Docoh
Loading...

AEG Aegon N. V. - New York Shares

Filed: 4 May 21, 8:29am
Table of Contents

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Form 6-K

 

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d/16

of the Securities Exchange Act of 1934

May 2021

 

AEGON N.V.

 

Aegonplein 50

2591 TV THE HAGUE

The Netherlands


Table of Contents

Aegon’s 2020 Public QRT’s are included as appendix and incorporated herein by reference. Aegon’s 2020 Public QRT’s are referred to in Aegon’s 2020 Solvency and Financial Condition Report, dated May 3, 2021, which has been filed on May 4, 2021.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  

AEGON N.V.

  (Registrant)
Date: May 4, 2021  By 

/s/ J.H.P.M. van Rossum

   J.H.P.M. van Rossum
   Head of Corporate Financial Center


Table of Contents

LOGO


Table of Contents
2  SFCR 2020 Public QRTs

 

    

Table of contents

 

S.02.01.02

      Balance sheet   3 

S.05.01.02

      Premiums, claims and expenses by line of business – Non-life   4 

S.05.01.02

      Premiums, claims and expenses by line of business – Life   5 

S.05.02.01

      Premiums, claims and expenses by country 2020 – Non-life   6 

S.05.02.01

      Premiums, claims and expenses by country – Life   6 

S.22.01.22

      Impact of long term guarantees and transitional measures 2020   7 

S.23.01.22

      Own Funds Group   8 

S.25.02.22

      Solvency Capital Requirement - for undertakings using the standard formula and partial internal model   10 

S.32.01.22

      Undertakings in the scope of the group   11 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
3  SFCR 2020 Public QRTs

 

    

S.02.01.02 – Balance sheet

 

Amounts in EUR thousands   Solvency II value  

Assets

 
 

 

 

 

Goodwill

 
 

 

 

 

Deferred acquisition costs

 
 

 

 

 

Intangible assets

 
 

 

 

 

Deferred tax assets

  699,700 
 

 

 

 

Pension benefit surplus

  43,308 
 

 

 

 

Property, plant & equipment held for own use

  484,560 
 

 

 

 

Investments (other than assets held for index-linked and unit-linked contracts)

  65,478,429 
 

 

 

 

Property (other than for own use)

  2,501,238 
 

 

 

 

Holdings in related undertakings, including participations

  12,991,647 
 

 

 

 

Equities

  1,703,139 
 

 

 

 

Equities - listed

  1,377,715 
 

 

 

 

Equities - unlisted

  325,425 
 

 

 

 

Bonds

  30,203,218 
 

 

 

 

Government Bonds

  19,071,628 
 

 

 

 

Corporate Bonds

  9,246,815 
 

 

 

 

Structured notes

  6,704 
 

 

 

 

Collateralised securities

  1,878,071 
 

 

 

 

Collective Investments Undertakings

  6,972,749 
 

 

 

 

Derivatives

  10,811,955 
 

 

 

 

Deposits other than cash equivalents

  294,482 
 

 

 

 

Other investments

  0 
 

 

 

 

Assets held for index-linked and unit-linked contracts

  104,511,364 
 

 

 

 

Loans and mortgages

  22,870,051 
 

 

 

 

Loans on policies

  3,110 
 

 

 

 

Loans and mortgages to individuals

  18,818,441 
 

 

 

 

Other loans and mortgages

  4,048,500 
 

 

 

 

Reinsurance recoverables from:

  6,576,490 
 

 

 

 

Non-life and health similar to non-life

  35,413 
 

 

 

 

Non-life excluding health

  31,754 
 

 

 

 

Health similar to non-life

  3,659 
 

 

 

 

Life and health similar to life, excluding health and index-linked and unit-linked

  (40,382
 

 

 

 

Health similar to life

  56,012 
 

 

 

 

Life excluding health and index-linked and unit-linked

  (96,394
 

 

 

 

Life index-linked and unit-linked

  6,581,459 
 

 

 

 

Deposits to cedants

  2,882 
 

 

 

 

Insurance and intermediaries receivables

  712,155 
 

 

 

 

Reinsurance receivables

  54,721 
 

 

 

 

Receivables (trade, not insurance)

  1,592,646 
 

 

 

 

Own shares (held directly)

  175,277 
 

 

 

 

Amounts due in respect of own fund items or initial fund called up but not yet paid in

 
 

 

 

 

Cash and cash equivalents

  4,370,852 
 

 

 

 

Any other assets, not elsewhere shown

  236,650 

Total assets

  207,809,085 
Amounts in EUR thousands   Solvency II value  

Liabilities

 
 

 

 

 

Technical provisions - non-life

  330,781 
 

 

 

 

Technical provisions - non-life (excluding health)

  247,473 
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

  231,573 
 

 

 

 

Risk margin

  15,900 
 

 

 

 

Technical provisions - health (similar to non-life)

  83,308 
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

  69,107 
 

 

 

 

Risk margin

  14,201 
 

 

 

 

Technical provisions - life (excluding index-linked and unit-linked)

  49,523,096  
 

 

 

 

Technical provisions - health (similar to life)

  896,499 
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

  844,073 
 

 

 

 

Risk margin

  52,425 
 

 

 

 

Technical provisions - life (excluding health and index-linked and unit-linked)

  48,626,598 
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

  46,494,674 
 

 

 

 

Risk margin

  2,131,923 
 

 

 

 

Technical provisions - index-linked and unit-linked

  117,442,315 
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

  115,516,386 
 

 

 

 

Risk margin

  1,925,929 
 

 

 

 

Other technical provisions

 
 

 

 

 

Contingent liabilities

 
 

 

 

 

Provisions other than technical provisions

  90,332 
 

 

 

 

Pension benefit obligations

  4,620,592 
 

 

 

 

Deposits from reinsurers

  14,033 
 

 

 

 

Deferred tax liabilities

  289,866 
 

 

 

 

Derivatives

  5,071,176 
 

 

 

 

Debts owed to credit institutions

  1,643,805 
 

 

 

 

Financial liabilities other than debts owed to credit institutions

  272,415 
 

 

 

 

Insurance & intermediaries payables

  1,378,130 
 

 

 

 

Reinsurance payables

  74,172 
 

 

 

 

Payables (trade, not insurance)

  7,204,622 
 

 

 

 

Subordinated liabilities

  5,079,445 
 

 

 

 

Subordinated liabilities not in Basic Own Funds

  168,596 
 

 

 

 

Subordinated liabilities in Basic Own Funds

  4,910,849 
 

 

 

 

Any other liabilities, not elsewhere shown

  500,202 

Total liabilities

  193,534,984 

Excess of assets over liabilities

  14,274,101 
 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
4  SFCR 2020 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Non-life

 

  

Line of Business for: non-life insurance and reinsurance obligations

(direct business and accepted proportional reinsurance)

     Line of Business for:
accepted non-proportional reinsurance
  Total 
Amounts in EUR thousands 

Medical

expense insurance

  

Income protection

insurance

  

Workers’

compensation

insurance

  

Motor vehicle

liability insurance

  

Other motor

insurance

  

Marine, aviation

and transport

insurance

  

Fire and other

damage to

property insurance

  

General liability

insurance

  

Credit and

suretyship

insurance

  

Legal expenses

insurance

  Assistance  

Miscellaneous

financial loss

     Health  Casualty  

Marine, aviation,

transport

  Property       
            
Premiums written                                                                      

Gross - Direct Business

  105,505   121,795   23,985   89,093   49,181   815   267,676   26,288   193   12,704   15,166   8,244                     720,644 

Gross - Proportional reinsurance accepted

  171               3,334       1,319   373               11,215                     16,413 

Gross - Non-proportional reinsurance accepted

                                                               65    65 

Reinsurers’ share

  4,701   340   5,677   1,356   673   46   42,966   1,049   120   12,694   360   5,520                     75,501 

Net

  100,976   121,455   18,308   87,737   51,842   769   226,029   25,613   73   10   14,806   13,939                65    661,621 

Premiums earned

                   
                 

Gross - Direct Business

  104,884   121,866   20,465   88,328   49,073   617   262,969   29,049   197   12,712   15,174   8,057                     713,391 

Gross - Proportional reinsurance accepted

  195               3,425       1,319   499               15,793                     21,232 

Gross - Non-proportional reinsurance accepted

                                                               65    65 

Reinsurers’ share

  4,721   369   5,020   1,356   673   46   42,826   1,061   120   12,694   360   7,894                     77,140 

Net

  100,357   121,496   15,445   86,972   51,825   571   221,462   28,487   77   18   14,814   15,956                65    657,547 

Claims incurred

                                                                      

Gross - Direct Business

  62,888   57,343   4,545   38,248   23,659   239   109,359   9,042   (1  12,017   7,289   3,009                     327,638 

Gross - Proportional reinsurance accepted

              (5  2,090       1,442   154               6,054                     9,735 

Gross - Non-proportional reinsurance accepted

                                                               17    17 

Reinsurers’ share

  1,398   162   1,981   115   175       15,394   228       7,616   360   3,751                     31,181 

Net

  61,490   57,181   2,565   38,128   25,574   239   95,407   8,967   -1   4,401   6,929   5,312                17    306,209 

Changes in other technical provisions

                                                                      

Gross - Direct Business

                                                                    0 

Gross - Proportional reinsurance accepted

                                                                    0 

Gross - Non-proportional reinsurance accepted

                                                                    0 

Reinsurers’ share

                                                                    0 

Net

                                                                    0 

Expenses incurred

  7,446   36,399   7,864   37,954   20,117   330   109,175   12,042   67   219   6,973   10,276                     248,863 

Other expenses

                                                                    2 

Total expenses

                                                                          248,865 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
5  SFCR 2020 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Life

 

  Line of Business for: life insurance obligations  Life reinsurance obligations  Total 
Amounts in EUR thousands   Health insurance  

Insurance

with profit

participation

  

Index-linked and

unit-linked

insurance

  

Other life

insurance

  

Annuities stemming

from non-life insurance

contracts and relating to

health insurance

obligations

  

Annuities stemming from  

non-life insurance contracts  

and relating to insurance  

obligations other than  

health insurance obligations  

  

Health

reinsurance

  

Life  

reinsurance  

    

 

  

 

 

  

 

 

 

Premiums written

         
 

 

 

  

 

 

  

 

 

 

Gross

  1,620,549   487,283   11,619,943   6,119,250     3,863   1,212,349     21,063,238   
 

 

 

  

 

 

  

 

 

 

Reinsurers’ share

  152,691   157   29,007   1,377,720      1,168,122     2,727,697   

 

  

 

 

  

 

 

 

Net

  1,467,858   487,126   11,590,936   4,741,530     3,863   44,227     18,335,541   
 

 

 

  

 

 

  

 

 

 

Premiums earned

         
 

 

 

  

 

 

  

 

 

 

Gross

  1,626,672   487,316   11,619,943   6,119,185     3,863   1,215,738     21,072,718   
 

 

 

  

 

 

  

 

 

 

Reinsurers’ share

  152,691   157   29,007   1,374,425      1,168,122     2,724,403   

 

  

 

 

  

 

 

 

Net

  1,473,981   487,159   11,590,936   4,744,760     3,863   47,616     18,348,315   
 

 

 

  

 

 

  

 

 

 

Claims incurred

         
 

 

 

  

 

 

  

 

 

 

Gross

  1,369,240   1,424,806   12,083,347   6,239,121    998     1,710   1,321,309     22,440,531   
 

 

 

  

 

 

  

 

 

 

Reinsurers’ share

  181,789   75   210,158   1,090,790          1,288,551     2,771,363   

 

  

 

 

  

 

 

 

Net

  1,187,451   1,424,731   11,873,188   5,148,332    998     1,710   32,758     19,669,167   
 

 

 

  

 

 

  

 

 

 

Changes in other technical provisions

         
 

 

 

  

 

 

  

 

 

 

Gross

          0   
 

 

 

  

 

 

  

 

 

 

Reinsurers’ share

          0   

 

  

 

 

  

 

 

 

Net

          0   

 

  

 

 

  

 

 

 

Expenses incurred

  503,188   78,709   743,311   958,359    113      10,763     2,294,443   

 

  

 

 

  

 

 

 

Other expenses

                                  138,535   

Total expenses

                                  2,432,977   
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
6  SFCR 2020 Public QRTs

 

    

S.05.02.01 – Premiums, claims and expenses by country 2020 – Non-life

 

   Home Country        Top 5 countries (by  amount of gross premiums written) -non-life obligations       Total Top 5 and    
home country  

Amounts in EUR thousands

  NL   HU  ES   PT   GB   DE       
    

 

 

   

 

 

 

Premiums written

             
  

 

 

 

  

 

 

   

 

 

 

Gross - Direct Business

   209,946    265,263   189,338    31,088    9,772    9,514      714,922 
  

 

 

 

  

 

 

   

 

 

 

Gross - Proportional reinsurance accepted

     5,027   11,386          16,413 
  

 

 

 

  

 

 

   

 

 

 

Gross - Non-proportional reinsurance accepted

   0    0     65        65 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   18,941    7,094   46,027    3,407        75,469 
    

 

 

   

 

 

 

Net

   191,005    263,196   154,697    27,746    9,772    9,514      655,931 
  

 

 

 

  

 

 

   

 

 

 

Premium earned

             
  

 

 

 

  

 

 

   

 

 

 

Gross - Direct Business

   213,343    260,794   183,410    30,853    9,716    9,544      707,660 
  

 

 

 

  

 

 

   

 

 

 

Gross - Proportional reinsurance accepted

     5,243   15,988          21,232 
  

 

 

 

  

 

 

   

 

 

 

Gross - Non-proportional reinsurance accepted

   0    0     65        65 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   18,941    7,450   47,286    3,432        77,108 
    

 

 

   

 

 

 

Net

   194,402    258,588   152,113    27,487    9,716    9,544      651,849 
  

 

 

 

  

 

 

   

 

 

 

Claims incurred

             
  

 

 

 

  

 

 

   

 

 

 

Gross - Direct Business

   121,015    84,878   104,918    8,581    3,427    3,160      325,980 
  

 

 

 

  

 

 

   

 

 

 

Gross - Proportional reinsurance accepted

   112    2,830   6,786    8        9,735 
  

 

 

 

  

 

 

   

 

 

 

Gross - Non-proportional reinsurance accepted

   0       17        17 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   8,215    (135  22,967    117        31,164 
    

 

 

   

 

 

 

Net

   112,913    87,842   88,737    8,489    3,427    3,160      304,568 
  

 

 

 

  

 

 

   

 

 

 

Changes in other technical provisions

            0     
  

 

 

 

  

 

 

   

 

 

 

Gross - Direct Business

              0 
  

 

 

 

  

 

 

   

 

 

 

Gross - Proportional reinsurance accepted

              0 
  

 

 

 

  

 

 

   

 

 

 

Gross - Non-proportional reinsurance accepted

              0 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

                 0 
    

 

 

   

 

 

 

Net

                 0 
    

 

 

   

 

 

 

Expenses incurred

   83,283    98,773   41,221    15,109    7,230    551      246,167 
    

 

 

   

 

 

 

Other expenses

                 2 
    

 

 

   

 

 

 

Total expenses

                                246,169 

S.05.02.01 – Premiums, claims and expenses by country – Life

 

 

   Home country        Top 5 countries (by amount of gross  premiums written) - life obligations       Total Top 5 and  
home  country
Amounts in EUR thousands  NL   GB  US   CN   ES   BR       
    

 

 

   

 

 

 

Premium written

             
  

 

 

 

  

 

 

   

 

 

 

Gross

   1,780,823    9,737,326   8,355,250    396,094    181,571    159,804      20,610,868 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   44,287    186,096   2,257,579      30,067    24,313      2,542,342 
    

 

 

   

 

 

 

Net

   1,736,536    9,551,230   6,097,671    396,094    151,504    135,492      18,068,526 
  

 

 

 

  

 

 

   

 

 

 

Premium earned

             
  

 

 

 

  

 

 

   

 

 

 

Gross

   1,786,945    9,737,326   8,355,250    396,094    185,307    159,804      20,620,726 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   44,287    186,096   2,257,579      26,678    24,313      2,538,953 
    

 

 

   

 

 

 

Net

   1,742,658    9,551,230   6,097,671    396,094    158,628    135,492      18,081,773 
  

 

 

 

  

 

 

   

 

 

 

Claims incurred

             
  

 

 

 

  

 

 

   

 

 

 

Gross

   3,183,962    10,393,842   8,011,098    34,637    108,143    54,834      21,786,517 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

   -119,754    144,207   2,477,572      11,180      2,513,204 
    

 

 

   

 

 

 

Net

   3,303,716    10,249,635   5,533,526    34,637    96,964    54,834      19,273,313 
  

 

 

 

  

 

 

   

 

 

 

Changes in other technical provisions

             
  

 

 

 

  

 

 

   

 

 

 

Gross

              0 
  

 

 

 

  

 

 

   

 

 

 

Reinsurers’ share

                 0 
    

 

 

   

 

 

 

Net

                 0 
    

 

 

   

 

 

 

Expenses incurred

   244,841    482,752   1,162,031    94,840    66,367    79,018      2,129,848 
    

 

 

   

 

 

 

Other expenses

                 138,535 
    

 

 

   

 

 

 

Total expenses

                                2,268,383 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
7  SFCR 2020 Public QRTs

 

    

S.22.01.22 – Impact of long term guarantees and transitional measures 2020

 

Amounts in EUR thousands   

Amount with Long

Term Guarantee

measures and

transitionals

  

Impact of

transitional on

technical provisions

  

Impact of

transitional on

interest rate

  

Impact of volatility

adjustment set

to zero

  

Impact of matching

adjustment set

to zero

 

Technical provisions

  167,296,212           616,530   37,057 

Basic own funds

  9,404,156           (453,429  (30,016

Eligible own funds to meet Solvency Capital Requirement

  18,581,994           (453,429  (30,016

Solvency Capital Requirement

  9,473,178           1,468,455   64,179 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
8  SFCR 2020 Public QRTs

 

    

S.23.01.22 – Own Funds Group

 

      
Amounts in EUR thousands    Total  Tier 1 - unrestricted  Tier 1 - restricted  Tier 2  Tier 3 

Basic own funds before deduction for participations in other financial sector

 

    

                    

Ordinary share capital (gross of own shares)

   320,389   320,389             

Non-available called but not paid in ordinary share capital at group level

                     

Share premium account related to ordinary share capital

   7,159,579   7,159,579             

Initial funds, members’ contributions or the equivalent basic own - fund item for mutual and mutual-type undertakings

                     

Subordinated mutual member accounts

                     

Non-available subordinated mutual member accounts at group level

                     

Surplus funds

                     

Non-available surplus funds at group level

                     

Preference shares

                     

Non-available preference shares at group level

                     

Share premium account related to preference shares

                     

Non-available share premium account related to preference shares at group level

                     

Reconciliation reserve

   5,599,512   5,599,512             

Subordinated liabilities

   4,910,849       2,570,654   2,340,195     

Non-available subordinated liabilities at group level

                     

An amount equal to the value of net deferred tax assets

   699,700               699,700 

The amount equal to the value of net deferred tax assets not available at the group level

                     

Other items approved by supervisory authority as basic own funds not specified above

                     

Non available own funds related to other own funds items approved by supervisory authority

   106,407   106,407             

Minority interests (if not reported as part of a specific own fund item)

                     

Non-available minority interests at group level

                     

Own funds from the financial statements that should not be represented by the reconciliation reserve and do not meet the criteria to be classified as Solvency II own funds

                     

Own funds from the financial statements that shall not be represented by the reconciliation reserve and do not meet the criteria to be classified as Solvency II own funds

   1,628                 

Deductions

                     

Deductions for participations in other financial undertakings, including non-regulated undertakings carrying out financial activities

   1,406,354   1,406,354             

whereof deducted according to art 228 of the Directive 2009/138/EC

                     

Deductions for participations where there is non-availability of information (Article 229)

                     

Deduction for participations included by using D&A when a combination of methods is used

   7,771,484   5,549,466   1,163,147   1,058,871   0 

Total of non-available own fund items

    106,407   106,407             

Total deductions

    9,284,245   7,062,227   1,163,147   1,058,871     

Total basic own funds after deductions

    9,404,156   6,015,625   1,407,507   1,281,324   699,700 

Ancillary own funds

                     

Unpaid and uncalled ordinary share capital callable on demand

                     

Unpaid and uncalled initial funds, members’ contributions or the equivalent basic own fund item for mutual and mutual - type undertakings, callable on demand

                     

Unpaid and uncalled preference shares callable on demand

                     

A legally binding commitment to subscribe and pay for subordinated liabilities on demand

                     

Letters of credit and guarantees under Article 96(2) of the Directive 2009/138/EC

                     

Letters of credit and guarantees other than under Article 96(2) of the Directive 2009/138/EC

                     

Supplementary members calls under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                     

Supplementary members calls - other than under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                     

Non available ancillary own funds at group level

                     

Other ancillary own funds

                     

Total ancillary own funds

                      
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
9  SFCR 2020 Public QRTs

 

    

S.23.01.22 – Own Funds Group (continued)

 

      
Amounts in EUR thousands    Total  Tier 1 - unrestricted  Tier 1 - restricted  Tier 2  Tier 3 

Own funds of other financial sectors

                     

Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies - Total

 

    

  1,347,523   1,347,523             

Institutions for occupational retirement provision

       0             

Non regulated entities carrying out financial activities

   58,831   58,831             

Total own funds of other financial sectors

   1,406,354   1,406,354             

Own funds when using the D&A, exclusively or in combination of method 1

                     

Own funds aggregated when using the D&A and combination of method

   7,771,484   5,549,466   1,163,147   1,058,871   0 

Own funds aggregated when using the D&A and combination of method net of IGT

   7,771,484   5,549,466   1,163,147   1,058,871   0 

Total available own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A)

   9,404,156   6,015,625   1,407,507   1,281,324   699,700 

Total available own funds to meet the minimum consolidated group SCR

   8,704,456   6,015,625   1,407,507   1,281,324     

Total eligible own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A)

   9,404,156   6,015,625   1,407,507   1,281,324   699,700 

Total eligible own funds to meet the minimum consolidated group SCR

   7,888,349   6,015,625   1,407,507   465,217     

Minimum consolidated Group SCR

   2,326,083                 

Ratio of Eligible own funds to Minimum Consolidated Group SCR

    339%                 
Total eligible own funds to meet the group SCR (including own funds from other financial sector and from the undertakings included via D&A)   18,581,994   12,971,445   2,570,654   2,340,195   699,700 

Group SCR

   9,473,178                 

Ratio of Eligible own funds to group SCR including other financial sectors and the undertakings included via D&A

   196%                 

Reconciliation reserve

                     

Excess of assets over liabilities

   14,274,101                 

Own shares (included as assets on the balance sheet)

   175,277                 

Foreseeable dividends, distributions and charges

   123,564                 

Other basic own fund items

   8,179,668                 

Adjustment for restricted own fund items in respect of matching adjustment portfolios and ring fenced funds

   195,433                 

Other non available own funds

   646                 

Reconciliation reserve

    5,599,512                 

Expected profits

                     

Expected profits included in future premiums (EPIFP) - Life Business

   1,721,731                 

Expected profits included in future premiums (EPIFP) - Non-life business

    21,534                 

Total EPIFP

    1,743,265                 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
10  SFCR 2020 Public QRTs

 

    

S.25.02.22 – Solvency Capital Requirement - for undertakings using the standard formula and partial internal model

 

Amounts in EUR thousands

Unique number of component                                                                      

      Components description  

  Calculation of the

Solvency Capital
Requirement

   Amount modelled               USP      Simplifications  

C0010

     C0020   C0030    C0070   C0080  C0090  

1

    Market risk (SF)   1,076,724           - None  

2

    Market risk (IM)   2,895,646    2,895,646       

3

    Counterparty default risk (SF)   286,493            

4

    Counterparty default risk (IM)   9,779    9,779       

5

    Life underwriting risk (SF)   1,242,496        - None  - None  

6

    Life underwriting risk (IM)   2,830,594    2,830,594       

7

    Health underwriting risk (SF)   287,839        - None  - None  

8

    Health underwriting risk (IM)                

9

    Non-life underwriting risk (SF)   125,531        - None  - None  

10

    Non-life underwriting risk (IM)                

11

    Intangible asset risk (SF)                

12

    Intangible asset risk (IM)                

13

    Operational risk (SF)   333,156            

14

    Operational risk (IM)   348,267    348,267       

15

    LAC Technical Provisions (negative amount) (SF)                

16

    LAC Technical Provisions (negative amount) (IM)                

17

     LAC Deferred Taxes (negative amount)   (715,710           
Amounts in EUR thousands -Calculation of Solvency Capital Requirement           

Total undiversified components

        R0110   8,720,816                                 

Diversification

    R0060   (3,507,838      

Capital requirement for business operated in accordance with Art. 4 of Directive 2003/41/EC

     R0160           

Solvency Capital Requirement excluding capital add-on

    R0200   5,212,978       

Capital add-on already set

     R0210           

Solvency capital requirement for undertakings under consolidated method

    R0220   6,297,829       

Other information on SCR

                

Amount/estimate of the overall loss-absorbing capacity of technical provisions

    R0300   (19,997      

Amount/estimate of the overall loss-absorbing capacity of deferred taxes

    R0310   (715,710      

Capital requirement for duration-based equity risk sub-module

    R0400           

Total amount of Notional Solvency Capital Requirements for remaining part

    R0410       5,977,447       

Total amount of Notional Solvency Capital Requirements for ring fenced funds

    R0420   127,995       

Total amount of Notional Solvency Capital Requirement for matching adjustment portfolios

    R0430   121,308       

Diversification effects due to RFF nSCR aggregation for article 304

    R0440           

Minimum consolidated group solvency capital requirement

    R0470   2,326,083       

Information on other entities

                

Capital requirement for other financial sectors (Non-insurance capital requirements)

    R0500   1,013,772       

Capital requirement for other financial sectors (Non-insurance capital requirements) - Credit institutions, investment firms and financial institutions, alternative investment funds managers, UCITS management companies

    R0510   963,210       

Capital requirement for other financial sectors (Non-insurance capital requirements) - Institutions for occupational retirement provisions

    R0520   9,473       

Capital requirement for other financial sectors (Non-insurance capital requirements) - Capital requirement for non- regulated entities carrying out financial activities

    R0530   41,089       

Capital requirement for non-controlled participation requirements

    R0540   8,279       

Capital requirement for residual undertakings

    R0550   62,799       

Overall SCR

                

SCR for undertakings included via D and A

     R0560   3,175,349       

Solvency capital requirement

     R0570   9,473,178       
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
11  SFCR 2020 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 5493009SPOGMHKCQG643 1 - LEI Transamerica
Pacific Insurance
Company, Ltd.
 1 - Life
insurance
undertaking
 Corporation 2 - Non-mutual Hawaii Insurance
Division
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

US

 IESWU3ORVB7T21TZOK62 1 - LEI Transamerica Life
Insurance
Company
 1 - Life
insurance
undertaking
 Corporation 2 - Non-mutual Iowa Insurance
Division
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

US

 EG0GJY3CGOTGWBG64Z75 1 - LEI Transamerica
Financial Life
Insurance
Company
 1 - Life
insurance
undertaking
 Corporation 2 - Non-mutual New York
Department of
Financial
Services
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

US

 549300XX9C0OGHTMTQ11 1 - LEI Transamerica
Casualty Insurance
Company
 1 - Life
insurance
undertaking
 Corporation 2 - Non-mutual Ohio Department
of Insurance
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

US

 549300FGO9JLKGVZTF71 1 - LEI River Ridge
Insurance
Company
 1 - Life
insurance
undertaking
 Corporation 2 - Non-mutual Vermont
Department of
Financial
Regulation
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

BM

 5493005M7H149SPFW983 1 - LEI Transamerica Life
International
(Bermuda) Ltd
 1 - Life
insurance
undertaking
 Exempted Company Limited by Shares 2 - Non-mutual Bermuda
Monetary
Authority
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

BM

 549300G481NLE2F1CB87 1 - LEI Transamerica Life
(Bermuda) Ltd.
 1 - Life
insurance
undertaking
 Limited by Shares 2 - Non-mutual Bermuda
Monetary
Authority
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

NL

 724500AM4MYHCTRLF551 1 - LEI N.V.
Levensverzekering-
Maatschappij “De
Hoop”
 1 - Life
insurance
undertaking
 Naamloze vennootschap (NV) 2 - Non-mutual De
Nederlandsche
Bank
 33.33% 33.33% 33.33%  2 - Significant 33.33% 1 -
Included
in the
scope
  3 - Method
1: Adjusted
equity
method

NL

 5493003SPEWN841SWG39 1 - LEI AEGON
Levensverzekering
N.V.
 1 - Life
insurance
undertaking
 Naamloze vennootschap (NV) 2 - Non-mutual De
Nederlandsche
Bank
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 549300CHB5Q2591H4S21 1 - LEI AEGON Spaarkas
N.V.
 1 - Life
insurance
undertaking
 Naamloze vennootschap (NV) 2 - Non-mutual De
Nederlandsche
Bank
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

PL

 259400V1O5VA6Q1W6M65 1 - LEI AEGON
Towarzystwo
Ubezpieczeń na
Życie Spółka
Akcyjna
 1 - Life
insurance
undertaking
 Private Company 2 - Non-mutual Komisja Nadzoru
Finansowego
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

TR

 789000YBW1GZ8EHB5L13 1 - LEI AEGON
EMEKLİLİK VE
HAYAT A.Ş.
 1 - Life
insurance
undertaking
 Private Company 2 - Non-mutual Capital Markets
Board of Turkey
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  5 - Method
2: Solvency
II

BR

 54930095O77VVERKG006 1 - LEI Mongeral AEGON
Seguros e
Previdência SA
 1 - Life
insurance
undertaking
 Private Company 2 - Non-mutual Superintendência
de Seguros
Privados
 50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

CN

 3003008RJ9AEOYOVNK85 1 - LEI Aegon THTF Life
Insurance Co., Ltd.
 1 - Life
insurance
undertaking
 Private Company 2 - Non-mutual China Insurance
Regulatory
Commission
 50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  5 - Method
2: Solvency
II

GB

 213800X1T29YFAYMPC26 1 - LEI Scottish Equitable
plc
 1 - Life
insurance
undertaking
 Public Limited Company 2 - Non-mutual The Prudential
Regulation
Authority
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

IN

 3358006ZVG6LSYJNV614 1 - LEI Aegon Life
Insurance
Company Limited
 1 - Life
insurance
undertaking
 Public Limited Company 2 - Non-mutual Insurance
Regulatory and
Development
Authority
 49.00% 49.00% 49.00% Aegon has
a call option
over Aegon
Employee
Benefits
Trust and
could have
a call option
over a
portion of
BCCL’s
shares in
India JV.
 2 - Significant 49.00% 1 -
Included
in the
scope
  5 - Method
2: Solvency
II

ES

 9598007TGFFJ24RXG723 1 - LEI Liberbank Vida y
Pensiones,
Seguros y
Reaseguros S.A.
 1 - Life
insurance
undertaking
 Sociedad Anónima (SA) 2 - Non-mutual Direccion
General de
Seguros y
Fondos de
Pensiones
 50.00% 50.00% 50.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

ES

 959800TNUM2TV0D7HB66 1 - LEI SANTANDER
VIDA SEGUROS Y
REASEGUROS,
S.A.
 1 - Life
insurance
undertaking
 Sociedad Anónima (SA) 2 - Non-mutual Direccion
General de
Seguros y
Fondos de
Pensiones
 51.00% 51.00% 51.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 51.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

ES

 529900K5IMPN3IEME661 1 - LEI POPULAR VIDA
2020, COMPAÑÍA
DE SEGUROS Y
REASEGUROS
S.A.
 1 - Life
insurance
undertaking
 Sociedad Anónima (SA) 2 - Non-mutual Direccion
General de
Seguros y
Fondos de
Pensiones
 51.00% 51.00% 51.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 51.00% 1 -
Included
in the
scope
  3 - Method
1: Adjusted
equity
method

PT

 959800S4Y2DCN7EVAG59 1 - LEI AEGON
SANTANDER
PORTUGAL VIDA -
COMPAN-HIA DE
SEGUROS DE
VIDA S.A.
 1 - Life
insurance
undertaking
 Sociedade anónima (SA) 2 - Non-mutual Autoridade de
Supervisão de
Seguros e
Fundos de
Pensões
 51.00% 51.00% 51.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 51.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

IE

 5493009T9CZP0MOE0E15 1 - LEI Esprit Insurance
Designated Activity
Company
 2 - Non life
insurance
undertaking
 Designated Activity Company (Ltd. by Shares) (DAC) 2 - Non-mutual Central Bank of
Ireland
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

GB

 2138006PPB8GBYSGJC74 1 - LEI Stonebridge
International
Insurance Ltd.
 2 - Non life
insurance
undertaking
 Limited by Shares 2 - Non-mutual The Prudential
Regulation
Authority
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 549300TPP7QUEOY5QS39 1 - LEI AEGON
Schadeverzekering
N.V.
 2 - Non life
insurance
undertaking
 Naamloze vennootschap (NV) 2 - Non-mutual De
Nederlandsche
Bank
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

ES

 959800DGNJ1GACEM9J49 1 - LEI SANTANDER
GENERALES
SEGUROS Y
REASEGUROS,
S.A.
 2 - Non life
insurance
undertaking
 Sociedad Anónima (SA) 2 - Non-mutual Direccion
General de
Seguros y
Fondos de
Pensiones
 51.00% 51.00% 51.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 51.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

PT

 9598001GSAW026UNLE02 1 - LEI AEGON
SANTANDER
PORTUGAL NÃO
VIDA -
COMPANHIA DE
SEGUROS S.A.
 2 - Non life
insurance
undertaking
 Sociedade anónima (SA) 2 - Non-mutual Autoridade de
Supervisão de
Seguros e
Fundos de
Pensões
 51.00% 51.00% 51.00% Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder.
 2 - Significant 51.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

HU

 2138002WE79XZSYJB750 1 - LEI AEGON
Magyarország
Általános Biztosító
Zártköruen Muködo
Részvénytársaság
 4 -
Composite
undertaking
 Private Company 2 - Non-mutual Magyar Nemzeti
Bank
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

ES

 549300CUCUP9990FPP88 1 - LEI AEGON España,
S.A.U. de Seguros
y Reaseguros
 4 -
Composite
undertaking
 Sociedad Anónima Unipersonal (SAU) 2 - Non-mutual Direccion
General de
Seguros y
Fondos de
Pensiones
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493005N0P0HDBHNGS46 1 - LEI Ironwood Re Corp. 3 -
Reinsurance
undertaking
 Corporation 2 - Non-mutual Hawaii Insurance
Division
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

US

 549300PLTRQIXEQSKZ20 1 - LEI TLIC Oakbrook
Reinsurance Inc.
 3 -
Reinsurance
undertaking
 Corporation 2 - Non-mutual Iowa Insurance
Division
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
12  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300Y0RURXSZUUM173 1 - LEI TLIC Watertree
Reinsurance
Inc.
 3 -
Reinsurance
undertaking
 Corporation 2 - Non-mutual Iowa Insurance
Division
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300Q4BUS0CAEMHR56 1 - LEI LIICA Re II,
Inc.
 3 -
Reinsurance
undertaking
 Corporation 2 - Non-mutual Vermont
Department of
Financial
Regulation
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 27076669US10020 2 - Specific code Transamerica
Pacific Re, Inc.
 3 -
Reinsurance
undertaking
 Corporation 2 - Non-mutual Vermont
Department of
Financial
Regulation
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

BM

 549300F53XTGWVRTP875 1 - LEI Transamerica
International
Re (Bermuda)
Ltd.
 3 -
Reinsurance
undertaking
 Limited by Shares 2 - Non-mutual Bermuda
Monetary
Authority
 100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  7 - Method
2: Local
rules

NL

 549300LR1M1H1UFEDH67 1 - LEI Blue Square
Re N.V.
 3 -
Reinsurance
undertaking
 Naamloze vennootschap (NV) 2 - Non-mutual De
Nederlandsche
Bank
 100.00% 100.00% 100.00%  2 - Significant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

BR

 549300C4PPOXUZVGZF76 1 - LEI Transamerica
International
Re Escritorio
de
Representacao
no Brasil Ltd
 3 -
Reinsurance
undertaking
 Private Company 2 - Non-mutual Superintendência
de Seguros
Privados
 0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other
method

NL

 724500GN5HQ87O4RLC12 1 - LEI AEGON Brazil
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 -Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500TOC1GK64ILRE95 1 - LEI AEGON DMS
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 7245007CB23NPKLTAF76 1 - LEI AEGON
Hungary
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 7245005V3YIB25655F12 1 - LEI AEGON
Hungary
Holding II B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500BNI7FJN7RDZL50 1 - LEI AEGON India
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500DI4AFL8RDQEG22 1 - LEI AEGON
International
B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500NHLYEPGXHSA148 1 - LEI AEGON
Poland/
Romania
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500VCE5M77E44XC35 1 - LEI AEGON Spain
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500J2DTRKSYFGBT31 1 - LEI AEGON Turkey
Holding B.V.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300EK264PVU3MXI25 1 - LEI AEGON
Management
Company
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300MWIOC0W2Z2ZM36 1 - LEI Commonwealth
General
Corporation
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 FY3O3L8GSDIMQ51Q5H26 1 - LEI Transamerica
Corporation
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

GB

 213800S7RU2S9VUO2227 1 - LEI AEGON
Holdings (UK)
Limited
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

GB

 213800FHP235751PZS37 1 - LEI Scottish
Equitable
Holdings
Limited
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

GB

 213800UR9NMDEAS51K32 1 - LEI Cornerstone
International
Holdings Ltd.
 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Limited by Shares 2 -Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

GB

 213800HW5JU8BA4IMC33 1 - LEI AEGON UK plc 5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC
 Public Limited Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500XKR0HKSLU3IX44 1 - LEI AEGON
Europe Holding
B.V.
 7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 O4QK7KMMK83ITNTHUG69 1 - LEI AEGON N.V. 7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC
 Naamloze vennootschap (NV) 2 - Non-mutual      #N/B  1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 549300Q3DX11LN548072 1 - LEI AEGON
Nederland N.V.
 7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC
 Naamloze vennootschap (NV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

ES

 959800STA0C4RRLGAB80 1 - LEI AEGON
Administracion
y Servicios Aie
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Agrupación de Interés Económico (AIE) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 27076669NL10013 2 - Specific code AMVEST Core
Fund
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  28.29% 28.29% 28.29%  2 - Significant 28.29% 1 -
Included
in the
scope
  2 - Method
1:
Proportional

consolidation

 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
13  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

NL

 27076669NL10014 2 - Specific code AMVEST Living & Care
Fund
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

NL

 724500XN2QI8YGC9R673 1 - LEI AMVEST Vastgoed B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

NL

 724500XV5S7H3JY72005 1 - LEI AEGON Administratie B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500TPYP3DXYWG9N63 1 - LEI AEGON Administratieve
Dienstverlening B.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500UH6Q0L2X7W1E02 1 - LEI AEGON Advies B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500FULFF65L4FGQ78 1 - LEI AEGON Bemiddeling B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 72450030UBZJ2I3F1M72 1 - LEI AEGON Capital
Management US B.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 7245004PI4RB6Z2IA840 1 - LEI Aegon DL B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500GPD8BLPYEIBI04 1 - LEI AEGON Global
Investment Fund B.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 27076669NL10012 2 - Specific code Amvest Development
Fund B.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500CRNPD9VT3I5993 1 - LEI AMVEST Home Free B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500C6N7L40T8E2449 1 - LEI OBRA SERVICES B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 7245004OZYVVG24VCN52 1 - LEI TKP Pensioen B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 724500NZPODZAC8SI487 1 - LEI Vastgoedmaatschappij
Inpa B.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

NL

 27076669NL10017 2 - Specific code Risk Groep B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  25.00% 25.00% 25.00%  2 - Significant 25.00% 1 -
Included
in the
scope
  3 - Method
1: Adjusted
equity
method

NL

 27076669NL10022 2 - Specific code Hera Life B.V. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  35.00% 35.00% 35.00%  2 - Significant 35.00% 1 -
Included
in the
scope
  3 - Method
1: Adjusted
equity
method

NL

 27076669US10022 2 - Specific code TA Private Equity Assets,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Besloten vennootschap (BV) 2 - Non-mutual  35.00% 35.00% 35.00%  2 - Significant 35.00% 1 -
Included
in the
scope
  3 - Method
1: Adjusted
equity
method

NL

 549300NP1U0PJA5T9N08 1 - LEI Coöperatieve AEGON
Financieringsmaatschappij
U.A.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Coöperatie 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300P14I8AMF56R295 1 - LEI AEGON Asset
Management Services,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300MZ6RZWGMOPSM17 1 - LEI AEGON Institutional
Markets, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300WQR0QLZKV7PY19 1 - LEI AUSA Properties, Inc. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300LDNKDB2BD4NJ66 1 - LEI Creditor Resources, Inc. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300XBOVRBRXXK6328 1 - LEI CRI Solutions, Inc. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300VQ0NE08PBZTO04 1 - LEI Financial Planning
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300ORWQA6WAZ3G755 1 - LEI Garnet Assurance
Corporation II
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493001EJGY2YS9Y7S04 1 - LEI Massachusetts Fidelity
Trust Company
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
14  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300SPI8S6R3YR2783 1 - LEI Money
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300GKCL1NYZEN7S04 1 - LEI Monumental
General
Administrators,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300ULKN30UL3LRR16 1 - LEI Short Hills
Management
Company
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300O481B1WNR3BV29 1 - LEI Stonebridge
Benefit
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300DXM2KFUK280891 1 - LEI Transamerica
Affordable
Housing, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300404NXDZDER4F48 1 - LEI Transamerica
Capital, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300UE4P7N6SM75991 1 - LEI Transamerica
Corporation
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300CNQ8U5YYVYF622 1 - LEI Transamerica
Finance
Corporation
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300JW32XCZSHI0878 1 - LEI Transamerica
Financial
Advisors, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300ZI1REXKDS0XX96 1 - LEI Transamerica
Fund Services,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300CGVBCZVNTSYM45 1 - LEI Transamerica
Home Loan
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300FO5QGHCQB22X64 1 - LEI Transamerica
Investors
Securities
Corporation
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300R1FYMIVFX3C461 1 - LEI Transamerica
Resources,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300JGJLZXUHZOOX52 1 - LEI Transamerica
Stable Value
Solutions Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493005PYDPCCVG6AB02 1 - LEI United
Financial
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300QPPLKNB32B8133 1 - LEI World
Financial
Group, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300ECYE0GJJX8UW74 1 - LEI Zahorik
Company, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493007KU4DY8WGBFS15 1 - LEI AEGON Direct
Marketing
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300CTAPOEO82TRN22 1 - LEI AEGON
Financial
Services
Group, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300Q8UW4HQ7M5SK87 1 - LEI Garnet
Assurance
Corporation
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300Z1I3GL0EVGDC83 1 - LEI Garnet
Assurance
Corporation III
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 5493004KN1HJBMBKOV75 1 - LEI Intersecurities
Insurance
Agency, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300DTU38NRL2H6996 1 - LEI Real Estate
Alternatives
Portfolio 3A,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300V5HD7QXIXVV767 1 - LEI Transamerica
Affinity
Services, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300DZA4ZCLQ8JE491 1 - LEI Transamerica
Asset
Management,
Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300HNPLHEUTETWZ90 1 - LEI World
Financial
Group
Insurance
Agency of
Hawaii, Inc.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
15  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 5493006U134HNBT21U73 1 - LEI World Financial
Group
Insurance
Agency of
Massachusetts,
Inc
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300D5WJ1NKU3G7S55 1 - LEI World Financial
Group
Insurance
Agency of
Wyoming, Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300UW0QON3GN6KL42 1 - LEI World Financial
Group
Insurance
Agency, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -Other method

BM

 54930060R8GMDFCYEZ34 1 - LEI Primus
Guaranty Ltd.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Exempted Company Limited by Shares 2 - Non-mutual  20.00% 20.00% 20.00%  2 - Significant 20.00% 1 -
Included
in the
scope
  10 - Other method

BM

 54930063LHUJIUBMOI77 1 - LEI Transamerica
(Bermuda)
Services
Center, Ltd.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Exempted Company Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300LOE2LOY8DQQV68 1 - LEI AEGON
Transamerica
Foundation
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Foundation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300VV3PPLEUXOL890 1 - LEI Transamerica
Institute
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Foundation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

GB

 213800NTHB13U889C602 1 - LEI AEGON EDC
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

HK

 213800M7EAHGN1HTAL11 1 - LEI AEGON Direct
Marketing
Services
Insurance
Broker (HK)
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

HK

 213800VY8S65RR6E8L74 1 - LEI Aegon Insights
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited by Shares 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 54930050MSHDNHYDEC28 1 - LEI Aegon LIHTC
Fund 51, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300MXWLP5OKI7K463 1 - LEI Aegon LIHTC
Fund 57, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300ELQY6BPLF14V79 1 - LEI AMTAX
Holdings 561
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300P1FGCXCUE5U774 1 - LEI Apollo Housing
Capital
Arrowhead
Gardens, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300OBX4SSOCT8RX94 1 - LEI Garnet LIHTC
Fund III, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 -Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 54930031M55TCAH2GK62 1 - LEI Garnet LIHTC
Fund X, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300T9OFZU82K3H547 1 - LEI Garnet LIHTC
Fund XII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant��0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300JTLC7F10FPYS37 1 - LEI Garnet LIHTC
Fund XII-A,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300U4XXD62OFMXH76 1 - LEI Garnet LIHTC
Fund XII-B,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 54930035LGY1QUM0H065 1 - LEI Garnet LIHTC
Fund XII-C,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300ALP4RVGGLMOM10 1 - LEI Garnet LIHTC
Fund XIII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300H5URJHRYYLJT18 1 - LEI Garnet LIHTC
Fund XIII-A,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300MFKHXLJ4LX2K59 1 - LEI Garnet LIHTC
Fund XIII-B,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300RFMCWODN7YQ360 1 - LEI Garnet LIHTC
Fund XIV, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300UX38Y28QDO5T34 1 - LEI Garnet LIHTC
Fund XIX, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 5493005ETTV62RSFML59 1 - LEI Garnet LIHTC
Fund XL, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
16  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300C7NL5X8PJ63472 1 - LEI Garnet
LIHTC
Fund
XLII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300LMLL5NEH96OZ59 1 - LEI Garnet
LIHTC
Fund
XLVI, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300RTCXUGW4QBR145 1 - LEI Garnet
LIHTC
Fund XV,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300HDYPZ7C1JY1T36 1 - LEI Garnet
LIHTC
Fund XVI,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300Z47RH2QLR4WW58 1 - LEI Garnet
LIHTC
Fund
XVII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300VVVF7TTMWB1339 1 - LEI Garnet
LIHTC
Fund
XVIII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300XV44TF825KAS89 1 - LEI Garnet
LIHTC
Fund
XXII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300O5S7JTWJVKID74 1 - LEI Garnet
LIHTC
Fund
XXIII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300V6SVKA0SBE6088 1 - LEI Garnet
LIHTC
Fund
XXIX,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300KLCY6S2RFD0O83 1 - LEI Garnet
LIHTC
Fund
XXV, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300PL00MPBABIN093 1 - LEI Garnet
LIHTC
Fund
XXVI,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300L3CK61D3ZL8U12 1 - LEI Garnet
LIHTC
Fund
XXVIII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300DHBM7T6FZ0NM44 1 - LEI Garnet
LIHTC
Fund
XXXI,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 54930098NQIIP2EOR227 1 - LEI Garnet
LIHTC
Fund
XXXII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300VI4IBHJ448IP68 1 - LEI Garnet
LIHTC
Fund
XXXIII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300FPUUUWSB4H9507 1 - LEI Garnet
LIHTC
Fund
XXXV,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 5493004I41768LSBKN02 1 - LEI TAHP
Fund VII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300NN5MMVBK8FK966 1 - LEI Garnet
LIHTC
Fund
XXXIX,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  1.00% 1.00% 1.00%  2 - Significant 1.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300NK9DS2NIKW2045 1 - LEI Garnet
LIHTC
Fund
XXXVI,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  1.00% 1.00% 1.00%  2 - Significant 1.00% 1 -
Included
in the
scope
  10 -Other method

US

 549300N8UPLGS24W4K40 1 - LEI Garnet
LIHTC
Fund
XXXVII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  1.00% 1.00% 1.00%  2 - Significant 1.00% 1 -
Included
in the
scope
  10 -Other method

US

 549300QFPDVB17PW2R60 1 - LEI Aegon
LIHTC
Fund 55,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  2.83% 2.83% 2.83%  2 - Significant 2.83% 1 -
Included
in the
scope
  10 -Other method

US

 549300V3VZ21ZNBUA577 1 - LEI Aegon
LIHTC
Fund 58,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  2.88% 2.88% 2.88%  2 - Significant 2.88% 1 -
Included
in the
scope
  10 -Other method

US

 549300RGO11R1OBD4050 1 - LEI AEGON
Affordable
Housing
Debt
Fund I,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  5.01% 5.01% 5.01%  2 - Significant 5.01% 1 -
Included
in the
scope
  10 -Other method

US

 549300HWN8CSSBZ4LT23 1 - LEI Garnet
LIHTC
Fund XLI,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  10.01% 10.01% 10.01%  2 - Significant 10.01% 1 -
Included
in the
scope
  10 - Other method

US

 549300751M4BBRH4JZ78 1 - LEI Aegon
LIHTC
Fund 52,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  11.82% 11.82% 11.82%  2 - Significant 11.82% 1 -
Included
in the
scope
  10 - Other method

US

 549300HPKPXNR7IDMH77 1 - LEI Garnet
LIHTC
Fund
XLVII,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  15.00% 15.00% 15.00%  2 - Significant 15.00% 1 -
Included
in the
scope
  10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
17  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300J64E50E4UZID54 1 - LEI Garnet
LIHTC Fund
XXVII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  16.72% 16.72% 16.72%  2 - Significant 16.72% 1 -
Included
in the
scope
  10 - Other method

US

 5493008IF4AVVMVACP15 1 - LEI Garnet
LIHTC Fund
XXIV, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  21.27% 21.27% 21.27%  2 - Significant 21.27% 1 -
Included
in the
scope
  10 - Other method

US

 549300Q8FF7GLGXF1G53 1 - LEI 239 West
20th Street,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300HWP4QM4TXUEO41 1 - LEI 25 East 38th
Street, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300H1WKVVA1IWZI22 1 - LEI 313 East
95th Street,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300CVIUECWU77MJ28 1 - LEI 319 East
95th Street,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300BI7UYO30CEX949 1 - LEI Transamerica
International
Direct
Marketing
Consultants,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300IYT675482ELI49 1 - LEI Yarra Rapids,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other method

US

 549300KS3XVJRUSMLE10 1 - LEI Barfield
Ranch
Associates,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method 1: Proportional
consolidation

US

 549300WCSXGBO4HEYF34 1 - LEI Osceola
Mitigation
Partners,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method 1:
Proportional consolidation

US

 54930029PERJ527UW475 1 - LEI Placer 400
Investors,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method 1:
Proportional consolidation

US

 549300VK82YW9FDB6Z90 1 - LEI Aegon LIHTC
Fund 50, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  51.01% 51.01% 51.01%  1 - Dominant 51.01% 1 -
Included
in the
scope
  10 - Other method

US

 5493005QF3R3S7U0VF03 1 - LEI Garnet
LIHTC Fund
XLVIII, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  75.19% 75.19% 75.19%  1 - Dominant 75.19% 1 -
Included
in the
scope
  10 - Other method

US

 5493006PV6C4BE40S950 1 - LEI AMTAX
Holdings 613
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  99.15% 99.15% 99.15%  1 - Dominant 99.15% 1 -
Included
in the
scope
  10 - Other method

US

 549300O7FH87FAKZ7J66 1 - LEI AEGON
Direct
Marketing
Services
International,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 KEIOKM01PSK5VZ5CCI74 1 - LEI AEGON
Funding
Company
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 5493003JEJ87PBC8MF88 1 - LEI Aegon Global
Services,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300SKERA111LX8B49 1 - LEI ALH
Properties
Eight, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300M4GGDYA514HD56 1 - LEI ALH
Properties
Eleven, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300FQ85RHI1X6GD97 1 - LEI ALH
Properties
Four, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant��100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300FV7DWDRG300F41 1 - LEI ALH
Properties
Nine, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300ZM0GT06PRNSU81 1 - LEI ALH
Properties
Seven, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300KSU0SLH7MI6782 1 - LEI ALH
Properties
Seventeen,
LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 54930036NE3MDX0EVY82 1 - LEI ALH
Properties
Sixteen, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 5493005T7P5SRETN9I32 1 - LEI ALH
Properties
Ten, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation

US

 549300UFAVK11H1WC672 1 - LEI ALH
Properties
Twelve, LLC
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method 1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
18  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300RX905X22ER7I81 1 - LEI ALH
Properties
Two, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300M62D4QF17PTO84 1 - LEI AUSA
Holding, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300GVK6KL1J8OP386 1 - LEI FGH Realty
Credit, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300T6I4LSEFT6P532 1 - LEI FGH USA
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300M6FIIMQ0U0JM73 1 - LEI Fifth FGP,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300TYGFX51637C240 1 - LEI First FGP,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493002C51EDDD164U83 1 - LEI Fourth FGP,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300JFVS0SKBXSVQ59 1 - LEI Horizons
Acquisition 5,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300N3976R2XOTG144 1 - LEI Horizons St.
Lucie
Development,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300C4EOH3OS4OPW70 1 - LEI Investors
Warranty of
America, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493006H80Z1VM83F195 1 - LEI LCS
Associates,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300IG0V87JRQ67253 1 - LEI Mitigation
Manager LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300HFOLHQGE6G3H57 1 - LEI PSL
Acquisitions
Operating,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493006INT7434WQKR24 1 - LEI RCC North
America LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300PZW42ST56KQ512 1 - LEI Second FGP,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300D3JWB4O0MVL375 1 - LEI Seventh
FGP, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300TKM4Y9PBWESQ08 1 - LEI St. Lucie
West
Development
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493002H4SPMUU2A4J23 1 - LEI TABR Realty
Services,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300CSZB2QI28ET474 1 - LEI TAH
Pentagon
Funds, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493002CVVVQHNSZRD21 1 - LEI TAH-Solar
SLP, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300WT08KMB170P577 1 - LEI Tradition
Development
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300K3SBWSYD4NZK46 1 - LEI Tradition
Irrigation
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300QUT4BH7E7JPJ42 1 - LEI Tradition
Land
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300YGMXG1QHTBNS97 1 - LEI Transamerica
Agency
Network, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 27076669US10018 2 - Specific code Transamerica
Health
Savings
Solutions,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300CJHNW8RFXWCJ27 1 - LEI Transamerica
Redwood
Park, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
19  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300XNFCQ6RZV81Q59 1 - LEI Transamerica
Retirement
Advisors,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300UNFY0ZGYCS0G92 1 - LEI Transamerica
Retirement
Insurance
Agency, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493001HNK5P2VO0FS39 1 - LEI Transamerica
Retirement
Solutions,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300YEJGF0KA0LDH24 1 - LEI Transamerica
Travel and
Conference
Services,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 27076669US10019 2 - Specific code Transamerica
Ventures
Fund II, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300PCPGXEYR71WH63 1 - LEI Transamerica
Ventures
Fund, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300DP4R0517BC3128 1 - LEI Transamerica
Ventures,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 5493009KI97D1UK71303 1 - LEI Universal
Benefits, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300GEDDS77EK2O842 1 - LEI WFG
Properties
Holdings,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

US

 549300CDVM3GDKYY2Y16 1 - LEI Aegon
Community
Investments
50, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300ZD6ZTEZ5VDHI35 1 - LEI Aegon
Community
Investments
51, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300IFTMTG6ME6CI48 1 - LEI Aegon
Community
Investments
52, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 54930018DR0MVK5SZR05 1 - LEI Aegon
Community
Investments
53, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300N7O3Y2LATDF785 1 - LEI Aegon
Community
Investments
54, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300U5ZAQTUVOZVZ59 1 - LEI Aegon
Community
Investments
55, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 5493006MZ5WPYKQHZ848 1 - LEI Aegon
Community
Investments
56, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300N5IOI8H8F48G10 1 - LEI Aegon
Community
Investments
57, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300NQUBYWSZZFPL65 1 - LEI Aegon
Community
Investments
58, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300C0C35CYMLT4D41 1 - LEI Aegon
Community
Investments
59, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300PZO4GIEHN07639 1 - LEI Aegon
Community
Investments
60, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300DU6W718IERAH47 1 - LEI Aegon
Community
Investments
61, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300G3LWX7QUV3D473 1 - LEI Aegon
Community
Investments
62, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300N5K6DT95GCJF02 1 - LEI Aegon
Community
Investments
63, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 5493006J24T3CHTYUT71 1 - LEI Aegon
Community
Investments
64, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300CREPZV3FGIG153 1 - LEI Aegon LIHTC
Fund 54, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300UIJGSLWKJ0LR11 1 - LEI Aegon LIHTC
Fund 60, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
20  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300FN1J9H7KW3Z302 1 - LEI Aegon
LIHTC Fund
61, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300E1WG1XGN7EQD63 1 - LEI Aegon
LIHTC Fund
62, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300W26PRFHQHSXR51 1 - LEI Aegon
LIHTC Fund
63, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300EHMUIA5GVJ2X75 1 - LEI Aegon
LIHTC Fund
64, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300PKUNXMJNBJO817 1 - LEI AEGON
Managed
Enhanced
Cash, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300XXJB4ZT1OZ3X85 1 - LEI Aegon Multi-
Family
Equity Fund,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 27076669US10021 2 - Specific code Aegon
Private
Opportunities
Partners I,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300U7VU73RQQMMT96 1 - LEI Aegon
Workforce
Housing
Fund 2
Holding
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300ET2RK47EL77391 1 - LEI Aegon
Workforce
Housing
Fund 3
Holding
Company,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493007HULLXBFYX2P16 1 - LEI AMTAX
Holdings 308
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300TUJ64B8YLQ2521 1 - LEI AMTAX
Holdings 347
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300XY4HRH11JGLU24 1 - LEI AMTAX
Holdings 388
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300GMEWSKTBNVEN40 1 - LEI AMTAX
Holdings 483
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493007NJNMS6LAN1C34 1 - LEI AMTAX
Holdings
559, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300BN1UD6YDJ74213 1 - LEI AMTAX
Holdings 588
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300EZB1HRCEDDK394 1 - LEI AMTAX
Holdings 639
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 54930065RN3R4XBCC229 1 - LEI AMTAX
Holdings 649
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300SNWJDUTTW7PF60 1 - LEI AMTAX
Holdings 672
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300P0274082XNR737 1 - LEI AMTAX
Holdings 713
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493001IUFWQSJL83321 1 - LEI Bay State
Community
Investments
I, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300XOBLFX75TEUS56 1 - LEI Bay State
Community
Investments
II, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300UD0J639HBIM974 1 - LEI Carle Place
Leasehold
SPE, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300Y0XBHMBUH13M31 1 - LEI Cupples
State LIHTC
Investors,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300EDO89RGQOI8B32 1 - LEI FD TLIC
Limited
Liability
Company
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300PJL1E0DZ31VO49 1 - LEI Garnet
Community
Investments
III, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300DPTHF0KK0TSI40 1 - LEI Garnet
Community
Investments
IV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
21  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 549300JZULB8MP3X1B51 1 - LEI Garnet
Community
Investments
IX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300O2NN4KJWUWT788 1 - LEI Garnet
Community
Investments
V, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493002AR837PU1M1C69 1 - LEI Garnet
Community
Investments
VI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493004OJBKHJJ9YDB85 1 - LEI Garnet
Community
Investments
VII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300458U8ZNRDY8G63 1 - LEI Garnet
Community
Investments
VIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300ZRSEBXQB1V1A24 1 - LEI Garnet
Community
Investments
X, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 54930020I1CESHMVKH05 1 - LEI Garnet
Community
Investments
XI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300NDVSS3EWNQAL50 1 - LEI Garnet
Community
Investments
XII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300WADLPQV8UPXH94 1 - LEI Garnet
Community
Investments
XL, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300QJOH14GVCZNO42 1 - LEI Garnet
Community
Investments
XLI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300CNMGQ6DOR4IQ72 1 - LEI Garnet
Community
Investments
XLII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493002KWL1W68CB8B66 1 - LEI Garnet
Community
Investments
XLIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493004ZTZACF44IYD46 1 - LEI Garnet
Community
Investments
XLIV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300SPZ8JQ7I8QHZ39 1 - LEI Garnet
Community
Investments
XLIX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300JVWBN836JM7096 1 - LEI Garnet
Community
Investments
XLV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300JKSMJGA8K5R503 1 - LEI Garnet
Community
Investments
XLVI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300RF3SQWKDE7NK49 1 - LEI Garnet
Community
Investments
XLVII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300B4HINMNZ2M0S84 1 - LEI Garnet
Community
Investments
XLVIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300Z56HQTVIRH5K02 1 - LEI Garnet
Community
Investments
XVIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300P8OKD7I3X8PA46 1 - LEI Garnet
Community
Investments
XX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300PV5R4TNT67Q312 1 - LEI Garnet
Community
Investments
XXIV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 54930058MIMGTMKEVG64 1 - LEI Garnet
Community
Investments
XXIX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300MCIF4JJ8FVE238 1 - LEI Garnet
Community
Investments
XXV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300CJEVLW6KDXQB84 1 - LEI Garnet
Community
Investments
XXVI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493008SRGGFICHVKT31 1 - LEI Garnet
Community
Investments
XXVII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300JY7I7MMIK6VB81 1 - LEI Garnet
Community
Investments
XXVIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
22  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 5493003KBIJMY84XQD87 1 - LEI Garnet
Community
Investments
XXXI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300NZ1AE6JGQJ2B13 1 - LEI Garnet
Community
Investments
XXXII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300WRGM2L51RAJP76 1 - LEI Garnet
Community
Investments
XXXIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493003O5EDQHH3ET090 1 - LEI Garnet
Community
Investments
XXXIV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300O4F7NCA5FG6R18 1 - LEI Garnet
Community
Investments
XXXIX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300AWMNM1PGVFA155 1 - LEI Garnet
Community
Investments
XXXV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300NC570JF00WZF61 1 - LEI Garnet
Community
Investments
XXXVI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300JHFJ0YGNOC0009 1 - LEI Garnet
Community
Investments
XXXVII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300OZ7Y9LUOFDVJ02 1 - LEI Garnet
Community
Investments
XXXVIII,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493007E9KL80F60VK91 1 - LEI Garnet
Community
Investments,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300S2J02BT6UED182 1 - LEI Garnet
LIHTC Fund
IV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300IRQ56C4N7T5948 1 - LEI Garnet
LIHTC Fund
IX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493009I1KGJ3BJYAY69 1 - LEI Garnet
LIHTC Fund
V, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300N5ZLAZHMTC1R17 1 - LEI Garnet
LIHTC Fund
VI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300HZEWHQCTPEO307 1 - LEI Garnet
LIHTC Fund
VII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493004SHC8WFSE5A694 1 - LEI Garnet
LIHTC Fund
VIII, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300OLPPILXC6J3P85 1 - LEI Garnet
LIHTC Fund
XI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300NGU3I8J2HW6Y45 1 - LEI Garnet
LIHTC Fund
XX, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300HTYYKUG7LF5I06 1 - LEI Garnet
LIHTC Fund
XXI, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300IJ08G1C7XGTL34 1 - LEI Garnet
LIHTC Fund
XXXIV, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300PS0CZK1MGCOU47 1 - LEI Life
Investors
Alliance LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300FEK3ITEZBCL341 1 - LEI Natural
Resources
Alternatives
Portfolio 3,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 5493004WL1SZ3ZUWJK60 1 - LEI Natural
Resources
Alternatives
Portfolio I,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300M1MKEYT83VCC80 1 - LEI Natural
Resources
Alternatives
Portfolio II,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300TQKHJOK6Q0KB71 1 - LEI Peoples
Benefit
Services,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method

US

 549300QOVHMBPQQ7Y889 1 - LEI Real Estate
Alternatives
Portfolio 2,
L.L.C.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
23  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the

undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

 54930082XZCX92K2CB75 1 - LEI Real Estate
Alternatives
Portfolio 3, L.L.C.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300PDVVV2SBVNCH80 1 - LEI Real Estate
Alternatives
Portfolio 4 HR, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300UFVMZ3RG7BFY05 1 - LEI Real Estate
Alternatives
Portfolio 4 MR, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300SZ90VI473SIK62 1 - LEI SB Frazer Owner,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300DP0KVQUQPCQH28 1 - LEI TAH Imani Fe GP,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300KXFGEQUG0MC082 1 - LEI TAHP Fund 1, LLC 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300WC53SJQWIW1P51 1 - LEI TAHP Fund 2, LLC 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300I2S3SCHEI7O909 1 - LEI THH Acquisitions,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 5493004MX01X1NU9CG21 1 - LEI Transamerica
Pyramid Properties,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300U0Q546KNO9HF04 1 - LEI Transamerica
Realty Investment
Properties, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300430IP6TY087A85 1 - LEI Zero Beta Fund,
LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300VW7S8U8C5SXG43 1 - LEI Aegon Workforce
Housing Boynton
Place REIT, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  2 - Significant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 5493001ESUSV0CYG6D75 1 - LEI Aegon Workforce
Housing Park at Via
Rosa REIT, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  2 - Significant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300OHXSDJTSGY6F13 1 - LEI Aegon Workforce
Housing Separate
Account 1, LLC
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Company 2 - Non-mutual  100.00% 100.00% 100.00%  2 - Significant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300YJCPOR3LLDV758 1 - LEI Imani FE, L.P. 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Liability Partnership 2 - Non-mutual  0.01% 0.01% 0.01%  2 - Significant 0.01% 1 -
Included
in the
scope
  10 - Other
method

US

 5493009A4L1O6NNQBP14 1 - LEI Aegon Workforce
Housing Fund 2,
L.P
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Partnership 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

US

 549300NF7VIPGZRPF546 1 - LEI Aegon Workforce
Housing Fund 3,
L.P
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Limited Partnership 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  10 - Other
method

NL

 HQ3GGRCL36PHS3MFE294 1 - LEI AEGON Derivatives
N.V.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Naamloze vennootschap (NV) 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included
in the
scope
  1 - Method
1: Full
consolidation

BR

 27076669BR10001 2 - Specific code MT
ADMINISTRADORA
E CORRETORA DE
SEGUROES LTDA
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  45.00% 45.00% 45.00%  2 - Significant 45.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

TH

 2138003C9DBI9I4ZR845 1 - LEI ADMS Global
Services (Thailand)
Limited
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  47.37% 47.37% 47.37%  2 - Significant 47.37% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

TH

 213800CN7ISVO16Y1B81 1 - LEI Aegon Insights
(Thailand) Limited
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  49.00% 49.00% 49.00%  2 - Significant 49.00% 1 -
Included
in the
scope
  10 - Other
method

BR

 5493006UIZWKF5VM0P73 1 - LEI Mongeral AEGON
Administração e
Benefícia Ltda.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  49.50% 49.50% 49.50%  2 - Significant 49.50% 1 -
Included
in the
scope
  10 - Other
method

BR

 5493000B2G5T5UIWI260 1 - LEI Mongeral AEGON
Tecnologia Ltda.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  49.99% 49.99% 49.99%  2 - Significant 49.99% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

BR

 5493001G8S32MT4MSM24 1 - LEI Mongeral AEGON
Holding Ltda.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

BR

 549300EPWBNT60DO6G38 1 - LEI Mongeral AEGON
Investimentos Ltda.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation

BR

 54930097E4TD6S41C577 1 - LEI Senior Services do
Brasil
Administração de
Benefícios Ltda.
 10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35
 Private Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 -
Included
in the
scope
  2 - Method
1:
Proportional
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited


Table of Contents
24  SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

 Inclusion in the scope
of group supervision
 Group solvency
calculation
Country 

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

 Type of undertaking Legal form 

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

 Other criteria 

Level of

influence

 

Proportional

share used

for group

solvency

calculation

 Yes/No 

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

BR

 254900A7P8G1L0GKZE86 1 - LEI Winsocial
Administradora
de Benefícios
Ltda.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  50.00% 50.00% 50.00%  2 - Significant 50.00% 1 - Included
in the
scope
  2 - Method 1:
Proportional
consolidation

TH

 213800NLLWGM5Z858M59 1 - LEI AEGON Direct
Non Life
Insurance
Broker
(Thailand )
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  72.74% 72.74% 72.74%  1 - Dominant 72.74% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

TH

 213800KYU495KRK1TT89 1 - LEI AEGON Direct
Life Insurance
Broker
(Thailand)
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  73.12% 73.12% 73.12%  1 - Dominant 73.12% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

MX

 549300AQWLALW7T7IP55 1 - LEI AEGON Direct
Marketing
Services
Mexico, S.A.
de C.V.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  98.78% 98.78% 98.78%  1 - Dominant 98.78% 1 - Included
in the
scope
  1 - Method
1: Full
consolidation

BR

 549300GE4B7XX30JVK92 1 - LEI Transamerica
Affinity
Marketing
Corretora de
Seguros Ltda.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 - Included
in the
scope
  1 - Method
1: Full
consolidation

HU

 254900SO9IGPGEJ5OK32 1 - LEI AGT Hungary
IT Service
Korlátolt
Felelősségű
Társaság
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

ID

 213800IGZFALN69LD862 1 - LEI PT. Aegon
Insights
Indonesia
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

JP

 3538000169DJNOPRTX59 1 - LEI Aegon Insights
Japan Co.,
Ltd.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

MX

 549300Q7JQSIS95PK646 1 - LEI AEGON Direct
Marketing
Services
Mexico
Servicios, S.A.
de C.V.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

PR

 5493007PHHMGXQRWHQ03 1 - LEI WFG
Insurance
Agency of
Puerto Rico,
Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  10 - Other
method

HU

 529900A45DQG7VQKO164 1 - LEI AEGON
Magyarország
Közvetítő és
Marketing
Zártkörűen
működő
Részvény-
társaság
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Company 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  3 - Method
1: Adjusted
equity
method

CA

 549300RULQ7JTLONNP07 1 - LEI WFG
Securities Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

CA

 5493003SKNYB7RVNOH76 1 - LEI World
Financial
Group Canada
Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

CA

 549300XF2MLFE6X0WV31 1 - LEI World
Financial
Group Holding
Company of
Canada Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

CA

 5493004BR6PHJY4Y6Q92 1 - LEI World
Financial
Group
Insurance
Agency of
Canada Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

CA

 549300MI2MFAWF2DPP52 1 - LEI World
Financial
Group
Subholding
Company of
Canada Inc.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Private Corporation 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

AU

 261700O99FHEJSS1E537 1 - LEI Aegon Insights
Australia Pty
Limited
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Proprietary Limited 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

AU

 2617000JXJVRBPWKMK41 1 - LEI Transamerica
Direct
Marketing Asia
Pacific Pty.
Ltd.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Proprietary Limited 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation

AU

 261700HSYF6KMH9K2D25 1 - LEI Transamerica
Insurance
Marketing Asia
Pacific Pty.
Ltd.
 10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35 Proprietary Limited 2 - Non-mutual  100.00% 100.00% 100.00%  1 - Dominant 100.00% 1 -
Included in
the scope
  1 - Method
1: Full
consolidation