The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABG ACQUISITION CORP I | CL A SHS | G00496102 | 245 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
APOLLO COML REAL ESTATE FIN | NOTE 4.750% 8/2 | 03762UAB1 | 4,022 | 4,040,000 | PRN | SOLE | 4,040,000 | 0 | 0 | ||
ATLANTIC AVE ACQUISITION COR | COM CL A | 04906P101 | 247 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 13,786 | 133,447 | SH | SOLE | 133,447 | 0 | 0 | ||
BCLS ACQUISITION CORP | COM CL A | G0904B105 | 55 | 5,603 | SH | SOLE | 5,603 | 0 | 0 | ||
BERRY GLOBAL GROUP INC | COM | 08579W103 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BITE ACQUISITION CORP | COMMON STOCK | 09175K105 | 51 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
BLACKROCK CAP INVT CORP | NOTE 5.000% 6/1 | 092533AC2 | 50 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.375% 5/0 | 09257WAB6 | 13,921 | 13,921,000 | PRN | SOLE | 13,921,000 | 0 | 0 | ||
COLOMBIER ACQUISITION CORP | CL A | 19533H108 | 242 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DA32 LIFE SCNCE TEC ACQSTN C | CLASS A COM | 23312M106 | 244 | 25,003 | SH | SOLE | 25,003 | 0 | 0 | ||
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 26,226 | 13,427 | SH | SOLE | 13,427 | 0 | 0 | ||
DOLE PLC | ORD SHS | G27907107 | 1 | 102 | SH | SOLE | 102 | 0 | 0 | ||
DTE ENERGY CO | UNIT 11/01/2022S | 233331842 | 1,264 | 23,724 | SH | SOLE | 23,724 | 0 | 0 | ||
FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 | 56 | 5,705 | SH | SOLE | 5,705 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 8 | 271 | SH | SOLE | 271 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | COM CL A | 42227K104 | 245 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 46138G870 | 1,711 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
LERER HIPPEAU ACQUISITION CO | CL A | 526749106 | 244 | 25,026 | SH | SOLE | 25,026 | 0 | 0 | ||
LIMESTONE BANCORP INC | COM | 53262L105 | 12 | 573 | SH | SOLE | 573 | 0 | 0 | ||
MANDIANT INC | NOTE 1.625% 6/0 | 31816QAD3 | 6,148 | 6,179,000 | PRN | SOLE | 6,179,000 | 0 | 0 | ||
MICROVISION INC DEL | COM NEW | 594960304 | 0 | 86 | SH | SOLE | 86 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 5,113 | 2,015,000 | PRN | SOLE | 2,015,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 15 | 29,719 | SH | SOLE | 29,719 | 0 | 0 | ||
OPPFI INC | COM CL A | 68386H103 | 204 | 59,438 | SH | SOLE | 59,438 | 0 | 0 | ||
ORANGE CNTY BANCORP INC | COM | 68417L107 | 4 | 98 | SH | SOLE | 98 | 0 | 0 | ||
RH | NOTE 6/1 | 74967XAA1 | 21 | 13,000 | PRN | SOLE | 13,000 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 9,901 | 2,400,000 | PRN | SOLE | 2,400,000 | 0 | 0 | ||
SHATTUCK LABS INC | COM | 82024L103 | 168 | 39,467 | SH | SOLE | 39,467 | 0 | 0 | ||
SLAM CORP | CL A SHS | G8210L105 | 245 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 37,064 | 10,148,000 | PRN | SOLE | 10,148,000 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 4,392 | 258,000 | PRN | SOLE | 258,000 | 0 | 0 | ||
TWO | COM CL A | G9152V101 | 245 | 25,003 | SH | SOLE | 25,003 | 0 | 0 | ||
US WELL SERVICES INC | CL A NEW | 91274U200 | 160 | 145,525 | SH | SOLE | 145,525 | 0 | 0 | ||
VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 | 165 | 16,888 | SH | SOLE | 16,888 | 0 | 0 | ||
VEONEER INC | NOTE 4.000% 6/0 | 92336XAA7 | 2,544 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 3,163 | 2,397,000 | PRN | SOLE | 2,397,000 | 0 | 0 |