HNRG Hallador Energy
Filed: 21 Dec 20, 7:00pm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 22, 2020 (December 17, 2020)
Hallador Energy Company
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
1183 East Canvasback Drive, Terre Haute, Indiana 47802
|(Address, including zip code, of principal executive offices)|
Registrant’s telephone number, including area code: (812) 299-2800
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol|
Name of each exchange
on which registered
|Common Shares, $.01 par value||HNRG||Nasdaq|
Item 8.01. Other Events.
On December 17, 2020, Hallador Energy Company (the “Company”) received notification from The Nasdaq Stock Market (“Nasdaq”) confirming that the Company had regained compliance with Nasdaq’s minimum bid price requirement under Listing Rule 5550(a)(2), which requires that listed securities maintain a minimum bid price of at least $1.00 per share. Accordingly, the matter which was previously disclosed on the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 6, 2020 is now closed.
Item 9.01. Financial Statements and Exhibits.
|Exhibit Number||Document Name|
|99.1||Hallador Energy Company Regains Compliance with Nasdaq Listing Requirements|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|December 22, 2020||By:||/s/LAWRENCE D. MARTIN|
Lawrence D. Martin