldberg | Management | For | For |
1.3 | Elect Director Nicholas Lydon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 03, 2016 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nelda J. Connors | Management | For | For |
1b | Elect Director Charles J. Dockendorff | Management | For | For |
1c | Elect Director Donna A. James | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Edward J. Ludwig | Management | For | For |
1f | Elect Director Stephen P. MacMillan | Management | For | For |
1g | Elect Director Michael F. Mahoney | Management | For | For |
1h | Elect Director David J. Roux | Management | For | For |
1i | Elect Director John E. Sununu | Management | For | For |
1j | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 03, 2016 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Peter J. Arduini | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 13, 2016 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jackie M. Clegg | Management | For | For |
1B | Elect Director William G. Petty, Jr. | Management | For | For |
1C | Elect Director James R. Seward | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRUKER CORPORATION MEETING DATE: MAY 20, 2016 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Laukien | Management | For | For |
1.2 | Elect Director John Ornell | Management | For | For |
1.3 | Elect Director Richard A. Packer | Management | For | For |
1.4 | Elect Director Robert Rosenthal | Management | For | For |
1.5 | Elect Director Cynthia M. Friend | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Fingerhut | Management | For | For |
1.2 | Elect Director Bryan D. Leibman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
CASTLIGHT HEALTH, INC. MEETING DATE: JUN 22, 2016 | ||||
TICKER: CSLT SECURITY ID: 14862Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ed Park | Management | For | For |
1.2 | Elect Director David B. Singer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CATALENT, INC. MEETING DATE: OCT 29, 2015 | ||||
TICKER: CTLT SECURITY ID: 148806102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Chiminski | Management | For | For |
1.2 | Elect Director E. Bruce McEvoy | Management | For | For |
1.3 | Elect Director Jack Stahl | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CELGENE CORPORATION MEETING DATE: JUN 15, 2016 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.8 | Elect Director Michael A. Friedman | Management | For | For |
1.9 | Elect Director Julia A. Haller | Management | For | For |
1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
1.11 | Elect Director James J. Loughlin | Management | For | For |
1.12 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Call Special Meetings | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
CELLECTIS MEETING DATE: MAY 17, 2016 | ||||
TICKER: ALCLS SECURITY ID: 15117K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Mathieu Simon as Director | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
CIGNA CORPORATION MEETING DATE: DEC 03, 2015 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 27, 2016 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CONMED CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: CNMD SECURITY ID: 207410101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Bronson | Management | For | For |
1.2 | Elect Director Brian P. Concannon | Management | For | For |
1.3 | Elect Director Charles M. Farkas | Management | For | For |
1.4 | Elect Director Martha Goldberg Aronson | Management | For | For |
1.5 | Elect Director Jo Ann Golden | Management | For | For |
1.6 | Elect Director Curt R. Hartman | Management | For | For |
1.7 | Elect Director Dirk M. Kuyper | Management | For | For |
1.8 | Elect Director Jerome J. Lande | Management | For | For |
1.9 | Elect Director Mark E. Tryniski | Management | For | For |
1.10 | Elect Director John L. Workman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CONNECTURE, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: CNXR SECURITY ID: 20786J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. John Ansay | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CURIS, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: CRIS SECURITY ID: 231269101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Martell | Management | For | For |
1.2 | Elect Director Daniel R. Passeri | Management | For | For |
1.3 | Elect Director Marc Rubin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CYTOMX THERAPEUTICS, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: CTMX SECURITY ID: 23284F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sean A. McCarthy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
DECHRA PHARMACEUTICALS PLC MEETING DATE: OCT 23, 2015 | ||||
TICKER: DPH SECURITY ID: G2769C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Michael Redmond as Director | Management | For | For |
5 | Re-elect Ian Page as Director | Management | For | For |
6 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
7 | Re-elect Anthony Griffin as Director | Management | For | For |
8 | Re-elect Ishbel Macpherson as Director | Management | For | For |
9 | Re-elect Dr Christopher Richards as Director | Management | For | For |
10 | Re-elect Julian Heslop as Director | Management | For | For |
11 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
EBOS GROUP LIMITED MEETING DATE: OCT 27, 2015 | ||||
TICKER: EBO SECURITY ID: Q33853112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Sarah Ottrey as Director | Management | For | For |
3 | Elect Peter Kraus as Director | Management | For | Against |
4 | Elect Stuart McGregor as Director | Management | For | Against |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
6 | Approve Deloitte as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
EDGE THERAPEUTICS, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: EDGE SECURITY ID: 279870109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Conti | Management | For | For |
1.2 | Elect Director Liam Ratcliffe | Management | For | For |
1.3 | Elect Director Robert Spiegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Mussallem | Management | For | For |
1b | Elect Director John T. Cardis | Management | For | For |
1c | Elect Director Kieran T. Gallahue | Management | For | For |
1d | Elect Director William J. Link | Management | For | For |
1e | Elect Director Steven R. Loranger | Management | For | For |
1f | Elect Director Martha H. Marsh | Management | For | For |
1g | Elect Director Wesley W. von Schack | Management | For | For |
1h | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EISAI CO. LTD. MEETING DATE: JUN 17, 2016 | ||||
TICKER: 4523 SECURITY ID: J12852117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Naito, Haruo | Management | For | For |
1.2 | Elect Director Deguchi, Nobuo | Management | For | For |
1.3 | Elect Director Graham Fry | Management | For | For |
1.4 | Elect Director Yamashita, Toru | Management | For | For |
1.5 | Elect Director Nishikawa, Ikuo | Management | For | For |
1.6 | Elect Director Naoe, Noboru | Management | For | For |
1.7 | Elect Director Suhara, Eiichiro | Management | For | For |
1.8 | Elect Director Kato, Yasuhiko | Management | For | For |
1.9 | Elect Director Kanai, Hirokazu | Management | For | For |
1.10 | Elect Director Kakizaki, Tamaki | Management | For | For |
1.11 | Elect Director Tsunoda, Daiken | Management | For | For |
ENDO INTERNATIONAL PLC MEETING DATE: JUN 09, 2016 | ||||
TICKER: ENDP SECURITY ID: G30401106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director Shane M. Cooke | Management | For | For |
1d | Elect Director Arthur J. Higgins | Management | For | For |
1e | Elect Director Nancy J. Hutson | Management | For | For |
1f | Elect Director Michael Hyatt | Management | For | For |
1g | Elect Director William P. Montague | Management | For | For |
1h | Elect Director Jill D. Smith | Management | For | For |
1i | Elect Director William F. Spengler | Management | For | For |
1j | Elect Director Douglas S. Ingram | Management | For | For |
1k | Elect Director Todd B. Sisitsky | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Memorandum of Association | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
ENVISION HEALTHCARE HOLDINGS, INC. MEETING DATE: MAY 02, 2016 | ||||
TICKER: EVHC SECURITY ID: 29413U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Sanger | Management | For | For |
1.2 | Elect Director Michael L. Smith | Management | For | For |
1.3 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EVOLENT HEALTH, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: EVH SECURITY ID: 30050B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David Farner | Management | For | For |
1b | Elect Director Michael Kirshbaum | Management | For | For |
1c | Elect Director Norman Payson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Remove Section 11.03 | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
GALAPAGOS MEETING DATE: APR 26, 2016 | ||||
TICKER: GLPG SECURITY ID: 36315X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
5 | Approve Remuneration Report | Management | For | Against |
6 | Approve Discharge of Directors and Auditors | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Galapagos Warrant Plan 2016 | Management | For | For |
9 | Approve Change-of-Control Clauses | Management | For | For |
10 | Transact Other Business | Management | None | None |
1 | Receive Special Board Report Re: Authorization to Increase Capital | Management | None | None |
2 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 20 percent of the share capital | Management | For | For |
3 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 50 percent of the share capital in Specific Circumstances | Management | For | For |
4 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 100 percent of the share capital in Specific Circumstances with Unanimous Consent | Management | For | For |
5 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Kevin E. Lofton | Management | For | For |
1c | Elect Director John W. Madigan | Management | For | For |
1d | Elect Director John C. Martin | Management | For | For |
1e | Elect Director John F. Milligan | Management | For | For |
1f | Elect Director Nicholas G. Moore | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2016 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Vindi Banga as Director | Management | For | For |
4 | Elect Dr Jesse Goodman as Director | Management | For | For |
5 | Re-elect Sir Philip Hampton as Director | Management | For | For |
6 | Re-elect Sir Andrew Witty as Director | Management | For | For |
7 | Re-elect Sir Roy Anderson as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Urs Rohner as Director | Management | For | For |
13 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
HCA HOLDINGS, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: HCA SECURITY ID: 40412C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director R. Milton Johnson | Management | For | For |
1b | Elect Director Robert J. Dennis | Management | For | For |
1c | Elect Director Nancy-Ann DeParle | Management | For | For |
1d | Elect Director Thomas F. Frist, III | Management | For | For |
1e | Elect Director William R. Frist | Management | For | For |
1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1g | Elect Director Ann H. Lamont | Management | For | For |
1h | Elect Director Jay O. Light | Management | For | For |
1i | Elect Director Geoffrey G. Meyers | Management | For | For |
1j | Elect Director Michael W. Michelson | Management | For | For |
1k | Elect Director Wayne J. Riley | Management | For | For |
1l | Elect Director John W. Rowe | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HEALTHSTREAM, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: HSTM SECURITY ID: 42222N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thompson S. Dent | Management | For | For |
1.2 | Elect Director Dale Polley | Management | For | For |
1.3 | Elect Director William W. Stead | Management | For | For |
1.4 | Elect Director Deborah Taylor Tate | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick Cornell | Management | For | For |
1.2 | Elect Director Douglas Godshall | Management | For | For |
1.3 | Elect Director Seth Harrison | Management | For | For |
1.4 | Elect Director Stephen Oesterle | Management | For | For |
1.5 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HERON THERAPEUTICS, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: HRTX SECURITY ID: 427746102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Barry D. Quart | Management | For | For |
1.3 | Elect Director Robert H. Rosen | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HORIZON PHARMA PLC MEETING DATE: NOV 13, 2015 | ||||
TICKER: HZNP SECURITY ID: G4617B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
HORIZON PHARMA PLC MEETING DATE: MAY 03, 2016 | ||||
TICKER: HZNP SECURITY ID: G4617B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Grey | Management | For | For |
1b | Elect Director Jeff Himawan | Management | For | For |
1c | Elect Director Ronald Pauli | Management | For | For |
2 | Amend Memorandum of Association | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUMANA INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ICU MEDICAL, INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: ICUI SECURITY ID: 44930G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Jain | Management | For | For |
1.2 | Elect Director George A. Lopez | Management | For | For |
1.3 | Elect Director Joseph R. Saucedo | Management | For | For |
1.4 | Elect Director Richard H. Sherman | Management | For | For |
1.5 | Elect Director Robert S. Swinney | Management | For | For |
1.6 | Elect Director David C. Greenberg | Management | For | For |
1.7 | Elect Director Elisha W. Finney | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 27, 2016 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian C. Baker | Management | For | For |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Director Paul A. Brooke | Management | For | For |
1.4 | Elect Director Paul J. Clancy | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INSMED INCORPORATED MEETING DATE: MAY 19, 2016 | ||||
TICKER: INSM SECURITY ID: 457669307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred F. Altomari | Management | For | For |
1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
1.3 | Elect Director William H. Lewis | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 24, 2016 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Arduini | Management | For | For |
1.2 | Elect Director Keith Bradley | Management | For | For |
1.3 | Elect Director Richard E. Caruso | Management | For | For |
1.4 | Elect Director Stuart M. Essig | Management | For | For |
1.5 | Elect Director Barbara B. Hill | Management | For | For |
1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
1.8 | Elect Director Raymond G. Murphy | Management | For | For |
1.9 | Elect Director Christian S. Schade | Management | For | For |
1.10 | Elect Director James M. Sullivan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: NOV 24, 2015 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Luca Benatti | Management | For | For |
1.3 | Elect Director Paolo Fundaro | Management | For | For |
1.4 | Elect Director Mark Pruzanski | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Glenn Sblendorio | Management | For | For |
1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.8 | Elect Director Klaus Veitinger | Management | For | For |
1.9 | Elect Director Daniel Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
INTUITIVE SURGICAL, INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: ISRG SECURITY ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig H. Barratt | Management | For | For |
1.2 | Elect Director Michael A. Friedman | Management | For | For |
1.3 | Elect Director Gary S. Guthart | Management | For | For |
1.4 | Elect Director Amal M. Johnson | Management | For | For |
1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1.6 | Elect Director Alan J. Levy | Management | For | For |
1.7 | Elect Director Mark J. Rubash | Management | For | For |
1.8 | Elect Director Lonnie M. Smith | Management | For | For |
1.9 | Elect Director George Stalk, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 30, 2015 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Gray | Management | For | For |
1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
1c | Elect Director Elmar Schnee | Management | For | For |
1d | Elect Director Catherine A. Sohn | Management | For | For |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JIANGSU HENGRUI MEDICINE CO., LTD. MEETING DATE: MAY 09, 2016 | ||||
TICKER: 600276 SECURITY ID: Y4446S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report and Summary | Management | For | For |
4 | Approve Financial Statements | Management | For | For |
5 | Approve Profit Distribution | Management | For | For |
6 | Approve 2016 Appointment of Financial Auditor and Internal Control Auditor and to Fix Their Remuneration | Management | For | For |
7.01 | Elect Sun Piaoyang as Non-Independent Director | Shareholder | None | Against |
7.02 | Elect Jiang Xinhua as Non-Independent Director | Shareholder | None | Against |
7.03 | Elect Zhou Yunshu as Non-Independent Director | Shareholder | None | Against |
7.04 | Elect Jiang Sumei as Non-Independent Director | Shareholder | None | Against |
7.05 | Elect Zhang Lianshan as Non-Independent Director | Shareholder | None | Against |
7.06 | Elect Wang Shudong as Non-Independent Director | Shareholder | None | Against |
7.07 | Elect Li Yuanchao as Independent Director | Shareholder | None | For |
7.08 | Elect Wang Qian as Independent Director | Shareholder | None | For |
7.09 | Elect Xue Shuang as Independent Director | Shareholder | None | For |
8.01 | Elect Dong Wei as Supervisor | Management | For | For |
8.02 | Elect Li Peicheng as Supervisor | Management | For | For |
9 | Approve Amendments to Articles of Association | Management | For | For |
LEE'S PHARMACEUTICAL HOLDINGS LTD MEETING DATE: MAY 16, 2016 | ||||
TICKER: 00950 SECURITY ID: G5438W111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Leelalertsuphakun Wanee as Director | Management | For | Against |
4 | Elect Lee Siu Fong as Director | Management | For | Against |
5 | Elect Lam Yat Cheong as Director | Management | For | Against |
6 | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
7 | Approve HLM CPA Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Authorize Repurchase of Issued Share Capital | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LUMENIS LTD. MEETING DATE: AUG 03, 2015 | ||||
TICKER: LMNS SECURITY ID: M6778Q121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Merger Sub Ltd. | Management | For | For |
2 | Updated Maximum Indemnification Sums Under Office Holders' Indemnification Agreements | Management | For | For |
3 | Update Employment Terms of Zipora (Tzipi) Ozer-Armon, CEO | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
MCKESSON CORPORATION MEETING DATE: JUL 29, 2015 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director N. Anthony Coles | Management | For | For |
1d | Elect Director John H. Hammergren | Management | For | For |
1e | Elect Director Alton F. Irby, III | Management | For | For |
1f | Elect Director M. Christine Jacobs | Management | For | For |
1g | Elect Director Donald R. Knauss | Management | For | For |
1h | Elect Director Marie L. Knowles | Management | For | For |
1i | Elect Director David M. Lawrence | Management | For | For |
1j | Elect Director Edward A. Mueller | Management | For | For |
1k | Elect Director Susan R. Salka | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
MEDIDATA SOLUTIONS, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: MDSO SECURITY ID: 58471A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tarek A. Sherif | Management | For | For |
1.2 | Elect Director Glen M. de Vries | Management | For | For |
1.3 | Elect Director Carlos Dominguez | Management | For | For |
1.4 | Elect Director Neil M. Kurtz | Management | For | For |
1.5 | Elect Director George W. McCulloch | Management | For | For |
1.6 | Elect Director Lee A. Shapiro | Management | For | For |
1.7 | Elect Director Robert B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MEDTRONIC PLC MEETING DATE: DEC 11, 2015 | ||||
TICKER: MDT SECURITY ID: G5960L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MIRATI THERAPEUTICS, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: MRTX SECURITY ID: 60468T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Henry J. Fuchs | Management | For | For |
1.3 | Elect Director Michael Grey | Management | For | For |
1.4 | Elect Director Craig Johnson | Management | For | For |
1.5 | Elect Director Rodney W. Lappe | Management | For | For |
1.6 | Elect Director William R. Ringo | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MYLAN N.V. MEETING DATE: JUN 24, 2016 | ||||
TICKER: MYL SECURITY ID: N59465109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Heather Bresch | Management | For | For |
1B | Elect Director Wendy Cameron | Management | For | For |
1C | Elect Director Robert J. Cindrich | Management | For | For |
1D | Elect Director Robert J. Coury | Management | For | For |
1E | Elect Director JoEllen Lyons Dillon | Management | For | For |
1F | Elect Director Neil Dimick | Management | For | For |
1G | Elect Director Melina Higgins | Management | For | For |
1H | Elect Director Douglas J. Leech | Management | For | For |
1I | Elect Director Rajiv Malik | Management | For | For |
1J | Elect Director Joseph C. Maroon | Management | For | For |
1K | Elect Director Mark W. Parrish | Management | For | For |
1L | Elect Director Rodney L. Piatt | Management | For | For |
1M | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2016 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Authorize Repurchase of Shares | Management | For | For |
MYLAN NV MEETING DATE: AUG 28, 2015 | ||||
TICKER: MYL SECURITY ID: N59465109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Mylan N.V. Shares in Connection with Acquisition of Perrigo Company plc | Management | For | Against |
MYLAN NV MEETING DATE: JAN 07, 2016 | ||||
TICKER: MYL SECURITY ID: N59465109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Proposed Resolution to Redeem All Issued Preferred Shares | Management | For | For |
NEOVASC INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: NVC SECURITY ID: 64065J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Paul Geyer | Management | For | For |
2.2 | Elect Director Alexei Marko | Management | For | For |
2.3 | Elect Director Doug Janzen | Management | For | For |
2.4 | Elect Director Steven Rubin | Management | For | For |
2.5 | Elect Director Jane Hsiao | Management | For | For |
2.6 | Elect Director William O'Neill | Management | For | For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NEVRO CORP. MEETING DATE: MAY 18, 2016 | ||||
TICKER: NVRO SECURITY ID: 64157F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali Behbahani | Management | For | For |
1.2 | Elect Director Rami Elghandour | Management | For | For |
1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NOVOCURE LIMITED MEETING DATE: MAY 04, 2016 | ||||
TICKER: NVCR SECURITY ID: G6674U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Burkoth | Management | For | For |
1.2 | Elect Director Yoram Palti | Management | For | For |
2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
PENUMBRA, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: PEN SECURITY ID: 70975L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Kassing | Management | For | For |
1.2 | Elect Director Kevin Sullivan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PERRIGO COMPANY PLC MEETING DATE: NOV 04, 2015 | ||||
TICKER: PRGO SECURITY ID: G97822103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Gary M. Cohen | Management | For | For |
1.3 | Elect Director Marc Coucke | Management | For | For |
1.4 | Elect Director Jacqualyn A. Fouse | Management | For | For |
1.5 | Elect Director Ellen R. Hoffing | Management | For | For |
1.6 | Elect Director Michael J. Jandernoa | Management | For | For |
1.7 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
1.8 | Elect Director Herman Morris, Jr. | Management | For | For |
1.9 | Elect Director Donal O'Connor | Management | For | For |
1.10 | Elect Director Joseph C. Papa | Management | For | For |
1.11 | Elect Director Shlomo Yanai | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
6 | Approve Amendments to the Memorandum of Association | Management | For | For |
7 | Adopt Revised Articles of Association | Management | For | For |
PFIZER INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director Helen H. Hobbs | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director Shantanu Narayen | Management | For | For |
1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.9 | Elect Director Ian C. Read | Management | For | For |
1.10 | Elect Director Stephen W. Sanger | Management | For | For |
1.11 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Give Shareholders Final Say on Election of Directors | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Prohibit Tax Gross-ups on Inversions | Shareholder | Against | Against |
PRA HEALTH SCIENCES, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: PRAH SECURITY ID: 69354M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ali J. Satvat | Management | For | For |
1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
1.3 | Elect Director Linda S. Grais | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PRESTIGE BRANDS HOLDINGS, INC. MEETING DATE: AUG 04, 2015 | ||||
TICKER: PBH SECURITY ID: 74112D101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
1.6 | Elect Director James M. Jenness | Management | For | For |
1.7 | Elect Director Carl J. Johnson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRONAI THERAPEUTICS, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: DNAI SECURITY ID: 74346L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
1.2 | Elect Director Tran Nguyen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JAN 06, 2016 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 13, 2016 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Jay M. Moyes | Management | For | For |
1.3 | Elect Director Adrian M. Senderowicz | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
1.5 | Elect Director Frank E. Zavrl | Management | For | For |
2 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
3 | Eliminate Right to Act by Written Consent | Management | For | Against |
4 | Amend Certificate of Incorporation to Eliminate the Mandatory Indemnification | Management | For | For |
RADIUS HEALTH, INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: RDUS SECURITY ID: 750469207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
1.2 | Elect Director Catherine J. Friedman | Management | For | For |
1.3 | Elect Director Ansbert K. Gadicke | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RESMED INC. MEETING DATE: NOV 19, 2015 | ||||
TICKER: RMD SECURITY ID: 761152107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Farrell | Management | For | For |
1b | Elect Director Gary Pace | Management | For | For |
1c | Elect Director Ron Taylor | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCYNEXIS, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: SCYX SECURITY ID: 811292101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven C. Gilman | Management | For | For |
1.2 | Elect Director Ann F. Hanham | Management | For | For |
1.3 | Elect Director David Hastings | Management | For | For |
1.4 | Elect Director Patrick J. Langlois | Management | For | For |
1.5 | Elect Director Guy Macdonald | Management | For | For |
1.6 | Elect Director C. Patrick Machado | Management | For | For |
1.7 | Elect Director Marco Taglietti | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SPARK THERAPEUTICS, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: ONCE SECURITY ID: 84652J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lorris Betz | Management | For | For |
1.2 | Elect Director Anand Mehra | Management | For | For |
1.3 | Elect Director Lota Zoth | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
STERIS CORPORATION MEETING DATE: AUG 27, 2015 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M. Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
STERIS CORPORATION MEETING DATE: OCT 02, 2015 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SUN PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: OCT 31, 2015 | ||||
TICKER: 524715 SECURITY ID: Y8523Y158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend Payment | Management | For | For |
3 | Reelect S. Valia as Director | Management | For | For |
4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in the Remuneration of Cost Auditors for the Financial Year 2014-15 | Management | For | For |
6 | Approve Remuneration of Cost Auditors for the Financial Year 2015-16 | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SUN PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: NOV 04, 2015 | ||||
TICKER: 524715 SECURITY ID: Y8523Y158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, Guarantees, and/or Securities to Other Body Corporate | Management | For | For |
SURGICAL CARE AFFILIATES, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: SCAI SECURITY ID: 86881L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew P. Hayek | Management | For | For |
1.2 | Elect Director Frederick A. Hessler | Management | For | For |
1.3 | Elect Director Lisa Skeete Tatum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TESARO, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1b | Elect Director Mary Lynne Hedley | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
1d | Elect Director Lawrence M. Alleva | Management | For | For |
1e | Elect Director James O. Armitage | Management | For | For |
1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1g | Elect Director Garry A. Nicholson | Management | For | For |
1h | Elect Director Arnold L. Oronsky | Management | For | For |
1i | Elect Director Kavita Patel | Management | For | For |
1j | Elect Director Beth Seidenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: SEP 03, 2015 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
5 | Approve 2015 Equity Compensation Plan | Management | For | For |
6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: NOV 05, 2015 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD MEETING DATE: APR 18, 2016 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 14, 2016 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | Against |
1.2 | Elect Director Michael H. Kalkstein | Management | For | Against |
1.3 | Elect Director Jody S. Lindell | Management | For | Against |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | Against |
1.5 | Elect Director Allan E. Rubenstein | Management | For | Against |
1.6 | Elect Director Robert S. Weiss | Management | For | Against |
1.7 | Elect Director Stanley Zinberg | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE MEDICINES COMPANY MEETING DATE: MAY 26, 2016 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William W. Crouse | Management | For | For |
1B | Elect Director John C. Kelly | Management | For | For |
1C | Elect Director Hiroaki Shigeta | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE SPECTRANETICS CORPORATION MEETING DATE: JUN 09, 2016 | ||||
TICKER: SPNC SECURITY ID: 84760C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Drake | Management | For | For |
1.2 | Elect Director William C. Jennings | Management | For | For |
1.3 | Elect Director Joseph M. Ruggio | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
THERAPEUTICSMD, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: TXMD SECURITY ID: 88338N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
UDG HEALTHCARE PLC MEETING DATE: OCT 13, 2015 | ||||
TICKER: UDG SECURITY ID: G9285S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of the Disposed Businesses | Management | For | For |
UDG HEALTHCARE PLC MEETING DATE: FEB 02, 2016 | ||||
TICKER: UDG SECURITY ID: G9285S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Re-elect Chris Brinsmead as Director | Management | For | For |
4b | Re-elect Chris Corbin as Director | Management | For | For |
4c | Re-elect Liam FitzGerald as Director | Management | For | For |
4d | Re-elect Peter Gray as Director | Management | For | For |
4e | Re-elect Brendan McAtamney as Director | Management | For | For |
4f | Re-elect Gerard van Odijk as Director | Management | For | For |
4g | Re-elect Alan Ralph as Director | Management | For | For |
4h | Re-elect Lisa Ricciardi as Director | Management | For | For |
4i | Re-elect Philip Toomey as Director | Management | For | For |
4j | Re-elect Linda Wilding as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase of Shares | Management | For | For |
10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Memorandum of Association | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
ULTRAGENYX PHARMACEUTICAL INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: RARE SECURITY ID: 90400D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William Aliski | Management | For | For |
1b | Elect Director Lars Ekman | Management | For | For |
1c | Elect Director Matthew K. Fust | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 21, 2016 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher Causey | Management | For | For |
1b | Elect Director Richard Giltner | Management | For | For |
1c | Elect Director Judy Olian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 06, 2016 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Hotz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William A. Ackman | Management | For | For |
1b | Elect Director Fredric N. Eshelman | Management | For | For |
1c | Elect Director Stephen Fraidin | Management | For | For |
1d | Elect Director D. Robert Hale | Management | For | For |
1e | Elect Director Robert A. Ingram | Management | For | For |
1f | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
1g | Elect Director Joseph C. Papa | Management | For | For |
1h | Elect Director Robert N. Power | Management | For | For |
1i | Elect Director Russel C. Robertson | Management | For | For |
1j | Elect Director Thomas W. Ross, Sr. | Management | For | For |
1k | Elect Director Amy B. Wechsler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 15, 2016 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Terrence C. Kearney | Management | For | For |
1.3 | Elect Director Yuchun Lee | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
WAGEWORKS, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: WAGE SECURITY ID: 930427109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome D. Gramaglia | Management | For | For |
1.2 | Elect Director Robert L. Metzger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WRIGHT MEDICAL GROUP N.V. MEETING DATE: JUN 28, 2016 | ||||
TICKER: WMGI SECURITY ID: N96617118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert J. Palmisano | Management | For | For |
1b | Elect Director David D. Stevens | Management | For | For |
1c | Elect Director Gary D. Blackford | Management | For | For |
1d | Elect Director Sean D. Carney | Management | For | For |
1e | Elect Director John L. Miclot | Management | For | For |
1f | Elect Director Kevin C. O'Boyle | Management | For | For |
1g | Elect Director Amy S. Paul | Management | For | For |
1h | Elect Director Richard F. Wallman | Management | For | For |
1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Ratify KPMG N.V. as Auditors for Dutch Statutory Accounts | Management | For | For |
4 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Management to Issue Shares | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Amend Articles of Association | Management | For | For |
XENCOR, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: XNCR SECURITY ID: 98401F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
1.4 | Elect Director Kurt Gustafson | Management | For | For |
1.5 | Elect Director Yujiro S. Hata | Management | For | For |
1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
2 | Ratify RSM US, LLP as Auditors | Management | For | For |
ZELTIQ AESTHETICS, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Keith Grossman | Management | For | For |
1.2 | Elect Director Andrew N. Schiff | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ZIMMER BIOMET HOLDINGS, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: ZBH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Michael J. Farrell | Management | For | For |
1g | Elect Director Larry C. Glasscock | Management | For | For |
1h | Elect Director Robert A. Hagemann | Management | For | For |
1i | Elect Director Arthur J. Higgins | Management | For | For |
1j | Elect Director Michael W. Michelson | Management | For | For |
1k | Elect Director Cecil B. Pickett | Management | For | For |
1l | Elect Director Jeffrey K. Rhodes | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
VIP INDUSTRIALS PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. O. SMITH CORPORATION MEETING DATE: APR 11, 2016 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Increase Authorized Class A Common Stock | Management | For | Against |
AECOM MEETING DATE: MAR 02, 2016 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Fordyce | Management | For | Withhold |
1.2 | Elect Director William H. Frist | Management | For | For |
1.3 | Elect Director Linda Griego | Management | For | Withhold |
1.4 | Elect Director Douglas W. Stotlar | Management | For | For |
1.5 | Elect Director Daniel R. Tishman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AERCAP HOLDINGS NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Elect Walter F. McLallen to Supervisory Board | Management | For | For |
8 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | For |
9 | Ratify PricewaterhoudeCoopers as Auditors | Management | For | For |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
10b | Authorize Additional Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
10c | Authorize Board to Limit or Exclude Preemptive Rights from Share Issuances | Management | For | For |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Cancellation of Repurchased Shares | Management | For | For |
13a | Amend Articles Re: Location of Board Meetings and Align Terminology for Board Reports with Implementation Act European Directive on Annual Accounts | Management | For | For |
13b | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
AMETEK, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruby R. Chandy | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ASPEN AEROGELS, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: ASPN SECURITY ID: 04523Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Huff | Management | For | For |
1.2 | Elect Director Mark L. Noetzel | Management | For | For |
1.3 | Elect Director William P. Noglows | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
BWX TECHNOLOGIES, INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: BWXT SECURITY ID: 05605H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Fees | Management | For | For |
1.2 | Elect Director Richard W. Mies | Management | For | For |
1.3 | Elect Director Robb A. LeMasters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP ('Deloitte') as Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Robert Ezrilov | Management | For | For |
1c | Elect Director Wayne M. Fortun | Management | For | For |
1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1e | Elect Director Jodee A. Kozlak | Management | For | For |
1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
1g | Elect Director Brian P. Short | Management | For | For |
1h | Elect Director James B. Stake | Management | For | For |
1i | Elect Director John P. Wiehoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
CAESARSTONE SDOT-YAM LTD. MEETING DATE: JUL 30, 2015 | ||||
TICKER: CSTE SECURITY ID: M20598104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amended Service Agreement with Kibbutz Sdot-Yam, Controlling Shareholder, for a Three Year Period | Management | For | For |
2 | Approve Addendum and Renew Manpower Agreement with Kibbutz Sdot-Yam, Controlling Shareholder | Management | For | For |
3 | Approve Engagement with and Employment Terms of Giora Wegman, Deputy CEO | Management | For | For |
4.1 | Amend Compensation Policy Regarding Approval of CEO's Compensation and Equity Grants to Office Holders | Management | For | For |
4.2 | Amend Compensation Policy Regarding Requirements For Renewal, Extension and Replacement of D&O Insurance Policies | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
CAESARSTONE SDOT-YAM LTD. MEETING DATE: SEP 17, 2015 | ||||
TICKER: CSTE SECURITY ID: M20598104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Grant Yosef Shiran Options to Purchase 360,000 Shares | Management | For | For |
2 | Transact Other Business (Non-Voting) | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
CAESARSTONE SDOT-YAM LTD. MEETING DATE: DEC 03, 2015 | ||||
TICKER: CSTE SECURITY ID: M20598104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Management | For | For |
1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Management | For | For |
2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Management | For | For |
3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
4 | Approve Compensation Terms of Yonatan Melamed | Management | For | For |
5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | For |
6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | For |
7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | For |
8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
4 | Approve Compensation Terms of Yonatan Melamed | Management | Against | Did Not Vote |
5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | Did Not Vote |
6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | Did Not Vote |
7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | Did Not Vote |
8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Did Not Vote |
CAESARSTONE SDOT-YAM LTD. MEETING DATE: FEB 24, 2016 | ||||
TICKER: CSTE SECURITY ID: M20598104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Terms of Yonathan Melamed, Chairman | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
CEB INC. MEETING DATE: JUN 13, 2016 | ||||
TICKER: CEB SECURITY ID: 125134106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director Kathleen A. Corbet | Management | For | For |
1.6 | Elect Director L. Kevin Cox | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
1.8 | Elect Director Stacey S. Rauch | Management | For | For |
1.9 | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 10, 2016 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
DELUXE CORPORATION MEETING DATE: MAY 04, 2016 | ||||
TICKER: DLX SECURITY ID: 248019101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
1.4 | Elect Director Don J. McGrath | Management | For | For |
1.5 | Elect Director Neil J. Metviner | Management | For | For |
1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
1.8 | Elect Director Thomas J. Reddin | Management | For | For |
1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
1.10 | Elect Director Lee J. Schram | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EATON CORPORATION PLC MEETING DATE: APR 27, 2016 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Richard H. Fearon | Management | For | For |
1g | Elect Director Charles E. Golden | Management | For | For |
1h | Elect Director Linda A. Hill | Management | For | For |
1i | Elect Director Arthur E. Johnson | Management | For | For |
1j | Elect Director Ned C. Lautenbach | Management | For | For |
1k | Elect Director Deborah L. McCoy | Management | For | For |
1l | Elect Director Gregory R. Page | Management | For | For |
1m | Elect Director Sandra Pianalto | Management | For | For |
1n | Elect Director Gerald B. Smith | Management | For | For |
2A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
2B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
3 | Amend Company's Articles of Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
ENERSYS MEETING DATE: JUL 30, 2015 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
1.3 | Elect Director Robert Magnus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 28, 2015 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Gary W. Loveman | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
6 | Clawback of Incentive Payments | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FORTUNE BRANDS HOME & SECURITY, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: FBHS SECURITY ID: 34964C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan S. Kilsby | Management | For | For |
1b | Elect Director Christopher J. Klein | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 04, 2016 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director Rudy F. deLeon | Management | For | For |
1.5 | Elect Director William P. Fricks | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Mark M. Malcolm | Management | For | For |
1.9 | Elect Director James N. Mattis | Management | For | For |
1.10 | Elect Director Phebe N. Novakovic | Management | For | For |
1.11 | Elect Director William A. Osborn | Management | For | For |
1.12 | Elect Director Laura J. Schumacher | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt and Issue General Payout Policy Regarding Share Repurchases | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Sebastien M. Bazin | Management | For | For |
A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
A3 | Elect Director John J. Brennan | Management | For | For |
A4 | Elect Director Francisco D' Souza | Management | For | For |
A5 | Elect Director Marijn E. Dekkers | Management | For | For |
A6 | Elect Director Peter B. Henry | Management | For | For |
A7 | Elect Director Susan J. Hockfield | Management | For | For |
A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
A9 | Elect Director Andrea Jung | Management | For | For |
A10 | Elect Director Robert W. Lane | Management | For | For |
A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
A12 | Elect Director Lowell C. McAdam | Management | For | For |
A13 | Elect Director James J. Mulva | Management | For | For |
A14 | Elect Director James E. Rohr | Management | For | For |
A15 | Elect Director Mary L. Schapiro | Management | For | For |
A16 | Elect Director James S. Tisch | Management | For | For |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2 | Ratify KPMG LLP as Auditors | Management | For | For |
C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
C2 | Require Independent Board Chairman | Shareholder | Against | Against |
C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
HD SUPPLY HOLDINGS, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: HDS SECURITY ID: 40416M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
1.2 | Elect Director Patrick R. McNamee | Management | For | For |
1.3 | Elect Director Charles W. Peffer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2016 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William S. Ayer | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
IDEX CORPORATION MEETING DATE: APR 06, 2016 | ||||
TICKER: IEX SECURITY ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest J. Mrozek | Management | For | For |
1.2 | Elect Director David C. Parry | Management | For | For |
1.3 | Elect Director Livingston L. Satterthwaite | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2016 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Elaine L. Chao | Management | For | For |
1d | Elect Director Jared L. Cohon | Management | For | For |
1e | Elect Director Gary D. Forsee | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Michael W. Lamach | Management | For | For |
1i | Elect Director Myles P. Lee | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew Directors' Authority to Issue Shares | Management | For | For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Provide Proxy Access Right | Management | For | Against |
8A | Amend Articles | Management | For | For |
8B | Amend Memorandum | Management | For | For |
9A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
9B | Amend Articles to Grant the Board Sole Authority to Determine Its Size | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | For |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | For |
1.10 | Elect Director Kirk Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director Kim K. W. Rucker | Management | For | For |
1.3 | Elect Director Terry D. Stinson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 18, 2016 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Marianne C. Brown | Management | For | For |
1.3 | Elect Director Victor H. Fazio | Management | For | For |
1.4 | Elect Director Donald E. Felsinger | Management | For | For |
1.5 | Elect Director Ann M. Fudge | Management | For | For |
1.6 | Elect Director Bruce S. Gordon | Management | For | For |
1.7 | Elect Director William H. Hernandez | Management | For | For |
1.8 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.9 | Elect Director Karl J. Krapek | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director Gary Roughead | Management | For | For |
1.12 | Elect Director Thomas M. Schoewe | Management | For | For |
1.13 | Elect Director James S. Turley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.4 | Elect Director Robert G. Culp, III | Management | For | Withhold |
1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
1.6 | Elect Director Patrick D. Hanley | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | Withhold |
1.9 | Elect Director D. Michael Wray | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ORBITAL ATK, INC. MEETING DATE: AUG 05, 2015 | ||||
TICKER: OA SECURITY ID: 68557N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin P. Chilton | Management | For | For |
1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
1.3 | Elect Director Mark W. DeYoung | Management | For | For |
1.4 | Elect Director Martin C. Faga | Management | For | For |
1.5 | Elect Director Lennard A. Fisk | Management | For | For |
1.6 | Elect Director Ronald R. Fogleman | Management | For | For |
1.7 | Elect Director Robert M. Hanisee | Management | For | For |
1.8 | Elect Director Ronald T. Kadish | Management | For | For |
1.9 | Elect Director Tig H. Krekel | Management | For | For |
1.10 | Elect Director Douglas L. Maine | Management | For | For |
1.11 | Elect Director Roman Martinez, IV | Management | For | For |
1.12 | Elect Director Janice I. Obuchowski | Management | For | For |
1.13 | Elect Director James G. Roche | Management | For | For |
1.14 | Elect Director Harrison H. Schmitt | Management | For | For |
1.15 | Elect Director David W. Thompson | Management | For | For |
1.16 | Elect Director Scott L. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ORBITAL ATK, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: OA SECURITY ID: 68557N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Roxanne J. Decyk | Management | For | For |
1c | Elect Director Martin C. Faga | Management | For | For |
1d | Elect Director Lennard A. Fisk | Management | For | For |
1e | Elect Director Ronald R. Fogleman | Management | For | For |
1f | Elect Director Robert M. Hanisee | Management | For | For |
1g | Elect Director Ronald T. Kadish | Management | For | For |
1h | Elect Director Tig H. Krekel | Management | For | For |
1i | Elect Director Douglas L. Maine | Management | For | For |
1j | Elect Director Roman Martinez, IV | Management | For | For |
1k | Elect Director Janice I. Obuchowski | Management | For | For |
1l | Elect Director James G. Roche | Management | For | For |
1m | Elect Director Harrison H. Schmitt | Management | For | For |
1n | Elect Director David W. Thompson | Management | For | For |
1o | Elect Director Scott L. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PENTAIR PLC MEETING DATE: MAY 10, 2016 | ||||
TICKER: PNR SECURITY ID: G7S00T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glynis A. Bryan | Management | For | For |
1b | Elect Director Jerry W. Burris | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director Jacques Esculier | Management | For | For |
1e | Elect Director T. Michael Glenn | Management | For | For |
1f | Elect Director David H.Y. Ho | Management | For | For |
1g | Elect Director Randall J. Hogan | Management | For | For |
1h | Elect Director David A. Jones | Management | For | For |
1i | Elect Director Ronald L. Merriman | Management | For | For |
1j | Elect Director William T. Monahan | Management | For | For |
1k | Elect Director Billie Ida Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Fix Number of Directors at 12 | Management | For | For |
6A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
6B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 26, 2016 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tracy A. Atkinson | Management | For | For |
1b | Elect Director Robert E. Beauchamp | Management | For | For |
1c | Elect Director James E. Cartwright | Management | For | For |
1d | Elect Director Vernon E. Clark | Management | For | For |
1e | Elect Director Stephen J. Hadley | Management | For | For |
1f | Elect Director Thomas A. Kennedy | Management | For | For |
1g | Elect Director Letitia A. Long | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Michael C. Ruettgers | Management | For | For |
1j | Elect Director William R. Spivey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
REGUS PLC MEETING DATE: MAY 17, 2016 | ||||
TICKER: RGU SECURITY ID: G7477W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Standalone Financial Statements | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Performance Share Plan | Management | For | For |
6 | Approve Deferred Share Bonus Plan | Management | For | For |
7 | Grant Discharge to the Directors in Respect of Certain Duties Owed to Shareholders Under Luxembourg Law | Management | For | For |
8 | Approve Interim and Final Dividends | Management | For | For |
9 | Reappoint KPMG Luxembourg, Societe Cooperative as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Re-elect Mark Dixon as Director | Management | For | For |
12 | Elect Dominik de Daniel as Director | Management | For | For |
13 | Re-elect Lance Browne as Director | Management | For | For |
14 | Re-elect Elmar Heggen as Director | Management | For | For |
15 | Re-elect Nina Henderson as Director | Management | For | For |
16 | Re-elect Florence Pierre as Director | Management | For | For |
17 | Re-elect Francois Pauly as Director | Management | For | For |
18 | Re-elect Douglas Sutherland as Director | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 24 | Management | For | For |
21 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
22 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
23 | Amend Memorandum and Articles of Association | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 04, 2016 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Andrew J. Policano | Management | For | For |
1.3 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SERVICEMASTER GLOBAL HOLDINGS, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: SERV SECURITY ID: 81761R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Fox | Management | For | For |
1.2 | Elect Director Laurie Ann Goldman | Management | For | For |
1.3 | Elect Director Thomas C. Tiller, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 18, 2016 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
STERICYCLE, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Lynn D. Bleil | Management | For | For |
1e | Elect Director Thomas D. Brown | Management | For | For |
1f | Elect Director Thomas F. Chen | Management | For | For |
1g | Elect Director Rod F. Dammeyer | Management | For | For |
1h | Elect Director William K. Hall | Management | For | For |
1i | Elect Director John Patience | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 27, 2016 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Jane C. Sherburne | Management | For | For |
1.4 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott C. Donnelly | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director R. Kerry Clark | Management | For | For |
1d | Elect Director James T. Conway | Management | For | For |
1e | Elect Director Ivor J. Evans | Management | For | For |
1f | Elect Director Lawrence K. Fish | Management | For | For |
1g | Elect Director Paul E. Gagne | Management | For | For |
1h | Elect Director Dain M. Hancock | Management | For | For |
1i | Elect Director Lord Powell of Bayswater KCMG | Management | For | For |
1j | Elect Director Lloyd G. Trotter | Management | For | For |
1k | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TYCO INTERNATIONAL PLC MEETING DATE: MAR 09, 2016 | ||||
TICKER: TYC SECURITY ID: G91442106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Herman E. Bulls | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Frank M. Drendel | Management | For | For |
1e | Elect Director Brian Duperreault | Management | For | For |
1f | Elect Director Rajiv L. Gupta | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Brendan R. O'Neill | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Sandra S. Wijnberg | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 25, 2016 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John V. Faraci | Management | For | For |
1b | Elect Director Jean-Pierre Garnier | Management | For | For |
1c | Elect Director Gregory J. Hayes | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director Ellen J. Kullman | Management | For | For |
1f | Elect Director Marshall O. Larsen | Management | For | For |
1g | Elect Director Harold McGraw, III | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Fredric G. Reynolds | Management | For | For |
1j | Elect Director Brian C. Rogers | Management | For | For |
1k | Elect Director H. Patrick Swygert | Management | For | For |
1l | Elect Director Andre Villeneuve | Management | For | For |
1m | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
WEST CORPORATION MEETING DATE: MAY 17, 2016 | ||||
TICKER: WSTC SECURITY ID: 952355204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Laura A. Grattan | Management | For | For |
1b | Elect Director Paul R. Garcia | Management | For | For |
1c | Elect Director Gregory T. Sloma | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Brooks | Management | For | For |
1.2 | Elect Director William E. Kassling | Management | For | For |
1.3 | Elect Director Albert J. Neupaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WOLSELEY PLC MEETING DATE: DEC 01, 2015 | ||||
TICKER: WOS SECURITY ID: G9736L124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Tessa Bamford as Director | Management | For | For |
6 | Re-elect John Daly as Director | Management | For | For |
7 | Re-elect Gareth Davis as Director | Management | For | For |
8 | Re-elect Pilar Lopez as Director | Management | For | For |
9 | Re-elect John Martin as Director | Management | For | For |
10 | Re-elect Ian Meakins as Director | Management | For | For |
11 | Re-elect Alan Murray as Director | Management | For | For |
12 | Re-elect Frank Roach as Director | Management | For | For |
13 | Re-elect Darren Shapland as Director | Management | For | For |
14 | Re-elect Jacqueline Simmonds as Director | Management | For | For |
15 | Appoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
VOTE SUMMARY REPORT
VIP MATERIALS PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGRIUM INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: AGU SECURITY ID: 008916108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maura J. Clark | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Russell J. Horner | Management | For | For |
1.5 | Elect Director Miranda C. Hubbs | Management | For | For |
1.6 | Elect Director Chuck V. Magro | Management | For | For |
1.7 | Elect Director A. Anne McLellan | Management | For | For |
1.8 | Elect Director Derek G. Pannell | Management | For | For |
1.9 | Elect Director Mayo M. Schmidt | Management | For | For |
1.10 | Elect Director William (Bill) S. Simon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 04, 2015 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Michael L. Molinini | Management | For | For |
1.3 | Elect Director Paula A. Sneed | Management | For | For |
1.4 | Elect Director David M. Stout | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 28, 2016 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brendan M. Cummins | Management | For | For |
1b | Elect Director Roger W. Hale | Management | For | For |
1c | Elect Director Vada O. Manager | Management | For | For |
1d | Elect Director Mark C. Rohr | Management | For | For |
1e | Elect Director George A. Schaefer, Jr. | Management | For | For |
1f | Elect Director Janice J. Teal | Management | For | For |
1g | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASPEN AEROGELS, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: ASPN SECURITY ID: 04523Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Huff | Management | For | For |
1.2 | Elect Director Mark L. Noetzel | Management | For | For |
1.3 | Elect Director William P. Noglows | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
BALL CORPORATION MEETING DATE: JUL 28, 2015 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BALL CORPORATION MEETING DATE: APR 27, 2016 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
1.2 | Elect Director Georgia R. Nelson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Arzbaecher | Management | For | For |
1b | Elect Director William Davisson | Management | For | For |
1c | Elect Director Stephen A. Furbacher | Management | For | For |
1d | Elect Director Stephen J. Hagge | Management | For | For |
1e | Elect Director John D. Johnson | Management | For | For |
1f | Elect Director Robert G. Kuhbach | Management | For | For |
1g | Elect Director Anne P. Noonan | Management | For | For |
1h | Elect Director Edward A. Schmitt | Management | For | For |
1i | Elect Director Theresa E. Wagler | Management | For | For |
1j | Elect Director W. Anthony Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eric Ford | Management | For | For |
1b | Elect Director Francis J. Malecha | Management | For | For |
1c | Elect Director Paul S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 27, 2016 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Edward D. Breen | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Alexander M. Cutler | Management | For | Against |
1e | Elect Director Eleuthere I. du Pont | Management | For | Against |
1f | Elect Director James L. Gallogly | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | Against |
1h | Elect Director Lois D. Juliber | Management | For | Against |
1i | Elect Director Ulf M. ('Mark') Schneider | Management | For | For |
1j | Elect Director Lee M. Thomas | Management | For | Against |
1k | Elect Director Patrick J. Ward | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Create Employee Advisory Position for Board | Shareholder | Against | Against |
6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
7 | Report on Accident Reduction Efforts | Shareholder | Against | Abstain |
EAGLE MATERIALS INC. MEETING DATE: AUG 06, 2015 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director F. William Barnett | Management | For | For |
1B | Elect Director Richard Beckwitt | Management | For | For |
1C | Elect Director Ed H. Bowman | Management | For | For |
1D | Elect Director David W. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 05, 2016 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Gary E. Anderson | Management | For | For |
1.3 | Elect Director Brett D. Begemann | Management | For | For |
1.4 | Elect Director Michael P. Connors | Management | For | For |
1.5 | Elect Director Mark J. Costa | Management | For | For |
1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
1.7 | Elect Director Robert M. Hernandez | Management | For | For |
1.8 | Elect Director Julie F. Holder | Management | For | For |
1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
1.10 | Elect Director Lewis M. Kling | Management | For | For |
1.11 | Elect Director James J. O'Brien | Management | For | For |
1.12 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ECOLAB INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Barbara J. Beck | Management | For | For |
1c | Elect Director Leslie S. Biller | Management | For | For |
1d | Elect Director Carl M. Casale | Management | For | For |
1e | Elect Director Stephen I. Chazen | Management | For | For |
1f | Elect Director Jeffrey M. Ettinger | Management | For | For |
1g | Elect Director Jerry A. Grundhofer | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Michael Larson | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David W. MacLennan | Management | For | For |
1l | Elect Director Tracy B. McKibben | Management | For | For |
1m | Elect Director Victoria J. Reich | Management | For | For |
1n | Elect Director Suzanne M. Vautrinot | Management | For | For |
1o | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FRUTAROM INDUSTRIES LTD. MEETING DATE: MAY 08, 2016 | ||||
TICKER: FRUT SECURITY ID: M4692H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
2 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Reelect John Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
4 | Reelect Maya Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
5 | Reelect Sandra Farber as Director Until the End of the Next Annual General Meeting | Management | For | Against |
6 | Reelect Hans Abderhalden as Director Until the End of the Next Annual General Meeting | Management | For | Against |
7 | Reelect Gil Leidner as Director Until the End of the Next Annual General Meeting | Management | For | For |
8 | Amend Articles Re: Authorize Board to Designate Co-Signer of Newly Issued Share Certificate Forms | Management | For | For |
9 | Amend Indemnification of Directors and Officers Who Are Not Controlling Shareholders or Their Affiliates | Management | For | For |
10 | Subject to Approval of Item 12, Approve Purchase of D&O Insurance for a Three-Year Period | Management | For | For |
11 | Amend Compensation Policy | Management | For | For |
12 | Amend and Extend Indemnification Agreements of Directors Who Are Controlling Shareholders or Their Affiliates | Management | For | For |
13 | If Item 12 Not Passed, Approve Extension of Indemnification Agreements of Directors Who Are Controlling Shareholders or Their Affiliates | Management | For | For |
14 | Approve Exculpation Agreements with Directors Who Are Controlling Shareholders or Their Affiliates | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | For |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 25, 2016 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Campbell | Management | For | For |
1.2 | Elect Director Robert A. Hagemann | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 11, 2016 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
2a | Elect Thomas Aebischer to Management Board | Management | For | For |
2b | Elect Dan Coombs to Management Board | Management | For | For |
2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 29, 2016 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director David L. Chicoine | Management | For | For |
1c | Elect Director Janice L. Fields | Management | For | For |
1d | Elect Director Hugh Grant | Management | For | For |
1e | Elect Director Arthur H. Harper | Management | For | For |
1f | Elect Director Laura K. Ipsen | Management | For | For |
1g | Elect Director Marcos M. Lutz | Management | For | For |
1h | Elect Director C. Steven McMillan | Management | For | For |
1i | Elect Director Jon R. Moeller | Management | For | For |
1j | Elect Director William U. Parfet | Management | For | For |
1k | Elect Director George H. Poste | Management | For | For |
1l | Elect Director Robert J.Stevens | Management | For | For |
1m | Elect Director Patricia Verduin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Effectiveness and Risks of Glyphosate Use | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
NEWMARKET CORPORATION MEETING DATE: APR 28, 2016 | ||||
TICKER: NEU SECURITY ID: 651587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
1.2 | Elect Director Mark M. Gambill | Management | For | For |
1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
1.5 | Elect Director Patrick D. Hanley | Management | For | For |
1.6 | Elect Director H. Hiter Harris, III | Management | For | For |
1.7 | Elect Director James E. Rogers | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OLIN CORPORATION MEETING DATE: APR 28, 2016 | ||||
TICKER: OLN SECURITY ID: 680665205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Bunch | Management | For | For |
1.2 | Elect Director Randall W. Larrimore | Management | For | For |
1.3 | Elect Director John M. B. O'Connor | Management | For | For |
1.4 | Elect Director William H. Weideman | Management | For | For |
1.5 | Elect Director John E. Fischer | Management | For | For |
1.6 | Elect Director Carol A. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
ORION ENGINEERED CARBONS SA MEETING DATE: APR 15, 2016 | ||||
TICKER: OEC SECURITY ID: L72967109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Reports of the Board and Auditors | Management | None | None |
2 | Approve Annual Accounts | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7 | Appoint Ernst & Young as Auditor | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director John W. Estey | Management | For | For |
1.4 | Elect Director Gerald W. Grandey | Management | For | For |
1.5 | Elect Director C. Steven Hoffman | Management | For | For |
1.6 | Elect Director Alice D. Laberge | Management | For | For |
1.7 | Elect Director Consuelo E. Madere | Management | For | For |
1.8 | Elect Director Keith G. Martell | Management | For | For |
1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.10 | Elect Director Aaron W. Regent | Management | For | For |
1.11 | Elect Director Jochen E. Tilk | Management | For | For |
1.12 | Elect Director Elena Viyella de Paliza | Management | For | For |
1.13 | Elect Director Zoe A. Yujnovich | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Michael H. McGarry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
SEALED AIR CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Chu | Management | For | For |
2 | Elect Director Lawrence R. Codey | Management | For | For |
3 | Elect Director Patrick Duff | Management | For | For |
4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
5 | Elect Director Neil Lustig | Management | For | For |
6 | Elect Director Kenneth P. Manning | Management | For | For |
7 | Elect Director William J. Marino | Management | For | For |
8 | Elect Director Jerome A. Peribere | Management | For | For |
9 | Elect Director Richard L. Wambold | Management | For | For |
10 | Elect Director Jerry R. Whitaker | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SYMRISE AG MEETING DATE: MAY 11, 2016 | ||||
TICKER: SY1 SECURITY ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
6.1 | Reelect Thomas Rabe to the Supervisory Board | Management | For | For |
6.2 | Elect Ursula Buck to the Supervisory Board | Management | For | For |
6.3 | Reelect Horst-Otto Geberding to the Supervisory Board | Management | For | For |
6.4 | Reelect Andrea Pfeifer to the Supervisory Board | Management | For | For |
6.5 | Reelect Michael Becker to the Supervisory Board | Management | For | For |
6.6 | Reelect Winfried Steeger to the Supervisory Board | Management | For | For |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2016 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director James A. Bell | Management | For | For |
1d | Elect Director Richard K. Davis | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Mark Loughridge | Management | For | For |
1h | Elect Director Raymond J. Milchovich | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Paul Polman | Management | For | For |
1k | Elect Director Dennis H. Reilley | Management | For | For |
1l | Elect Director James M. Ringler | Management | For | For |
1m | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
THE VALSPAR CORPORATION MEETING DATE: FEB 24, 2016 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Cook | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director Mae C. Jemison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE VALSPAR CORPORATION MEETING DATE: JUN 29, 2016 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
TRINSEO S.A. MEETING DATE: JUN 21, 2016 | ||||
TICKER: TSE SECURITY ID: L9340P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christopher D. Pappas as Director | Management | For | Against |
1.2 | Elect Stephen M. Zide as Director | Management | For | Against |
1.3 | Elect Felix S. Hauser as Director | Management | For | For |
2 | Elect Stephen F. Thomas as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income and Dividends | Management | For | For |
7 | Approve Discharge of Directors and Auditors | Management | For | For |
8 | Appoint PricewaterhouseCoopers Societe Luxembourg as Internal Statutory Auditor | Management | For | For |
9 | Appoint PricewaterhouseCoopers LLP as Independent Auditor | Management | For | For |
10 | Authorize the delegation to the Board the authority to make repayments of equity | Management | For | For |
11 | Approve Share Repurchase | Management | For | For |
W. R. GRACE & CO. MEETING DATE: MAY 05, 2016 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane H. Gulyas | Management | For | For |
1.2 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTROCK COMPANY MEETING DATE: FEB 02, 2016 | ||||
TICKER: WRK SECURITY ID: 96145D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | For |
1b | Elect Director J. Powell Brown | Management | For | For |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | For |
1e | Elect Director Russell M. Currey | Management | For | For |
1f | Elect Director G. Stephen Felker | Management | For | For |
1g | Elect Director Lawrence L. Gellerstedt III | Management | For | For |
1h | Elect Director John A. Luke, Jr. | Management | For | For |
1i | Elect Director Gracia C. Martore | Management | For | For |
1j | Elect Director James E. Nevels | Management | For | For |
1k | Elect Director Timothy H. Powers | Management | For | For |
1l | Elect Director Steven C. Voorhees | Management | For | For |
1m | Elect Director Bettina M. Whyte | Management | For | For |
1n | Elect Director Alan D. Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
VIP REAL ESTATE PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Steven R. Hash | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director James P. Cain | Management | For | For |
1.5 | Elect Director Maria C. Freire | Management | For | For |
1.6 | Elect Director Richard H. Klein | Management | For | For |
1.7 | Elect Director James H. Richardson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ASHFORD HOSPITALITY PRIME, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: AHP SECURITY ID: 044102101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Monty J. Bennett | Management | For | Withhold |
1.2 | Elect Director Douglas A. Kessler | Management | For | Withhold |
1.3 | Elect Director Stefani D. Carter | Management | For | Withhold |
1.4 | Elect Director Curtis B. McWilliams | Management | For | Withhold |
1.5 | Elect Director W. Michael Murphy | Management | For | Withhold |
1.6 | Elect Director Matthew D. Rinaldi | Management | For | Withhold |
1.7 | Elect Director Andrew L. Strong | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Terry S. Brown | Management | For | For |
1.3 | Elect Director Alan B. Buckelew | Management | For | For |
1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Duncan | Management | For | For |
1.2 | Elect Director Karen E. Dykstra | Management | For | For |
1.3 | Elect Director Carol B. Einiger | Management | For | For |
1.4 | Elect Director Jacob A. Frenkel | Management | For | For |
1.5 | Elect Director Joel I. Klein | Management | For | For |
1.6 | Elect Director Douglas T. Linde | Management | For | For |
1.7 | Elect Director Matthew J. Lustig | Management | For | For |
1.8 | Elect Director Alan J. Patricof | Management | For | For |
1.9 | Elect Director Owen D. Thomas | Management | For | For |
1.10 | Elect Director Martin Turchin | Management | For | For |
1.11 | Elect Director David A. Twardock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BRIXMOR PROPERTY GROUP INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: BRX SECURITY ID: 11120U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.2 | Elect Director John G. Schreiber | Management | For | For |
1.3 | Elect Director Michael Berman | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director Thomas W. Dickson | Management | For | For |
1.6 | Elect Director Jonathan D. Gray | Management | For | For |
1.7 | Elect Director William D. Rahm | Management | For | For |
1.8 | Elect Director William J. Stein | Management | For | For |
1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEDAR REALTY TRUST, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: CDR SECURITY ID: 150602209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Burns | Management | For | For |
1.2 | Elect Director Abraham Eisenstat | Management | For | For |
1.3 | Elect Director Pamela N. Hootkin | Management | For | For |
1.4 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
1.5 | Elect Director Steven G. Rogers | Management | For | For |
1.6 | Elect Director Bruce J. Schanzer | Management | For | For |
1.7 | Elect Director Roger M. Widmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CHESAPEAKE LODGING TRUST MEETING DATE: MAY 17, 2016 | ||||
TICKER: CHSP SECURITY ID: 165240102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Francis | Management | For | For |
1.2 | Elect Director Douglas W. Vicari | Management | For | For |
1.3 | Elect Director Thomas A. Natelli | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director John W. Hill | Management | For | For |
1.6 | Elect Director George F. McKenzie | Management | For | For |
1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Charter | Management | For | For |
5 | Provide Shareholders the Right to Initiate Bylaw Amendments | Shareholder | Against | For |
CORESITE REALTY CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael R. Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COUSINS PROPERTIES INCORPORATED MEETING DATE: MAY 03, 2016 | ||||
TICKER: CUZ SECURITY ID: 222795106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Chapman | Management | For | For |
1.2 | Elect Director Tom G. Charlesworth | Management | For | For |
1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
1.5 | Elect Director S. Taylor Glover | Management | For | For |
1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
1.7 | Elect Director Donna W. Hyland | Management | For | For |
1.8 | Elect Director R. Dary Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: DCT SECURITY ID: 233153204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Hawkins | Management | For | For |
1b | Elect Director Marilyn A. Alexander | Management | For | For |
1c | Elect Director Thomas F. August | Management | For | For |
1d | Elect Director John S. Gates, Jr. | Management | For | For |
1e | Elect Director Raymond B. Greer | Management | For | For |
1f | Elect Director Tripp H. Hardin | Management | For | For |
1g | Elect Director John C. O'Keeffe | Management | For | For |
1h | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DUPONT FABROS TECHNOLOGY, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: DFT SECURITY ID: 26613Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Coke | Management | For | For |
1.2 | Elect Director Lammot J. du Pont | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director John T. Roberts, Jr. | Management | For | For |
1.7 | Elect Director Mary M. Styer | Management | For | For |
1.8 | Elect Director John H. Toole | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EMPIRE STATE REALTY TRUST, INC. MEETING DATE: MAY 31, 2016 | ||||
TICKER: ESRT SECURITY ID: 292104106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony E. Malkin | Management | For | For |
1.2 | Elect Director William H. Berkman | Management | For | For |
1.3 | Elect Director Alice M. Connell | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
1.5 | Elect Director Steven J. Gilbert | Management | For | For |
1.6 | Elect Director S. Michael Giliberto | Management | For | For |
1.7 | Elect Director James D. Robinson, IV | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Marguerite Nader | Management | For | For |
1.7 | Elect Director Sheli Rosenberg | Management | For | For |
1.8 | Elect Director Howard Walker | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2016 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Connie K. Duckworth | Management | For | For |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director John E. Neal | Management | For | For |
1.8 | Elect Director David J. Neithercut | Management | For | For |
1.9 | Elect Director Mark S. Shapiro | Management | For | For |
1.10 | Elect Director Gerald A. Spector | Management | For | For |
1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
1.12 | Elect Director B. Joseph White | Management | For | For |
1.13 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Irving F. Lyons, III | Management | For | For |
1.3 | Elect Director George M. Marcus | Management | For | For |
1.4 | Elect Director Gary P. Martin | Management | For | For |
1.5 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.6 | Elect Director Thomas E. Robinson | Management | For | For |
1.7 | Elect Director Michael J. Schall | Management | For | For |
1.8 | Elect Director Byron A. Scordelis | Management | For | For |
1.9 | Elect Director Janice L. Sears | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Karl Haas | Management | For | For |
1.4 | Elect Director Diane Olmstead | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Elect Director Dennis J. Letham | Management | For | For |
FEDERAL REALTY INVESTMENT TRUST MEETING DATE: MAY 04, 2016 | ||||
TICKER: FRT SECURITY ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
1.4 | Elect Director Gail P. Steinel | Management | For | For |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FELCOR LODGING TRUST INCORPORATED MEETING DATE: MAY 24, 2016 | ||||
TICKER: FCH SECURITY ID: 31430F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia L. Gibson | Management | For | For |
1.2 | Elect Director Dana Hamilton | Management | For | For |
1.3 | Elect Director Christopher J. Hartung | Management | For | For |
1.4 | Elect Director Charles A. Ledsinger, Jr. | Management | For | For |
1.5 | Elect Director Robert H. Lutz, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: OCT 20, 2015 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
2 | Amend Articles of Incorporation to Add Provisions Necessary to Authorize Forest City to Declare and Pay a Special Dividend Part in Stock and Part in Cash in a Manner in which Shareholders May Receive the Dividend in Different Forms | Management | For | For |
3 | Amend REIT Charter to Increase or Decrease the Aggregate Number of Shares of REIT Stock or the Number of Shares Any Class or Series of Shares of REIT Stock that the REIT is Authorized to Issue | Management | For | Against |
4 | Approve Provision in the REIT Charter and Provision in the Amended and Restated REIT Bylaws to Grant the REIT Board of Directors, with Certain Limited Exceptions and Exclusive Power to Amend the REIT Bylaws | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | Against |
6 | Adjourn Meeting | Management | For | For |
FOREST CITY REALTY TRUST, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: FCE.A SECURITY ID: 345605109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard B. Clark | Management | For | For |
1b | Elect Director Mary Lou Fiala | Management | For | For |
1c | Elect Director J. Bruce Flatt | Management | For | For |
1d | Elect Director John K. Haley | Management | For | For |
1e | Elect Director Daniel B. Hurwitz | Management | For | For |
1f | Elect Director Brian W. Kingston | Management | For | For |
1g | Elect Director Sandeep Mathrani | Management | For | For |
1h | Elect Director David J. Neithercut | Management | For | For |
1i | Elect Director Mark R. Patterson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HCP, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian G. Cartwright | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director James P. Hoffmann | Management | For | For |
1e | Elect Director Lauralee E. Martin | Management | For | For |
1f | Elect Director Michael D. McKee | Management | For | For |
1g | Elect Director Peter L. Rhein | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED MEETING DATE: MAY 10, 2016 | ||||
TICKER: HR SECURITY ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Nancy H. Agee | Management | For | For |
1.3 | Elect Director Charles Raymond Fernandez | Management | For | For |
1.4 | Elect Director Peter F. Lyle | Management | For | For |
1.5 | Elect Director Edwin B. Morris, III | Management | For | For |
1.6 | Elect Director John Knox Singleton | Management | For | For |
1.7 | Elect Director Bruce D. Sullivan | Management | For | For |
1.8 | Elect Director Christann M. Vasquez | Management | For | For |
1.9 | Elect Director Dan S. Wilford | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HILTON WORLDWIDE HOLDINGS INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: HLT SECURITY ID: 43300A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
1.2 | Elect Director Jonathan D. Gray | Management | For | For |
1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.4 | Elect Director Judith A. McHale | Management | For | For |
1.5 | Elect Director John G. Schreiber | Management | For | For |
1.6 | Elect Director Elizabeth A. Smith | Management | For | For |
1.7 | Elect Director Douglas M. Steenland | Management | For | For |
1.8 | Elect Director William J. Stein | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Sheila C. Bair | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
5 | Amend Right to Call Special Meeting | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
INLAND REAL ESTATE CORPORATION MEETING DATE: MAR 23, 2016 | ||||
TICKER: IRC SECURITY ID: 457461200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: MAY 11, 2016 | ||||
TICKER: KRG SECURITY ID: 49803T300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Kite | Management | For | For |
1b | Elect Director William E. Bindley | Management | For | For |
1c | Elect Director Victor J. Coleman | Management | For | For |
1d | Elect Director Lee A. Daniels | Management | For | For |
1e | Elect Director Gerald W. Grupe | Management | For | For |
1f | Elect Director Christie B. Kelly | Management | For | For |
1g | Elect Director David R. O'Reilly | Management | For | For |
1h | Elect Director Barton R. Peterson | Management | For | For |
1i | Elect Director Charles H. Wurtzebach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LIBERTY PROPERTY TRUST MEETING DATE: MAY 12, 2016 | ||||
TICKER: LPT SECURITY ID: 531172104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
1.4 | Elect Director Antonio F. Fernandez | Management | For | For |
1.5 | Elect Director Daniel P. Garton | Management | For | For |
1.6 | Elect Director William P. Hankowsky | Management | For | For |
1.7 | Elect Director M. Leanne Lachman | Management | For | For |
1.8 | Elect Director David L. Lingerfelt | Management | For | For |
1.9 | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MACK-CALI REALTY CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: CLI SECURITY ID: 554489104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Bernikow | Management | For | For |
1.2 | Elect Director Irvin D. Reid | Management | For | For |
1.3 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.4 | Elect Director Jonathan Litt | Management | For | For |
1.5 | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
1c | Elect Director James K. Lowder | Management | For | For |
1d | Elect Director Thomas H. Lowder | Management | For | For |
1e | Elect Director Monica McGurk | Management | For | For |
1f | Elect Director Claude B. Nielsen | Management | For | For |
1g | Elect Director Philip W. Norwood | Management | For | For |
1h | Elect Director W. Reid Sanders | Management | For | For |
1i | Elect Director William B. Sansom | Management | For | For |
1j | Elect Director Gary Shorb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PARKWAY PROPERTIES, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: PKY SECURITY ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Avi Banyasz | Management | For | Withhold |
1.2 | Elect Director Charles T. Cannada | Management | For | For |
1.3 | Elect Director Edward M. Casal | Management | For | Withhold |
1.4 | Elect Director Kelvin L. Davis | Management | For | For |
1.5 | Elect Director Laurie L. Dotter | Management | For | For |
1.6 | Elect Director James R. Heistand | Management | For | For |
1.7 | Elect Director C. William Hosler | Management | For | For |
1.8 | Elect Director Adam S. Metz | Management | For | For |
1.9 | Elect Director Brenda J. Mixson | Management | For | For |
1.10 | Elect Director James A. Thomas | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST MEETING DATE: JUN 02, 2016 | ||||
TICKER: PEI SECURITY ID: 709102107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph F. Coradino | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Michael J. DeMarco | Management | For | For |
1.4 | Elect Director Rosemarie B. Greco | Management | For | For |
1.5 | Elect Director Leonard I. Korman | Management | For | For |
1.6 | Elect Director Mark E. Pasquerilla | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
1.8 | Elect Director John J. Roberts | Management | For | For |
1.9 | Elect Director Ronald Rubin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
PROLOGIS, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons,III | Management | For | For |
1g | Elect Director David P. O'Connor | Management | For | For |
1h | Elect Director Jeffrey L. Skelton | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: APR 25, 2016 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | Against |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RAMCO-GERSHENSON PROPERTIES TRUST MEETING DATE: MAY 11, 2016 | ||||
TICKER: RPT SECURITY ID: 751452202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Alice M. Connell | Management | For | For |
1.3 | Elect Director Dennis Gershenson | Management | For | For |
1.4 | Elect Director Arthur Goldberg | Management | For | For |
1.5 | Elect Director David J. Nettina | Management | For | For |
1.6 | Elect Director Joel M. Pashcow | Management | For | For |
1.7 | Elect Director Mark K. Rosenfeld | Management | For | For |
1.8 | Elect Director Laurie M. Shahon | Management | For | For |
1.9 | Elect Director Michael A. Ward | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SABRA HEALTH CARE REIT, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: SBRA SECURITY ID: 78573L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig A. Barbarosh | Management | For | For |
1b | Elect Director Robert A. Ettl | Management | For | For |
1c | Elect Director Michael J. Foster | Management | For | For |
1d | Elect Director Richard K. Matros | Management | For | For |
1e | Elect Director Milton J. Walters | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glyn F. Aeppel | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Gary M. Rodkin | Management | For | For |
1g | Elect Director Daniel C. Smith | Management | For | For |
1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 02, 2016 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edwin Thomas Burton, III | Management | For | For |
1b | Elect Director Craig M. Hatkoff | Management | For | For |
1c | Elect Director Andrew W. Mathias | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SUN COMMUNITIES, INC. MEETING DATE: JUL 20, 2015 | ||||
TICKER: SUI SECURITY ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie W. Bergeron | Management | For | For |
1b | Elect Director James R. Goldman | Management | For | For |
1c | Elect Director Brian M. Hermelin | Management | For | For |
1d | Elect Director Ronald A. Klein | Management | For | For |
1e | Elect Director Paul D. Lapides | Management | For | For |
1f | Elect Director Clunet R. Lewis | Management | For | For |
1g | Elect Director Ronald L. Piasecki | Management | For | For |
1h | Elect Director Randall K. Rowe | Management | For | For |
1i | Elect Director Gary A. Shiffman | Management | For | For |
1j | Elect Director Arthur A. Weiss | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Preferred and Common Stock | Management | For | For |
SUN COMMUNITIES, INC. MEETING DATE: MAY 23, 2016 | ||||
TICKER: SUI SECURITY ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie W. Bergeron | Management | For | For |
1b | Elect Director Brian M. Hermelin | Management | For | For |
1c | Elect Director Ronald A. Klein | Management | For | For |
1d | Elect Director Clunet R. Lewis | Management | For | For |
1e | Elect Director Ronald L. Piasecki | Management | For | For |
1f | Elect Director Gary A. Shiffman | Management | For | For |
1g | Elect Director Arthur A. Weiss | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TAUBMAN CENTERS, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: TCO SECURITY ID: 876664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome A. Chazen | Management | For | For |
1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
1.3 | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TERRENO REALTY CORPORATION MEETING DATE: MAY 03, 2016 | ||||
TICKER: TRNO SECURITY ID: 88146M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael A. Coke | Management | For | For |
1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
1.4 | Elect Director Peter J. Merlone | Management | For | For |
1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
1.6 | Elect Director Dennis Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE MACERICH COMPANY MEETING DATE: MAY 26, 2016 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John H. Alschuler | Management | For | For |
1b | Elect Director Arthur M. Coppola | Management | For | For |
1c | Elect Director Edward C. Coppola | Management | For | For |
1d | Elect Director Steven R. Hash | Management | For | For |
1e | Elect Director Fred S. Hubbell | Management | For | For |
1f | Elect Director Diana M. Laing | Management | For | For |
1g | Elect Director Mason G. Ross | Management | For | For |
1h | Elect Director Steven L. Soboroff | Management | For | For |
1i | Elect Director Andrea M. Stephen | Management | For | For |
1j | Elect Director John M. Sullivan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
UDR, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katherine A. Cattanach | Management | For | For |
1b | Elect Director Robert P. Freeman | Management | For | For |
1c | Elect Director Jon A. Grove | Management | For | For |
1d | Elect Director Mary Ann King | Management | For | For |
1e | Elect Director James D. Klingbeil | Management | For | For |
1f | Elect Director Clint D. McDonnough | Management | For | For |
1g | Elect Director Robert A. McNamara | Management | For | For |
1h | Elect Director Mark R. Patterson | Management | For | For |
1i | Elect Director Lynne B. Sagalyn | Management | For | For |
1j | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URBAN EDGE PROPERTIES MEETING DATE: MAY 13, 2016 | ||||
TICKER: UE SECURITY ID: 91704F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Grapstein | Management | For | For |
1.2 | Elect Director Amy B. Lane | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VENTAS, INC. MEETING DATE: MAY 10, 2016 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Melody C. Barnes | Management | For | For |
1B | Elect Director Debra A. Cafaro | Management | For | For |
1C | Elect Director Jay M. Gellert | Management | For | For |
1D | Elect Director Richard I. Gilchrist | Management | For | For |
1E | Elect Director Matthew J. Lustig | Management | For | For |
1F | Elect Director Douglas M. Pasquale | Management | For | For |
1G | Elect Director Robert D. Reed | Management | For | For |
1H | Elect Director Glenn J. Rufrano | Management | For | For |
1I | Elect Director James D. Shelton | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 19, 2016 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLTOWER INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: HCN SECURITY ID: 95040Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth J. Bacon | Management | For | For |
1b | Elect Director Thomas J. DeRosa | Management | For | For |
1c | Elect Director Jeffrey H. Donahue | Management | For | For |
1d | Elect Director Fred S. Klipsch | Management | For | For |
1e | Elect Director Geoffrey G. Meyers | Management | For | For |
1f | Elect Director Timothy J. Naughton | Management | For | For |
1g | Elect Director Sharon M. Oster | Management | For | For |
1h | Elect Director Judith C. Pelham | Management | For | For |
1i | Elect Director Sergio D. Rivera | Management | For | For |
1j | Elect Director R. Scott Trumbull | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
VIP TECHNOLOGY PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3D SYSTEMS CORPORATION MEETING DATE: MAY 17, 2016 | ||||
TICKER: DDD SECURITY ID: 88554D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Curran | Management | For | For |
1.2 | Elect Director Thomas W. Erickson | Management | For | For |
1.3 | Elect Director Charles W. Hull | Management | For | For |
1.4 | Elect Director William D. Humes | Management | For | For |
1.5 | Elect Director Jim D. Kever | Management | For | Against |
1.6 | Elect Director G. Walter Loewenbaum, II | Management | For | Against |
1.7 | Elect Director Kevin S. Moore | Management | For | Against |
1.8 | Elect Director Daniel S. Van Riper | Management | For | Against |
1.9 | Elect Director Karen E. Welke | Management | For | Against |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
500.COM LIMITED MEETING DATE: DEC 30, 2015 | ||||
TICKER: WBAI SECURITY ID: 33829R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young Hua Ming as Auditors | Management | None | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | None | For |
58.COM INC. MEETING DATE: DEC 17, 2015 | ||||
TICKER: WUBA SECURITY ID: 31680Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
8X8, INC. MEETING DATE: JUL 23, 2015 | ||||
TICKER: EGHT SECURITY ID: 282914100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | Withhold |
1.2 | Elect Director Bryan R. Martin | Management | For | Withhold |
1.3 | Elect Director Vikram Verma | Management | For | Withhold |
1.4 | Elect Director Eric Salzman | Management | For | Withhold |
1.5 | Elect Director Ian Potter | Management | For | Withhold |
1.6 | Elect Director Jaswinder Pal Singh | Management | For | Withhold |
1.7 | Elect Director Vladimir Jacimovic | Management | For | Withhold |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 13, 2016 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Robert K. Burgess | Management | For | For |
1d | Elect Director Frank A. Calderoni | Management | For | For |
1e | Elect Director James E. Daley | Management | For | For |
1f | Elect Director Laura B. Desmond | Management | For | Against |
1g | Elect Director Charles M. Geschke | Management | For | For |
1h | Elect Director Shantanu Narayen | Management | For | For |
1i | Elect Director Daniel L. Rosensweig | Management | For | For |
1j | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director William L. Marks | Management | For | For |
1.4 | Elect Director Anthony J. Melone | Management | For | For |
1.5 | Elect Director Balan Nair | Management | For | For |
1.6 | Elect Director Roy J. Nichols | Management | For | For |
1.7 | Elect Director Kathryn A. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 28, 2016 | ||||
TICKER: 2311 SECURITY ID: Y00153109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Approve Issuance of Ordinary Shares and/or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Domestic Cash Increase by Issuance of Common Shares and/or Issuance of Convertible Bonds via Private Placement | Management | For | For |
5 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 28, 2016 | ||||
TICKER: 2311 SECURITY ID: 00756M404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
E1 | Approve Amendments to Articles of Association | Management | For | For |
G1 | Approve Business Operations Report and Financial Statements | Management | For | For |
G2 | Approve Plan on Profit Distribution | Management | For | For |
H1 | Approve Issuance of Ordinary Shares and/or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Domestic Cash Increase by Issuance of Common Shares and/or Issuance of Convertible Bonds via Private Placement | Management | For | For |
H2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
AIC INC. MEETING DATE: JUN 29, 2016 | ||||
TICKER: 3693 SECURITY ID: Y90143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
ALIBABA GROUP HOLDING LTD. MEETING DATE: OCT 08, 2015 | ||||
TICKER: BABA SECURITY ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
1.3 | Elect J. Michael Evans as Director | Management | For | For |
1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
1.5 | Elect Wan Ling Martello as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 07, 2016 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce K. Anderson | Management | For | For |
1.2 | Elect Director Roger H. Ballou | Management | For | For |
1.3 | Elect Director D. Keith Cobb | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Edward J. Heffernan | Management | For | For |
1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
1.7 | Elect Director Robert A. Minicucci | Management | For | For |
1.8 | Elect Director Laurie A. Tucker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: SEP 09, 2015 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Rami Hadar as Class III Director Until the Annual General Meeting of 2018 | Management | For | For |
2 | Reelect Yigal Jacoby as Class III Director Until the Annual General Meeting of 2018 | Management | For | For |
3 | Reelect Nurit Benjamini as External Director for a Three Year Term | Management | For | For |
4 | Approve Bonus Plan of CEO for 2016-2018 | Management | For | For |
5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
7 | Transact Other Business (Non-Voting) | Management | None | None |
ALPHABET INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: GOOGL SECURITY ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Alan R. Mulally | Management | For | For |
1.9 | Elect Director Paul S. Otellini | Management | For | For |
1.10 | Elect Director K. Ram Shriram | Management | For | For |
1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
ALPS ELECTRIC CO. LTD. MEETING DATE: JUN 23, 2016 | ||||
TICKER: 6770 SECURITY ID: J01176114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles to Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors - Authorize Board to Determine Income Allocation | Management | For | For |
3.1 | Elect Director Kataoka, Masataka | Management | For | For |
3.2 | Elect Director Kuriyama, Toshihiro | Management | For | For |
3.3 | Elect Director Kimoto, Takashi | Management | For | For |
3.4 | Elect Director Sasao, Yasuo | Management | For | For |
3.5 | Elect Director Amagishi, Yoshitada | Management | For | For |
3.6 | Elect Director Umehara, Junichi | Management | For | For |
3.7 | Elect Director Edagawa, Hitoshi | Management | For | For |
3.8 | Elect Director Daiomaru, Takeshi | Management | For | For |
3.9 | Elect Director Okayasu, Akihiko | Management | For | For |
3.10 | Elect Director Saeki, Tetsuhiro | Management | For | For |
3.11 | Elect Director Kega, Yoichiro | Management | For | For |
3.12 | Elect Director Sato, Hiroyuki | Management | For | For |
4.1 | Elect Director and Audit Committee Member Takamura, Shuji | Management | For | For |
4.2 | Elect Director and Audit Committee Member Fujii, Yasuhiro | Management | For | For |
4.3 | Elect Director and Audit Committee Member Iida, Takashi | Management | For | For |
4.4 | Elect Director and Audit Committee Member Akiyama, Hiroshi | Management | For | For |
4.5 | Elect Director and Audit Committee Member Kuniyoshi, Takushi | Management | For | Against |
5 | Elect Alternate Director and Audit Committee Member Yamamoto, Takatoshi | Management | For | For |
6 | Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
7 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
8 | Approve Deep Discount Stock Option Plan | Management | For | For |
AMADEUS IT HOLDING SA MEETING DATE: JUN 23, 2016 | ||||
TICKER: AMS SECURITY ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Approve Merger by Absorption of Amadeus IT Group into Amadeus IT Holding SA | Management | For | For |
6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
6.3 | Reelect Francesco Loredan as Director | Management | For | For |
6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
6.5 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
6.6 | Reelect Clare Furse as Director | Management | For | For |
6.7 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
7 | Advisory Vote on Remuneration Report | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9.1 | Approve Performance Share Plan | Management | For | For |
9.2 | Approve Restricted Share Plan | Management | For | For |
9.3 | Approve Share Matching Plan | Management | For | For |
9.4 | Authorize Board to Ratify and Execute Approved Resolutions Re: Remuneration Plans | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
AMBER ROAD, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: AMBR SECURITY ID: 02318Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Caldwell | Management | For | For |
1.2 | Elect Director Cho Ying Davy Ho | Management | For | For |
1.3 | Elect Director John Malone | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Stephen D. Kelley | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Susan Y. Kim | Management | For | For |
1.7 | Elect Director Robert R. Morse | Management | For | For |
1.8 | Elect Director John F. Osborne | Management | For | For |
1.9 | Elect Director David N. Watson | Management | For | For |
1.10 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director Stanley L. Clark | Management | For | For |
1.3 | Elect Director David P. Falck | Management | For | For |
1.4 | Elect Director Edward G. Jepsen | Management | For | For |
1.5 | Elect Director Randall D. Ledford | Management | For | For |
1.6 | Elect Director Martin H. Loeffler | Management | For | For |
1.7 | Elect Director John R. Lord | Management | For | For |
1.8 | Elect Director R. Adam Norwitt | Management | For | For |
1.9 | Elect Director Diana G. Reardon | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Scott R. Peppet | Management | For | For |
1.10 | Elect Director Valarie L. Sheppard | Management | For | For |
1.11 | Elect Director Stuart M. Sloan | Management | For | For |
1.12 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald W. Hovsepian | Management | For | For |
1b | Elect Director Barbara V. Scherer | Management | For | For |
1c | Elect Director Michael C. Thurk | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 26, 2016 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2016 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Willem P. Roelandts | Management | For | For |
1b | Elect Director Xun (Eric) Chen | Management | For | For |
1c | Elect Director Aart J. de Geus | Management | For | For |
1d | Elect Director Gary E. Dickerson | Management | For | For |
1e | Elect Director Stephen R. Forrest | Management | For | For |
1f | Elect Director Thomas J. Iannotti | Management | For | For |
1g | Elect Director Susan M. James | Management | For | For |
1h | Elect Director Alexander A. Karsner | Management | For | For |
1i | Elect Director Adrianna C. Ma | Management | For | For |
1j | Elect Director Dennis D. Powell | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 04, 2015 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar Cesaratto | Management | For | For |
1b | Elect Director Paramesh Gopi | Management | For | For |
1c | Elect Director Paul R. Gray | Management | For | For |
1d | Elect Director Fred Shlapak | Management | For | For |
1e | Elect Director Robert F. Sproull | Management | For | For |
1f | Elect Director Duston Williams | Management | For | For |
1g | Elect Director Christopher Zepf | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: APR 28, 2016 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Chris Kennedy as Director | Management | For | For |
5 | Elect Lawton Fitt as Director | Management | For | For |
6 | Elect Stephen Pusey as Director | Management | For | For |
7 | Re-elect Stuart Chambers as Director | Management | For | For |
8 | Re-elect Simon Segars as Director | Management | For | For |
9 | Re-elect Andy Green as Director | Management | For | For |
10 | Re-elect Larry Hirst as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Janice Roberts as Director | Management | For | For |
13 | Re-elect John Liu as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Approve Employee Equity Plan | Management | For | For |
18 | Authorise Directors to Establish Schedules to or Further Plans Based on the Employee Equity Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Authorise Directors to Establish Schedules to or Further Plans Based on the Employee Stock Purchase Plan | Management | For | For |
21 | Approve Sharematch Plan | Management | For | For |
22 | Authorise Directors to Establish Schedules to or Further Plans Based on the Sharematch Plan | Management | For | For |
23 | Approve the French Schedule to The ARM 2013 Long-term Incentive Plan | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M. F. 'Fran' Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dev Ittycheria | Management | For | For |
1.2 | Elect Director John A. Kane | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director Jeff Clarke | Management | For | For |
1d | Elect Director Scott Ferguson | Management | For | For |
1e | Elect Director Thomas Georgens | Management | For | For |
1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
1g | Elect Director Mary T. McDowell | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Betsy Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOHOME INC. MEETING DATE: NOV 27, 2015 | ||||
TICKER: ATHM SECURITY ID: 05278C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Ted Tak-Tai Lee as Director | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: NOV 10, 2015 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
AVX CORPORATION MEETING DATE: JUL 22, 2015 | ||||
TICKER: AVX SECURITY ID: 002444107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Sarvis | Management | For | For |
1.2 | Elect Director Goro Yamaguchi | Management | For | For |
1.3 | Elect Director Joseph Stach | Management | For | For |
2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
BAZAARVOICE, INC. MEETING DATE: OCT 07, 2015 | ||||
TICKER: BV SECURITY ID: 073271108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Hawn | Management | For | For |
1.2 | Elect Director Jared Kopf | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BAZAARVOICE, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: BV SECURITY ID: 073271108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repricing of Options | Management | For | For |
BHARTI INFRATEL LTD. MEETING DATE: AUG 11, 2015 | ||||
TICKER: 534816 SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
3 | Elect R. B. Mittal as Director | Management | For | For |
4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect R. P. Singh as Independent Director | Management | For | For |
6 | Adopt New Articles of Association | Management | For | For |
7 | Approve Related Party Transactions with Bharti Airtel Limited | Management | For | For |
BHARTI INFRATEL LTD. MEETING DATE: MAR 21, 2016 | ||||
TICKER: INFRATEL SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Variations of Terms in the Utilization of Proceeds Received from the Initial Public Offering of Shares of the Company | Management | For | For |
BHARTI INFRATEL LTD. MEETING DATE: JUN 10, 2016 | ||||
TICKER: INFRATEL SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Repurchase Program | Management | For | For |
BLINKX PLC MEETING DATE: AUG 25, 2015 | ||||
TICKER: BLNX SECURITY ID: G13235109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Subhransu Mukherjee as Director | Management | For | For |
3 | Re-elect Anthony Bettencourt as Director | Management | For | For |
4 | Elect Rajkumar Chellaraj as Director | Management | For | For |
5 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
BLINKX PLC MEETING DATE: JUN 16, 2016 | ||||
TICKER: BLNX SECURITY ID: G13235109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Suranga Chandratillake as Director | Management | For | For |
3 | Elect Andrea Cunningham as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
BONA FILM GROUP LTD. MEETING DATE: DEC 29, 2015 | ||||
TICKER: BONA SECURITY ID: 09777B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Adoption of the Audited Financial Statements and Report of Independent Registered public accounting firm. | Management | For | For |
2 | Approve the Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditor of the Company | Management | For | For |
BONA FILM GROUP LTD. MEETING DATE: MAR 04, 2016 | ||||
TICKER: BONA SECURITY ID: 09777B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Authorization of the Board to Handle Matters Regarding the Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
BROADCOM CORPORATION MEETING DATE: NOV 10, 2015 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
BROADLEAF CO.,LTD. MEETING DATE: MAR 30, 2016 | ||||
TICKER: 3673 SECURITY ID: J04642104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
2 | Amend Articles to Amend Business Lines - Indemnify Statutory Auditors | Management | For | Against |
3.1 | Elect Director Oyama, Kenji | Management | For | For |
3.2 | Elect Director Yamanaka, Kenichi | Management | For | For |
3.3 | Elect Director Kizawa, Morio | Management | For | For |
3.4 | Elect Director Watanabe, Kiichiro | Management | For | For |
3.5 | Elect Director Ikeda, Shigeru | Management | For | For |
4.1 | Appoint Statutory Auditor Aoki, Shinya | Management | For | For |
4.2 | Appoint Statutory Auditor Shibatoko, Nobuhiro | Management | For | For |
4.3 | Appoint Statutory Auditor Ishii, Tomoji | Management | For | For |
5.1 | Appoint Alternate Statutory Auditor Hirasawa, Kenji | Management | For | For |
5.2 | Appoint Alternate Statutory Auditor Asakura, Yusuke | Management | For | For |
6 | Approve Equity Compensation Plan | Management | For | For |
BROADSOFT, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
1.2 | Elect Director Andrew M. Geisse | Management | For | For |
1.3 | Elect Director Michael Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CAVIUM, INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: CAVM SECURITY ID: 14964U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CHANNELADVISOR CORPORATION MEETING DATE: MAY 06, 2016 | ||||
TICKER: ECOM SECURITY ID: 159179100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aris A. Buinevicius | Management | For | For |
1.2 | Elect Director David J. Spitz | Management | For | For |
1.3 | Elect Director Timothy V. Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CHINA INFORMATION TECHNOLOGY, INC. MEETING DATE: DEC 18, 2015 | ||||
TICKER: CNIT SECURITY ID: G21174100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jiang Huai Lin | Management | For | For |
1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
1.3 | Elect Director Yun Sen Huang | Management | For | For |
1.4 | Elect Director Remington C.H. Hu | Management | For | For |
1.5 | Elect Director Yong Jiang | Management | For | For |
2 | Ratify GHP Horwath, P.C. as Auditors | Management | For | For |
CHINA INTERNET PLUS MEETING DATE: DEC 11, 2015 | ||||
TICKER: SECURITY ID: 78T99E221 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Registered Capital | Management | For | Did Not Vote |
2 | Approve Amendments to Articles of Association | Management | For | Did Not Vote |
3 | Approve Change of Company Name to "CHINA INTERNET PLUS HOLDINGS LTD." | Management | For | Did Not Vote |
CHROMA ATE INC. MEETING DATE: JUN 07, 2016 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
CIMPRESS N.V. MEETING DATE: NOV 17, 2015 | ||||
TICKER: CMPR SECURITY ID: N20146101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eric C. Olsen to Supervisory Board | Management | For | For |
2 | Elect Katryn S. Blake to Management Board | Management | For | For |
3 | Elect Donald R. Nelson to Management Board | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Authorize Repurchase of Up to 6.5 Million of Issued and Outstanding Ordinary Shares | Management | For | For |
9 | Grant Board Authority to Issue Shares | Management | For | For |
10 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CIMPRESS N.V. MEETING DATE: MAY 27, 2016 | ||||
TICKER: CMPR SECURITY ID: N20146101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Restricted Stock Plan | Management | For | For |
2 | Amend Remuneration Policy | Management | For | For |
3 | Grant Board Authority to Issue Shares Pursuant to the 2016 Performance Equity Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2015 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director John T. Chambers | Management | For | For |
1e | Elect Director Brian L. Halla | Management | For | For |
1f | Elect Director John L. Hennessy | Management | For | For |
1g | Elect Director Kristina M. Johnson | Management | For | For |
1h | Elect Director Roderick C. McGeary | Management | For | For |
1i | Elect Director Charles H. Robbins | Management | For | For |
1j | Elect Director Arun Sarin | Management | For | For |
1k | Elect Director Steven M. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Adopt Holy Land Principles | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert M. Calderoni | Management | For | For |
1b | Elect Director Nanci E. Caldwell | Management | For | For |
1c | Elect Director Jesse A. Cohn | Management | For | For |
1d | Elect Director Robert D. Daleo | Management | For | For |
1e | Elect Director Murray J. Demo | Management | For | For |
1f | Elect Director Peter J. Sacripanti | Management | For | For |
1g | Elect Director Graham V. Smith | Management | For | For |
1h | Elect Director Godfrey R. Sullivan | Management | For | For |
1i | Elect Director Kirill Tatarinov | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMSCOPE HOLDING COMPANY, INC. MEETING DATE: MAY 06, 2016 | ||||
TICKER: COMM SECURITY ID: 20337X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Austin A. Adams | Management | For | For |
1.2 | Elect Director Marvin 'Eddie' S. Edwards, Jr. | Management | For | For |
1.3 | Elect Director Claudius 'Bud' E. Watts, IV | Management | For | For |
1.4 | Elect Director Timothy T. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CONSTANT CONTACT, INC. MEETING DATE: JAN 21, 2016 | ||||
TICKER: CTCT SECURITY ID: 210313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CONTROL4 CORPORATION MEETING DATE: MAY 03, 2016 | ||||
TICKER: CTRL SECURITY ID: 21240D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Habiger | Management | For | For |
1.2 | Elect Director Martin Plaehn | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COOKPAD INC MEETING DATE: MAR 24, 2016 | ||||
TICKER: 2193 SECURITY ID: J08696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Increase Maximum Board Size - Indemnify Directors | Management | For | For |
2.1 | Elect Director Sano, Akimitsu | Management | For | For |
2.2 | Elect Director Akita, Yoshiteru | Management | For | For |
2.3 | Elect Director Iwata, Rimpei | Management | For | For |
2.4 | Elect Director Shintaku, Masaaki | Management | For | For |
2.5 | Elect Director Nishimura, Kiyohiko | Management | For | Against |
2.6 | Elect Director Kitagawa, Toru | Management | For | For |
2.7 | Elect Director Deguchi, Kyoko | Management | For | For |
2.8 | Elect Director Fujii, Koichiro | Management | For | For |
2.9 | Elect Director Yanagisawa, Daisuke | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Burlingame | Management | For | For |
1.2 | Elect Director James McGeever | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 28, 2016 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Blair | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.6 | Elect Director Deborah A. Henretta | Management | For | For |
1.7 | Elect Director Daniel P. Huttenlocher | Management | For | For |
1.8 | Elect Director Kurt M. Landgraf | Management | For | For |
1.9 | Elect Director Kevin J. Martin | Management | For | For |
1.10 | Elect Director Deborah D. Rieman | Management | For | For |
1.11 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.12 | Elect Director Wendell P. Weeks | Management | For | For |
1.13 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CTRIP.COM INTERNATIONAL LTD. MEETING DATE: DEC 21, 2015 | ||||
TICKER: CTRP SECURITY ID: 22943F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
CYBERARK SOFTWARE LTD. MEETING DATE: JUN 30, 2016 | ||||
TICKER: CYBR SECURITY ID: M2682V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Raphael (Raffi) Kesten as Director for a Three-Year Term | Management | For | For |
1b | Reelect Amnon Shoshani as Director for a Three-Year Term | Management | For | For |
2 | Authorize the Company's President, CEO and Director, Ehud (Udi) Mokady to Serve as the Chairman of the Company's Board of Directors and the Company's CEO | Management | For | For |
3 | Grant Ehud (Udi) Mokady Options to Purchase Ordinary Shares and Restricted Share Units | Management | For | For |
4 | Grant Directors Options to Purchase Ordinary Shares and Restricted Share Units | Management | For | For |
5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager | Management | None | For |
DEMANDWARE, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: DWRE SECURITY ID: 24802Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Ebling | Management | For | For |
1.2 | Elect Director Jitendra Saxena | Management | For | For |
1.3 | Elect Director Leonard Schlesinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
DEVSISTERS CORP MEETING DATE: MAR 25, 2016 | ||||
TICKER: A194480 SECURITY ID: Y0023E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Lee Ji-hun as Inside Director | Management | For | Against |
2.2 | Elect Lee Mu-won as Outside Director | Management | For | For |
3 | Elect Lee Mu-won as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Approve Stock Option Grants | Management | For | For |
DIODES INCORPORATED MEETING DATE: MAY 10, 2016 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Raymond Soong | Management | For | For |
1.6 | Elect Director John M. Stich | Management | For | For |
1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: NOV 03, 2015 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Brokaw | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Charles M. Lillis | Management | For | For |
1.7 | Elect Director Afshin Mohebbi | Management | For | For |
1.8 | Elect Director David K. Moskowitz | Management | For | For |
1.9 | Elect Director Tom A. Ortolf | Management | For | For |
1.10 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
DISH NETWORK CORPORATION MEETING DATE: MAY 02, 2016 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Brokaw | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Charles M. Lillis | Management | For | For |
1.7 | Elect Director Afshin Mohebbi | Management | For | For |
1.8 | Elect Director David K. Moskowitz | Management | For | For |
1.9 | Elect Director Tom A. Ortolf | Management | For | For |
1.10 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
DTS, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: DTSI SECURITY ID: 23335C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Andrews | Management | For | For |
1.2 | Elect Director L. Gregory Ballard | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
1b | Elect Director Edward W. Barnholt | Management | For | For |
1c | Elect Director Anthony J. Bates | Management | For | For |
1d | Elect Director Bonnie S. Hammer | Management | For | For |
1e | Elect Director Kathleen C. Mitic | Management | For | For |
1f | Elect Director Pierre M. Omidyar | Management | For | For |
1g | Elect Director Paul S. Pressler | Management | For | For |
1h | Elect Director Robert H. Swan | Management | For | For |
1i | Elect Director Thomas J. Tierney | Management | For | For |
1j | Elect Director Perry M. Traquina | Management | For | For |
1k | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
ECLERX SERVICES LTD. MEETING DATE: JUL 17, 2015 | ||||
TICKER: 532927 SECURITY ID: Y22385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend Payment | Management | For | For |
3 | Elect V.K. Mundhra as Director | Management | For | Against |
4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Adopt Employee Stock Scheme/Plan 2015 for Employees of the Company | Management | For | Against |
6 | Adopt Employee Stock Scheme/Plan 2015 for Employees of the Subsidiary(ies) of the Company | Management | For | Against |
7 | Approve Employee Welfare Trust(s) for the Implementation of the Employee Stock Scheme/Plan 2015 | Management | For | Against |
8 | Approve Employee Welfare Trust(s) for Acquisition of Shares Through the Secondary Market | Management | For | Against |
9 | Approve Related Party Transactions | Management | For | For |
10 | Approve Commission Remuneration for Independent Directors | Management | For | For |
ECLERX SERVICES LTD. MEETING DATE: DEC 05, 2015 | ||||
TICKER: 532927 SECURITY ID: Y22385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
EGAIN CORPORATION MEETING DATE: NOV 06, 2015 | ||||
TICKER: EGAN SECURITY ID: 28225C806 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ashutosh Roy | Management | For | For |
1.2 | Elect Director Gunjan Sinha | Management | For | For |
1.3 | Elect Director David S. Scott | Management | For | For |
1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
1.5 | Elect Director Brett Shockley | Management | For | For |
2 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For |
EHI CAR SERVICES LIMITED MEETING DATE: DEC 28, 2015 | ||||
TICKER: EHIC SECURITY ID: 26853A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Re-election of Mr. Andrew Xuefeng Qian as a director of the Company | Management | For | For |
2 | Approve Re-election of Mr. Qian Miao as a director of the Company | Management | For | For |
3 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as independent auditor of the Company for the fiscal year ending December 31, 2015 | Management | For | For |
4 | Approval of the special resolution as set out in the Notice of Annual General Meeting and Proxy Statement regarding the amendment ofArticles 6(c) and 7 of the Company?s Ninth Amended and Restated Articles of Association. | Management | For | Against |
ELECTRONICS FOR IMAGING, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: EFII SECURITY ID: 286082102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Brown | Management | For | For |
1.2 | Elect Director Gill Cogan | Management | For | For |
1.3 | Elect Director Guy Gecht | Management | For | For |
1.4 | Elect Director Thomas Georgens | Management | For | For |
1.5 | Elect Director Richard A. Kashnow | Management | For | For |
1.6 | Elect Director Dan Maydan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: EIGI SECURITY ID: 29272B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph DiSabato | Management | For | For |
1.2 | Elect Director James Neary | Management | For | For |
1.3 | Elect Director Hari Ravichandran | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
ENTEGRIS, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Bradley | Management | For | For |
1.2 | Elect Director Marvin D. Burkett | Management | For | For |
1.3 | Elect Director R. Nicholas Burns | Management | For | For |
1.4 | Elect Director Daniel W. Christman | Management | For | For |
1.5 | Elect Director James F. Gentilcore | Management | For | For |
1.6 | Elect Director James P. Lederer | Management | For | For |
1.7 | Elect Director Bertrand Loy | Management | For | For |
1.8 | Elect Director Paul L. H. Olson | Management | For | For |
1.9 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EO TECHNICS CO. LTD. MEETING DATE: MAR 25, 2016 | ||||
TICKER: A039030 SECURITY ID: Y2297V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Appropriation of Income | Management | For | For |
3.1 | Elect Seong Gyu-dong as Inside Director | Management | For | Against |
3.2 | Elect Lee Jong-hun as Outside Director | Management | For | Against |
4.1 | Appoint Lee Yong-chang as Internal Auditor | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
ETSY, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: ETSY SECURITY ID: 29786A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Klein | Management | For | For |
1b | Elect Director Margaret M. Smyth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
EVERLIGHT ELECTRONICS CO., LTD. MEETING DATE: JUN 17, 2016 | ||||
TICKER: 2393 SECURITY ID: Y2368N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4.1 | Elect Supervisor No. 1 | Shareholder | None | Abstain |
FACEBOOK, INC. MEETING DATE: JUN 20, 2016 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
7B | Increase Authorized Common Stock | Management | For | For |
7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
10 | Report on Sustainability | Shareholder | Against | Abstain |
11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
12 | Establish International Policy Board Committee | Shareholder | Against | Against |
13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director William P. Foley, II | Management | For | For |
1c | Elect Director Thomas M. Hagerty | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director David K. Hunt | Management | For | For |
1f | Elect Director Stephan A. James | Management | For | For |
1g | Elect Director Frank R. Martire | Management | For | For |
1h | Elect Director Richard N. Massey | Management | For | For |
1i | Elect Director Leslie M. Muma | Management | For | For |
1j | Elect Director Gary A. Norcross | Management | For | For |
1k | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FINISAR CORPORATION MEETING DATE: SEP 08, 2015 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Child | Management | For | For |
1.2 | Elect Director Roger C. Ferguson | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRICH ENTERPRISES CO., LTD. MEETING DATE: JUN 22, 2016 | ||||
TICKER: 8076 SECURITY ID: Y2496F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
FISERV, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison Davis | Management | For | For |
1.2 | Elect Director Christopher M. Flink | Management | For | For |
1.3 | Elect Director Daniel P. Kearney | Management | For | For |
1.4 | Elect Director Dennis F. Lynch | Management | For | For |
1.5 | Elect Director Denis J. O'Leary | Management | For | For |
1.6 | Elect Director Glenn M. Renwick | Management | For | For |
1.7 | Elect Director Kim M. Robak | Management | For | For |
1.8 | Elect Director JD Sherman | Management | For | For |
1.9 | Elect Director Doyle R. Simons | Management | For | For |
1.10 | Elect Director Thomas C. Wertheimer | Management | For | For |
1.11 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
1.3 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
FLEETMATICS GROUP PUBLIC LIMITED COMPANY MEETING DATE: AUG 03, 2015 | ||||
TICKER: FLTX SECURITY ID: G35569105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Kelliher | Management | For | For |
1b | Elect Director James M. Travers | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: JUL 02, 2015 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
GENSCRIPT BIOTECH CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: 1548 SECURITY ID: ADPV32370 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Elect Zhang Fangliang as Director | Management | For | For |
2a2 | Elect Wang Ye as Director | Management | For | For |
2a3 | Elect Meng Jiange as Director | Management | For | For |
2a4 | Elect Wang Luquan as Director | Management | For | For |
2a5 | Elect Huang Zuie-Chin as Director | Management | For | For |
2a6 | Elect Pan Yuexin as Director | Management | For | For |
2a7 | Elect Guo Hongxin as Director | Management | For | For |
2a8 | Elect Dai Zumian as Director | Management | For | For |
2a9 | Elect Zhang Min as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3 | Approve Ernst & Young, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4B | Authorize Repurchase of Issued Share Capital | Management | For | For |
4C | Authorize Reissuance of Repurchased Shares | Management | For | For |
GLOBAL PAYMENTS INC. MEETING DATE: NOV 18, 2015 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William I Jacobs | Management | For | For |
1.2 | Elect Director Alan M. Silberstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
GROUPON, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: GRPN SECURITY ID: 399473107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rich Williams | Management | For | For |
1.2 | Elect Director Eric Lefkofsky | Management | For | For |
1.3 | Elect Director Theodore Leonsis | Management | For | For |
1.4 | Elect Director Michael Angelakis | Management | For | For |
1.5 | Elect Director Peter Barris | Management | For | For |
1.6 | Elect Director Robert Bass | Management | For | For |
1.7 | Elect Director Jeffrey Housenbold | Management | For | For |
1.8 | Elect Director Bradley A. Keywell | Management | For | For |
1.9 | Elect Director Ann Ziegler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | End Promotions Involving Animals Used for Entertainment | Shareholder | Against | Against |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: AUG 25, 2015 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions | Management | For | For |
2 | Approve Products Procurement Agreement, Products Procurement Cap and Related Transactions | Management | For | For |
3 | Approve Materials Procurement Agreement, Materials Procurement Cap and Related Transactions | Management | For | For |
4 | Approve Export Agreement, Export Cap and Related Transactions | Management | For | For |
5 | Authorize Any Director to Do All Such Acts Necessary to Implement or Give Effect to the Agreements and All Related Transactions | Management | For | For |
HEALTHEQUITY, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: HQY SECURITY ID: 42226A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Selander | Management | For | For |
1.2 | Elect Director Jon Kessler | Management | For | For |
1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
1.4 | Elect Director Frank A. Corvino | Management | For | For |
1.5 | Elect Director Evelyn Dilsaver | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director Frank T. Medici | Management | For | For |
1.8 | Elect Director Manu Rana | Management | For | For |
1.9 | Elect Director Ian Sacks | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
HORTONWORKS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: HDP SECURITY ID: 440894103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Fink | Management | For | For |
1.2 | Elect Director Jay Rossiter | Management | For | For |
1.3 | Elect Director Michelangelo Volpi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
HP INC. MEETING DATE: APR 04, 2016 | ||||
TICKER: HPQ SECURITY ID: 40434L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director Shumeet Banerji | Management | For | For |
1c | Elect Director Carl Bass | Management | For | For |
1d | Elect Director Robert R. Bennett | Management | For | For |
1e | Elect Director Charles V. Bergh | Management | For | For |
1f | Elect Director Stacy Brown-Philpot | Management | For | For |
1g | Elect Director Stephanie A. Burns | Management | For | For |
1h | Elect Director Mary Anne Citrino | Management | For | For |
1i | Elect Director Rajiv L. Gupta | Management | For | For |
1j | Elect Director Stacey Mobley | Management | For | For |
1k | Elect Director Subra Suresh | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
1m | Elect Director Margaret C. Whitman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 24, 2016 | ||||
TICKER: 2498 SECURITY ID: Y3732M111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
4.1 | Elect Cher Wang with Shareholder No. 2 as Non-independent Director | Management | For | Against |
4.2 | Elect HT Cho with Shareholder No. 22 as Non-independent Director | Management | For | Against |
4.3 | Elect Wen-Chi Chen with Shareholder No. 5 as Non-independent Director | Management | For | Against |
4.4 | Elect David Bruce Yoffie with Shareholder No. 483748XXX as Non-independent Director | Management | For | Against |
4.5 | Elect Chen-Kuo Lin with ID No. F102690XXX as Independent Director | Management | For | For |
4.6 | Elect Josef Felder with Shareholder No.X3456XXX as Independent Director | Management | For | For |
4.7 | Elect Huang-Chieh Chu with ID No. A121108XXX as Supervisor | Management | For | For |
4.8 | Elect a Representative of Way-Chih Investment Co., Ltd. with Shareholder No.15 as Supervisor | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | For |
6 | Other Business | Management | None | Against |
HUA HONG SEMICONDUCTOR LTD MEETING DATE: SEP 01, 2015 | ||||
TICKER: 01347 SECURITY ID: Y372A7109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Share Option Scheme | Management | For | For |
HUA HONG SEMICONDUCTOR LTD MEETING DATE: MAY 11, 2016 | ||||
TICKER: 1347 SECURITY ID: Y372A7109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Yu Wang as Director | Management | For | For |
4 | Elect Stephen Tso Tung Chang as Director | Management | For | For |
5 | Elect Long Fei Ye as Director | Management | For | For |
6 | Elect Suxin Zhang as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Authorize Repurchase Issued Share Capital | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HUBSPOT, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: HUBS SECURITY ID: 443573100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lorrie Norrington | Management | For | For |
1.2 | Elect Director Dharmesh Shah | Management | For | For |
1.3 | Elect Director David Skok | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ICAR ASIA LIMITED MEETING DATE: MAY 25, 2016 | ||||
TICKER: ICQ SECURITY ID: Q4800Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Lucas Elliott as Director | Management | For | Against |
3 | Approve the Issuance of Shares to Ajay Bhatia, Non-Executive Director of the Company | Management | For | For |
4 | Approve the Issuance of Shares to Mark Britt, Non-Executive Director of the Company | Management | For | For |
5 | Approve the Issuance of Shares to Shaun Di Gregorio, Non-Executive Director of the Company | Management | For | For |
6 | Approve the Issuance of Shares to Lucas Elliot, Non-Executive Director of the Company | Management | For | For |
7 | Approve the Issuance of Shares to Patrick Grove, Non-Executive Chairman of the Company | Management | For | For |
8 | Approve the Issuance of Shares to Cameron McIntyre, Non-Executive Director of the Company | Management | For | For |
9 | Ratify the Past Issuance of 468,792 Shares to Senior Employees | Management | For | For |
10 | Ratify the Past Issuance of 200,000 Shares to the CEO | Management | For | For |
11 | Ratify the Past Issuance of 17.69 Million Shares to Select Institutional Investors | Management | For | For |
12 | Ratify the Past Issuance of 5.84 Million Shares to Carsales.com Limited | Management | For | For |
13 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
IDREAMSKY TECHNOLOGY LIMITED MEETING DATE: MAY 16, 2016 | ||||
TICKER: DSKY SECURITY ID: 45173K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Authorized All Things Necessary to Give Effect to the Merger Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INCONTACT, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: SAAS SECURITY ID: 45336E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore Stern | Management | For | For |
1.2 | Elect Director Paul Jarman | Management | For | For |
1.3 | Elect Director Steve Barnett | Management | For | For |
1.4 | Elect Director Mark J. Emkjer | Management | For | For |
1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
1.6 | Elect Director Paul F. Koeppe | Management | For | For |
1.7 | Elect Director Hamid Akhavan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 12, 2016 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Daane | Management | For | For |
1.2 | Elect Director Marcel Gani | Management | For | For |
1.3 | Elect Director Mark A. Wegleitner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INFOBLOX INC. MEETING DATE: DEC 18, 2015 | ||||
TICKER: BLOX SECURITY ID: 45672H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jesper Andersen | Management | For | For |
1.2 | Elect Director Laura C. Conigliaro | Management | For | For |
1.3 | Elect Director Fred M. Gerson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: MAR 29, 2016 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Share Swap Agreement Between Company and Micron Semiconductor Taiwan Co., Ltd. and Delisting of Company | Management | For | For |
3 | Approve Ceasing of Status as Public Company | Management | For | For |
4 | Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
INPHI CORPORATION MEETING DATE: MAY 26, 2016 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming C. Hu | Management | For | For |
1.2 | Elect Director Elissa Murphy | Management | For | For |
1.3 | Elect Director Sam S. Srinivasan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: AUG 26, 2015 | ||||
TICKER: 00596 SECURITY ID: G4820C130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal Agreement and Authorize Directors to Deal with All Matters in Relation to the Agreement | Management | For | For |
INSTRUCTURE, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: INST SECURITY ID: 45781U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua L. Coates | Management | For | For |
1.2 | Elect Director Steven A. Collins | Management | For | For |
1.3 | Elect Director William M. Conroy | Management | For | For |
1.4 | Elect Director Byron B. Deeter | Management | For | Withhold |
1.5 | Elect Director Ellen Levy | Management | For | For |
1.6 | Elect Director Adam D. Marcus | Management | For | For |
1.7 | Elect Director Lloyd G. Waterhouse | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INTAI TECHNOLOGY CORP MEETING DATE: JUN 21, 2016 | ||||
TICKER: 4163 SECURITY ID: Y4109G109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Michael L. Eskew | Management | For | For |
1.3 | Elect Director David N. Farr | Management | For | For |
1.4 | Elect Director Mark Fields | Management | For | For |
1.5 | Elect Director Alex Gorsky | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director Virginia M. Rometty | Management | For | For |
1.12 | Elect Director Joan E. Spero | Management | For | For |
1.13 | Elect Director Sidney Taurel | Management | For | For |
1.14 | Elect Director Peter R. Voser | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
INTERPARK CORP. MEETING DATE: MAR 29, 2016 | ||||
TICKER: A108790 SECURITY ID: Y41333108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Kang Dong-hwa as Inside Director | Management | For | For |
4.1 | Elect Park Chang-gyun as Outside Director | Management | For | For |
4.2 | Elect Park Seong-ha as Outside Director | Management | For | For |
4.3 | Elect Lee Chun-woo as Outside Director | Management | For | For |
5.1 | Elect Chang-gyun as Member of Audit Committee | Management | For | For |
5.2 | Elect Park Seong-ha as Member of Audit Committee | Management | For | For |
5.3 | Elect Lee Chun-woo as Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: APR 21, 2016 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mercedes Johnson | Management | For | For |
1b | Elect Director Sohail Khan | Management | For | For |
1c | Elect Director Gregory Lang | Management | For | For |
1d | Elect Director Donald Macleod | Management | For | For |
1e | Elect Director Ernest Maddock | Management | For | For |
1f | Elect Director Forrest E. Norrod | Management | For | For |
1g | Elect Director Necip Sayiner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTEVAC, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: IVAC SECURITY ID: 461148108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman H. Pond | Management | For | For |
1.2 | Elect Director Wendell T. Blonigan | Management | For | For |
1.3 | Elect Director James D. Benham | Management | For | For |
1.4 | Elect Director Matthew A. Drapkin | Management | For | For |
1.5 | Elect Director David S. Dury | Management | For | For |
1.6 | Elect Director Marc T. Giles | Management | For | For |
1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
1.8 | Elect Director John F, Schaefer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Burr Pilger Mayer, Inc . as Auditors | Management | For | For |
INTUIT INC. MEETING DATE: JAN 21, 2016 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Suzanne Nora Johnson | Management | For | For |
1f | Elect Director Dennis D. Powell | Management | For | For |
1g | Elect Director Brad D. Smith | Management | For | For |
1h | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVENSENSE, INC. MEETING DATE: SEP 09, 2015 | ||||
TICKER: INVN SECURITY ID: 46123D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Olson | Management | For | For |
1.2 | Elect Director Amit Shah | Management | For | For |
1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IROBOT CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: IRBT SECURITY ID: 462726100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Mohamad Ali | Management | For | Did Not Vote |
1.2 | Elect Director Michael Bell | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Eliminate Supermajority Vote Requirement | Management | For | Did Not Vote |
4 | Declassify the Board of Directors | Management | For | Did Not Vote |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Willem Mesdag | Shareholder | For | For |
1.2 | Elect Director Lawrence S. Peiros | Shareholder | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | None | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
JHL BIOTECH, INC. MEETING DATE: DEC 14, 2015 | ||||
TICKER: 6540 SECURITY ID: BYMJYF5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Issuance of Employee Stock Warrants | Management | For | Against |
JHL BIOTECH, INC. MEETING DATE: MAY 31, 2016 | ||||
TICKER: 6540 SECURITY ID: ADPV30631 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Profit or Loss Appropriation | Management | For | For |
3 | Approve Issuance of Share via Private Placement | Management | For | For |
JIVE SOFTWARE, INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: JIVE SECURITY ID: 47760A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen ('Steve') R. Darcy | Management | For | For |
1.2 | Elect Director Philip Koen | Management | For | For |
1.3 | Elect Director Gabrielle Toledano | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Repricing of Options | Management | For | Against |
KEMET CORPORATION MEETING DATE: JUL 24, 2015 | ||||
TICKER: KEM SECURITY ID: 488360207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilfried Backes | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Per-Olof Loof | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYENCE CORP. MEETING DATE: SEP 11, 2015 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2 | Appoint Alternate Statutory Auditor Takeda, Hidehiko | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 10, 2016 | ||||
TICKER: 268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2A | Elect Xu Shao Chun as Director | Management | For | Against |
2B | Elect Gary Clark Biddle as Director | Management | For | For |
2C | Elect Liu Chia Yung as Director | Management | For | For |
2D | Elect Chen Zhang as Director | Management | For | Against |
2E | Elect Lin Bo as Director | Management | For | Against |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | For |
KNOWLES CORPORATION MEETING DATE: MAY 03, 2016 | ||||
TICKER: KN SECURITY ID: 49926D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1.2 | Elect Director Hermann Eul | Management | For | For |
1.3 | Elect Director Donald Macleod | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: FEB 19, 2016 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
LARGAN PRECISION CO., LTD. MEETING DATE: JUN 08, 2016 | ||||
TICKER: 3008 SECURITY ID: Y52144105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4.1 | Elect Yen Shan-Chieh as Independent Director | Management | For | For |
4.2 | Elect Peng Ming-Hua as Independent Director | Management | For | For |
4.3 | Elect Non-Independent Director No.1 | Shareholder | None | Abstain |
4.4 | Elect Non-Independent Director No.2 | Shareholder | None | Abstain |
4.5 | Elect Non-Independent Director No.3 | Shareholder | None | Abstain |
4.6 | Elect Non-Independent Director No.4 | Shareholder | None | Abstain |
4.7 | Elect Non-Independent Director No.5 | Shareholder | None | Abstain |
4.8 | Elect Non-Independent Director No.6 | Shareholder | None | Abstain |
4.9 | Elect Non-Independent Director No.7 | Shareholder | None | Abstain |
4.10 | Elect Supervisor No.1 | Shareholder | None | Abstain |
4.11 | Elect Supervisor No.2 | Shareholder | None | Abstain |
4.12 | Elect Supervisor No.3 | Shareholder | None | Abstain |
5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
LEDLINK OPTICS INC MEETING DATE: MAY 27, 2016 | ||||
TICKER: 5230 SECURITY ID: Y52236109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
5 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
6 | Elect Luo Chengzong as Independent Director | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives | Management | For | For |
LIONBRIDGE TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2016 | ||||
TICKER: LIOX SECURITY ID: 536252109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward A. Blechschmidt | Management | For | For |
1b | Elect Director Guy L. de Chazal | Management | For | For |
1c | Elect Director James A. Quella | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LIVEPERSON, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: LPSN SECURITY ID: 538146101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William G. Wesemann | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIVESENSE INC. MEETING DATE: MAR 29, 2016 | ||||
TICKER: 6054 SECURITY ID: J3911P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory W. Hughes | Management | For | For |
1.2 | Elect Director Marilyn Matz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LUMENPULSE INC. MEETING DATE: SEP 10, 2015 | ||||
TICKER: LMP SECURITY ID: 55024T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nicolas Belanger | Management | For | For |
1b | Elect Director Francois Cote | Management | For | For |
1c | Elect Director Pierre Fitzgibbon | Management | For | For |
1d | Elect Director Pierre Larochelle | Management | For | For |
1e | Elect Director Josee Perreault | Management | For | For |
1f | Elect Director Michel Ringuet | Management | For | For |
1g | Elect Director Francois-Xavier Souvay | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
M3 INC MEETING DATE: JUN 29, 2016 | ||||
TICKER: 2413 SECURITY ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Amend Provisions on Number of Directors - Indemnify Directors | Management | For | For |
2.1 | Elect Director Tanimura, Itaru | Management | For | For |
2.2 | Elect Director Tomaru, Akihiko | Management | For | For |
2.3 | Elect Director Yokoi, Satoshi | Management | For | For |
2.4 | Elect Director Tsuji, Takahiro | Management | For | For |
2.5 | Elect Director Tsuchiya, Eiji | Management | For | For |
2.6 | Elect Director Yoshida, Yasuhiko | Management | For | For |
2.7 | Elect Director Urae, Akinori | Management | For | For |
2.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
3.1 | Elect Director and Audit Committee Member Horino, Nobuto | Management | For | Against |
3.2 | Elect Director and Audit Committee Member Suzuki, Akiko | Management | For | For |
3.3 | Elect Director and Audit Committee Member Toyama, Ryoko | Management | For | For |
4 | Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
5 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
6 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
MACRONIX INTERNATIONAL CO., LTD. MEETING DATE: JUN 16, 2016 | ||||
TICKER: 2337 SECURITY ID: Y5369A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Issuance of Marketable Securities via Public Offering or Private Placement | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
5.1 | Elect Min Chyou Wu, with Shareholder No. 21, as Non-Independent Director | Management | For | Against |
5.2 | Elect Representative of Chien Hsu Investment Corporation, with Shareholder No. 1242496, as Non-Independent Director | Management | For | Against |
5.3 | Elect Chih Yuan Lu, with Shareholder No. 45641, as Non-Independent Director | Management | For | Against |
5.4 | Elect Shigeki Matsuka, Representative of Shin Yin Investment Ltd., with Shareholder No. 777505, as Non-Independent Director | Management | For | Against |
5.5 | Elect Cheng Yi Fang, with Shareholder No. 239, as Non-Independent Director | Management | For | Against |
5.6 | Elect Chung Laung Liu, with Shareholder No. 941249, as Non-Independent Director | Management | For | Against |
5.7 | Elect Representative of Achi Capital Limited, with Shareholder No. 1065570, as Non-Independent Director | Management | For | Against |
5.8 | Elect Dang Hsing Yiu, with Shareholder No. 810, as Non-Independent Director | Management | For | Against |
5.9 | Elect Ful Long Ni, with Shareholder No. 837, as Non-Independent Director | Management | For | Against |
5.10 | Elect Wen Sen Pan, with Shareholder No. 41988, as Non-Independent Director | Management | For | Against |
5.11 | Elect Representative of Hui Ying Investment Ltd., with Shareholder No. 280338, as Non-Independent Director | Management | For | Against |
5.12 | Elect Che Ho Wei, with ID No. L10156****, as Non-Independent Director | Management | For | Against |
5.13 | Elect Chiang Kao, with ID No. A10038****, as Independent Director | Management | For | For |
5.14 | Elect Yan Kuin Su, with ID No. E10128****, as Independent Director | Management | For | For |
5.15 | Elect John C.F. Chen, with ID No. N10005****, as Independent Director | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | For |
7 | Other Business | Management | None | Against |
MAGNACHIP SEMICONDUCTOR CORPORATION MEETING DATE: AUG 11, 2015 | ||||
TICKER: MX SECURITY ID: 55933J203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Douglas Norby | Management | For | Withhold |
1.2 | Elect Director Ilbok Lee | Management | For | Withhold |
1.3 | Elect Director Michael Elkins | Management | For | Withhold |
1.4 | Elect Director Young-Joon (YJ) Kim | Management | For | Withhold |
1.5 | Elect Director Brian Mulhern | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Samil PricewaterhouseCoopers as Auditors | Management | For | For |
MAKEMYTRIP LIMITED MEETING DATE: SEP 29, 2015 | ||||
TICKER: MMYT SECURITY ID: V5633W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Reelect Aditya Tim Guleri as a Director | Management | For | Against |
4 | Reelect Gyaneshwarnath Gowrea as a Director | Management | For | Against |
5 | Reelect Ranodeb Roy as a Director | Management | For | For |
6 | Reelect Mohit Kabra as a Director | Management | For | Against |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Huntz, Jr. | Management | For | For |
1.2 | Elect Director Thomas E. Noonan | Management | For | For |
1.3 | Elect Director John H. Heyman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MARKETO, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: MKTO SECURITY ID: 57063L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip M. Fernandez | Management | For | For |
1.2 | Elect Director Cambria Dunaway | Management | For | For |
1.3 | Elect Director Tae Hea Nahm | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 12, 2015 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
1.2 | Elect Director Tunc Doluca | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIDATA SOLUTIONS, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: MDSO SECURITY ID: 58471A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tarek A. Sherif | Management | For | For |
1.2 | Elect Director Glen M. de Vries | Management | For | For |
1.3 | Elect Director Carlos Dominguez | Management | For | For |
1.4 | Elect Director Neil M. Kurtz | Management | For | For |
1.5 | Elect Director George W. McCulloch | Management | For | For |
1.6 | Elect Director Lee A. Shapiro | Management | For | For |
1.7 | Elect Director Robert B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MELEXIS MEETING DATE: APR 20, 2016 | ||||
TICKER: MELE SECURITY ID: B59283109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Approve Discharge of Auditors | Management | For | For |
8 | Receive Announcement Re: End of Mandate of Auditors | Management | None | None |
9 | Ratify BDO Bedrijfsrevisoren BV, Permanently Represented by Veerle Catry as Auditor and Approve Auditors' Remuneration at EUR 39,700 | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Roberto Balls Sallouti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
MERRY ELECTRONICS CO., LTD. MEETING DATE: JUN 29, 2016 | ||||
TICKER: 2439 SECURITY ID: Y6021M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report, Individual Financial Statements and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
5.1 | Elect Huang Linming as Independent Director | Management | For | For |
5.2 | Elect Tu Shao Yao as Independent Director | Management | For | For |
5.3 | Elect Liao Luli, with Shareholder No. 1, as Non-Independent Director | Shareholder | None | Against |
5.4 | Elect Wei Wenjie, with Shareholder No. 5, as Non-Independent Director | Shareholder | None | Against |
5.5 | Elect Liao Luyin, with Shareholder No. 9, as Non-Independent Director | Shareholder | None | Against |
5.6 | Elect Lin Shijie, with Shareholder No. 17, as Non-Independent Director | Shareholder | None | Against |
5.7 | Elect Lin Shujun, with Shareholder No. 27, as Non-Independent Director | Shareholder | None | Against |
5.8 | Elect Supervisor No. 1 | Shareholder | None | Abstain |
5.9 | Elect Supervisor No. 2 | Shareholder | None | Abstain |
5.10 | Elect Supervisor No. 3 | Shareholder | None | Abstain |
5.11 | Elect Supervisor No. 4 | Shareholder | None | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Non-Independent Directors Including Independent Directors | Management | For | Abstain |
MICRO FOCUS INTERNATIONAL PLC MEETING DATE: SEP 24, 2015 | ||||
TICKER: MCRO SECURITY ID: G6117L178 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Kevin Loosemore as Director | Management | For | For |
5 | Re-elect Mike Phillips as Director | Management | For | For |
6 | Re-elect Karen Slatford as Director | Management | For | For |
7 | Re-elect Tom Virden as Director | Management | For | For |
8 | Re-elect Richard Atkins as Director | Management | For | For |
9 | Elect Prescott Ashe as Director | Management | For | For |
10 | Elect David Golob as Director | Management | For | For |
11 | Elect Karen Geary as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Amend Sharesave Plan 2006 | Management | For | For |
15 | Amend Stock Purchase Plan 2006 | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 28, 2016 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Patrick J. Byrne | Management | For | For |
1.4 | Elect Director D. Mark Durcan | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
MICROSEMI CORPORATION MEETING DATE: FEB 09, 2016 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director William L. Healey | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: DEC 02, 2015 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MINDBODY, INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: MB SECURITY ID: 60255W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail Goodman | Management | For | For |
1.2 | Elect Director Jeremy Levine | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MOBILEIRON, INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: MOBL SECURITY ID: 60739U204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tae Hea Nahm | Management | For | For |
1.2 | Elect Director Frank Marshall | Management | For | For |
1.3 | Elect Director Aaref Hilaly | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
MOBILEYE N.V. MEETING DATE: JUN 29, 2016 | ||||
TICKER: MBLY SECURITY ID: N51488117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
5 | Grant Board Authority to Issue Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hsing | Management | For | For |
1.2 | Elect Director Herbert Chang | Management | For | For |
1.3 | Elect Director Eugen Elmiger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MULTI-FINELINE ELECTRONIX, INC. MEETING DATE: JUN 17, 2016 | ||||
TICKER: MFLX SECURITY ID: 62541B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Elect Director Reza Meshgin | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
MURATA MANUFACTURING CO. LTD. MEETING DATE: JUN 29, 2016 | ||||
TICKER: 6981 SECURITY ID: J46840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 110 | Management | For | For |
2 | Amend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Indemnify Directors | Management | For | For |
3.1 | Elect Director Murata, Tsuneo | Management | For | For |
3.2 | Elect Director Fujita, Yoshitaka | Management | For | For |
3.3 | Elect Director Inoue, Toru | Management | For | For |
3.4 | Elect Director Nakajima, Norio | Management | For | For |
3.5 | Elect Director Iwatsubo, Hiroshi | Management | For | For |
3.6 | Elect Director Takemura, Yoshito | Management | For | For |
3.7 | Elect Director Ishino, Satoshi | Management | For | For |
3.8 | Elect Director Shigematsu, Takashi | Management | For | For |
4.1 | Elect Director and Audit Committee Member Tanaka, Junichi | Management | For | For |
4.2 | Elect Director and Audit Committee Member Yoshihara, Hiroaki | Management | For | For |
4.3 | Elect Director and Audit Committee Member Toyoda, Masakazu | Management | For | For |
4.4 | Elect Director and Audit Committee Member Ueno, Hiroshi | Management | For | For |
5 | Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
6 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
MYSALE GROUP PLC MEETING DATE: NOV 25, 2015 | ||||
TICKER: MYSL SECURITY ID: G63590106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Elect Iain McDonald as a Director | Management | For | For |
4 | Reelect Andrew Dingle as a Director | Management | For | Against |
5 | Reelect Carl Jackson as a Director | Management | For | Against |
6 | Reelect James Jackson as a Director | Management | For | Against |
7 | Reelect David Mortimer as a Director | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
NASPERS LTD MEETING DATE: AUG 28, 2015 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
4.2 | Elect Mark Sorour as Director | Management | For | Against |
4.3 | Elect Koos Bekker as Director | Management | For | Against |
5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
5.2 | Re-elect Don Eriksson as Director | Management | For | For |
5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
12 | Authorise Ratification of Approved Resolutions | Management | For | For |
1.1 | Approve Fees of the Board Chairman | Management | For | For |
1.2 | Approve Fees of the Board Member | Management | For | For |
1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
NAVER CORP. MEETING DATE: MAR 18, 2016 | ||||
TICKER: A035420 SECURITY ID: Y62579100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Kim Su-wook as Outside Director | Management | For | For |
2.2 | Elect Jeong Ui-jong as Outside Director | Management | For | For |
2.3 | Elect Hong Jun-pyo as Outside Director | Management | For | Against |
3.1 | Elect Kim Su-wook as Member of Audit Committee | Management | For | For |
3.2 | Elect Jeong Ui-jong as Member of Audit Committee | Management | For | For |
3.3 | Elect Hong Jun-pyo as Member of Audit Committee | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NCSOFT CORP. MEETING DATE: MAR 25, 2016 | ||||
TICKER: A036570 SECURITY ID: Y6258Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3 | Elect Park Byeong-mu as Non-independent Non-executive Director | Management | For | For |
4 | Elect Three Outside Directors (Bundled) | Management | For | For |
5 | Elect Three Members of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NEC CORP. MEETING DATE: JUN 22, 2016 | ||||
TICKER: 6701 SECURITY ID: J48818124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Endo, Nobuhiro | Management | For | For |
1.2 | Elect Director Niino, Takashi | Management | For | For |
1.3 | Elect Director Shimizu, Takaaki | Management | For | For |
1.4 | Elect Director Kawashima, Isamu | Management | For | For |
1.5 | Elect Director Morita, Takayuki | Management | For | For |
1.6 | Elect Director Emura, Katsumi | Management | For | For |
1.7 | Elect Director Kunibe, Takeshi | Management | For | For |
1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
1.9 | Elect Director Sasaki, Kaori | Management | For | For |
1.10 | Elect Director Oka, Motoyuki | Management | For | For |
1.11 | Elect Director Noji, Kunio | Management | For | For |
2 | Appoint Statutory Auditor Yamada, Kazuyasu | Management | For | For |
3 | Approve Annual Bonus | Management | For | For |
NETSUITE INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Beane, III | Management | For | For |
1.2 | Elect Director Deborah Farrington | Management | For | For |
1.3 | Elect Director James McGeever | Management | For | For |
1.4 | Elect Director Edward Zander | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
NEW RELIC, INC. MEETING DATE: AUG 18, 2015 | ||||
TICKER: NEWR SECURITY ID: 64829B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah Friar | Management | For | For |
1.2 | Elect Director Adam Messinger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NHN ENTERTAINMENT CORP. MEETING DATE: MAR 25, 2016 | ||||
TICKER: A181710 SECURITY ID: Y6347N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Lee Jun-ho as Inside Director | Management | For | Against |
3.2 | Elect Ahn Hyeon-sik as Inside Director | Management | For | Against |
4.1 | Elect Lee Jun-young as Outside Director | Management | For | For |
4.2 | Elect Han Jeong-su as Outside Director | Management | For | For |
4.3 | Elect Lee Seok-woo as Outside Director | Management | For | For |
5.1 | Elect Lee Jun-young as Member of Audit Committee | Management | For | For |
5.2 | Elect Han Jeong-su as Member of Audit Committee | Management | For | For |
5.3 | Elect Lee Seok-woo as Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
7 | Approve Stock Option Grants | Management | For | For |
NIDEC CORP. MEETING DATE: JUN 17, 2016 | ||||
TICKER: 6594 SECURITY ID: J52968104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nagamori, Shigenobu | Management | For | For |
1.2 | Elect Director Kobe, Hiroshi | Management | For | For |
1.3 | Elect Director Katayama, Mikio | Management | For | For |
1.4 | Elect Director Sato, Akira | Management | For | For |
1.5 | Elect Director Miyabe, Toshihiko | Management | For | For |
1.6 | Elect Director Ido, Kiyoto | Management | For | For |
1.7 | Elect Director Ishida, Noriko | Management | For | For |
2.1 | Appoint Statutory Auditor Nagatomo, Eisuke | Management | For | For |
2.2 | Appoint Statutory Auditor Watanabe, Junko | Management | For | For |
NIMBLE STORAGE, INC. MEETING DATE: JUL 16, 2015 | ||||
TICKER: NMBL SECURITY ID: 65440R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Goetz | Management | For | For |
1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
1.3 | Elect Director Ping Li | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 29, 2016 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 120 | Management | For | For |
2 | Amend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Amend Provisions on Number of Directors | Management | For | For |
3.1 | Elect Director Kimishima, Tatsumi | Management | For | For |
3.2 | Elect Director Takeda, Genyo | Management | For | For |
3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
3.4 | Elect Director Takahashi, Shinya | Management | For | For |
3.5 | Elect Director Furukawa, Shuntaro | Management | For | For |
4.1 | Elect Director and Audit Committee Member Noguchi, Naoki | Management | For | For |
4.2 | Elect Director and Audit Committee Member Mizutani, Naoki | Management | For | For |
4.3 | Elect Director and Audit Committee Member Mitamura, Yoshimi | Management | For | For |
4.4 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | For |
5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
6 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2016 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director Persis S. Drell | Management | For | For |
1d | Elect Director James C. Gaither | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director William J. Miller | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: JUL 02, 2015 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: JUN 02, 2016 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
3l | Reelect Rick Tsai as Director | Management | For | For |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Ordinary Shares | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2016 | ||||
TICKER: ON SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan Campbell | Management | For | For |
1.2 | Elect Director Gilles Delfassy | Management | For | For |
1.3 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.4 | Elect Director J. Daniel McCranie | Management | For | For |
1.5 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ON-BRIGHT ELECTRONICS INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: 4947 SECURITY ID: G67529100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Consolidated Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4.1 | Elect Tsai Hsun Hsiung as Independent Director | Management | For | For |
4.2 | Elect Wu Jin Shun as Independent Director | Management | For | For |
4.3 | Elect Yin Jian Wei as Independent Director | Management | For | For |
4.4 | Elect Non-Independent Director No.1 | Shareholder | None | Abstain |
4.5 | Elect Non-Independent Director No.2 | Shareholder | None | Abstain |
4.6 | Elect Non-Independent Director No.3 | Shareholder | None | Abstain |
4.7 | Elect Non-Independent Director No.4 | Shareholder | None | Abstain |
5 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
6 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
7 | Other Business (Voting) | Management | None | Against |
OPTIMAL PAYMENTS PLC MEETING DATE: SEP 28, 2015 | ||||
TICKER: OPAY SECURITY ID: G6770D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Paysafe Group plc | Management | For | For |
2 | Adopt New Memorandum and Articles of Association | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 18, 2015 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
7 | Approve Quantifiable Performance Metrics | Shareholder | Against | Against |
8 | Amend Corporate Governance Guidelines | Shareholder | Against | Against |
9 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
PAYPAL HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: PYPL SECURITY ID: 70450Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wences Casares | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Gail J. McGovern | Management | For | For |
1f | Elect Director David M. Moffett | Management | For | For |
1g | Elect Director Pierre M. Omidyar | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PAYSAFE GROUP PLC MEETING DATE: MAY 25, 2016 | ||||
TICKER: PAYS SECURITY ID: G6963K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Long Term Incentive Plan | Management | For | For |
5 | Approve Sharesave Plan | Management | For | For |
6 | Re-elect Dennis Jones as Director | Management | For | For |
7 | Re-elect Joel Leonoff as Director | Management | For | For |
8 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
9 | Re-elect Andrew Dark as Director | Management | For | For |
10 | Re-elect Ian Francis as Director | Management | For | For |
11 | Re-elect Brahm Gelfand as a Director | Management | For | For |
12 | Re-elect Ian Jenks as Director | Management | For | For |
13 | Reappoint KPMG Audit LLC as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: JUN 10, 2016 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gyenes | Management | For | For |
1.2 | Elect Director Richard H. Jones | Management | For | For |
1.3 | Elect Director Steven F. Kaplan | Management | For | For |
1.4 | Elect Director James P. O'Halloran | Management | For | For |
1.5 | Elect Director Sharon Rowlands | Management | For | For |
1.6 | Elect Director Alan Trefler | Management | For | For |
1.7 | Elect Director Larry Weber | Management | For | For |
1.8 | Elect Director William W. Wyman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Restricted Stock Unit Sub-Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: JUL 28, 2015 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Authorization of the Board to Handle All Matters Related to Merger | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
PHOENIX NEW MEDIA LTD. MEETING DATE: AUG 18, 2015 | ||||
TICKER: FENG SECURITY ID: 71910C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements of the Company for the Fiscal Year Ended December 31, 2014 | Management | For | For |
2 | Approve Re-appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor of the Company | Management | For | For |
3 | Approve Remuneration of External Auditor | Management | For | For |
4 | Re-elect Carson Wen as Director of the Company | Management | For | For |
5 | Approve Authorization to the Directors and Officers of the Company to Take Any and Every Action that Might be Necessary to Effect the Foregoing Resolutions | Management | For | For |
POLYTRONICS TECHNOLOGY CORP. MEETING DATE: JUN 23, 2016 | ||||
TICKER: 6224 SECURITY ID: Y7063Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
5 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: MAY 13, 2016 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PROOFPOINT, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: PFPT SECURITY ID: 743424103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas Garn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PTC INC. MEETING DATE: MAR 02, 2016 | ||||
TICKER: PTC SECURITY ID: 69370C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice D. Chaffin | Management | For | For |
1.2 | Elect Director Donald K. Grierson | Management | For | For |
1.3 | Elect Director James E. Heppelmann | Management | For | For |
1.4 | Elect Director Klaus Hoehn | Management | For | For |
1.5 | Elect Director Paul A. Lacy | Management | For | For |
1.6 | Elect Director Robert P. Schechter | Management | For | For |
1.7 | Elect Director Renato Zambonini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PURE STORAGE, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: PSTG SECURITY ID: 74624M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John 'Coz' Colgrove | Management | For | For |
1.2 | Elect Director Scott Dietzen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Gavin, Jr. | Management | For | For |
1b | Elect Director Alexander Ott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QORVO, INC. MEETING DATE: AUG 10, 2015 | ||||
TICKER: QRVO SECURITY ID: 74736K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director Charles Scott Gibson | Management | For | For |
1.6 | Elect Director John R. Harding | Management | For | For |
1.7 | Elect Director David H.Y. Ho | Management | For | For |
1.8 | Elect Director Roderick D. Nelson | Management | For | For |
1.9 | Elect Director Walden C. Rhines | Management | For | For |
1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2016 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Raymond V. Dittamore | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Paul E. Jacobs | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
RAPID7, INC. MEETING DATE: JUN 13, 2016 | ||||
TICKER: RPD SECURITY ID: 753422104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corey Thomas | Management | For | For |
1.2 | Elect Director Timothy McAdam | Management | For | For |
1.3 | Elect Director J. Benjamin Nye | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
REACHLOCAL, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: RLOC SECURITY ID: 75525F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Hale | Management | For | For |
1.2 | Elect Director Sharon Rowlands | Management | For | For |
1.3 | Elect Director Alan Salzman | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
REALD INC. MEETING DATE: FEB 24, 2016 | ||||
TICKER: RLD SECURITY ID: 75604L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 06, 2015 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sohaib Abbasi | Management | For | For |
1.2 | Elect Director Charlene T. Begley | Management | For | For |
1.3 | Elect Director Narendra K. Gupta | Management | For | For |
1.4 | Elect Director William S. Kaiser | Management | For | For |
1.5 | Elect Director Donald H. Livingstone | Management | For | For |
1.6 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROSETTA STONE INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: RST SECURITY ID: 777780107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. John Hass, III | Management | For | For |
1.2 | Elect Director David Nierenberg | Management | For | For |
1.3 | Elect Director Steven P. Yankovich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Keith Block | Management | For | For |
1c | Elect Director Craig Conway | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | For |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Lawrence Tomlinson | Management | For | For |
1j | Elect Director Robin Washington | Management | For | For |
1k | Elect Director Maynard Webb | Management | For | For |
1l | Elect Director Susan Wojcicki | Management | For | For |
2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
SAMSUNG SDI CO., LTD. MEETING DATE: JAN 25, 2016 | ||||
TICKER: A006400 SECURITY ID: Y74866107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
SAMSUNG SDI CO., LTD. MEETING DATE: MAR 11, 2016 | ||||
TICKER: A006400 SECURITY ID: Y74866107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Song Chang-ryong as Inside Director | Management | For | For |
2.2 | Elect Kim Hong-gyeong as Inside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Amend Articles of Incorporation | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 07, 2016 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Kenneth Taylor | Management | For | For |
1.3 | Elect Director David Caputo | Management | For | For |
1.4 | Elect Director Dermot O'Carroll | Management | For | For |
1.5 | Elect Director Scott Hamilton | Management | For | For |
1.6 | Elect Director Gemma Toner | Management | For | For |
1.7 | Elect Director Osama Arafat | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
SANKEN ELECTRIC CO. LTD. MEETING DATE: JUN 24, 2016 | ||||
TICKER: 6707 SECURITY ID: J67392134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wada, Takashi | Management | For | For |
1.2 | Elect Director Hoshino, Masao | Management | For | For |
1.3 | Elect Director Suzuki, Yoshihiro | Management | For | For |
1.4 | Elect Director Suzuki, Kazunori | Management | For | For |
1.5 | Elect Director Soroji, Takeshi | Management | For | For |
1.6 | Elect Director Takani, Hideo | Management | For | For |
1.7 | Elect Director Richard R. Lury | Management | For | For |
1.8 | Elect Director Fujita, Noriharu | Management | For | For |
2 | Appoint Statutory Auditor Ota, Akira | Management | For | For |
SAPPHIRE TECHNOLOGY CO. LTD. MEETING DATE: MAR 30, 2016 | ||||
TICKER: A123260 SECURITY ID: Y7T137114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Elect Kim Dong-hwan as Non-independent Non-executive Director | Management | For | Against |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
SCIQUEST, INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: SQI SECURITY ID: 80908T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Steven Nelson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: AUG 11, 2015 | ||||
TICKER: 00981 SECURITY ID: G8020E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Datang Pre-emptive Share Purchase Agreement, Issuance of Datang Pre-emptive Shares and Related Transactions | Management | For | For |
2 | Approve Country Hill Pre-emptive Share Purchase Agreement, Issuance of Country Hill Pre-emptive Shares and Related Transactions | Management | For | For |
3 | Approve Grant of Restricted Share Units to Zhou Zixue Under the 2014 Equity Incentive Plan and Related Transactions | Management | For | For |
SENSATA TECHNOLOGIES HOLDING N.V. MEETING DATE: MAY 19, 2016 | ||||
TICKER: ST SECURITY ID: N7902X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul Edgerley as Director | Management | For | For |
1.2 | Elect Martha Sullivan as Director | Management | For | For |
1.3 | Elect Beda Bolzenius as Director | Management | For | For |
1.4 | Elect James E. Heppelmann as Director | Management | For | For |
1.5 | Elect Michael J. Jacobson as Director | Management | For | For |
1.6 | Elect Charles W. Peffer as Director | Management | For | For |
1.7 | Elect Kirk P. Pond as Director | Management | For | For |
1.8 | Elect Andrew Teich as Director | Management | For | For |
1.9 | Elect Thomas Wroe as Director | Management | For | For |
1.10 | Elect Stephen Zide as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3b | Approve Financial Statements and Statutory Reports for Fiscal Year 2015 | Management | For | For |
4 | Approve Discharge of Board and President | Management | For | For |
5 | Grant Board Authority to Repurchase Shares | Management | For | For |
6 | Amend Articles of Association to Include a Derivative Disclosure Requirement | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
SERVICESOURCE INTERNATIONAL, INC. MEETING DATE: MAY 31, 2016 | ||||
TICKER: SREV SECURITY ID: 81763U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James C. Madden | Management | For | For |
1B | Elect Director Thomas F. Mendoza | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors - Withdrawn | Management | None | None |
SHORETEL, INC. MEETING DATE: NOV 11, 2015 | ||||
TICKER: SHOR SECURITY ID: 825211105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shane Robison | Management | For | For |
1.2 | Elect Director Charles D. Kissner | Management | For | For |
1.3 | Elect Director Constance Skidmore | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SILICON LABORATORIES INC. MEETING DATE: APR 21, 2016 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bock | Management | For | For |
1.2 | Elect Director Jack R. Lazar | Management | For | For |
1.3 | Elect Director Neil Kim | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: OCT 15, 2015 | ||||
TICKER: 2325 SECURITY ID: Y7934R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | Against |
2 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | Against |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: OCT 15, 2015 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | Against |
2 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | Against |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: MAY 16, 2016 | ||||
TICKER: 2325 SECURITY ID: Y7934R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan for Profit Distribution | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: MAY 16, 2016 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan for Profit Distribution | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
SINOSOFT TECHNOLOGY GROUP LIMITED MEETING DATE: JUN 28, 2016 | ||||
TICKER: 1297 SECURITY ID: G81875109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Kang Choon Kiat as Director | Management | For | For |
3b | Elect Kwauk Teh Ming, Walter as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SITRONIX TECHNOLOGY CORP. MEETING DATE: JUN 22, 2016 | ||||
TICKER: 8016 SECURITY ID: Y8118H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
5 | Approve Issuance of Restricted Stocks | Management | For | For |
SKY LIGHT HOLDINGS LTD. MEETING DATE: MAY 26, 2016 | ||||
TICKER: 3882 SECURITY ID: G8191M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Tang Wing Fong Terry as Director | Management | For | For |
3b | Elect Wu Yongmou as Director | Management | For | For |
3c | Elect Lu Yongbin as Director | Management | For | For |
3d | Elect Huang Erwin Steve as Director | Management | For | Against |
3e | Elect Tang Kam Sau as Director | Management | For | Against |
3f | Elect Chan Tsu Ming Louis as Director | Management | For | For |
3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Aldrich | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Timothy R. Furey | Management | For | For |
1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.5 | Elect Director Christine King | Management | For | For |
1.6 | Elect Director David P. McGlade | Management | For | For |
1.7 | Elect Director David J. McLachlan | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
SMA SOLAR TECHNOLOGY AG MEETING DATE: MAY 31, 2016 | ||||
TICKER: S92 SECURITY ID: D7008K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.14 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Roland Grebe for Fiscal 2015 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Martin Kinne for Fiscal 2015 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Juergen Reinert for Fiscal 2015 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Lydia Sommer for Fiscal 2015 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Pierre-Pascal Urbon for Fiscal 2015 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Roland Bent for Fiscal 2015 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Guenther Cramer for Fiscal 2015 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Oliver Dietzel for Fiscal 2015 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Peter Drews for Fiscal 2015 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Erik Ehrentraut for Fiscal 2015 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Kim Fausing for Fiscal 2015 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Guenther Haeckl for Fiscal 2015 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Johannes Haede for Fiscal 2015 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Heike Haigis for Fiscal 2015 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Winfried Hoffmann for Fiscal 2015 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Joachim Schlosser for Fiscal 2015 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Yvonne Siebert for Fiscal 2015 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Matthias Victor for Fiscal 2015 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Hans-Dieter Werner for Fiscal 2015 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Reiner Wettlaufer for Fiscal 2015 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Mirko Zeidler for Fiscal 2015 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2016 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SMART TECHNOLOGIES INC. MEETING DATE: AUG 06, 2015 | ||||
TICKER: SMA SECURITY ID: 83172R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Gaydon | Management | For | For |
1.2 | Elect Director Robert C. Hagerty | Management | For | For |
1.3 | Elect Director Gary Hughes | Management | For | For |
1.4 | Elect Director Ian McKinnon | Management | For | For |
1.5 | Elect Director Michael J. Mueller | Management | For | For |
2 | Approve Employee Share Ownership Plan | Management | For | Against |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SMART TECHNOLOGIES INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: SMA SECURITY ID: 83172R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Consolidation | Management | For | For |
SONY CORPORATION MEETING DATE: JUN 17, 2016 | ||||
TICKER: 6758 SECURITY ID: J76379106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.3 | Elect Director Nagayama, Osamu | Management | For | For |
1.4 | Elect Director Nimura, Takaaki | Management | For | For |
1.5 | Elect Director Harada, Eiko | Management | For | For |
1.6 | Elect Director Ito, Joichi | Management | For | For |
1.7 | Elect Director Tim Schaaff | Management | For | For |
1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
1.9 | Elect Director Miyata, Koichi | Management | For | For |
1.10 | Elect Director John V.Roos | Management | For | For |
1.11 | Elect Director Sakurai, Eriko | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SPLUNK INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: SPLK SECURITY ID: 848637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director David Hornik | Management | For | For |
1c | Elect Director Thomas Neustaetter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNEDISON SEMICONDUCTOR LIMITED MEETING DATE: JUL 29, 2015 | ||||
TICKER: SEMI SECURITY ID: Y8213L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Antonio R. Alvarez | Management | For | For |
1b | Elect Director Gideon Argov | Management | For | For |
1c | Elect Director Michael F. Bartholomeusz | Management | For | For |
1d | Elect Director Jeffrey A. Beck | Management | For | For |
1e | Elect Director Justine F. Lien | Management | For | For |
1f | Elect Director Shaker Sadasivam | Management | For | For |
1g | Elect Director Abdul Jabbar Bin Karam Din | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Non-Employee Directors' Cash Compensation | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
SUNGY MOBILE LTD. MEETING DATE: NOV 16, 2015 | ||||
TICKER: GOMO SECURITY ID: 86737M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Articles | Management | For | For |
3 | Authorized Directors to do All Things Necessary to Give Effect to the Merger Agreement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. MEETING DATE: MAY 19, 2016 | ||||
TICKER: 2382 SECURITY ID: G8586D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Ye Liaoning as Director | Management | For | Against |
3b | Elect Wang Wenjie as Director | Management | For | Against |
3c | Elect Zhang Yuqing as Director | Management | For | For |
3d | Elect Feng Hua Jun as Director | Management | For | For |
3e | Elect Shao Yang Dong as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Deloitte Touche Tohmatsu as External Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: APR 28, 2016 | ||||
TICKER: SPWR SECURITY ID: 867652406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard Clement | Management | For | For |
1.2 | Elect Director Denis Giorno | Management | For | For |
1.3 | Elect Director Catherine A. Lesjak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SYNTEL, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | Withhold |
1.3 | Elect Director Thomas Doeke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director Nitin Rakesh | Management | For | Withhold |
1.6 | Elect Director Prashant Ranade | Management | For | Withhold |
1.7 | Elect Director Vinod K. Sahney | Management | For | For |
1.8 | Elect Director Neerja Sethi | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
TAIYO YUDEN CO. LTD. MEETING DATE: JUN 29, 2016 | ||||
TICKER: 6976 SECURITY ID: J80206113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles to Amend Business Lines - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
3.1 | Elect Director Tosaka, Shoichi | Management | For | For |
3.2 | Elect Director Tsutsumi, Seiichi | Management | For | For |
3.3 | Elect Director Masuyama, Shinji | Management | For | For |
3.4 | Elect Director Takahashi, Osamu | Management | For | For |
3.5 | Elect Director Sase, Katsuya | Management | For | For |
3.6 | Elect Director Agata, Hisaji | Management | For | For |
3.7 | Elect Director Hiraiwa, Masashi | Management | For | For |
4.1 | Appoint Statutory Auditor Nakano, Katsushige | Management | For | For |
4.2 | Appoint Statutory Auditor Yoshitake, Hajime | Management | For | For |
5 | Appoint Alternate Statutory Auditor Arai, Hiroshi | Management | For | For |
6 | Approve Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: MAR 02, 2016 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | For |
1b | Elect Director Terrence R. Curtin | Management | For | For |
1c | Elect Director Carol A. ("John") Davidson | Management | For | For |
1d | Elect Director Juergen W. Gromer | Management | For | For |
1e | Elect Director William A. Jeffrey | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Yong Nam | Management | For | For |
1h | Elect Director Daniel J. Phelan | Management | For | For |
1i | Elect Director Paula A. Sneed | Management | For | For |
1j | Elect Director Mark C. Trudeau | Management | For | For |
1k | Elect Director John C. Van Scoter | Management | For | For |
1l | Elect Director Laura H. Wright | Management | For | For |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
3c | Elect John C. Van Scoter as Member of Management Development & Compensation Committee | Management | For | For |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
5.1 | Accept Annual Report for Fiscal Year Ended September 26, 2014 | Management | For | For |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | For |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015 | Management | For | For |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
11 | Approve Allocation of Available Earnings for Fiscal Year 2014 | Management | For | For |
12 | Approve Declaration of Dividend | Management | For | For |
13 | Authorize Share Repurchase Program | Management | For | For |
14 | Amend Articles of Association Re: Capital and Related Amendments | Management | For | For |
15 | Approve Reduction of Share Capital | Management | For | For |
16 | Adjourn Meeting | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 20, 2016 | ||||
TICKER: 669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Patrick Kin Wah Chan as Director | Management | For | Against |
3b | Elect Roy Chi Ping Chung as Director | Management | For | Against |
3c | Elect Camille Jojo as Director | Management | For | Against |
3d | Elect Christopher Patrick Langley as Director | Management | For | For |
3e | Elect Manfred Kuhlmann as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TELETECH HOLDINGS, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: TTEC SECURITY ID: 879939106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth D. Tuchman | Management | For | For |
1b | Elect Director James E. Barlett (Withdrawn) | Management | None | None |
1c | Elect Director Tracy L. Bahl | Management | For | For |
1d | Elect Director Gregory A. Conley | Management | For | For |
1e | Elect Director Robert N. Frerichs | Management | For | For |
1f | Elect Director Marc L. Holtzman | Management | For | For |
1g | Elect Director Shrikant Mehta | Management | For | For |
1h | Elect Director Steven J. Anenen | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTURA CORPORATION MEETING DATE: MAY 02, 2016 | ||||
TICKER: TXTR SECURITY ID: 883211104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kristi Ross | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: DSG SECURITY ID: 249906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Deborah Close | Management | For | For |
1.4 | Elect Director Eric A. Demirian | Management | For | For |
1.5 | Elect Director Chris Hewat | Management | For | For |
1.6 | Elect Director Jane O'Hagan | Management | For | For |
1.7 | Elect Director Edward J. Ryan | Management | For | For |
1.8 | Elect Director John J. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: ULTI SECURITY ID: 90385D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Scott Scherr | Management | For | For |
1B | Elect Director Alois T. Leiter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
THE WESTERN UNION COMPANY MEETING DATE: MAY 12, 2016 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin I. Cole | Management | For | For |
1b | Elect Director Hikmet Ersek | Management | For | For |
1c | Elect Director Richard A. Goodman | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Betsy D. Holden | Management | For | For |
1f | Elect Director Jeffrey A. Joerres | Management | For | For |
1g | Elect Director Roberto G. Mendoza | Management | For | For |
1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
1i | Elect Director Robert W. Selander | Management | For | For |
1j | Elect Director Frances Fragos Townsend | Management | For | For |
1k | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
TOSHIBA CORP. MEETING DATE: SEP 30, 2015 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Allow Outside Directors to Chair the Board of Directors - Indemnify Directors | Management | For | For |
2.1 | Elect Director Muromachi, Masashi | Management | For | For |
2.2 | Elect Director Ushio, Fumiaki | Management | For | For |
2.3 | Elect Director Itami, Hiroyuki | Management | For | For |
2.4 | Elect Director Tsunakawa, Satoshi | Management | For | For |
2.5 | Elect Director Hirata, Masayoshi | Management | For | For |
2.6 | Elect Director Noda, Teruko | Management | For | For |
2.7 | Elect Director Ikeda, Koichi | Management | For | For |
2.8 | Elect Director Furuta, Yuki | Management | For | For |
2.9 | Elect Director Kobayashi, Yoshimitsu | Management | For | For |
2.10 | Elect Director Sato, Ryoji | Management | For | For |
2.11 | Elect Director Maeda, Shinzo | Management | For | For |
3 | Amend Articles to Disclose Reasons for Overlooking of Accounting Irregularities at and Reality of Each Business Unit, Accounting Department, Board of Directors, Audit Committee, and External Audit Firm | Shareholder | Against | Against |
4 | Amend Articles to Disclose Information Concerning Delay of Disclosing Reporting Requirement Imposed by Securities and Exchange Surveillance Commission, Reasons Why Investigation Scope Is Five Years, Reasons Why Investigation Period Is Two Months, etc | Shareholder | Against | Against |
5 | Amend Articles to Disclose Information Concerning Investigation Methodology Employed by Internal Special Investigation Committee and Investigation Results, Number of Employees and Outside Experts Involved in Investigation and Related Cost | Shareholder | Against | Against |
6 | Amend Articles to Disclose Details Concerning Investigation Methodology Employed by Third Party Committee and Investigation Results | Shareholder | Against | Against |
7 | Amend Articles to Disclose Details Concerning Costs Associated with Accounting Irregularities, Compensation Paid to Directors Responsible for Accounting Irregularities, Audit Committee Members, External Audit Firm, and Other Related Costs | Shareholder | Against | Against |
8 | Amend Articles to Disclose Identity of Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment and Details of Their Instructions, Identity of Those Who Failed to Oppose Such Instructions and Their Reasons | Shareholder | Against | Against |
9 | Amend Articles to Disclose Identity of Directors and Executive Officers Involved in Accounting Irregularities Who Were Penalized, as well as Details of Penalties | Shareholder | Against | Against |
10 | Amend Articles to Seek Damage Compensation from Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment, as well as Those Who Owe Duty of Care on Accounting Irregularities, and Disclose Details of Damage Compensation Charges | Shareholder | Against | Against |
11 | Amend Articles to Investigate Accounting for Fiscal Years from 1999-2000 through 2009-10, and Disclose Investigation Methodology and Results | Shareholder | Against | Against |
12 | Amend Articles to Disclose Minutes of Board of Directors Meetings and Audit Committee Meetings Held Since January 2000 | Shareholder | Against | Against |
13 | Amend Articles to Disclose the Number of Employees Involved in Accounting Irregularities at Each Business Unit, and Other Details Including Penalties Assessed against Them | Shareholder | Against | Against |
14 | Amend Articles to Compensate Shareholders and Former Shareholders for Losses Resulting from Accounting Irregularities, and Disclose Details of Compensation Scheme | Shareholder | Against | Against |
15 | Amend Articles to Require Equal Treatment of Non-Votes on Shareholder and Company Proposals | Shareholder | Against | Against |
16.1 | Appoint Shareholder Director Nominee Ayumi Uzawa | Shareholder | Against | Against |
16.2 | Appoint Shareholder Director Nominee Hideaki Kubori | Shareholder | Against | Against |
16.3 | Appoint Shareholder Director Nominee Susumu Takahashi | Shareholder | Against | Against |
16.4 | Appoint Shareholder Director Nominee Shigeru Nakajima | Shareholder | Against | Against |
16.5 | Appoint Shareholder Director Nominee Makito Hamada | Shareholder | Against | Against |
16.6 | Appoint Shareholder Director Nominee Yoshihiko Miyauchi | Shareholder | Against | Against |
TOSHIBA CORP. MEETING DATE: JUN 22, 2016 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Reduction | Management | For | For |
2 | Amend Articles to Eliminate Post of Senior Adviser | Management | For | For |
3.1 | Elect Director Tsunakawa, Satoshi | Management | For | For |
3.2 | Elect Director Hirata, Masayoshi | Management | For | For |
3.3 | Elect Director Noda, Teruko | Management | For | For |
3.4 | Elect Director Ikeda, Koichi | Management | For | For |
3.5 | Elect Director Furuta, Yuki | Management | For | For |
3.6 | Elect Director Kobayashi, Yoshimitsu | Management | For | For |
3.7 | Elect Director Sato, Ryoji | Management | For | For |
3.8 | Elect Director Maeda, Shinzo | Management | For | For |
3.9 | Elect Director Shiga, Shigenori | Management | For | For |
3.10 | Elect Director Naruke, Yasuo | Management | For | For |
4 | Appoint External Audit Firm | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James H. Blanchard | Management | For | For |
1b | Elect Director Kriss Cloninger, III | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Sidney E. Harris | Management | For | For |
1e | Elect Director William M. Isaac | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Mason H. Lampton | Management | For | For |
1h | Elect Director Connie D. McDaniel | Management | For | For |
1i | Elect Director Philip W. Tomlinson | Management | For | For |
1j | Elect Director John T. Turner | Management | For | For |
1k | Elect Director Richard W. Ussery | Management | For | For |
1l | Elect Director M. Troy Woods | Management | For | For |
1m | Elect Director James D. Yancey | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTVS SA MEETING DATE: SEP 03, 2015 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between the Company and Bematech S.A. | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Merger between the Company and Bematech S.A. | Management | For | For |
5 | Approve Share Issuance Related to the Transaction | Management | For | For |
6 | Amend Stock Option Plan | Management | For | Against |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TOTVS SA MEETING DATE: DEC 15, 2015 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A. | Management | For | For |
2 | Appoint Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A. | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Approved Share Based Incentive and Retention Plan | Management | For | For |
7 | Ratify the Calculation Methodology of the Stock Option Plan Approved on Nov. 29, 2012 | Management | For | For |
TOTVS SA MEETING DATE: JAN 21, 2016 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wolney Edirley Goncalves Betiol as Director | Management | For | Against |
TOTVS SA MEETING DATE: APR 26, 2016 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Approve Remuneration of Company's Management | Management | For | For |
TOTVS SA MEETING DATE: APR 26, 2016 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Acquisition of Neolog Consultoria e Sistemas S.A. | Management | For | For |
TOYO TANSO CO LTD MEETING DATE: MAR 30, 2016 | ||||
TICKER: 5310 SECURITY ID: J92689108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2.1 | Elect Director Konishi, Takashi | Management | For | For |
2.2 | Elect Director Ishihata, Naruhito | Management | For | For |
2.3 | Elect Director Zhan GuoBin | Management | For | For |
2.4 | Elect Director Arno Cloos | Management | For | For |
2.5 | Elect Director Tsutsumi, Hiroki | Management | For | For |
2.6 | Elect Director Yamada, Shogo | Management | For | For |
2.7 | Elect Director Iwamoto, Mune | Management | For | For |
2.8 | Elect Director Yamagata, Yasuo | Management | For | For |
3 | Appoint Alternate Statutory Auditor Edo, Tadashi | Management | For | For |
4.1 | Elect Director Morita, Junko | Shareholder | Against | Against |
4.2 | Elect Director Konishi, Takashi | Shareholder | Against | Against |
4.3 | Elect Director Kitabatake, Makoto | Shareholder | Against | Against |
4.4 | Elect Director Boki, Toshimi | Shareholder | Against | Against |
4.5 | Elect Director Yoshida, Shigeo | Shareholder | Against | Against |
4.6 | Elect Director Saito, Kaneyoshi | Shareholder | Against | Against |
4.7 | Elect Director Fujito, Hisatoshi | Shareholder | Against | Against |
4.8 | Elect Director Akimoto, Hiroyoshi | Shareholder | Against | Against |
TRAVELPORT WORLDWIDE LIMITED MEETING DATE: JUN 08, 2016 | ||||
TICKER: TVPT SECURITY ID: G9019D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Steenland | Management | For | For |
1b | Elect Director Gordon A. Wilson | Management | For | For |
1c | Elect Director Gavin R. Baiera | Management | For | For |
1d | Elect Director Gregory Blank | Management | For | For |
1e | Elect Director Elizabeth L. Buse | Management | For | For |
1f | Elect Director Steven R. Chambers | Management | For | For |
1g | Elect Director Michael J. Durham | Management | For | For |
1h | Elect Director Douglas A. Hacker | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 02, 2016 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director Merit E. Janow | Management | For | For |
1.3 | Elect Director Ulf J. Johansson | Management | For | For |
1.4 | Elect Director Meaghan Lloyd | Management | For | For |
1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
1.6 | Elect Director Mark S. Peek | Management | For | For |
1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
1.8 | Elect Director Borje Ekholm | Management | For | For |
1.9 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Change State of Incorporation from California to Delaware | Management | For | For |
TWITTER, INC. MEETING DATE: MAY 25, 2016 | ||||
TICKER: TWTR SECURITY ID: 90184L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Dorsey | Management | For | For |
1.2 | Elect Director Hugh Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
ULTRATECH, INC. MEETING DATE: JUL 21, 2015 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
1.2 | Elect Director Michael Child | Management | For | For |
1.3 | Elect Director Joel F. Gemunder | Management | For | For |
1.4 | Elect Director Nicholas Konidaris | Management | For | For |
1.5 | Elect Director Dennis R. Raney | Management | For | For |
1.6 | Elect Director Henri Richard | Management | For | For |
1.7 | Elect Director Rick Timmins | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP. MEETING DATE: JUN 07, 2016 | ||||
TICKER: 5347 SECURITY ID: Y9353N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan for Profit Distribution | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
VERIFONE SYSTEMS, INC. MEETING DATE: MAR 24, 2016 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Karen Austin | Management | For | For |
1.3 | Elect Director Paul Galant | Management | For | For |
1.4 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jonathan I. Schwartz | Management | For | For |
1.9 | Elect Director Jane J. Thompson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 23, 2016 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VIRTUSA CORPORATION MEETING DATE: SEP 01, 2015 | ||||
TICKER: VRTU SECURITY ID: 92827P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Trust | Management | For | For |
1.2 | Elect Director Izhar Armony | Management | For | For |
1.3 | Elect Director Rowland T. Moriarty | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. MEETING DATE: FEB 03, 2016 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Robert W. Matschullat | Management | For | For |
1f | Elect Director Cathy E. Minehan | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director David J. Pang | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: MAY 24, 2016 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald Paul | Management | For | For |
1.2 | Elect Director Frank Dieter Maier | Management | For | For |
1.3 | Elect Director Timothy V. Talbert | Management | For | For |
1.4 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VIVINT SOLAR, INC. MEETING DATE: FEB 24, 2016 | ||||
TICKER: VSLR SECURITY ID: 92854Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VIVINT SOLAR, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: VSLR SECURITY ID: 92854Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David F. D'Alessandro | Management | For | Withhold |
1b | Elect Director Bruce McEvoy | Management | For | Withhold |
1c | Elect Director Jay D. Pauley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WAYFAIR INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: W SECURITY ID: 94419L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neeraj Agrawal | Management | For | For |
1b | Elect Director Julie Bradley | Management | For | For |
1c | Elect Director Steven Conine | Management | For | For |
1d | Elect Director Robert Gamgort | Management | For | For |
1e | Elect Director Michael Kumin | Management | For | For |
1f | Elect Director Ian Lane | Management | For | For |
1g | Elect Director Romero Rodrigues | Management | For | For |
1h | Elect Director Niraj Shah | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WESTERN DIGITAL CORPORATION MEETING DATE: MAR 15, 2016 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
WIX.COM LTD. MEETING DATE: SEP 21, 2015 | ||||
TICKER: WIX SECURITY ID: M98068105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Yuval Cohen as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
1.2 | Reelect Roy Saar as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
2 | Issue Updated Indemnification Agreements to Directors/Officers | Management | For | For |
3 | Reappoint Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global as Auditors | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
WORKDAY, INC. MEETING DATE: JUN 01, 2016 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
1.3 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WORKIVA INC. MEETING DATE: JUN 14, 2016 | ||||
TICKER: WK SECURITY ID: 98139A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suku Radia | Management | For | For |
1.2 | Elect Director Martin J. Vanderploeg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
YAGEO CORP MEETING DATE: JUN 03, 2016 | ||||
TICKER: 2327 SECURITY ID: Y9723R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Approve Capital Structure Adjustments | Management | For | For |
6 | Other Matters or Transact Other Business (Non-Voting) | Management | None | None |
YAHOO! INC. MEETING DATE: JUN 30, 2016 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tor R. Braham | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director David Filo | Management | For | For |
1.4 | Elect Director Catherine J. Friedman | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Richard S. Hill | Management | For | For |
1.7 | Elect Director Marissa A. Mayer | Management | For | For |
1.8 | Elect Director Thomas J. McInerney | Management | For | For |
1.9 | Elect Director Jane E. Shaw | Management | For | For |
1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
1.11 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
YASKAWA ELECTRIC CORP. MEETING DATE: JUN 16, 2016 | ||||
TICKER: 6506 SECURITY ID: J9690T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles to Authorize Board to Determine Income Allocation | Management | For | For |
3.1 | Elect Director Tsuda, Junji | Management | For | For |
3.2 | Elect Director Ogasawara, Hiroshi | Management | For | For |
3.3 | Elect Director Murakami, Shuji | Management | For | For |
3.4 | Elect Director Minami, Yoshikatsu | Management | For | For |
3.5 | Elect Director Nakayama, Yuji | Management | For | For |
3.6 | Elect Director Takamiya, Koichi | Management | For | For |
4 | Elect Alternate Director and Audit Committee Member Takeshita, Masafumi | Management | For | For |
YELP INC. MEETING DATE: APR 13, 2016 | ||||
TICKER: YELP SECURITY ID: 985817105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Jeremy Levine | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 07, 2016 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on Profit Distribution | Management | For | For |
4 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
ZENDESK, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: ZEN SECURITY ID: 98936J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Bass | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Dana Stalder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
VIP TELECOMMUNICATIONS PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
8X8, INC. MEETING DATE: JUL 23, 2015 | ||||
TICKER: EGHT SECURITY ID: 282914100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | Withhold |
1.2 | Elect Director Bryan R. Martin | Management | For | Withhold |
1.3 | Elect Director Vikram Verma | Management | For | Withhold |
1.4 | Elect Director Eric Salzman | Management | For | Withhold |
1.5 | Elect Director Ian Potter | Management | For | Withhold |
1.6 | Elect Director Jaswinder Pal Singh | Management | For | Withhold |
1.7 | Elect Director Vladimir Jacimovic | Management | For | Withhold |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
ALTICE NV MEETING DATE: JUN 28, 2016 | ||||
TICKER: ATC SECURITY ID: N0R25F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
4 | Approve Discharge of Executive Board Members | Management | For | For |
5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
6 | Elect Michel Combes as Executive Director | Management | For | For |
7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
7.b | Amend Stock Option Plan | Management | For | Against |
7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
7.d | Amend Remuneration Policy | Management | For | Against |
7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
11 | Close Meeting | Management | None | None |
AMERICAN TOWER CORPORATION MEETING DATE: JUN 01, 2016 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Robert D. Hormats | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
AT&T INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
ATLANTIC TELE-NETWORK, INC. MEETING DATE: JUN 21, 2016 | ||||
TICKER: ATNI SECURITY ID: 049079205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Budd | Management | For | For |
1.2 | Elect Director Bernard J. Bulkin | Management | For | For |
1.3 | Elect Director Michael T. Flynn | Management | For | For |
1.4 | Elect Director Liane J. Pelletier | Management | For | For |
1.5 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
1.6 | Elect Director Michael T. Prior | Management | For | For |
1.7 | Elect Director Charles J. Roesslein | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: SEP 21, 2015 | ||||
TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend of NIS 933 Million in the Aggregate | Management | For | For |
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: OCT 19, 2015 | ||||
TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Order of Convertors of yesMaxTotal 3 Type from Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder for a Total Sum of USD 14,389,200 for the Period up to Dec. 31, 2017 | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: DEC 08, 2015 | ||||
TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related Party Transaction between Pelephone and Eurocom Cellular Communications Ltd. | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: JAN 14, 2016 | ||||
TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Mordechai Keret as External Director for Three Year Period | Management | For | For |
2 | Reelect Tali Simon as External Director for Three Year Period | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. MEETING DATE: MAR 02, 2016 | ||||
TICKER: BEZQ SECURITY ID: M2012Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Performance Criteria for the Bonus of the CEO for 2016 | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
BHARTI INFRATEL LTD. MEETING DATE: AUG 11, 2015 | ||||
TICKER: 534816 SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
3 | Elect R. B. Mittal as Director | Management | For | For |
4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect R. P. Singh as Independent Director | Management | For | For |
6 | Adopt New Articles of Association | Management | For | For |
7 | Approve Related Party Transactions with Bharti Airtel Limited | Management | For | For |
BHARTI INFRATEL LTD. MEETING DATE: MAR 21, 2016 | ||||
TICKER: INFRATEL SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Variations of Terms in the Utilization of Proceeds Received from the Initial Public Offering of Shares of the Company | Management | For | For |
BHARTI INFRATEL LTD. MEETING DATE: JUN 10, 2016 | ||||
TICKER: INFRATEL SECURITY ID: Y0R86J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Repurchase Program | Management | For | For |
BOINGO WIRELESS, INC. MEETING DATE: JUN 09, 2016 | ||||
TICKER: WIFI SECURITY ID: 09739C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Charles Boesenberg | Management | For | For |
1.2 | Elect Director Terrell Jones | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Karen Finerman | Shareholder | For | Did Not Vote |
1.2 | Elect Director Bradley Stewart | Shareholder | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | None | Did Not Vote |
CENTURYLINK, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha H. Bejar | Management | For | For |
1.2 | Elect Director Virginia Boulet | Management | For | For |
1.3 | Elect Director Peter C. Brown | Management | For | For |
1.4 | Elect Director W. Bruce Hanks | Management | For | For |
1.5 | Elect Director Mary L. Landrieu | Management | For | For |
1.6 | Elect Director Gregory J. McCray | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Harvey P. Perry | Management | For | For |
1.9 | Elect Director Glen F. Post, III | Management | For | For |
1.10 | Elect Director Michael J. Roberts | Management | For | For |
1.11 | Elect Director Laurie A. Siegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CHARTER COMMUNICATIONS, INC. MEETING DATE: SEP 21, 2015 | ||||
TICKER: CHTR SECURITY ID: 16117M305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Class A Shares in Connection with Acquisition | Management | For | For |
3 | Issue Class B Shares in Connection with Acquisition | Management | For | For |
4 | Approve Investment Agreement with Liberty Broadband | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6 | Amend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination | Management | For | For |
7 | Amend Certificate of Incorporation to Set Size and Composition Requirements | Management | For | For |
8 | Amend Certificate of Incorporation | Management | For | For |
9 | Amend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband | Management | For | For |
10 | Advisory Vote on Golden Parachutes | Management | For | For |
CHARTER COMMUNICATIONS, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: CHTR SECURITY ID: 16117M305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director W. Lance Conn | Management | For | For |
1B | Elect Director Michael P. Huseby | Management | For | For |
1C | Elect Director Craig A. Jacobson | Management | For | For |
1D | Elect Director Gregory B. Maffei | Management | For | For |
1E | Elect Director John C. Malone | Management | For | For |
1F | Elect Director John D. Markley, Jr. | Management | For | For |
1G | Elect Director David C. Merritt | Management | For | For |
1H | Elect Director Balan Nair | Management | For | For |
1I | Elect Director Thomas M. Rutledge | Management | For | For |
1J | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
CINCINNATI BELL INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: CBB SECURITY ID: 171871106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Phillip R. Cox | Management | For | For |
1b | Elect Director John W. Eck | Management | For | For |
1c | Elect Director Jakki L. Haussler | Management | For | For |
1d | Elect Director Craig F. Maier | Management | For | For |
1e | Elect Director Russel P. Mayer | Management | For | For |
1f | Elect Director Lynn A. Wentworth | Management | For | For |
1g | Elect Director Martin J. Yudkovitz | Management | For | For |
1h | Elect Director John M. Zrno | Management | For | For |
1i | Elect Director Theodore H. Torbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
COGENT COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 04, 2016 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Timothy Weingarten | Management | For | For |
1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
1.5 | Elect Director D. Blake Bath | Management | For | For |
1.6 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
COMMUNICATIONS SALES & LEASING, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CSAL SECURITY ID: 20341J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director Francis X. ("Skip") Frantz | Management | For | For |
1c | Elect Director Kenneth A. Gunderman | Management | For | For |
1d | Elect Director David L. Solomon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 02, 2016 | ||||
TICKER: CNSL SECURITY ID: 209034107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger H. Moore | Management | For | For |
1.2 | Elect Director Thomas A. Gerke | Management | For | For |
1.3 | Elect Director Dale E. Parker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CCI SECURITY ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison II | Management | For | For |
1f | Elect Director Dale N. Hatfield | Management | For | For |
1g | Elect Director Lee W. Hogan | Management | For | For |
1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1i | Elect Director J. Landis Martin | Management | For | For |
1j | Elect Director Robert F. McKenzie | Management | For | For |
1k | Elect Director Anthony J. Melone | Management | For | For |
1l | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CYRUSONE INC. MEETING DATE: MAY 02, 2016 | ||||
TICKER: CONE SECURITY ID: 23283R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Wojtaszek | Management | For | For |
1.2 | Elect Director David H. Ferdman | Management | For | For |
1.3 | Elect Director John W. Gamble, Jr. | Management | For | For |
1.4 | Elect Director Michael A. Klayko | Management | For | For |
1.5 | Elect Director T. Tod Nielsen | Management | For | For |
1.6 | Elect Director Alex Shumate | Management | For | For |
1.7 | Elect Director William E. Sullivan | Management | For | For |
1.8 | Elect Director Lynn A. Wentworth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
FAIRPOINT COMMUNICATIONS, INC. MEETING DATE: MAY 16, 2016 | ||||
TICKER: FRP SECURITY ID: 305560302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Aquino | Management | For | For |
1.2 | Elect Director Dennis J. Austin | Management | For | For |
1.3 | Elect Director Peter C. Gingold | Management | For | For |
1.4 | Elect Director Edward D. Horowitz | Management | For | For |
1.5 | Elect Director Michael J. Mahoney | Management | For | For |
1.6 | Elect Director Michael K. Robinson | Management | For | For |
1.7 | Elect Director Paul H. Sunu | Management | For | For |
1.8 | Elect Director David L. Treadwell | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP ('BDO') as Auditors | Management | For | For |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: FTR SECURITY ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Diana S. Ferguson | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director Daniel J. McCarthy | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Virginia P. Ruesterholz | Management | For | For |
1.8 | Elect Director Howard L. Schrott | Management | For | For |
1.9 | Elect Director Larraine D. Segil | Management | For | For |
1.10 | Elect Director Mark Shapiro | Management | For | For |
1.11 | Elect Director Myron A. Wick, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
GENERAL COMMUNICATION, INC. MEETING DATE: JUN 27, 2016 | ||||
TICKER: GNCMA SECURITY ID: 369385109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott M. Fisher | Management | For | For |
1b | Elect Director William P. Glasgow | Management | For | For |
1c | Elect Director James M. Schneider | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
GLOBALSTAR, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: GSAT SECURITY ID: 378973408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Patrick McIntyre | Management | For | For |
1.2 | Elect Director Richard S. Roberts | Management | For | For |
2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Other Business | Management | For | Against |
GOGO INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: GOGO SECURITY ID: 38046C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Crandall | Management | For | For |
1.2 | Elect Director Christopher D. Payne | Management | For | For |
1.3 | Elect Director Charles C. Townsend | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IDT CORPORATION MEETING DATE: DEC 14, 2015 | ||||
TICKER: IDT SECURITY ID: 448947507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Chenkin | Management | For | Against |
1.2 | Elect Director Eric F. Cosentino | Management | For | Against |
1.3 | Elect Director Howard S. Jonas | Management | For | For |
1.4 | Elect Director Bill Pereira | Management | For | For |
1.5 | Elect Director Judah Schorr | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
ILIAD MEETING DATE: MAY 19, 2016 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.41 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Cyril Poidatz as Director | Management | For | For |
6 | Reelect Thomas Reynaud, as Director | Management | For | For |
7 | Reelect Antoine Levavasseur, as Director | Management | For | For |
8 | Reelect Olivier Rosenfeld as Director | Management | For | For |
9 | Reelect Marie-Christine Levet as Director | Management | For | For |
10 | Elect Corinne Vigreux as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
12 | Advisory Vote on Compensation of Cyril Poidatz, Chairman | Management | For | For |
13 | Advisory Vote on Compensation of Maxime Lombardini, CEO | Management | For | For |
14 | Advisory Vote on Compensation of Rani Assaf, Antoine Levavasseur, Xavier Niel and Thomas Reynaud, Vice CEOs | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
16 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INCONTACT, INC. MEETING DATE: JUN 08, 2016 | ||||
TICKER: SAAS SECURITY ID: 45336E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore Stern | Management | For | For |
1.2 | Elect Director Paul Jarman | Management | For | For |
1.3 | Elect Director Steve Barnett | Management | For | For |
1.4 | Elect Director Mark J. Emkjer | Management | For | For |
1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
1.6 | Elect Director Paul F. Koeppe | Management | For | For |
1.7 | Elect Director Hamid Akhavan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
IRIDIUM COMMUNICATIONS INC. MEETING DATE: MAY 12, 2016 | ||||
TICKER: IRDM SECURITY ID: 46269C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Niehaus | Management | For | For |
1.2 | Elect Director Thomas C. Canfield | Management | For | For |
1.3 | Elect Director Matthew J. Desch | Management | For | For |
1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Jane L. Harman | Management | For | For |
1.6 | Elect Director Alvin B. Krongard | Management | For | For |
1.7 | Elect Director Eric T. Olson | Management | For | For |
1.8 | Elect Director Steven B. Pfeiffer | Management | For | For |
1.9 | Elect Director Parker W. Rush | Management | For | For |
1.10 | Elect Director Henrik O. Schliemann | Management | For | For |
1.11 | Elect Director S. Scott Smith | Management | For | For |
1.12 | Elect Director Barry J. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
KDDI CORPORATION MEETING DATE: JUN 22, 2016 | ||||
TICKER: 9433 SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles to Amend Business Lines | Management | For | For |
3.1 | Elect Director Onodera, Tadashi | Management | For | For |
3.2 | Elect Director Tanaka, Takashi | Management | For | For |
3.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
3.4 | Elect Director Takahashi, Makoto | Management | For | For |
3.5 | Elect Director Ishikawa, Yuzo | Management | For | For |
3.6 | Elect Director Tajima, Hidehiko | Management | For | For |
3.7 | Elect Director Uchida, Yoshiaki | Management | For | For |
3.8 | Elect Director Shoji, Takashi | Management | For | For |
3.9 | Elect Director Muramoto, Shinichi | Management | For | For |
3.10 | Elect Director Kuba, Tetsuo | Management | For | For |
3.11 | Elect Director Kodaira, Nobuyori | Management | For | For |
3.12 | Elect Director Fukukawa, Shinji | Management | For | For |
3.13 | Elect Director Tanabe, Kuniko | Management | For | For |
3.14 | Elect Director Nemoto, Yoshiaki | Management | For | For |
4.1 | Appoint Statutory Auditor Ishizu, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Yamashita, Akira | Management | For | For |
4.3 | Appoint Statutory Auditor Takano, Kakuji | Management | For | For |
4.4 | Appoint Statutory Auditor Kato, Nobuaki | Management | For | For |
5 | Approve Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: LVLT SECURITY ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James O. Ellis, Jr. | Management | For | For |
1b | Elect Director Jeff K. Storey | Management | For | For |
1c | Elect Director Kevin P. Chilton | Management | For | For |
1d | Elect Director Steven T. Clontz | Management | For | For |
1e | Elect Director Irene M. Esteves | Management | For | For |
1f | Elect Director T. Michael Glenn | Management | For | For |
1g | Elect Director Spencer B. Hays | Management | For | For |
1h | Elect Director Michael J. Mahoney | Management | For | For |
1i | Elect Director Kevin W. Mooney | Management | For | For |
1j | Elect Director Peter Seah Lim Huat | Management | For | For |
1k | Elect Director Peter van Oppen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
LUMOS NETWORKS CORP. MEETING DATE: MAY 04, 2016 | ||||
TICKER: LMOS SECURITY ID: 550283105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Aquino | Management | For | For |
1.2 | Elect Director Lawrence J. Askowitz | Management | For | For |
1.3 | Elect Director Timothy G. Biltz | Management | For | For |
1.4 | Elect Director Robert E. Guth | Management | For | For |
1.5 | Elect Director Shawn F. O'Donnell | Management | For | For |
1.6 | Elect Director William M. Pruellage | Management | For | For |
1.7 | Elect Director Michael K. Robinson | Management | For | For |
1.8 | Elect Director Michael T. Sicoli | Management | For | For |
1.9 | Elect Director Jerry E. Vaughn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 17, 2016 | ||||
TICKER: MIIC.F SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
2 | Receive Board's and Auditor's Reports | Management | None | None |
3 | Accept Consolidated and Standalone Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income | Management | For | Did Not Vote |
5 | Approve Dividends of USD 2.64 per Share | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
8 | Reelect Tomas Eliasson as Director | Management | For | Did Not Vote |
9 | Reelect Lorenzo Grabau as Director | Management | For | Did Not Vote |
10 | Reelect Alejandro Santo Domingo as Director | Management | For | Did Not Vote |
11 | Reelect Odilon Almeida as Director | Management | For | Did Not Vote |
12 | Elect Thomas Boardman as Director | Management | For | Did Not Vote |
13 | Elect Janet Davidson as Director | Management | For | Did Not Vote |
14 | Elect Jose Miguel Garcia Fernandez as Director | Management | For | Did Not Vote |
15 | Elect Simon Duffy as Director | Management | For | Did Not Vote |
16 | Appoint Thomas Boardman as Board Chairman | Management | For | Did Not Vote |
17 | Approve Remuneration of Directors | Management | For | Did Not Vote |
18 | Renew Appointment of Ernst & Young as Auditor | Management | For | Did Not Vote |
19 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
20 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
21 | Approve Share Repurchase | Management | For | Did Not Vote |
22 | Approve Guidelines for Remuneration to Senior Management | Management | For | Did Not Vote |
1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
2 | Change Date of Annual Meeting and Amend Article 19 Accordingly | Management | For | Did Not Vote |
3 | Amend Article 9.2 Re: Signing Powers Minutes of Board Meetings | Management | For | Did Not Vote |
PREMIERE GLOBAL SERVICES, INC. MEETING DATE: DEC 03, 2015 | ||||
TICKER: PGI SECURITY ID: 740585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 08, 2016 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Raymond V. Dittamore | Management | For | For |
1c | Elect Director Jeffrey W. Henderson | Management | For | For |
1d | Elect Director Thomas W. Horton | Management | For | For |
1e | Elect Director Paul E. Jacobs | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1j | Elect Director Francisco Ros | Management | For | For |
1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
RACKSPACE HOSTING, INC. MEETING DATE: APR 27, 2016 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William Taylor Rhodes | Management | For | For |
1B | Elect Director Lila Tretikov | Management | For | For |
2 | Ratify KPMG, LLP as Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 13, 2016 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin L. Beebe | Management | For | For |
1b | Elect Director Jack Langer | Management | For | For |
1c | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Proxy Access | Shareholder | Against | Against |
SHENANDOAH TELECOMMUNICATIONS COMPANY MEETING DATE: APR 19, 2016 | ||||
TICKER: SHEN SECURITY ID: 82312B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher E. French | Management | For | For |
1.2 | Elect Director Dale S. Lam | Management | For | For |
1.3 | Elect Director James E. Zerkel, II | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Aldrich | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Timothy R. Furey | Management | For | For |
1.4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.5 | Elect Director Christine King | Management | For | For |
1.6 | Elect Director David P. McGlade | Management | For | For |
1.7 | Elect Director David J. McLachlan | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement Relating to Amendment of By-laws | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Relating to Merger or Consolidation | Management | For | For |
6 | Eliminate Supermajority Vote Requirement Relating to Business Combination | Management | For | For |
7 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement Relating to Charter Provisions Governing Actions by Stockholders | Management | For | For |
SPRINT CORPORATION MEETING DATE: AUG 07, 2015 | ||||
TICKER: S SECURITY ID: 85207U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nikesh Arora | Management | For | For |
1.2 | Elect Director Robert Bennett | Management | For | For |
1.3 | Elect Director Gordon Bethune | Management | For | For |
1.4 | Elect Director Marcelo Claure | Management | For | For |
1.5 | Elect Director Ronald Fisher | Management | For | For |
1.6 | Elect Director Julius Genachowski | Management | For | For |
1.7 | Elect Director Michael Mullen | Management | For | For |
1.8 | Elect Director Masayoshi Son | Management | For | Withhold |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. McCormick | Management | For | For |
1.2 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
T-MOBILE US, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: TMUS SECURITY ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
1.3 | Elect Director Srikant M. Datar | Management | For | For |
1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
1.5 | Elect Director Timotheus Hottges | Management | For | For |
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
1.7 | Elect Director Raphael Kubler | Management | For | For |
1.8 | Elect Director Thorsten Langheim | Management | For | For |
1.9 | Elect Director John J. Legere | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Proxy Access | Shareholder | Against | Against |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Amend Clawback Policy | Shareholder | Against | Against |
TELECOM ITALIA SPA MEETING DATE: DEC 15, 2015 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Saving Shares into Ordinary Shares | Management | For | For |
2.1 | Change Board Size from 13 to 17 | Shareholder | None | For |
2.2 | Elect Four Directors (Bundled) | Shareholder | None | For |
2.3 | Fix Board Remuneration | Shareholder | None | For |
2.4 | Authorize New Directors to Assume Positions in Competing Companies | Shareholder | None | For |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 26, 2016 | ||||
TICKER: TDS SECURITY ID: 879433829 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence A. Davis | Management | For | For |
1.2 | Elect Director George W. Off | Management | For | For |
1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
1.4 | Elect Director Gary L. Sugarman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
TIME WARNER CABLE INC. MEETING DATE: SEP 21, 2015 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
TOWERSTREAM CORPORATION MEETING DATE: AUG 21, 2015 | ||||
TICKER: TWER SECURITY ID: 892000100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Urso | Management | For | For |
1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
1.3 | Elect Director Howard L. Haronian | Management | For | For |
1.4 | Elect Director Paul Koehler | Management | For | For |
1.5 | Elect Director William J. Bush | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Marcum LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 24, 2016 | ||||
TICKER: USM SECURITY ID: 911684108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Samuel Crowley | Management | For | For |
1.2 | Elect Director Paul-Henri Denuit | Management | For | For |
1.3 | Elect Director Harry J. Harczak, Jr. | Management | For | For |
1.4 | Elect Director Gregory P. Josefowicz | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2016 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
1.7 | Elect Director Lowell C. McAdam | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Kathryn A. Tesija | Management | For | For |
1.12 | Elect Director Gregory D. Wasson | Management | For | For |
1.13 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
VONAGE HOLDINGS CORP. MEETING DATE: JUN 03, 2016 | ||||
TICKER: VG SECURITY ID: 92886T201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan Masarek | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
ZAYO GROUP HOLDINGS, INC. MEETING DATE: NOV 02, 2015 | ||||
TICKER: ZAYO SECURITY ID: 98919V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Caruso | Management | For | For |
1.2 | Elect Director Don Gips | Management | For | For |
1.3 | Elect Director Nina Richardson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
VIP UTILITIES PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AT&T INC. MEETING DATE: APR 29, 2016 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
AVANGRID, INC. MEETING DATE: JUN 16, 2016 | ||||
TICKER: AGR SECURITY ID: 05351W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ignacio Sanchez Galan | Management | For | Withhold |
1.2 | Elect Director John E. Baldacci | Management | For | Withhold |
1.3 | Elect Director Pedro Azagra Blazquez | Management | For | Withhold |
1.4 | Elect Director Arnold L. Chase | Management | For | For |
1.5 | Elect Director Alfredo Elias Ayub | Management | For | Withhold |
1.6 | Elect Director Carol L. Folt | Management | For | For |
1.7 | Elect Director John L. Lahey | Management | For | For |
1.8 | Elect Director Santiago Martinez Garrido | Management | For | Withhold |
1.9 | Elect Director Juan Carlos Rebollo Liceaga | Management | For | Withhold |
1.10 | Elect Director Jose Sainz Armada | Management | For | Withhold |
1.11 | Elect Director Alan D. Solomont | Management | For | Withhold |
1.12 | Elect Director James P. Torgerson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
BLACK HILLS CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: BKH SECURITY ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Pechota | Management | For | For |
1.2 | Elect Director Mark A. Schober | Management | For | For |
1.3 | Elect Director Thomas J. Zeller | Management | For | For |
2 | Authorize Increase in Indebtedness | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 11, 2016 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director John B. (Thad) Hill, III | Management | For | For |
1.4 | Elect Director Michael W. Hofmann | Management | For | For |
1.5 | Elect Director David C. Merritt | Management | For | For |
1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director Scott J. McLean | Management | For | For |
1e | Elect Director Theodore F. Pound | Management | For | For |
1f | Elect Director Scott M. Prochazka | Management | For | For |
1g | Elect Director Susan O. Rheney | Management | For | For |
1h | Elect Director Phillip R. Smith | Management | For | For |
1i | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
CHENIERE ENERGY, INC. MEETING DATE: JUN 02, 2016 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Neal A. Shear | Management | For | For |
1.3 | Elect Director Vicky A. Bailey | Management | For | For |
1.4 | Elect Director Nuno Brandolini | Management | For | For |
1.5 | Elect Director Jonathan Christodoro | Management | For | For |
1.6 | Elect Director David I. Foley | Management | For | For |
1.7 | Elect Director David B. Kilpatrick | Management | For | For |
1.8 | Elect Director Samuel Merksamer | Management | For | For |
1.9 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.10 | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 19, 2016 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: CCI SECURITY ID: 22822V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison II | Management | For | For |
1f | Elect Director Dale N. Hatfield | Management | For | For |
1g | Elect Director Lee W. Hogan | Management | For | For |
1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1i | Elect Director J. Landis Martin | Management | For | For |
1j | Elect Director Robert F. McKenzie | Management | For | For |
1k | Elect Director Anthony J. Melone | Management | For | For |
1l | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOMINION RESOURCES, INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Helen E. Dragas | Management | For | For |
1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.5 | Elect Director John W. Harris | Management | For | For |
1.6 | Elect Director Mark J. Kington | Management | For | For |
1.7 | Elect Director Pamela J. Royal | Management | For | For |
1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.9 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.10 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Report on Potential Impact of Denial of a Certificate for North Anna 3 | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
8 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
9 | Report on Plans to Adapt to Distributed Energy Generation and Energy Efficiency Changes in Sector | Shareholder | Against | Abstain |
DTE ENERGY COMPANY MEETING DATE: MAY 05, 2016 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director W. Frank Fountain, Jr. | Management | For | For |
1.4 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.5 | Elect Director Gail J. McGovern | Management | For | For |
1.6 | Elect Director Mark A. Murray | Management | For | For |
1.7 | Elect Director James B. Nicholson | Management | For | For |
1.8 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.9 | Elect Director Josue Robles, Jr. | Management | For | For |
1.10 | Elect Director Ruth G. Shaw | Management | For | For |
1.11 | Elect Director David A. Thomas | Management | For | For |
1.12 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Abstain |
5 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
DYNEGY INC. MEETING DATE: MAY 20, 2016 | ||||
TICKER: DYN SECURITY ID: 26817R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Flexon | Management | For | For |
1.2 | Elect Director Pat Wood, III | Management | For | For |
1.3 | Elect Director Hilary E. Ackermann | Management | For | For |
1.4 | Elect Director Paul M. Barbas | Management | For | For |
1.5 | Elect Director Richard Lee Kuersteiner | Management | For | For |
1.6 | Elect Director Jeffrey S. Stein | Management | For | For |
1.7 | Elect Director John R. Sult | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EDISON INTERNATIONAL MEETING DATE: APR 28, 2016 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director James T. Morris | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.6 | Elect Director Linda G. Stuntz | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Ellen O. Tauscher | Management | For | For |
1.9 | Elect Director Peter J. Taylor | Management | For | For |
1.10 | Elect Director Brett White | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
EXELON CORPORATION MEETING DATE: APR 26, 2016 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Nancy L. Gioia | Management | For | For |
1g | Elect Director Linda P. Jojo | Management | For | For |
1h | Elect Director Paul L. Joskow | Management | For | For |
1i | Elect Director Robert J. Lawless | Management | For | For |
1j | Elect Director Richard W. Mies | Management | For | For |
1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1m | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Proxy Access Right | Management | For | Against |
FIDELITY REVERE STREET TRUST MEETING DATE: NOV 18, 2015 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
1.2 | Elect Director John Engler | Management | For | For |
1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.4 | Elect Director Robert F. Gartland | Management | For | For |
1.5 | Elect Director Abigail P. Johnson | Management | For | For |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Michael E. Kenneally | Management | For | For |
1.8 | Elect Director James H. Keyes | Management | For | For |
1.9 | Elect Director Marie L. Knowles | Management | For | For |
1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: MAY 18, 2016 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Sharon L. Allen | Management | For | For |
1.3 | Elect Director Richard D. Chapman | Management | For | For |
1.4 | Elect Director George A. ("Chip") Hambro | Management | For | For |
1.5 | Elect Director James A. Hughes | Management | For | For |
1.6 | Elect Director Craig Kennedy | Management | For | For |
1.7 | Elect Director James F. Nolan | Management | For | For |
1.8 | Elect Director William J. Post | Management | For | For |
1.9 | Elect Director J. Thomas Presby | Management | For | For |
1.10 | Elect Director Paul H. Stebbins | Management | For | For |
1.11 | Elect Director Michael T. Sweeney | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2016 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Michael J. Anderson | Management | For | For |
1.3 | Elect Director William T. Cottle | Management | For | For |
1.4 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Charles E. Jones | Management | For | For |
1.7 | Elect Director Ted J. Kleisner | Management | For | For |
1.8 | Elect Director Donald T. Misheff | Management | For | For |
1.9 | Elect Director Thomas N. Mitchell | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Luis A. Reyes | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Jerry Sue Thornton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Adopt Simple Majority Vote | Shareholder | Against | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert Ernst | Management | For | For |
1.2 | Elect Director Christopher H. Franklin | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director David R. Lopez | Management | For | For |
1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
1.6 | Elect Director Thomas G. Stephens | Management | For | For |
1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.8 | Elect Director Lee C. Stewart | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: JUN 22, 2016 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Risks and Costs of Sea Level Rise | Shareholder | Against | Abstain |
NISOURCE INC. MEETING DATE: MAY 11, 2016 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Wayne S. DeVeydt | Management | For | For |
1.4 | Elect Director Joseph Hamrock | Management | For | For |
1.5 | Elect Director Deborah A. Henretta | Management | For | For |
1.6 | Elect Director Michael E. Jesanis | Management | For | For |
1.7 | Elect Director Kevin T. Kabat | Management | For | For |
1.8 | Elect Director Richard L. Thompson | Management | For | For |
1.9 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
NRG ENERGY, INC. MEETING DATE: APR 28, 2016 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Spencer Abraham | Management | For | For |
1.2 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.3 | Elect Director Lawrence S. Coben | Management | For | For |
1.4 | Elect Director Howard E. Cosgrove | Management | For | For |
1.5 | Elect Director Terry G. Dallas | Management | For | For |
1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
1.7 | Elect Director William E. Hantke | Management | For | For |
1.8 | Elect Director Paul W. Hobby | Management | For | For |
1.9 | Elect Director Edward R. Muller | Management | For | For |
1.10 | Elect Director Anne C. Schaumburg | Management | For | For |
1.11 | Elect Director Evan J. Silverstein | Management | For | For |
1.12 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.13 | Elect Director Walter R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Proxy Access | Shareholder | None | Against |
6 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Abstain |
NRG YIELD, INC. MEETING DATE: APR 26, 2016 | ||||
TICKER: NYLD.A SECURITY ID: 62942X405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chlebowski | Management | For | For |
1.2 | Elect Director Mauricio Gutierrez | Management | For | For |
1.3 | Elect Director Kirkland B. Andrews | Management | For | For |
1.4 | Elect Director Brian R. Ford | Management | For | For |
1.5 | Elect Director Ferrell P. McClean | Management | For | For |
1.6 | Elect Director Christopher S. Sotos | Management | For | For |
2 | Amend Charter to Allow Removal of Directors With or Without Cause by Majority Vote | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 19, 2016 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bozich | Management | For | For |
1.2 | Elect Director James H. Brandi | Management | For | For |
1.3 | Elect Director Luke R. Corbett | Management | For | For |
1.4 | Elect Director John D. Groendyke | Management | For | For |
1.5 | Elect Director David L. Hauser | Management | For | For |
1.6 | Elect Director Kirk Humphreys | Management | For | For |
1.7 | Elect Director Robert O. Lorenz | Management | For | For |
1.8 | Elect Director Judy R. McReynolds | Management | For | For |
1.9 | Elect Director Sheila G. Talton | Management | For | For |
1.10 | Elect Director Sean Trauschke | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
PATTERN ENERGY GROUP INC. MEETING DATE: JUN 15, 2016 | ||||
TICKER: PEGI SECURITY ID: 70338P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Batkin | Management | For | For |
1.2 | Elect Director Patricia S. Bellinger | Management | For | For |
1.3 | Elect Director The Lord Browne of Madingley | Management | For | For |
1.4 | Elect Director Michael M. Garland | Management | For | For |
1.5 | Elect Director Douglas G. Hall | Management | For | For |
1.6 | Elect Director Michael B. Hoffman | Management | For | For |
1.7 | Elect Director Patricia M. Newson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PEPCO HOLDINGS, INC. MEETING DATE: DEC 16, 2015 | ||||
TICKER: POM SECURITY ID: 713291102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Barbas | Management | For | For |
1.2 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.3 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
1.4 | Elect Director Terence C. Golden | Management | For | For |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.6 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.7 | Elect Director Patricia A. Oelrich | Management | For | For |
1.8 | Elect Director Joseph M. Rigby | Management | For | For |
1.9 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 23, 2016 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Anne Shen Smith | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PNM RESOURCES, INC. MEETING DATE: MAY 17, 2016 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Becker | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director E. Renae Conley | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Sidney M. Gutierrez | Management | For | For |
1.6 | Elect Director Maureen T. Mullarkey | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
5 | Include Sustainability and GHG Emissions Reductions As Performance Measures for Senior Executive Compensation | Shareholder | Against | Against |
6 | Report on Sustainability | Shareholder | Against | Abstain |
PPL CORPORATION MEETING DATE: MAY 25, 2016 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Adkins | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Raja Rajamannar | Management | For | For |
1.5 | Elect Director Craig A. Rogerson | Management | For | For |
1.6 | Elect Director William H. Spence | Management | For | For |
1.7 | Elect Director Natica von Althann | Management | For | For |
1.8 | Elect Director Keith H. Williamson | Management | For | For |
1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
SEMPRA ENERGY MEETING DATE: MAY 12, 2016 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Kathleen L. Brown | Management | For | For |
1.3 | Elect Director Pablo A. Ferrero | Management | For | For |
1.4 | Elect Director William D. Jones | Management | For | For |
1.5 | Elect Director William G. Ouchi | Management | For | For |
1.6 | Elect Director Debra L. Reed | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director William P. Rutledge | Management | For | For |
1.9 | Elect Director Lynn Schenk | Management | For | For |
1.10 | Elect Director Jack T. Taylor | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE AES CORPORATION MEETING DATE: APR 21, 2016 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres Gluski | Management | For | For |
1.2 | Elect Director Charles L. Harrington | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director Holly K. Koeppel | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Assess Impact of a 2 Degree Scenario | Shareholder | Against | Abstain |
TIME WARNER CABLE INC. MEETING DATE: JUL 01, 2015 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Thomas H. Castro | Management | For | For |
1c | Elect Director David C. Chang | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director Peter R. Haje | Management | For | For |
1f | Elect Director Donna A. James | Management | For | For |
1g | Elect Director Don Logan | Management | For | For |
1h | Elect Director Robert D. Marcus | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
WESTAR ENERGY, INC. MEETING DATE: MAY 19, 2016 | ||||
TICKER: WR SECURITY ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Hawley | Management | For | For |
1.2 | Elect Director B. Anthony Isaac | Management | For | For |
1.3 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series VII Fidelity Covington Trust | Fidelity Select Portfolios Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity SelectCo, LLC or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Adrien E. Deberghes
Adrien E. Deberghes
Treasurer