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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04087
Manning & Napier Fund, Inc.
(Exact name of registrant as specified in charter)
290 Woodcliff Drive, Fairport, NY 14450
(Address of principal executive offices) (Zip code)
James Mikolaichik, Manning & Napier Fund, Inc., 290 Woodcliff Drive, Fairport, NY 14450
(Name and address of agent for service)
Registrant’s telephone number, including area code: (585) 325-6880
Date of fiscal year end: December 31
Date of reporting period: 7/1/15-6/30/16
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Manning & Napier Fund, Inc. Dynamic Opportunities Series -------------------------------------------------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934326489 -------------------------------------------------------------------------------------------------------------------------- Security: 00404A109 Meeting Type: Special Ticker: ACHC Meeting Date: 03-Mar-2016 ISIN: US00404A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED Mgmt For For CERTIFICATE OF INCORPORATION AS PRESENTED IN THE PROXY STATEMENT. 2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES FOR PROPOSAL 1. -------------------------------------------------------------------------------------------------------------------------- ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934369388 -------------------------------------------------------------------------------------------------------------------------- Security: 00404A109 Meeting Type: Annual Ticker: ACHC Meeting Date: 19-May-2016 ISIN: US00404A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR WILLIAM F. GRIECO Mgmt For For JOEY A. JACOBS Mgmt For For REEVE B. WAUD Mgmt For For 2 APPROVE AN AMENDMENT TO THE COMPANY'S INCENTIVE Mgmt For For COMPENSATION PLAN TO INCREASE SHARES AUTHORIZED UNDER THE PLAN AND MAKE CLARIFYING CHANGES. 3 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. 4 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" PROPOSALS 5 AND 6. 5 CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. 6 CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL RELATED TO Shr For Against SUSTAINABILITY REPORTING. -------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Agenda Number: 934389099 -------------------------------------------------------------------------------------------------------------------------- Security: 00751Y106 Meeting Type: Annual Ticker: AAP Meeting Date: 18-May-2016 ISIN: US00751Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. BERGSTROM Mgmt For For JOHN C. BROUILLARD Mgmt For For BRAD W. BUSS Mgmt For For FIONA P. DIAS Mgmt For For JOHN F. FERRARO Mgmt For For THOMAS R. GRECO Mgmt For For ADRIANA KARABOUTIS Mgmt For For EUGENE I. LEE, JR. Mgmt For For WILLIAM S. OGLESBY Mgmt For For REUBEN E. SLONE Mgmt For For JEFFREY C. SMITH Mgmt For For 2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR Mgmt Against Against NAMED EXECUTIVE OFFICERS. 3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 4. APPROVE PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF Mgmt For For INCORPORATION TO ELIMINATE THE ONE YEAR HOLDING PERIOD REQUIREMENT FOR STOCKHOLDERS TO CALL A SPECIAL MEETING. 5. ADVISORY VOTE ON STOCKHOLDER PROPOSAL ON THE ABILITY Shr For Against OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT IF PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- AMC NETWORKS INC Agenda Number: 934408407 -------------------------------------------------------------------------------------------------------------------------- Security: 00164V103 Meeting Type: Annual Ticker: AMCX Meeting Date: 08-Jun-2016 ISIN: US00164V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JONATHAN F. MILLER Mgmt For For LEONARD TOW Mgmt For For DAVID E. VAN ZANDT Mgmt For For CARL E. VOGEL Mgmt For For ROBERT C. WRIGHT Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2016 3. APPROVAL OF THE COMPANY'S 2016 EMPLOYEE STOCK PLAN Mgmt For For 4. APPROVAL OF THE COMPANY'S 2016 EXECUTIVE CASH Mgmt For For INCENTIVE PLAN -------------------------------------------------------------------------------------------------------------------------- BENEFITFOCUS, INC. Agenda Number: 934398670 -------------------------------------------------------------------------------------------------------------------------- Security: 08180D106 Meeting Type: Annual Ticker: BNFT Meeting Date: 03-Jun-2016 ISIN: US08180D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DOUGLAS A. DENNERLINE Mgmt For For FRANCIS J. PELZER V Mgmt Withheld Against 2. APPROVAL OF THE BENEFITFOCUS, INC. 2016 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- CARTER'S INC. Agenda Number: 934376650 -------------------------------------------------------------------------------------------------------------------------- Security: 146229109 Meeting Type: Annual Ticker: CRI Meeting Date: 11-May-2016 ISIN: US1462291097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS I DIRECTOR: VANESSA J. CASTAGNA Mgmt For For 1B. ELECTION OF CLASS I DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For 1C. ELECTION OF CLASS I DIRECTOR: DAVID PULVER Mgmt For For 2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For 3. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EQUITY Mgmt For For INCENTIVE PLAN. 4. APPROVAL OF THE COMPANY'S AMENDED AND RESTATED ANNUAL Mgmt For For INCENTIVE COMPENSATION PLAN. 5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. -------------------------------------------------------------------------------------------------------------------------- CEPHEID Agenda Number: 934342508 -------------------------------------------------------------------------------------------------------------------------- Security: 15670R107 Meeting Type: Annual Ticker: CPHD Meeting Date: 26-Apr-2016 ISIN: US15670R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For TERM: THOMAS L. GUTSHALL 1B. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For TERM: CRISTINA H. KEPNER 1C. TO ELECT CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR Mgmt For For TERM: DAVID H. PERSING, M.D., PH.D. 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Mgmt Against Against CEPHEID'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CERNER CORPORATION Agenda Number: 934401580 -------------------------------------------------------------------------------------------------------------------------- Security: 156782104 Meeting Type: Annual Ticker: CERN Meeting Date: 27-May-2016 ISIN: US1567821046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D. Mgmt For For 1B. ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. Mgmt For For 1C. ELECTION OF DIRECTOR: LINDA M. DILLMAN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2016. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For CERNER CORPORATION PERFORMANCE-BASED COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934419260 -------------------------------------------------------------------------------------------------------------------------- Security: 23918K108 Meeting Type: Annual Ticker: DVA Meeting Date: 20-Jun-2016 ISIN: US23918K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For 1C. ELECTION OF DIRECTOR: CAROL ANTHONY DAVIDSON Mgmt For For 1D. ELECTION OF DIRECTOR: BARBARA J. DESOER Mgmt For For 1E. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For 1F. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For 1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For 1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. 3. TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION. 4. TO ADOPT AND APPROVE PROPOSED AMENDMENTS TO OUR Mgmt For For AMENDED AND RESTATED BYLAWS TO ADOPT PROXY ACCESS. 5. TO ADOPT AND APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For EMPLOYEE STOCK PURCHASE PLAN (SEE PROXY STATEMENT FOR FULL PROPOSAL) 6. TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against REGARDING WRITTEN CONSENT (SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. Agenda Number: 934370608 -------------------------------------------------------------------------------------------------------------------------- Security: 25470F104 Meeting Type: Annual Ticker: DISCA Meeting Date: 19-May-2016 ISIN: US25470F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PAUL A. GOULD Mgmt Withheld Against M. LAVOY ROBISON Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against DIRECTORS TO REPORT ON PLANS TO INCREASE DIVERSE REPRESENTATION ON THE BOARD. 4. A STOCKHOLDER PROPOSAL REQUESTING THE COMPENSATION Shr Against For COMMITTEE TO REPORT ON THE FEASIBILITY OF INTEGRATING SUSTAINABILITY METRICS INTO SENIOR EXECUTIVE PERFORMANCE MEASURES. -------------------------------------------------------------------------------------------------------------------------- DUNKIN' BRANDS GROUP, INC Agenda Number: 934353323 -------------------------------------------------------------------------------------------------------------------------- Security: 265504100 Meeting Type: Annual Ticker: DNKN Meeting Date: 11-May-2016 ISIN: US2655041000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAUL ALVAREZ Mgmt For For ANTHONY DINOVI Mgmt For For NIGEL TRAVIS Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against PAID BY DUNKIN' BRANDS TO ITS NAMED EXECUTIVE OFFICERS 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS DUNKIN' Mgmt For For BRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 31, 2016 -------------------------------------------------------------------------------------------------------------------------- ENVESTNET, INC. Agenda Number: 934386409 -------------------------------------------------------------------------------------------------------------------------- Security: 29404K106 Meeting Type: Annual Ticker: ENV Meeting Date: 11-May-2016 ISIN: US29404K1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JUDSON BERGMAN Mgmt For For ANIL ARORA Mgmt For For LUIS A. AGUILAR Mgmt For For GAYLE CROWELL Mgmt For For 2. THE APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 3. THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Agenda Number: 934333496 -------------------------------------------------------------------------------------------------------------------------- Security: 302445101 Meeting Type: Annual Ticker: FLIR Meeting Date: 22-Apr-2016 ISIN: US3024451011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For 1C. ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For 1D. ELECTION OF DIRECTOR: EARL R. LEWIS Mgmt For For 1E. ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For 1F. ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For 1G. ELECTION OF DIRECTOR: CATHY A. STAUFFER Mgmt For For 1H. ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: STEVEN E. WYNNE Mgmt For For 2. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF Mgmt For For THE COMPANY'S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. THE AMENDMENT NO. 1 TO THE COMPANY'S SECOND RESTATED Mgmt For For ARTICLES ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 4. THE AMENDMENT NO. 2 TO THE COMPANY'S SECOND RESTATED Mgmt For For ARTICLES ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 5. THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, AS Shr For Against INCLUDED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. Agenda Number: 934368401 -------------------------------------------------------------------------------------------------------------------------- Security: 371559105 Meeting Type: Annual Ticker: GWR Meeting Date: 17-May-2016 ISIN: US3715591059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR RICHARD H. BOTT* Mgmt For For OIVIND LORENTZEN III* Mgmt For For MARK A. SCUDDER* Mgmt For For ALBERT J. NEUPAVER# Mgmt For For JOSEPH H. PYNE# Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Agenda Number: 934373589 -------------------------------------------------------------------------------------------------------------------------- Security: 375916103 Meeting Type: Annual Ticker: GIL Meeting Date: 05-May-2016 ISIN: CA3759161035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR WILLIAM D. ANDERSON Mgmt For For DONALD C. BERG Mgmt For For GLENN J. CHAMANDY Mgmt For For RUSSELL GOODMAN Mgmt For For GEORGE HELLER Mgmt For For ANNE MARTIN-VACHON Mgmt For For SHEILA O'BRIEN Mgmt For For GONZALO F. VALDES-FAULI Mgmt For For 02 APPROVING AN ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION; SEE SCHEDULE "C" TO THE MANAGEMENT PROXY CIRCULAR 03 THE APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL Mgmt For For ACCOUNTANTS, AS AUDITORS FOR THE ENSUING YEAR. -------------------------------------------------------------------------------------------------------------------------- HOUGHTON MIFFLIN HARCOURT COMPANY Agenda Number: 934366837 -------------------------------------------------------------------------------------------------------------------------- Security: 44157R109 Meeting Type: Annual Ticker: HMHC Meeting Date: 17-May-2016 ISIN: US44157R1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR L. GORDON CROVITZ Mgmt For For LAWRENCE K. FISH Mgmt For For JILL A. GREENTHAL Mgmt For For JOHN F. KILLIAN Mgmt For For JOHN R. MCKERNAN, JR. Mgmt For For E. ROGERS NOVAK, JR. Mgmt For For LINDA K. ZECHER Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF AUDITORS FOR FISCAL YEAR 2016 Mgmt For For -------------------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Agenda Number: 934364213 -------------------------------------------------------------------------------------------------------------------------- Security: 485170302 Meeting Type: Annual Ticker: KSU Meeting Date: 05-May-2016 ISIN: US4851703029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For 1B. ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For 1C. ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For 1F. ELECTION OF DIRECTOR: DAVID L. STARLING Mgmt For For 2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE Mgmt For For PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). 4. ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS Shr Against For WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY ACCESS PROVISIONS. -------------------------------------------------------------------------------------------------------------------------- LDR HOLDING CORPORATION Agenda Number: 934341190 -------------------------------------------------------------------------------------------------------------------------- Security: 50185U105 Meeting Type: Annual Ticker: LDRH Meeting Date: 28-Apr-2016 ISIN: US50185U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRISTOPHE LAVIGNE Mgmt For For WILLIAM W. BURKE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY RESOLUTIONS TO APPROVE EXECUTIVE COMPENSATION. 5. APPROVAL OF THE RULES OF THE LDR HOLDING CORPORATION Mgmt Against Against 2013 EQUITY INCENTIVE PLAN FOR THE GRANT OF OPTIONS, PERFORMANCE UNITS AND RESTRICTED STOCK UNITS TO PARTICIPANTS IN FRANCE. -------------------------------------------------------------------------------------------------------------------------- LULULEMON ATHLETICA INC. Agenda Number: 934395612 -------------------------------------------------------------------------------------------------------------------------- Security: 550021109 Meeting Type: Annual Ticker: LULU Meeting Date: 02-Jun-2016 ISIN: US5500211090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS III DIRECTOR: ROBERT BENSOUSSAN Mgmt For For 1B. ELECTION OF CLASS III DIRECTOR: KATHRYN HENRY Mgmt For For 1C. ELECTION OF CLASS III DIRECTOR: JON MCNEILL Mgmt For For 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2017. -------------------------------------------------------------------------------------------------------------------------- MATCH GROUP, INC. Agenda Number: 934421621 -------------------------------------------------------------------------------------------------------------------------- Security: 57665R106 Meeting Type: Annual Ticker: MTCH Meeting Date: 22-Jun-2016 ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY R. BLATT Mgmt For For SONALI DE RYCKER Mgmt For For JOSEPH LEVIN Mgmt For For ANN L. MCDANIEL Mgmt For For THOMAS J. MCINERNEY Mgmt For For PAMELA S. SEYMON Mgmt For For ALAN G. SPOON Mgmt For For MARK STEIN Mgmt For For GREGG WINIARSKI Mgmt For For SAM YAGAN Mgmt For For 2. TO APPROVE THE 2015 STOCK PLAN PROPOSAL. Mgmt For For 3. TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON Mgmt Against Against EXECUTIVE COMPENSATION. 4. TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year Against FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS MATCH GROUP, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 934406681 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Ticker: MELI Meeting Date: 10-Jun-2016 ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EMILIANO CALEMZUK Mgmt Withheld Against MARCOS GALPERIN Mgmt For For ROBERTO BALLS SALLOUTI Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & CO. S.A. Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- MORNINGSTAR, INC. Agenda Number: 934353347 -------------------------------------------------------------------------------------------------------------------------- Security: 617700109 Meeting Type: Annual Ticker: MORN Meeting Date: 13-May-2016 ISIN: US6177001095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOE MANSUETO Mgmt For For 1B. ELECTION OF DIRECTOR: DON PHILLIPS Mgmt For For 1C. ELECTION OF DIRECTOR: ROBIN DIAMONTE Mgmt For For 1D. ELECTION OF DIRECTOR: CHERYL FRANCIS Mgmt For For 1E. ELECTION OF DIRECTOR: STEVE KAPLAN Mgmt For For 1F. ELECTION OF DIRECTOR: GAIL LANDIS Mgmt For For 1G. ELECTION OF DIRECTOR: BILL LYONS Mgmt For For 1H. ELECTION OF DIRECTOR: JACK NOONAN Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL STURM Mgmt For For 1J. ELECTION OF DIRECTOR: HUGH ZENTMYER Mgmt For For 2. REAPPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE Mgmt For For MORNINGSTAR, INC. 2011 STOCK INCENTIVE PLAN. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- Q2 HOLDINGS INC Agenda Number: 934413624 -------------------------------------------------------------------------------------------------------------------------- Security: 74736L109 Meeting Type: Annual Ticker: QTWO Meeting Date: 09-Jun-2016 ISIN: US74736L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MICHAEL J. MAPLES, SR. Mgmt For For JAMES R. OFFERDAHL Mgmt For For R.H. "HANK" SEALE, III Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- SEATTLE GENETICS, INC. Agenda Number: 934371282 -------------------------------------------------------------------------------------------------------------------------- Security: 812578102 Meeting Type: Annual Ticker: SGEN Meeting Date: 20-May-2016 ISIN: US8125781026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARC E. LIPPMAN, M.D. Mgmt For For DANIEL G. WELCH Mgmt Withheld Against S. AKKARAJU, M.D., PH.D Mgmt For For 2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For SEATTLE GENETICS, INC. AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES AND TO APPROVE THE AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS INTENDED TO QUALIFY AS "PERFORMANCE-BASED COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 4. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Mgmt Against Against COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 934405499 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Ticker: NOW Meeting Date: 08-Jun-2016 ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAUL V. BARBER Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD E.F. CODD Mgmt For For 1C. ELECTION OF DIRECTOR: FRANK SLOOTMAN Mgmt For For 2. AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- SLM CORPORATION Agenda Number: 934409889 -------------------------------------------------------------------------------------------------------------------------- Security: 78442P106 Meeting Type: Annual Ticker: SLM Meeting Date: 23-Jun-2016 ISIN: US78442P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAUL G. CHILD Mgmt For For 1B. ELECTION OF DIRECTOR: CARTER WARREN FRANKE Mgmt For For 1C. ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For 1D. ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For 1E. ELECTION OF DIRECTOR: MARIANNE M. KELER Mgmt For For 1F. ELECTION OF DIRECTOR: JIM MATHESON Mgmt For For 1G. ELECTION OF DIRECTOR: JED H. PITCHER Mgmt For For 1H. ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For 1I. ELECTION OF DIRECTOR: RAYMOND J. QUINLAN Mgmt For For 1J. ELECTION OF DIRECTOR: VIVIAN C. SCHNECK-LAST Mgmt For For 1K. ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT S. STRONG Mgmt For For 2. ADVISORY APPROVAL OF SLM CORPORATION'S EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS SLM Mgmt For For CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- SPROUTS FARMERS MARKET, INC. Agenda Number: 934345441 -------------------------------------------------------------------------------------------------------------------------- Security: 85208M102 Meeting Type: Annual Ticker: SFM Meeting Date: 03-May-2016 ISIN: US85208M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SHON A. BONEY Mgmt Withheld Against AMIN N. MAREDIA Mgmt For For 2. TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL 2015 ("SAY-ON-PAY"). 3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 1, 2017. -------------------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. Agenda Number: 934391690 -------------------------------------------------------------------------------------------------------------------------- Security: 858912108 Meeting Type: Annual Ticker: SRCL Meeting Date: 25-May-2016 ISIN: US8589121081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For 1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For 1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For 1D. ELECTION OF DIRECTOR: LYNN D. BLEIL Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For 1G. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For 1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 2. APPROVAL OF THE STERICYCLE, INC. CANADIAN EMPLOYEE Mgmt For For STOCK PURCHASE PLAN 3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 4. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 5. STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN Shr Against For 6. STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr Against For ACCESS" -------------------------------------------------------------------------------------------------------------------------- THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 934357977 -------------------------------------------------------------------------------------------------------------------------- Security: 90385D107 Meeting Type: Annual Ticker: ULTI Meeting Date: 16-May-2016 ISIN: US90385D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT SCHERR Mgmt For For 1B. ELECTION OF DIRECTOR: ALOIS T. LEITER Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS ULTIMATE'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt Against Against COMPENSATION PAID TO ULTIMATE'S NAMED EXECUTIVE OFFICERS. 4. TO APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- THE WHITEWAVE FOODS COMPANY Agenda Number: 934356230 -------------------------------------------------------------------------------------------------------------------------- Security: 966244105 Meeting Type: Annual Ticker: WWAV Meeting Date: 12-May-2016 ISIN: US9662441057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHEN L. GREEN Mgmt For For 1C. ELECTION OF DIRECTOR: ANTHONY J. MAGRO Mgmt For For 1D. ELECTION OF DIRECTOR: W. ANTHONY VERNON Mgmt For For 1E. ELECTION OF DIRECTOR: DOREEN A. WRIGHT Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For INDEPENDENT AUDITOR FOR 2016. -------------------------------------------------------------------------------------------------------------------------- TRIMBLE NAVIGATION LIMITED Agenda Number: 934349172 -------------------------------------------------------------------------------------------------------------------------- Security: 896239100 Meeting Type: Annual Ticker: TRMB Meeting Date: 02-May-2016 ISIN: US8962391004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEVEN W. BERGLUND Mgmt For For MERIT E. JANOW Mgmt For For ULF J. JOHANSSON Mgmt For For MEAGHAN LLOYD Mgmt For For RONALD S. NERSESIAN Mgmt For For MARK S. PEEK Mgmt For For NICKOLAS W. VANDE STEEG Mgmt For For BORJE EKHOLM Mgmt For For KAIGHAM (KEN) GABRIEL Mgmt For For 2. TO HOLD AN ADVISORY VOTE ON APPROVING THE COMPENSATION Mgmt For For FOR OUR NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For INDEPENDENT AUDITOR OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 30, 2016. 4. TO APPROVE THE REINCORPORATION OF THE COMPANY FROM Mgmt Against Against CALIFORNIA TO DELAWARE. -------------------------------------------------------------------------------------------------------------------------- TRIPADVISOR, INC. Agenda Number: 934423219 -------------------------------------------------------------------------------------------------------------------------- Security: 896945201 Meeting Type: Annual Ticker: TRIP Meeting Date: 23-Jun-2016 ISIN: US8969452015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY B. MAFFEI Mgmt For For STEPHEN KAUFER Mgmt For For DIPCHAND (DEEP) NISHAR Mgmt For For JEREMY PHILIPS Mgmt For For SPENCER M. RASCOFF Mgmt For For ALBERT E. ROSENTHALER Mgmt For For SUKHINDER SINGH CASSIDY Mgmt For For ROBERT S. WIESENTHAL Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRIPADVISOR, Mgmt For For INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. 3. TO APPROVE THE TRIPADVISOR, INC. AMENDED AND RESTATED Mgmt For For 2011 STOCK AND ANNUAL INCENTIVE PLAN TO, AMONG OTHER THINGS, (I) LIMIT THE AMOUNT OF ANNUAL AWARDS THAT COULD BE MADE TO NON-EMPLOYEE DIRECTORS, (II) DISALLOW ACCELERATION OF EQUITY AWARDS UPON A CHANGE IN CONTROL ONLY (A "SINGLE TRIGGER") & (III) PROVIDE FOR ACCELERATION OF EQUITY AWARDS UPON THE DEATH OF A PARTICIPANT. -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 934419210 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Ticker: VRTX Meeting Date: 15-Jun-2016 ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOSHUA BOGER Mgmt For For TERRENCE C. KEARNEY Mgmt For For YUCHUN LEE Mgmt For For ELAINE S. ULLIAN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. 3. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. 4. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr For Against MEETING, REQUESTING THAT WE TAKE NECESSARY STEPS TO DECLASSIFY OUR BOARD OF DIRECTORS. 5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For MEETING, REQUESTING THAT WE ADOPT A POLICY LIMITING ACCELERATION OF EQUITY AWARDS TO SENIOR EXECUTIVES UPON A CHANGE OF CONTROL. 6. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For MEETING, REQUESTING THAT WE ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES RETAIN A PERCENTAGE OF THEIR EQUITY AWARDS. 7. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For MEETING, REQUESTING A REPORT ASSESSING THE FEASIBILITY OF INTEGRATING SUSTAINABILITY INTO PERFORMANCE MEASURES FOR SENIOR EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- YODLEE, INC. Agenda Number: 934292246 -------------------------------------------------------------------------------------------------------------------------- Security: 98600P201 Meeting Type: Special Ticker: YDLE Meeting Date: 19-Nov-2015 ISIN: US98600P2011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt For For AUGUST 10, 2015, BY AND AMONG YODLEE, INC., ENVESTNET, INC. AND YALE MERGER CORP. (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"). 2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE Mgmt For For SPECIAL MEETING OF STOCKHOLDERS OF YODLEE, INC., IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL. * Management position unknown
Manning & Napier Fund, Inc. Emerging Markets Series -------------------------------------------------------------------------------------------------------------------------- APOLLO HOSPITALS ENTERPRISE LTD, CHENNAI Agenda Number: 706327079 -------------------------------------------------------------------------------------------------------------------------- Security: Y0187F138 Meeting Type: AGM Ticker: Meeting Date: 11-Aug-2015 ISIN: INE437A01024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 ADOPTION OF AUDITED FINANCIAL STATEMENTS (BOTH Mgmt For For STANDALONE & CONSOLIDATED) FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2015 2 TO DECLARE A DIVIDEND ON THE EQUITY SHARES FOR THE Mgmt For For FINANCIAL YEAR ENDED 31ST MARCH 2015 3 TO APPOINT A DIRECTOR IN PLACE OF SMT .PREETHA REDDY, Mgmt Against Against WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT 4 TO RE-APPOINT M/S. S. VISWANATHAN, CHARTERED Mgmt For For ACCOUNTANTS AS THE STATUTORY AUDITORS OF THE COMPANY 5 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR RE-APPOINTMENT OF SMT. PREETHA REDDY AS EXECUTIVE VICE-CHAIRPERSON OF THE COMPANY 6 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR RE-APPOINTMENT OF SMT. SUNEETA REDDY AS MANAGING DIRECTOR OF THE COMPANY 7 ORDINARY RESOLUTION UNDER SECTION 196, 197 AND 203 Mgmt For For READ WITH SCHEDULE V OF THE COMPANIES ACT, 2013 FOR RE-APPOINTMENT OF SMT. SANGITA REDDY AS JOINT MANAGING DIRECTOR OF THE COMPANY 8 ORDINARY RESOLUTION UNDER SECTION 148 OF THE COMPANIES Mgmt For For ACT, 2013 FOR APPROVAL OF THE REMUNERATION OF THE COST AUDITOR FOR THE YEAR ENDING 31ST MARCH 2016: M/S. RAMAN & ASSOCIATES, COST ACCOUNTANTS, CHENNAI (ICWA REGISTRATION NO.000050) -------------------------------------------------------------------------------------------------------------------------- BHARTI INFRATEL LTD, NEW DELHI Agenda Number: 706326407 -------------------------------------------------------------------------------------------------------------------------- Security: Y0R86J109 Meeting Type: AGM Ticker: Meeting Date: 11-Aug-2015 ISIN: INE121J01017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015 2 DECLARATION OF DIVIDEND ON EQUITY SHARES: RESOLVED Mgmt For For THAT THE INTERIM DIVIDEND OF INR 4.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR 2014-15 PAID TO THE MEMBERS BE AND IS HEREBY CONFIRMED. RESOLVED FURTHER THAT A FINAL DIVIDEND OF INR 6.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR 2014-15 BE AND IS HEREBY APPROVED AND DECLARED 3 RE-APPOINTMENT OF MR. RAKESH BHARTI MITTAL AS A Mgmt For For DIRECTOR LIABLE TO RETIRE BY ROTATION 4 RATIFICATION OF APPOINTMENT OF M/S. S. R. BATLIBOI & Mgmt Against Against ASSOCIATES LLP, CHARTERED ACCOUNTANTS, GURGAON, AS THE STATUTORY AUDITORS OF THE COMPANY 5 APPOINTMENT OF MR. RAJINDER PAL SINGH AS AN Mgmt For For INDEPENDENT DIRECTOR 6 ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt Against Against AS PER COMPANIES ACT, 2013: SECTION 14 7 TO APPROVE RELATED PARTY TRANSACTIONS WITH BHARTI Mgmt For For AIRTEL LIMITED -------------------------------------------------------------------------------------------------------------------------- IDFC LTD Agenda Number: 706308295 -------------------------------------------------------------------------------------------------------------------------- Security: Y40805114 Meeting Type: AGM Ticker: Meeting Date: 30-Jul-2015 ISIN: INE043D01016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON 2 TO DECLARE DIVIDEND ON EQUITY SHARES: DIVIDEND FOR THE Mgmt For For YEAR ENDED MARCH 31, 2015, AT THE RATE OF 26% I.E. INR 2.60/- PER EQUITY SHARE OF INR 10/- EACH 3 TO APPOINT A DIRECTOR IN PLACE OF MR. JOSEPH DOMINIC Mgmt Against Against SILVA (DIN: 06388807), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT 4 TO APPOINT AUDITORS AND TO FIX THEIR REMUNERATION: Mgmt Against Against DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS 5 APPOINTMENT OF MR. VINOD RAI (DIN: 01119922) AS AN Mgmt For For INDEPENDENT DIRECTOR 6 OFFER AND ISSUE NON-CONVERTIBLE SECURITIES UNDER Mgmt For For PRIVATE PLACEMENT CMMT 08 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting TO MODIFICATION OF THE TEXT OF RESOLUTION 4 AND ADDITION OF DIVIDEND INFORMATION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- LUPIN LTD, MUMBAI Agenda Number: 706301087 -------------------------------------------------------------------------------------------------------------------------- Security: Y5362X101 Meeting Type: AGM Ticker: Meeting Date: 23-Jul-2015 ISIN: INE326A01037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ADOPTION OF THE STANDALONE AUDITED FINANCIAL Mgmt For For STATEMENTS INCLUDING BALANCE SHEET AS AT MARCH 31, 2015, STATEMENT OF PROFIT AND LOSS AND CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON 2 ADOPTION OF THE CONSOLIDATED AUDITED FINANCIAL Mgmt For For STATEMENTS INCLUDING BALANCE SHEET AS AT MARCH 31, 2015, STATEMENT OF PROFIT AND LOSS AND CASH FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE AND THE REPORT OF THE AUDITORS THEREON 3 DECLARATION OF DIVIDEND AT INR 7.50 PER EQUITY SHARE Mgmt For For FOR THE YEAR ENDED MARCH 31, 2015 4 APPOINTMENT OF A DIRECTOR IN PLACE OF MS. VINITA Mgmt For For GUPTA, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF, FOR RE-APPOINTMENT 5 RATIFYING THE APPOINTMENT OF DELOITTE HASKINS & SELLS Mgmt For For LLP, CHARTERED ACCOUNTANTS, STATUTORY AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 34TH AGM AND TO FIX THEIR REMUNERATION 6 RE-APPOINTMENT OF DR. DESH BANDHU GUPTA AS EXECUTIVE Mgmt Against Against CHAIRMAN OF THE COMPANY, FOR A PERIOD OF FIVE YEARS W.E.F. JANUARY 1, 2016 AND THE PAYMENT OF REMUNERATION 7 RE-APPOINTMENT OF DR. KAMAL K. SHARMA AS VICE CHAIRMAN Mgmt Against Against OF THE COMPANY, FOR A PERIOD OF TWO YEARS W.E.F. SEPTEMBER 29, 2015 AND THE PAYMENT OF REMUNERATION 8 RE-APPOINTMENT OF MRS. M. D. GUPTA AS EXECUTIVE Mgmt Against Against DIRECTOR OF THE COMPANY, FOR A PERIOD OF FIVE YEARS W.E.F. JANUARY 1, 2016 AND THE PAYMENT OF REMUNERATION 9 APPOINTMENT OF DR. VIJAY KELKAR AS INDEPENDENT Mgmt For For DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 38TH AGM 10 APPOINTMENT OF MR. R. A. SHAH AS INDEPENDENT DIRECTOR Mgmt Against Against OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 38TH AGM 11 APPOINTMENT OF MR. RICHARD ZAHN AS INDEPENDENT Mgmt For For DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 38TH AGM 12 APPOINTMENT OF DR. K. U. MADA AS INDEPENDENT DIRECTOR Mgmt Against Against OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 38TH AGM 13 APPOINTMENT OF MR. DILEEP CHOKSI AS INDEPENDENT Mgmt For For DIRECTOR OF THE COMPANY FOR A TERM OF FIVE YEARS FROM THE CONCLUSION OF THE 33RD AGM TILL THE CONCLUSION OF THE 38TH AGM 14 PAYMENT OF COMMISSION TO THE NON-EXECUTIVE DIRECTORS Mgmt For For OF THE COMPANY FOR A PERIOD OF FIVE YEARS COMMENCING APRIL 1, 2015 15 RATIFYING THE REMUNERATION PAYABLE TO MR. S. D. Mgmt For For SHENOY, COST AUDITOR, FOR CONDUCTING COST AUDIT FOR THE YEAR ENDING MARCH 31, 2016 16 AUTHORISING THE BOARD OF DIRECTORS OF THE COMPANY TO Mgmt For For RAISE FUNDS FOR AN AMOUNT NOT EXCEEDING INR 75000 MILLION THROUGH ISSUE OF SECURITIES I.E. EQUITY SHARES, GDRS, ADRS, CONVERTIBLE BONDS ETC 17 INCREASING THE AUTHORISED SHARE CAPITAL OF THE COMPANY Mgmt For For FROM INR 1000 MILLION TO INR 2000 MILLION * Management position unknown
Manning & Napier Fund, Inc. Equity Income Series -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 934345756 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Ticker: MMM Meeting Date: 10-May-2016 ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: SONDRA L. BARBOUR 1B. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: THOMAS "TONY" K. BROWN 1C. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: VANCE D. COFFMAN 1D. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: DAVID B. DILLON 1E. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: MICHAEL L. ESKEW 1F. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: HERBERT L. HENKEL 1G. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: MUHTAR KENT 1H. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: EDWARD M. LIDDY 1I. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: GREGORY R. PAGE 1J. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: INGE G. THULIN 1K. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: ROBERT J. ULRICH 1L. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A Mgmt For For TERM OF ONE YEAR: PATRICIA A. WOERTZ 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN. Mgmt For For 5. STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr For Against 6. STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND Shr Against For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ADAMS NATURAL RESOURCES FUND, INC Agenda Number: 934330286 -------------------------------------------------------------------------------------------------------------------------- Security: 00548F105 Meeting Type: Annual Ticker: PEO Meeting Date: 14-Apr-2016 ISIN: US00548F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ENRIQUE R. ARZAC Mgmt For For PHYLLIS O. BONANNO Mgmt For For KENNETH J. DALE Mgmt For For FREDERIC A. ESCHERICH Mgmt For For ROGER W. GALE Mgmt For For KATHLEEN T. MCGAHRAN Mgmt For For CRAIG R. SMITH Mgmt For For MARK E. STOECKLE Mgmt For For 2. THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT PUBLIC AUDITORS. -------------------------------------------------------------------------------------------------------------------------- AMERICAN CAPITAL AGENCY CORP. Agenda Number: 934340047 -------------------------------------------------------------------------------------------------------------------------- Security: 02503X105 Meeting Type: Annual Ticker: AGNC Meeting Date: 19-Apr-2016 ISIN: US02503X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: OMITTED Mgmt Abstain Against 1.2 ELECTION OF DIRECTOR: JOHN R. ERICKSON Mgmt Against Against 1.3 ELECTION OF DIRECTOR: SAMUEL A. FLAX Mgmt For For 1.4 ELECTION OF DIRECTOR: ALVIN N. PURYEAR Mgmt For For 1.5 ELECTION OF DIRECTOR: ROBERT M. COUCH Mgmt For For 1.6 ELECTION OF DIRECTOR: MORRIS A. DAVIS Mgmt For For 1.7 ELECTION OF DIRECTOR: RANDY E. DOBBS Mgmt For For 1.8 ELECTION OF DIRECTOR: LARRY K. HARVEY Mgmt For For 1.9 ELECTION OF DIRECTOR: PRUE B. LAROCCA Mgmt For For 2. APPROVAL OF AN AMENDMENT TO THE AMERICAN CAPITAL Mgmt For For AGENCY CORP. EQUITY INCENTIVE PLAN FOR INDEPENDENT DIRECTORS. 3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO PROVIDE THAT OUR STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE. 4. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016. 5. ELECTION OF ADDITIONAL DIRECTOR - GARY KAIN Mgmt For For -------------------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Agenda Number: 934252595 -------------------------------------------------------------------------------------------------------------------------- Security: 03761U106 Meeting Type: Special Ticker: AINV Meeting Date: 05-Aug-2015 ISIN: US03761U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR THE Mgmt For For COMPANY, WITH APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO CERTAIN LIMITATIONS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Agenda Number: 934251187 -------------------------------------------------------------------------------------------------------------------------- Security: 03761U106 Meeting Type: Annual Ticker: AINV Meeting Date: 05-Aug-2015 ISIN: US03761U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN J. HANNAN* Mgmt For For R. RUDOLPH REINFRANK* Mgmt For For JAMES C. ZELTER$ Mgmt For For 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS APOLLO INVESTMENT CORPORATION'S (THE "COMPANY") INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934319016 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 26-Feb-2016 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For 1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For 1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For 1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For 1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For 1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For 1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For 1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 Mgmt For For EMPLOYEE STOCK PLAN 5. A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE Shr Against For GAS EMISSIONS BY 2030" 6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR Shr Against For SENIOR MANAGEMENT AND BOARD OF DIRECTORS 7. A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - Shr Against For HIGH RISK REGIONS" 8. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr Against For ACCESS" -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934358739 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Annual Ticker: ARCC Meeting Date: 12-May-2016 ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: R. KIPP DEVEER Mgmt For For 1.2 ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. Mgmt For For 1.3 ELECTION OF DIRECTOR: ERIC B. SIEGEL Mgmt For For 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934367954 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Special Ticker: ARCC Meeting Date: 12-May-2016 ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS Mgmt For For BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- ASHLAND INC. Agenda Number: 934311488 -------------------------------------------------------------------------------------------------------------------------- Security: 044209104 Meeting Type: Annual Ticker: ASH Meeting Date: 28-Jan-2016 ISIN: US0442091049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRENDAN M. CUMMINS Mgmt For For 1B. ELECTION OF DIRECTOR: ROGER W. HALE Mgmt For For 1C. ELECTION OF DIRECTOR: VADA O. MANAGER Mgmt For For 1D. ELECTION OF DIRECTOR: MARK C. ROHR Mgmt For For 1E. ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: JANICE J. TEAL Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2016. 3. A NON-BINDING ADVISORY RESOLUTION APPROVING THE Mgmt Against Against COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. -------------------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Agenda Number: 934335010 -------------------------------------------------------------------------------------------------------------------------- Security: 053611109 Meeting Type: Annual Ticker: AVY Meeting Date: 28-Apr-2016 ISIN: US0536111091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADLEY ALFORD Mgmt For For 1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON Mgmt For For 1C. ELECTION OF DIRECTOR: PETER BARKER Mgmt For For 1D. ELECTION OF DIRECTOR: MITCHELL BUTIER Mgmt For For 1E. ELECTION OF DIRECTOR: KEN HICKS Mgmt For For 1F. ELECTION OF DIRECTOR: DAVID PYOTT Mgmt For For 1G. ELECTION OF DIRECTOR: DEAN SCARBOROUGH Mgmt For For 1H. ELECTION OF DIRECTOR: PATRICK SIEWERT Mgmt For For 1I. ELECTION OF DIRECTOR: JULIA STEWART Mgmt For For 1J. ELECTION OF DIRECTOR: MARTHA SULLIVAN Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934341568 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 27-Apr-2016 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For 1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For 1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For 1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For 1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For 1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For 1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For 1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For 1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For 2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, Mgmt For For NON-BINDING "SAY ON PAY" RESOLUTION) 3. RATIFYING THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For -------------------------------------------------------------------------------------------------------------------------- BEMIS COMPANY, INC. Agenda Number: 934346176 -------------------------------------------------------------------------------------------------------------------------- Security: 081437105 Meeting Type: Annual Ticker: BMS Meeting Date: 05-May-2016 ISIN: US0814371052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM F. AUSTEN Mgmt For For RONALD J. FLOTO Mgmt For For ADELE M. GULFO Mgmt For For DAVID S. HAFFNER Mgmt For For TIMOTHY M. MANGANELLO Mgmt For For WILLIAM L. MANSFIELD Mgmt For For ARUN NAYAR Mgmt For For EDWARD N. PERRY Mgmt For For DAVID T. SZCZUPAK Mgmt For For HOLLY A. VAN DEURSEN Mgmt For For PHILIP G. WEAVER Mgmt For For 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. TO CAST AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION (SAY-ON-PAY VOTE). -------------------------------------------------------------------------------------------------------------------------- BP P.L.C. Agenda Number: 934333206 -------------------------------------------------------------------------------------------------------------------------- Security: 055622104 Meeting Type: Annual Ticker: BP Meeting Date: 14-Apr-2016 ISIN: US0556221044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. Mgmt For For 2. TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against REPORT. 3. TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For 4. TO RE-ELECT DR B GILVARY AS A DIRECTOR. Mgmt For For 5. TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For 6. TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. Mgmt For For 7. TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. Mgmt For For 8. TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Mgmt For For 9. TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For 10. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. Mgmt For For 11. TO RE-ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For 12. TO ELECT MRS P R REYNOLDS AS A DIRECTOR. Mgmt For For 13. TO ELECT SIR JOHN SAWERS AS A DIRECTOR. Mgmt For For 14. TO RE-ELECT MR A B SHILSTON AS A DIRECTOR. Mgmt For For 15. TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For 16. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND TO Mgmt For For AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 17. TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For AND INCUR POLITICAL EXPENDITURE. 18. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Mgmt For For SPECIFIED AMOUNT. 19. SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Mgmt For For LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. 20. SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Mgmt For For PURCHASE OF ITS OWN SHARES BY THE COMPANY. 21. SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Mgmt Against Against GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. -------------------------------------------------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 934284960 -------------------------------------------------------------------------------------------------------------------------- Security: 11133T103 Meeting Type: Annual Ticker: BR Meeting Date: 12-Nov-2015 ISIN: US11133T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For 1E. ELECTION OF DIRECTOR: BRETT A. KELLER Mgmt For For 1F. ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For 1G. ELECTION OF DIRECTOR: MAURA A. MARKUS Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For 1I. ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For 2) ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE). 3) TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2016. -------------------------------------------------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST, INC. Agenda Number: 934406693 -------------------------------------------------------------------------------------------------------------------------- Security: 14912Y202 Meeting Type: Annual Ticker: CTT Meeting Date: 24-Jun-2016 ISIN: US14912Y2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JERRY BARAG Mgmt For For PAUL S. FISHER Mgmt For For DONALD S. MOSS Mgmt For For WILLIS J. POTTS, JR. Mgmt For For JOHN F. RASOR Mgmt For For DOUGLAS D. RUBENSTEIN Mgmt For For HENRY G. ZIGTEMA Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For CATCHMARK'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS CATCHMARK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 934375925 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Ticker: CVX Meeting Date: 25-May-2016 ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt Abstain Against 1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For 1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For 1G. ELECTION OF DIRECTOR: C.W. MOORMAN IV Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against COMPENSATION 4. AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE Mgmt For For DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN 5. REPORT ON LOBBYING Shr For Against 6. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For 7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr For Against 8. REPORT ON RESERVE REPLACEMENTS Shr Against For 9. ADOPT DIVIDEND POLICY Shr Against For 10. REPORT ON SHALE ENERGY OPERATIONS Shr Against For 11. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 12. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934284592 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Ticker: CSCO Meeting Date: 19-Nov-2015 ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For 1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For 1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against 1G. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For 1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. 4. APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO Shr Against For IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL. 5. APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT Shr For Against FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT. -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 934339183 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Ticker: C Meeting Date: 26-Apr-2016 ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For 1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For 1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For 1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For 1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For 1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For 1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For 1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For 1J. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For 1L. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For 1M. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For 1N. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For 1O. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For 1P. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON Mgmt For For 2. PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE Mgmt Against Against COMPENSATION. 4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK Mgmt For For INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. 5. APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP Mgmt For For EXECUTIVE PERFORMANCE PLAN. 6. STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING Shr Against For THE COMPANY DOES NOT HAVE A GENDER PAY GAP. 7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING Shr Against For AND GRASSROOTS LOBBYING CONTRIBUTIONS. 8. STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT Shr Against For A STOCKHOLDER VALUE COMMITTEE. 9. STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE Shr Against For GENERAL CLAWBACK POLICY. 10. STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A Shr Against For POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. -------------------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION Agenda Number: 934349920 -------------------------------------------------------------------------------------------------------------------------- Security: 125896100 Meeting Type: Annual Ticker: CMS Meeting Date: 06-May-2016 ISIN: US1258961002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For 1B. ELECTION OF DIRECTOR: DEBORAH H. BUTLER Mgmt For For 1C. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For 1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: PATRICIA K. POPPE Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For 1J. ELECTION OF DIRECTOR: MYRNA M. SOTO Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN G. SZNEWAJS Mgmt For For 1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For 2. ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). -------------------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 934374935 -------------------------------------------------------------------------------------------------------------------------- Security: 20369C106 Meeting Type: Annual Ticker: CHCT Meeting Date: 18-May-2016 ISIN: US20369C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN GARDNER Mgmt For For ROBERT Z. HENSLEY Mgmt For For ALFRED LUMSDAINE Mgmt For For R. LAWRENCE VAN HORN Mgmt For For TIMOTHY G. WALLACE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016. -------------------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. Agenda Number: 934267180 -------------------------------------------------------------------------------------------------------------------------- Security: 205887102 Meeting Type: Annual Ticker: CAG Meeting Date: 25-Sep-2015 ISIN: US2058871029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRADLEY A. ALFORD Mgmt For For THOMAS K. BROWN Mgmt For For STEPHEN G. BUTLER Mgmt For For SEAN M. CONNOLLY Mgmt For For STEVEN F. GOLDSTONE Mgmt For For JOIE A. GREGOR Mgmt For For RAJIVE JOHRI Mgmt For For W.G. JURGENSEN Mgmt For For RICHARD H. LENNY Mgmt For For RUTH ANN MARSHALL Mgmt For For TIMOTHY R. MCLEVISH Mgmt For For ANDREW J. SCHINDLER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 934347039 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Ticker: COP Meeting Date: 10-May-2016 ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For 1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against 1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1F. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For 1G. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For 1H. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For 1I. ELECTION OF DIRECTOR: ARJUN N. MURTI Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For 1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For 2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against 4. REPORT ON LOBBYING EXPENDITURES. Shr Against For 5. PARTIAL DEFERRAL OF ANNUAL BONUS BASED ON RESERVES Shr Against For METRICS. -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934367699 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Ticker: CCI Meeting Date: 19-May-2016 ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For 1B. ELECTION OF DIRECTOR: JAY A. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For 1D. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For 1F. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt For For 1G. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For 1H. ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY J. MELONE Mgmt For For 1L. ELECTION OF DIRECTOR: W. BENJAMIN MORELAND Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. 3. THE NON-BINDING, ADVISORY VOTE REGARDING THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 934368160 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Ticker: DG Meeting Date: 25-May-2016 ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL M. CALBERT Mgmt For For 1C. ELECTION OF DIRECTOR: SANDRA B. COCHRAN Mgmt Against Against 1D. ELECTION OF DIRECTOR: PATRICIA D. FILI-KRUSHEL Mgmt For For 1E. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM C. RHODES, III Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For 1H. ELECTION OF DIRECTOR: TODD J. VASOS Mgmt For For 2. TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. -------------------------------------------------------------------------------------------------------------------------- DSW INC. Agenda Number: 934403762 -------------------------------------------------------------------------------------------------------------------------- Security: 23334L102 Meeting Type: Annual Ticker: DSW Meeting Date: 08-Jun-2016 ISIN: US23334L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ELAINE J. EISENMAN Mgmt For For JOANNA T. LAU Mgmt For For JOSEPH A. SCHOTTENSTEIN Mgmt For For 2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. 3. A SHAREHOLDER PROPOSAL FOR THE ELIMINATION OF ANY Shr For Against SUPERMAJORITY VOTING REQUIREMENTS. -------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 934345833 -------------------------------------------------------------------------------------------------------------------------- Security: 263534109 Meeting Type: Annual Ticker: DD Meeting Date: 27-Apr-2016 ISIN: US2635341090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For 1B. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1E. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES L. GALLOGLY Mgmt For For 1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1H. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1I. ELECTION OF DIRECTOR: ULF M. SCHNEIDER Mgmt For For 1J. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For 1K. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For 2. TO APPROVE AN AMENDMENT TO, AND PERFORMANCE GOALS Mgmt For For UNDER, THE E. I. DU PONT DE NEMOURS AND COMPANY EQUITY AND INCENTIVE PLAN 3. ON RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING FIRM Mgmt For For 4. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt Against Against 5. ON EMPLOYEE BOARD ADVISORY POSITION Shr Against For 6. ON SUPPLY CHAIN DEFORESTATION IMPACT Shr Against For 7. ON ACCIDENT RISK REDUCTION REPORT Shr For Against -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 934336505 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Ticker: LLY Meeting Date: 02-May-2016 ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. Mgmt For For ALVAREZ 1B. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. Mgmt For For HOOVER 1C. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. Mgmt For For LUCIANO 1D. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. Mgmt For For PRENDERGAST 1E. ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. Mgmt For For SEIFERT 2. APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016. 4. CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A Shr Against For REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST. -------------------------------------------------------------------------------------------------------------------------- EMC CORPORATION Agenda Number: 934354630 -------------------------------------------------------------------------------------------------------------------------- Security: 268648102 Meeting Type: Annual Ticker: EMC Meeting Date: 12-May-2016 ISIN: US2686481027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For 1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For 1F. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For 1G. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For 1H. ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For 1I. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For 2. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016, AS DESCRIBED IN EMC'S PROXY STATEMENT. 3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS Mgmt For For DESCRIBED IN EMC'S PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EVERSOURCE ENERGY Agenda Number: 934341001 -------------------------------------------------------------------------------------------------------------------------- Security: 30040W108 Meeting Type: Annual Ticker: ES Meeting Date: 04-May-2016 ISIN: US30040W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN S. CLARKESON Mgmt For For COTTON M. CLEVELAND Mgmt For For SANFORD CLOUD, JR. Mgmt For For JAMES S. DISTASIO Mgmt For For FRANCIS A. DOYLE Mgmt For For CHARLES K. GIFFORD Mgmt For For PAUL A. LA CAMERA Mgmt For For KENNETH R. LEIBLER Mgmt For For THOMAS J. MAY Mgmt For For WILLIAM C. VAN FAASEN Mgmt For For FREDERICA M. WILLIAMS Mgmt For For DENNIS R. WRAASE Mgmt For For 2. TO CONSIDER AN ADVISORY PROPOSAL APPROVING THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 934340059 -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Ticker: EXC Meeting Date: 26-Apr-2016 ISIN: US30161N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For 1D. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For 1E. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For 1F. ELECTION OF DIRECTOR: NANCY L. GIOIA Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA P. JOJO Mgmt For For 1H. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For 1J. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1L. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For 1M. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For 2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For EXELON'S INDEPENDENT AUDITOR FOR 2016. 3. APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. 4. APPROVE THE MANAGEMENT PROPOSAL TO AMEND EXELON'S Mgmt For For BYLAWS TO PROVIDE PROXY ACCESS. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934383504 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 25-May-2016 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For A.F. BRALY Mgmt For For U.M. BURNS Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For H.H. FORE Mgmt For For K.C. FRAZIER Mgmt For For D.R. OBERHELMAN Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For W.C. WELDON Mgmt For For D.W. WOODS Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) Mgmt For For 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt For For 26) 4. INDEPENDENT CHAIRMAN (PAGE 56) Shr For Against 5. CLIMATE EXPERT ON BOARD (PAGE 58) Shr Against For 6. HIRE AN INVESTMENT BANK (PAGE 59) Shr Against For 7. PROXY ACCESS BYLAW (PAGE 59) Shr For Against 8. REPORT ON COMPENSATION FOR WOMEN (PAGE 61) Shr Against For 9. REPORT ON LOBBYING (PAGE 63) Shr Against For 10. INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) Shr Against For 11. POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) Shr Against For 12. REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) Shr For Against 13. REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) Shr Against For 14. REPORT ON HYDRAULIC FRACTURING (PAGE 72) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FIFTH STREET FINANCE CORP. Agenda Number: 934376446 -------------------------------------------------------------------------------------------------------------------------- Security: 31678A103 Meeting Type: Annual Ticker: FSC Meeting Date: 13-Apr-2016 ISIN: US31678A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD P. DUTKIEWICZ Mgmt Withheld Against TODD G. OWENS Mgmt For For DOUGLAS F. RAY Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- FLOWSERVE CORPORATION Agenda Number: 934376167 -------------------------------------------------------------------------------------------------------------------------- Security: 34354P105 Meeting Type: Annual Ticker: FLS Meeting Date: 19-May-2016 ISIN: US34354P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARK A. BLINN Mgmt For For LEIF E. DARNER Mgmt For For GAYLA J. DELLY Mgmt For For LYNN L. ELSENHANS Mgmt For For ROGER L. FIX Mgmt Withheld Against JOHN R. FRIEDERY Mgmt For For JOE E. HARLAN Mgmt For For RICK J. MILLS Mgmt For For DAVID E. ROBERTS Mgmt For For WILLIAM C. RUSNACK Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 4. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against DIRECTORS TAKE ACTION TO AMEND THE PROXY ACCESS BYLAWS, AMONG OTHER CHANGES, TO REDUCE THE ELIGIBLE SHARE OWNERSHIP TO 3% FROM 5%. -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 934358171 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Ticker: GDV Meeting Date: 09-May-2016 ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARIO J. GABELLI, CFA Mgmt For For MICHAEL J. MELARKEY Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934341532 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 27-Apr-2016 ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A12 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A14 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A15 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 Mgmt For For C1 LOBBYING REPORT Shr Against For C2 INDEPENDENT CHAIR Shr For Against C3 HOLY LAND PRINCIPLES Shr Against For C4 CUMULATIVE VOTING Shr Against For C5 PERFORMANCE-BASED OPTIONS Shr Against For C6 HUMAN RIGHTS REPORT Shr Against For -------------------------------------------------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Agenda Number: 934369097 -------------------------------------------------------------------------------------------------------------------------- Security: 388689101 Meeting Type: Annual Ticker: GPK Meeting Date: 25-May-2016 ISIN: US3886891015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID D. CAMPBELL Mgmt For For ROBERT A. HAGEMANN Mgmt For For HAROLD R. LOGAN, JR. Mgmt For For 2. RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- HESS CORPORATION Agenda Number: 934353032 -------------------------------------------------------------------------------------------------------------------------- Security: 42809H107 Meeting Type: Annual Ticker: HES Meeting Date: 04-May-2016 ISIN: US42809H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For 1B. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For 1C. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For 1D. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For 1E. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For 1F. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For 1G. ELECTION OF DIRECTOR: K.O. MEYERS Mgmt For For 1H. ELECTION OF DIRECTOR: J.H. MULLIN III Mgmt For For 1I. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For 1J. ELECTION OF DIRECTOR: F.G. REYNOLDS Mgmt For For 1K. ELECTION OF DIRECTOR: W.G. SCHRADER Mgmt For For 2. ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For EXECUTIVE OFFICERS. 3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2016. 4. APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR Mgmt For For OFFICERS. 5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 934338840 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Ticker: HON Meeting Date: 25-Apr-2016 ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For 1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For 1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For 1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For 1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For 1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For 1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For 1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For 1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For 1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For 2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. 2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For INC. AND ITS AFFILIATES. 5. 2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF Mgmt For For HONEYWELL INTERNATIONAL INC. 6. INDEPENDENT BOARD CHAIRMAN. Shr For Against 7. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against 8. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934340984 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 28-Apr-2016 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For 1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1J. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1K. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION 3. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 4. SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE Shr Against For PREFERENCE 5. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against 6. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE Shr Against For 7. SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED Shr Against For MEDICINES -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 934367257 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Ticker: JPM Meeting Date: 17-May-2016 ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For 1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For 1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For 1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 4. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT Shr For Against CHAIR 5. HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND Shr Against For AGAINST AND IGNORE ABSTENTIONS 6. VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF Shr Against For EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE 7. APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS Shr Against For WHETHER DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE 8. CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS Shr Against For TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW 9. EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED Shr Against For EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION -------------------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Agenda Number: 934364213 -------------------------------------------------------------------------------------------------------------------------- Security: 485170302 Meeting Type: Annual Ticker: KSU Meeting Date: 05-May-2016 ISIN: US4851703029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For 1B. ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For 1C. ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For 1F. ELECTION OF DIRECTOR: DAVID L. STARLING Mgmt For For 2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE Mgmt For For PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). 4. ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS Shr Against For WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY ACCESS PROVISIONS. -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 934327316 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Special Ticker: KEY Meeting Date: 23-Mar-2016 ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For DATED AS OF OCTOBER 30, 2015, BY AND BETWEEN KEYCORP AND FIRST NIAGARA FINANCIAL GROUP, INC. (THE "MERGER PROPOSAL"). 2A. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A PROVISION RELATING TO THE MECHANICS AND TIMING OF PREFERRED SHAREHOLDERS' RIGHTS TO CALL SPECIAL MEETINGS. 2B. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A PROVISION REQUIRING APPROVAL BY PREFERRED SHAREHOLDERS OF AMENDMENTS OF KEYCORP'S ARTICLES OR REGULATIONS THAT WOULD ADVERSELY AFFECT THEIR VOTING POWERS, RIGHTS OR PREFERENCES. 2C. TO APPROVE CERTAIN AMENDMENTS TO KEYCORP'S AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION WHICH MODIFY THE VOTING RIGHTS ASSOCIATED WITH KEYCORP'S PREFERRED STOCK (THE "ARTICLES AMENDMENT PROPOSALS"): A PROVISION REQUIRING APPROVAL BY PREFERRED SHAREHOLDERS OF COMBINATIONS, MAJORITY SHARE ACQUISITIONS, MERGERS OR CONSOLIDATIONS UNLESS THEY RETAIN VOTING POWERS, RIGHTS, PRIVILEGES AND PREFERENCES THAT ARE NOT MATERIALLY LESS FAVORABLE THAN THOSE PRIOR TO SUCH TRANSACTION. 3. TO APPROVE AN AMENDMENT TO KEYCORP'S AMENDED AND Mgmt For For RESTATED REGULATIONS IN ORDER TO INCREASE THE MAXIMUM SIZE OF THE KEYCORP BOARD OF DIRECTORS FROM 16 TO 17 MEMBERS. 4. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For MEETING OF SHAREHOLDERS OF KEYCORP, IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE MERGER PROPOSAL AND THE ARTICLES AMENDMENT PROPOSALS. -------------------------------------------------------------------------------------------------------------------------- KEYCORP Agenda Number: 934373387 -------------------------------------------------------------------------------------------------------------------------- Security: 493267108 Meeting Type: Annual Ticker: KEY Meeting Date: 19-May-2016 ISIN: US4932671088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For 1B. ELECTION OF DIRECTOR: JOSEPH A. CARRABBA Mgmt For For 1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For 1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1E. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For 1F. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For 1G. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For 1J. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For 1K. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For 1L. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For 1M. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For 1N. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For AUDITOR. 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVAL OF KEYCORP'S 2016 ANNUAL PERFORMANCE PLAN. Mgmt For For 5. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE THE CHAIRMAN Shr For Against AND CHIEF EXECUTIVE OFFICER ROLES. -------------------------------------------------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Agenda Number: 934383617 -------------------------------------------------------------------------------------------------------------------------- Security: 512816109 Meeting Type: Annual Ticker: LAMR Meeting Date: 26-May-2016 ISIN: US5128161099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN MAXWELL HAMILTON Mgmt For For JOHN E. KOERNER, III Mgmt For For STEPHEN P. MUMBLOW Mgmt For For THOMAS V. REIFENHEISER Mgmt For For ANNA REILLY Mgmt For For KEVIN P. REILLY, JR. Mgmt For For WENDELL REILLY Mgmt For For 2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. -------------------------------------------------------------------------------------------------------------------------- MACY'S INC. Agenda Number: 934369744 -------------------------------------------------------------------------------------------------------------------------- Security: 55616P104 Meeting Type: Annual Ticker: M Meeting Date: 20-May-2016 ISIN: US55616P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. BRYANT Mgmt For For 1D. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For 1E. ELECTION OF DIRECTOR: LESLIE D. HALE Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM H. LENEHAN Mgmt For For 1G. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For 1H. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For 1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1J. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For 1K. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For 1L. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For 1M. ELECTION OF DIRECTOR: ANNIE YOUNG-SCRIVNER Mgmt For For 2. THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MEDLEY CAPITAL CORPORATION Agenda Number: 934323762 -------------------------------------------------------------------------------------------------------------------------- Security: 58503F106 Meeting Type: Annual Ticker: MCC Meeting Date: 14-Mar-2016 ISIN: US58503F1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. SETH TAUBE Mgmt Withheld Against MR. ARTHUR S. AINSBERG Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 934378515 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Ticker: MRK Meeting Date: 24-May-2016 ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For 1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For 1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For 1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For 2. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 4. SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO Shr For Against ACT BY WRITTEN CONSENT. 5. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD Shr For Against CHAIRMAN. 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL Shr Against For OF UNUSED OR EXPIRED DRUGS. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934290329 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 02-Dec-2015 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For 1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For 1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For 1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 -------------------------------------------------------------------------------------------------------------------------- NIELSEN HOLDINGS PLC Agenda Number: 934413333 -------------------------------------------------------------------------------------------------------------------------- Security: G6518L108 Meeting Type: Annual Ticker: NLSN Meeting Date: 21-Jun-2016 ISIN: GB00BWFY5505 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: MITCH BARNS Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1D. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For 1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For 1I. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For 1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For 1K. ELECTION OF DIRECTOR: LAUREN ZALAZNICK Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. 3. TO REAPPOINT ERNST & YOUNG LLP AS OUR UK STATUTORY Mgmt For For AUDITOR TO AUDIT OUR UK STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2016. 4. TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE Mgmt For For COMPENSATION OF OUR UK STATUTORY AUDITOR. 5. TO APPROVE THE NIELSEN HOLDINGS PLC 2016 EMPLOYEE Mgmt For For SHARE PURCHASE PLAN. 6. TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE U.S. SECURITIES AND EXCHANGE COMMISSION. 7. TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE Mgmt For For DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2015. 8. TO APPROVE THE DIRECTORS' COMPENSATION POLICY. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934342762 -------------------------------------------------------------------------------------------------------------------------- Security: 674599105 Meeting Type: Annual Ticker: OXY Meeting Date: 29-Apr-2016 ISIN: US6745991058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt Against Against 1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For 1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For 1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For 1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1H. ELECTION OF DIRECTOR: VICKI A. HOLLUB Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt Against Against 1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For 1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For 2. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITORS 4. REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE Shr Against For 5. CARBON LEGISLATION IMPACT ASSESSMENT Shr For Against 6. SPECIAL SHAREOWNER MEETINGS Shr For Against 7. METHANE EMISSIONS AND FLARING Shr Against For -------------------------------------------------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Agenda Number: 934400487 -------------------------------------------------------------------------------------------------------------------------- Security: 69007J106 Meeting Type: Annual Ticker: OUT Meeting Date: 07-Jun-2016 ISIN: US69007J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR NICOLAS BRIEN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUTFRONT MEDIA INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. 3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE Mgmt For For COMPENSATION OF OUTFRONT MEDIA INC.'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Agenda Number: 934309964 -------------------------------------------------------------------------------------------------------------------------- Security: 708062104 Meeting Type: Annual Ticker: PNNT Meeting Date: 23-Feb-2016 ISIN: US7080621045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ARTHUR H. PENN Mgmt For For 2. TO RATIFY THE SELECTION OF RSM US LLP TO SERVE AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- PENTAIR PLC Agenda Number: 934344867 -------------------------------------------------------------------------------------------------------------------------- Security: G7S00T104 Meeting Type: Annual Ticker: PNR Meeting Date: 10-May-2016 ISIN: IE00BLS09M33 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For 1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For 1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON Mgmt For For 1D. ELECTION OF DIRECTOR: JACQUES ESCULIER Mgmt For For 1E. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For 1F. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For 1G. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For 1I. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For 1K. ELECTION OF DIRECTOR: BILLIE IDA WILLIAMSON Mgmt For For 2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. (ORDINARY) 3. TO RATIFY, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF PENTAIR PLC AND TO AUTHORIZE, BY BINDING VOTE, THE AUDIT AND FINANCE COMMITTEE TO SET THE AUDITORS' REMUNERATION. (ORDINARY) 4. TO AUTHORIZE THE PRICE RANGE AT WHICH PENTAIR PLC CAN Mgmt For For RE-ALLOT SHARES IT HOLDS AS TREASURY SHARES UNDER IRISH LAW. (SPECIAL) 5. TO AMEND PENTAIR PLC'S ARTICLES OF ASSOCIATION TO Mgmt For For INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM ELEVEN TO TWELVE. (ORDINARY) 6A. TO AMEND PENTAIR PLC'S ARTICLES OF ASSOCIATION TO MAKE Mgmt For For CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL) 6B. TO AMEND PENTAIR PLC'S MEMORANDUM OF ASSOCIATION TO Mgmt For For MAKE CERTAIN ADMINISTRATIVE AMENDMENTS. (SPECIAL) -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934349261 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Ticker: PEP Meeting Date: 04-May-2016 ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For 1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For 1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For 1M. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For 1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. 3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, Mgmt For For INC. LONG-TERM INCENTIVE PLAN. 5. ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. Shr Against For 6. REPORT ON MINIMIZING IMPACTS OF NEONICS. Shr Against For 7. POLICY REGARDING HOLY LAND PRINCIPLES. Shr Against For 8. ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. Shr Against For -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934347370 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Ticker: PM Meeting Date: 04-May-2016 ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For 1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For 1D. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For 1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For 1F. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For 1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For 1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For 1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For 1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For 1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For 2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Mgmt For For 3. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION Mgmt For For 4. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY Shr Against For 5. SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN Shr Against For RIGHTS VIOLATIONS -------------------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 934373224 -------------------------------------------------------------------------------------------------------------------------- Security: 74251V102 Meeting Type: Annual Ticker: PFG Meeting Date: 17-May-2016 ISIN: US74251V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL T. DAN Mgmt For For 1B. ELECTION OF DIRECTOR: C. DANIEL GELATT Mgmt For For 1C. ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For 1D. ELECTION OF DIRECTOR: BLAIR C. PICKERELL Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 3. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Agenda Number: 934282271 -------------------------------------------------------------------------------------------------------------------------- Security: 74348T102 Meeting Type: Annual Ticker: PSEC Meeting Date: 08-Jan-2016 ISIN: US74348T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANDREW C. COOPER Mgmt For For M. GRIER ELIASEK Mgmt Withheld Against 2. TO AUTHORIZE THE COMPANY, WITH APPROVAL OF ITS BOARD Mgmt For For OF DIRECTORS, TO SELL SHARES OF ITS COMMON STOCK (DURING THE NEXT 12 MONTHS) AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN CONDITIONS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT (INCLUDING THAT THE NUMBER OF SHARES SOLD ON ANY GIVEN DATE DOES NOT EXCEED 25% OF ITS OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO SUCH SALE). -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 934322493 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Ticker: QCOM Meeting Date: 08-Mar-2016 ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: BARBARA T. ALEXANDER 1B. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE 1C. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JEFFREY W. HENDERSON 1D. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: THOMAS W. HORTON 1E. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: PAUL E. JACOBS 1F. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: HARISH MANWANI 1G. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN 1H. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: STEVE MOLLENKOPF 1I. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: CLARK T. RANDT, JR. 1J. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt Against Against ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: FRANCISCO ROS 1K. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: JONATHAN J. RUBINSTEIN 1L. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT Mgmt For For ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: ANTHONY J. VINCIQUERRA 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2016. 3. TO APPROVE THE 2016 LONG-TERM INCENTIVE PLAN. Mgmt For For 4. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For 5. A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr For Against ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- RETAIL OPPORTUNITY INV CORP Agenda Number: 934368540 -------------------------------------------------------------------------------------------------------------------------- Security: 76131N101 Meeting Type: Annual Ticker: ROIC Meeting Date: 27-Apr-2016 ISIN: US76131N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD A. BAKER Mgmt For For MICHAEL J. INDIVERI Mgmt For For EDWARD H. MEYER Mgmt For For LEE S. NEIBART Mgmt For For CHARLES J. PERSICO Mgmt For For LAURA H. POMERANTZ Mgmt For For STUART A. TANZ Mgmt For For ERIC S. ZORN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE 2016 PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Agenda Number: 934314092 -------------------------------------------------------------------------------------------------------------------------- Security: 773903109 Meeting Type: Annual Ticker: ROK Meeting Date: 02-Feb-2016 ISIN: US7739031091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A. DIRECTOR KEITH D. NOSBUSCH Mgmt For For WILLIAM T MCCORMICK, JR Mgmt For For B. TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. C. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For THE CORPORATION'S NAMED EXECUTIVE OFFICERS. D. TO APPROVE AN AMENDMENT TO OUR 2012 LONG-TERM Mgmt For For INCENTIVES PLAN TO INCREASE SHARES AVAILABLE FOR DELIVERY. E. TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO ADD AN Mgmt Against Against EXCLUSIVE FORUM PROVISION. -------------------------------------------------------------------------------------------------------------------------- SCHWAB FUNDS Agenda Number: 934285607 -------------------------------------------------------------------------------------------------------------------------- Security: 808524797 Meeting Type: Special Ticker: SCHD Meeting Date: 11-Dec-2015 ISIN: US8085247976 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WALTER W. BETTINGER II Mgmt Withheld Against MARIE A. CHANDOHA Mgmt For For JOSEPH R. MARTINETTO Mgmt For For ROBERT W. BURNS Mgmt For For JOHN F. COGAN Mgmt Withheld Against STEPHEN T. KOCHIS Mgmt For For DAVID L. MAHONEY Mgmt For For KIRAN M. PATEL Mgmt For For KIMBERLY S. PATMORE Mgmt For For CHARLES A. RUFFEL Mgmt For For GERALD B. SMITH Mgmt For For JOSEPH H. WENDER Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SONOCO PRODUCTS COMPANY Agenda Number: 934348764 -------------------------------------------------------------------------------------------------------------------------- Security: 835495102 Meeting Type: Annual Ticker: SON Meeting Date: 20-Apr-2016 ISIN: US8354951027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J.R. HALEY Mgmt For For R.G. KYLE Mgmt For For M.J. SANDERS Mgmt For For T.E. WHIDDON Mgmt Withheld Against 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31 2016. 3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For COMPENSATION . 4. BOARD OF DIRECTORS' PROPOSAL RELATING TO AN AMENDMENT Mgmt For Against TO THE ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND ELECT ALL DIRECTORS ANNUALLY. 5. (SHAREHOLDER PROPOSAL) NON-BINDING SHAREHOLDER PROXY Shr Against For ACCESS PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- STAPLES, INC. Agenda Number: 934408077 -------------------------------------------------------------------------------------------------------------------------- Security: 855030102 Meeting Type: Annual Ticker: SPLS Meeting Date: 14-Jun-2016 ISIN: US8550301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For 1B. ELECTION OF DIRECTOR: CURTIS FEENY Mgmt For For 1C. ELECTION OF DIRECTOR: PAUL-HENRI FERRAND Mgmt For For 1D. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For 1E. ELECTION OF DIRECTOR: KUNAL S. KAMLANI Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For 1G. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For 1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For 1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For 1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 4. NON-BINDING SHAREHOLDER PROPOSAL TO LIMIT ACCELERATION Shr Against For OF VESTING OF SENIOR EXECUTIVE EQUITY AWARDS IN THE EVENT OF A CHANGE IN CONTROL. 5. NON-BINDING SHAREHOLDER PROPOSAL TO AMEND STAPLES' Shr For Against BYLAWS TO REDUCE THE PERCENTAGE OF OUTSTANDING STOCK REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING FROM 25% TO 15%. -------------------------------------------------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Agenda Number: 934391121 -------------------------------------------------------------------------------------------------------------------------- Security: 862121100 Meeting Type: Annual Ticker: STOR Meeting Date: 02-Jun-2016 ISIN: US8621211007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTON H. FLEISCHER Mgmt For For CHRISTOPHER H. VOLK Mgmt For For JOSEPH M. DONOVAN Mgmt For For WILLIAM F. HIPP Mgmt For For EINAR A. SEADLER Mgmt For For RAJATH SHOURIE Mgmt For For DEREK SMITH Mgmt For For QUENTIN P. SMITH, JR. Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 934335933 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Ticker: KO Meeting Date: 27-Apr-2016 ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: HERBERT A. ALLEN 1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: RONALD W. ALLEN 1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: MARC BOLLAND 1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: ANA BOTIN 1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: HOWARD G. BUFFETT 1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: RICHARD M. DALEY 1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: BARRY DILLER 1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: HELENE D. GAYLE 1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: EVAN G. GREENBERG 1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: ALEXIS M. HERMAN 1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: MUHTAR KENT 1L. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: ROBERT A. KOTICK 1M. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: MARIA ELENA LAGOMASINO 1N. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: SAM NUNN 1O. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: DAVID B. WEINBERG 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 3. APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PERMIT THE TAX DEDUCTIBILITY OF CERTAIN AWARDS 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR 5. SHAREOWNER PROPOSAL REGARDING HOLY LAND PRINCIPLES Shr Against For 6. SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shr Against For 7. SHAREOWNER PROPOSAL REGARDING ALIGNMENT BETWEEN Shr Against For CORPORATE VALUES AND POLITICAL AND POLICY ACTIVITY -------------------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Agenda Number: 934362485 -------------------------------------------------------------------------------------------------------------------------- Security: 260543103 Meeting Type: Annual Ticker: DOW Meeting Date: 12-May-2016 ISIN: US2605431038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For 1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For 1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For 1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For 1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For 1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For 1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For 1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934337672 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Ticker: PNC Meeting Date: 26-Apr-2016 ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against 1B. ELECTION OF DIRECTOR: MARJORIE RODGERS CHESHIRE Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For 1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For 1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For 1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For 1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For 1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For 1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For 1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 2. RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL OF 2016 INCENTIVE AWARD PLAN. Mgmt For For 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- TRI-CONTINENTAL CORPORATION Agenda Number: 934353094 -------------------------------------------------------------------------------------------------------------------------- Security: 895436103 Meeting Type: Annual Ticker: TY Meeting Date: 18-Apr-2016 ISIN: US8954361031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM P. CARMICHAEL Mgmt For For MINOR M. SHAW Mgmt For For WILLIAM F. TRUSCOTT Mgmt For For 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda Number: 934335844 -------------------------------------------------------------------------------------------------------------------------- Security: 902973304 Meeting Type: Annual Ticker: USB Meeting Date: 19-Apr-2016 ISIN: US9029733048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1B ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For 1C ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For 1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For 1F ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For 1G ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For 1H ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For 1I ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For 1J ELECTION OF DIRECTOR: KAREN S. LYNCH Mgmt For For 1K ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For 1L ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. Mgmt For For 1M ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For 1N ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For 2 THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT AUDITOR FOR THE 2016 FISCAL YEAR. 3 AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR Mgmt For For EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 4 SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING Shr Against For THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. 5 SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING Shr Against For THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED AS EQUITY COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934383528 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 12-May-2016 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For 1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For 1E. ELECTION OF DIRECTOR: CHARLES C. KRULAK Mgmt For For 1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY, III Mgmt For For 1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For 1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF Shr For Against PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 934340314 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Ticker: UPS Meeting Date: 05-May-2016 ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: DAVID P. ABNEY 1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: RODNEY C. ADKINS 1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: MICHAEL J. BURNS 1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: WILLIAM R. JOHNSON 1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: CANDACE KENDLE 1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: ANN M. LIVERMORE 1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: RUDY H.P. MARKHAM 1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: CLARK T. RANDT, JR. 1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: JOHN T. STANKEY 1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: CAROL B. TOME 1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL Mgmt For For MEETING: KEVIN M. WARSH 2. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. 3. SHAREOWNER PROPOSAL TO PREPARE AN ANNUAL REPORT ON Shr Against For LOBBYING ACTIVITIES. 4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF Shr For Against CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. 5. SHAREOWNER PROPOSAL TO ADOPT HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 934348550 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Ticker: WM Meeting Date: 12-May-2016 ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ANDRES R. GLUSKI Mgmt For For 1D. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1E. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For 1F. ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1H. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1J. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL REGARDING A POLICY ON ACCELERATED Shr Against For VESTING OF EQUITY AWARDS, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 934339830 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Ticker: WFC Meeting Date: 26-Apr-2016 ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For 1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1D. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For 1E. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For 1F. ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1G. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For 1I. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For 1J. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For 1K. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For 1L. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1M. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For 1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For 2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. Shr For Against 5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES Shr Against For AND PRACTICES. -------------------------------------------------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Agenda Number: 934318305 -------------------------------------------------------------------------------------------------------------------------- Security: 962166104 Meeting Type: Special Ticker: WY Meeting Date: 12-Feb-2016 ISIN: US9621661043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO APPROVE THE ISSUANCE OF WEYERHAEUSER Mgmt For For COMMON SHARES, PAR VALUE $1.25 PER SHARE, IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 6, 2015, BETWEEN WEYERHAEUSER COMPANY AND PLUM CREEK TIMBER COMPANY, INC. 2. PROPOSAL TO ADJOURN THE WEYERHAEUSER SPECIAL MEETING, Mgmt For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE SHARE ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Agenda Number: 934365265 -------------------------------------------------------------------------------------------------------------------------- Security: 962166104 Meeting Type: Annual Ticker: WY Meeting Date: 20-May-2016 ISIN: US9621661043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID P. BOZEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For 1C. ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For 1E. ELECTION OF DIRECTOR: SARA GROOTWASSINK LEWIS Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN F. MORGAN, SR. Mgmt For For 1G. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For 1H. ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For 1I. ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt For For 1J. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For 1K. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For 1L. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For 1M. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For THE NAMED EXECUTIVE OFFICERS 3. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM -------------------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Agenda Number: 934391791 -------------------------------------------------------------------------------------------------------------------------- Security: 969904101 Meeting Type: Annual Ticker: WSM Meeting Date: 02-Jun-2016 ISIN: US9699041011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For 1B ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For 1C ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For 1D ELECTION OF DIRECTOR: PATRICK J. CONNOLLY Mgmt For For 1E ELECTION OF DIRECTOR: ADRIAN T. DILLON Mgmt For For 1F ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For 1G ELECTION OF DIRECTOR: TED W. HALL Mgmt For For 1H ELECTION OF DIRECTOR: SABRINA SIMMONS Mgmt For For 1I ELECTION OF DIRECTOR: JERRY D. STRITZKE Mgmt For For 1J ELECTION OF DIRECTOR: LORRAINE TWOHILL Mgmt For For 2 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS-SONOMA, Mgmt For For INC. 2001 INCENTIVE BONUS PLAN 3 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2017 -------------------------------------------------------------------------------------------------------------------------- XEROX CORPORATION Agenda Number: 934366560 -------------------------------------------------------------------------------------------------------------------------- Security: 984121103 Meeting Type: Annual Ticker: XRX Meeting Date: 20-May-2016 ISIN: US9841211033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For 1.2 ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For 1.3 ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For 1.4 ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For 1.5 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1.6 ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For 1.7 ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For 1.8 ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2015 Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE 2016 AMENDMENT AND RESTATEMENT OF THE Mgmt For For COMPANY'S 2004 PERFORMANCE INCENTIVE PLAN. 5. SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE Shr Against For COMPENSATION METRICS. * Management position unknown
Manning & Napier Fund, Inc. Focused Opportunities Series -------------------------------------------------------------------------------------------------------------------------- ARRIS GROUP, INC. Agenda Number: 934281647 -------------------------------------------------------------------------------------------------------------------------- Security: 04270V106 Meeting Type: Special Ticker: ARRS Meeting Date: 21-Oct-2015 ISIN: US04270V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For DATED AS OF APRIL 22, 2015 (THE "MERGER AGREEMENT"), BY AND AMONG ARRIS, ARRIS INTERNATIONAL LIMITED, A PRIVATE LIMITED COMPANY ORGANIZED UNDER THE LAWS OF ENGLAND AND WALES AND A SUBSIDIARY OF ARRIS, ARCHIE U.S. HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ARRIS' NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. 3. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For MEETING, OR ANY POSTPONEMENT THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE (I) TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT, (II) TO PROVIDE TO ARRIS .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- COGECO CABLE INC. Agenda Number: 934314181 -------------------------------------------------------------------------------------------------------------------------- Security: 19238V105 Meeting Type: Annual and Special Ticker: CGEAF Meeting Date: 13-Jan-2016 ISIN: CA19238V1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR LOUIS AUDET Mgmt For For PATRICIA CURADEAU-GROU Mgmt For For JOANNE FERSTMAN Mgmt For For L.G. SERGE GADBOIS Mgmt For For CLAUDE A. GARCIA Mgmt For For LIB GIBSON Mgmt For For DAVID MCAUSLAND Mgmt For For JAN PEETERS Mgmt For For CAROLE J. SALOMON Mgmt For For 02 APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS, AS Mgmt For For AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. 03 THE BOARD OF DIRECTORS OF THE CORPORATION RECOMMEND Mgmt For For VOTING FOR THE ADVISORY RESOLUTION ACCEPTING THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION. 04 THE BOARD OF DIRECTORS OF THE CORPORATION RECOMMEND Mgmt For For VOTING FOR THE AMENDMENT TO THE ARTICLES OF THE CORPORATION TO CHANGE THE NAME OF THE CORPORATION TO "COGECO COMMUNICATIONS INC.". -------------------------------------------------------------------------------------------------------------------------- HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 934274072 -------------------------------------------------------------------------------------------------------------------------- Security: 42805T105 Meeting Type: Annual Ticker: HTZ Meeting Date: 15-Oct-2015 ISIN: US42805T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CARL T. BERQUIST Mgmt Against Against 1B. ELECTION OF DIRECTOR: HENRY R. KEIZER Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL F. KOEHLER Mgmt Against Against 1D. ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN P. TAGUE Mgmt For For 2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED Mgmt For For EXECUTIVE OFFICERS' COMPENSATION. 3. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For OBJECTIVES UNDER THE COMPANY'S 2008 OMNIBUS PLAN. 4. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015. 5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED Shr For Against VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- POST HOLDINGS, INC. Agenda Number: 934309938 -------------------------------------------------------------------------------------------------------------------------- Security: 737446104 Meeting Type: Annual Ticker: POST Meeting Date: 28-Jan-2016 ISIN: US7374461041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREGORY L. CURL Mgmt For For DAVID P. SKARIE Mgmt For For 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 4. APPROVAL OF POST HOLDINGS, INC. 2016 LONG-TERM Mgmt For For INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- VIAVI SOLUTIONS INC Agenda Number: 934288526 -------------------------------------------------------------------------------------------------------------------------- Security: 925550105 Meeting Type: Annual Ticker: VIAV Meeting Date: 17-Nov-2015 ISIN: US9255501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD BELLUZZO Mgmt For For KEITH BARNES Mgmt For For TOR BRAHAM Mgmt For For TIMOTHY CAMPOS Mgmt For For DONALD COLVIN Mgmt For For MASOOD JABBAR Mgmt For For PAMELA STRAYER Mgmt For For 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR VIAVI SOLUTIONS INC. FOR THE FISCAL YEAR ENDING JULY 2, 2016. 3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. * Management position unknown
Manning & Napier Fund, Inc. International Series -------------------------------------------------------------------------------------------------------------------------- BHARTI INFRATEL LTD, NEW DELHI Agenda Number: 706326407 -------------------------------------------------------------------------------------------------------------------------- Security: Y0R86J109 Meeting Type: AGM Ticker: Meeting Date: 11-Aug-2015 ISIN: INE121J01017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE STANDALONE AND Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015 2 DECLARATION OF DIVIDEND ON EQUITY SHARES: RESOLVED Mgmt For For THAT THE INTERIM DIVIDEND OF INR 4.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR 2014-15 PAID TO THE MEMBERS BE AND IS HEREBY CONFIRMED. RESOLVED FURTHER THAT A FINAL DIVIDEND OF INR 6.50 PER EQUITY SHARE OF INR 10/-EACH FULLY PAID UP FOR THE FINANCIAL YEAR 2014-15 BE AND IS HEREBY APPROVED AND DECLARED 3 RE-APPOINTMENT OF MR. RAKESH BHARTI MITTAL AS A Mgmt For For DIRECTOR LIABLE TO RETIRE BY ROTATION 4 RATIFICATION OF APPOINTMENT OF M/S. S. R. BATLIBOI & Mgmt Against Against ASSOCIATES LLP, CHARTERED ACCOUNTANTS, GURGAON, AS THE STATUTORY AUDITORS OF THE COMPANY 5 APPOINTMENT OF MR. RAJINDER PAL SINGH AS AN Mgmt For For INDEPENDENT DIRECTOR 6 ADOPTION OF NEW ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt Against Against AS PER COMPANIES ACT, 2013: SECTION 14 7 TO APPROVE RELATED PARTY TRANSACTIONS WITH BHARTI Mgmt For For AIRTEL LIMITED -------------------------------------------------------------------------------------------------------------------------- IDFC LTD Agenda Number: 706308295 -------------------------------------------------------------------------------------------------------------------------- Security: Y40805114 Meeting Type: AGM Ticker: Meeting Date: 30-Jul-2015 ISIN: INE043D01016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON 2 TO DECLARE DIVIDEND ON EQUITY SHARES: DIVIDEND FOR THE Mgmt For For YEAR ENDED MARCH 31, 2015, AT THE RATE OF 26% I.E. INR 2.60/- PER EQUITY SHARE OF INR 10/- EACH 3 TO APPOINT A DIRECTOR IN PLACE OF MR. JOSEPH DOMINIC Mgmt Against Against SILVA (DIN: 06388807), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT 4 TO APPOINT AUDITORS AND TO FIX THEIR REMUNERATION: Mgmt Against Against DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS 5 APPOINTMENT OF MR. VINOD RAI (DIN: 01119922) AS AN Mgmt For For INDEPENDENT DIRECTOR 6 OFFER AND ISSUE NON-CONVERTIBLE SECURITIES UNDER Mgmt For For PRIVATE PLACEMENT CMMT 08 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting TO MODIFICATION OF THE TEXT OF RESOLUTION 4 AND ADDITION OF DIVIDEND INFORMATION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. * Management position unknown
Manning & Napier Fund, Inc. Real Estate Series -------------------------------------------------------------------------------------------------------------------------- CATCHMARK TIMBER TRUST, INC. Agenda Number: 934226146 -------------------------------------------------------------------------------------------------------------------------- Security: 14912Y202 Meeting Type: Annual Ticker: CTT Meeting Date: 30-Jul-2015 ISIN: US14912Y2028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JERRY BARAG Mgmt For For ALAN D. GOLD Mgmt For For DONALD S. MOSS Mgmt For For WILLIS J. POTTS Mgmt For For JOHN F. RASOR Mgmt For For DOUGLAS D. RUBENSTEIN Mgmt For For HENRY G. ZIGTEMA Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. -------------------------------------------------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Agenda Number: 934222403 -------------------------------------------------------------------------------------------------------------------------- Security: 42225P501 Meeting Type: Annual Ticker: HTA Meeting Date: 08-Jul-2015 ISIN: US42225P5017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SCOTT D. PETERS Mgmt For For 1B. ELECTION OF DIRECTOR: W. BRADLEY BLAIR, II Mgmt For For 1C. ELECTION OF DIRECTOR: MAURICE J. DEWALD Mgmt For For 1D. ELECTION OF DIRECTOR: WARREN D. FIX Mgmt For For 1E. ELECTION OF DIRECTOR: PETER N. FOSS Mgmt For For 1F. ELECTION OF DIRECTOR: LARRY L. MATHIS Mgmt For For 1G. ELECTION OF DIRECTOR: STEVE W. PATTERSON Mgmt For For 1H. ELECTION OF DIRECTOR: GARY T. WESCOMBE Mgmt For For 2. TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE Mgmt For For APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. * Management position unknown
Manning & Napier Fund, Inc. Diversified Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Diversified Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. New York Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. New York Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. Ohio Tax Exempt Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Ohio Tax Exempt Series was entitled to vote.
Manning & Napier Fund, Inc. Global Fixed Income Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Global Fixed Income Series was entitled to vote.
Manning & Napier Fund, Inc. High Yield Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. High Yield Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Strategic Income Conservative Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Strategic Income Conservative Series was entitled to vote.
Manning & Napier Fund, Inc. Strategic Income Moderate Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Strategic Income Moderate Series was entitled to vote.
Manning & Napier Fund, Inc. World Opportunities Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. World Opportunities Series was entitled to vote.
Manning & Napier Fund, Inc. Core Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Core Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Unconstrained Bond Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Unconstrained Bond Series was entitled to vote.
Manning & Napier Fund, Inc. Disciplined Value Series
PROXY VOTING RECORD
7/1/15-6/30/16
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the Manning & Napier Fund, Inc. Disciplined Value Series was entitled to vote.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Manning & Napier Fund, Inc.
By (Signature and Title) | /s/ James E. Mikolaichik | |||||
James E. Mikolaichik | ||||||
President, Principal Executive Officer | ||||||
Date: August 9, 2016 |