The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | Stock | 023135106 | 1,264 | 379 | SH | SOLE | 0 | 379 | 0 | 0 | |
POWERSHARES QQQ TR | ETF | 46090E103 | 852 | 2,142 | SH | SOLE | 0 | 2,141 | 0 | 0 | |
TECHNOLOGY SELECT SECTOR SPDR | ETF | 81369Y803 | 424 | 2,436 | SH | SOLE | 0 | 2,436 | 0 | 0 | |
STARBUCKS CORP | Stock | 855244109 | 487 | 4,160 | SH | SOLE | 0 | 4,160 | 0 | 0 | |
INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J858 | 4,317 | 170,720 | SH | SOLE | 0 | 170,719 | 0 | 0 | |
JOHNSON & JOHNSON COM | Stock | 478160104 | 381 | 2,226 | SH | SOLE | 0 | 2,225 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 1,188 | 4,919 | SH | SOLE | 0 | 4,918 | 0 | 0 | |
BLACKROCK MUNIASSETS FD INC COM | CEF | 09254J102 | 907 | 61,037 | SH | SOLE | 0 | 61,037 | 0 | 0 | |
COSTCO WHOLESALE CORP | Stock | 22160K105 | 516 | 909 | SH | SOLE | 0 | 909 | 0 | 0 | |
PROCTER AND GAMBLE CO COM | Stock | 742718109 | 432 | 2,642 | SH | SOLE | 0 | 2,642 | 0 | 0 | |
PUTNAM MUN OPPORTUNITIES TR SH BEN INT | CEF | 746922103 | 464 | 32,227 | SH | SOLE | 0 | 32,227 | 0 | 0 | |
INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | ETF | 46138J825 | 2,800 | 127,850 | SH | SOLE | 0 | 127,850 | 0 | 0 | |
ADVANCED EMISSIONS SOLUTIONS I COM | Stock | 00770C101 | 118 | 17,823 | SH | SOLE | 0 | 17,823 | 0 | 0 | |
INTEL CORP COM | Stock | 458140100 | 205 | 3,976 | SH | SOLE | 0 | 3,975 | 0 | 0 | |
ISHARES U.S. FINANCIALS ETF | ETF | 464287788 | 503 | 5,798 | SH | SOLE | 0 | 5,798 | 0 | 0 | |
SPDR S&P 500 ETF | ETF | 78462F103 | 343 | 722 | SH | SOLE | 0 | 721 | 0 | 0 | |
THE TRADE DESK INC COM CL A | Stock | 88339J105 | 298 | 3,255 | SH | SOLE | 0 | 3,255 | 0 | 0 | |
GUGGENHEIM STRATEGIC OPPORTUNITY FUND | CEF | 40167F101 | 252 | 13,761 | SH | SOLE | 0 | 13,761 | 0 | 0 | |
ISHARES TIPS BOND ETF | ETF | 464287176 | 1,253 | 9,700 | SH | SOLE | 0 | 9,699 | 0 | 0 | |
INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J833 | 989 | 39,574 | SH | SOLE | 0 | 39,574 | 0 | 0 | |
BROOKFIELD REAL ASSETS INCOME SHS BEN INT | CEF | 112830104 | 819 | 38,787 | SH | SOLE | 0 | 38,786 | 0 | 0 | |
INSIGHT SELECT INCOME FD COM | CEF | 45781W109 | 418 | 18,620 | SH | SOLE | 0 | 18,620 | 0 | 0 | |
WESTPORT INNOVATION | Stock | 960908309 | 53 | 22,222 | SH | SOLE | 0 | 22,222 | 0 | 0 | |
FORD MOTOR COMPANY | Stock | 345370860 | 201 | 9,653 | SH | SOLE | 0 | 9,653 | 0 | 0 | |
PROSHARES LARGE CAP CORE PLUS ETF | ETF | 74347R248 | 5,848 | 52,518 | SH | SOLE | 0 | 52,518 | 0 | 0 | |
SPDR GOLD ETF | ETF | 78463V107 | 348 | 2,035 | SH | SOLE | 0 | 2,035 | 0 | 0 | |
SCHWAB ETFS- US SMALL-CAP ETF | ETF | 808524607 | 5,010 | 48,923 | SH | SOLE | 0 | 48,923 | 0 | 0 | |
SCHWAB INTERNATIONAL EQUITY ETF | ETF | 808524805 | 5,413 | 139,250 | SH | SOLE | 0 | 139,250 | 0 | 0 | |
SCHWAB STRATEGIC TR US LRG CAP ETF | ETF | 808524201 | 497 | 4,367 | SH | SOLE | 0 | 4,366 | 0 | 0 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 1,213 | 24,036 | SH | SOLE | 0 | 24,036 | 0 | 0 | |
SCHWAB US LARGE CAP GROWTH ETF | ETF | 808524300 | 10,481 | 64,006 | SH | SOLE | 0 | 64,006 | 0 | 0 | |
DELAWARE INVTS COLO MUN INCOME COM | CEF | 246101109 | 265 | 18,580 | SH | SOLE | 0 | 18,580 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 1,056 | 3,532 | SH | SOLE | 0 | 3,532 | 0 | 0 | |
GOOGLE INC | Stock | 02079K305 | 1,243 | 429 | SH | SOLE | 0 | 429 | 0 | 0 | |
INTUIT COM | Stock | 461202103 | 483 | 750 | SH | SOLE | 0 | 750 | 0 | 0 | |
MICROSOFT | Stock | 594918104 | 2,065 | 6,139 | SH | SOLE | 0 | 6,138 | 0 | 0 | |
INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | ETF | 46138J791 | 10,110 | 477,800 | SH | SOLE | 0 | 477,799 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY | ETF | 45782C813 | 1,757 | 56,995 | SH | SOLE | 0 | 56,995 | 0 | 0 | |
VANGUARD SMALL CAP ETF | ETF | 922908751 | 3,071 | 13,589 | SH | SOLE | 0 | 13,589 | 0 | 0 | |
VANGUARD MID CAP | ETF | 922908629 | 3,206 | 12,583 | SH | SOLE | 0 | 12,583 | 0 | 0 | |
VANGUARD LARGE-CAP INDEX FUND | ETF | 922908637 | 1,156 | 5,230 | SH | SOLE | 0 | 5,230 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF A OCTOBER | ETF | 45782C797 | 4,857 | 159,509 | SH | SOLE | 0 | 159,508 | 0 | 0 | |
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ETF | 46641Q654 | 261 | 5,108 | SH | SOLE | 0 | 5,108 | 0 | 0 | |
INNOVATOR U.S EQUITY POWER BUFFER ETF A SEPTEMBER | ETF | 45782C656 | 3,860 | 127,021 | SH | SOLE | 0 | 127,021 | 0 | 0 | |
NXP SEMICONDUCTORS N V COM | Stock | N6596X109 | 208 | 914 | SH | SOLE | 0 | 914 | 0 | 0 | |
NUVEEN TAXABLE MUNICPAL INM FD COM | CEF | 67074C103 | 1,470 | 64,778 | SH | SOLE | 0 | 64,778 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY | ETF | 45782C508 | 5,723 | 172,010 | SH | SOLE | 0 | 172,010 | 0 | 0 | |
SCHWAB US LARGE CAP VALUE ETF | ETF | 808524409 | 7,925 | 108,240 | SH | SOLE | 0 | 108,239 | 0 | 0 | |
PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 746909100 | 681 | 172,368 | SH | SOLE | 0 | 172,368 | 0 | 0 | |
WESTERN ASSET MUN HIGH INCOME COM | CEF | 95766N103 | 325 | 40,474 | SH | SOLE | 0 | 40,474 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | ETF | 45782C870 | 1,551 | 52,894 | SH | SOLE | 0 | 52,894 | 0 | 0 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 264 | 605 | SH | SOLE | 0 | 605 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE | ETF | 45782C748 | 619 | 19,219 | SH | SOLE | 0 | 19,219 | 0 | 0 | |
KINROSS GOLD CORP NEW COM | Stock | 496902404 | 62 | 10,701 | SH | SOLE | 0 | 10,701 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST | ETF | 45782C680 | 1,856 | 60,967 | SH | SOLE | 0 | 60,967 | 0 | 0 | |
INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | ETF | 46138J577 | 11,606 | 554,492 | SH | SOLE | 0 | 554,492 | 0 | 0 | |
SCHWAB US MID-CAP ETF | ETF | 808524508 | 4,097 | 50,938 | SH | SOLE | 0 | 50,938 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF A NOVEMBER | ETF | 45782C573 | 2,016 | 65,003 | SH | SOLE | 0 | 65,003 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF A DECEMBER | ETF | 45782C540 | 1,858 | 58,457 | SH | SOLE | 0 | 58,457 | 0 | 0 | |
PIMCO CORPORATE & INCOME OPPOR COM | CEF | 72201B101 | 309 | 18,686 | SH | SOLE | 0 | 18,686 | 0 | 0 | |
INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY | ETF | 45782C524 | 268 | 9,767 | SH | SOLE | 0 | 9,767 | 0 | 0 | |
POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | ETF | 46138G508 | 762 | 34,494 | SH | SOLE | 0 | 34,494 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY | ETF | 45782C417 | 923 | 31,593 | SH | SOLE | 0 | 31,593 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH | ETF | 45782C383 | 3,792 | 120,158 | SH | SOLE | 0 | 120,158 | 0 | 0 | |
ISHARES U.S. OIL & GAS EXPLORATION & PRODUCTION ETF | ETF | 464288851 | 748 | 12,209 | SH | SOLE | 0 | 12,209 | 0 | 0 | |
AFLAC INC COM | Stock | 001055102 | 222 | 3,797 | SH | SOLE | 0 | 3,797 | 0 | 0 | |
PUTNAM MANAGED MUN INCOME TR | CEF | 746823103 | 566 | 64,551 | SH | SOLE | 0 | 64,550 | 0 | 0 | |
INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY | ETF | 45782C318 | 2,638 | 86,329 | SH | SOLE | 0 | 86,329 | 0 | 0 | |
INNOVATOR RUSSELL 2000 POWER BUFFER ETF - JULY | ETF | 45782C284 | 912 | 34,461 | SH | SOLE | 0 | 34,461 | 0 | 0 | |
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF | ETF | 78464A284 | 477 | 7,936 | SH | SOLE | 0 | 7,936 | 0 | 0 | |
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | Stock | 29273V100 | 189 | 23,000 | SH | SOLE | 0 | 23,000 | 0 | 0 | |
BLACKROCK ENHANCED DIVID ACHIEVERS TR COM | CEF | 09251A104 | 218 | 21,612 | SH | SOLE | 0 | 21,612 | 0 | 0 | |
DIMENSIONAL U.S. EQUITY ETF | ETF | 25434V401 | 502 | 9,707 | SH | SOLE | 0 | 9,706 | 0 | 0 | |
PIMCO MUN INCOME FD II COM | CEF | 72200W106 | 862 | 58,983 | SH | SOLE | 0 | 58,983 | 0 | 0 | |
VANGUARD VALUE ETF | ETF | 922908744 | 3,822 | 25,980 | SH | SOLE | 0 | 25,979 | 0 | 0 | |
VANGUARD GROWTH ETF | ETF | 922908736 | 5,228 | 16,292 | SH | SOLE | 0 | 16,291 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD 2 | CEF | 67072C105 | 206 | 21,201 | SH | SOLE | 0 | 21,201 | 0 | 0 | |
NUVEEN REAL ASSET INCOME & GRO COM | CEF | 67074Y105 | 192 | 11,932 | SH | SOLE | 0 | 11,932 | 0 | 0 | |
META PLATFORMS INC CL A | Stock | 30303M102 | 458 | 1,362 | SH | SOLE | 0 | 1,362 | 0 | 0 | |
PIMCO DYNAMIC INCOME FD SHS | CEF | 72201Y101 | 5,633 | 217,395 | SH | SOLE | 0 | 217,395 | 0 | 0 | |
SALIENT MIDSTREAM & MLP FD SH BEN INT | CEF | 79471V105 | 332 | 49,221 | SH | SOLE | 0 | 49,221 | 0 | 0 | |
AMERICAN AIRLS GROUP INC COM | Stock | 02376R102 | 298 | 16,618 | SH | SOLE | 0 | 16,618 | 0 | 0 | |
ALPS ETF TR SECTOR DIVIDEND DOGS ETF | ETF | 00162Q858 | 258 | 4,806 | SH | SOLE | 0 | 4,806 | 0 | 0 | |
BNY MELLON MUN INCOME INC COM | CEF | 05589T104 | 206 | 23,529 | SH | SOLE | 0 | 23,529 | 0 | 0 | |
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN | CEF | 09257P105 | 4,935 | 190,322 | SH | SOLE | 0 | 190,322 | 0 | 0 | |
FEDERATED HERMES PREM MUNI INM COM | CEF | 31423P108 | 1,697 | 112,909 | SH | SOLE | 0 | 112,909 | 0 | 0 | |
BROADCOM INC COM | Stock | 11135F101 | 273 | 411 | SH | SOLE | 0 | 411 | 0 | 0 | |
BLACKROCK FLOATING RATE INCOME COM | CEF | 09255X100 | 254 | 18,927 | SH | SOLE | 0 | 18,927 | 0 | 0 | |
NUVEEN PFD & INCOME TERM FD COM | CEF | 67075A106 | 307 | 11,870 | SH | SOLE | 0 | 11,870 | 0 | 0 | |
NVIDIA CORPORATION COM | Stock | 67066G104 | 492 | 1,673 | SH | SOLE | 0 | 1,673 | 0 | 0 | |
CUMMINS INC COM | Stock | 231021106 | 350 | 1,605 | SH | SOLE | 0 | 1,605 | 0 | 0 | |
VANGUARD TOTAL BOND MARKET ETF | ETF | 921937835 | 208 | 2,456 | SH | SOLE | 0 | 2,455 | 0 | 0 | |
HIGHLAND/IBOXX SENIOR LOAN ETF | ETF | 430101774 | 389 | 24,498 | SH | SOLE | 0 | 24,498 | 0 | 0 | |
MARKET VECTORS ETF TR BUSINESS DEVELOPMENT CO ETF | ETF | 92189F411 | 255 | 14,792 | SH | SOLE | 0 | 14,792 | 0 | 0 | |
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | ETF | 33739E108 | 4,875 | 239,896 | SH | SOLE | 0 | 239,896 | 0 | 0 | |
NUVEEN QUALITY MUNCP INCOME FD COM | CEF | 67066V101 | 8,648 | 536,833 | SH | SOLE | 0 | 536,833 | 0 | 0 | |
STRYKER CORP | Stock | 863667101 | 288 | 1,077 | SH | SOLE | 0 | 1,076 | 0 | 0 | |
MCDONALDS CORP COM | Stock | 580135101 | 226 | 844 | SH | SOLE | 0 | 843 | 0 | 0 | |
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | CEF | 33718W103 | 209 | 8,508 | SH | SOLE | 0 | 8,508 | 0 | 0 | |
CISCO SYS INC | Stock | 17275R102 | 212 | 3,350 | SH | SOLE | 0 | 3,349 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTURE COM | CEF | 19248A109 | 230 | 8,071 | SH | SOLE | 0 | 8,071 | 0 | 0 | |
ENERGY SELECT SECTOR SPDR | ETF | 81369Y506 | 732 | 13,190 | SH | SOLE | 0 | 13,190 | 0 | 0 | |
ISHARES S&P 500 INDEX | ETF | 464287200 | 338 | 708 | SH | SOLE | 0 | 708 | 0 | 0 | |
INVESCO BULLETSHARES 2022 CORPORATE BOND ETF | ETF | 46138J882 | 531 | 24,802 | SH | SOLE | 0 | 24,802 | 0 | 0 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 4,178 | 81,828 | SH | SOLE | 0 | 81,828 | 0 | 0 | |
BK OF AMERICA CORP COM | Stock | 060505104 | 209 | 4,700 | SH | SOLE | 0 | 4,700 | 0 | 0 | |
SPDR SER TR S&P DIVID ETF | ETF | 78464A763 | 247 | 1,916 | SH | SOLE | 0 | 1,916 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | ETF | 922042858 | 483 | 9,772 | SH | SOLE | 0 | 9,771 | 0 | 0 | |
VANGUARD HIGH DIVIDEND YIELD | ETF | 921946406 | 329 | 2,934 | SH | SOLE | 0 | 2,934 | 0 | 0 | |
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 1,111 | 384 | SH | SOLE | 0 | 384 | 0 | 0 | |
NUVEEN AMT FREE QLTY MUN INCME COM | CEF | 670657105 | 10,999 | 705,037 | SH | SOLE | 0 | 705,037 | 0 | 0 | |
VANGUARD DIVIDEND APPRECIATION INDEX FUND | ETF | 921908844 | 355 | 2,067 | SH | SOLE | 0 | 2,066 | 0 | 0 | |
NUVEEN SR INCOME FD COM | CEF | 67067Y104 | 957 | 162,174 | SH | SOLE | 0 | 162,173 | 0 | 0 | |
PIMCO MUN INCOME FD III COM | CEF | 72201A103 | 6,727 | 527,634 | SH | SOLE | 0 | 527,633 | 0 | 0 | |
INVESCO BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF | ETF | 46138J874 | 7,465 | 321,372 | SH | SOLE | 0 | 321,372 | 0 | 0 | |
PIMCO MUN INCOME FD COM | CEF | 72200R107 | 7,650 | 502,624 | SH | SOLE | 0 | 502,623 | 0 | 0 | |
DNP SELECT INCOME FD INC COM | CEF | 23325P104 | 369 | 33,950 | SH | SOLE | 0 | 33,950 | 0 | 0 | |
SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 78464A409 | 213 | 2,936 | SH | SOLE | 0 | 2,936 | 0 | 0 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 78464A508 | 236 | 5,622 | SH | SOLE | 0 | 5,622 | 0 | 0 | |
EXXON MOBIL CORP COM | Stock | 30231G102 | 490 | 8,004 | SH | SOLE | 0 | 8,004 | 0 | 0 | |
CHARLES SCHWAB CORP | Stock | 808513105 | 4,360 | 51,842 | SH | SOLE | 0 | 51,842 | 0 | 0 | |
APPLE INC | Stock | 037833100 | 2,005 | 11,291 | SH | SOLE | 0 | 11,290 | 0 | 0 | |
DISNEY WALT CO COM | Stock | 254687106 | 320 | 2,065 | SH | SOLE | 0 | 2,065 | 0 | 0 | |
ISHARES TR RUSSELL 1000 INDEX ETF | ETF | 464287622 | 301 | 1,138 | SH | SOLE | 0 | 1,137 | 0 | 0 |