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Delaware Group Equity Funds Iv

Filed: 31 Aug 17, 12:00am

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANIES

 

Investment Company Act File Number:

 

811-04413

 

 

 

Exact Name of Registrant as Specified in Charter:

 

Delaware Group® Equity Funds IV

 

 

 

Address of principal executive offices:

 

2005 Market Street

 

 

Philadelphia, PA 19103

 

 

 

Name and address of agent for service:

 

David F. Connor, Esq.

 

 

2005 Market Street

 

 

Philadelphia, PA 19103

 

 

 

Registrant’s telephone number:

 

(800) 523-1918

 

 

 

Date of fiscal year end:

 

March 31

 

 

 

Date of reporting period:

 

July 1, 2016 - June 30, 2017

 

 

 



 

ITEM 1. PROXY VOTING RECORD.

 



 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-04413                                                     

Reporting Period: 07/01/2016 - 06/30/2017                                      

Delaware Group Equity Funds IV                                                 

                                                                                

                                                                                

                                                                                

 

 

 

 

 

=========================== Delaware Healthcare Fund ===========================

 

 

ABBVIE INC.                                                                    

 

Ticker:       ABBV           Security ID:  00287Y109                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Alpern         For       For          Management

1.2   Elect Director Edward M. Liddy          For       For          Management

1.3   Elect Director Melody B. Meyer          For       For          Management

1.4   Elect Director Frederick H. Waddell     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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ACTIVE BIOTECH AB                                                               

 

Ticker:       ACTI           Security ID:  W0250B198                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  JUN 09, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       Did Not Vote Management

3     Prepare and Approve List of             For       Did Not Vote Management

      Shareholders                                                             

4     Designate Inspector(s) of Minutes of    For       Did Not Vote Management

      Meeting                                                                  

5     Approve Agenda of Meeting               For       Did Not Vote Management

6     Acknowledge Proper Convening of Meeting For       Did Not Vote Management

7     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8     Receive President's Report              None      None         Management

9     Accept Financial Statements and         For       Did Not Vote Management

      Statutory Reports                                                        

10    Approve Allocation of Income and        For       Did Not Vote Management

      Omission of Dividends                                                    

11    Approve Discharge of Board and          For       Did Not Vote Management

      President                                                                

12    Determine Number of Members (4) and     For       Did Not Vote Management

      Deputy Members (0) of Board; Determine                                   

      Number of Auditors (1) and Deputy                                        

      Auditors (0)                                                              

13    Approve Remuneration of Directors in    For       Did Not Vote Management

      the Amount of SEK 250,000 for Chairman                                   

      of the Board, and SEK 125,000 for                                        

      Other Directors; Approve Remuneration                                    

      of Auditors                                                              

14    Reelect Mats Arnhog, Magnhild           For       Did Not Vote Management

      Sandberg-Wollheim, Peter Sjostrand and                                   

      Peter Thelin as Directors; Ratify KPMG                                   

      as Auditors                                                               

15    Authorize Chairman of Board and         For       Did Not Vote Management

      Representatives of Three of Company's                                    

      Largest Shareholders to Serve on                                          

      Nominating Committee                                                     

16    Approve Remuneration Policy And Other   For       Did Not Vote Management

      Terms of Employment For Executive                                        

      Management                                                               

17    Approve Creation of Pool of Capital     For��      Did Not Vote Management

      without Preemptive Rights                                                

18    Amend Articles Re: Equity-Related; Set  For       Did Not Vote Management

      Minimum (SEK 500,000) and Maximum (SEK                                   

      2 Million) Share Capital                                                 

19    Approve SEK 364.4 Million Reduction in  For       Did Not Vote Management

      Share Capital via Reduction of Par                                       

      Value to Transfer to Unrestricted                                        

      Equity; Approve SEK 118.9 Million                                        

      Reduction of the Statutory Reserve to                                    

      Transfer to Unrestricted Equity                                          

20    Close Meeting                           None      None         Management

 

 

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AETNA INC.                                                                     

 

Ticker:       AET            Security ID:  00817Y108                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Fernando Aguirre         For       For          Management

1b    Elect Director Mark T. Bertolini        For       For          Management

1c    Elect Director Frank M. Clark           For       For          Management

1d    Elect Director Betsy Z. Cohen           For       For          Management

1e    Elect Director Molly J. Coye            For       For          Management

1f    Elect Director Roger N. Farah           For       For          Management

1g    Elect Director Jeffrey E. Garten        For       For          Management

1h    Elect Director Ellen M. Hancock         For       For          Management

1i    Elect Director Richard J. Harrington    For       For          Management

1j    Elect Director Edward J. Ludwig         For       For          Management

1k    Elect Director Joseph P. Newhouse       For       For          Management

1l    Elect Director Olympia J. Snowe         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   None      One Year     Management

6A    Report on Lobbying Payments and Policy  Against   For          Shareholder

6B    Report on Gender Pay Gap                Against   Against      Shareholder

 

 

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ALDER BIOPHARMACEUTICALS, INC.                                                 

 

Ticker:       ALDR           Security ID:  014339105                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randall C. Schatzman     For       Withhold     Management

1.2   Elect Director Heather Preston          For       Withhold     Management

1.3   Elect Director Clay B. Siegall          For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

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AMGEN INC.                                                                     

 

Ticker:       AMGN           Security ID:  031162100                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.    Elect Director David Baltimore          For       For          Management

1.2   Elect Director Robert A. Bradway        For       For          Management

1.3   Elect Director Francois de Carbonnel    For       For          Management

1.4   Elect Director Robert A. Eckert         For       For          Management

1.5   Elect Director Greg C. Garland          For       For          Management

1.6   Elect Director Fred Hassan              For       For          Management

1.7   Elect Director Rebecca M. Henderson     For       For          Management

1.8   Elect Director Frank C. Herringer       For       For          Management

1.9   Elect Director Charles M. Holley, Jr.   For       For          Management

1.10  Elect Director Tyler Jacks              For       For          Management

1.11  Elect Director Ellen J. Kullman         For       For          Management

1.12  Elect Director Ronald D. Sugar          For       For          Management

1.13  Elect Director R. Sanders Williams      For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

 

 

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ANTHEM, INC.                                                                   

 

Ticker:       ANTM           Security ID:  036752103                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director R. Kerry Clark           For       For          Management

1b    Elect Director Robert L. Dixon, Jr.     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Bylaws                            For       For          Management

6     Approve Omnibus Stock Plan              For       For          Management

 

 

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ARALEZ PHARMACEUTICALS INC.                                                    

 

Ticker:       ARLZ           Security ID:  03852X100                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual/Special                       

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Adrian Adams             For       For          Management

1.2   Elect Director Jason M. Aryeh           For       For          Management

1.3   Elect Director Neal F. Fowler           For       For          Management

1.4   Elect Director Rob Harris               For       For          Management

1.5   Elect Director Arthur S. Kirsch         For       For          Management

1.6   Elect Director Kenneth B. Lee, Jr.      For       For          Management

1.7   Elect Director Seth A. Rudnick          For       For          Management

1.8   Elect Director F. Martin Thrasher       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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ARRAY BIOPHARMA INC.                                                           

 

Ticker:       ARRY           Security ID:  04269X105                           

Meeting Date: OCT 27, 2016   Meeting Type: Annual                              

Record Date:  AUG 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John A. Orwin            For       For          Management

1.2   Elect Director Gil J. Van Lunsen        For       For          Management

2     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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ASTRAZENECA PLC                                                                

 

Ticker:       AZN            Security ID:  G0593M107                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Dividends                       For       For          Management

3     Appoint PricewaterhouseCoopers LLP as   For       For          Management

      Auditors                                                                 

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

5a    Re-elect Leif Johansson as Director     For       For          Management

5b    Re-elect Pascal Soriot as Director      For       For          Management

5c    Re-elect Marc Dunoyer as Director       For       For          Management

5d    Re-elect Genevieve Berger as Director   For       For          Management

5e    Elect Philip Broadley as Director       For       For          Management

5f    Re-elect Bruce Burlington as Director   For       For          Management

5g    Re-elect Graham Chipchase as Director   For       For          Management

5h    Re-elect Rudy Markham as Director       For       For          Management

5i    Re-elect Shriti Vadera as Director      For       For          Management

5j    Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       Against      Management

7     Approve Remuneration Policy             For       For          Management

8     Approve EU Political Donations and      For       For          Management

      Expenditure                                                              

9     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

11    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

12    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

 

 

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ASTRAZENECA PLC                                                                

 

Ticker:       AZN            Security ID:  046353108                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Dividends                       For       For          Management

3     Appoint PricewaterhouseCoopers LLP as   For       For          Management

      Auditors                                                                 

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

5a    Re-elect Leif Johansson as Director     For       For          Management

5b    Re-elect Pascal Soriot as Director      For       For          Management

5c    Re-elect Marc Dunoyer as Director       For       For          Management

5d    Re-elect Genevieve Berger as Director   For       For          Management

5e    Elect Philip Broadley as Director       For       For          Management

5f    Re-elect Bruce Burlington as Director   For       For          Management

5g    Re-elect Graham Chipchase as Director   For       For          Management

5h    Re-elect Rudy Markham as Director       For       For          Management

5i    Re-elect Shriti Vadera as Director      For       For          Management

5j    Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       Against      Management

7     Approve Remuneration Policy             For       For          Management

8     Approve EU Political Donations and      For       For          Management

      Expenditure                                                              

9     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

11    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

12    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

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BECTON, DICKINSON AND COMPANY                                                  

 

Ticker:       BDX            Security ID:  075887109                           

Meeting Date: JAN 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       For          Management

1.2   Elect Director Catherine M. Burzik      For       For          Management

1.3   Elect Director R. Andrew Eckert         For       For          Management

1.4   Elect Director Vincent A. Forlenza      For       For          Management

1.5   Elect Director Claire M. Fraser         For       For          Management

1.6   Elect Director Christopher Jones        For       For          Management

1.7   Elect Director Marshall O. Larsen       For       For          Management

1.8   Elect Director Gary A. Mecklenburg      For       For          Management

1.9   Elect Director James F. Orr             For       For          Management

1.10  Elect Director Willard J. Overlock, Jr. For       For          Management

1.11  Elect Director Claire Pomeroy           For       For          Management

1.12  Elect Director Rebecca W. Rimel         For       For          Management

1.13  Elect Director Bertram L. Scott         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   None      One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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BIOGEN INC.                                                                    

 

Ticker:       BIIB           Security ID:  09062X103                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Alexander J. Denner      For       For          Management

1b    Elect Director Caroline D. Dorsa        For       For          Management

1c    Elect Director Nancy L. Leaming         For       For          Management

1d    Elect Director Richard C. Mulligan      For       For          Management

1e    Elect Director Robert W. Pangia         For       For          Management

1f    Elect Director Stelios Papadopoulos     For       For          Management

1g    Elect Director Brian S. Posner          For       For          Management

1h    Elect Director Eric K. Rowinsky         For       For          Management

1i    Elect Director Lynn Schenk              For       For          Management

1j    Elect Director Stephen A. Sherwin       For       For          Management

1k    Elect Director Michel Vounatsos         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

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BOSTON SCIENTIFIC CORPORATION                                                  

 

Ticker:       BSX            Security ID:  101137107                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nelda J. Connors         For       For          Management

1b    Elect Director Charles J. Dockendorff   For       For          Management

1c    Elect Director Yoshiaki Fujimori        For       For          Management

1d    Elect Director Donna A. James           For       For          Management

1e    Elect Director Edward J. Ludwig         For       For          Management

1f    Elect Director Stephen P. MacMillan     For       For          Management

1g    Elect Director Michael F. Mahoney       For       For          Management

1h    Elect Director David J. Roux            For       For          Management

1i    Elect Director John E. Sununu           For       For          Management

1j    Elect Director Ellen M. Zane            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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BRISTOL-MYERS SQUIBB COMPANY                                                   

 

Ticker:       BMY            Security ID:  110122108                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                               

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Peter J. Arduini         For       For          Management

1B    Elect Director Robert J. Bertolini      For       For          Management

1C    Elect Director Giovanni Caforio         For       For          Management

1D    Elect Director Matthew W. Emmens        For       For          Management

1E    Elect Director Laurie H. Glimcher       For       For          Management

1F    Elect Director Michael Grobstein        For       For          Management

1G    Elect Director Alan J. Lacy             For       For          Management

1H    Elect Director Dinesh C. Paliwal        For       For          Management

1I    Elect Director Theodore R. Samuels      For       For          Management

1J    Elect Director Gerald L. Storch         For       For          Management

1K    Elect Director Vicki L. Sato            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                      

 

 

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CHANGYOU.COM LTD.                                                              

 

Ticker:       CYOU           Security ID:  15911M107                           

Meeting Date: AUG 05, 2016   Meeting Type: Annual                              

Record Date:  JUL 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Charles Zhang as Director         For       For          Management

1.2   Elect Dewen Chen as Director            For       For          Management

1.3   Elect Dave De Yang as Director          For       For          Management

1.4   Elect Xiao Chen as Director             For       For          Management

1.5   Elect Charles (Sheung Wai) Chan as      For       For          Management

      Director                                                                 

2     Approve Appointment of                  For       For          Management

      PricewaterhouseCoopers Zhong Tian LLP                                    

      as Auditor                                                               

 

 

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CHUGAI PHARMACEUTICAL CO. LTD.                                                 

 

Ticker:       4519           Security ID:  J06930101                           

Meeting Date: MAR 23, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 26                                                 

2.1   Elect Director Oku, Masayuki            For       For          Management

2.2   Elect Director Ichimaru, Yoichiro       For       For          Management

2.3   Elect Director Christoph Franz          For       For          Management

2.4   Elect Director Daniel ODay              For       For          Management

3     Appoint Statutory Auditor Togashi,      For       For          Management

      Mamoru                                                                   

4     Approve Restricted Stock Plan           For       For          Management

 

 

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COMPANIA DE MINAS BUENAVENTURA S.A.                                            

 

Ticker:       BVN            Security ID:  204448104                           

Meeting Date: MAR 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Annual Report                   For       For          Management

2     Approve Financial Statements            For       For          Management

3     Appoint Auditors                        For       For          Management

4     Approve Dividends                       For       For          Management

5     Elect Directors                         For       For          Management

 

 

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DAVITA INC.                                                                    

 

Ticker:       DVA            Security ID:  23918K108                            

Meeting Date: JUN 16, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pamela M. Arway          For       For          Management

1b    Elect Director Charles G. Berg          For       For          Management

1c    Elect Director Carol Anthony ("John")   For       For          Management

      Davidson                                                                 

1d    Elect Director Barbara J. Desoer        For       For          Management

1e    Elect Director Pascal Desroches         For       For          Management

1f    Elect Director Paul J. Diaz             For       For          Management

1g    Elect Director Peter T. Grauer          For       For          Management

1h    Elect Director John M. Nehra            For       For          Management

1i    Elect Director William L. Roper         For       For          Management

1j    Elect Director Kent J. Thiry            For       For          Management

1k    Elect Director Phyllis R. Yale          For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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DURECT CORPORATION                                                             

 

Ticker:       DRRX           Security ID:  266605104                            

Meeting Date: JUN 19, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David R. Hoffmann        For       For          Management

1.2   Elect Director Jon S. Saxe              For       For          Management

2     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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E-COMMERCE CHINA DANGDANG INC.                                                 

 

Ticker:       DANG           Security ID:  26833A105                           

Meeting Date: SEP 12, 2016   Meeting Type: Special                             

Record Date:  AUG 08, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       Against      Management

2     Authorize Board to Ratify and Execute   For       Against      Management

      Approved Resolutions                                                     

3     Adjourn Meeting                         For       Against      Management

 

 

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ELI LILLY AND COMPANY                                                          

 

Ticker:       LLY            Security ID:  532457108                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                               

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Eskew         For       Against      Management

1b    Elect Director William G. Kaelin, Jr.   For       For          Management

1c    Elect Director John C. Lechleiter       For       For          Management

1d    Elect Director David A. Ricks           For       For          Management

1e    Elect Director Marschall S. Runge       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Amend Deferred Compensation Plan        For       For          Management

6     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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EPIZYME, INC.                                                                  

 

Ticker:       EPZM           Security ID:  29428V104                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew R. Allen          For       Withhold     Management

1.2   Elect Director Kenneth Bate             For       Withhold     Management

1.3   Elect Director Robert B. Bazemore, Jr.  For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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FOUNDATION MEDICINE, INC.                                                      

 

Ticker:       FMI            Security ID:  350465100                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alexis Borisy            For       Withhold     Management

1.2   Elect Director Troy Cox                 For       Withhold     Management

1.3   Elect Director Michael Dougherty        For       For          Management

1.4   Elect Director Sandra Horning           For       Withhold     Management

1.5   Elect Director Evan Jones               For       Withhold     Management

1.6   Elect Director Daniel O'Day             For       Withhold     Management

1.7   Elect Director Michael Pellini          For       Withhold     Management

1.8   Elect Director Michael Varney           For       Withhold     Management

1.9   Elect Director Krishna Yeshwant         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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GENOMIC HEALTH, INC.                                                            

 

Ticker:       GHDX           Security ID:  37244C101                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kimberly J. Popovits     For       For          Management

1.2   Elect Director Felix J. Baker           For       For          Management

1.3   Elect Director Julian C. Baker          For       For          Management

1.4   Elect Director Fred E. Cohen            For       Withhold     Management

1.5   Elect Director Henry J. Fuchs           For       For          Management

1.6   Elect Director Ginger L. Graham         For       For          Management

1.7   Elect Director Geoffrey M. Parker       For       For          Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

7     Provide Proxy Access Right              Against   For          Shareholder

 

 

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GILEAD SCIENCES, INC.                                                           

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John F. Cogan            For       For          Management

1b    Elect Director Kelly A. Kramer          For       For          Management

1c    Elect Director Kevin E. Lofton          For       For          Management

1d    Elect Director John C. Martin           For       For          Management

1e    Elect Director John F. Milligan         For       For          Management

1f    Elect Director Nicholas G. Moore        For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Gayle E. Wilson          For       For          Management

1i    Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Provide Right to Act by Written Consent Against   For          Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

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GLAXOSMITHKLINE PLC                                                             

 

Ticker:       GSK            Security ID:  37733W105                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Elect Emma Walmsley as Director         For       For          Management

5     Elect Dr Vivienne Cox as Director       For       For          Management

6     Elect Dr Patrick Vallance as Director   For       For          Management

7     Re-elect Philip Hampton as Director     For       For          Management

8     Re-elect Sir Roy Anderson as Director   For       For          Management

9     Re-elect Vindi Banga as Director        For       For          Management

10    Re-elect Simon Dingemans as Director    For       For          Management

11    Re-elect Lynn Elsenhans as Director     For       For          Management

12    Re-elect Dr Jesse Goodman as Director   For       For          Management

13    Re-elect Judy Lewent as Director        For       For          Management

14    Re-elect Urs Rohner as Director         For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

16    Authorise the Audit & Risk Committee    For       For          Management

      to Fix Remuneration of Auditors                                          

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

22    Approve the Exemption from Statement    For       For          Management

      of the Name of the Senior Statutory                                      

      Auditor in Published Copies of the                                       

      Auditors' Reports                                                        

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

24    Approve Performance Share Plan          For       For          Management

25    Approve Deferred Annual Bonus Plan      For       For          Management

 

 

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HALOZYME THERAPEUTICS, INC.                                                    

 

Ticker:       HALO           Security ID:  40637H109                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth J. Kelley        For       For          Management

1.2   Elect Director Matthew L. Posard        For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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IMMUNOGEN, INC.                                                                

 

Ticker:       IMGN           Security ID:  45253H101                           

Meeting Date: DEC 09, 2016   Meeting Type: Annual                              

Record Date:  OCT 14, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Fix Number of Directors at Nine         For       For          Management

2.1   Elect Director Joseph J. Villafranca    For       For          Management

2.2   Elect Director Stephen C. McCluski      For       For          Management

2.3   Elect Director Richard J. Wallace       For       For          Management

2.4   Elect Director Daniel M. Junius         For       For          Management

2.5   Elect Director Howard H. Pien           For       For          Management

2.6   Elect Director Mark Goldberg            For       For          Management

2.7   Elect Director Dean J. Mitchell         For       For          Management

2.8   Elect Director Kristine Peterson        For       For          Management

2.9   Elect Director Mark J. Enyedy           For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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IMMUNOGEN, INC.                                                                

 

Ticker:       IMGN           Security ID:  45253H101                            

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Fix Number of Directors at Nine         For       For          Management

2.1   Elect Director Joseph J. Villafranca    For       For          Management

2.2   Elect Director Stephen C. McCluski      For       For          Management

2.3   Elect Director Richard J. Wallace       For       For          Management

2.4   Elect Director Daniel M. Junius         For       For          Management

2.5   Elect Director Howard H. Pien           For       For          Management

2.6   Elect Director Mark Goldberg            For       For          Management

2.7   Elect Director Dean J. Mitchell         For       For          Management

2.8   Elect Director Kristine Peterson        For       For          Management

2.9   Elect Director Mark J. Enyedy           For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Increase Authorized Common Stock        For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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INTERCEPT PHARMACEUTICALS, INC.                                                

 

Ticker:       ICPT           Security ID:  45845P108                            

Meeting Date: JUL 19, 2016   Meeting Type: Annual                              

Record Date:  MAY 23, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Srinivas Akkaraju        For       For          Management

1.2   Elect Director Luca Benatti             For       For          Management

1.3   Elect Director Daniel Bradbury          For       For          Management

1.4   Elect Director Paolo Fundaro            For       For          Management

1.5   Elect Director Keith Gottesdiener       For       For          Management

1.6   Elect Director Mark Pruzanski           For       For          Management

1.7   Elect Director Gino Santini             For       For          Management

1.8   Elect Director Glenn Sblendorio         For       For          Management

1.9   Elect Director Daniel Welch             For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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INTERCEPT PHARMACEUTICALS, INC.                                                

 

Ticker:       ICPT           Security ID:  45845P108                            

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Srinivas Akkaraju        For       For          Management

1.2   Elect Director Luca Benatti             For       For          Management

1.3   Elect Director Daniel Bradbury          For       For          Management

1.4   Elect Director Paolo Fundaro            For       For          Management

1.5   Elect Director Keith Gottesdiener       For       For          Management

1.6   Elect Director Mark Pruzanski           For       For          Management

1.7   Elect Director Gino Santini             For       For          Management

1.8   Elect Director Glenn Sblendorio         For       For          Management

1.9   Elect Director Daniel Welch             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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INTREPID POTASH, INC.                                                          

 

Ticker:       IPI            Security ID:  46121Y102                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert P. Jornayvaz, III For       For          Management

1.2   Elect Director Hugh E. Harvey, Jr.      For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named      ��    For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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KINROSS GOLD CORPORATION                                                       

 

Ticker:       K              Security ID:  496902404                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ian Atkinson             For       For          Management

1.2   Elect Director John A. Brough           For       For          Management

1.3   Elect Director John M. H. Huxley        For       For          Management

1.4   Elect Director Ave G. Lethbridge        For       For          Management

1.5   Elect Director Catherine McLeod-Seltzer For       For          Management

1.6   Elect Director John E. Oliver           For       For          Management

1.7   Elect Director Kelly J. Osborne         For       For          Management

1.8   Elect Director Una M. Power             For       For          Management

1.9   Elect Director J. Paul Rollinson        For       For          Management

2     Approve KPMG LLP as Auditors and        For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

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LIGAND PHARMACEUTICALS INCORPORATED                                             

 

Ticker:       LGND           Security ID:  53220K504                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jason M. Aryeh           For       For          Management

1.2   Elect Director Todd C. Davis            For       For          Management

1.3   Elect Director John L. Higgins          For       For          Management

1.4   Elect Director John W. Kozarich         For       For          Management

1.5   Elect Director John L. LaMattina        For       For          Management

1.6   Elect Director Sunil Patel              For       For          Management

1.7   Elect Director Stephen L. Sabba         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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MACROGENICS, INC.                                                              

 

Ticker:       MGNX           Security ID:  556099109                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                               

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Matthew Fust             For       For          Management

1.2   Elect Director Scott Koenig             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

 

 

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MIRATI THERAPEUTICS, INC.                                                      

 

Ticker:       MRTX           Security ID:  60468T105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles M. Baum          For       For          Management

1.2   Elect Director Bruce L.A. Carter        For       For          Management

1.3   Elect Director Henry J. Fuchs           For       For          Management

1.4   Elect Director Michael Grey             For       For          Management

1.5   Elect Director Craig Johnson            For       For          Management

1.6   Elect Director Rodney W. Lappe          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       Against      Management

 

 

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MOMENTA PHARMACEUTICALS, INC.                                                   

 

Ticker:       MNTA           Security ID:  60877T100                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Bruce L. Downey          For       For          Management

1b    Elect Director Corey N. Fishman         For       For          Management

1c    Elect Director Georges Gemayel          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

 

 

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MORPHOSYS AG                                                                    

 

Ticker:       MOR            Security ID:  D55040105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                         

      (Non-Voting)                                                             

2     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

3     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

4     Ratify PricewaterhouseCoopers GmbH as   For       For          Management

      Auditors for Fiscal 2017                                                 

5     Approve Creation of EUR 2.9 Million     For       For          Management

      Pool of Capital with Partial Exclusion                                   

      of Preemptive Rights                                                     

6     Approve Creation of EUR 11.7 Million    For       For          Management

      Pool of Capital with Partial Exclusion                                   

      of Preemptive Rights                                                      

7.1   Elect Frank Morich to the Supervisory   For       For          Management

      Board                                                                    

7-2   Elect Klaus Kuehn to the Supervisory    For       For          Management

      Board                                                                    

7.3   Elect Wendy Johnson to the Supervisory  For       For          Management

      Board                                                                     

7.4   Elect Krisja Vermeylen to the           For       For          Management

      Supervisory Board                                                        

 

 

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MYLAN N.V.                                                                     

 

Ticker:       MYL            Security ID:  N59465109                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAY 25, 2017                       ��                             

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Heather Bresch           For       Against      Management

1B    Elect Director Wendy Cameron            For       Against      Management

1C    Elect Director Robert J. Cindrich       For       Against      Management

1D    Elect Director Robert J. Coury          For       Against      Management

1E    Elect Director JoEllen Lyons Dillon     For       Against      Management

1F    Elect Director Neil Dimick              For       Against      Management

1G    Elect Director Melina Higgins           For       Against      Management

1H    Elect Director Rajiv Malik              For       Against      Management

1I    Elect Director Mark W. Parrish          For       Against      Management

1J    Elect Director Randall L. (Pete)        For       Against      Management

      Vanderveen                                                                

1K    Elect Director Sjoerd S. Vollebregt     For       For          Management

2     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Instruction to Deloitte Accountants B.  For       For          Management

      V. for the Audit of the Company's                                        

      Dutch Statutory Annual Accounts for                                      

      Fiscal Year 2017                                                          

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Authorize Repurchase of Shares          For       For          Management

 

 

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MYRIAD GENETICS, INC.                                                          

 

Ticker:       MYGN           Security ID:  62855J104                           

Meeting Date: DEC 01, 2016   Meeting Type: Annual                              

Record Date:  OCT 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark C. Capone           For       For          Management

1.2   Elect Director Heiner Dreismann         For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin C. Gorman          For       For          Management

1.2   Elect Director Gary A. Lyons            For       For          Management

1.3   Elect Director Alfred W. Sandrock, Jr.  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       Against      Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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NEWS CORPORATION                                                               

 

Ticker:       NWS            Security ID:  65249B208                           

Meeting Date: NOV 10, 2016   Meeting Type: Annual                              

Record Date:  OCT 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director K. Rupert Murdoch        For       For          Management

1b    Elect Director Lachlan K. Murdoch       For       For          Management

1c    Elect Director Robert J. Thomson        For       For          Management

1d    Elect Director Jose Maria Aznar         For       For          Management

1e    Elect Director Natalie Bancroft         For       For          Management

1f    Elect Director Peter L. Barnes          For       For          Management

1g    Elect Director Elaine L. Chao           For       For          Management

1h    Elect Director Joel I. Klein            For       For          Management

1i    Elect Director James R. Murdoch         For       For          Management

1j    Elect Director Ana Paula Pessoa         For       For          Management

1k    Elect Director Masroor Siddiqui         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Recapitalization Plan for all   Against   For          Shareholder

      Stock to Have One-vote per Share                                         

 

 

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PFIZER INC.                                                                     

 

Ticker:       PFE            Security ID:  717081103                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis A. Ausiello       For       For          Management

1.2   Elect Director Ronald E. Blaylock       For       For          Management

1.3   Elect Director W. Don Cornwell          For       For          Management

1.4   Elect Director Joseph J. Echevarria     For       For          Management

1.5   Elect Director Frances D. Fergusson     For       For          Management

1.6   Elect Director Helen H. Hobbs           For       For          Management

1.7   Elect Director James M. Kilts           For       For          Management

1.8   Elect Director Shantanu Narayen         For       For          Management

1.9   Elect Director Suzanne Nora Johnson     For       For          Management

1.10  Elect Director Ian C. Read              For       For          Management

1.11  Elect Director Stephen W. Sanger        For       For          Management

1.12  Elect Director James C. Smith           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Holy Land Principles              Against   Against      Shareholder

6     Amend Bylaws - Call Special Meetings    Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

 

 

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QUEST DIAGNOSTICS INCORPORATED                                                  

 

Ticker:       DGX            Security ID:  74834L100                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jenne K. Britell         For       For          Management

1.2   Elect Director Vicky B. Gregg           For       For          Management

1.3   Elect Director Jeffrey M. Leiden        For       For          Management

1.4   Elect Director Timothy L. Main          For       For          Management

1.5   Elect Director Gary M. Pfeiffer         For       For          Management

1.6   Elect Director Timothy M. Ring          For       For          Management

1.7   Elect Director Stephen H. Rusckowski    For       For          Management

1.8   Elect Director Daniel C. Stanzione      For       For          Management

1.9   Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

 

 

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REGENERON PHARMACEUTICALS, INC.                                                

 

Ticker:       REGN           Security ID:  75886F107                           

Meeting Date: JUN 09, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bonnie L. Bassler        For       For          Management

1.2   Elect Director N. Anthony Coles         For       For          Management

1.3   Elect Director Joseph L. Goldstein      For       For          Management

1.4   Elect Director Christine A. Poon        For       For          Management

1.5   Elect Director P. Roy Vagelos           For       For          Management

1.6   Elect Director Huda Y. Zoghbi           For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Amend Omnibus Stock Plan                For       Against      Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

5     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

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REGULUS THERAPEUTICS INC.                                                      

 

Ticker:       RGLS           Security ID:  75915K101                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David Baltimore          For       For          Management

1.2   Elect Director Mark G. Foletta          For       For          Management

1.3   Elect Director Joseph P. Hagan          For       For          Management

1.4   Elect Director Stelios Papadopoulos     For       For          Management

1.5   Elect Director William H. Rastetter     For       For          Management

1.6   Elect Director Hugh Rosen               For       For          Management

1.7   Elect Director Pascale Witz             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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RIGEL PHARMACEUTICALS, INC.                                                    

 

Ticker:       RIGL           Security ID:  766559603                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Walter H. Moos           For       For          Management

1b    Elect Director Raul R. Rodriguez        For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Non-Employee Director Stock       For       For          Management

      Option Plan                                                              

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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SANOFI                                                                         

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.96 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      New Related-Party Transactions                                           

5     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1.750                                         

      Million                                                                  

6     Reelect Fabienne Lecorvaisier as        For       For          Management

      Director                                                                 

7     Elect Bernard Charles as Director       For       For          Management

8     Elect Melanie Lee as Director           For       For          Management

9     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

10    Approve Remuneration Policy for CEO     For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Serge Weinberg, Chairman of the Board                                    

12    Non-Binding Vote on Compensation of     For       For          Management

      Olivier Brandicourt, CEO                                                 

13    Renew Appointment of                    For       For          Management

      PricewaterhouseCoopers Audit as Auditor                                  

14    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

15    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                         

      Nominal Amount of EUR 1.289 Billion                                      

16    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                          

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 240 Million                                        

17    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 240 Million                                                

18    Approve Issuance of Debt Securities     For       For          Management

      Giving Access to New Shares of                                           

      Subsidiaries and/or Existing Shares                                      

      and/or Debt Securities, up to                                            

      Aggregate Amount of EUR 7 Billion                                        

19    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

20    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                       

      Issue or Increase in Par Value                                           

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                    

24    Amend Article 11 of Bylaws Re: Board    For       For          Management

      of Directors                                                             

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SANOFI                                                                         

 

Ticker:       SAN            Security ID:  80105N105                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAR 30, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.96 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      New Related-Party Transactions                                           

5     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1.750                                        

      Million                                                                  

6     Reelect Fabienne Lecorvaisier as        For       For          Management

      Director                                                                 

7     Elect Bernard Charles as Director       For       For          Management

8     Elect Melanie Lee as Director           For       For          Management

9     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

10    Approve Remuneration Policy for CEO     For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Serge Weinberg, Chairman of the Board                                    

12    Non-Binding Vote on Compensation of     For       For          Management

      Olivier Brandicourt, CEO                                                 

13    Renew Appointment of                    For       For          Management

      PricewaterhouseCoopers Audit as Auditor                                  

14    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

1     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 1.289 Billion                                      

2     Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 240 Million                                        

3     Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 240 Million                                                

4     Approve Issuance of Debt Securities     For       For          Management

      Giving Access to New Shares of                                            

      Subsidiaries and/or Existing Shares                                      

      and/or Debt Securities, up to                                            

      Aggregate Amount of EUR 7 Billion                                         

5     Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                    

      Vote Above                                                               

6     Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

7     Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                       

      Issue or Increase in Par Value                                           

8     Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

9     Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

10    Amend Article 11 of Bylaws Re: Board    For       For          Management

      of Directors                                                             

11    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

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SAREPTA THERAPEUTICS, INC.                                                     

 

Ticker:       SRPT           Security ID:  803607100                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard J. Barry         For       For          Management

1.2   Elect Director M. Kathleen Behrens      For       For          Management

1.3   Elect Director Claude Nicaise           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

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SEATTLE GENETICS, INC.                                                         

 

Ticker:       SGEN           Security ID:  812578102                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David W. Gryska          For       For          Management

1.2   Elect Director John A. Orwin            For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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SINA CORPORATION                                                                

 

Ticker:       SINA           Security ID:  G81477104                           

Meeting Date: NOV 04, 2016   Meeting Type: Annual                              

Record Date:  SEP 08, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Ter Fung Tsao as Director         For       For          Management

2     Approve Appointment of                  For       For          Management

      PRICEWATERHOUSECOOPERS ZHONG TIAN LLP                                    

      as Independent Auditor                                                   

 

 

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SOHU.COM INC.                                                                  

 

Ticker:       SOHU           Security ID:  83408W103                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles Huang            For       Withhold     Management

1.2   Elect Director Dave Qi                  For       Withhold     Management

1.3   Elect Director Shi Wang                 For       Withhold     Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers Zhong     For       For          Management

      Tian LLP as Auditors                                                      

 

 

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STRYKER CORPORATION                                                            

 

Ticker:       SYK            Security ID:  863667101                            

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Howard E. Cox, Jr.       For       For          Management

1b    Elect Director Srikant M. Datar         For       For          Management

1c    Elect Director Roch Doliveux            For       For          Management

1d    Elect Director Louise L. Francesconi    For       For          Management

1e    Elect Director Allan C. Golston         For       For          Management

1f    Elect Director Kevin A. Lobo            For       For          Management

1g    Elect Director Andrew K. Silvernail     For       For          Management

1h    Elect Director Ronda E. Stryker         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Restricted Stock Plan             For       For          Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

6     Amend Executive Incentive Bonus Plan    For       For          Management

7     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

8     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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UCB SA                                                                          

 

Ticker:       UCB            Security ID:  B93562120                           

Meeting Date: APR 27, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 13, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Directors' Report (Non-Voting)  None      None         Management

2     Receive Auditors' Report (Non-Voting)   None      None         Management

3     Receive Consolidated Financial          None      None         Management

      Statements and Statutory Reports                                         

      (Non-Voting)                                                             

4     Approve Financial Statements,           For       For          Management

      Allocation of Income, Including                                          

      Dividends of EUR 1.15 per Share                                          

5     Approve Remuneration Report             For       For          Management

6     Approve Discharge of Directors          For       For          Management

7     Approve Discharge of Auditors           For       For          Management

8.1a  Reelect Viviane Monges as Director      For       For          Management

8.1b  Indicate Viviane Monges as Independent  For       For          Management

      Board Member                                                             

8.2a  Reelect Albrecht De Graeve as Director  For       For          Management

8.2b  Indicate Albrecht De Graeve as          For       For          Management

      Independent Board Member                                                 

8.3   Elect Roch Doliveux as Director         For       For          Management

9.1   Approve Restricted Stock Plan Re:       For       For          Management

      Issuance of 1,054,000 Restricted Shares                                  

9.2   Amend US Employee Stock Purchase Plan   For       For          Management

10    Approve Change-of-Control Clause Re :   For       For          Management

      EMTN Program                                                             

 

 

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UNIQURE N.V.                                                                   

 

Ticker:       QURE           Security ID:  N90064101                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAY 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Management Board   For       For          Management

3.a   Elect Paula Soteropoulos as Director    For       For          Management

3.b   Elect Will Lewis as Director            For       For          Management

4     Grant Board Authority to Issue Shares   For       For          Management

      Up To 19.9 Percent of Issued Capital                                     

      and Restricting/Excluding Preemptive                                     

      Rights                                                                   

5     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

6     Ratify PricewaterhouseCoopers           For       For          Management

      Accountants N.V. as Auditors                                             

7     Amend Articles of Association           For       For          Management

 

 

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UNITEDHEALTH GROUP INCORPORATED                                                

 

Ticker:       UNH            Security ID:  91324P102                            

Meeting Date: JUN 05, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Glenn M. Renwick         For       For          Management

1h    Elect Director Kenneth I. Shine         For       For          Management

1i    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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VANDA PHARMACEUTICALS INC.                                                     

 

Ticker:       VNDA           Security ID:  921659108                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                               

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard W. Dugan         For       For          Management

1.2   Elect Director Vincent J. Milano        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

 

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VERTEX PHARMACEUTICALS INCORPORATED                                            

 

Ticker:       VRTX           Security ID:  92532F100                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alan Garber              For       For          Management

1.2   Elect Director Margaret G. McGlynn      For       For          Management

1.3   Elect Director William D. Young         For       For          Management

2     Declassify the Board of Directors       For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

7     Eliminate Supermajority Vote            Against   For          Shareholder

      Requirement                                                              

8     Report on Lobbying Payments and Policy  Against   For          Shareholder

 

 

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XENCOR, INC.                                                                   

 

Ticker:       XNCR           Security ID:  98401F105                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Bassil I. Dahiyat        For       For          Management

1.2   Elect Director Kevin Gorman             For       For          Management

1.3   Elect Director A. Bruce Montgomery      For       For          Management

1.4   Elect Director Kurt Gustafson           For       For          Management

1.5   Elect Director Yujiro S. Hata           For       For          Management

2     Ratify RSM US, LLP as Auditors          For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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XOMA CORPORATION                                                               

 

Ticker:       XOMA           Security ID:  98419J107                           

Meeting Date: OCT 14, 2016   Meeting Type: Special                              

Record Date:  SEP 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Reverse Stock Split             For       For          Management

 

 

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XOMA CORPORATION                                                               

 

Ticker:       XOMA           Security ID:  98419J206                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James R. Neal            For       For          Management

1.2   Elect Director W. Denman Van Ness       For       For          Management

1.3   Elect Director Joseph M. Limber         For       For          Management

1.4   Elect Director Jack L. Wyszomierski     For       For          Management

1.5   Elect Director Matthew D. Perry         For       For          Management

2     Amend Omnibus Stock Plan                For       Against      Management

3     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                             

 

 

--------------------------------------------------------------------------------

 

ZIMMER BIOMET HOLDINGS, INC.                                                   

 

Ticker:       ZBH            Security ID:  98956P102                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Christopher B. Begley    For       For          Management

1b    Elect Director Betsy J. Bernard         For       For          Management

1c    Elect Director Gail K. Boudreaux        For       For          Management

1d    Elect Director David C. Dvorak          For       For          Management

1e    Elect Director Michael J. Farrell       For       For          Management

1f    Elect Director Larry C. Glasscock       For       For          Management

1g    Elect Director Robert A. Hagemann       For       For          Management

1h    Elect Director Arthur J. Higgins        For       For          Management

1i    Elect Director Michael W. Michelson     For       For          Management

1j    Elect Director Cecil B. Pickett         For       For          Management

1k    Elect Director Jeffrey K. Rhodes        For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

 

 

======================== Delaware Small Cap Growth Fund ========================

 

 

ACACIA COMMUNICATIONS, INC.                                                    

 

Ticker:       ACIA           Security ID:  00401C108                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Murugesan 'Raj'          For       Withhold     Management

      Shanmugaraj                                                              

1.2   Elect Director Benny P. Mikkelsen       For       Withhold     Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AMN HEALTHCARE SERVICES, INC.                                                   

 

Ticker:       AMN            Security ID:  001744101                           

Meeting Date: APR 19, 2017   Meeting Type: Annual                              

Record Date:  FEB 22, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark G. Foletta          For       For          Management

1b    Elect Director R. Jeffrey Harris        For       For          Management

1c    Elect Director Michael M.E. Johns       For       For          Management

1d    Elect Director Martha H. Marsh          For       For          Management

1e    Elect Director Susan R. Salka           For       For          Management

1f    Elect Director Andrew M. Stern          For       For          Management

1g    Elect Director Paul E. Weaver           For       For          Management

1h    Elect Director Douglas D. Wheat         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Executive Incentive Bonus Plan  For       For          Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

AMPLIFY SNACK BRANDS, INC.                                                     

 

Ticker:       BETR           Security ID:  03211L102                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew S. Friedman       For       Withhold     Management

1.2   Elect Director Dawn Hudson              For       Withhold     Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

APOGEE ENTERPRISES, INC.                                                       

 

Ticker:       APOG           Security ID:  037598109                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Donald A. Nolan          For       For          Management

1.2   Elect Director Patricia K. Wagner       For       For          Management

1.3   Elect Director Robert J. Marzec         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

BRUNSWICK CORPORATION                                                          

 

Ticker:       BC             Security ID:  117043109                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                               

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nancy E. Cooper          For       For          Management

1b    Elect Director Ralph C. Stayer          For       For          Management

1c    Elect Director Jane L. Warner           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

COGENT COMMUNICATIONS HOLDINGS, INC.                                           

 

Ticker:       CCOI           Security ID:  19239V302                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dave Schaeffer           For       For          Management

1.2   Elect Director Steven D. Brooks         For       For          Management

1.3   Elect Director Timothy Weingarten       For       For          Management

1.4   Elect Director Richard T. Liebhaber     For       For          Management

1.5   Elect Director D. Blake Bath            For       For          Management

1.6   Elect Director Marc Montagner           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

COLLEGIUM PHARMACEUTICAL, INC.                                                 

 

Ticker:       COLL           Security ID:  19459J104                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael T. Heffernan     For       Withhold     Management

1.2   Elect Director Gino Santini             For       Withhold     Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

E.L.F. BEAUTY, INC.                                                            

 

Ticker:       ELF            Security ID:  26856L103                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kirk L. Perry            For       Withhold     Management

1.2   Elect Director Sabrina L. Simmons       For       Withhold     Management

1.3   Elect Director Maureen C. Watson        For       Withhold     Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Amend Charter                           For       Against      Management

4     Amend Bylaws                            For       Against      Management

 

 

--------------------------------------------------------------------------------

 

EVERCORE PARTNERS INC.                                                         

 

Ticker:       EVR            Security ID:  29977A105                           

Meeting Date: JUN 12, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Roger C. Altman          For       For          Management

1.2   Elect Director Richard I. Beattie       For       For          Management

1.3   Elect Director Gail B. Harris           For       For          Management

1.4   Elect Director Robert B. Millard        For       For          Management

1.5   Elect Director Willard J. Overlock, Jr. For       For          Management

1.6   Elect Director Simon M. Robertson       For       For          Management

1.7   Elect Director Ralph L. Schlosstein     For       For          Management

1.8   Elect Director John S. Weinberg         For       For          Management

1.9   Elect Director William J. Wheeler       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

FIVE BELOW, INC.                                                               

 

Ticker:       FIVE           Security ID:  33829M101                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Joel D. Anderson         For       For          Management

1b    Elect Director Kathleen S. Barclay      For       For          Management

1c    Elect Director Thomas M. Ryan           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

INPHI CORPORATION                                                               

 

Ticker:       IPHI           Security ID:  45772F107                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Nicholas E. Brathwaite   For       For          Management

1.2   Elect Director David Liddle             For       For          Management

1.3   Elect Director Bruce McWilliams         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Pricewaterhousecoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

INTERCEPT PHARMACEUTICALS, INC.                                                

 

Ticker:       ICPT           Security ID:  45845P108                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Srinivas Akkaraju        For       For          Management

1.2   Elect Director Luca Benatti             For       For          Management

1.3   Elect Director Daniel Bradbury          For       For          Management

1.4   Elect Director Paolo Fundaro            For       For          Management

1.5   Elect Director Keith Gottesdiener       For       For          Management

1.6   Elect Director Mark Pruzanski           For       For          Management

1.7   Elect Director Gino Santini             For       For          Management

1.8   Elect Director Glenn Sblendorio         For       For          Management

1.9   Elect Director Daniel Welch             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

JACK IN THE BOX INC.                                                           

 

Ticker:       JACK           Security ID:  466367109                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  DEC 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leonard A. Comma         For       For          Management

1b    Elect Director David L. Goebel          For       For          Management

1c    Elect Director Sharon P. John           For       For          Management

1d    Elect Director Madeleine A. Kleiner     For       For          Management

1e    Elect Director Michael W. Murphy        For       For          Management

1f    Elect Director James M. Myers           For       For          Management

1g    Elect Director David M. Tehle           For       For          Management

1h    Elect Director John T. Wyatt            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       For          Management

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

JETBLUE AIRWAYS CORPORATION                                                    

 

Ticker:       JBLU           Security ID:  477143101                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                               

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter Boneparth          For       For          Management

1b    Elect Director David Checketts          For       For          Management

1c    Elect Director Virginia Gambale         For       For          Management

1d    Elect Director Stephan Gemkow           For       For          Management

1e    Elect Director Robin Hayes              For       For          Management

1f    Elect Director Ellen Jewett             For       For          Management

1g    Elect Director Stanley McChrystal       For       For          Management

1h    Elect Director Joel Peterson            For       For          Management

1i    Elect Director Frank Sica               For       For          Management

1j    Elect Director Thomas Winkelmann        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

LGI HOMES, INC.                                                                

 

Ticker:       LGIH           Security ID:  50187T106                            

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ryan Edone               For       For          Management

1.2   Elect Director Duncan Gage              For       For          Management

1.3   Elect Director Eric Lipar               For       For          Management

1.4   Elect Director Bryan Sansbury           For       For          Management

1.5   Elect Director Steven Smith             For       For          Management

1.6   Elect Director Robert Vahradian         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

LOGMEIN, INC.                                                                  

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: JAN 25, 2017   Meeting Type: Special                             

Record Date:  DEC 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with Merger  For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

LOGMEIN, INC.                                                                   

 

Ticker:       LOGM           Security ID:  54142L109                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David J. Henshall        For       For          Management

1.2   Elect Director Peter J. Sacripanti      For       For          Management

1.3   Elect Director William R. Wagner        For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

MARINEMAX, INC.                                                                

 

Ticker:       HZO            Security ID:  567908108                           

Meeting Date: FEB 23, 2017   Meeting Type: Annual                              

Record Date:  DEC 16, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael H. McLamb        For       For          Management

1b    Elect Director Evelyn V. Follit         For       For          Management

1c    Elect Director Clint Moore              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

MAXLINEAR, INC.                                                                

 

Ticker:       MXL            Security ID:  57776J100                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Theodore L. Tewksbury    For       For          Management

1.2   Elect Director Albert J. Moyer          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Grant Thornton LLP as Auditors   For       For          Management

 

 

--------------------------------------------------------------------------------

 

MIMEDX GROUP, INC.                                                             

 

Ticker:       MDXG           Security ID:  602496101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                               

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charles R. Evans         For       For          Management

1b    Elect Director Charles E. ('Chuck')     For       For          Management

      Koob                                                                     

1c    Elect Director Neil S. Yeston           For       For          Management

1d    Elect Director Luis A. Aguilar          For       For          Management

2     Ratify Cherry Bekaert LLP as Auditors   For       For          Management

 

 

--------------------------------------------------------------------------------

 

NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin C. Gorman          For       For          Management

1.2   Elect Director Gary A. Lyons            For       For          Management

1.3   Elect Director Alfred W. Sandrock, Jr.  For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       Against      Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

OLLIE'S BARGAIN OUTLET HOLDINGS, INC.                                          

 

Ticker:       OLLI           Security ID:  681116109                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert Fisch             For       Withhold     Management

1.2   Elect Director Richard Zannino          For       Withhold     Management

2     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

OSHKOSH CORPORATION                                                            

 

Ticker:       OSK            Security ID:  688239201                           

Meeting Date: FEB 07, 2017   Meeting Type: Annual                              

Record Date:  DEC 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Keith J. Allman          For       For          Management

1.2   Elect Director Peter B. Hamilton        For       For          Management

1.3   Elect Director Wilson R. Jones          For       For          Management

1.4   Elect Director Leslie F. Kenne          For       For          Management

1.5   Elect Director Kimberley Metcalf-Kupres For       For          Management

1.6   Elect Director Steven C. Mizell         For       For          Management

1.7   Elect Director Stephen D. Newlin        For       For          Management

1.8   Elect Director Craig P. Omtvedt         For       For          Management

1.9   Elect Director Duncan J. Palmer         For       For          Management

1.10  Elect Director John S. Shiely           For       For          Management

1.11  Elect Director William S. Wallace       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

PACIRA PHARMACEUTICALS, INC.                                                    

 

Ticker:       PCRX           Security ID:  695127100                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Yvonne Greenstreet       For       For          Management

1.2   Elect Director Gary Pace                For       For          Management

1.3   Elect Director David Stack              For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PAYLOCITY HOLDING CORPORATION                                                  

 

Ticker:       PCTY           Security ID:  70438V106                           

Meeting Date: DEC 09, 2016   Meeting Type: Annual                              

Record Date:  OCT 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven R. Beauchamp      For       For          Management

1.2   Elect Director Andres D. Reiner         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

PROOFPOINT, INC.                                                                

 

Ticker:       PFPT           Security ID:  743424103                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jonathan Feiber          For       For          Management

1.2   Elect Director Eric Hahn                For       Withhold     Management

1.3   Elect Director Kevin Harvey             For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

QTS REALTY TRUST, INC.                                                         

 

Ticker:       QTS            Security ID:  74736A103                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Chad L. Williams         For       For          Management

1.2   Elect Director John W. Barter           For       For          Management

1.3   Elect Director William O. Grabe         For       For          Management

1.4   Elect Director Catherine R. Kinney      For       For          Management

1.5   Elect Director Peter A. Marino          For       For          Management

1.6   Elect Director Scott D. Miller          For       For          Management

1.7   Elect Director Philip P. Trahanas       For       For          Management

1.8   Elect Director Stephen E. Westhead      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Approve Nonqualified Employee Stock     For       For          Management

      Purchase Plan                                                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

RINGCENTRAL, INC.                                                              

 

Ticker:       RNG            Security ID:  76680R206                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Vladimir Shmunis         For       For          Management

1.2   Elect Director Neil Williams            For       For          Management

1.3   Elect Director Robert Theis             For       For          Management

1.4   Elect Director Michelle McKenna-Doyle   For       For          Management

1.5   Elect Director Allan Thygesen           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

RSP PERMIAN, INC.                                                               

 

Ticker:       RSPP           Security ID:  74978Q105                           

Meeting Date: FEB 24, 2017   Meeting Type: Special                             

Record Date:  JAN 19, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

2     Adjourn Meeting                         For       For          Management

 

 

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RSP PERMIAN, INC.                                                              

 

Ticker:       RSPP           Security ID:  74978Q105                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven Gray              For       For          Management

1.2   Elect Director Michael Grimm            For       For          Management

1.3   Elect Director Scott McNeill            For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

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SHAKE SHACK INC.                                                                

 

Ticker:       SHAK           Security ID:  819047101                           

Meeting Date: JUN 12, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randy Garutti            For       Withhold     Management

1.2   Elect Director Joshua Silverman         For       For          Management

1.3   Elect Director Jonathan D. Sokoloff     For       Withhold     Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

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TREX COMPANY, INC.                                                             

 

Ticker:       TREX           Security ID:  89531P105                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jay M. Gratz             For       For          Management

1.2   Elect Director Ronald W. Kaplan         For       For          Management

1.3   Elect Director Gerald Volas             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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U.S. SILICA HOLDINGS, INC.                                                     

 

Ticker:       SLCA           Security ID:  90346E103                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter Bernard            For       For          Management

1.2   Elect Director William J. Kacal         For       For          Management

1.3   Elect Director Charles Shaver           For       For          Management

1.4   Elect Director Bryan A. Shinn           For       For          Management

1.5   Elect Director J. Michael Stice         For       For          Management

2     Ratify Grant Thornton LLP as Auditors   For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                     

5     Amend Certificate of Incorporation to   For       For          Management

      Remove Certain Provisions Relating to                                    

      Ownership of Stock                                                        

 

 

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UNITED RENTALS, INC.                                                           

 

Ticker:       URI            Security ID:  911363109                            

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jenne K. Britell         For       For          Management

1.2   Elect Director Jose B. Alvarez          For       For          Management

1.3   Elect Director Bobby J. Griffin         For       For          Management

1.4   Elect Director Michael J. Kneeland      For       For          Management

1.5   Elect Director Singleton B. McAllister  For       For          Management

1.6   Elect Director Jason D. Papastavrou     For       For          Management

1.7   Elect Director Filippo Passerini        For       For          Management

1.8   Elect Director Donald C. Roof           For       For          Management

1.9   Elect Director Shiv Singh               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                              

6     Shareholders May Call Special Meetings  Against   For          Shareholder

7     Amend Right to Call Special Meeting     For       For          Management

 

 

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UNITED STATES STEEL CORPORATION                                                 

 

Ticker:       X              Security ID:  912909108                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Patricia Diaz Dennis     For       For          Management

1b    Elect Director Dan O. Dinges            For       For          Management

1c    Elect Director John G. Drosdick         For       For          Management

1d    Elect Director John J. Engel            For       For          Management

1e    Elect Director Murry S. Gerber          For       For          Management

1f    Elect Director Stephen J. Girsky        For       For          Management

1g    Elect Director Mario Longhi             For       For          Management

1h    Elect Director Paul A. Mascarenas       For       For          Management

1i    Elect Director Glenda G. McNeal         For       For          Management

1j    Elect Director Robert J. Stevens        For       For          Management

1k    Elect Director David S. Sutherland      For       For          Management

1l    Elect Director Patricia A. Tracey       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Certificate of Incorporation to   For       For          Management

      Eliminate References to a Classified                                      

      Board Structure                                                          

6     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

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YELP INC.                                                                      

 

Ticker:       YELP           Security ID:  985817105                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Diane M. Irvine          For       For          Management

1.2   Elect Director Mariam Naficy            For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

 

 

======================== Delaware Smid Cap Growth Fund =========================

 

 

ABIOMED, INC.                                                                  

 

Ticker:       ABMD           Security ID:  003654100                           

Meeting Date: AUG 10, 2016   Meeting Type: Annual                              

Record Date:  JUN 24, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael R. Minogue       For       For          Management

1.2   Elect Director Martin P. Sutter         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

 

 

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ACACIA COMMUNICATIONS, INC.                                                    

 

Ticker:       ACIA           Security ID:  00401C108                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Murugesan 'Raj'          For       Did Not Vote Management

      Shanmugaraj                                                              

1.2   Elect Director Benny P. Mikkelsen       For       Did Not Vote Management

2     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

 

 

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ACUITY BRANDS, INC.                                                            

 

Ticker:       AYI            Security ID:  00508Y102                           

Meeting Date: JAN 06, 2017   Meeting Type: Annual                              

Record Date:  NOV 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Patrick Battle        For       Did Not Vote Management

1.2   Elect Director Gordon D. Harnett        For       Did Not Vote Management

1.3   Elect Director Robert F. McCullough     For       Did Not Vote Management

1.4   Elect Director Dominic J. Pileggi       For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       Did Not Vote Management

5     Approve Dividend Increase               Against   Did Not Vote Shareholder

 

 

--------------------------------------------------------------------------------

 

ACUITY BRANDS, INC.                                                            

 

Ticker:       AYI            Security ID:  00508Y102                           

Meeting Date: JAN 06, 2017   Meeting Type: Annual                              

Record Date:  NOV 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director W. Patrick Battle        For       Did Not Vote Management

1.2   Elect Director Gordon D. Harnett        For       Did Not Vote Management

1.3   Elect Director Robert F. McCullough     For       Did Not Vote Management

1.4   Elect Director Dominic J. Pileggi       For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                          

4     Declassify the Board of Directors       For       Did Not Vote Management

5     Approve Dividend Increase               Against   Did Not Vote Shareholder

 

 

--------------------------------------------------------------------------------

 

ALIGN TECHNOLOGY, INC.                                                         

 

Ticker:       ALGN           Security ID:  016255101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph M. Hogan          For       Did Not Vote Management

1.2   Elect Director Joseph Lacob             For       Did Not Vote Management

1.3   Elect Director C. Raymond Larkin, Jr.   For       Did Not Vote Management

1.4   Elect Director George J. Morrow         For       Did Not Vote Management

1.5   Elect Director Thomas M. Prescott       For       Did Not Vote Management

1.6   Elect Director Andrea L. Saia           For       Did Not Vote Management

1.7   Elect Director Greg J. Santora          For       Did Not Vote Management

1.8   Elect Director Susan E. Siegel          For       Did Not Vote Management

1.9   Elect Director Warren S. Thaler         For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

AMBARELLA, INC.                                                                

 

Ticker:       AMBA           Security ID:  G037AX101                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Leslie Kohn              For       Did Not Vote Management

1.2   Elect Director D. Jeffrey Richardson    For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

AMN HEALTHCARE SERVICES, INC.                                                  

 

Ticker:       AMN            Security ID:  001744101                           

Meeting Date: APR 19, 2017   Meeting Type: Annual                              

Record Date:  FEB 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark G. Foletta          For       Did Not Vote Management

1b    Elect Director R. Jeffrey Harris        For       Did Not Vote Management

1c    Elect Director Michael M.E. Johns       For       Did Not Vote Management

1d    Elect Director Martha H. Marsh          For       Did Not Vote Management

1e    Elect Director Susan R. Salka           For       Did Not Vote Management

1f    Elect Director Andrew M. Stern          For       Did Not Vote Management

1g    Elect Director Paul E. Weaver           For       Did Not Vote Management

1h    Elect Director Douglas D. Wheat         For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

5     Approve Omnibus Stock Plan              For       Did Not Vote Management

6     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

AMPLIFY SNACK BRANDS, INC.                                                     

 

Ticker:       BETR           Security ID:  03211L102                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew S. Friedman       For       Did Not Vote Management

1.2   Elect Director Dawn Hudson              For       Did Not Vote Management

2     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

APOGEE ENTERPRISES, INC.                                                        

 

Ticker:       APOG     ��     Security ID:  037598109                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Donald A. Nolan          For       Did Not Vote Management

1.2   Elect Director Patricia K. Wagner       For       Did Not Vote Management

1.3   Elect Director Robert J. Marzec         For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ARISTA NETWORKS, INC.                                                          

 

Ticker:       ANET           Security ID:  040413106                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark Templeton           For       Did Not Vote Management

1.2   Elect Director Nikos Theodosopoulos     For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

BRIGHT HORIZONS FAMILY SOLUTIONS INC.                                          

 

Ticker:       BFAM           Security ID:  109194100                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sara Lawrence-Lightfoot  For       Did Not Vote Management

1b    Elect Director David H. Lissy           For       Did Not Vote Management

1c    Elect Director Cathy E. Minehan         For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

BRUNSWICK CORPORATION                                                          

 

Ticker:       BC             Security ID:  117043109                            

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nancy E. Cooper          For       Did Not Vote Management

1b    Elect Director Ralph C. Stayer          For       Did Not Vote Management

1c    Elect Director Jane L. Warner           For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

COLLEGIUM PHARMACEUTICAL, INC.                                                 

 

Ticker:       COLL           Security ID:  19459J104                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Michael T. Heffernan     For       Did Not Vote Management

1.2   Elect Director Gino Santini             For       Did Not Vote Management

2     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

DIAMONDBACK ENERGY, INC.                                                       

 

Ticker:       FANG           Security ID:  25278X109                           

Meeting Date: DEC 07, 2016   Meeting Type: Special                             

Record Date:  NOV 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Increase Authorized Common Stock        For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

DIAMONDBACK ENERGY, INC.                                                       

 

Ticker:       FANG           Security ID:  25278X109                           

Meeting Date: DEC 07, 2016   Meeting Type: Special                             

Record Date:  NOV 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Increase Authorized Common Stock        For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

DIAMONDBACK ENERGY, INC.                                                        

 

Ticker:       FANG           Security ID:  25278X109                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven E. West           For       Did Not Vote Management

1.2   Elect Director Travis D. Stice          For       Did Not Vote Management

1.3   Elect Director Michael P. Cross         For       Did Not Vote Management

1.4   Elect Director David L. Houston         For       Did Not Vote Management

1.5   Elect Director Mark L. Plaumann         For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Ratify Grant Thornton LLP as Auditors   For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

FORTUNE BRANDS HOME & SECURITY, INC.                                           

 

Ticker:       FBHS           Security ID:  34964C106                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director A. D. David Mackay       For       Did Not Vote Management

1b    Elect Director David M. Thomas          For       Did Not Vote Management

1c    Elect Director Norman H. Wesley         For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

HD SUPPLY HOLDINGS, INC.                                                       

 

Ticker:       HDS            Security ID:  40416M105                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kathleen J. Affeldt      For       Did Not Vote Management

1.2   Elect Director Peter A. Dorsman         For       Did Not Vote Management

1.3   Elect Director Peter A. Leav            For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Amend Executive Incentive Bonus Plan    For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

INPHI CORPORATION                                                              

 

Ticker:       IPHI           Security ID:  45772F107                            

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Nicholas E. Brathwaite   For       Did Not Vote Management

1.2   Elect Director David Liddle             For       Did Not Vote Management

1.3   Elect Director Bruce McWilliams         For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Ratify Pricewaterhousecoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

INTERCEPT PHARMACEUTICALS, INC.                                                

 

Ticker:       ICPT           Security ID:  45845P108                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 28, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Srinivas Akkaraju        For       Did Not Vote Management

1.2   Elect Director Luca Benatti             For       Did Not Vote Management

1.3   Elect Director Daniel Bradbury          For       Did Not Vote Management

1.4   Elect Director Paolo Fundaro            For       Did Not Vote Management

1.5   Elect Director Keith Gottesdiener       For       Did Not Vote Management

1.6   Elect Director Mark Pruzanski           For       Did Not Vote Management

1.7   Elect Director Gino Santini             For       Did Not Vote Management

1.8   Elect Director Glenn Sblendorio         For       Did Not Vote Management

1.9   Elect Director Daniel Welch             For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

JACK IN THE BOX INC.                                                           

 

Ticker:       JACK           Security ID:  466367109                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  DEC 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leonard A. Comma         For       Did Not Vote Management

1b    Elect Director David L. Goebel          For       Did Not Vote Management

1c    Elect Director Sharon P. John           For       Did Not Vote Management

1d    Elect Director Madeleine A. Kleiner     For       Did Not Vote Management

1e    Elect Director Michael W. Murphy        For       Did Not Vote Management

1f    Elect Director James M. Myers           For       Did Not Vote Management

1g    Elect Director David M. Tehle           For       Did Not Vote Management

1h    Elect Director John T. Wyatt            For       Did Not Vote Management

2     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

JETBLUE AIRWAYS CORPORATION                                                    

 

Ticker:       JBLU           Security ID:  477143101                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter Boneparth          For       Did Not Vote Management

1b    Elect Director David Checketts          For       Did Not Vote Management

1c    Elect Director Virginia Gambale         For       Did Not Vote Management

1d    Elect Director Stephan Gemkow           For       Did Not Vote Management

1e    Elect Director Robin Hayes              For       Did Not Vote Management

1f    Elect Director Ellen Jewett             For       Did Not Vote Management

1g    Elect Director Stanley McChrystal       For       Did Not Vote Management

1h    Elect Director Joel Peterson            For       Did Not Vote Management

1i    Elect Director Frank Sica               For       Did Not Vote Management

1j    Elect Director Thomas Winkelmann        For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

LENNOX INTERNATIONAL INC.                                                      

 

Ticker:       LII            Security ID:  526107107                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Janet K. Cooper          For       Did Not Vote Management

1.2   Elect Director John W. Norris, III      For       Did Not Vote Management

1.3   Elect Director Karen H. Quintos         For       Did Not Vote Management

1.4   Elect Director Paul W. Schmidt          For       Did Not Vote Management

2     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

LGI HOMES, INC.                                                                

 

Ticker:       LGIH           Security ID:  50187T106                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ryan Edone               For       Did Not Vote Management

1.2   Elect Director Duncan Gage              For       Did Not Vote Management

1.3   Elect Director Eric Lipar               For       Did Not Vote Management

1.4   Elect Director Bryan Sansbury           For       Did Not Vote Management

1.5   Elect Director Steven Smith             For       Did Not Vote Management

1.6   Elect Director Robert Vahradian         For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Amend Omnibus Stock Plan                For       Did Not Vote Management

4     Require a Majority Vote for the         Against   Did Not Vote Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

MARINEMAX, INC.                                                                

 

Ticker:       HZO            Security ID:  567908108                           

Meeting Date: FEB 23, 2017   Meeting Type: Annual                              

Record Date:  DEC 16, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael H. McLamb        For       Did Not Vote Management

1b    Elect Director Evelyn V. Follit         For       Did Not Vote Management

1c    Elect Director Clint Moore              For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       Did Not Vote Management

4     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

MIMEDX GROUP, INC.                                                              

 

Ticker:       MDXG           Security ID:  602496101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charles R. Evans         For       Did Not Vote Management

1b    Elect Director Charles E. ('Chuck')     For       Did Not Vote Management

      Koob                                                                      

1c    Elect Director Neil S. Yeston           For       Did Not Vote Management

1d    Elect Director Luis A. Aguilar          For       Did Not Vote Management

2     Ratify Cherry Bekaert LLP as Auditors   For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

NEUROCRINE BIOSCIENCES, INC.                                                   

 

Ticker:       NBIX           Security ID:  64125C109                           

Meeting Date: MAY 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin C. Gorman          For       Did Not Vote Management

1.2   Elect Director Gary A. Lyons            For       Did Not Vote Management

1.3   Elect Director Alfred W. Sandrock, Jr.  For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

PACIRA PHARMACEUTICALS, INC.                                                   

 

Ticker:       PCRX           Security ID:  695127100                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Yvonne Greenstreet       For       Did Not Vote Management

1.2   Elect Director Gary Pace                For       Did Not Vote Management

1.3   Elect Director David Stack              For       Did Not Vote Management

2     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

PAYCOM SOFTWARE, INC.                                                           

 

Ticker:       PAYC           Security ID:  70432V102                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Larry Parman             For       Did Not Vote Management

1.2   Elect Director J.C. Watts, Jr.          For       Did Not Vote Management

2     Ratify Grant Thornton LLP as Auditors   For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Amend Omnibus Stock Plan                For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

PROOFPOINT, INC.                                                               

 

Ticker:       PFPT           Security ID:  743424103                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jonathan Feiber          For       Did Not Vote Management

1.2   Elect Director Eric Hahn                For       Did Not Vote Management

1.3   Elect Director Kevin Harvey             For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

QTS REALTY TRUST, INC.                                                          

 

Ticker:       QTS            Security ID:  74736A103                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Chad L. Williams         For       Did Not Vote Management

1.2   Elect Director John W. Barter           For       Did Not Vote Management

1.3   Elect Director William O. Grabe         For       Did Not Vote Management

1.4   Elect Director Catherine R. Kinney      For       Did Not Vote Management

1.5   Elect Director Peter A. Marino          For       Did Not Vote Management

1.6   Elect Director Scott D. Miller          For       Did Not Vote Management

1.7   Elect Director Philip P. Trahanas       For       Did Not Vote Management

1.8   Elect Director Stephen E. Westhead      For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Approve Nonqualified Employee Stock     For       Did Not Vote Management

      Purchase Plan                                                             

4     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

RSP PERMIAN, INC.                                                               

 

Ticker:       RSPP           Security ID:  74978Q105                           

Meeting Date: FEB 24, 2017   Meeting Type: Special                             

Record Date:  JAN 19, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       Did Not Vote Management

      Acquisition                                                              

2     Adjourn Meeting                         For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

SHAKE SHACK INC.                                                               

 

Ticker:       SHAK           Security ID:  819047101                           

Meeting Date: JUN 12, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randy Garutti            For       Did Not Vote Management

1.2   Elect Director Joshua Silverman         For       Did Not Vote Management

1.3   Elect Director Jonathan D. Sokoloff     For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

SIGNATURE BANK                                                                  

 

Ticker:       SBNY           Security ID:  82669G104                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Scott A. Shay            For       Did Not Vote Management

1.2   Elect Director Joseph J. DePaolo        For       Did Not Vote Management

1.3   Elect Director Barney Frank             For       Did Not Vote Management

2     Ratify KPMG LLP as Auditors             For       Did Not Vote Management

3     Adopt Majority Voting for Uncontested   For       Did Not Vote Management

      Election of Directors                                                    

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

6     Amend Omnibus Stock Plan                For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

SPLUNK INC.                                                                    

 

Ticker:       SPLK           Security ID:  848637104                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John Connors             For       Did Not Vote Management

1b    Elect Director Patricia Morrison        For       Did Not Vote Management

1c    Elect Director Stephen Newberry         For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

STEEL DYNAMICS, INC.                                                           

 

Ticker:       STLD           Security ID:  858119100                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mark D. Millett          For       Did Not Vote Management

1.2   Elect Director Keith E. Busse           For       Did Not Vote Management

1.3   Elect Director Frank D. Byrne           For       Did Not Vote Management

1.4   Elect Director Kenneth W. Cornew        For       Did Not Vote Management

1.5   Elect Director Traci M. Dolan           For       Did Not Vote Management

1.6   Elect Director Jurgen Kolb              For       Did Not Vote Management

1.7   Elect Director James C. Marcuccilli     For       Did Not Vote Management

1.8   Elect Director Bradley S. Seaman        For       Did Not Vote Management

1.9   Elect Director Gabriel L. Shaheen       For       Did Not Vote Management

1.10  Elect Director Richard P. Teets, Jr.    For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

TREX COMPANY, INC.                                                             

 

Ticker:       TREX           Security ID:  89531P105                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jay M. Gratz             For       Did Not Vote Management

1.2   Elect Director Ronald W. Kaplan         For       Did Not Vote Management

1.3   Elect Director Gerald Volas             For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

U.S. SILICA HOLDINGS, INC.                                                      

 

Ticker:       SLCA           Security ID:  90346E103                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter Bernard            For       Did Not Vote Management

1.2   Elect Director William J. Kacal         For       Did Not Vote Management

1.3   Elect Director Charles Shaver           For       Did Not Vote Management

1.4   Elect Director Bryan A. Shinn           For       Did Not Vote Management

1.5   Elect Director J. Michael Stice         For       Did Not Vote Management

2     Ratify Grant Thornton LLP as Auditors   For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Adopt Majority Voting for Uncontested   For       Did Not Vote Management

      Election of Directors                                                    

5     Amend Certificate of Incorporation to   For       Did Not Vote Management

      Remove Certain Provisions Relating to                                    

      Ownership of Stock                                                       

 

 

--------------------------------------------------------------------------------

 

UNITED RENTALS, INC.                                                            

 

Ticker:       URI            Security ID:  911363109                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jenne K. Britell         For       Did Not Vote Management

1.2   Elect Director Jose B. Alvarez          For       Did Not Vote Management

1.3   Elect Director Bobby J. Griffin         For       Did Not Vote Management

1.4   Elect Director Michael J. Kneeland      For       Did Not Vote Management

1.5   Elect Director Singleton B. McAllister  For       Did Not Vote Management

1.6   Elect Director Jason D. Papastavrou     For       Did Not Vote Management

1.7   Elect Director Filippo Passerini        For       Did Not Vote Management

1.8   Elect Director Donald C. Roof           For       Did Not Vote Management

1.9   Elect Director Shiv Singh               For       Did Not Vote Management

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement                                                              

6     Shareholders May Call Special Meetings  Against   Did Not Vote Shareholder

7     Amend Right to Call Special Meeting     For       Did Not Vote Management

 

 

--------------------------------------------------------------------------------

 

UNITED STATES STEEL CORPORATION                                                

 

Ticker:       X              Security ID:  912909108                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Patricia Diaz Dennis     For       Did Not Vote Management

1b    Elect Director Dan O. Dinges            For       Did Not Vote Management

1c    Elect Director John G. Drosdick         For       Did Not Vote Management

1d    Elect Director John J. Engel            For       Did Not Vote Management

1e    Elect Director Murry S. Gerber          For       Did Not Vote Management

1f    Elect Director Stephen J. Girsky        For       Did Not Vote Management

1g    Elect Director Mario Longhi             For       Did Not Vote Management

1h    Elect Director Paul A. Mascarenas       For       Did Not Vote Management

1i    Elect Director Glenda G. McNeal         For       Did Not Vote Management

1j    Elect Director Robert J. Stevens        For       Did Not Vote Management

1k    Elect Director David S. Sutherland      For       Did Not Vote Management

1l    Elect Director Patricia A. Tracey       For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

4     Amend Omnibus Stock Plan                For       Did Not Vote Management

5     Amend Certificate of Incorporation to   For       Did Not Vote Management

      Eliminate References to a Classified                                     

      Board Structure                                                          

6     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

YELP INC.                                                                       

 

Ticker:       YELP           Security ID:  985817105                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Diane M. Irvine          For       Did Not Vote Management

1.2   Elect Director Mariam Naficy            For       Did Not Vote Management

2     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

 

==========------------------- END N-PX REPORT ===================================


 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

DELAWARE GROUP® EQUITY FUNDS IV

 

 

 

 

 

By:

Shawn K. Lytle

 

 

Name:

Shawn K. Lytle

 

 

Title:

President/ Chief Executive Officer

 

 

Date:

August 18, 2017