SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 1, 2021
THE FIRST BANCORP, INC.
(Exact name of Registrant as specified in charter)
(State or other jurisdiction of incorporation)
|(Commission file number)||(IRS employer identification no.)|
|(Address of principal executive offices)||(Zip Code)|
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligations
of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
Securities registered pursuit to Section 12(b) of the Exchange Act: None
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
TABLE OF CONTENTS
Item 5.02 Departure of Directors or Certain Officer; Election of Directors; Page 1
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Item 9.01 Financial Statements and Exhibits Page 1
Signatures Page 2
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On March 31, 2021, The First Bancorp (Nasdaq: FNLC) announced that Charles A. Wootton retired as Executive Vice President/Senior Loan Officer of First National Bank.
As announced previously, Jonathan W. Nicholson, currently Senior Vice President/Senior Regional Business Relationship Officer, will be succeeding Mr. Wootton as Executive Vice President/Chief Lending Officer.
The First Bancorp, headquartered in Damariscotta, Maine, is the holding company for First National
Bank. Founded in 1864, the Bank offers a complete range of consumer banking, commercial banking,
and trust and investment management services through its network of seventeen offices located throughout
the Mid-Coast and Down East regions of Maine.
Item 9.01 Financial Statements and Exhibits
The following Exhibit is being furnished herewith:
Announcement of Mr. Wootton’s intention to retire. Incorporated by reference to the Company's Form 8-K filed under item 5.02 on February 26, 2021.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE FIRST BANCORP, INC.
By: /s/ Richard M. Elder
Richard M. Elder
Executive Vice President & Chief Financial Officer
April 1, 2021