The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | Stock | 023135106 | 1,225 | 356 | SH | SOLE | 0 | 356 | 0 | 0 | |
POWERSHARES QQQ TR | ETF | 46090E103 | 759 | 2,141 | SH | SOLE | 0 | 2,140 | 0 | 0 | |
TECHNOLOGY SELECT SECTOR SPDR | ETF | 81369Y803 | 357 | 2,417 | SH | SOLE | 0 | 2,416 | 0 | 0 | |
STARBUCKS CORP | Stock | 855244109 | 430 | 3,843 | SH | SOLE | 0 | 3,843 | 0 | 0 | |
INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J858 | 4,154 | 163,091 | SH | SOLE | 0 | 163,091 | 0 | 0 | |
JOHNSON & JOHNSON COM | Stock | 478160104 | 264 | 1,602 | SH | SOLE | 0 | 1,602 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 1,111 | 4,987 | SH | SOLE | 0 | 4,987 | 0 | 0 | |
BLACKROCK MUNIASSETS FD INC COM | CEF | 09254J102 | 1,110 | 65,864 | SH | SOLE | 0 | 65,863 | 0 | 0 | |
COSTCO WHOLESALE CORP | Stock | 22160K105 | 344 | 869 | SH | SOLE | 0 | 869 | 0 | 0 | |
PROCTER AND GAMBLE CO COM | Stock | 742718109 | 337 | 2,499 | SH | SOLE | 0 | 2,499 | 0 | 0 | |
PUTNAM MUN OPPORTUNITIES TR SH BEN INT | CEF | 746922103 | 593 | 41,957 | SH | SOLE | 0 | 41,957 | 0 | 0 | |
INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 46138J825 | 1,984 | 88,948 | SH | SOLE | 0 | 88,948 | 0 | 0 | |
ADVANCED EMISSIONS SOLUTIONS I COM | Stock | 00770C101 | 132 | 17,823 | SH | SOLE | 0 | 17,823 | 0 | 0 | |
INTEL CORP COM | Stock | 458140100 | 201 | 3,579 | SH | SOLE | 0 | 3,578 | 0 | 0 | |
ISHARES U.S. FINANCIALS ETF | ETF | 464287788 | 607 | 7,488 | SH | SOLE | 0 | 7,488 | 0 | 0 | |
SPDR S&P 500 ETF | ETF | 78462F103 | 293 | 685 | SH | SOLE | 0 | 684 | 0 | 0 | |
THE TRADE DESK INC COM CL A | Stock | 88339J105 | 248 | 3,210 | SH | SOLE | 0 | 3,210 | 0 | 0 | |
GUGGENHEIM STRATEGIC OPPORTUNITY FUND | CEF | 40167F101 | 298 | 13,761 | SH | SOLE | 0 | 13,761 | 0 | 0 | |
ISHARES TIPS BOND ETF | ETF | 464287176 | 1,241 | 9,698 | SH | SOLE | 0 | 9,697 | 0 | 0 | |
INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J833 | 1,033 | 41,049 | SH | SOLE | 0 | 41,049 | 0 | 0 | |
BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 112830104 | 928 | 42,393 | SH | SOLE | 0 | 42,392 | 0 | 0 | |
INSIGHT SELECT INCOME FD COM | CEF | 45781W109 | 417 | 19,241 | SH | SOLE | 0 | 19,240 | 0 | 0 | |
PROSHARES LARGE CAP CORE PLUS ETF | ETF | 74347R248 | 7,108 | 71,583 | SH | SOLE | 0 | 71,583 | 0 | 0 | |
US BANCORP DEL COM NEW | Stock | 902973304 | 207 | 3,639 | SH | SOLE | 0 | 3,639 | 0 | 0 | |
SPDR GOLD ETF | ETF | 78463V107 | 345 | 2,085 | SH | SOLE | 0 | 2,085 | 0 | 0 | |
SCHWAB ETFS- US SMALL-CAP ETF | ETF | 808524607 | 4,865 | 46,696 | SH | SOLE | 0 | 46,695 | 0 | 0 | |
SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 | 5,122 | 129,834 | SH | SOLE | 0 | 129,833 | 0 | 0 | |
SCHWAB STRATEGIC TR US LRG CAP ETF | ETF | 808524201 | 462 | 4,442 | SH | SOLE | 0 | 4,442 | 0 | 0 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 1,139 | 22,452 | SH | SOLE | 0 | 22,452 | 0 | 0 | |
SCHWAB US LARGE CAP GROWTH ETF | ETF | 808524300 | 9,346 | 64,028 | SH | SOLE | 0 | 64,028 | 0 | 0 | |
DELAWARE INVTS COLO MUN INCOME COM | CEF | 246101109 | 279 | 18,580 | SH | SOLE | 0 | 18,580 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 940 | 3,383 | SH | SOLE | 0 | 3,383 | 0 | 0 | |
GOOGLE INC | Stock | 02079K305 | 1,057 | 433 | SH | SOLE | 0 | 433 | 0 | 0 | |
INTUIT COM | Stock | 461202103 | 368 | 750 | SH | SOLE | 0 | 750 | 0 | 0 | |
MICROSOFT | Stock | 594918104 | 1,751 | 6,465 | SH | SOLE | 0 | 6,464 | 0 | 0 | |
INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | ETF | 46138J791 | 8,053 | 374,140 | SH | SOLE | 0 | 374,140 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - JULY | ETF | 45782C813 | 1,115 | 37,656 | SH | SOLE | 0 | 37,656 | 0 | 0 | |
VANGUARD SMALL CAP ETF | ETF | 922908751 | 2,175 | 9,653 | SH | SOLE | 0 | 9,652 | 0 | 0 | |
VANGUARD MID CAP | ETF | 922908629 | 2,009 | 8,466 | SH | SOLE | 0 | 8,465 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER | ETF | 45782C797 | 4,611 | 158,375 | SH | SOLE | 0 | 158,374 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - SEPTEMBER | ETF | 45782C656 | 1,974 | 66,984 | SH | SOLE | 0 | 66,984 | 0 | 0 | |
NUVEEN TAXABLE MUNICPAL INM FD COM | CEF | 67074C103 | 1,257 | 53,729 | SH | SOLE | 0 | 53,729 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - JANUARY | ETF | 45782C508 | 5,437 | 167,591 | SH | SOLE | 0 | 167,591 | 0 | 0 | |
SCHWAB US LARGE CAP VALUE ETF | ETF | 808524409 | 7,055 | 103,182 | SH | SOLE | 0 | 103,182 | 0 | 0 | |
PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 746909100 | 771 | 183,995 | SH | SOLE | 0 | 183,994 | 0 | 0 | |
WESTERN ASSET MUN HIGH INCOME COM | CEF | 95766N103 | 342 | 40,474 | SH | SOLE | 0 | 40,474 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - APRIL | ETF | 45782C870 | 1,533 | 53,859 | SH | SOLE | 0 | 53,859 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 419 | 1,064 | SH | SOLE | 0 | 1,064 | 0 | 0 | |
GENERAL MOTORS CORP | Stock | 37045V100 | 207 | 3,501 | SH | SOLE | 0 | 3,501 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - JUNE | ETF | 45782C748 | 627 | 20,196 | SH | SOLE | 0 | 20,196 | 0 | 0 | |
INVESCO ULTRA SHORT DURATION ETF | ETF | 46090A887 | 505 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
KINROSS GOLD CORP NEW COM | Stock | 496902404 | 65 | 10,256 | SH | SOLE | 0 | 10,256 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - AUGUST | ETF | 45782C680 | 535 | 18,259 | SH | SOLE | 0 | 18,259 | 0 | 0 | |
INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | ETF | 46138J577 | 8,560 | 402,459 | SH | SOLE | 0 | 402,458 | 0 | 0 | |
SCHWAB US MID-CAP ETF | ETF | 808524508 | 3,932 | 50,238 | SH | SOLE | 0 | 50,238 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - NOVEMBER | ETF | 45782C573 | 811 | 26,820 | SH | SOLE | 0 | 26,820 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - DECEMBER | ETF | 45782C540 | 1,664 | 54,556 | SH | SOLE | 0 | 54,556 | 0 | 0 | |
PIMCO CORPORATE & INCOME OPPOR COM | CEF | 72201B101 | 408 | 20,641 | SH | SOLE | 0 | 20,640 | 0 | 0 | |
INNOVATOR MSCI EAFE POWER BUFFER ETF - JANUARY | ETF | 45782C524 | 221 | 8,285 | SH | SOLE | 0 | 8,285 | 0 | 0 | |
TWILIO INC CL A | Stock | 90138F102 | 218 | 554 | SH | SOLE | 0 | 554 | 0 | 0 | |
POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | ETF | 46138G508 | 764 | 34,494 | SH | SOLE | 0 | 34,494 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - FEBRUARY | ETF | 45782C417 | 1,009 | 35,552 | SH | SOLE | 0 | 35,552 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - MARCH | ETF | 45782C383 | 3,457 | 113,173 | SH | SOLE | 0 | 113,173 | 0 | 0 | |
ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF | ETF | 464288851 | 1,550 | 27,054 | SH | SOLE | 0 | 27,054 | 0 | 0 | |
PUTNAM MANAGED MUN INCOME TR | CEF | 746823103 | 844 | 96,219 | SH | SOLE | 0 | 96,218 | 0 | 0 | |
INNOVATOR S&P 500 POWER BUFFER ETF - MAY | ETF | 45782C318 | 2,599 | 88,318 | SH | SOLE | 0 | 88,318 | 0 | 0 | |
SPDR NUVEEN BLOOMBERG BARCLAYS HIGH YIELD MUNICIPAL BOND ETF | ETF | 78464A284 | 483 | 7,936 | SH | SOLE | 0 | 7,936 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 29273V100 | 213 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
BLACKROCK ENHANCED DIVID ACHIEVERS TR COM | CEF | 09251A104 | 219 | 21,612 | SH | SOLE | 0 | 21,612 | 0 | 0 | |
DIMENSIONAL U.S. EQUITY ETF | ETF | 25434V401 | 456 | 9,681 | SH | SOLE | 0 | 9,680 | 0 | 0 | |
PIMCO MUN INCOME FD II COM | CEF | 72200W106 | 889 | 58,983 | SH | SOLE | 0 | 58,983 | 0 | 0 | |
VANGUARD VALUE ETF | ETF | 922908744 | 2,640 | 19,208 | SH | SOLE | 0 | 19,208 | 0 | 0 | |
VANGUARD GROWTH ETF | ETF | 922908736 | 3,493 | 12,179 | SH | SOLE | 0 | 12,179 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD 2 | CEF | 67072C105 | 211 | 21,201 | SH | SOLE | 0 | 21,201 | 0 | 0 | |
NUVEEN REAL ASSET INCOME & GRO COM | CEF | 67074Y105 | 192 | 11,932 | SH | SOLE | 0 | 11,932 | 0 | 0 | |
FACEBOOK INC CL A | Stock | 30303M102 | 521 | 1,499 | SH | SOLE | 0 | 1,499 | 0 | 0 | |
PIMCO DYNAMIC INCOME FD SHS | CEF | 72201Y101 | 7,770 | 269,694 | SH | SOLE | 0 | 269,694 | 0 | 0 | |
SALIENT MIDSTREAM & MLP FD SH BEN INT | CEF | 79471V105 | 602 | 101,060 | SH | SOLE | 0 | 101,060 | 0 | 0 | |
AMERICAN AIRLS GROUP INC COM | Stock | 02376R102 | 250 | 11,764 | SH | SOLE | 0 | 11,764 | 0 | 0 | |
ALPS ETF TR SECTOR DIVIDEND DOGS ETF | ETF | 00162Q858 | 254 | 4,806 | SH | SOLE | 0 | 4,806 | 0 | 0 | |
BNY MELLON MUN INCOME INC COM | CEF | 05589T104 | 219 | 23,529 | SH | SOLE | 0 | 23,529 | 0 | 0 | |
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN | CEF | 09257P105 | 4,256 | 162,241 | SH | SOLE | 0 | 162,241 | 0 | 0 | |
FEDERATED HERMES PREM MUNI INM COM | CEF | 31423P108 | 1,938 | 123,862 | SH | SOLE | 0 | 123,862 | 0 | 0 | |
BLACKROCK FLOATING RATE INCOME COM | CEF | 09255X100 | 270 | 20,387 | SH | SOLE | 0 | 20,387 | 0 | 0 | |
NUVEEN PFD & INCOME TERM FD COM | CEF | 67075A106 | 303 | 11,870 | SH | SOLE | 0 | 11,870 | 0 | 0 | |
NVIDIA CORPORATION COM | Stock | 67066G104 | 357 | 446 | SH | SOLE | 0 | 446 | 0 | 0 | |
VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 | 202 | 2,357 | SH | SOLE | 0 | 2,357 | 0 | 0 | |
HIGHLAND/IBOXX SENIOR LOAN ETF | ETF | 430101774 | 485 | 30,025 | SH | SOLE | 0 | 30,025 | 0 | 0 | |
MARKET VECTORS ETF TR BUSINESS DEVELOPMENT CO ETF | ETF | 92189F411 | 194 | 11,285 | SH | SOLE | 0 | 11,285 | 0 | 0 | |
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | ETF | 33739E108 | 3,917 | 190,143 | SH | SOLE | 0 | 190,143 | 0 | 0 | |
NUVEEN QUALITY MUNCP INCOME FD COM | CEF | 67066V101 | 7,090 | 442,864 | SH | SOLE | 0 | 442,864 | 0 | 0 | |
STRYKER CORP | Stock | 863667101 | 280 | 1,076 | SH | SOLE | 0 | 1,076 | 0 | 0 | |
BLACKSTONE MTG TR INC COM CL A | REIT | 09257W100 | 313 | 9,811 | SH | SOLE | 0 | 9,810 | 0 | 0 | |
FLAHERTY & CRUMRINE DYNAMIC PF SHS | CEF | 33848W106 | 209 | 7,134 | SH | SOLE | 0 | 7,134 | 0 | 0 | |
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | CEF | 33718W103 | 214 | 8,508 | SH | SOLE | 0 | 8,508 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTURE COM | CEF | 19248A109 | 232 | 8,071 | SH | SOLE | 0 | 8,071 | 0 | 0 | |
AT&T INC COM | Stock | 00206R102 | 240 | 8,343 | SH | SOLE | 0 | 8,343 | 0 | 0 | |
ENERGY SELECT SECTOR SPDR | ETF | 81369Y506 | 1,458 | 27,073 | SH | SOLE | 0 | 27,072 | 0 | 0 | |
ISHARES S&P 500 INDEX | ETF | 464287200 | 316 | 734 | SH | SOLE | 0 | 734 | 0 | 0 | |
INVESCO BULLETSHARES 2022 CORPORATE BOND ETF | ETF | 46138J882 | 791 | 36,641 | SH | SOLE | 0 | 36,641 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 2,443 | 47,425 | SH | SOLE | 0 | 47,424 | 0 | 0 | |
SPDR SER TR S&P DIVID ETF | ETF | 78464A763 | 237 | 1,934 | SH | SOLE | 0 | 1,934 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 381 | 7,021 | SH | SOLE | 0 | 7,020 | 0 | 0 | |
VANGUARD HIGH DIVIDEND YIELD | ETF | 921946406 | 300 | 2,866 | SH | SOLE | 0 | 2,865 | 0 | 0 | |
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 947 | 378 | SH | SOLE | 0 | 378 | 0 | 0 | |
NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 670657105 | 9,955 | 634,046 | SH | SOLE | 0 | 634,046 | 0 | 0 | |
VANGUARD DIVIDEND APPRECIATION INDEX FUND | ETF | 921908844 | 320 | 2,067 | SH | SOLE | 0 | 2,066 | 0 | 0 | |
NUVEEN SR INCOME FD COM | CEF | 67067Y104 | 1,211 | 204,912 | SH | SOLE | 0 | 204,911 | 0 | 0 | |
PIMCO MUN INCOME FD III COM | CEF | 72201A103 | 7,520 | 575,358 | SH | SOLE | 0 | 575,358 | 0 | 0 | |
INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J809 | 10,329 | 448,897 | SH | SOLE | 0 | 448,897 | 0 | 0 | |
INVESCO BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J874 | 7,594 | 325,241 | SH | SOLE | 0 | 325,241 | 0 | 0 | |
PIMCO MUN INCOME FD COM | CEF | 72200R107 | 8,256 | 553,381 | SH | SOLE | 0 | 553,381 | 0 | 0 | |
DNP SELECT INCOME FD INC COM | CEF | 23325P104 | 386 | 36,955 | SH | SOLE | 0 | 36,955 | 0 | 0 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 78464A508 | 222 | 5,622 | SH | SOLE | 0 | 5,622 | 0 | 0 | |
EXXON MOBIL CORP COM | Stock | 30231G102 | 367 | 5,820 | SH | SOLE | 0 | 5,820 | 0 | 0 | |
CHARLES SCHWAB CORP | Stock | 808513105 | 3,775 | 51,842 | SH | SOLE | 0 | 51,842 | 0 | 0 | |
APPLE INC | Stock | 037833100 | 1,487 | 10,859 | SH | SOLE | 0 | 10,859 | 0 | 0 | |
DISNEY WALT CO COM | Stock | 254687106 | 357 | 2,031 | SH | SOLE | 0 | 2,031 | 0 | 0 | |
ISHARES TR RUSSELL 1000 INDEX ETF | ETF | 464287622 | 273 | 1,128 | SH | SOLE | 0 | 1,128 | 0 | 0 |