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Caterpillar Financial Services

Filed: 29 Apr 21, 6:35am

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
cfsc-20210429_g1.jpg
FORM 8-K 
CURRENT REPORT 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 
Date of Report (Date of earliest event reported): April 29, 2021 
CATERPILLAR FINANCIAL SERVICES CORPORATION
(Exact name of registrant as specified in its charter) 
Delaware001-1124137-1105865
(State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
2120 West End Avenue, Nashville, Tennessee 37203-0001
(Address of principal executive offices)(Zip Code)
Registrant's telephone number, including area code: (615) 341-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Medium-Term Notes, Series H,
3.300% Notes Due 2024
CAT/24New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Item 2.02. Results of Operations and Financial Condition.
 
On April 29, 2021, Caterpillar Financial Services Corporation issued a press release reporting financial results for the quarter ended March 31, 2021.  A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference.
 
The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.
 
 
Item 9.01.  Financial Statements and Exhibits.
d)Exhibits. The following is furnished as an exhibit to this report:
Exhibit NumberDescription
  99.1
    
    
 

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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
CATERPILLAR FINANCIAL SERVICES CORPORATION
 
 
Date:  April 29, 2021
          By:  /s/ Jennifer K. Schott
                       Jennifer K. Schott
                       Secretary
 

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