MO Altria

Filed: 1 Feb 21, 8:51am





Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 1, 2021




(Exact name of registrant as specified in its charter)




Virginia 1-08940 13-3260245

(State or other jurisdiction

of incorporation)



File Number)


(I.R.S. Employer

Identification No.)


6601 West Broad Street, Richmond, Virginia 23230

(Address of principal

executive offices)

 (Zip Code)

Registrant’s telephone number, including area code: (804) 274-2200

(Former name or former address, if changed since last report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Stock, $0.33 1/3 par value MO New York Stock Exchange
1.000% Notes due 2023 MO23A New York Stock Exchange
1.700% Notes due 2025 MO25 New York Stock Exchange
2.200% Notes due 2027 MO27 New York Stock Exchange
3.125% Notes due 2031 MO31 New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 8.01.

Other Events.

On February 1, 2021, Altria Group, Inc. (“Altria”) issued a press release announcing that it has commenced cash tender offers (the “Tender Offers”) for certain of its outstanding senior unsecured notes (the “Notes”) identified in the press release announcing the Tender Offers. A copy of the press release is attached as Exhibit 99.1 and incorporated by reference in this Current Report on Form 8-K. Concurrently, Altria has commenced an underwritten public offering of new senior unsecured notes (the “New Notes”).

This Current Report on Form 8-K is neither an offer to sell nor a solicitation of offers to buy any securities. The Tender Offer is being made only pursuant to the related Offer to Purchase. The Tender Offer is not being made to holders of Notes in any jurisdiction in which the making or acceptance thereof would not be in compliance with the securities, blue sky or other laws of such jurisdiction. The offering of New Notes is being made only by means of a prospectus and a related prospectus supplement, which may be obtained by visiting the Securities and Exchange Commission’s website at


Item 9.01.

Financial Statements and Exhibits.

(d)    Exhibits


99.1  Altria Group, Inc. Press Release, dated February 1, 2021
104  The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101)




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




Name: W. Hildebrandt Surgner, Jr.
Title: Vice President, Corporate Secretary and
 Associate General Counsel

DATE: February 1, 2021