UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-4014
Meridian Fund, Inc.
(Exact name of registrant as specified in charter)
100 Fillmore Street, Suite 325 Denver, CO 80206
(Address of principal executive offices) (Zip code)
Katie Jones
ArrowMark Colorado Holdings, LLC
100 Fillmore Street, Suite 325
Denver, CO 80206
(Name and address of agent for service)
Registrant’s telephone number, including area code: 303.398.2929
Date of fiscal year end: June 30
Date of reporting period: July 1, 2017 – June 30, 2018
Item 1: Proxy Voting Record
Registrant : Meridian Fund, Inc
Fund Name : Meridian Growth Fund
07/01/2017 - 06/30/2018
2U, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TWOU | CUSIP 90214J101 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Paul A. Maeder | Mgmt | For | For | For | |||||||
1.2 | Elect Robert M. Stavis | Mgmt | For | For | For | |||||||
1.3 | Elect Christopher J. Paucek | Mgmt | For | For | For | |||||||
1.4 | Elect Gregory K. Peters | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Majority Vote for Director Elections | ShrHoldr | Against | For | Against | |||||||
3D Systems Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDD | CUSIP 88554D205 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William E. Curran | Mgmt | For | For | For | |||||||
2 | Elect Thomas W. Erickson | Mgmt | For | For | For | |||||||
3 | Elect Charles W. Hull | Mgmt | For | For | For | |||||||
4 | Elect William D. Humes | Mgmt | For | For | For | |||||||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||||||
6 | Elect Jim D. Kever | Mgmt | For | For | For | |||||||
7 | Elect G. Walter Loewenbaum II | Mgmt | For | For | For |
8 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | |||||||
9 | Elect Kevin S. Moore | Mgmt | For | For | For | |||||||
10 | Elect John J. Tracy | Mgmt | For | For | For | |||||||
11 | Elect Jeffrey Wadsworth | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||||||
Abiomed Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABMD | CUSIP 003654100 | 08/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dorothy E. Puhy | Mgmt | For | For | For | |||||||
1.2 | Elect Paul G. Thomas | Mgmt | For | For | For | |||||||
1.3 | Elect Christopher D. Van Gorder | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ABM Industries Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABM | CUSIP 000957100 | 03/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Linda L. Chavez | Mgmt | For | For | For | |||||||
2 | Elect J. Philip Ferguson | Mgmt | For | For | For | |||||||
3 | Elect Art A. Garcia | Mgmt | For | For | For | |||||||
4 | Elect Scott Salmirs | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For |
Agios Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AGIO | CUSIP 00847X104 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kaye Foster | Mgmt | For | For | For | |||||||
1.2 | Elect Maykin Ho | Mgmt | For | For | For | |||||||
1.3 | Elect John M. Maraganore | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Allegion plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALLE | CUSIP G0176J109 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Carla Cico | Mgmt | For | For | For | |||||||
2 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||||||
3 | Elect Nicole Parent Haughey | Mgmt | For | For | For | |||||||
4 | Elect David D. Petratis | Mgmt | For | For | For | |||||||
5 | Elect Dean I. Schaffer | Mgmt | For | For | For | |||||||
6 | Elect Charles L. Szews | Mgmt | For | For | For | |||||||
7 | Elect Martin E. Welch III | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to set Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
Atara Biotherapeutics Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ATRA | CUSIP 046513107 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Eric L. Dobmeier | Mgmt | For | For | For | |||||||
1.2 | Elect William K. Heiden | Mgmt | For | For | For | |||||||
1.3 | Elect Beth Seidenberg | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Athenahealth, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ATHN | CUSIP 04685W103 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||||||
2 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Axogen Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AXGN | CUSIP 05463X106 | 05/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Gregory G. Freitag | Mgmt | For | For | For | |||||||
1.2 | Elect Mark Gold | Mgmt | For | For | For | |||||||
1.3 | Elect Jamie M. Grooms | Mgmt | For | For | For | |||||||
1.4 | Elect Guido J. Neels | Mgmt | For | For | For | |||||||
1.5 | Elect Robert J. Rudelius | Mgmt | For | For | For | |||||||
1.6 | Elect Amy M. Wendell | Mgmt | For | For | For | |||||||
1.7 | Elect Karen Zaderej | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Bank of the Ozarks | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
OZRK | CUSIP 063904106 | 05/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Nicholas Brown | Mgmt | For | For | For | |||||||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||||||
3 | Elect Richard Cisne | Mgmt | For | For | For | |||||||
4 | Elect Robert East | Mgmt | For | For | For | |||||||
5 | Elect Kathleen Franklin | Mgmt | For | For | For | |||||||
6 | Elect Catherine B. Freedberg | Mgmt | For | For | For | |||||||
7 | Elect Jeffrey Gearhart | Mgmt | For | For | For | |||||||
8 | Elect George Gleason | Mgmt | For | For | For | |||||||
9 | Elect Linda Gleason | Mgmt | For | For | For | |||||||
10 | Elect Peter Kenny | Mgmt | For | For | For | |||||||
11 | Elect William A. Koefoed, Jr. | Mgmt | For | For | For | |||||||
12 | Elect Walter J. Mullen | Mgmt | For | For | For | |||||||
13 | Elect Christopher Orndorff | Mgmt | For | For | For | |||||||
14 | Elect Robert Proost | Mgmt | For | For | For | |||||||
15 | Elect John Reynolds | Mgmt | For | For | For | |||||||
16 | Elect Ross Whipple | Mgmt | For | For | For | |||||||
17 | Amendment to the 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||||||
18 | Company Name Change | Mgmt | For | For | For | |||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Barracuda Networks Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CUDA | CUSIP 068323104 | 02/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Barracuda Networks Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CUDA | CUSIP 068323104 | 08/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Chet Kapoor | Mgmt | For | For | For | |||||||
1.2 | Elect William D. Jenkins Jr. | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Callidus Software Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CALD | CUSIP 13123E500 | 03/29/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Carter’s, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRI | CUSIP 146229109 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||||||
2 | Elect Giuseppina Buonfantino | Mgmt | For | For | For | |||||||
3 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
4 | Elect Vanessa J. Castagna | Mgmt | For | For | For | |||||||
5 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||||||
6 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||||||
7 | Elect Mark P. Hipp | Mgmt | For | For | For | |||||||
8 | Elect William J. Montgoris | Mgmt | For | For | For | |||||||
9 | Elect David Pulver | Mgmt | For | For | For | |||||||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For |
Casey’s General Stores, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CASY | CUSIP 147528103 | 09/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Robert J. Myers | Mgmt | For | For | For | |||||||
1.2 | Elect Diane C. Bridgewater | Mgmt | For | For | For | |||||||
1.3 | Elect Larree M. Renda | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Catalent, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CTLT | CUSIP 148806102 | 11/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||||||
2 | Elect Gregory T. Lucier | Mgmt | For | For | For | |||||||
3 | Elect Uwe Rohrhoff | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | |||||||
7 | Elimination of Supermajority Requirement for Director Removals | Mgmt | For | For | For | |||||||
8 | Technical Amendments to Articles | Mgmt | For | For | For |
CDW Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CDW | CUSIP 12514G108 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Virginia C. Addicott | Mgmt | For | For | For | |||||||
2 | Elect James A. Bell | Mgmt | For | For | For | |||||||
3 | Elect Benjamin D. Chereskin | Mgmt | For | For | For | |||||||
4 | Elect Paul J. Finnegan | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
CDW Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CDW | CUSIP 12514G108 | 09/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Steven W. Alesio | Mgmt | For | For | For | |||||||
2 | Elect Barry K. Allen | Mgmt | For | For | For | |||||||
3 | Elect David W. Nelms | Mgmt | For | For | For | |||||||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ChannelAdvisor Corp | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ECOM | CUSIP 159179100 | 05/04/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Timothy J. Buckley | Mgmt | For | For | For | |||||||
1.2 | Elect Joseph L. Cowan | Mgmt | For | For | For | |||||||
1.3 | Elect Marc E. Huffman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For |
Cimpress N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMPR | CUSIP N20146101 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Increase in Par Value of Share Capital from Reserves | Mgmt | For | For | For | |||||||
2 | Decrease in Par Value of Share Capital | Mgmt | For | For | For | |||||||
Cimpress N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMPR | CUSIP N20146101 | 11/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect John J. Gavin, Jr. to the Supervisory Board | Mgmt | For | For | For | |||||||
2 | Elect Zachary S. Sternberg to the Supervisory Board | Mgmt | For | For | For | |||||||
3 | Elect Robert S. Keane to the Management Board | Mgmt | For | For | For | |||||||
4 | Elect Sean E. Quinn to the Management Board | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||||
10 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||||||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Cinemark Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNK | CUSIP 17243V102 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Darcy Antonellis | Mgmt | For | For | For | |||||||
1.2 | Elect Carlos Sepulveda | Mgmt | For | For | For | |||||||
1.3 | Elect Mark Zoradi | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Clean Harbors, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CLH | CUSIP 184496107 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Alan S. McKim | Mgmt | For | For | For | |||||||
1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||||||
1.3 | Elect John T. Preston | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cooper Companies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
COO | CUSIP 216648402 | 03/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||||||
2 | Elect Colleen E. Jay | Mgmt | For | For | For | |||||||
3 | Elect Michael H. Kalkstein | Mgmt | For | For | For | |||||||
4 | Elect William A. Kozy | Mgmt | For | For | For | |||||||
5 | Elect Jody S. Lindell | Mgmt | For | For | For | |||||||
6 | Elect Gary S. Petersmeyer | Mgmt | For | For | For | |||||||
7 | Elect Allan E. Rubenstein | Mgmt | For | For | For | |||||||
8 | Elect Robert S. Weiss | Mgmt | For | For | For | |||||||
9 | Elect Stanley Zinberg | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
Cornerstone OnDemand, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CSOD | CUSIP 21925Y103 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||||
2 | Elect Kristina Salen | Mgmt | For | For | For | |||||||
3 | Elect Marcus S. Ryu | Mgmt | For | For | For | |||||||
4 | Elect Elisa A. Steele | Mgmt | For | For | For | |||||||
5 | Elect Richard M. Haddrill | Mgmt | For | For | For | |||||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Costar Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CSGP | CUSIP 22160N109 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Michael R. Klein | Mgmt | For | For | For | |||||||
2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||||||
3 | Elect Laura Cox Kaplan | Mgmt | For | For | For | |||||||
4 | Elect Michael J. Glosserman | Mgmt | For | For | For | |||||||
5 | Elect Warren H. Haber | Mgmt | For | For | For | |||||||
6 | Elect John W. Hill | Mgmt | For | For | For | |||||||
7 | Elect Christopher J. Nassetta | Mgmt | For | Against | Against | |||||||
8 | Elect David J. Steinberg | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
CyberArk Software Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CYBR | CUSIP M2682V108 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Ehud Mokady | Mgmt | For | For | For | |||||||
2 | Elect David Schaeffer | Mgmt | For | For | For | |||||||
3 | Equity Awards of CEO | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
DBV Technologies | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DBV | CUSIP 23306J101 | 06/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
3 | Allocation of Losses | Mgmt | For | For | For | |||||||
4 | Approve Special Auditors Report on Regulated Agreements | Mgmt | For | Against | Against | |||||||
5 | Elect Mailys Ferrere | Mgmt | For | Against | Against | |||||||
6 | Elect Claire Giraut | Mgmt | For | For | For | |||||||
7 | Elect Pierre Henri Benhamou | Mgmt | For | For | For | |||||||
8 | Elect Michael Goller | Mgmt | For | For | For | |||||||
9 | Elect Torbjorn Bjerke | Mgmt | For | Against | Against | |||||||
10 | Elect Daniel Soland | Mgmt | For | For | For | |||||||
11 | Ratification of Co-Option of Michel de Rosen | Mgmt | For | For | For | |||||||
12 | Elect Michel de Rosen | Mgmt | For | For | For | |||||||
13 | Remuneration of Pierre-Henri Benhamou, Chair and CEO | Mgmt | For | For | For | |||||||
14 | Remuneration of David Schilansky, Deputy CEO | Mgmt | For | For | For |
15 | Remuneration of Laurent Martin, Deputy CEO | Mgmt | For | For | For | |||||||
16 | Remuneration Policy for Chair and CEO | Mgmt | For | Against | Against | |||||||
17 | Remuneration Policy for Deputy CEO and CFO | Mgmt | For | Against | Against | |||||||
18 | Remuneration Policy for Deputy CEO and Head Pharmacist | Mgmt | For | Against | Against | |||||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||||||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||||||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||||
25 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) | Mgmt | For | Against | Against | |||||||
26 | Greenshoe | Mgmt | For | Against | Against | |||||||
27 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||||
29 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||||||
30 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | |||||||
31 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
33 | Amendments to Articles Regarding Compensation of Corporate Officers | Mgmt | For | For | For | |||||||
34 | Amendments to Articles Regarding Casting Vote for Chair | Mgmt | For | Against | Against | |||||||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For |
Descartes Systems Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSG | CUSIP 249906108 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect David I. Beatson | Mgmt | For | For | For | |||||||
1.2 | Elect Deborah Close | Mgmt | For | For | For | |||||||
1.3 | Elect Eric Demirian | Mgmt | For | For | For | |||||||
1.4 | Elect Christopher Hewat | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Dennis Maple | Mgmt | For | For | For | |||||||
1.6 | Elect Jane O’Hagan | Mgmt | For | For | For | |||||||
1.7 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||||
1.8 | Elect John Walker | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
DexCom, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DXCM | CUSIP 252131107 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Terrance H. Gregg | Mgmt | For | For | For | |||||||
2 | Elect Kevin Sayer | Mgmt | For | For | For | |||||||
3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Dicks Sporting Goods, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DKS | CUSIP 253393102 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Vincent C. Byrd | Mgmt | For | For | For | |||||||
2 | Elect William J. Colombo | Mgmt | For | For | For | |||||||
3 | Elect Larry D. Stone | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Endologix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELGX | CUSIP 29266S106 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Guido J. Neels | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
5 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||||||
6 | Approval of the Stock Option Exchange Program | Mgmt | For | For | For | |||||||
Euronet Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EEFT | CUSIP 298736109 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas A. McDonnell | Mgmt | For | For | For | |||||||
1.2 | Elect Paul S. Althasen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
EXACT Sciences Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EXAS | CUSIP 30063P105 | 07/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Maneesh K. Arora | Mgmt | For | For | For | |||||||
1.2 | Elect James E. Doyle | Mgmt | For | For | For | |||||||
1.3 | Elect Lionel N. Sterling | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Amendment to the 2010 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Financial Engines Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FNGN | CUSIP 317485100 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect E. Olena Berg-Lacy | Mgmt | For | For | For | |||||||
1.2 | Elect John B. Shoven | Mgmt | For | For | For | |||||||
1.3 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
Forward Air Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FWRD | CUSIP 349853101 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | |||||||
1.2 | Elect Ana Amicarella | Mgmt | For | For | For |
1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | |||||||
1.4 | Elect Bruce A. Campbell | Mgmt | For | For | For | |||||||
1.5 | Elect C. Robert Campbell | Mgmt | For | For | For | |||||||
1.6 | Elect R. Craig Carlock | Mgmt | For | For | For | |||||||
1.7 | Elect C. John Langley, Jr. | Mgmt | For | For | For | |||||||
1.8 | Elect G. Michael Lynch | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Gartner, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IT | CUSIP 366651107 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Michael J. Bingle | Mgmt | For | For | For | |||||||
2 | Elect Peter Bisson | Mgmt | For | For | For | |||||||
3 | Elect Richard J. Bressler | Mgmt | For | For | For | |||||||
4 | Elect Raul E. Cesan | Mgmt | For | For | For | |||||||
5 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||||||
6 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||||||
7 | Elect William O. Grabe | Mgmt | For | For | For | |||||||
8 | Elect Eugene A. Hall | Mgmt | For | For | For | |||||||
9 | Elect Stephen G. Pagliuca | Mgmt | For | For | For | |||||||
10 | Elect Eileen Serra | Mgmt | For | For | For | |||||||
11 | Elect James C. Smith | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Grand Canyon Education Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LOPE | CUSIP 38526M106 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Brian E. Mueller | Mgmt | For | For | For | |||||||
2 | Elect Sara R. Dial | Mgmt | For | For | For | |||||||
3 | Elect Jack A. Henry | Mgmt | For | For | For | |||||||
4 | Elect Kevin F. Warren | Mgmt | For | For | For |
5 | Elect David J. Johnson | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Graphic Packaging Holding Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GPK | CUSIP 388689101 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||||||
1.2 | Elect Philip R. Martens | Mgmt | For | For | For | |||||||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Heartland Express, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HTLD | CUSIP 422347104 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Michael J. Gerdin | Mgmt | For | For | For | |||||||
1.2 | Elect Larry J. Gordon | Mgmt | For | For | For | |||||||
1.3 | Elect Benjamin J. Allen | Mgmt | For | For | For | |||||||
1.4 | Elect Brenda S. Neville | Mgmt | For | For | For | |||||||
1.5 | Elect James G. Pratt | Mgmt | For | For | For | |||||||
1.6 | Elect Tahira K. Hira | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Michael J. Sullivan | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Heico Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HEI | CUSIP 422806208 | 03/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||||||
2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||||||
3 | Elect Mark H. Hildebrandt | Mgmt | For | Withold | Against | |||||||
4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||||||
5 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||||||
6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||||||
7 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||||||
8 | Elect Julie Neitzel | Mgmt | For | For | For | |||||||
9 | Elect Alan Schriesheim | Mgmt | For | For | For | |||||||
10 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||||||
11 | Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||||
12 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | |||||||
13 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||||
14 | Increase of Authorized Class A Common Stock | Mgmt | For | Against | Against | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Heron Therapeutics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HRTX | CUSIP 427746102 | 06/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kevin C. Tang | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Barry D. Quart | Mgmt | For | For | For | |||||||
1.3 | Elect Robert H. Rosen | Mgmt | For | For | For | |||||||
1.4 | Elect Craig A. Johnson | Mgmt | For | For | For | |||||||
1.5 | Elect John W. Poyhonen | Mgmt | For | For | For | |||||||
1.6 | Elect Christian Waage | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
Immunomedics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IMMU | CUSIP 452907108 | 04/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Behzad Aghazadeh | Mgmt | For | For | For | |||||||
2 | Elect Scott A. Canute | Mgmt | For | For | For | |||||||
3 | Elect Peter Barton Hutt | Mgmt | For | For | For | |||||||
4 | Elect Khalid Islam | Mgmt | For | For | For | |||||||
5 | Elect Michael Pehl | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
INC Research Holdings Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCR | CUSIP 45329R109 | 07/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Share Issuance for Merger | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Insulet Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PODD | CUSIP 45784P101 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect John A. Fallon | Mgmt | For | For | For | |||||||
1.2 | Elect Timothy J. Scannell | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
j2 Global, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JCOM | CUSIP 48123V102 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||||||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||||||
3 | Elect Sarah Fay | Mgmt | For | For | For | |||||||
4 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||||||
5 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||||||
6 | Elect Richard S. Ressler | Mgmt | For | For | For | |||||||
7 | Elect Stephen Ross | Mgmt | For | For | For | |||||||
8 | Elect Vivek Shah | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
John Bean Technologies Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect C. Maury Devine | Mgmt | For | For | For | |||||||
2 | Elect James M. Ringler | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Kennametal Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KMT | CUSIP 489170100 | 10/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Cindy L. Davis | Mgmt | For | For | For | |||||||
1.2 | Elect William J. Harvey | Mgmt | For | For | For |
1.3 | Elect William M. Lambert | Mgmt | For | For | For | |||||||
1.4 | Elect Timothy R. McLevish | Mgmt | For | For | For | |||||||
1.5 | Elect Sagar A. Patel | Mgmt | For | For | For | |||||||
1.6 | Elect Christopher Rossi | Mgmt | For | For | For | |||||||
1.7 | Elect Steven H. Wunning | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Kirby Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KEX | CUSIP 497266106 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Barry E. Davis | Mgmt | For | For | For | |||||||
2 | Elect Monte J. Miller | Mgmt | For | For | For | |||||||
3 | Elect Joseph H. Pyne | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
LPL Financial Holdings Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LPLA | CUSIP 50212V100 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Dan H. Arnold | Mgmt | For | For | For | |||||||
2 | Elect Viet D. Dinh | Mgmt | For | For | For | |||||||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||||
4 | Elect William F. Glavin, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||||||
6 | Elect James S. Putnam | Mgmt | For | For | For | |||||||
7 | Elect James S. Riepe | Mgmt | For | For | For | |||||||
8 | Elect Richard P. Schifter | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Lululemon Athletica inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LULU | CUSIP 550021109 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Martha A.M. Morfitt | Mgmt | For | For | For | |||||||
2 | Elect Tricia Patrick | Mgmt | For | For | For | |||||||
3 | Elect Emily White | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Amendment Regarding the Board’s Power to Adopt, Amend or Repeal the Company’s Bylaws | Mgmt | For | For | For | |||||||
6 | Ratify Amendment Regarding the Location of Annual Meetings | Mgmt | For | For | For | |||||||
7 | Ratify Advance Notice Provisions for Shareholders Nominations and Proposals | Mgmt | For | Against | Against | |||||||
8 | Ratify the Board’s Ability to Utilize a Co-Chair Leadership Structure | Mgmt | For | For | For | |||||||
9 | Ratify Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
10 | Ratify Exclusive Forum Provision | Mgmt | For | Against | Against | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Masimo Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MASI | CUSIP 574795100 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Joe Kiani | Mgmt | For | For | For | |||||||
2 | Elect Thomas Harkin | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
MAXIMUS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MMS | CUSIP 577933104 | 03/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Bruce L. Caswell | Mgmt | For | For | For | |||||||
2 | Elect Richard A. Montoni | Mgmt | For | For | For | |||||||
3 | Elect Raymond B. Ruddy | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
10 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For |
Mednax, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MD | CUSIP 58502B106 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | |||||||
1.2 | Elect Karey D. Barker | Mgmt | For | For | For | |||||||
1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||||||
1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||||||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||||||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||||||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||||||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||||||
1.9 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Monro Muffler Brake, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MNRO | CUSIP 610236101 | 08/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Frederick M. Danziger | Mgmt | For | For | For | |||||||
1.2 | Elect Stephen C. McCluski | Mgmt | For | For | For | |||||||
1.3 | Elect Robert E. Mellor | Mgmt | For | For | For | |||||||
1.4 | Elect Peter J. Solomon | Mgmt | For | For | For | |||||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||||
5 | Company Name Change | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For |
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||||||
1.6 | Elect Michael Kaufmann | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Steven Paladino | Mgmt | For | For | For | |||||||
1.9 | Elect Philip R. Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Multi-Color Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LABL | CUSIP 625383104 | 08/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Ari J. Benacerraf | Mgmt | For | For | For | |||||||
2 | Elect Robert R. Buck | Mgmt | For | Against | Against | |||||||
3 | Elect Charles B. Connolly | Mgmt | For | Against | Against | |||||||
4 | Elect Robert W. Kuhn | Mgmt | For | For | For | |||||||
5 | Elect Simon T. Roberts | Mgmt | For | For | For | |||||||
6 | Elect Vadis A. Rodato | Mgmt | For | For | For | |||||||
7 | Elect Nigel A. Vinecombe | Mgmt | For | For | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
11 | Re-Approval of the Material Terms of Performance-Based Compensation Under the 2012 Stock Incentive Plan | Mgmt | For | For | For |
National Storage Affiliates Trust | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NSA | CUSIP 637870106 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Arlen D. Nordhagen | Mgmt | For | For | For | |||||||
2 | Elect George L. Chapman | Mgmt | For | For | For | |||||||
3 | Elect Kevin M. Howard | Mgmt | For | Against | Against | |||||||
4 | Elect Paul W. Hylbert, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Chad L. Meisinger | Mgmt | For | For | For | |||||||
6 | Elect Steven G. Osgood | Mgmt | For | Against | Against | |||||||
7 | Elect Dominic M. Palazzo | Mgmt | For | For | For | |||||||
8 | Elect Mark Van Mourick | Mgmt | For | For | For | |||||||
9 | Elect Rebecca L. Steinfort | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Neurocrine Biosciences, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NBIX | CUSIP 64125C109 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect William H. Rastetter | Mgmt | For | For | For | |||||||
1.2 | Elect George J. Morrow | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||||
4 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For |
Nevro Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NVRO | CUSIP 64157F103 | 05/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Brad Vale | Mgmt | For | For | For | |||||||
1.2 | Elect Michael DeMane | Mgmt | For | For | For | |||||||
1.3 | Elect Lisa D. Earnhardt | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
New Relic, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEWR | CUSIP 64829B100 | 08/22/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Lewis Cirne | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Fenton | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
Novadaq Technologies Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NDQ | CUSIP 66987G102 | 08/04/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||||
Polaris Industries Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PII | CUSIP 731068102 | 04/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect George W. Bilicic | Mgmt | For | For | For | |||||||
2 | Elect Annette K. Clayton | Mgmt | For | For | For | |||||||
3 | Elect Kevin M. Farr | Mgmt | For | For | For | |||||||
4 | Elect John P. Wiehoff | Mgmt | For | Against | Against | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Prestige Brands Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PBH | CUSIP 74112D101 | 08/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||||||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||||||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||||||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||||||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||||||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||||||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Proto Labs Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRLB | CUSIP 743713109 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Archie C. Black | Mgmt | For | For | For | |||||||
1.2 | Elect Sujeet Chand | Mgmt | For | For | For | |||||||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||||||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||||||
1.5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||||||
1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | |||||||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
RealPage, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
Revance Therapeutics Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RVNC | CUSIP 761330109 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Angus C. Russell | Mgmt | For | For | For | |||||||
2 | Elect Phyllis Gardner | Mgmt | For | For | For | |||||||
3 | Elect Julian S. Gangolli | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Rignet Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RNET | CUSIP 766582100 | 05/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect James H. Browning | Mgmt | For | For | For | |||||||
2 | Elect Mattia Caprioli | Mgmt | For | For | For | |||||||
3 | Elect Kevin Mulloy | Mgmt | For | For | For | |||||||
4 | Elect Kevin J. O’Hara | Mgmt | For | For | For | |||||||
5 | Elect Keith Olsen | Mgmt | For | For | For | |||||||
6 | Elect Brent K. Whittington | Mgmt | For | For | For | |||||||
7 | Elect Ditlef de Vibe | Mgmt | For | For | For | |||||||
8 | Elect Steven E. Pickett | Mgmt | For | For | For | |||||||
9 | Elect Gail P Smith | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Sally Beauty Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBH | CUSIP 79546E104 | 02/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Katherine Button Bell | Mgmt | For | For | For | |||||||
1.2 | Elect Christian A. Brickman | Mgmt | For | For | For | |||||||
1.3 | Elect Marshall E. Eisenberg | Mgmt | For | For | For | |||||||
1.4 | Elect David W. Gibbs | Mgmt | For | For | For | |||||||
1.5 | Elect Linda Heasley | Mgmt | For | For | For | |||||||
1.6 | Elect Joseph C. Magnacca | Mgmt | For | For | For | |||||||
1.7 | Elect Robert R. McMaster | Mgmt | For | For | For | |||||||
1.8 | Elect John A. Miller | Mgmt | For | For | For | |||||||
1.9 | Elect Susan R. Mulder | Mgmt | For | For | For | |||||||
1.10 | Elect Edward W. Rabin | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Sensata Technologies Holding N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ST | CUSIP N7902X106 | 02/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Amendment to Articles | Mgmt | For | For | For | |||||||
2 | Reincorporation from the Netherlands to the United Kingdom | Mgmt | For | For | For |
Sensata Technologies Holding Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ST | CUSIP G8060N102 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Paul Edgerley | Mgmt | For | For | For | |||||||
2 | Elect Martha Sullivan | Mgmt | For | For | For | |||||||
3 | Elect James E. Heppelman | Mgmt | For | For | For | |||||||
4 | Elect Charles W. Peffer | Mgmt | For | For | For | |||||||
5 | Elect Kirk P. Pond | Mgmt | For | For | For | |||||||
6 | Elect Constance E. Skidmore | Mgmt | For | For | For | |||||||
7 | Elect Andrew Teich | Mgmt | For | For | For | |||||||
8 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | |||||||
9 | Elect Stephen M. Zide | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Appointment of UK Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set UK Auditor’s Fees | Mgmt | For | For | For | |||||||
14 | Accounts and Reports | Mgmt | For | For | For | |||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
16 | Authority to Allot Shares Under Equity Incentive Plans | Mgmt | For | For | For | |||||||
17 | Authority to Allot Shares w/o Preemptive Rights Under Equity Incentive Plans | Mgmt | For | For | For | |||||||
Servicemaster Global Holdings Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SERV | CUSIP 81761R109 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Peter L Cella | Mgmt | For | For | For | |||||||
2 | Elect John B Corness | Mgmt | For | For | For | |||||||
3 | Elect Stephen J. Sedita | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For |
Shutterstock Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SSTK | CUSIP 825690100 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas R. Evans | Mgmt | For | For | For | |||||||
1.2 | Elect Paul J. Hennessy | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Skechers U.S.A., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SKX | CUSIP 830566105 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Robert Greenberg | Mgmt | For | For | For | |||||||
1.2 | Elect Morton D. Erlich | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Thomas Walsh | Mgmt | For | For | For | |||||||
SS&C Technologies Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SSNC | CUSIP 78467J100 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Jonathan E. Michael | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Steris Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
STE | CUSIP G84720104 | 08/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Richard C. Breeden | Mgmt | For | For | For | |||||||
2 | Elect Cynthia Feldmann | Mgmt | For | For | For | |||||||
3 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||||||
4 | Elect David B. Lewis | Mgmt | For | For | For | |||||||
5 | Elect Sir Duncan K. Nichol | Mgmt | For | For | For | |||||||
6 | Elect Walter M. Rosebrough, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Mohsen M. Sohi | Mgmt | For | For | For | |||||||
8 | Elect Richard M. Steeves | Mgmt | For | For | For | |||||||
9 | Elect John P. Wareham | Mgmt | For | For | For | |||||||
10 | Elect Loyal W. Wilson | Mgmt | For | For | For | |||||||
11 | Elect Michael B. Wood | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Statutory Auditor’s Fees | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
Stratasys, Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SSYS | CUSIP M85548101 | 07/18/2017 | Unvoted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Elchanan Jaglom | Mgmt | For | N/A | N/A | |||||||
2 | Elect S. Scott Crump | Mgmt | For | N/A | N/A | |||||||
3 | Elect Edward J. Fierko | Mgmt | For | N/A | N/A | |||||||
4 | Elect Victor Leventhal | Mgmt | For | N/A | N/A | |||||||
5 | Elect Ilan Levin | Mgmt | For | N/A | N/A | |||||||
6 | Elect John J. McEleney | Mgmt | For | N/A | N/A | |||||||
7 | Elect Dov Ofer | Mgmt | For | N/A | N/A | |||||||
8 | Elect Ziva Patir | Mgmt | For | N/A | N/A | |||||||
9 | Elect David Reis | Mgmt | For | N/A | N/A | |||||||
10 | Elect Yair Seroussi | Mgmt | For | N/A | N/A | |||||||
11 | Compensation of Dov Ofer | Mgmt | For | N/A | N/A | |||||||
12 | Compensation of Yair Seroussi | Mgmt | For | N/A | N/A |
13 | Compensation Terms of CEO | Mgmt | For | N/A | N/A | |||||||
14 | Declaration of Material Interest | Mgmt | N/A | N/A | N/A | |||||||
15 | Compensation Terms of Executive Vice Chair | Mgmt | For | N/A | N/A | |||||||
16 | Stock Options of Chief Innovation Officer | Mgmt | For | N/A | N/A | |||||||
17 | Indemnification of Directors/Officers | Mgmt | For | �� | N/A | N/A | ||||||
18 | Appointment of Auditor | Mgmt | For | N/A | N/A | |||||||
Switch, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SWCH | CUSIP 87105L104 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Rob Roy | Mgmt | For | For | For | |||||||
1.2 | Elect Donald D. Snyder | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Thomas A. Thomas | Mgmt | For | Withhold | Against | |||||||
1.4 | Elect Bryan Wolf | Mgmt | For | For | For | |||||||
1.5 | Elect Zareh M. Sarrafian | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Kim Sheehy | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Syneos Health, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SYNH | CUSIP 87166B102 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Thomas Allen | Mgmt | For | For | For | |||||||
2 | Elect Linda S. Harty | Mgmt | For | For | For | |||||||
3 | Elect Alistair Macdonald | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||||
6 | Amendment to the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For |
Tennant Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TNC | CUSIP 880345103 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Azita Arvani | Mgmt | For | For | For | |||||||
1.2 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||||||
1.3 | Elect David S. Wichmann | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
The Advisory Board Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABCO | CUSIP 00762W107 | 11/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
The Middleby Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MIDD | CUSIP 596278101 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Selim A. Bassoul | Mgmt | For | For | For | |||||||
1.2 | Elect Sarah Palisi Chapin | Mgmt | For | For | For | |||||||
1.3 | Elect Robert B. Lamb | Mgmt | For | For | For | |||||||
1.4 | Elect Cathy L. McCarthy | Mgmt | For | For | For | |||||||
1.5 | Elect John R. Miller III | Mgmt | For | For | For | |||||||
1.6 | Elect Gordon O’Brien | Mgmt | For | For | For |
1.7 | Elect Nassem Ziyad | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||||||
Trimble Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TRMB | CUSIP 896239100 | 05/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||||||
1.2 | Elect Kaigham Gabriel | Mgmt | For | For | For | |||||||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||||||
1.5 | Elect Meaghan Lloyd | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Ronald S. Nersesian | Mgmt | For | For | For | |||||||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | |||||||
1.8 | Elect Johan Wibergh | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
TriNet Group Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TNET | CUSIP 896288107 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Katherine August-deWilde | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||||
1.3 | Elect Kenneth A. Goldman | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
WisdomTree Investments, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WETF | CUSIP 97717P104 | 06/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Anthony Bossone | Mgmt | For | For | For | |||||||
1.2 | Elect Bruce Lavine | Mgmt | For | For | For | |||||||
1.3 | Elect Michael Steinhardt | Mgmt | For | Withhold | Against | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Abstain | 1 Year | N/A | |||||||
Wolverine World Wide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WWW | CUSIP 978097103 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Roxane Divol | Mgmt | For | For | For | |||||||
2 | Elect Joseph Gromek | Mgmt | For | For | For | |||||||
3 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||||||
Woodward, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WWD | CUSIP 980745103 | 01/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Thomas A. Gendron | Mgmt | For | For | For | |||||||
2 | Elect Daniel G. Korte | Mgmt | For | For | For | |||||||
3 | Elect Ronald M. Sega | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Amendment to the 2017 Omnibus Incentive Plan | Mgmt | For | For | For |
Item 1: Proxy Voting Record
Registrant : Meridian Fund, Inc
Fund Name : Meridian Contrarian Fund
07/01/2017 - 06/30/2018
Achillion Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACHN | CUSIP 00448Q201 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Milind Deshpande | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Jason S. Fisherman | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Elect Joseph Truitt | Mgmt | For | For | For | |||||||
Acxiom Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACXM | CUSIP 005125109 | 08/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Timothy R. Cadogan | Mgmt | For | For | For | |||||||
2 | Elect William T. Dillard, II | Mgmt | For | Against | Against | |||||||
3 | Elect Scott E. Howe | Mgmt | For | For | For | |||||||
4 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For |
Agios Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AGIO | CUSIP 00847X104 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kaye Foster | Mgmt | For | For | For | |||||||
1.2 | Elect Maykin Ho | Mgmt | For | For | For | |||||||
1.3 | Elect John M. Maraganore | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Alexander & Baldwin, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALEX | CUSIP 014491104 | 10/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | REIT Conversion | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Alexander & Baldwin, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALEX | CUSIP 014491104 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Christopher J. Benjamin | Mgmt | For | For | For | |||||||
1.2 | Elect W. Allen Doane | Mgmt | For | For | For | |||||||
1.3 | Elect Robert S. Harrison | Mgmt | For | Withhold | Against | |||||||
1.4 | Elect David C. Hulihee | Mgmt | For | For | For | |||||||
1.5 | Elect Stanley M. Kuriyama | Mgmt | For | For | For | |||||||
1.6 | Elect Thomas A. Lewis Jr. | Mgmt | For | For | For | |||||||
1.7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||||||
1.8 | Elect Michele K. Saito | Mgmt | For | For | For | |||||||
1.9 | Elect Jenai S. Wall | Mgmt | For | For | For |
1.10 | Elect Eric K. Yeaman | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Ambarella, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMBA | CUSIP G037AX101 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Hsiao-Wuen Hon | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||||
1.3 | Elect Andrew W. Verhalen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Apple Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect James A. Bell | Mgmt | For | For | For | |||||||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||||||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||||||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||||||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||||||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||||||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||||||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For |
AquaVenture Holdings Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WAAS | CUSIP G0443N107 | 06/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Anthony A. Ibarguen | Mgmt | For | For | For | |||||||
2 | Elect Paul T. Hanrahan | Mgmt | For | For | For | |||||||
3 | Elect Cyril Meduna | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bank of Hawaii Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOH | CUSIP 062540109 | 04/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | |||||||
2 | Elect Mary G.F. Bitterman | Mgmt | For | For | For | |||||||
3 | Elect Mark A. Burak | Mgmt | For | For | For | |||||||
4 | Elect Clinton R. Churchill | Mgmt | For | For | For | |||||||
5 | Elect Peter S. Ho | Mgmt | For | For | For | |||||||
6 | Elect Robert A. Huret | Mgmt | For | For | For | |||||||
7 | Elect Kent T. Lucien | Mgmt | For | For | For | |||||||
8 | Elect Alicia E. Moy | Mgmt | For | For | For | |||||||
9 | Elect Victor K. Nichols | Mgmt | For | For | For | |||||||
10 | Elect Barbara J. Tanabe | Mgmt | For | For | For | |||||||
11 | Elect Raymond P. Vara, Jr. | Mgmt | For | For | For | |||||||
12 | Elect Robert W. Wo | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For |
Benefitfocus Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BNFT | CUSIP 08180D106 | 06/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mason R. Holland, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Stephen M. Swad | Mgmt | For | For | For | |||||||
CACI International Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CACI | CUSIP 127190304 | 11/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Kenneth Asbury | Mgmt | For | For | For | |||||||
2 | Elect Michael A. Daniels | Mgmt | For | For | For | |||||||
3 | Elect James S. Gilmore III | Mgmt | For | For | For | |||||||
4 | Elect William L. Jews | Mgmt | For | For | For | |||||||
5 | Elect Gregory G. Johnson | Mgmt | For | For | For | |||||||
6 | Elect J.P. London | Mgmt | For | For | For | |||||||
7 | Elect James L. Pavitt | Mgmt | For | For | For | |||||||
8 | Elect Warren R. Phillips | Mgmt | For | Against | Against | |||||||
9 | Elect Charles P. Revoile | Mgmt | For | For | For | |||||||
10 | Elect William S. Wallace | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Cardtronics plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CATM | CUSIP G1991C105 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect J. Tim Arnoult | Mgmt | For | For | For | |||||||
2 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||||||
3 | Elect Juli C. Spottiswood | Mgmt | For | For | For | |||||||
4 | Ratification of U.S. Auditor | Mgmt | For | For | For | |||||||
5 | Appointment of U.K. Auditor | Mgmt | For | For | For | |||||||
6 | Authority to Set U.K. Auditor’s Fees | Mgmt | For | For | For |
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||||
Celgene Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CELG | CUSIP 151020104 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mark J. Alles | Mgmt | For | For | For | |||||||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||||||
1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | |||||||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||||||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||||||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||||||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||||||
1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||||||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||||||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||||||
1.12 | Elect John H. Weiland | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
Chimerix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMRX | CUSIP 16934W106 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect James M. Daly | Mgmt | For | For | For | |||||||
1.2 | Elect Martha J. Demski | Mgmt | For | For | For | |||||||
1.3 | Elect Edward F. Greissing | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Citizens Financial Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CFG | CUSIP 174610105 | 04/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Bruce Van Saun | Mgmt | For | For | For | |||||||
2 | Elect Mark S. Casady | Mgmt | For | For | For | |||||||
3 | Elect Christine M. Cumming | Mgmt | For | For | For | |||||||
4 | Elect Anthony Di Iorio | Mgmt | For | For | For | |||||||
5 | Elect William P. Hankowsky | Mgmt | For | Against | Against | |||||||
6 | Elect Howard W. Hanna III | Mgmt | For | For | For | |||||||
7 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||||
8 | Elect Charles J. Koch | Mgmt | For | For | For | |||||||
9 | Elect Arthur F. Ryan | Mgmt | For | For | For | |||||||
10 | Elect Shivan S. Subramaniam | Mgmt | For | For | For | |||||||
11 | Elect Wendy A. Watson | Mgmt | For | For | For | |||||||
12 | Elect Marita Zuraitis | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Diageo plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DGE | CUSIP 25243Q205 | 09/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||||||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For |
7 | Elect Javier Ferran | Mgmt | For | For | For | |||||||
8 | Elect HO Kwon Ping | Mgmt | For | Against | Against | |||||||
9 | Elect Betsy D. Holden | Mgmt | For | For | For | |||||||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||||||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||||||
12 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||||||
13 | Elect Alan Stewart | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
20 | Share Value Plan | Mgmt | For | For | For | |||||||
Enersys | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ENS | CUSIP 29275Y102 | 08/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect John F. Lehman | Mgmt | For | For | For | |||||||
2 | Elect Dennis S. Marlo | Mgmt | For | For | For | |||||||
3 | Elect Paul J. Tufano | Mgmt | For | For | For | |||||||
4 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
EOG Resources, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||||||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||||||
4 | Elect James C. Day | Mgmt | For | For | For | |||||||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||||||
6 | Elect Donald F. Textor | Mgmt | For | For | For | |||||||
7 | Elect William R. Thomas | Mgmt | For | For | For | |||||||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
FireEye, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEYE | CUSIP 31816Q101 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Robert E. Switz | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Ford Motor Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
F | CUSIP 345370860 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||||||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||||||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||||||
4 | Elect Edsel B. Ford II | Mgmt | For | Against | Against | |||||||
5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||||||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||||||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||||||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||||||
9 | Elect John C. Lechleiter | Mgmt | For | For | For | |||||||
10 | Elect Ellen R. Marram | Mgmt | For | For | For | |||||||
11 | Elect John L. Thornton | Mgmt | For | For | For |
12 | Elect John B. Veihmeyer | Mgmt | For | For | For | |||||||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||||||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||||||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
Genesee & Wyoming Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWR | CUSIP 371559105 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ann N. Reese | Mgmt | For | For | For | |||||||
1.2 | Elect Bruce J. Carter | Mgmt | For | For | For | |||||||
1.3 | Elect Cynthia L. Hostetler | Mgmt | For | For | For | |||||||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Abstain | For | Against |
Graphic Packaging Holding Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GPK | CUSIP 388689101 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||||||
1.2 | Elect Philip R. Martens | Mgmt | For | For | For | |||||||
1.3 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
H&E Equipment Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HEES | CUSIP 404030108 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Gary W. Bagley | Mgmt | For | For | For | |||||||
1.2 | Elect John M. Engquist | Mgmt | For | For | For | |||||||
1.3 | Elect Paul N. Arnold | Mgmt | For | For | For | |||||||
1.4 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||||||
1.5 | Elect Patrick L. Edsell | Mgmt | For | For | For | |||||||
1.6 | Elect Thomas J. Galligan III | Mgmt | For | For | For | |||||||
1.7 | Elect Lawrence C. Karlson | Mgmt | For | Withhold | Against | |||||||
1.8 | Elect John T. Sawyer | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
HNI Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HNI | CUSIP 404251100 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Stan A. Askren | Mgmt | For | For | For | |||||||
2 | Elect Mary A. Bell | Mgmt | For | For | For | |||||||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Immunomedics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IMMU | CUSIP 452907108 | 04/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Behzad Aghazadeh | Mgmt | For | For | For | |||||||
2 | Elect Scott A. Canute | Mgmt | For | For | For | |||||||
3 | Elect Peter Barton Hutt | Mgmt | For | For | For | |||||||
4 | Elect Khalid Islam | Mgmt | For | For | For | |||||||
5 | Elect Michael Pehl | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Iridium Communications Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IRDM | CUSIP 46269C102 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||||||
1.2 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||||||
1.3 | Elect Matthew J. Desch | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas J. Fitzpatrick | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Jane L. Harman | Mgmt | For | For | For | |||||||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||||||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||||||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||||||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||||||
1.10 | Elect Henrik O. Schliemann | Mgmt | For | For | For | |||||||
1.11 | Elect S. Scott Smith | Mgmt | For | For | For | |||||||
1.12 | Elect Barry J. West | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Kennedy-Wilson Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||||||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||||||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
KLX Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KLXI | CUSIP 482539103 | 08/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Richard G. Hamermesh | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Theodore L. Weise | Mgmt | For | For | For | |||||||
1.3 | Elect John T. Whates | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Lumber Liquidators Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LL | CUSIP 55003T107 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Douglas T. Moore | Mgmt | For | For | For | |||||||
1.2 | Elect Nancy M. Taylor | Mgmt | For | For | For | |||||||
1.3 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||||||
1.4 | Elect Famous P. Rhodes | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Mellanox Technologies, Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MLNX | CUSIP M51363113 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Amend Articles to Provide for Plurality Voting in Contested Elections | Mgmt | For | For | For | |||||||
2 | Amend Articles to Require a Universal Proxy Card in Contested Elections | Mgmt | For | For | For | |||||||
Micron Technology, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MU | CUSIP 595112103 | 01/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||||||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||||||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||||||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||||
5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||||||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Microsoft Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||||||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||||||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||||||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||||||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||||||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||||||
Nektar Therapeutics | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NKTR | CUSIP 640268108 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Jeff Ajer | Mgmt | For | For | For | |||||||
2 | Elect Robert B. Chess | Mgmt | For | For | For | |||||||
3 | Elect Roy A. Whitfield | Mgmt | For | For | For | |||||||
4 | Amendment to the 2017 Performance incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Neurocrine Biosciences, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NBIX | CUSIP 64125C109 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect William H. Rastetter | Mgmt | For | For | For | |||||||
1.2 | Elect George J. Morrow | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||||
4 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
New Gold Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NGD | CUSIP 644535106 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Board Size | Mgmt | For | For | For | |||||||
2.1 | Elect Gillian Davidson | Mgmt | For | For | For | |||||||
2.2 | Elect James M. Estey | Mgmt | For | For | For | |||||||
2.3 | Elect Margaret J. Mulligan | Mgmt | For | For | For | |||||||
2.4 | Elect Ian W. Pearce | Mgmt | For | For | For | |||||||
2.5 | Elect Hannes Portmann | Mgmt | For | For | For | |||||||
2.6 | Elect Marilyn Schonberner | Mgmt | For | For | For | |||||||
2.7 | Elect Raymond Threlkeld | Mgmt | For | For | For | |||||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Newmont Mining Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEM | CUSIP 651639106 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||||||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||||||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||||||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||||||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||||||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||||||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||||||
8 | Elect Sheri Hickok | Mgmt | For | For | For | |||||||
9 | Elect Rene Medori | Mgmt | For | For | For | |||||||
10 | Elect Jane Nelson | Mgmt | For | For | For | |||||||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | |||||||
12 | Elect Molly P. Zhang | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Nomad Foods Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NOMD | CUSIP G6564A105 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||||||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||||||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||||||
4 | Elect Stefan Descheemaeker | Mgmt | For | For | For | |||||||
5 | Elect Mohamed Elsarky | Mgmt | For | For | For | |||||||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||||||
7 | Elect Paul Kenyon | Mgmt | For | Against | Against | |||||||
8 | Elect James E. Lillie | Mgmt | For | For | For | |||||||
9 | Elect Lord Myners | Mgmt | For | For | For | |||||||
10 | Elect Victoria Parry | Mgmt | For | For | For | |||||||
11 | Elect Simon White | Mgmt | For | For | For | |||||||
12 | Elect Samy Zekhout | Mgmt | For | Against | Against | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For |
Nutanix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTNX | CUSIP 67059N108 | 12/18/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||||||
2 | Elect Steven J. Gomo | Mgmt | For | Against | Against | |||||||
3 | Elect Jeffrey T. Parks | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NVIDIA Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NVDA | CUSIP 67066G104 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||||||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||||||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||||||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||||||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||||||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||||||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||||||
9 | Elect Mark L. Perry | Mgmt | For | For | For | |||||||
10 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||||||
11 | Elect Mark A. Stevens | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Amendment to the NVIDIA Corporation Amended and Restated 2007 Equity Incentive Plan | Mgmt | For | For | For | |||||||
15 | Amendment to the NVIDIA Corporation Amended and Restated 2012 Employee Stock Purchase Plan | Mgmt | For | For | For |
Owens-Illinois, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
OI | CUSIP 690768403 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Gordon J. Hardie | Mgmt | For | For | For | |||||||
1.2 | Elect Peter S. Hellman | Mgmt | For | For | For | |||||||
1.3 | Elect John Humphrey | Mgmt | For | For | For | |||||||
1.4 | Elect Anastasia D. Kelly | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Andres A. Lopez | Mgmt | For | For | For | |||||||
1.6 | Elect John J. McMackin, Jr. | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Alan J. Murray | Mgmt | For | For | For | |||||||
1.8 | Elect Hari N. Nair | Mgmt | For | For | For | |||||||
1.9 | Elect Hugh H. Roberts | Mgmt | For | For | For | |||||||
1.10 | Elect Joseph D. Rupp | Mgmt | For | For | For | |||||||
1.11 | Elect Carol A. Williams | Mgmt | For | For | For | |||||||
1.12 | Elect Dennis K. Williams | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Rayonier Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RYN | CUSIP 754907103 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Richard D. Kincaid | Mgmt | For | For | For | |||||||
2 | Elect Keith E. Bass | Mgmt | For | For | For | |||||||
3 | Elect Dod A. Fraser | Mgmt | For | For | For | |||||||
4 | Elect Scott R. Jones | Mgmt | For | For | For | |||||||
5 | Elect Bernard Lanigan, Jr. | Mgmt | For | For | For | |||||||
6 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||||||
7 | Elect V. Larkin Martin | Mgmt | For | For | For | |||||||
8 | Elect David L. Nunes | Mgmt | For | For | For | |||||||
9 | Elect Andrew G. Wiltshere | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For |
Regis Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RGS | CUSIP 758932107 | 10/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Daniel G. Beltzman | Mgmt | For | For | For | |||||||
2 | Elect David J. Grissen | Mgmt | For | For | For | |||||||
3 | Elect Mark Light | Mgmt | For | For | For | |||||||
4 | Elect Michael J. Merriman, Jr. | Mgmt | For | For | For | |||||||
5 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||||||
6 | Elect Hugh E. Sawyer | Mgmt | For | For | For | |||||||
7 | Elect David P. Williams | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Superior Industries International, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SUP | CUSIP 868168105 | 05/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Michael R. Bruynesteyn | Mgmt | For | For | For | |||||||
1.2 | Elect Paul J. Humphries | Mgmt | For | For | For | |||||||
1.3 | Elect Ransom A. Langford | Mgmt | For | For | For | |||||||
1.4 | Elect James S. McElya | Mgmt | For | For | For | |||||||
1.5 | Elect Timothy C. McQuay | Mgmt | For | For | For | |||||||
1.6 | Elect Ellen B. Richstone | Mgmt | For | For | For | |||||||
1.7 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||||||
1.8 | Elect Francisco S. Uranga | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Total SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FP | CUSIP 89151E109 | 06/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||||||
4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||||||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
6 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||||||
7 | Elect Patrick Artus | Mgmt | For | For | For | |||||||
8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||||
11 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||||||
12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||||||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||||||
17 | Greenshoe | Mgmt | For | For | For | |||||||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
20 | Authority to Issue Performance Shares | Mgmt | For | Against | Against |
Trimble Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TRMB | CUSIP 896239100 | 05/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||||||
1.2 | Elect Kaigham Gabriel | Mgmt | For | For | For | |||||||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||||||
1.5 | Elect Meaghan Lloyd | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Ronald S. Nersesian | Mgmt | For | For | For | |||||||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | |||||||
1.8 | Elect Johan Wibergh | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
U.S. Bancorp | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||||||
2 | Elect Marc N. Casper | Mgmt | For | For | For | |||||||
3 | Elect Andrew Cecere | Mgmt | For | For | For | |||||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||||||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||||||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | |||||||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | |||||||
11 | Elect David B. O’Maley | Mgmt | For | For | For | |||||||
12 | Elect O’dell M. Owens | Mgmt | For | For | For | |||||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||||||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
U.S. Concrete, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
USCR | CUSIP 90333L201 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William J. Sandbrook | Mgmt | For | For | For | |||||||
2 | Elect Kurt M. Cellar | Mgmt | For | For | For | |||||||
3 | Elect Michael D. Lundin | Mgmt | For | For | For | |||||||
4 | Elect Robert M. Rayner | Mgmt | For | For | For | |||||||
5 | Elect Colin M. Sutherland | Mgmt | For | For | For | |||||||
6 | Elect Theodore P. Rossi | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Ultragenyx Pharmaceutical Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RARE | CUSIP 90400D108 | 06/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Deborah Dunsire | Mgmt | For | For | For | |||||||
2 | Elect Michael A. Narachi | Mgmt | For | For | For | |||||||
3 | Elect Clay B. Siegall | Mgmt | For | Abstain | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Umpqua Holdings Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UMPQ | CUSIP 904214103 | 04/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Peggy Y. Fowler | Mgmt | For | For | For | |||||||
2 | Elect Stephen M. Gambee | Mgmt | For | For | For | |||||||
3 | Elect James S. Greene | Mgmt | For | For | For |
4 | Elect Luis F. Machuca | Mgmt | For | For | For | |||||||
5 | Elect Cort L. O’Haver | Mgmt | For | For | For | |||||||
6 | Elect Maria M. Pope | Mgmt | For | For | For | |||||||
7 | Elect John F. Schultz | Mgmt | For | For | For | |||||||
8 | Elect Susan F. Stevens | Mgmt | For | For | For | |||||||
9 | Elect Hilliard C. Terry, III | Mgmt | For | For | For | |||||||
10 | Elect Bryan L. Timm | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Verint Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VRNT | CUSIP 92343X100 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||||||
1.2 | Elect John Egan | Mgmt | For | For | For | |||||||
1.3 | Elect Penelope Herscher | Mgmt | For | For | For | |||||||
1.4 | Elect William Kurtz | Mgmt | For | For | For | |||||||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||||||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||||||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Wesco International, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WCC | CUSIP 95082P105 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||||||
1.2 | Elect John J. Engel | Mgmt | For | For | For | |||||||
1.3 | Elect Matthew J. Espe | Mgmt | For | For | For | |||||||
1.4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||||||
1.5 | Elect John K. Morgan | Mgmt | For | For | For |
1.6 | Elect Steven A. Raymund | Mgmt | For | For | For | |||||||
1.7 | Elect James L. Singleton | Mgmt | For | For | For | |||||||
1.8 | Elect Lynn M. Utter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Xylem Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
XYL | CUSIP 98419M100 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | |||||||
2 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||||||
3 | Elect Patrick K. Decker | Mgmt | For | For | For | |||||||
4 | Elect Robert F. Friel | Mgmt | For | Against | Against | |||||||
5 | Elect Victoria D. Harker | Mgmt | For | For | For | |||||||
6 | Elect Sten Jakobsson | Mgmt | For | For | For | |||||||
7 | Elect Steven R. Loranger | Mgmt | For | For | For | |||||||
8 | Elect Surya N. Mohapatra | Mgmt | For | For | For | |||||||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||||||
10 | Elect Markos I. Tambakeras | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Item 1: Proxy Voting Record
Registrant : Meridian Fund, Inc
Fund Name : Meridian Small Cap Growth Fund
07/01/2017 - 06/30/2018
3D Systems Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDD | CUSIP 88554D205 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William E. Curran | Mgmt | For | For | For | |||||||
2 | Elect Thomas W. Erickson | Mgmt | For | For | For | |||||||
3 | Elect Charles W. Hull | Mgmt | For | For | For | |||||||
4 | Elect William D. Humes | Mgmt | For | For | For | |||||||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||||||
6 | Elect Jim D. Kever | Mgmt | For | For | For | |||||||
7 | Elect G. Walter Loewenbaum II | Mgmt | For | For | For | |||||||
8 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | |||||||
9 | Elect Kevin S. Moore | Mgmt | For | For | For | |||||||
10 | Elect John J. Tracy | Mgmt | For | For | For | |||||||
11 | Elect Jeffrey Wadsworth | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
ABM Industries Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABM | CUSIP 000957100 | 03/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Linda L. Chavez | Mgmt | For | For | For | |||||||
2 | Elect J. Philip Ferguson | Mgmt | For | For | For | |||||||
3 | Elect Art A. Garcia | Mgmt | For | For | For | |||||||
4 | Elect Scott Salmirs | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Accelerate Diagnostics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AXDX | CUSIP 00430H102 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Lawrence Mehren | Mgmt | For | For | For | |||||||
1.3 | Elect Mark C. Miller | Mgmt | For | For | For | |||||||
1.4 | Elect John Patience | Mgmt | For | For | For | |||||||
1.5 | Elect Jack W. Schuler | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Matthew W. Strobeck | Mgmt | For | For | For | |||||||
1.7 | Elect Frank J.M. Brink | Mgmt | For | For | For | |||||||
1.8 | Elect Charles Watts | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Actua Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACTA | CUSIP 005094107 | 04/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Liquidation of the Company | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Actua Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACTA | CUSIP 005094107 | 12/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Sale of Assets | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Albireo Pharma, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALBO | CUSIP 01345P106 | 06/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ronald H. W. Cooper | Mgmt | For | For | For | |||||||
1.2 | Elect Anne Klibanski | Mgmt | For | For | For | |||||||
1.3 | Elect Stephanie Okey | Mgmt | For | For | For | |||||||
2 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Argen-X SE | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ARGX | CUSIP 04016X101 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Losses | Mgmt | For | For | For | |||||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
4 | Elect Michael J. Daly | Mgmt | For | For | For | |||||||
5 | Elect Tim Van Hauwermeiren | Mgmt | For | For | For | |||||||
6 | Elect David Lacey | Mgmt | For | For | For | |||||||
7 | Elect Peter Verhaeghe | Mgmt | For | For | For | |||||||
8 | Elect Werner Lanthaler | Mgmt | For | For | For | |||||||
9 | Equity Compensation Plan | Mgmt | For | Against | Against | |||||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For |
Atara Biotherapeutics Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ATRA | CUSIP 046513107 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Eric L. Dobmeier | Mgmt | For | For | For | |||||||
1.2 | Elect William K. Heiden | Mgmt | For | For | For | |||||||
1.3 | Elect Beth Seidenberg | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Avista Healthcare Public Acquisition Corp | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AHPA | CUSIP G0726L125 | 06/28/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Axogen Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AXGN | CUSIP 05463X106 | 05/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Gregory G. Freitag | Mgmt | For | For | For | |||||||
1.2 | Elect Mark Gold | Mgmt | For | For | For | |||||||
1.3 | Elect Jamie M. Grooms | Mgmt | For | For | For | |||||||
1.4 | Elect Guido J. Neels | Mgmt | For | For | For | |||||||
1.5 | Elect Robert J. Rudelius | Mgmt | For | For | For | |||||||
1.6 | Elect Amy M. Wendell | Mgmt | For | For | For | |||||||
1.7 | Elect Karen Zaderej | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Axon Enterprise, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AAXN | CUSIP 05464C101 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Richard H. Carmona | Mgmt | For | For | For | |||||||
1.2 | Elect Bret Taylor | Mgmt | For | For | For | |||||||
1.3 | Elect Julie Cullivan | Mgmt | For | For | For | |||||||
2 | Approval of the CEO Performance Award | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | |||||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||||
Barracuda Networks Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CUDA | CUSIP 068323104 | 02/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Barracuda Networks Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CUDA | CUSIP 068323104 | 08/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Chet Kapoor | Mgmt | For | For | For | |||||||
1.2 | Elect William D. Jenkins Jr. | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For |
Benefitfocus Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BNFT | CUSIP 08180D106 | 06/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mason R. Holland, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Stephen M. Swad | Mgmt | For | For | For | |||||||
BioTelemetry, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BEAT | CUSIP 090672106 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Anthony J. Conti | Mgmt | For | For | For | |||||||
2 | Elect Kirk E. Gorman | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
BlackLine Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BL | CUSIP 09239B109 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Holly Haynes | Mgmt | Withhold | Withhold | N/A | |||||||
1.2 | Elect Jason Babcoke | Mgmt | For | For | For | |||||||
1.3 | Elect Kevin B. Thompson | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
BlackLine Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BL | CUSIP 09239B109 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Jason Babcoke | Mgmt | For | For | For | |||||||
1.2 | Elect Kevin B. Thompson | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For |
Boot Barn Holdings Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOT | CUSIP 099406100 | 08/30/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Greg Bettinelli | Mgmt | For | For | For | |||||||
1.2 | Elect Brad J. Brutocao | Mgmt | For | For | For | |||||||
1.3 | Elect James G.Conroy | Mgmt | For | For | For | |||||||
1.4 | Elect Christian B. Johnson | Mgmt | For | For | For | |||||||
1.5 | Elect Brenda I. Morris | Mgmt | For | For | For | |||||||
1.6 | Elect J. Frederick Simmons | Mgmt | For | For | For | |||||||
1.7 | Elect Peter M. Starrett | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Approval of the Cash Incentive Plan for Executives | Mgmt | For | For | For | |||||||
Callidus Software Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CALD | CUSIP 13123E500 | 03/29/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1. | Merger/Acquisition | Mgmt | For | For | For | |||||||
2. | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||||
3. | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Carbonite, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CARB | CUSIP 141337105 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mohamad Ali | Mgmt | For | For | For | |||||||
1.2 | Elect Scott Daniels | Mgmt | For | For | For | |||||||
1.3 | Elect Peter Gyenes | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Carter’s, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRI | CUSIP 146229109 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||||||
2 | Elect Giuseppina Buonfantino | Mgmt | For | For | For | |||||||
3 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
4 | Elect Vanessa J. Castagna | Mgmt | For | For | For | |||||||
5 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||||||
6 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||||||
7 | Elect Mark P. Hipp | Mgmt | For | For | For | |||||||
8 | Elect William J. Montgoris | Mgmt | For | For | For | |||||||
9 | Elect David Pulver | Mgmt | For | For | For | |||||||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ChannelAdvisor Corp | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ECOM | CUSIP 159179100 | 05/04/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Timothy J. Buckley | Mgmt | For | For | For | |||||||
1.2 | Elect Joseph L. Cowan | Mgmt | For | For | For | |||||||
1.3 | Elect Marc E. Huffman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For |
Chimerix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMRX | CUSIP 16934W106 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect James M. Daly | Mgmt | For | For | For | |||||||
1.2 | Elect Martha J. Demski | Mgmt | For | For | For | |||||||
1.3 | Elect Edward F. Greissing | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Cimpress N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMPR | CUSIP N20146101 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Increase in Par Value of Share Capital from Reserves | Mgmt | For | For | For | |||||||
2 | Decrease in Par Value of Share Capital | Mgmt | For | For | For | |||||||
Cimpress N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMPR | CUSIP N20146101 | 11/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect John J. Gavin, Jr. to the Supervisory Board | Mgmt | For | For | For | |||||||
2 | Elect Zachary S. Sternberg to the Supervisory Board | Mgmt | For | For | For | |||||||
3 | Elect Robert S. Keane to the Management Board | Mgmt | For | For | For | |||||||
4 | Elect Sean E. Quinn to the Management Board | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||||
10 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||||||
11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Clean Harbors, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CLH | CUSIP 184496107 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Alan S. McKim | Mgmt | For | For | For | |||||||
1.2 | Elect Rod Marlin | Mgmt | For | For | For | |||||||
1.3 | Elect John T. Preston | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
comScore, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SCOR | CUSIP 20564W105 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dale Fuller | Mgmt | For | For | For | |||||||
1.2 | Elect Robert Norman | Mgmt | For | For | For | |||||||
1.3 | Elect Jacques Kerrest | Mgmt | For | For | For | |||||||
1.4 | Elect Michelle McKenna-Doyle | Mgmt | For | For | For | |||||||
1.5 | Elect Paul Reilly | Mgmt | For | For | For | |||||||
1.6 | Elect William Livek | Mgmt | For | For | For | |||||||
1.7 | Elect Brent Rosenthal | Mgmt | For | For | For | |||||||
1.8 | Elect Bryan Wiener | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Approval of the 2018 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cornerstone OnDemand, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CSOD | CUSIP 21925Y103 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||||
2 | Elect Kristina Salen | Mgmt | For | For | For | |||||||
3 | Elect Marcus S. Ryu | Mgmt | For | For | For | |||||||
4 | Elect Elisa A. Steele | Mgmt | For | For | For | |||||||
5 | Elect Richard M. Haddrill | Mgmt | For | For | For | |||||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cryolife, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRY | CUSIP 228903100 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas F. Ackerman | Mgmt | For | For | For | |||||||
1.2 | Elect Daniel J. Bevevino | Mgmt | For | For | For | |||||||
1.3 | Elect James W. Bullock | Mgmt | For | For | For | |||||||
1.4 | Elect Jeffrey H. Burbank | Mgmt | For | For | For | |||||||
1.5 | Elect J. Patrick Mackin | Mgmt | For | For | For | |||||||
1.6 | Elect Ronald D. McCall | Mgmt | For | For | For | |||||||
1.7 | Elect Harvey Morgan | Mgmt | For | For | For |
1.8 | Elect Jon W. Salveson | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Amendment to the Equity and Cash Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
CTS Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CTS | CUSIP 126501105 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Patricia K. Collawn | Mgmt | For | For | For | |||||||
1.2 | Elect Gordon Hunter | Mgmt | For | For | For | |||||||
1.3 | Elect William S. Johnson | Mgmt | For | For | For | |||||||
1.4 | Elect Diana M. Murphy | Mgmt | For | For | For | |||||||
1.5 | Elect Kieran O’Sullivan | Mgmt | For | For | For | |||||||
1.6 | Elect Robert A. Profusek | Mgmt | For | For | For | |||||||
1.7 | Elect Alfonso G. Zulueta | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Approval of the 2018 Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||||
CyberArk Software Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CYBR | CUSIP M2682V108 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Ehud Mokady | Mgmt | For | For | For | |||||||
2 | Elect David Schaeffer | Mgmt | For | For | For | |||||||
3 | Equity Awards of CEO | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
DBV Technologies | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DBV | CUSIP 23306J101 | 06/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
3 | Allocation of Losses | Mgmt | For | For | For | |||||||
4 | Approve Special Auditors Report on Regulated Agreements | Mgmt | For | Against | Against | |||||||
5 | Elect Mailys Ferrere | Mgmt | For | Against | Against | |||||||
6 | Elect Claire Giraut | Mgmt | For | For | For | |||||||
7 | Elect Pierre Henri Benhamou | Mgmt | For | For | For | |||||||
8 | Elect Michael Goller | Mgmt | For | For | For | |||||||
9 | Elect Torbjorn Bjerke | Mgmt | For | Against | Against | |||||||
10 | Elect Daniel Soland | Mgmt | For | For | For | |||||||
11 | Ratification of Co-Option of Michel de Rosen | Mgmt | For | For | For | |||||||
12 | Elect Michel de Rosen | Mgmt | For | For | For | |||||||
13 | Remuneration of Pierre-Henri Benhamou, Chair and CEO | Mgmt | For | For | For | |||||||
14 | Remuneration of David Schilansky, Deputy CEO | Mgmt | For | For | For | |||||||
15 | Remuneration of Laurent Martin, Deputy CEO | Mgmt | For | For | For | |||||||
16 | Remuneration Policy for Chair and CEO | Mgmt | For | Against | Against | |||||||
17 | Remuneration Policy for Deputy CEO and CFO | Mgmt | For | Against | Against | |||||||
18 | Remuneration Policy for Deputy CEO and Head Pharmacist | Mgmt | For | Against | Against | |||||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||||||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against |
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||||||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||||
25 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement (Investment Funds) | Mgmt | For | Against | Against | |||||||
26 | Greenshoe | Mgmt | For | Against | Against | |||||||
27 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||||
28 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||||
29 | Authority to Grant Warrants | Mgmt | For | Against | Against | |||||||
30 | Authority to Issue Performance Shares | Mgmt | For | Against | Against | |||||||
31 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
33 | Amendments to Articles Regarding Compensation of Corporate Officers | Mgmt | For | For | For | |||||||
34 | Amendments to Articles Regarding Casting Vote for Chair | Mgmt | For | Against | Against | |||||||
35 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Descartes Systems Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSG | CUSIP 249906108 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect David I. Beatson | Mgmt | For | For | For | |||||||
1.2 | Elect Deborah Close | Mgmt | For | For | For | |||||||
1.3 | Elect Eric Demirian | Mgmt | For | For | For | |||||||
1.4 | Elect Christopher Hewat | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Dennis Maple | Mgmt | For | For | For | |||||||
1.6 | Elect Jane O’Hagan | Mgmt | For | For | For |
1.7 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||||
1.8 | Elect John Walker | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
DexCom, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DXCM | CUSIP 252131107 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Terrance H. Gregg | Mgmt | For | For | For | |||||||
2 | Elect Kevin Sayer | Mgmt | For | For | For | |||||||
3 | Elect Nicholas Augustinos | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Easterly Acquisition Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EACQ | CUSIP 27616L102 | 08/01/2017 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Extension of Corporate Life | Mgmt | For | TNA | N/A | |||||||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | TNA | N/A | |||||||
3 | Extension of Trust Agreement | Mgmt | For | TNA | N/A | |||||||
4 | Elect Darrell W. Crate | Mgmt | For | TNA | N/A | |||||||
5 | Elect Avshalom Y. Kalichstein | Mgmt | For | TNA | N/A | |||||||
6 | Elect James N. Hauslein | Mgmt | For | TNA | N/A | |||||||
7 | Elect David W. Knowlton | Mgmt | For | TNA | N/A | |||||||
8 | Elect Thomas W. Purcell | Mgmt | For | TNA | N/A | |||||||
9 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A |
Endologix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELGX | CUSIP 29266S106 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Guido J. Neels | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
5 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||||||
6 | Approval of the Stock Option Exchange Program | Mgmt | For | For | For | |||||||
Entellus Medical Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ENTL | CUSIP 29363K105 | 02/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Envestnet, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ENV | CUSIP 29404K106 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Charles Roame | Mgmt | For | For | For | |||||||
1.2 | Elect Gregory Smith | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Envestnet, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ENV | CUSIP 29404K106 | 07/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Luis A. Aguilar | Mgmt | For | For | For | |||||||
1.2 | Elect Ross K. Chapin | Mgmt | For | For | For | |||||||
1.3 | Elect James L. Fox | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Re-Approval of the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
Euronet Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EEFT | CUSIP 298736109 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas A. McDonnell | Mgmt | For | For | For | |||||||
1.2 | Elect Paul S. Althasen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Everbridge Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kent Mathy | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Transaction of Other Business | Mgmt | For | Against | Against |
Evolution Petroleum Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EPM | CUSIP 30049A107 | 12/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Edward J. DiPaolo | Mgmt | For | For | For | |||||||
1.2 | Elect William E. Dozier | Mgmt | For | For | For | |||||||
1.3 | Elect Robert S. Herlin | Mgmt | For | For | For | |||||||
1.4 | Elect Kelly W. Loyd | Mgmt | For | For | For | |||||||
1.5 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||||||
1.6 | Elect Gene G. Stoever | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
EXACT Sciences Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EXAS | CUSIP 30063P105 | 07/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Maneesh K. Arora | Mgmt | For | For | For | |||||||
1.2 | Elect James E. Doyle | Mgmt | For | For | For | |||||||
1.3 | Elect Lionel N. Sterling | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Amendment to the 2010 Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Financial Engines Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FNGN | CUSIP 317485100 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect E. Olena Berg-Lacy | Mgmt | For | For | For | |||||||
1.2 | Elect John B. Shoven | Mgmt | For | For | For | |||||||
1.3 | Elect David Bruce Yoffie | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | 2018 Employee Stock Purchase Plan | Mgmt | For | For | For |
Forrester Research, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FORR | CUSIP 346563109 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Jean M. Birch | Mgmt | For | For | For | |||||||
1.2 | Elect David Boyce | Mgmt | For | For | For | |||||||
1.3 | Elect Neil Bradford | Mgmt | For | For | For | |||||||
1.4 | Elect George F. Colony | Mgmt | For | For | For | |||||||
1.5 | Elect Anthony Friscia | Mgmt | For | For | For | |||||||
1.6 | Elect Robert M. Galford | Mgmt | For | For | For | |||||||
1.7 | Elect Gretchen Teichgraeber | Mgmt | For | For | For | |||||||
1.8 | Elect Yvonne Wassenaar | Mgmt | For | For | For | |||||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Forward Air Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FWRD | CUSIP 349853101 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | |||||||
1.2 | Elect Ana Amicarella | Mgmt | For | For | For | |||||||
1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | |||||||
1.4 | Elect Bruce A. Campbell | Mgmt | For | For | For | |||||||
1.5 | Elect C. Robert Campbell | Mgmt | For | For | For | |||||||
1.6 | Elect R. Craig Carlock | Mgmt | For | For | For | |||||||
1.7 | Elect C. John Langley, Jr. | Mgmt | For | For | For | |||||||
1.8 | Elect G. Michael Lynch | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Graham Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GHM | CUSIP 384556106 | 08/03/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect James J. Barber | Mgmt | For | For | For | |||||||
1.2 | Elect Gerard T. Mazurkiewicz | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Grand Canyon Education Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LOPE | CUSIP 38526M106 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Brian E. Mueller | Mgmt | For | For | For | |||||||
2 | Elect Sara R. Dial | Mgmt | For | For | For | |||||||
3 | Elect Jack A. Henry | Mgmt | For | For | For | |||||||
4 | Elect Kevin F. Warren | Mgmt | For | For | For | |||||||
5 | Elect David J. Johnson | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Healthequity, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HQY | CUSIP 42226A107 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||||||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||||||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||||||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||||||
1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For |
1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||||||
1.7 | Elect Debra McCowan | Mgmt | For | For | For | |||||||
1.8 | Elect Frank T. Medici | Mgmt | For | For | For | |||||||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||||||
1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||||
HealthStream, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HSTM | CUSIP 42222N103 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Robert A. Frist, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Frank Gordon | Mgmt | For | For | For | |||||||
1.3 | Elect C. Martin Harris | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Heartland Express, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HTLD | CUSIP 422347104 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Michael J. Gerdin | Mgmt | For | For | For | |||||||
1.2 | Elect Larry J. Gordon | Mgmt | For | For | For | |||||||
1.3 | Elect Benjamin J. Allen | Mgmt | For | For | For | |||||||
1.4 | Elect Brenda S. Neville | Mgmt | For | For | For | |||||||
1.5 | Elect James G. Pratt | Mgmt | For | For | For | |||||||
1.6 | Elect Tahira K. Hira | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Michael J. Sullivan | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Heritage-Crystal Clean, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HCCI | CUSIP 42726M106 | 05/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Fred Fehsenfeld, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Jim Schumacher | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Heron Therapeutics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HRTX | CUSIP 427746102 | 06/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kevin C. Tang | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Barry D. Quart | Mgmt | For | For | For | |||||||
1.3 | Elect Robert H. Rosen | Mgmt | For | For | For | |||||||
1.4 | Elect Craig A. Johnson | Mgmt | For | For | For | |||||||
1.5 | Elect John W. Poyhonen | Mgmt | For | For | For | |||||||
1.6 | Elect Christian Waage | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For |
Hudson Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HDSN | CUSIP 444144109 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dominic J. Monetta | Mgmt | For | For | For | |||||||
1.2 | Elect Richard Parrillo | Mgmt | For | For | For | |||||||
1.3 | Elect Eric A. Prouty | Mgmt | For | Withhold | Against | |||||||
1.4 | Elect Kevin J. Zugibe | Mgmt | For | Withhold | Against | |||||||
2 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Immunomedics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IMMU | CUSIP 452907108 | 04/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Behzad Aghazadeh | Mgmt | For | For | For | |||||||
2 | Elect Scott A. Canute | Mgmt | For | For | For | |||||||
3 | Elect Peter Barton Hutt | Mgmt | For | For | For | |||||||
4 | Elect Khalid Islam | Mgmt | For | For | For | |||||||
5 | Elect Michael Pehl | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
INC Research Holdings Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCR | CUSIP 45329R109 | 07/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Share Issuance for Merger | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For |
Innerworkings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INWK | CUSIP 45773Y105 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Eric D. Belcher | Mgmt | For | For | For | |||||||
2 | Elect Jack M. Greenberg | Mgmt | For | For | For | |||||||
3 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||||||
4 | Elect Charles K. Bobrinskoy | Mgmt | For | For | For | |||||||
5 | Elect David Fisher | Mgmt | For | Against | Against | |||||||
6 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Julie M. Howard | Mgmt | For | Against | Against | |||||||
8 | Elect Linda S. Wolf | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Insulet Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PODD | CUSIP 45784P101 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect John A. Fallon | Mgmt | For | For | For | |||||||
1.2 | Elect Timothy J. Scannell | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Jernigan Capital Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JCAP | CUSIP 476405105 | 05/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dean Jernigan | Mgmt | For | For | For | |||||||
1.2 | Elect John A. Good | Mgmt | For | For | For | |||||||
1.3 | Elect Mark O. Decker | Mgmt | For | For | For |
1.4 | Elect Howard A. Silver | Mgmt | For | For | For | |||||||
1.5 | Elect Harry J. Thie | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
John Bean Technologies Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect C. Maury Devine | Mgmt | For | For | For | |||||||
2 | Elect James M. Ringler | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Kennametal Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KMT | CUSIP 489170100 | 10/31/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Cindy L. Davis | Mgmt | For | For | For | |||||||
1.2 | Elect William J. Harvey | Mgmt | For | For | For | |||||||
1.3 | Elect William M. Lambert | Mgmt | For | For | For | |||||||
1.4 | Elect Timothy R. McLevish | Mgmt | For | For | For | |||||||
1.5 | Elect Sagar A. Patel | Mgmt | For | For | For | |||||||
1.6 | Elect Christopher Rossi | Mgmt | For | For | For | |||||||
1.7 | Elect Steven H. Wunning | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Kirby Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KEX | CUSIP 497266106 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Barry E. Davis | Mgmt | For | For | For | |||||||
2 | Elect Monte J. Miller | Mgmt | For | For | For | |||||||
3 | Elect Joseph H. Pyne | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
KMG Chemicals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KMG | CUSIP 482564101 | 12/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Gerald G. Ermentrout | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher T. Fraser | Mgmt | For | For | For | |||||||
1.3 | Elect George W. Gilman | Mgmt | For | For | For | |||||||
1.4 | Elect Robert Harrer | Mgmt | For | For | For | |||||||
1.5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||||||
1.6 | Elect Fred C. Leonard III | Mgmt | For | For | For | |||||||
1.7 | Elect Margaret C. Montana | Mgmt | For | For | For | |||||||
1.8 | Elect Karen A. Twitchell | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Amendment to the 2016 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||||
LivePerson, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LPSN | CUSIP 538146101 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kevin C. Lavan | Mgmt | For | For | For | |||||||
1.2 | Elect Robert P. LoCascio | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Malibu Boats, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MBUU | CUSIP 56117J100 | 11/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ivar S. Chhina | Mgmt | For | For | For | |||||||
1.2 | Elect Michael J. Connolly | Mgmt | For | For | For | |||||||
1.3 | Elect Mark W. Lanigan | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
10 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For |
Merit Medical Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MMSI | CUSIP 589889104 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect A. Scott Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Fred P. Lampropoulos | Mgmt | For | For | For | |||||||
1.3 | Elect Franklin J. Miller | Mgmt | For | For | For | |||||||
2 | Change in Board Size | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Mersana Therapeutics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MRSN | CUSIP 59045L106 | 06/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Willard H. Dere | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Mesa Laboratories, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MLAB | CUSIP 59064R109 | 11/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Michael T. Brooks | Mgmt | For | For | For | |||||||
1.2 | Elect H. Stuart Campbell | Mgmt | For | For | For | |||||||
1.3 | Elect Robert V. Dwyer | Mgmt | For | For | For | |||||||
1.4 | Elect Evan C. Guillemin | Mgmt | For | For | For | |||||||
1.5 | Elect David M. Kelly | Mgmt | For | For | For | |||||||
1.6 | Elect John B. Schmieder | Mgmt | For | For | For | |||||||
1.7 | Elect John J. Sullivan | Mgmt | For | For | For | |||||||
1.8 | Elect Gary M. Owens | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Monro Muffler Brake, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MNRO | CUSIP 610236101 | 08/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Frederick M. Danziger | Mgmt | For | For | For | |||||||
1.2 | Elect Stephen C. McCluski | Mgmt | For | For | For | |||||||
1.3 | Elect Robert E. Mellor | Mgmt | For | For | For | |||||||
1.4 | Elect Peter J. Solomon | Mgmt | For | For | For | |||||||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||||
5 | Company Name Change | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||||||
1.6 | Elect Michael Kaufmann | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Steven Paladino | Mgmt | For | For | For | |||||||
1.9 | Elect Philip R. Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Multi-Color Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LABL | CUSIP 625383104 | 08/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Ari J. Benacerraf | Mgmt | For | For | For | |||||||
2 | Elect Robert R. Buck | Mgmt | For | Against | Against | |||||||
3 | Elect Charles B. Connolly | Mgmt | For | Against | Against | |||||||
4 | Elect Robert W. Kuhn | Mgmt | For | For | For | |||||||
5 | Elect Simon T. Roberts | Mgmt | For | For | For | |||||||
6 | Elect Vadis A. Rodato | Mgmt | For | For | For | |||||||
7 | Elect Nigel A. Vinecombe | Mgmt | For | For | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
11 | Re-Approval of the Material Terms of Performance-Based Compensation Under the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||||
National Storage Affiliates Trust | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NSA | CUSIP 637870106 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Arlen D. Nordhagen | Mgmt | For | For | For | |||||||
2 | Elect George L. Chapman | Mgmt | For | For | For | |||||||
3 | Elect Kevin M. Howard | Mgmt | For | Against | Against | |||||||
4 | Elect Paul W. Hylbert, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Chad L. Meisinger | Mgmt | For | For | For | |||||||
6 | Elect Steven G. Osgood | Mgmt | For | Against | Against | |||||||
7 | Elect Dominic M. Palazzo | Mgmt | For | For | For | |||||||
8 | Elect Mark Van Mourick | Mgmt | For | For | For | |||||||
9 | Elect Rebecca L. Steinfort | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Natus Medical Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BABY | CUSIP 639050103 | 06/22/2018 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Proxy Contest | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Doris E. Engibous | Mgmt | For | TNA | N/A | |||||||
1.2 | Elect Robert S. Weiss | Mgmt | For | TNA | N/A | |||||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||||
4 | SHP to Repeal Bylaw Amendments Adopted Without Stockholder Approval Since March 22, 2012 | ShrHoldr | Against | TNA | N/A | |||||||
Natus Medical Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BABY | CUSIP 639050103 | 06/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Proxy Contest | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Dissident Nominee Lisa Heine | ShrHoldr | N/A | For | N/A | |||||||
1.2 | Elect Dissident Nominee Joshua Levine | ShrHoldr | N/A | For | N/A | |||||||
2 | Remove Board Chair Robert Gunst | ShrHoldr | N/A | Against | N/A | |||||||
3 | Elect Dissident Nominee Mark Gilreath to Replace Robert Gunst | ShrHoldr | N/A | Against | N/A | |||||||
4 | SHP to Repeal Bylaw Amendments Adopted Without Stockholder Approval Since March 22, 2012 | ShrHoldr | N/A | For | N/A | |||||||
5 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A |
Neuroderm Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NDRM | CUSIP M74231107 | 09/12/2017 | Unvoted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Declaration of Personal Interest | Mgmt | N/A | For | N/A | |||||||
Nevro Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NVRO | CUSIP 64157F103 | 05/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Brad Vale | Mgmt | For | For | For | |||||||
1.2 | Elect Michael DeMane | Mgmt | For | For | For | |||||||
1.3 | Elect Lisa D. Earnhardt | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
New Relic, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEWR | CUSIP 64829B100 | 08/22/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Lewis Cirne | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Fenton | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
Novadaq Technologies Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NDQ | CUSIP 66987G102 | 08/04/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger/Acquisition | Mgmt | For | For | For |
Pacific Biosciences of California, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PACB | CUSIP 69404D108 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Michael Hunkapiller | Mgmt | For | For | For | |||||||
2 | Elect Randy Livingston | Mgmt | For | For | For | |||||||
3 | Elect Marshall Mohr | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
PennantPark Companies | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PNNT | CUSIP 708062104 | 03/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Adam K. Bernstein | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Jeffrey Flug | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Playa Hotels & Resorts N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PLYA | CUSIP N70544106 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||||
2 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||||||
3 | Elect Richard B. Fried | Mgmt | For | For | For | |||||||
4 | Elect Gloria Guevara | Mgmt | For | For | For | |||||||
5 | Elect H. Charles Floyd | Mgmt | For | For | For | |||||||
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |||||||
7 | Elect Hal Stanley Jones | Mgmt | For | Against | Against | |||||||
8 | Elect Thomas Klein | Mgmt | For | For | For | |||||||
9 | Elect Elizabeth Lieberman | Mgmt | For | Against | Against | |||||||
10 | Elect Karl Peterson | Mgmt | For | Against | Against | |||||||
11 | Elect Arturo Sarukhan | Mgmt | For | Against | Against | |||||||
12 | Elect Christopher W. Zacca | Mgmt | For | For | For |
13 | Elect Richard O. Byles | Mgmt | For | For | For | |||||||
14 | Discussion of Accounts and Reports | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
17 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||||
Presidio Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PSDO | CUSIP 74102M103 | 11/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Heather Berger | Mgmt | For | For | For | |||||||
1.2 | Elect Michael A Reiss | Mgmt | For | For | For | |||||||
1.3 | Elect Todd H Siegel | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Prestige Brands Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PBH | CUSIP 74112D101 | 08/01/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||||||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||||||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||||||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||||||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||||||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||||||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Proto Labs Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRLB | CUSIP 743713109 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Archie C. Black | Mgmt | For | For | For | |||||||
1.2 | Elect Sujeet Chand | Mgmt | For | For | For | |||||||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||||||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||||||
1.5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||||||
1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | |||||||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
QAD Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QADB | CUSIP 74727D207 | 06/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Karl F. Lopker | Mgmt | For | For | For | |||||||
2 | Elect Pamela M. Lopker | Mgmt | For | For | For | |||||||
3 | Elect Scott J. Adelson | Mgmt | For | For | For | |||||||
4 | Elect Lee D. Roberts | Mgmt | For | For | For | |||||||
5 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
RealPage, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For |
Revance Therapeutics Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RVNC | CUSIP 761330109 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Angus C. Russell | Mgmt | For | For | For | |||||||
2 | Elect Phyllis Gardner | Mgmt | For | For | For | |||||||
3 | Elect Julian S. Gangolli | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Rhythm Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RYTM | CUSIP 76243J105 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Keith Gottesdiener | Mgmt | For | Against | Against | |||||||
2 | Elect Christophe R. Jean | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Rignet Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RNET | CUSIP 766582100 | 05/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect James H. Browning | Mgmt | For | For | For | |||||||
2 | Elect Mattia Caprioli | Mgmt | For | For | For | |||||||
3 | Elect Kevin Mulloy | Mgmt | For | For | For | |||||||
4 | Elect Kevin J. O’Hara | Mgmt | For | For | For | |||||||
5 | Elect Keith Olsen | Mgmt | For | For | For |
6 | Elect Brent K. Whittington | Mgmt | For | For | For | |||||||
7 | Elect Ditlef de Vibe | Mgmt | For | For | For | |||||||
8 | Elect Steven E. Pickett | Mgmt | For | For | For | |||||||
9 | Elect Gail P Smith | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Ritchie Bros. Auctioneers Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RBA | CUSIP 767744105 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||||||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||||||
1.3 | Elect Robert Elton | Mgmt | For | For | For | |||||||
1.4 | Elect J. Kim Fennell | Mgmt | For | For | For | |||||||
1.5 | Elect Amy Guggenheim Shenkan | Mgmt | For | For | For | |||||||
1.6 | Elect Erik Olsson | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Edward B. Pitoniak | Mgmt | For | For | For | |||||||
1.8 | Elect Sarah Raiss | Mgmt | For | For | For | |||||||
1.9 | Elect Christopher Zimmerman | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Amendment to Senior Executive Restricted Stock Plan | Mgmt | For | For | For | |||||||
5 | Amendment to Employee Restricted Stock Plan | Mgmt | For | For | For | |||||||
Sally Beauty Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBH | CUSIP 79546E104 | 02/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Katherine Button Bell | Mgmt | For | For | For |
1.2 | Elect Christian A. Brickman | Mgmt | For | For | For | |||||||
1.3 | Elect Marshall E. Eisenberg | Mgmt | For | For | For | |||||||
1.4 | Elect David W. Gibbs | Mgmt | For | For | For | |||||||
1.5 | Elect Linda Heasley | Mgmt | For | For | For | |||||||
1.6 | Elect Joseph C. Magnacca | Mgmt | For | For | For | |||||||
1.7 | Elect Robert R. McMaster | Mgmt | For | For | For | |||||||
1.8 | Elect John A. Miller | Mgmt | For | For | For | |||||||
1.9 | Elect Susan R. Mulder | Mgmt | For | For | For | |||||||
1.10 | Elect Edward W. Rabin | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Shutterstock Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SSTK | CUSIP 825690100 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas R. Evans | Mgmt | For | For | For | |||||||
1.2 | Elect Paul J. Hennessy | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
SP Plus Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SP | CUSIP 78469C103 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect G. Marc Baumann | Mgmt | For | For | For | |||||||
1.2 | Elect Karen M. Garrison | Mgmt | For | For | For | |||||||
1.3 | Elect Alice M. Peterson | Mgmt | For | For | For | |||||||
1.4 | Elect Gregory A. Reid | Mgmt | For | For | For | |||||||
1.5 | Elect Wyman T. Roberts | Mgmt | For | For | For | |||||||
1.6 | Elect Douglas R. Waggoner | Mgmt | For | For | For | |||||||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For |
Stratasys, Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SSYS | CUSIP M85548101 | 07/18/2017 | Unvoted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Elchanan Jaglom | Mgmt | For | N/A | N/A | |||||||
2 | Elect S. Scott Crump | Mgmt | For | N/A | N/A | |||||||
3 | Elect Edward J. Fierko | Mgmt | For | N/A | N/A | |||||||
4 | Elect Victor Leventhal | Mgmt | For | N/A | N/A | |||||||
5 | Elect Ilan Levin | Mgmt | For | N/A | N/A | |||||||
6 | Elect John J. McEleney | Mgmt | For | N/A | N/A | |||||||
7 | Elect Dov Ofer | Mgmt | For | N/A | N/A | |||||||
8 | Elect Ziva Patir | Mgmt | For | N/A | N/A | |||||||
9 | Elect David Reis | Mgmt | For | N/A | N/A | |||||||
10 | Elect Yair Seroussi | Mgmt | For | N/A | N/A | |||||||
11 | Compensation of Dov Ofer | Mgmt | For | N/A | N/A | |||||||
12 | Compensation of Yair Seroussi | Mgmt | For | N/A | N/A | |||||||
13 | Compensation Terms of CEO | Mgmt | For | N/A | N/A | |||||||
14 | Declaration of Material Interest | Mgmt | N/A | N/A | N/A | |||||||
15 | Compensation Terms of Executive Vice Chair | Mgmt | For | N/A | N/A | |||||||
16 | Stock Options of Chief Innovation Officer | Mgmt | For | N/A | N/A | |||||||
17 | Indemnification of Directors/Officers | Mgmt | For | N/A | N/A | |||||||
18 | Appointment of Auditor | Mgmt | For | N/A | N/A | |||||||
Syneos Health, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SYNH | CUSIP 87166B102 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Thomas Allen | Mgmt | For | For | For | |||||||
2 | Elect Linda S. Harty | Mgmt | For | For | For | |||||||
3 | Elect Alistair Macdonald | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||||
6 | Amendment to the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For |
Tennant Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TNC | CUSIP 880345103 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Azita Arvani | Mgmt | For | For | For | |||||||
1.2 | Elect Steven A. Sonnenberg | Mgmt | For | For | For | |||||||
1.3 | Elect David S. Wichmann | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
The Advisory Board Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABCO | CUSIP 00762W107 | 11/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
TriNet Group Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TNET | CUSIP 896288107 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Katherine August-deWilde | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For |
1.3 | Elect Kenneth A. Goldman | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
TrueBlue, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TBI | CUSIP 89785X101 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Colleen B. Brown | Mgmt | For | For | For | |||||||
2 | Elect Steven C. Cooper | Mgmt | For | For | For | |||||||
3 | Elect William C. Goings | Mgmt | For | For | For | |||||||
4 | Elect Kim Harris Jones | Mgmt | For | For | For | |||||||
5 | Elect Stephen M. Robb | Mgmt | For | For | For | |||||||
6 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||||||
7 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||||||
8 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Amendment to the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Versartis, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VSAR | CUSIP 92529L102 | 09/08/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Confirm 2017 Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Viking Therapeutics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VKTX | CUSIP 92686J106 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Brian Lian | Mgmt | For | For | For | |||||||
1.2 | Elect Lawson Macartney | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
WAVE Life Sciences Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WVE | CUSIP Y95308105 | 08/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Paul B. Bolno | Mgmt | For | For | For | |||||||
2 | Elect Gregory L. Verdine | Mgmt | For | For | For | |||||||
3 | Elect Christian Henry | Mgmt | For | For | For | |||||||
4 | Elect Peter Kolchinsky | Mgmt | For | For | For | |||||||
5 | Elect Koji Miura | Mgmt | For | For | For | |||||||
6 | Elect Adrian Rawcliffe | Mgmt | For | For | For | |||||||
7 | Elect Ken Takanashi | Mgmt | For | Against | Against | |||||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
9 | Directors’ Fees | Mgmt | For | For | For | |||||||
10 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
11 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |||||||
WisdomTree Investments, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WETF | CUSIP 97717P104 | 06/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Anthony Bossone | Mgmt | For | For | For | |||||||
1.2 | Elect Bruce Lavine | Mgmt | For | For | For | |||||||
1.3 | Elect Michael Steinhardt | Mgmt | For | Withhold | Against | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Abstain | 1 Year | N/A |
Wolverine World Wide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WWW | CUSIP 978097103 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Roxane Divol | Mgmt | For | For | For | |||||||
2 | Elect Joseph Gromek | Mgmt | For | For | For | |||||||
3 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
6 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | Against | Against | |||||||
Xactly Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
XTLY | CUSIP 98386L101 | 07/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Merger | Mgmt | For | For | For | |||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
Xencor, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
XNCR | CUSIP 98401F105 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kevin C. Gorman | Mgmt | For | For | For | |||||||
1.2 | Elect A. Bruce Montgomery | Mgmt | For | For | For | |||||||
1.3 | Elect Bassil I. Dahiyat | Mgmt | For | For | For | |||||||
1.4 | Elect Kurt A. Gustafson | Mgmt | For | For | For | |||||||
1.5 | Elect Yujiro S. Hata | Mgmt | For | For | For | |||||||
1.6 | Elect Richard J. Ranieri | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
XO Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
XOXO | CUSIP 983772104 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Diane Irvine | Mgmt | For | For | For | |||||||
1.2 | Elect Barbara Messing | Mgmt | For | For | For | |||||||
1.3 | Elect Michael Steib | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Item 1: Proxy Voting Record
Registrant : Meridian Fund, Inc
Fund Name : Meridian Equity Income Fund
07/01/2017 - 06/30/2018
Activision Blizzard, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||||||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||||||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||||||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||||||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||||||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||||||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||||||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||||||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||||||
10 | Elect Elaine P. Wynn | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Alnylam Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALNY | CUSIP 02043Q107 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||||||
2 | Elect John K. Clarke | Mgmt | For | For | For | |||||||
3 | Elect Marsha H. Fanucci | Mgmt | For | For | For | |||||||
4 | Elect David Pyott | Mgmt | For | For | For |
5 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Amazon.com, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||||||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||||||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||||||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||||||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||||||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||||||
7 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | |||||||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||||||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Abstain | N/A | |||||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||||||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||||||
Ambarella, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMBA | CUSIP G037AX101 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Hsiao-Wuen Hon | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher B. Paisley | Mgmt | For | For | For |
1.3 | Elect Andrew W. Verhalen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Cheniere Energy, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LNG | CUSIP 16411R208 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||||||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||||||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||||||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||||||
5 | Elect David I. Foley | Mgmt | For | For | For | |||||||
6 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||||||
7 | Elect Andrew Langham | Mgmt | For | For | For | |||||||
8 | Elect Courtney Mather | Mgmt | For | For | For | |||||||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||||||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||||||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Citigroup Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||||||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||||||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||||||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||||||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||||||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||||||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||||||
8 | Elect Renee J. James | Mgmt | For | For | For | |||||||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For |
10 | Elect Michael E. O’Neill | Mgmt | For | For | For | |||||||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||||||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||||||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||||
14 | Elect James S. Turley | Mgmt | For | For | For | |||||||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||||||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||||
20 | Shareholder Proposal Regarding Indigenous Peoples’ Rights Policy | ShrHoldr | Against | Against | For | |||||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||||||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||||||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||||
Costco Wholesale Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
COST | CUSIP 22160K105 | 01/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | |||||||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||||||
1.3 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||||
5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For |
Dominion Energy, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William P. Barr | Mgmt | For | For | For | |||||||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | |||||||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||||||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||||||
5 | Elect John W. Harris | Mgmt | For | For | For | |||||||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||||||
7 | Elect Mark J. Kington | Mgmt | For | For | For | |||||||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||||||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||||||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||||||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||||||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||||
DowDuPont Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
2 | Elect James A. Bell | Mgmt | For | For | For | |||||||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||||||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||||||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||||||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||||||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||||||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||||||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||||||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||||||
11 | Elect Paul Polman | Mgmt | For | For | For | |||||||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||||||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||||||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||||||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||||||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||||||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||||||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||||||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against |
Facebook, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||||||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Reed Hastings | Mgmt | For | For | For | |||||||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||||||
1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | |||||||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||||||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||||||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||||||
Intercontinental Exchange, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||||||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||||||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||||||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||||||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For |
6 | Elect Lord Hague of Richmond | Mgmt | For | For | For | |||||||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||||||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||||||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||||||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||||||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
JPMorgan Chase & Co. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||||||
2 | Elect James A. Bell | Mgmt | For | For | For | |||||||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||||||
5 | Elect James S. Crown | Mgmt | For | For | For | |||||||
6 | Elect James Dimon | Mgmt | For | For | For | |||||||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||||||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||||||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||||||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||||
12 | Elect William C. Weldon | Mgmt | For | Against | Against | |||||||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | Against | Against | |||||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against |
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||||||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||||||
Las Vegas Sands Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LVS | CUSIP 517834107 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
2 | Elect Sheldon G. Adelson | Mgmt | For | For | For | |||||||
3 | Elect Irwin Chafetz | Mgmt | For | For | For | |||||||
4 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
5 | Elect Patrick Dumont | Mgmt | For | Abstain | Against | |||||||
6 | Elect Charles D. Forman | Mgmt | For | For | For | |||||||
7 | Elect Steven L. Gerard | Mgmt | For | Abstain | Against | |||||||
8 | Elect Robert Glen Goldstein | Mgmt | For | For | For | |||||||
9 | Elect George Jamieson | Mgmt | For | For | For | |||||||
10 | Elect Charles A. Koppelman | Mgmt | For | For | For | |||||||
11 | Elect Lewis Kramer | Mgmt | For | For | For | |||||||
12 | Elect David F. Levi | Mgmt | For | For | For | |||||||
13 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
14 | Elect Patrick Dumont | Mgmt | For | Abstain | Against | |||||||
15 | Elect David F. Levi | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
18 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | Against | Against |
Mastercard Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||||||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||||||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||||||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||||||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||||||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||||||
7 | Elect Julius Genachowski | Mgmt | For | For | For | |||||||
8 | Elect Goh Choon Phong | Mgmt | For | For | For | |||||||
9 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | |||||||
11 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||||||
12 | Elect Rima Qureshi | Mgmt | For | For | For | |||||||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Microsoft Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||||||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||||||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||||||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||||||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||||||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||||||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||||||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||||||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||||||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||||||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||||||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||||||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||||||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||||||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||||||
Royal Gold, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RGLD | CUSIP 780287108 | 11/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect C. Kevin McArthur | Mgmt | For | For | For | |||||||
2 | Elect Christopher M.T. Thompson | Mgmt | For | For | For | |||||||
3 | Elect Sybil E. Veenman | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Starbucks Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBUX | CUSIP 855244109 | 03/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||||||
2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | |||||||
3 | Elect Mary N. Dillon | Mgmt | For | For | For | |||||||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||||||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||||||
6 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | |||||||
7 | Elect Satya Nadella | Mgmt | For | For | For | |||||||
8 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | |||||||
9 | Elect Clara Shih | Mgmt | For | For | For | |||||||
10 | Elect Javier G. Teruel | Mgmt | For | For | For |
11 | Elect Myron E. Ullman, III | Mgmt | For | For | For | |||||||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
15 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||||||
16 | Shareholder Proposal Regarding Report on Sustainable Packaging | ShrHoldr | Against | Against | For | |||||||
17 | Shareholder Proposal Regarding Report on Paid Family Leave | ShrHoldr | Against | Abstain | Against | |||||||
18 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||||||
Switch, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SWCH | CUSIP 87105L104 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Rob Roy | Mgmt | For | For | For | |||||||
1.2 | Elect Donald D. Snyder | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Thomas A. Thomas | Mgmt | For | Withhold | Against | |||||||
1.4 | Elect Bryan Wolf | Mgmt | For | For | For | |||||||
1.5 | Elect Zareh M. Sarrafian | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Kim Sheehy | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
T-Mobile US, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TMUS | CUSIP 872590104 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||||||
1.2 | Elect Srikant M. Datar | Mgmt | For | For | For | |||||||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||||||
1.4 | Elect Timotheus Hottges | Mgmt | For | For | For |
1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||||||
1.6 | Elect Raphael Kubler | Mgmt | For | For | For | |||||||
1.7 | Elect Thorsten Langheim | Mgmt | For | For | For | |||||||
1.8 | Elect John J. Legere | Mgmt | For | For | For | |||||||
1.9 | Elect G. Michael Sievert | Mgmt | For | For | For | |||||||
1.10 | Elect Olaf Swantee | Mgmt | For | For | For | |||||||
1.11 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||||||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
The Walt Disney Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||||||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||||||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||||||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||||||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||||||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||||||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||||||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||||||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||||||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For |
U.S. Bancorp | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||||||
2 | Elect Marc N. Casper | Mgmt | For | For | For | |||||||
3 | Elect Andrew Cecere | Mgmt | For | For | For | |||||||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||||||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||||||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||||||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | |||||||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | |||||||
11 | Elect David B. O’Maley | Mgmt | For | For | For | |||||||
12 | Elect O’dell M. Owens | Mgmt | For | For | For | |||||||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||||||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Vertex Pharmaceuticals Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||||||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||||||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||||||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
Visa Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||||||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||||||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||||||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||||||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||||||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||||||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Meridian Fund, Inc. | ||
By: | /s/ David Corkins | |
David Corkins | ||
President | ||
Date: | August 20, 2018 |