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Northwest Natural Holding (NWN)

Filed: 14 Aug 18, 1:49pm
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DOOLITTLE LEA ANNE

(Last)(First)(Middle)
220 NW SECOND AVENUE

(Street)
PORTLANDOR97209

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHWEST NATURAL GAS CO [ NWN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Adm. Officer & SVP
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8)4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2018M3,000A$41.156,550.5867D
Common Stock08/10/2018S3,000D$64.2247(1)3,550.5867D
Common Stock8,852.811ISee Footnote(2)
Common Stock4,175.411ISee Footnote(3)
Common Stock562.212ISee Footnote(4)
Common Stock451.7324ISee Footnote(5)
Common Stock342.289ISee Footnote(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)2. Conversion or Exercise Price of Derivative Security3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8)5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)8. Price of Derivative Security (Instr. 5)9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option to Buy$41.1508/10/2018M3,000(7)03/04/2019Common Stock3,000$0(8)0D
Explanation of Responses:
1. This transaction was executed in multiple trades on reported date with prices ranging from $64.205 - $64.305, resulting in an average price of $64.2247. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
2. Shares are held in reporting person's account under Issuer's Retirement K Savings Plan as of July 31, 2018.
3. Reflects shares that have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
4. Reflects shares that have been credited to reporting person's account under the Issuer's Executive Deferred Compensation Plan.
5. Shares are held in account of reporting person's spouse.
6. Shares are held in reporting person's spouse's account under the Issuer's Retirement K Savings Plan as of July 31, 2018.
7. The option vested in four equal installments on February 25, 2010, and January 1, 2011, 2012 and 2013.
8. Option was granted as part of compensation for services. The option was exercised in a cashless exercise.
Shawn M. Filippi, Attorney-in-Fact08/14/2018
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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