UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04581
CornerCap Group of Funds
(Exact name of registrant as specified in charter)
The Peachtree, Suite 1700, 1355 Peachtree Street NE,
Atlanta, Georgia 30309
(Address of principal executive offices) (Zip code)
ALPS Fund Services, Inc.
1290 Broadway, Suite 1100
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code:
(404) 870-0700
Date of fiscal year end: March 31
Date of reporting period: July 1, 2013 - June 30, 2014
Item 1 – Proxy Voting Record.
CornerCap Small Cap Value Fund
AZZ INCORPORATED
| ||||||
Security | 002474104 | Meeting Type | Annual | |||
Ticker Symbol | AZZ | Meeting Date | 09-Jul-2013 | |||
ISIN | US0024741045 | Agenda | 933844638 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DAVID H. DINGUS | For | For | ||||||
2 DANA L. PERRY | Withheld | Against | ||||||
3 DANIEL E. BERCE | For | For | ||||||
4 MARTIN C. BOWEN | For | For | ||||||
5 SAM ROSEN | For | For | ||||||
6 KEVERN R. JOYCE | For | For | ||||||
7 DR. H KIRK DOWNEY | For | For | ||||||
8 DANIEL R. FEEHAN | For | For | ||||||
9 PETER A. HEGEDUS | For | For | ||||||
2. | APPROVAL OF AN AMENDMENT TO AZZ’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AZZ COMMON STOCK FOR ISSUANCE FROM 50,000,000 TO 100,000,000. | Management | For | For | ||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF AZZ’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING FEBRUARY 28, 2014. | Management | For | For |
Page 1 of 170 | 18-Aug-2014 |
Investment Company Report
STEELCASE INC.
| ||||||
Security | 858155203 | Meeting Type | Annual | |||
Ticker Symbol | SCS | Meeting Date | 17-Jul-2013 | |||
ISIN | US8581552036 | Agenda | 933835095 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 LAWRENCE J. BLANFORD | For | For | ||||||
2 WILLIAM P. CRAWFORD | For | For | ||||||
3 CONNIE K. DUCKWORTH | For | For | ||||||
4 JAMES P. HACKETT | For | For | ||||||
5 R. DAVID HOOVER | For | For | ||||||
6 DAVID W. JOOS | For | For | ||||||
7 JAMES P. KEANE | For | For | ||||||
8 ELIZABETH VALK LONG | For | For | ||||||
9 ROBERT C. PEW III | For | For | ||||||
10 CATHY D. ROSS | Withheld | Against | ||||||
11 P. CRAIG WELCH, JR. | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
Page 2 of 170 | 18-Aug-2014 |
Investment Company Report
FINISH LINE, INC.
| ||||||
Security | 317923100 | Meeting Type | Annual | |||
Ticker Symbol | FINL | Meeting Date | 18-Jul-2013 | |||
ISIN | US3179231002 | Agenda | 933843345 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 STEPHEN GOLDSMITH | For | For | ||||||
2 CATHERINE A. LANGHAM | For | For | ||||||
3 NORMAN H. GURWITZ | For | For | ||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S FISCAL YEAR ENDING MARCH 1, 2014. | Management | For | For | ||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 3 of 170 | 18-Aug-2014 |
Investment Company Report
COLUMBUS MCKINNON CORPORATION
| ||||||
Security | 199333105 | Meeting Type | Annual | |||
Ticker Symbol | CMCO | Meeting Date | 22-Jul-2013 | |||
ISIN | US1993331057 | Agenda | 933847519 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ERNEST R. VEREBELYI | For | For | ||||||
2 TIMOTHY T. TEVENS | For | For | ||||||
3 RICHARD H. FLEMING | For | For | ||||||
4 STEPHEN RABINOWITZ | For | For | ||||||
5 LINDA A. GOODSPEED | For | For | ||||||
6 NICHOLAS T. PINCHUK | For | For | ||||||
7 LIAM G. MCCARTHY | For | For | ||||||
8 STEPHANIE K. KUSHNER | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 4 of 170 | 18-Aug-2014 |
Investment Company Report
ENNIS, INC.
| ||||||
Security | 293389102 | Meeting Type | Annual | |||
Ticker Symbol | EBF | Meeting Date | 25-Jul-2013 | |||
ISIN | US2933891028 | Agenda | 933847987 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KENNETH G. PRITCHETT | For | For | ||||||
2 JAMES C. TAYLOR | For | For | ||||||
3 MICHAEL J. SCHAEFER | For | For | ||||||
2. | RATIFICATION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | Against | Against |
Page 5 of 170 | 18-Aug-2014 |
Investment Company Report
TESSCO TECHNOLOGIES INCORPORATED
| ||||||
Security | 872386107 | Meeting Type | Annual | |||
Ticker Symbol | TESS | Meeting Date | 26-Jul-2013 | |||
ISIN | US8723861071 | Agenda | 933847456 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 ROBERT B. BARNHILL, JR. | For | For | ||||||
2 JOHN D. BELETIC | For | For | ||||||
3 JAY G. BAITLER | For | For | ||||||
4 BENN R. KONSYNSKI | For | For | ||||||
5 DENNIS J. SHAUGHNESSY | For | For | ||||||
6 MORTON F. ZIFFERER | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
Page 6 of 170 | 18-Aug-2014 |
Investment Company Report
ENERSYS
| ||||||
Security | 29275Y102 | Meeting Type | Annual | |||
Ticker Symbol | ENS | Meeting Date | 01-Aug-2013 | |||
ISIN | US29275Y1029 | Agenda | 933853740 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: JOHN D. CRAIG | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: HOWARD I. HOFFEN | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: JOSEPH C. MUSCARI | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ENERSYS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE ENERSYS’ NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF THE ENERSYS 2013 MANAGEMENT INCENTIVE PLAN. | Management | For | For |
Page 7 of 170 | 18-Aug-2014 |
Investment Company Report
BLACK BOX CORPORATION
| ||||||
Security | 091826107 | Meeting Type | Annual | |||
Ticker Symbol | BBOX | Meeting Date | 06-Aug-2013 | |||
ISIN | US0918261076 | Agenda | 933852332 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD L. CROUCH | For | For | ||||||
2 THOMAS W. GOLONSKI | For | For | ||||||
3 THOMAS G. GREIG | For | For | ||||||
4 JOHN S. HELLER | For | For | ||||||
5 WILLIAM H. HERNANDEZ | For | For | ||||||
6 MICHAEL MCANDREW | For | For | ||||||
7 E.A. NICHOLSON, PH.D. | For | For | ||||||
8 JOEL T. TRAMMELL | For | For | ||||||
2. | APPROVAL OF THE AMENDED AND RESTATED 2008 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 8 of 170 | 18-Aug-2014 |
Investment Company Report
UNIVERSAL CORPORATION
| ||||||
Security | 913456109 | Meeting Type | Annual | |||
Ticker Symbol | UVV | Meeting Date | 06-Aug-2013 | |||
ISIN | US9134561094 | Agenda | 933854398 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHESTER A. CROCKER* | For | For | ||||||
2 CHARLES H. FOSTER, JR.* | For | For | ||||||
3 THOMAS H. JOHNSON* | For | For | ||||||
4 LENNART R. FREEMAN# | For | For | ||||||
2. | APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | Management | For | For | ||||
4. | ONE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, CONCERNING THE DISCLOSURE OF LOBBYING POLICIES AND PRACTICES | Shareholder | Against | For |
Page 9 of 170 | 18-Aug-2014 |
Investment Company Report
CONSOLIDATED GRAPHICS, INC.
| ||||||
Security | 209341106 | Meeting Type | Annual | |||
Ticker Symbol | CGX | Meeting Date | 08-Aug-2013 | |||
ISIN | US2093411062 | Agenda | 933856241 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 GARY L. FORBES | For | For | ||||||
2 JAMES H. LIMMER | For | For | ||||||
2. | TO APPROVE IN A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE CONSOLIDATED GRAPHICS, INC. ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For |
Page 10 of 170 | 18-Aug-2014 |
Investment Company Report
FUTUREFUEL CORP
| ||||||
Security | 36116M106 | Meeting Type | Annual | |||
Ticker Symbol | FF | Meeting Date | 12-Aug-2013 | |||
ISIN | US36116M1062 | Agenda | 933857065 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWIN A. LEVY | Withheld | Against | ||||||
2 DONALD C. BEDELL | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF RUBINBROWN LLP AS OUR INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||
3. | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | Against | Against |
Page 11 of 170 | 18-Aug-2014 |
Investment Company Report
AMERICA’S CAR-MART, INC.
| ||||||
Security | 03062T105 | Meeting Type | Annual | |||
Ticker Symbol | CRMT | Meeting Date | 21-Aug-2013 | |||
ISIN | US03062T1051 | Agenda | 933855706 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1) | DIRECTOR | Management | ||||||
1 DANIEL J. ENGLANDER | For | For | ||||||
2 WILLIAM H. HENDERSON | For | For | ||||||
3 WILLIAM M. SAMS | For | For | ||||||
4 JOHN DAVID SIMMONS | For | For | ||||||
5 ROBERT CAMERON SMITH | For | For | ||||||
6 JEFFREY A. WILLIAMS | For | For | ||||||
2) | TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPANY’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3) | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | Management | For | For |
Page 12 of 170 | 18-Aug-2014 |
Investment Company Report
LA-Z-BOY INCORPORATED
| ||||||
Security | 505336107 | Meeting Type | Annual | |||
Ticker Symbol | LZB | Meeting Date | 21-Aug-2013 | |||
ISIN | US5053361078 | Agenda | 933856570 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KURT L. DARROW | For | For | ||||||
2 JOHN H. FOSS | For | For | ||||||
3 RICHARD M. GABRYS | For | For | ||||||
4 JANET L. GURWITCH | For | For | ||||||
5 DAVID K. HEHL | For | For | ||||||
6 EDWIN J. HOLMAN | For | For | ||||||
7 JANET E. KERR | For | For | ||||||
8 MICHAEL T. LAWTON | For | For | ||||||
9 H. GEORGE LEVY, MD | For | For | ||||||
10 W. ALAN MCCOLLOUGH | For | For | ||||||
11 DR. NIDO R. QUBEIN | For | For | ||||||
2. | BOARD’S PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2010 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | Management | For | For | ||||
4. | BOARD’S PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
Page 13 of 170 | 18-Aug-2014 |
Investment Company Report
HELEN OF TROY LIMITED
| ||||||
Security | G4388N106 | Meeting Type | Annual | |||
Ticker Symbol | HELE | Meeting Date | 27-Aug-2013 | |||
ISIN | BMG4388N1065 | Agenda | 933857609 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: GARY B. ABROMOVITZ | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN B. BUTTERWORTH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: TIMOTHY F. MEEKER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GERALD J. RUBIN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM F. SUSETKA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ADOLPHO R. TELLES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DARREN G. WOODY | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3. | TO APPOINT GRANT THORNTON LLP AS THE COMPANY’S AUDITOR AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE FOR THE 2014 FISCAL YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITOR’S REMUNERATION. | Management | For | For |
Page 14 of 170 | 18-Aug-2014 |
Investment Company Report
AMERCO
| ||||||
Security | 023586100 | Meeting Type | Annual | |||
Ticker Symbol | UHAL | Meeting Date | 29-Aug-2013 | |||
ISIN | US0235861004 | Agenda | 933858738 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION (“ARTICLES”) TO ELIMINATE THE COMPANY’S STAGGERED (OR “CLASSIFIED”) BOARD. | Management | For | For | ||||
2. | THE AMENDMENT AND RESTATEMENT OF THE ARTICLES TO ADD A MANDATORY DIRECTOR, OFFICER AND AGENT INDEMNIFICATION PROVISION, SO THAT THE ARTICLES REFLECT THE COMPARABLE PROVISION WHICH ALREADY EXISTS IN THE COMPANY’S BYLAWS. | Management | For | For | ||||
3. | THE AMENDMENT AND RESTATEMENT OF THE ARTICLES TO ELIMINATE ANY SPECIFIC TERMS OR CONDITIONS OF ANY PREFERRED STOCK OR SERIAL COMMON STOCK. | Management | For | For | ||||
4. | THE AMENDMENT AND RESTATEMENT OF THE ARTICLES TO UPDATE AND REVISE THE CONFLICT OF INTEREST AND INTERESTED TRANSACTION PROVISION CONTAINED IN THE ARTICLES TO REFLECT CURRENT NEVADA LAW REQUIREMENTS. | Management | For | For | ||||
5. | THE AMENDMENT AND RESTATEMENT OF THE ARTICLES TO CORRECT TYPOGRAPHICAL ERRORS AND TO MAKE CERTAIN NON-SUBSTANTIVE, STYLISTIC CHANGES. | Management | For | For | ||||
6. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
7. | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||
8. | A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDER PROPONENTS TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS TAKEN BY THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF THE COMPANY WITH RESPECT TO AMERCO AND ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED MARCH 31, 2013. | Management | For | For | ||||
9. | DIRECTOR | Management | ||||||
1 EDWARD J. SHOEN | For | For | ||||||
2 JAMES E. ACRIDGE | For | For | ||||||
3 CHARLES J. BAYER | For | For | ||||||
4 JOHN P. BROGAN | For | For | ||||||
5 JOHN M. DODDS | For | For |
Page 15 of 170 | 18-Aug-2014 |
Investment Company Report
6 MICHAEL L. GALLAGHER | For | For | ||||||
7 DANIEL R. MULLEN | For | For | ||||||
8 JAMES P. SHOEN | For | For |
Page 16 of 170 | 18-Aug-2014 |
Investment Company Report
EPLUS INC.
| ||||||
Security | 294268107 | Meeting Type | Annual | |||
Ticker Symbol | PLUS | Meeting Date | 10-Sep-2013 | |||
ISIN | US2942681071 | Agenda | 933861761 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 PHILLIP G. NORTON | For | For | ||||||
2 BRUCE M. BOWEN | For | For | ||||||
3 C. THOMAS FAULDERS, III | For | For | ||||||
4 TERRENCE O’DONNELL | Withheld | Against | ||||||
5 LAWRENCE S. HERMAN | For | For | ||||||
6 MILTON E. COOPER, JR. | For | For | ||||||
7 JOHN E. CALLIES | For | For | ||||||
8 ERIC D. HOVDE | For | For | ||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
Page 17 of 170 | 18-Aug-2014 |
Investment Company Report
MEDIFAST, INC.
| ||||||
Security | 58470H101 | Meeting Type | Annual | |||
Ticker Symbol | MED | Meeting Date | 17-Sep-2013 | |||
ISIN | US58470H1014 | Agenda | 933863931 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL 2014: CHARLES P. CONNOLLY | Management | For | For | ||||
1B | ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL 2014: JASON L. GROVES, ESQ. | Management | For | For | ||||
1C | ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL 2014: JOHN P. MCDANIEL | Management | For | For | ||||
1D | ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL 2014: DONALD F. REILLY | Management | For | For | ||||
1E | ELECTION OF CLASS I DIRECTOR TO HOLD OFFICE UNTIL 2014: CARL E. SASSANO | Management | For | For | ||||
1F | ELECTION OF CLASS II DIRECTOR TO HOLD OFFICE UNTIL 2015: MICHAEL C. MACDONALD | Management | For | For | ||||
1G | ELECTION OF CLASS II DIRECTOR TO HOLD OFFICE UNTIL 2015: MARGARET E. SHEETZ | Management | For | For | ||||
1H | ELECTION OF CLASS II DIRECTOR TO HOLD OFFICE UNTIL 2015: HARVEY C. BARNUM | Management | For | For | ||||
1I | ELECTION OF CLASS II DIRECTOR TO HOLD OFFICE UNTIL 2015: JERRY D. REECE | Management | For | For | ||||
2 | TO APPROVE THE APPOINTMENT OF MCGLADREY, LLP, AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | Management | For | For |
Page 18 of 170 | 18-Aug-2014 |
Investment Company Report
CULP, INC.
| ||||||
Security | 230215105 | Meeting Type | Annual | |||
Ticker Symbol | CFI | Meeting Date | 17-Sep-2013 | |||
ISIN | US2302151053 | Agenda | 933868068 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROBERT G. CULP, III | Withheld | Against | ||||||
2 PATRICK B. FLAVIN | For | For | ||||||
3 KENNETH R. LARSON | For | For | ||||||
4 KENNETH W. MCALLISTER | For | For | ||||||
5 FRANKLIN N. SAXON | For | For | ||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR FISCAL 2014. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 19 of 170 | 18-Aug-2014 |
Investment Company Report
OMNIVISION TECHNOLOGIES, INC.
| ||||||
Security | 682128103 | Meeting Type | Annual | |||
Ticker Symbol | OVTI | Meeting Date | 26-Sep-2013 | |||
ISIN | US6821281036 | Agenda | 933865771 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 SHAW HONG | For | For | ||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | Management | For | For | ||||
3. | APPROVAL OF CERTAIN AMENDMENTS OF THE COMPANY’S 2007 EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 4,900,000 SHARES. | Management | Against | Against | ||||
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY’S 2009 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES. | Management | For | For | ||||
5. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
Page 20 of 170 | 18-Aug-2014 |
Investment Company Report
KORN/FERRY INTERNATIONAL
| ||||||
Security | 500643200 | Meeting Type | Annual | |||
Ticker Symbol | KFY | Meeting Date | 26-Sep-2013 | |||
ISIN | US5006432000 | Agenda | 933867307 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | AMENDMENT AND RESTATEMENT OF THE COMPANY’S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD AND PROVIDE FOR ANNUAL ELECTIONS OF ALL DIRECTORS COMMENCING WITH THE 2013 ANNUAL STOCKHOLDER MEETING. | Management | For | For | ||||
2 | DIRECTOR | Management | ||||||
1 GARY D. BURNISON | For | For | ||||||
2 WILLIAM FLOYD | For | For | ||||||
3 JERRY LEAMON | For | For | ||||||
4 EDWARD D. MILLER | For | For | ||||||
5 DEBRA J. PERRY | For | For | ||||||
6 GERHARD SCHULMEYER | For | For | ||||||
7 GEORGE T. SHAHEEN | For | For | ||||||
8 HARRY L. YOU | For | For | ||||||
9 GARY D. BURNISON* | For | For | ||||||
10 EDWARD D. MILLER* | For | For | ||||||
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S 2014 FISCAL YEAR. | Management | For | For | ||||
5 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For |
Page 21 of 170 | 18-Aug-2014 |
Investment Company Report
WORTHINGTON INDUSTRIES, INC.
| ||||||
Security | 981811102 | Meeting Type | Annual | |||
Ticker Symbol | WOR | Meeting Date | 26-Sep-2013 | |||
ISIN | US9818111026 | Agenda | 933867787 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN P. MCCONNELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARY SCHIAVO | Management | For | For | ||||
2. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SET FORTH IN THE FIRST AMENDMENT TO THE WORTHINGTON INDUSTRIES, INC. AMENDED AND RESTATED 1997 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
4. | APPROVAL OF THE SECOND AMENDMENT TO THE WORTHINGTON INDUSTRIES, INC. AMENDED AND RESTATED 1997 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
5. | APPROVAL OF THE FIRST AMENDMENT TO, AND THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER, THE WORTHINGTON INDUSTRIES, INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVES. | Management | For | For | ||||
6. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2014. | Management | For | For |
Page 22 of 170 | 18-Aug-2014 |
Investment Company Report
COOPER TIRE & RUBBER COMPANY
| ||||||
Security | 216831107 | Meeting Type | Special | |||
Ticker Symbol | CTB | Meeting Date | 30-Sep-2013 | |||
ISIN | US2168311072 | Agenda | 933875811 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 12, 2013, BY AND AMONG COOPER TIRE & RUBBER COMPANY, APOLLO (MAURITIUS) HOLDINGS PVT. LTD., APOLLO TYRES B.V., A WHOLLY OWNED SUBSIDIARY OF APOLLO (MAURITIUS) HOLDINGS PVT. LTD., AND APOLLO ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF APOLLO TYRES B.V. | Management | For | For | ||||
2. | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION TO BE PAID TO COOPER TIRE & RUBBER COMPANY’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | ||||
3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For |
Page 23 of 170 | 18-Aug-2014 |
Investment Company Report
STRATTEC SECURITY CORPORATION
| ||||||
Security | 863111100 | Meeting Type | Annual | |||
Ticker Symbol | STRT | Meeting Date | 08-Oct-2013 | |||
ISIN | US8631111007 | Agenda | 933877194 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 FRANK J. KREJCI | For | For | ||||||
2. | TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 24 of 170 | 18-Aug-2014 |
Investment Company Report
AAR CORP.
| ||||||
Security | 000361105 | Meeting Type | Annual | |||
Ticker Symbol | AIR | Meeting Date | 09-Oct-2013 | |||
ISIN | US0003611052 | Agenda | 933870897 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 NORMAN R. BOBINS | Withheld | Against | ||||||
2 RONALD R. FOGLEMAN | Withheld | Against | ||||||
3 JAMES E. GOODWIN | For | For | ||||||
4 MARC J. WALFISH | For | For | ||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3. | APPROVAL OF THE AAR CORP. 2013 STOCK PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2014. | Management | For | For |
Page 25 of 170 | 18-Aug-2014 |
Investment Company Report
LANDEC CORPORATION
| ||||||
Security | 514766104 | Meeting Type | Annual | |||
Ticker Symbol | LNDC | Meeting Date | 10-Oct-2013 | |||
ISIN | US5147661046 | Agenda | 933875633 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DEAN HOLLIS | For | For | ||||||
2 ROBERT TOBIN | For | For | ||||||
3 NICHOLAS TOMPKINS | For | For | ||||||
4 TONIA PANKOPF | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 25, 2014. | Management | For | For | ||||
3. | APPROVAL OF THE 2013 STOCK INCENTIVE PLAN. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 26 of 170 | 18-Aug-2014 |
Investment Company Report
SYNAPTICS INCORPORATED
| ||||||
Security | 87157D109 | Meeting Type | Annual | |||
Ticker Symbol | SYNA | Meeting Date | 22-Oct-2013 | |||
ISIN | US87157D1090 | Agenda | 933877081 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD A. BERGMAN | For | For | ||||||
2 RUSSELL J. KNITTEL | Withheld | Against | ||||||
2. | PROPOSAL TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR FISCAL 2013 (“SAY-ON-PAY”). | Management | For | For | ||||
3. | PROPOSAL TO AMEND THE COMPANY’S 2010 INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For |
Page 27 of 170 | 18-Aug-2014 |
Investment Company Report
DEVRY INC.
| ||||||
Security | 251893103 | Meeting Type | Annual | |||
Ticker Symbol | DV | Meeting Date | 06-Nov-2013 | |||
ISIN | US2518931033 | Agenda | 933883490 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CONNIE R. CURRAN | For | For | ||||||
2 DANIEL HAMBURGER | For | For | ||||||
3 RONALD L. TAYLOR | For | For | ||||||
2. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO CHANGE OUR NAME TO “DEVRY EDUCATION GROUP INC.” | Management | For | For | ||||
4. | APPROVAL OF THE DEVRY INC. INCENTIVE PLAN OF 2013. | Management | For | For | ||||
5. | AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 28 of 170 | 18-Aug-2014 |
Investment Company Report
DFC GLOBAL CORP
| ||||||
Security | 23324T107 | Meeting Type | Annual | |||
Ticker Symbol | DLLR | Meeting Date | 07-Nov-2013 | |||
ISIN | US23324T1079 | Agenda | 933887323 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CLIVE KAHN | For | For | ||||||
2 JOHN GAVIN | For | For | ||||||
3 EDWARD A. EVANS | For | For | ||||||
2. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Against | Against | ||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For |
Page 29 of 170 | 18-Aug-2014 |
Investment Company Report
MATRIX SERVICE COMPANY
| ||||||
Security | 576853105 | Meeting Type | Annual | |||
Ticker Symbol | MTRX | Meeting Date | 14-Nov-2013 | |||
ISIN | US5768531056 | Agenda | 933886751 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN R. HEWITT | For | For | ||||||
2 MICHAEL J. HALL | For | For | ||||||
3 I. EDGAR (ED) HENDRIX | For | For | ||||||
4 PAUL K. LACKEY | For | For | ||||||
5 TOM E. MAXWELL | For | For | ||||||
6 JIM W. MOGG | For | For | ||||||
2. | TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 30 of 170 | 18-Aug-2014 |
Investment Company Report
NASH-FINCH COMPANY
| ||||||
Security | 631158102 | Meeting Type | Special | |||
Ticker Symbol | NAFC | Meeting Date | 18-Nov-2013 | |||
ISIN | US6311581028 | Agenda | 933887979 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 21, 2013, BY AND AMONG NASH-FINCH COMPANY (THE COMPANY), SPARTAN STORES, INC. A MICHIGAN CORPORATION (SPARTAN STORES), AND SS DELAWARE, INC., A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF SPARTAN STORES, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | ||||
2. | TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL ON THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATED TO THE PROPOSED TRANSACTIONS. | Management | Against | Against | ||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For |
Page 31 of 170 | 18-Aug-2014 |
Investment Company Report
GLOBECOMM SYSTEMS INC.
| ||||||
Security | 37956X103 | Meeting Type | Special | |||
Ticker Symbol | GCOM | Meeting Date | 22-Nov-2013 | |||
ISIN | US37956X1037 | Agenda | 933890116 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG GLOBECOMM SYSTEMS INC., WASSERSTEIN COSMOS CO-INVEST, L.P. AND COSMOS ACQUISITION CORP. | Management | For | For | ||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE ADOPTION OF THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY OR WILL BE PAID BY GLOBECOMM SYSTEMS INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For |
Page 32 of 170 | 18-Aug-2014 |
Investment Company Report
PROVIDENT FINANCIAL HOLDINGS, INC.
| ||||||
Security | 743868101 | Meeting Type | Annual | |||
Ticker Symbol | PROV | Meeting Date | 26-Nov-2013 | |||
ISIN | US7438681014 | Agenda | 933891877 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOSEPH P. BARR | For | For | ||||||
2 BRUCE W. BENNETT | For | For | ||||||
3 DEBBI H. GUTHRIE | For | For | ||||||
2. | THE APPROVAL OF AN ADVISORY BASIS (NON-BINDING) VOTE ON OUR EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | THE ADOPTION OF THE PROVIDENT FINANCIAL HOLDINGS, INC. 2013 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||
4. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS, INC. FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For |
Page 33 of 170 | 18-Aug-2014 |
Investment Company Report
ACETO CORPORATION
| ||||||
Security | 004446100 | Meeting Type | Annual | |||
Ticker Symbol | ACET | Meeting Date | 05-Dec-2013 | |||
ISIN | US0044461004 | Agenda | 933887171 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ALBERT L. EILENDER | For | For | ||||||
2 SALVATORE GUCCIONE | For | For | ||||||
3 HANS C. NOETZLI | For | For | ||||||
4 WILLIAM N. BRITTON | For | For | ||||||
5 RICHARD P. RANDALL | For | For | ||||||
6 NATASHA GIORDANO | For | For | ||||||
7 ALAN G. LEVIN | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE RESTATED CERTIFICATE OF INCORPORATION OF ACETO CORPORATION. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For |
Page 34 of 170 | 18-Aug-2014 |
Investment Company Report
SCANSOURCE, INC.
| ||||||
Security | 806037107 | Meeting Type | Annual | |||
Ticker Symbol | SCSC | Meeting Date | 05-Dec-2013 | |||
ISIN | US8060371072 | Agenda | 933888995 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MICHAEL L. BAUR | Withheld | Against | ||||||
2 STEVEN R. FISCHER | For | For | ||||||
3 MICHAEL J. GRAINGER | For | For | ||||||
4 JOHN P. REILLY | For | For | ||||||
5 CHARLES R. WHITCHURCH | Withheld | Against | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE SCANSOURCE, INC. 2013 LONG-TERM INCENTIVE PLAN. | Management | For | For |
Page 35 of 170 | 18-Aug-2014 |
Investment Company Report
UNION FIRST MARKET BANKSHARES CORP
| ||||||
Security | 90662P104 | Meeting Type | Special | |||
Ticker Symbol | UBSH | Meeting Date | 05-Dec-2013 | |||
ISIN | US90662P1049 | Agenda | 933891764 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF JUNE 9, 2013, BETWEEN UNION FIRST MARKET BANKSHARES CORPORATION (“UNION”) AND STELLARONE CORPORATION (“STELLARONE”), INCLUDING THE RELATED PLAN OF MERGER, PURSUANT TO WHICH STELLARONE WILL MERGE WITH AND INTO UNION (THE “UNION MERGER PROPOSAL”). | Management | For | For | ||||
2. | TO APPROVE AN AMENDMENT TO UNION’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 36,000,000 TO 100,000,000 SHARES (THE “ARTICLES AMENDMENT PROPOSAL”). | Management | For | For | ||||
3. | TO ADJOURN THE MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE UNION MERGER PROPOSAL AND THE ARTICLES AMENDMENT PROPOSAL. | Management | For | For |
Page 36 of 170 | 18-Aug-2014 |
Investment Company Report
CELADON GROUP, INC.
| ||||||
Security | 150838100 | Meeting Type | Annual | |||
Ticker Symbol | CGI | Meeting Date | 11-Dec-2013 | |||
ISIN | US1508381001 | Agenda | 933891219 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 STEPHEN RUSSELL | Withheld | Against | ||||||
2 ANTHONY HEYWORTH | Withheld | Against | ||||||
3 CATHERINE LANGHAM | For | For | ||||||
4 MICHAEL MILLER | For | For | ||||||
5 PAUL WILL | For | For | ||||||
2. | ADVISORY, NON-BINDING VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | APPROVAL OF THE SECOND AMENDMENT TO THE 2006 OMNIBUS INCENTIVE PLAN, AS AMENDED, TO INCREASE BY 750,000 THE MAXIMUM AGGREGATE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR THE GRANT OF AWARDS UNDER SUCH PLAN, WHICH WOULD RESULT IN APPROXIMATELY 819,913 SHARES BEING AVAILABLE UNDER SUCH PLAN FOR FUTURE AWARDS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
Page 37 of 170 | 18-Aug-2014 |
Investment Company Report
UNIFIRST CORPORATION
| ||||||
Security | 904708104 | Meeting Type | Annual | |||
Ticker Symbol | UNF | Meeting Date | 14-Jan-2014 | |||
ISIN | US9047081040 | Agenda | 933902858 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RONALD D. CROATTI | For | For | ||||||
2 DONALD J. EVANS | For | For | ||||||
3 THOMAS S. POSTEK | For | For | ||||||
2. | APPROVAL OF THE UNIFIRST CORPORATION CEO CASH INCENTIVE BONUS PLAN. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2014. | Management | For | For |
Page 38 of 170 | 18-Aug-2014 |
Investment Company Report
COURIER CORPORATION
| ||||||
Security | 222660102 | Meeting Type | Annual | |||
Ticker Symbol | CRRC | Meeting Date | 21-Jan-2014 | |||
ISIN | US2226601027 | Agenda | 933908278 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWARD J. HOFF | For | For | ||||||
2 SUSAN L. WAGNER | For | For | ||||||
3 JOHN J. KILCULLEN | For | For | ||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE CORPORATION. | Management | For | For |
Page 39 of 170 | 18-Aug-2014 |
Investment Company Report
DESTINATION MATERNITY CORPORATION
| ||||||
Security | 25065D100 | Meeting Type | Annual | |||
Ticker Symbol | DEST | Meeting Date | 24-Jan-2014 | |||
ISIN | US25065D1000 | Agenda | 933909941 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ARNAUD AJDLER | For | For | ||||||
2 MICHAEL J. BLITZER | For | For | ||||||
3 BARRY ERDOS | For | For | ||||||
4 JOSEPH A. GOLDBLUM | For | For | ||||||
5 EDWARD M. KRELL | For | For | ||||||
6 MELISSA PAYNER-GREGOR | For | For | ||||||
7 WILLIAM A. SCHWARTZ, JR | For | For | ||||||
8 B. ALLEN WEINSTEIN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | ||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For |
Page 40 of 170 | 18-Aug-2014 |
Investment Company Report
NUTRACEUTICAL INTERNATIONAL CORPORATION
| ||||||
Security | 67060Y101 | Meeting Type | Annual | |||
Ticker Symbol | NUTR | Meeting Date | 27-Jan-2014 | |||
ISIN | US67060Y1010 | Agenda | 933912001 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | DIRECTOR | Management | ||||||
1 JEFFREY A. HINRICHS | For | For | ||||||
2 J. KIMO ESPLIN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against |
Page 41 of 170 | 18-Aug-2014 |
Investment Company Report
CONSOLIDATED GRAPHICS, INC.
| ||||||
Security | 209341106 | Meeting Type | Special | |||
Ticker Symbol | CGX | Meeting Date | 28-Jan-2014 | |||
ISIN | US2093411062 | Agenda | 933911756 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 23, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG CONSOLIDATED GRAPHICS, INC., R.R. DONNELLEY & SONS COMPANY AND HUNTER MERGER SUB, INC. (THE “AGREEMENT AND PLAN OF MERGER”). | Management | For | For | ||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | ||||
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR CONSOLIDATED GRAPHICS’ NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. | Management | For | For |
Page 42 of 170 | 18-Aug-2014 |
Investment Company Report
CHASE CORPORATION
| ||||||
Security | 16150R104 | Meeting Type | Annual | |||
Ticker Symbol | CCF | Meeting Date | 04-Feb-2014 | |||
ISIN | US16150R1041 | Agenda | 933911542 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ADAM P. CHASE | For | For | ||||||
2 PETER R. CHASE | For | For | ||||||
3 MARY CLAIRE CHASE | Withheld | Against | ||||||
4 LEWIS P. GACK | Withheld | Against | ||||||
5 GEORGE M. HUGHES | Withheld | Against | ||||||
6 RONALD LEVY | Withheld | Against | ||||||
7 THOMAS WROE, JR. | Withheld | Against | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For |
Page 43 of 170 | 18-Aug-2014 |
Investment Company Report
INGLES MARKETS, INCORPORATED
| ||||||
Security | 457030104 | Meeting Type | Annual | |||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2014 | |||
ISIN | US4570301048 | Agenda | 933912328 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 FRED D. AYERS | For | For | ||||||
2 JOHN O. POLLARD | For | For | ||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | Against |
Page 44 of 170 | 18-Aug-2014 |
Investment Company Report
PLEXUS CORP.
| ||||||
Security | 729132100 | Meeting Type | Annual | |||
Ticker Symbol | PLXS | Meeting Date | 12-Feb-2014 | |||
ISIN | US7291321005 | Agenda | 933907860 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RALF R. BOER | For | For | ||||||
2 STEPHEN P. CORTINOVIS | For | For | ||||||
3 DAVID J. DRURY | For | For | ||||||
4 DEAN A. FOATE | For | For | ||||||
5 RAINER JUECKSTOCK | For | For | ||||||
6 PETER KELLY | For | For | ||||||
7 PHIL R. MARTENS | For | For | ||||||
8 MICHAEL V. SCHROCK | For | For | ||||||
9 MARY A. WINSTON | For | For | ||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF PLEXUS CORP.‘S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN “COMPENSATION DISCUSSION AND ANALYSIS” AND “EXECUTIVE COMPENSATION” IN THE PROXY STATEMENT. | Management | For | For |
Page 45 of 170 | 18-Aug-2014 |
Investment Company Report
SUPER MICRO COMPUTER INC.
| ||||||
Security | 86800U104 | Meeting Type | Annual | |||
Ticker Symbol | SMCI | Meeting Date | 13-Feb-2014 | |||
ISIN | US86800U1043 | Agenda | 933916530 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHARLES LIANG | For | For | ||||||
2 SHERMAN TUAN | For | For | ||||||
2. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO NAMED EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SUPER MICRO COMPUTER, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For |
Page 46 of 170 | 18-Aug-2014 |
Investment Company Report
MATTHEWS INTERNATIONAL CORPORATION
| ||||||
Security | 577128101 | Meeting Type | Annual | |||
Ticker Symbol | MATW | Meeting Date | 20-Feb-2014 | |||
ISIN | US5771281012 | Agenda | 933917695 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN D. TURNER* | For | For | ||||||
2 GREGORY S. BABE# | For | For | ||||||
2. | TO APPROVE THE ADOPTION OF THE 2014 DIRECTOR FEE PLAN. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | ||||
4. | TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 47 of 170 | 18-Aug-2014 |
Investment Company Report
JOHNSON OUTDOORS INC.
| ||||||
Security | 479167108 | Meeting Type | Annual | |||
Ticker Symbol | JOUT | Meeting Date | 26-Feb-2014 | |||
ISIN | US4791671088 | Agenda | 933915855 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 TERRY E. LONDON | For | For | ||||||
2 JOHN M. FAHEY, JR. | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF MCGLADREY LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING OCTOBER 3, 2014. | Management | For | For | ||||
3. | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO ADOPT AND APPROVE THE JOHNSON OUTDOORS INC. WORLDWIDE KEY EXECUTIVES’ DISCRETIONARY BONUS PLAN. | Management | For | For |
Page 48 of 170 | 18-Aug-2014 |
Investment Company Report
ABM INDUSTRIES INCORPORATED
| ||||||
Security | 000957100 | Meeting Type | Annual | |||
Ticker Symbol | ABM | Meeting Date | 05-Mar-2014 | |||
ISIN | US0009571003 | Agenda | 933921048 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ANTHONY G. FERNANDES | For | For | ||||||
2 MARYELLEN C. HERRINGER | Withheld | Against | ||||||
3 STEPHEN M. KADENACY | For | For | ||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS ABM INDUSTRIES INCORPORATED’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | PROPOSAL TO AMEND THE ABM EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
Page 49 of 170 | 18-Aug-2014 |
Investment Company Report
SANMINA CORPORATION
| ||||||
Security | 801056102 | Meeting Type | Annual | |||
Ticker Symbol | SANM | Meeting Date | 10-Mar-2014 | |||
ISIN | US8010561020 | Agenda | 933918027 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: NEIL R. BONKE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MICHAEL J. CLARKE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EUGENE A. DELANEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MARIO M. ROSATI | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: WAYNE SHORTRIDGE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JURE SOLA | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF SANMINA CORPORATION FOR ITS FISCAL YEAR ENDING SEPTEMBER 27, 2014 | Management | For | For | ||||
3. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2009 INCENTIVE PLAN, INCLUDING THE RESERVATION OF AN ADDITIONAL 1,700,000 SHARES FOR ISSUANCE THEREUNDER | Management | For | For | ||||
4. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For |
Page 50 of 170 | 18-Aug-2014 |
Investment Company Report
LAKELAND FINANCIAL CORPORATION
| ||||||
Security | 511656100 | Meeting Type | Annual | |||
Ticker Symbol | LKFN | Meeting Date | 08-Apr-2014 | |||
ISIN | US5116561003 | Agenda | 933928775 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: BLAKE W. AUGSBURGER | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: RICHARD E. BARTELS, JR. | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: THOMAS A. HIATT | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: MICHAEL L. KUBACKI | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: CHARLES E. NIEMIER | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: STEVEN D. ROSS | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: BRIAN J. SMITH | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: BRADLEY J. TOOTHAKER | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: RONALD D. TRUEX | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: M. SCOTT WELCH | Management | For | For | ||||
2 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPANY’S COMPENSATION OF CERTAIN EXECUTIVE OFFICERS. | Management | For | For | ||||
3 | RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 51 of 170 | 18-Aug-2014 |
Investment Company Report
KAMAN CORPORATION
| ||||||
Security | 483548103 | Meeting Type | Annual | |||
Ticker Symbol | KAMN | Meeting Date | 16-Apr-2014 | |||
ISIN | US4835481031 | Agenda | 933927189 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 BRIAN E. BARENTS | For | For | ||||||
2 GEORGE E. MINNICH | For | For | ||||||
3 THOMAS W. RABAUT | For | For | ||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
Page 52 of 170 | 18-Aug-2014 |
Investment Company Report
FIRSTMERIT CORPORATION
| ||||||
Security | 337915102 | Meeting Type | Annual | |||
Ticker Symbol | FMER | Meeting Date | 16-Apr-2014 | |||
ISIN | US3379151026 | Agenda | 933928939 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 LIZABETH A. ARDISANA | For | For | ||||||
2 STEVEN H. BAER | For | For | ||||||
3 KAREN S. BELDEN | For | For | ||||||
4 R. CARY BLAIR | For | For | ||||||
5 JOHN C. BLICKLE | For | For | ||||||
6 ROBERT W. BRIGGS | For | For | ||||||
7 RICHARD COLELLA | For | For | ||||||
8 ROBERT S. CUBBIN | For | For | ||||||
9 GINA D. FRANCE | For | For | ||||||
10 PAUL G. GREIG | For | For | ||||||
11 TERRY L. HAINES | For | For | ||||||
12 J.M. HOCHSCHWENDER | For | For | ||||||
13 CLIFFORD J. ISROFF | For | For | ||||||
14 PHILIP A. LLOYD II | For | For | ||||||
15 RUSS M. STROBEL | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF FIRSTMERIT’S NAMED EXECUTIVE OFFICERS. | Management | Against | Against |
Page 53 of 170 | 18-Aug-2014 |
Investment Company Report
WESBANCO, INC.
| ||||||
Security | 950810101 | Meeting Type | Annual | |||
Ticker Symbol | WSBC | Meeting Date | 16-Apr-2014 | |||
ISIN | US9508101014 | Agenda | 933938651 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ABIGAIL M. FEINKNOPF | For | For | ||||||
2 PAUL M. LIMBERT | For | For | ||||||
3 JAY T. MCCAMIC | For | For | ||||||
4 F. ERIC NELSON, JR. | For | For | ||||||
5 TODD F. CLOSSIN | For | For | ||||||
2. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
Page 54 of 170 | 18-Aug-2014 |
Investment Company Report
WASHINGTON TRUST BANCORP, INC.
| ||||||
Security | 940610108 | Meeting Type | Annual | |||
Ticker Symbol | WASH | Meeting Date | 22-Apr-2014 | |||
ISIN | US9406101082 | Agenda | 933931429 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN J. BOWEN | For | For | ||||||
2 ROBERT A. DIMUCCIO, CPA | For | For | ||||||
3 H. DOUGLAS RANDALL, III | For | For | ||||||
4 JOHN F. TREANOR | For | For | ||||||
2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 55 of 170 | 18-Aug-2014 |
Investment Company Report
FIRST DEFIANCE FINANCIAL CORP.
| ||||||
Security | 32006W106 | Meeting Type | Annual | |||
Ticker Symbol | FDEF | Meeting Date | 22-Apr-2014 | |||
ISIN | US32006W1062 | Agenda | 933947561 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEAN A. HUBBARD | For | For | ||||||
2 BARBARA A. MITZEL | For | For | ||||||
3 JAMES L. ROHRS | For | For | ||||||
2. | TO CONSIDER AND APPROVE A NON-BINDING ADVISORY VOTE ON FIRST DEFIANCE’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO CONSIDER AND VOTE ON A PROPOSAL TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE YEAR 2014. | Management | For | For |
Page 56 of 170 | 18-Aug-2014 |
Investment Company Report
S.Y. BANCORP, INC.
| ||||||
Security | 785060104 | Meeting Type | Annual | |||
Ticker Symbol | SYBT | Meeting Date | 23-Apr-2014 | |||
ISIN | US7850601045 | Agenda | 933943082 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHARLES R. EDINGER III | For | For | ||||||
2 DAVID P. HEINTZMAN | For | For | ||||||
3 CARL G. HERDE | For | For | ||||||
4 JAMES A. HILLEBRAND | For | For | ||||||
5 RICHARD A. LECHLEITER | For | For | ||||||
6 BRUCE P. MADISON | For | For | ||||||
7 RICHARD NORTHERN | For | For | ||||||
8 STEPHEN M. PRIEBE | For | For | ||||||
9 NICHOLAS X. SIMON | For | For | ||||||
10 NORMAN TASMAN | For | For | ||||||
11 KATHY C. THOMPSON | For | For | ||||||
2. | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR S.Y. BANCORP, INC. FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | THE APPROVAL OF A PROPOSED AMENDMENT TO THE COMPANY’S SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO STOCK YARDS BANCORP, INC. | Management | For | For | ||||
4. | THE ADVISORY APPROVAL OF THE COMPENSATION OF BANCORP’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 57 of 170 | 18-Aug-2014 |
Investment Company Report
ARKANSAS BEST CORPORATION
| ||||||
Security | 040790107 | Meeting Type | Annual | |||
Ticker Symbol | ABFS | Meeting Date | 23-Apr-2014 | |||
ISIN | US0407901075 | Agenda | 933944298 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
I | DIRECTOR | Management | ||||||
1 JOHN W. ALDEN | Withheld | Against | ||||||
2 FRED A. ALLARDYCE | For | For | ||||||
3 WILLIAM M. LEGG | For | For | ||||||
4 JUDY R. MCREYNOLDS | For | For | ||||||
5 JOHN H. MORRIS | For | For | ||||||
6 CRAIG E. PHILIP | For | For | ||||||
7 STEVEN L. SPINNER | For | For | ||||||
8 JANICE E. STIPP | For | For | ||||||
9 ROBERT A. YOUNG III | For | For | ||||||
II | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | Against | Against | ||||
III | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
IV | TO APPROVE THE SECOND AMENDMENT TO THE 2005 OWNERSHIP INCENTIVE PLAN. | Management | For | For | ||||
V | TO APPROVE THE MATERIAL PLAN TERMS OF THE 2005 OWNERSHIP INCENTIVE PLAN, AS AMENDED, FOR PURPOSES OF COMPLYING WITH THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For |
Page 58 of 170 | 18-Aug-2014 |
Investment Company Report
REGIONAL MANAGEMENT CORP.
| ||||||
Security | 75902K106 | Meeting Type | Annual | |||
Ticker Symbol | RM | Meeting Date | 23-Apr-2014 | |||
ISIN | US75902K1060 | Agenda | 933946519 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROEL C. CAMPOS | For | For | ||||||
2 ALVARO G. DE MOLINA | For | For | ||||||
3 THOMAS F. FORTIN | For | For | ||||||
4 RICHARD A. GODLEY | For | For | ||||||
5 CARLOS PALOMARES | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 59 of 170 | 18-Aug-2014 |
Investment Company Report
MATSON, INC.
| ||||||
Security | 57686G105 | Meeting Type | Annual | |||
Ticker Symbol | MATX | Meeting Date | 24-Apr-2014 | |||
ISIN | US57686G1058 | Agenda | 933928220 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 W.B. BAIRD | For | For | ||||||
2 M.J. CHUN | For | For | ||||||
3 M.J. COX | For | For | ||||||
4 W.A. DODS, JR. | For | For | ||||||
5 T.B. FARGO | For | For | ||||||
6 C.H. LAU | For | For | ||||||
7 J.N. WATANABE | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 60 of 170 | 18-Aug-2014 |
Investment Company Report
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
| ||||||
Security | 808541106 | Meeting Type | Annual | |||
Ticker Symbol | SWM | Meeting Date | 24-Apr-2014 | |||
ISIN | US8085411069 | Agenda | 933935011 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CLAIRE L. ARNOLD | For | For | ||||||
2 HEINRICH FISCHER | For | For | ||||||
2. | APPROVE THE COMPANY’S ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 61 of 170 | 18-Aug-2014 |
Investment Company Report
PEOPLES BANCORP INC.
| ||||||
Security | 709789101 | Meeting Type | Annual | |||
Ticker Symbol | PEBO | Meeting Date | 24-Apr-2014 | |||
ISIN | US7097891011 | Agenda | 933952207 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 TARA M. ABRAHAM | For | For | ||||||
2 JAMES S. HUGGINS | Withheld | Against | ||||||
3 DR. BRENDA F. JONES | For | For | ||||||
2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF PEOPLES’ NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | ||||
3. | APPROVAL OF THE PEOPLES BANCORP INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS PEOPLES’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 62 of 170 | 18-Aug-2014 |
Investment Company Report
WSFS FINANCIAL CORPORATION
| ||||||
Security | 929328102 | Meeting Type | Annual | |||
Ticker Symbol | WSFS | Meeting Date | 24-Apr-2014 | |||
ISIN | US9293281021 | Agenda | 933965367 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 FRANCIS B. BRAKE, JR. | For | For | ||||||
2 CHARLES G. CHELEDEN | For | For | ||||||
3 MARK A. TURNER | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | Against | Against |
Page 63 of 170 | 18-Aug-2014 |
Investment Company Report
LYDALL, INC.
| ||||||
Security | 550819106 | Meeting Type | Annual | |||
Ticker Symbol | LDL | Meeting Date | 25-Apr-2014 | |||
ISIN | US5508191062 | Agenda | 933941925 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DALE G. BARNHART | For | For | ||||||
2 KATHLEEN BURDETT | For | For | ||||||
3 W. LESLIE DUFFY | For | For | ||||||
4 MATTHEW T. FARRELL | For | For | ||||||
5 MARC T. GILES | For | For | ||||||
6 WILLIAM D. GURLEY | For | For | ||||||
7 SUZANNE HAMMETT | For | For | ||||||
8 S. CARL SODERSTROM, JR. | For | For | ||||||
2 | HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3 | RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For |
Page 64 of 170 | 18-Aug-2014 |
Investment Company Report
MYERS INDUSTRIES, INC.
| ||||||
Security | 628464109 | Meeting Type | Annual | |||
Ticker Symbol | MYE | Meeting Date | 25-Apr-2014 | |||
ISIN | US6284641098 | Agenda | 933949793 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 VINCENT C. BYRD | For | For | ||||||
2 SARAH R. COFFIN | For | For | ||||||
3 JOHN B. CROWE | For | For | ||||||
4 WILLIAM A. FOLEY | For | For | ||||||
5 ROBERT B. HEISLER, JR | For | For | ||||||
6 RICHARD P. JOHNSTON | For | For | ||||||
7 EDWARD W. KISSEL | For | For | ||||||
8 JOHN C. ORR | For | For | ||||||
9 ROBERT A. STEFANKO | For | For | ||||||
10 DANIEL R. LEE | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
3 | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
Page 65 of 170 | 18-Aug-2014 |
Investment Company Report
THE BANK OF KENTUCKY FINANCIAL CORP.
| ||||||
Security | 062896105 | Meeting Type | Annual | |||
Ticker Symbol | BKYF | Meeting Date | 25-Apr-2014 | |||
ISIN | US0628961056 | Agenda | 933950176 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
I | DIRECTOR | Management | ||||||
1 CHARLES M. BERGER | Withheld | Against | ||||||
2 JOHN S. CAIN | Withheld | Against | ||||||
3 BARRY G. KIENZLE | For | For | ||||||
4 JOHN E. MIRACLE | For | For | ||||||
5 MARY SUE RUDICILL | For | For | ||||||
6 R.M. SELIGMAN-DOERING | For | For | ||||||
7 JAMES C. VOTRUBA | For | For | ||||||
8 HERBERT H. WORKS | For | For | ||||||
9 ROBERT W. ZAPP | For | For | ||||||
II | THE RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BKFC FOR THE YEAR ENDED DECEMBER 31, 2014. | Management | For | For | ||||
III | THE APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF BKFC’S EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
Page 66 of 170 | 18-Aug-2014 |
Investment Company Report
SELECT MEDICAL HOLDINGS CORP.
| ||||||
Security | 81619Q105 | Meeting Type | Annual | |||
Ticker Symbol | SEM | Meeting Date | 29-Apr-2014 | |||
ISIN | US81619Q1058 | Agenda | 933932938 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BRYAN C. CRESSEY | For | For | ||||||
2 ROBERT A. ORTENZIO | For | For | ||||||
3 LEOPOLD SWERGOLD | Withheld | Against | ||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | VOTE TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
Page 67 of 170 | 18-Aug-2014 |
Investment Company Report
EINSTEIN NOAH RESTAURANT GROUP, INC.
| ||||||
Security | 28257U104 | Meeting Type | Annual | |||
Ticker Symbol | BAGL | Meeting Date | 29-Apr-2014 | |||
ISIN | US28257U1043 | Agenda | 933961369 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MICHAEL W. ARTHUR | For | For | ||||||
2 E. NELSON HEUMANN | For | For | ||||||
3 FRANK C. MEYER | For | For | ||||||
4 EDNA K. MORRIS | For | For | ||||||
5 THOMAS J. MUELLER | For | For | ||||||
6 S.G. STONEHOUSE, JR. | For | For | ||||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE 2011 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES FOR ISSUANCE UNDER THE PLAN. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE, BY A NON-BINDING ADVISORY RESOLUTION, THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT AUDITORS FOR EINSTEIN NOAH RESTAURANT GROUP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 30, 2014. | Management | For | For |
Page 68 of 170 | 18-Aug-2014 |
Investment Company Report
COMMUNITY TRUST BANCORP, INC.
| ||||||
Security | 204149108 | Meeting Type | Annual | |||
Ticker Symbol | CTBI | Meeting Date | 29-Apr-2014 | |||
ISIN | US2041491083 | Agenda | 933966054 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHARLES J. BAIRD | Withheld | Against | ||||||
2 NICK CARTER | For | For | ||||||
3 JEAN R. HALE | For | For | ||||||
4 JAMES E. MCGHEE II | For | For | ||||||
5 M. LYNN PARRISH | For | For | ||||||
6 DR. JAMES R. RAMSEY | For | For | ||||||
7 ANTHONY W. ST. CHARLES | For | For | ||||||
2 | PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF BKD, LLP AS COMMUNITY TRUST BANCORP, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3 | PROPOSAL TO APPROVE THE ADVISORY (NONBINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For |
Page 69 of 170 | 18-Aug-2014 |
Investment Company Report
GREENLIGHT CAPITAL RE, LTD.
| ||||||
Security | G4095J109 | Meeting Type | Annual | |||
Ticker Symbol | GLRE | Meeting Date | 30-Apr-2014 | |||
ISIN | KYG4095J1094 | Agenda | 933937724 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A) | ELECTION OF DIRECTOR OF THE COMPANY: ALAN BROOKS | Management | For | For | ||||
1B) | ELECTION OF DIRECTOR OF THE COMPANY: DAVID EINHORN | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR OF THE COMPANY: LEONARD GOLDBERG | Management | Against | Against | ||||
1D) | ELECTION OF DIRECTOR OF THE COMPANY: BARTON HEDGES | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR OF THE COMPANY: IAN ISAACS | Management | Against | Against | ||||
1F) | ELECTION OF DIRECTOR OF THE COMPANY: FRANK LACKNER | Management | For | For | ||||
1G) | ELECTION OF DIRECTOR OF THE COMPANY: BRYAN MURPHY | Management | For | For | ||||
1H) | ELECTION OF DIRECTOR OF THE COMPANY: JOSEPH PLATT | Management | For | For | ||||
2A) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: ALAN BROOKS | Management | For | For | ||||
2B) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: DAVID EINHORN | Management | For | For | ||||
2C) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: LEONARD GOLDBERG | Management | For | For | ||||
2D) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: BARTON HEDGES | Management | For | For | ||||
2E) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: IAN ISAACS | Management | For | For | ||||
2F) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: FRANK LACKNER | Management | For | For | ||||
2G) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: BRYAN MURPHY | Management | For | For | ||||
2H) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE,LTD: JOSEPH PLATT | Management | For | For | ||||
3A) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: LEONARD GOLDBERG | Management | For | For | ||||
3B) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: PHILIP HARKIN | Management | For | For | ||||
3C) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: BARTON HEDGES | Management | For | For | ||||
3D) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: FRANK LACKNER | Management | For | For | ||||
3E) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: CARYL TRAYNOR | Management | For | For | ||||
3F) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND,LTD: BRENDAN TUOHY | Management | For | For |
Page 70 of 170 | 18-Aug-2014 |
Investment Company Report
4) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
5) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO CAYMAN LTD. AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE, LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | ||||
6) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO, REGISTERED AUDITORS IN IRELAND, AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE IRELAND, LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | ||||
7) | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON-PAY” VOTE. | Management | For | For |
Page 71 of 170 | 18-Aug-2014 |
Investment Company Report
MAINSOURCE FINANCIAL GROUP, INC.
| ||||||
Security | 56062Y102 | Meeting Type | Annual | |||
Ticker Symbol | MSFG | Meeting Date | 30-Apr-2014 | |||
ISIN | US56062Y1029 | Agenda | 933941711 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KATHLEEN L. BARDWELL | For | For | ||||||
2 WILLIAM G. BARRON | For | For | ||||||
3 ARCHIE M. BROWN, JR. | For | For | ||||||
4 BRIAN J. CRALL | For | For | ||||||
5 PHILIP A. FRANTZ | For | For | ||||||
6 D.J. HINES | For | For | ||||||
7 THOMAS M. O’BRIEN | For | For | ||||||
8 LAWRENCE R. RUEFF, DVM | For | For | ||||||
9 JOHN G. SEALE | For | For | ||||||
10 CHARLES J. THAYER | For | For | ||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION POLICIES AND PROCEDURES. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 72 of 170 | 18-Aug-2014 |
Investment Company Report
MYR GROUP INC
| ||||||
Security | 55405W104 | Meeting Type | Annual | |||
Ticker Symbol | MYRG | Meeting Date | 01-May-2014 | |||
ISIN | US55405W1045 | Agenda | 933935136 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 HENRY W. FAYNE | For | For | ||||||
2 GARY R. JOHNSON | For | For | ||||||
2 | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3 | APPROVAL OF THE MYR GROUP INC. 2007 LONG-TERM INCENTIVE PLAN (AMENDED AND RESTATED AS OF MAY 1, 2014). | Management | For | For | ||||
4 | APPROVAL OF THE MYR GROUP INC. SENIOR MANAGEMENT INCENTIVE PLAN (AMENDED AND RESTATED AS OF MAY 1, 2014). | Management | For | For | ||||
5 | APPROVAL OF AN AMENDMENT TO THE MYR GROUP INC. RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM SIZE OF THE BOARD. | Management | For | For | ||||
6 | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 73 of 170 | 18-Aug-2014 |
Investment Company Report
NTELOS HOLDINGS CORP.
| ||||||
Security | 67020Q305 | Meeting Type | Annual | |||
Ticker Symbol | NTLS | Meeting Date | 01-May-2014 | |||
ISIN | US67020Q3056 | Agenda | 933960999 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DAVID A. CHORNEY | For | For | ||||||
2 RODNEY D. DIR | Withheld | Against | ||||||
3 STEPHEN C. DUGGAN | Withheld | Against | ||||||
4 DANIEL J. HENEGHAN | Withheld | Against | ||||||
5 MICHAEL HUBER | For | For | ||||||
6 JAMES A. HYDE | For | For | ||||||
7 ELLEN O’CONNOR VOS | For | For | ||||||
2. | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF NTELOS’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP TO SERVE AS NTELOS’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | Against | Against |
Page 74 of 170 | 18-Aug-2014 |
Investment Company Report
THE BRINK’S COMPANY
| ||||||
Security | 109696104 | Meeting Type | Annual | |||
Ticker Symbol | BCO | Meeting Date | 02-May-2014 | |||
ISIN | US1096961040 | Agenda | 933947941 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 SUSAN E. DOCHERTY | For | For | ||||||
2 REGINALD D. HEDGEBETH | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | A SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Shareholder | For | Against |
Page 75 of 170 | 18-Aug-2014 |
Investment Company Report
KOPPERS HOLDINGS INC.
| ||||||
Security | 50060P106 | Meeting Type | Annual | |||
Ticker Symbol | KOP | Meeting Date | 02-May-2014 | |||
ISIN | US50060P1066 | Agenda | 933958792 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CYNTHIA A. BALDWIN | For | For | ||||||
2 ALBERT J. NEUPAVER | For | For | ||||||
3 WALTER W. TURNER | For | For | ||||||
2. | PROPOSAL TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | ||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | ||||
5. | PROPOSAL TO APPROVE OUR AMENDED AND RESTATED 2005 LONG TERM INCENTIVE PLAN | Management | For | For | ||||
6. | PROPOSAL TO AMEND OUR AMENDED AND RESTATED BYLAWS TO IMPLEMENT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | Management | For | For |
Page 76 of 170 | 18-Aug-2014 |
Investment Company Report
CONVERSANT, INC
| ||||||
Security | 21249J105 | Meeting Type | Annual | |||
Ticker Symbol | CNVR | Meeting Date | 06-May-2014 | |||
ISIN | US21249J1051 | Agenda | 933943537 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JAMES R. ZARLEY | For | For | ||||||
2 DAVID S. BUZBY | For | For | ||||||
3 BRIAN SMITH | For | For | ||||||
4 JEFFREY F. RAYPORT | Withheld | Against | ||||||
5 JAMES R. PETERS | Withheld | Against | ||||||
6 JAMES A. CROUTHAMEL | For | For | ||||||
7 JOHN GIULIANI | For | For | ||||||
2 | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For |
Page 77 of 170 | 18-Aug-2014 |
Investment Company Report
JOURNAL COMMUNICATIONS, INC.
| ||||||
Security | 481130102 | Meeting Type | Annual | |||
Ticker Symbol | JRN | Meeting Date | 06-May-2014 | |||
ISIN | US4811301021 | Agenda | 933944274 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 STEVEN J. SMITH | For | For | ||||||
2 MARY ELLEN STANEK | For | For | ||||||
3 OWEN J. SULLIVAN | For | For | ||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014 | Management | For | For |
Page 78 of 170 | 18-Aug-2014 |
Investment Company Report
DARLING INTERNATIONAL INC.
| ||||||
Security | 237266101 | Meeting Type | Annual | |||
Ticker Symbol | DAR | Meeting Date | 06-May-2014 | |||
ISIN | US2372661015 | Agenda | 933948575 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: RANDALL C. STUEWE | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: O. THOMAS ALBRECHT | Management | Against | Against | ||||
1.3 | ELECTION OF DIRECTOR: D. EUGENE EWING | Management | Against | Against | ||||
1.4 | ELECTION OF DIRECTOR: DIRK KLOOSTERBOER | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: CHARLES MACALUSO | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: JOHN D. MARCH | Management | Against | Against | ||||
1.7 | ELECTION OF DIRECTOR: MICHAEL URBUT | Management | For | For | ||||
2. | PROPOSAL TO AMEND THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO CHANGE THE COMPANY’S CORPORATE NAME FROM DARLING INTERNATIONAL INC. TO DARLING INGREDIENTS INC. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against |
Page 79 of 170 | 18-Aug-2014 |
Investment Company Report
NBT BANCORP INC.
| ||||||
Security | 628778102 | Meeting Type | Annual | |||
Ticker Symbol | NBTB | Meeting Date | 06-May-2014 | |||
ISIN | US6287781024 | Agenda | 933963414 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 TIMOTHY E. DELANEY* | Withheld | Against | ||||||
2 JAMES H. DOUGLAS* | For | For | ||||||
3 JOSEPH A. SANTANGELO* | For | For | ||||||
4 LOWELL A. SEIFTER ESQ.* | For | For | ||||||
5 RICHARD CHOJNOWSKI# | For | For | ||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS (“SAY ON PAY”). | Management | Against | Against | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS NBT BANCORP INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 80 of 170 | 18-Aug-2014 |
Investment Company Report
MAIDEN HOLDINGS, LTD.
| ||||||
Security | G5753U112 | Meeting Type | Annual | |||
Ticker Symbol | MHLD | Meeting Date | 06-May-2014 | |||
ISIN | BMG5753U1128 | Agenda | 933973908 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BARRY D. ZYSKIND* | For | For | ||||||
2 SIMCHA G. LYONS* | Withheld | Against | ||||||
3 RAYMOND M. NEFF* | For | For | ||||||
4 YEHUDA L. NEUBERGER* | Withheld | Against | ||||||
5 STEVEN H. NIGRO* | For | For | ||||||
6 PATRICK J. HAVERON# | For | For | ||||||
7 DAVID A. LAMNECK# | For | For | ||||||
8 JOHN MARSHALECK# | For | For | ||||||
9 LAWRENCE F. METZ# | For | For | ||||||
10 ARTURO M. RASCHBAUM# | For | For | ||||||
11 KAREN L. SCHMITT# | For | For | ||||||
12 PATRICK J. HAVERON@ | For | For | ||||||
13 JOHN MARSHALECK@ | For | For | ||||||
14 LAWRENCE F. METZ@ | For | For | ||||||
15 ARTURO M. RASCHBAUM@ | For | For | ||||||
16 MAXWELL REID@ | For | For | ||||||
4. | AN ADVISORY VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF CERTAIN OF OUR EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | THE AUTHORIZATION TO CHANGE THE NAME OF OUR WHOLLY OWNED SUBSIDIARY MAIDEN INSURANCE COMPANY LTD. TO MAIDEN REINSURANCE, LTD. | Management | For | For | ||||
6. | APPOINTMENT OF BDO USA, LLP AS MAIDEN HOLDINGS, LTD.‘S AND BDO LLP AS MAIDEN GLOBAL HOLDINGS, LTD.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR, AND ARTHUR MORRIS AND COMPANY LIMITED AS MAIDEN INSURANCE COMPANY LTD.‘S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For |
Page 81 of 170 | 18-Aug-2014 |
Investment Company Report
STONERIDGE, INC.
| ||||||
Security | 86183P102 | Meeting Type | Annual | |||
Ticker Symbol | SRI | Meeting Date | 06-May-2014 | |||
ISIN | US86183P1021 | Agenda | 933975926 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN C. COREY | For | For | ||||||
2 JEFFREY P. DRAIME | Withheld | Against | ||||||
3 DOUGLAS C. JACOBS | Withheld | Against | ||||||
4 IRA C. KAPLAN | For | For | ||||||
5 KIM KORTH | Withheld | Against | ||||||
6 WILLIAM M. LASKY | Withheld | Against | ||||||
7 GEORGE S. MAYES, JR. | Withheld | Against | ||||||
8 PAUL J. SCHLATHER | For | For | ||||||
2. | RATIFICATION OF ERNST & YOUNG LLP. | Management | For | For | ||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against |
Page 82 of 170 | 18-Aug-2014 |
Investment Company Report
UNIT CORPORATION
| ||||||
Security | 909218109 | Meeting Type | Annual | |||
Ticker Symbol | UNT | Meeting Date | 07-May-2014 | |||
ISIN | US9092181091 | Agenda | 933944072 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 J. MICHAEL ADCOCK | For | For | ||||||
2 STEVEN B. HILDEBRAND | For | For | ||||||
3 LARRY C. PAYNE | For | For | ||||||
4 G. BAILEY PEYTON IV | Withheld | Against | ||||||
2. | APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | Management | For | For | ||||
4. | NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS OF THE COMPANY. | Shareholder | For | Against |
Page 83 of 170 | 18-Aug-2014 |
Investment Company Report
ARROW FINANCIAL CORPORATION
| ||||||
Security | 042744102 | Meeting Type | Annual | |||
Ticker Symbol | AROW | Meeting Date | 07-May-2014 | |||
ISIN | US0427441029 | Agenda | 933948133 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ELIZABETH O’C. LITTLE* | For | For | ||||||
2 JOHN J. MURPHY* | For | For | ||||||
3 THOMAS J. MURPHY* | For | For | ||||||
4 RICHARD J. REISMAN* | For | For | ||||||
5 TENEE R. CASACCIO# | For | For | ||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 84 of 170 | 18-Aug-2014 |
Investment Company Report
NATURE’S SUNSHINE PRODUCTS, INC.
| ||||||
Security | 639027101 | Meeting Type | Annual | |||
Ticker Symbol | NATR | Meeting Date | 07-May-2014 | |||
ISIN | US6390271012 | Agenda | 933950215 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 WILLEM MESDAG | For | For | ||||||
2 JEFFREY D. WATKINS | For | For | ||||||
3 MARY BETH SPRINGER | For | For | ||||||
4 ROBERT B. MERCER | For | For | ||||||
5 GREGORY L. PROBERT | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 85 of 170 | 18-Aug-2014 |
Investment Company Report
FINANCIAL INSTITUTIONS, INC.
| ||||||
Security | 317585404 | Meeting Type | Annual | |||
Ticker Symbol | FISI | Meeting Date | 07-May-2014 | |||
ISIN | US3175854047 | Agenda | 933957017 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN E. BENJAMIN | For | For | ||||||
2 MARTIN K. BIRMINGHAM | For | For | ||||||
3 ANDREW W. DORN, JR. | For | For | ||||||
4 SUSAN R. HOLLIDAY | For | For | ||||||
5 ROBERT M. GLASER | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 86 of 170 | 18-Aug-2014 |
Investment Company Report
GREAT SOUTHERN BANCORP, INC.
| ||||||
Security | 390905107 | Meeting Type | Annual | |||
Ticker Symbol | GSBC | Meeting Date | 07-May-2014 | |||
ISIN | US3909051076 | Agenda | 933969745 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 WILLIAM E. BARCLAY | Withheld | Against | ||||||
2 LARRY D. FRAZIER | For | For | ||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF BKD, LLP AS BANCORP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 87 of 170 | 18-Aug-2014 |
Investment Company Report
DUCOMMUN INCORPORATED
| ||||||
Security | 264147109 | Meeting Type | Annual | |||
Ticker Symbol | DCO | Meeting Date | 07-May-2014 | |||
ISIN | US2641471097 | Agenda | 933972855 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD A. BALDRIDGE | For | For | ||||||
2 JOSEPH C. BERENATO | For | For | ||||||
3 ROBERT D. PAULSON | For | For | ||||||
2. | ADVISORY RESOLUTION ON NAMED EXECUTIVE COMPENSATION | Management | For | For | ||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT ACCOUNTANTS | Management | For | For |
Page 88 of 170 | 18-Aug-2014 |
Investment Company Report
UNITED INSURANCE HOLDINGS CORP.
| ||||||
Security | 910710102 | Meeting Type | Annual | |||
Ticker Symbol | UIHC | Meeting Date | 07-May-2014 | |||
ISIN | US9107101027 | Agenda | 933981347 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ALEC L. POITEVINT, II | Withheld | Against | ||||||
2 KERN M. DAVIS, M.D. | Withheld | Against | ||||||
3 WILLIAM H. HOOD, III | Withheld | Against | ||||||
4 SHERRILL W. HUDSON | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 89 of 170 | 18-Aug-2014 |
Investment Company Report
HANGER, INC.
| ||||||
Security | 41043F208 | Meeting Type | Annual | |||
Ticker Symbol | HGR | Meeting Date | 07-May-2014 | |||
ISIN | US41043F2083 | Agenda | 933987642 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 VINIT K. ASAR | For | For | ||||||
2 CHRISTOPHER B. BEGLEY | For | For | ||||||
3 THOMAS P. COOPER, M.D. | For | For | ||||||
4 CYNTHIA L. FELDMANN | For | For | ||||||
5 ERIC A. GREEN | Withheld | Against | ||||||
6 STEPHEN E. HARE | Withheld | Against | ||||||
7 RICHARD R. PETTINGILL | For | For | ||||||
8 PATRICIA B. SHRADER | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For |
Page 90 of 170 | 18-Aug-2014 |
Investment Company Report
HORIZON BANCORP
| ||||||
Security | 440407104 | Meeting Type | Annual | |||
Ticker Symbol | HBNC | Meeting Date | 08-May-2014 | |||
ISIN | US4404071049 | Agenda | 933938156 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CRAIG M. DWIGHT | For | For | ||||||
2 JAMES B. DWORKIN | For | For | ||||||
3 DANIEL F. HOPP | For | For | ||||||
4 STEVEN W. REED | For | For | ||||||
2. | APPROVAL OF THE 2013 OMNIBUS EQUITY INCENTIVE PLAN | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | RATIFICATION OF APPOINTMENT OF BKD, LLP | Management | For | For |
Page 91 of 170 | 18-Aug-2014 |
Investment Company Report
AVISTA CORP.
| ||||||
Security | 05379B107 | Meeting Type | Annual | |||
Ticker Symbol | AVA | Meeting Date | 08-May-2014 | |||
ISIN | US05379B1070 | Agenda | 933947612 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: ERIK J. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: KRISTIANNE BLAKE | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DONALD C. BURKE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN F. KELLY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: REBECCA A. KLEIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SCOTT L. MORRIS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HEIDI B. STANLEY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R. JOHN TAYLOR | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE COMPANY’S LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
4. | AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER APPROVAL REQUIREMENTS. | Management | For | For | ||||
5. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
Page 92 of 170 | 18-Aug-2014 |
Investment Company Report
OLD NATIONAL BANCORP
| ||||||
Security | 680033107 | Meeting Type | Annual | |||
Ticker Symbol | ONB | Meeting Date | 08-May-2014 | |||
ISIN | US6800331075 | Agenda | 933951887 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 ALAN W BRAUN | For | For | ||||||
2 LARRY E DUNIGAN | For | For | ||||||
3 NIEL C ELLERBROOK | For | For | ||||||
4 ANDREW E GOEBEL | For | For | ||||||
5 ROBERT G JONES | For | For | ||||||
6 PHELPS L LAMBERT | For | For | ||||||
7 ARTHUR H MCELWEE JR | For | For | ||||||
8 JAMES T MORRIS | For | For | ||||||
9 RANDALL T SHEPARD | For | For | ||||||
10 REBECCA S SKILLMAN | For | For | ||||||
11 KELLY N STANLEY | For | For | ||||||
12 LINDA E WHITE | For | For | ||||||
2 | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 93 of 170 | 18-Aug-2014 |
Investment Company Report
BERKSHIRE HILLS BANCORP, INC.
| ||||||
Security | 084680107 | Meeting Type | Annual | |||
Ticker Symbol | BHLB | Meeting Date | 08-May-2014 | |||
ISIN | US0846801076 | Agenda | 933960848 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MICHAEL P. DALY | For | For | ||||||
2 SUSAN M. HILL | For | For | ||||||
3 CORNELIUS D. MAHONEY | For | For | ||||||
4 JOHN W. ALTMEYER | For | For | ||||||
2 | TO CONSIDER A NON-BINDING PROPOSAL TO GIVE ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For |
Page 94 of 170 | 18-Aug-2014 |
Investment Company Report
MANTECH INTERNATIONAL CORP.
| ||||||
Security | 564563104 | Meeting Type | Annual | |||
Ticker Symbol | MANT | Meeting Date | 08-May-2014 | |||
ISIN | US5645631046 | Agenda | 933961321 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 GEORGE J. PEDERSEN | For | For | ||||||
2 RICHARD L. ARMITAGE | Withheld | Against | ||||||
3 MARY K. BUSH | For | For | ||||||
4 BARRY G. CAMPBELL | For | For | ||||||
5 WALTER R. FATZINGER, JR | For | For | ||||||
6 RICHARD J. KERR | For | For | ||||||
7 KENNETH A. MINIHAN | For | For | ||||||
8 STEPHEN W. PORTER | For | For | ||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | Against | Against | ||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
Page 95 of 170 | 18-Aug-2014 |
Investment Company Report
CRAWFORD & COMPANY
| ||||||
Security | 224633107 | Meeting Type | Annual | |||
Ticker Symbol | CRDB | Meeting Date | 08-May-2014 | |||
ISIN | US2246331076 | Agenda | 933963161 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 H.V. AGADI | For | For | ||||||
2 P.G. BENSON | For | For | ||||||
3 J.T. BOWMAN | For | For | ||||||
4 J.C. CRAWFORD | For | For | ||||||
5 R.A.S. DAY | For | For | ||||||
6 J.D. EDWARDS | For | For | ||||||
7 R.L. HONORE | For | For | ||||||
8 J.M. JOHNSON | For | For | ||||||
9 C.H. OGBURN | For | For | ||||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE CRAWFORD & COMPANY EXECUTIVE STOCK BONUS PLAN TO INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AVAILABLE UNDER THE PLAN BY 4,000,000. | Management | Against | Against | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE 2014 FISCAL YEAR. | Management | For | For |
Page 96 of 170 | 18-Aug-2014 |
Investment Company Report
MONARCH FINANCIAL HOLDINGS, INC.
| ||||||
Security | 60907Q100 | Meeting Type | Annual | |||
Ticker Symbol | MNRK | Meeting Date | 08-May-2014 | |||
ISIN | US60907Q1004 | Agenda | 933963349 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOE P. COVINGTON, JR. | For | For | ||||||
2 E. NEAL CRAWFORD, JR. | For | For | ||||||
3 DWIGHT C. SCHAUBACH | For | For | ||||||
2. | TO APPROVE, IN AN ADVISORY, NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||
4. | TO RATIFY THE APPOINTMENT OF YOUNT, HYDE AND BARBOUR, PC, AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 97 of 170 | 18-Aug-2014 |
Investment Company Report
SYMETRA FINANCIAL CORPORATION
| ||||||
Security | 87151Q106 | Meeting Type | Annual | |||
Ticker Symbol | SYA | Meeting Date | 09-May-2014 | |||
ISIN | US87151Q1067 | Agenda | 933942737 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: PETER S. BURGESS | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ROBERT R. LUSARDI | Management | For | For | ||||
2A. | APPROVAL OF THE SYMETRA FINANCIAL CORPORATION ANNUAL INCENTIVE BONUS PLAN. | Management | For | For | ||||
2B. | APPROVAL OF THE SYMETRA FINANCIAL CORPORATION EQUITY PLAN, INCLUDING AN AMENDMENT TO EXTEND THE TERM OF THAT PLAN UNTIL JUNE 30, 2019. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 98 of 170 | 18-Aug-2014 |
Investment Company Report
TESCO CORPORATION
| ||||||
Security | 88157K101 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | TESO | Meeting Date | 09-May-2014 | |||
ISIN | CA88157K1012 | Agenda | 933979493 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
01 | DIRECTOR | Management | ||||||
1 JOHN P. DIELWART | For | For | ||||||
2 FRED J. DYMENT | For | For | ||||||
3 GARY L. KOTT | For | For | ||||||
4 R. VANCE MILLIGAN, Q.C. | For | For | ||||||
5 JULIO M. QUINTANA | For | For | ||||||
6 JOHN T. REYNOLDS | For | For | ||||||
7 ELIJIO V. SERRANO | For | For | ||||||
8 MICHAEL W. SUTHERLIN | For | For | ||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND AUTHORIZATION OF THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION. | Management | For | For | ||||
03 | NON-BINDING ADVISORY VOTE TO APPROVE THE 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4A | CONFIRMATION OF THE BOARD’S AMENDMENTS OF AMENDED AND RESTATED BY-LAWS: TO PERMIT “NOTICE AND ACCESS” DELIVERY OF PROXY MATERIALS IN THE FUTURE; | Management | For | For | ||||
4B | TO REQUIRE “ADVANCE NOTICE” FOR SHAREHOLDER NOMINATION OF CANDIDATES FOR ELECTION AS DIRECTORS AND SHAREHOLDERS TO PROPOSE OTHER BUSINESS IN CONNECTION WITH MEETINGS OF SHAREHOLDERS; | Management | Against | Against | ||||
4C | TO MAKE OTHER UPDATES AND CHANGES AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
Page 99 of 170 | 18-Aug-2014 |
Investment Company Report
FIRST MERCHANTS CORPORATION
| ||||||
Security | 320817109 | Meeting Type | Annual | |||
Ticker Symbol | FRME | Meeting Date | 12-May-2014 | |||
ISIN | US3208171096 | Agenda | 933953879 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RODERICK ENGLISH | For | For | ||||||
2 GARY J. LEHMAN | For | For | ||||||
3 JEAN L. WOJTOWICZ | For | For | ||||||
4 F. HOWARD HALDERMAN | For | For | ||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF FIRST MERCHANTS CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF THE FIRM BKD, LLP AS THE INDEPENDENT AUDITOR FOR 2014. | Management | For | For |
Page 100 of 170 | 18-Aug-2014 |
Investment Company Report
TOMPKINS FINANCIAL CORPORATION
| ||||||
Security | 890110109 | Meeting Type | Annual | |||
Ticker Symbol | TMP | Meeting Date | 12-May-2014 | |||
ISIN | US8901101092 | Agenda | 933962967 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN E. ALEXANDER | For | For | ||||||
2 PAUL J. BATTAGLIA | For | For | ||||||
3 DANIEL J. FESSENDEN | For | For | ||||||
4 JAMES W. FULMER | For | For | ||||||
5 JAMES R. HARDIE | For | For | ||||||
6 CARL E. HAYNES | For | For | ||||||
7 SUSAN A. HENRY | For | For | ||||||
8 PATRICIA A. JOHNSON | For | For | ||||||
9 FRANK C. MILEWSKI | For | For | ||||||
10 SANDRA A. PARKER | Withheld | Against | ||||||
11 THOMAS R. ROCHON | For | For | ||||||
12 STEPHEN S. ROMAINE | For | For | ||||||
13 MICHAEL H. SPAIN | For | For | ||||||
14 WILLIAM D. SPAIN, JR. | Withheld | Against | ||||||
15 ALFRED J. WEBER | For | For | ||||||
16 CRAIG YUNKER | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, KPMG LLP, AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | For | For |
Page 101 of 170 | 18-Aug-2014 |
Investment Company Report
PROTECTIVE LIFE CORPORATION
| ||||||
Security | 743674103 | Meeting Type | Annual | |||
Ticker Symbol | PL | Meeting Date | 12-May-2014 | |||
ISIN | US7436741034 | Agenda | 933976219 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: ROBERT O. BURTON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: THOMAS L. HAMBY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN D. JOHNS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: VANESSA LEONARD | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CHARLES D. MCCRARY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOHN J. MCMAHON, JR. | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: HANS H. MILLER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MALCOLM PORTERA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: C. DOWD RITTER | Management | Against | Against | ||||
1K. | ELECTION OF DIRECTOR: JESSE J. SPIKES | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM A. TERRY | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: W. MICHAEL WARREN, JR. | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: VANESSA WILSON | Management | For | For | ||||
2. | ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN ITS PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANT. | Management | For | For |
Page 102 of 170 | 18-Aug-2014 |
Investment Company Report
ORCHIDS PAPER PRODUCTS COMPANY
| ||||||
Security | 68572N104 | Meeting Type | Annual | |||
Ticker Symbol | TIS | Meeting Date | 13-May-2014 | |||
ISIN | US68572N1046 | Agenda | 933979188 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 STEVEN R. BERLIN | For | For | ||||||
2 JOHN C. GUTTILLA | For | For | ||||||
3 DOUGLAS E. HAILEY | For | For | ||||||
4 MARK H. RAVICH | For | For | ||||||
5 ELAINE MACDONALD | For | For | ||||||
6 JEFFREY S. SCHOEN | For | For | ||||||
2. | APPROVAL OF EXECUTIVE COMPENSATION: TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: TO RATIFY HOGANTAYLOR LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 103 of 170 | 18-Aug-2014 |
Investment Company Report
MERITAGE HOMES CORPORATION
| ||||||
Security | 59001A102 | Meeting Type | Annual | |||
Ticker Symbol | MTH | Meeting Date | 14-May-2014 | |||
ISIN | US59001A1025 | Agenda | 933949440 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 STEVEN J. HILTON | For | For | ||||||
2 RAYMOND OPPEL | For | For | ||||||
3 RICHARD T. BURKE, SR. | For | For | ||||||
4 DANA C. BRADFORD | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | APPROVE THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Management | Against | Against | ||||
5. | APPROVE AN AMENDMENT TO AND EXTENSION OF THE EXECUTIVE MANAGEMENT INCENTIVE PLAN. | Management | For | For |
Page 104 of 170 | 18-Aug-2014 |
Investment Company Report
TRUEBLUE, INC
| ||||||
Security | 89785X101 | Meeting Type | Annual | |||
Ticker Symbol | TBI | Meeting Date | 14-May-2014 | |||
ISIN | US89785X1019 | Agenda | 933955861 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: STEVEN C. COOPER | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: THOMAS E. MCCHESNEY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GATES MCKIBBIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEFFREY B. SAKAGUCHI | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOSEPH P. SAMBATARO, JR | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BONNIE W. SOODIK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: WILLIAM W. STEELE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CRAIG E. TALL | Management | For | For | ||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 26, 2014. | Management | For | For |
Page 105 of 170 | 18-Aug-2014 |
Investment Company Report
INSIGHT ENTERPRISES, INC.
| ||||||
Security | 45765U103 | Meeting Type | Annual | |||
Ticker Symbol | NSIT | Meeting Date | 14-May-2014 | |||
ISIN | US45765U1034 | Agenda | 933970712 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF CLASS II DIRECTOR: LARRY A. GUNNING | Management | For | For | ||||
1.2 | ELECTION OF CLASS II DIRECTOR: ROBERTSON C. JONES | Management | For | For | ||||
1.3 | ELECTION OF CLASS II DIRECTOR: KENNETH T. LAMNECK | Management | For | For | ||||
2. | ADVISORY VOTE (NON-BINDING) TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||
4. | TO APPROVE THE STOCKHOLDER PROPOSAL ON DECLASSIFYING THE BOARD OF DIRECTORS | Shareholder | For |
Page 106 of 170 | 18-Aug-2014 |
Investment Company Report
WALTER INVESTMENT MGMT. CORP
| ||||||
Security | 93317W102 | Meeting Type | Annual | |||
Ticker Symbol | WAC | Meeting Date | 14-May-2014 | |||
ISIN | US93317W1027 | Agenda | 933976497 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 WILLIAM J. MEURER | For | For | ||||||
2 JAMES L. PAPPAS | For | For | ||||||
3 MICHAEL TOKARZ | For | For | ||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
3 | APPROVAL AND RATIFICATION OF REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANYS REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For |
Page 107 of 170 | 18-Aug-2014 |
Investment Company Report
MERCHANTS BANCSHARES, INC.
| ||||||
Security | 588448100 | Meeting Type | Annual | |||
Ticker Symbol | MBVT | Meeting Date | 15-May-2014 | |||
ISIN | US5884481004 | Agenda | 933956293 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MICHAEL G. FURLONG | For | For | ||||||
2 LORILEE A. LAWTON | For | For | ||||||
3 MICHAEL R. TUTTLE | For | For | ||||||
2. | TO CONSIDER A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF MERCHANTS’ NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO RATIFY CROWE HORWATH LLP AS MERCHANTS’ REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 108 of 170 | 18-Aug-2014 |
Investment Company Report
GERMAN AMERICAN BANCORP, INC.
| ||||||
Security | 373865104 | Meeting Type | Annual | |||
Ticker Symbol | GABC | Meeting Date | 15-May-2014 | |||
ISIN | US3738651047 | Agenda | 933963084 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHRISTINA M. ERNST | For | For | ||||||
2 M. DARREN ROOT | For | For | ||||||
3 MARK A. SCHROEDER | For | For | ||||||
2. | CONSIDER APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | CONSIDER APPROVAL ON AN ADVISORY BASIS OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 109 of 170 | 18-Aug-2014 |
Investment Company Report
NAVIGANT CONSULTING, INC.
| ||||||
Security | 63935N107 | Meeting Type | Annual | |||
Ticker Symbol | NCI | Meeting Date | 15-May-2014 | |||
ISIN | US63935N1072 | Agenda | 933973073 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JULIE M. HOWARD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: STEPHAN A. JAMES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GOV. JAMES R. THOMPSON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHAEL L. TIPSORD | Management | For | For | ||||
2. | PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM SIZE OF THE COMPANY’S BOARD OF DIRECTORS. | Management | For | For | ||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 110 of 170 | 18-Aug-2014 |
Investment Company Report
STANDARD MOTOR PRODUCTS, INC.
| ||||||
Security | 853666105 | Meeting Type | Annual | |||
Ticker Symbol | SMP | Meeting Date | 15-May-2014 | |||
ISIN | US8536661056 | Agenda | 933980232 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 PAMELA FORBES LIEBERMAN | For | For | ||||||
2 JOSEPH W. MCDONNELL | For | For | ||||||
3 ALISA C. NORRIS | For | For | ||||||
4 ARTHUR S. SILLS | For | For | ||||||
5 LAWRENCE I. SILLS | For | For | ||||||
6 PETER J. SILLS | For | For | ||||||
7 FREDERICK D. STURDIVANT | For | For | ||||||
8 WILLIAM H. TURNER | For | For | ||||||
9 RICHARD S. WARD | For | For | ||||||
10 ROGER M. WIDMANN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 111 of 170 | 18-Aug-2014 |
Investment Company Report
GLOBAL CASH ACCESS HOLDINGS, INC.
| ||||||
Security | 378967103 | Meeting Type | Annual | |||
Ticker Symbol | GCA | Meeting Date | 15-May-2014 | |||
ISIN | US3789671035 | Agenda | 933986044 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RAM CHARY | For | For | ||||||
2 FRED C. ENLOW | For | For | ||||||
2 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||
3 | TO APPROVE THE 2014 EQUITY INCENTIVE PLAN OF GLOBAL CASH ACCESS HOLDINGS, INC. | Management | For | For | ||||
4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 112 of 170 | 18-Aug-2014 |
Investment Company Report
MONTPELIER RE HOLDINGS LTD
| ||||||
Security | G62185106 | Meeting Type | Annual | |||
Ticker Symbol | MRH | Meeting Date | 16-May-2014 | |||
ISIN | BMG621851069 | Agenda | 933961698 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF CLASS B DIRECTOR FOR TERM EXPIRING IN 2016: HENRY R. KEIZER | Management | For | For | ||||
1.2 | ELECTION OF CLASS C DIRECTOR FOR TERM EXPIRING IN 2017: MICHAEL R. EISENSON | Management | For | For | ||||
1.3 | ELECTION OF CLASS C DIRECTOR FOR TERM EXPIRING IN 2017: CHRISTOPHER L. HARRIS | Management | For | For | ||||
1.4 | ELECTION OF CLASS C DIRECTOR FOR TERM EXPIRING IN 2017: NICHOLAS C. MARSH | Management | For | For | ||||
1.5 | ELECTION OF CLASS C DIRECTOR FOR TERM EXPIRING IN 2017: IAN M. WINCHESTER | Management | For | For | ||||
2.1 | ELECTION OF DIRECTOR OF MONTPELIER REINSURANCE LTD: CHRISTOPHER L. HARRIS | Management | For | For | ||||
2.2 | ELECTION OF DIRECTOR OF MONTPELIER REINSURANCE LTD: JONATHAN B. KIM | Management | For | For | ||||
2.3 | ELECTION OF DIRECTOR OF MONTPELIER REINSURANCE LTD: CHRISTOPHER T. SCHAPER | Management | For | For | ||||
3. | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS OF THE COMPANY, WHICH WOULD GO INTO EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING. | Management | For | For | ||||
4. | TO APPOINT PRICEWATERHOUSECOOPERS LTD., AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2014 AND TO AUTHORIZE THE COMPANY’S BOARD, ACTING BY THE COMPANY’S AUDIT COMMITTEE, TO SET THEIR REMUNERATION. | Management | For | For | ||||
5. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
Page 113 of 170 | 18-Aug-2014 |
Investment Company Report
FIRST BUSINESS FINL SVCS INC.
| ||||||
Security | 319390100 | Meeting Type | Annual | |||
Ticker Symbol | FBIZ | Meeting Date | 19-May-2014 | |||
ISIN | US3193901002 | Agenda | 933963438 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEROME J. SMITH | For | For | ||||||
2 GERALD L. KILCOYNE | For | For | ||||||
3 BARBARA H. STEPHENS | For | For | ||||||
2. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 114 of 170 | 18-Aug-2014 |
Investment Company Report
S&T BANCORP, INC.
| ||||||
Security | 783859101 | Meeting Type | Annual | |||
Ticker Symbol | STBA | Meeting Date | 19-May-2014 | |||
ISIN | US7838591011 | Agenda | 933972920 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 TODD D. BRICE | For | For | ||||||
2 JOHN J. DELANEY | Withheld | Against | ||||||
3 MICHAEL J. DONNELLY | Withheld | Against | ||||||
4 WILLIAM J. GATTI | For | For | ||||||
5 JEFFREY D. GRUBE | For | For | ||||||
6 FRANK W. JONES | For | For | ||||||
7 JOSEPH A. KIRK | For | For | ||||||
8 DAVID L. KRIEGER | For | For | ||||||
9 JAMES C. MILLER | For | For | ||||||
10 FRED J. MORELLI, JR. | For | For | ||||||
11 FRANK J. PALERMO, JR. | For | For | ||||||
12 CHRISTINE J. TORETTI | Withheld | Against | ||||||
13 CHARLES G. URTIN | For | For | ||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | ||||
3. | TO APPROVE THE NON-BINDING PROPOSAL ON THE COMPENSATION OF S&T’S EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | TO APPROVE THE ADOPTION OF THE S&T BANCORP, INC. 2014 INCENTIVE PLAN. | Management | For | For |
Page 115 of 170 | 18-Aug-2014 |
Investment Company Report
KADANT INC.
| ||||||
Security | 48282T104 | Meeting Type | Annual | |||
Ticker Symbol | KAI | Meeting Date | 20-May-2014 | |||
ISIN | US48282T1043 | Agenda | 933973150 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN M. ALBERTINE | For | For | ||||||
2 THOMAS C. LEONARD | For | For | ||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO APPROVE AMENDMENTS TO OUR COMPANY’S 2006 EQUITY INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE FOR ISSUANCE AND TO EXTEND THE PLAN’S TERM BY 10 YEARS. | Management | Against | Against | ||||
4. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 116 of 170 | 18-Aug-2014 |
Investment Company Report
NATIONAL PRESTO INDUSTRIES, INC.
| ||||||
Security | 637215104 | Meeting Type | Annual | |||
Ticker Symbol | NPK | Meeting Date | 20-May-2014 | |||
ISIN | US6372151042 | Agenda | 933980941 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RANDY F. LIEBLE | Withheld | Against | ||||||
2 JOSEPH G. STIENESSEN | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS NATIONAL PRESTO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF NATIONAL PRESTO’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 117 of 170 | 18-Aug-2014 |
Investment Company Report
SYKES ENTERPRISES, INCORPORATED
| ||||||
Security | 871237103 | Meeting Type | Annual | |||
Ticker Symbol | SYKE | Meeting Date | 20-May-2014 | |||
ISIN | US8712371033 | Agenda | 933987399 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF CLASS I DIRECTOR: JAMES S. MACLEOD | Management | For | For | ||||
1.2 | ELECTION OF CLASS I DIRECTOR: WILLIAM D. MUIR, JR. | Management | For | For | ||||
1.3 | ELECTION OF CLASS I DIRECTOR: LORRAINE LEIGH LUTTON | Management | For | For | ||||
1.4 | ELECTION OF CLASS III DIRECTOR: JAMES K. MURRAY, JR. | Management | For | For | ||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For |
Page 118 of 170 | 18-Aug-2014 |
Investment Company Report
THE CATO CORPORATION
| ||||||
Security | 149205106 | Meeting Type | Annual | |||
Ticker Symbol | CATO | Meeting Date | 20-May-2014 | |||
ISIN | US1492051065 | Agenda | 933997415 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 THOMAS B. HENSON | For | For | ||||||
2 BRYAN F. KENNEDY, III | For | For | ||||||
2. | PROPOSAL TO APPROVE A NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For |
Page 119 of 170 | 18-Aug-2014 |
Investment Company Report
AMSURG CORP.
| ||||||
Security | 03232P405 | Meeting Type | Annual | |||
Ticker Symbol | AMSG | Meeting Date | 20-May-2014 | |||
ISIN | US03232P4054 | Agenda | 933997542 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 HENRY D. HERR | For | For | ||||||
2 CHRISTOPHER A. HOLDEN | For | For | ||||||
3 JOEY A. JACOBS | For | For | ||||||
4 KEVIN P. LAVENDER | For | For | ||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF THE AMSURG CORP. 2014 EQUITY AND INCENTIVE PLAN. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
5. | VOTE ON SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shareholder | Against | For |
Page 120 of 170 | 18-Aug-2014 |
Investment Company Report
PRIMERICA, INC.
| ||||||
Security | 74164M108 | Meeting Type | Annual | |||
Ticker Symbol | PRI | Meeting Date | 21-May-2014 | |||
ISIN | US74164M1080 | Agenda | 933962804 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN A. ADDISON, JR. | For | For | ||||||
2 JOEL M. BABBIT | For | For | ||||||
3 P. GEORGE BENSON | For | For | ||||||
4 GARY L. CRITTENDEN | For | For | ||||||
5 CYNTHIA N. DAY | For | For | ||||||
6 MARK MASON | For | For | ||||||
7 ROBERT F. MCCULLOUGH | For | For | ||||||
8 BEATRIZ R. PEREZ | For | For | ||||||
9 D. RICHARD WILLIAMS | For | For | ||||||
10 BARBARA A. YASTINE | For | For | ||||||
2. | TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For |
Page 121 of 170 | 18-Aug-2014 |
Investment Company Report
HORACE MANN EDUCATORS CORPORATION
| ||||||
Security | 440327104 | Meeting Type | Annual | |||
Ticker Symbol | HMN | Meeting Date | 21-May-2014 | |||
ISIN | US4403271046 | Agenda | 933963262 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: MARY H. FUTRELL | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: RONALD J. HELOW | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: ROGER J. STEINBECKER | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: ROBERT STRICKER | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: STEVEN O. SWYERS | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: MARITA ZURAITIS | Management | For | For | ||||
2 | APPROVAL OF THE ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICERS’ COMPENSATION. | Management | For | For | ||||
3 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY’S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 122 of 170 | 18-Aug-2014 |
Investment Company Report
DATALINK CORPORATION
| ||||||
Security | 237934104 | Meeting Type | Annual | |||
Ticker Symbol | DTLK | Meeting Date | 21-May-2014 | |||
ISIN | US2379341041 | Agenda | 933967234 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BRENT G. BLACKEY | For | For | ||||||
2 PAUL F. LIDSKY | For | For | ||||||
3 MARGARET A. LOFTUS | For | For | ||||||
4 GREG R. MELAND | For | For | ||||||
5 J. PATRICK O’HALLORAN | For | For | ||||||
6 JAMES E. OUSLEY | For | For | ||||||
7 ROBERT M. PRICE | For | For | ||||||
2 | A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 123 of 170 | 18-Aug-2014 |
Investment Company Report
UNITED STATIONERS INC.
| ||||||
Security | 913004107 | Meeting Type | Annual | |||
Ticker Symbol | USTR | Meeting Date | 21-May-2014 | |||
ISIN | US9130041075 | Agenda | 933967804 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEAN S. BLACKWELL | For | For | ||||||
2 P. CODY PHIPPS | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 124 of 170 | 18-Aug-2014 |
Investment Company Report
FIRST INTERSTATE BANCSYSTEM,INC
| ||||||
Security | 32055Y201 | Meeting Type | Annual | |||
Ticker Symbol | FIBK | Meeting Date | 21-May-2014 | |||
ISIN | US32055Y2019 | Agenda | 933970003 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: STEVEN J. CORNING | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: DANA FILIP-CRANDALL | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: CHARLES E. HART | Management | For | For | ||||
1.4 | ELECTION OF DIRECTOR: CHARLES M. HEYNEMAN | Management | For | For | ||||
1.5 | ELECTION OF DIRECTOR: THOMAS W. SCOTT | Management | For | For | ||||
1.6 | ELECTION OF DIRECTOR: MICHAEL J. SULLIVAN | Management | For | For | ||||
2. | THE RATIFICATION OF MCGLADREY LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 125 of 170 | 18-Aug-2014 |
Investment Company Report
MONARCH CASINO & RESORT, INC.
| ||||||
Security | 609027107 | Meeting Type | Annual | |||
Ticker Symbol | MCRI | Meeting Date | 21-May-2014 | |||
ISIN | US6090271072 | Agenda | 933970091 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOHN FARAHI | For | For | ||||||
2 CRAIG F. SULLIVAN | Withheld | Against | ||||||
3 PAUL ANDREWS | For | For | ||||||
2. | TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | Against | Against |
Page 126 of 170 | 18-Aug-2014 |
Investment Company Report
ENTERPRISE FINANCIAL SERVICES CORP
| ||||||
Security | 293712105 | Meeting Type | Annual | |||
Ticker Symbol | EFSC | Meeting Date | 21-May-2014 | |||
ISIN | US2937121059 | Agenda | 933975306 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 PETER F. BENOIST | For | For | ||||||
2 JAMES J. MURPHY, JR. | For | For | ||||||
3 MICHAEL A. DECOLA | For | For | ||||||
4 WILLIAM H. DOWNEY | For | For | ||||||
5 JOHN S. EULICH | For | For | ||||||
6 ROBERT E. GUEST, JR. | For | For | ||||||
7 JAMES M. HAVEL | For | For | ||||||
8 JUDITH S. HEETER | For | For | ||||||
9 BIRCH M. MULLINS | For | For | ||||||
10 BRENDA D. NEWBERRY | For | For | ||||||
11 SANDRA A. VAN TREASE | For | For | ||||||
2. | PROPOSAL A, RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | PROPOSAL B, AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | PROPOSAL C, AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
5. | PROPOSAL D, APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION, AS AMENDED, TO ELIMINATE CUMULATIVE VOTING. | Management | For | For |
Page 127 of 170 | 18-Aug-2014 |
Investment Company Report
MAGELLAN HEALTH SERVICES, INC.
| ||||||
Security | 559079207 | Meeting Type | Annual | |||
Ticker Symbol | MGLN | Meeting Date | 21-May-2014 | |||
ISIN | US5590792074 | Agenda | 933978302 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 WILLIAM J. MCBRIDE | For | For | ||||||
2 ROBERT M. LE BLANC | For | For | ||||||
3 PERRY G. FINE, M.D. | For | For | ||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||
4. | TO APPROVE THE MAGELLAN HEALTH SERVICES, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
5. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR 2014. | Management | For | For |
Page 128 of 170 | 18-Aug-2014 |
Investment Company Report
ULTRA CLEAN HOLDINGS, INC.
| ||||||
Security | 90385V107 | Meeting Type | Annual | |||
Ticker Symbol | UCTT | Meeting Date | 21-May-2014 | |||
ISIN | US90385V1070 | Agenda | 933997263 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CLARENCE L. GRANGER | For | For | ||||||
2 SUSAN H. BILLAT | For | For | ||||||
3 JOHN CHENAULT | For | For | ||||||
4 DAVID T. IBNALE | Withheld | Against | ||||||
5 LEONID MEZHVINSKY | Withheld | Against | ||||||
6 EMILY MADDOX LIGGETT | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR FISCAL 2014. | Management | For | For | ||||
3. | TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF ULTRA CLEAN’S NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2013 AS DISCLOSED IN OUR PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For |
Page 129 of 170 | 18-Aug-2014 |
Investment Company Report
EMC INSURANCE GROUP INC.
| ||||||
Security | 268664109 | Meeting Type | Annual | |||
Ticker Symbol | EMCI | Meeting Date | 22-May-2014 | |||
ISIN | US2686641091 | Agenda | 933955885 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: STEPHEN A. CRANE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JONATHAN R. FLETCHER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ROBERT L. HOWE | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: BRUCE G. KELLEY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GRETCHEN H. TEGELER | Management | For | For | ||||
2. | APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For |
Page 130 of 170 | 18-Aug-2014 |
Investment Company Report
CSG SYSTEMS INTERNATIONAL, INC.
| ||||||
Security | 126349109 | Meeting Type | Annual | |||
Ticker Symbol | CSGS | Meeting Date | 22-May-2014 | |||
ISIN | US1263491094 | Agenda | 933965874 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DAVID G. BARNES | For | For | ||||||
2 JOHN L.M. HUGHES | For | For | ||||||
3 DONALD V. SMITH | For | For | ||||||
2. | APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER OUR AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Management | For | For | ||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For |
Page 131 of 170 | 18-Aug-2014 |
Investment Company Report
STONE ENERGY CORPORATION
| ||||||
Security | 861642106 | Meeting Type | Annual | |||
Ticker Symbol | SGY | Meeting Date | 22-May-2014 | |||
ISIN | US8616421066 | Agenda | 933966004 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: GEORGE R. CHRISTMAS | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: B.J. DUPLANTIS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PETER D. KINNEAR | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID T. LAWRENCE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ROBERT S. MURLEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: KAY G. PRIESTLY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PHYLLIS M. TAYLOR | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID H. WELCH | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 132 of 170 | 18-Aug-2014 |
Investment Company Report
L.B. FOSTER COMPANY
| ||||||
Security | 350060109 | Meeting Type | Annual | |||
Ticker Symbol | FSTR | Meeting Date | 22-May-2014 | |||
ISIN | US3500601097 | Agenda | 933966066 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROBERT P. BAUER | For | For | ||||||
2 LEE B. FOSTER II | For | For | ||||||
3 PETER MCILROY II | Withheld | Against | ||||||
4 G. THOMAS MCKANE | Withheld | Against | ||||||
5 DIANE B. OWEN | For | For | ||||||
6 WILLIAM H. RACKOFF | Withheld | Against | ||||||
7 SUZANNE B. ROWLAND | For | For | ||||||
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3 | ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS IN 2013. | Management | Against | Against |
Page 133 of 170 | 18-Aug-2014 |
Investment Company Report
PRIVATEBANCORP, INC.
| ||||||
Security | 742962103 | Meeting Type | Annual | |||
Ticker Symbol | PVTB | Meeting Date | 22-May-2014 | |||
ISIN | US7429621037 | Agenda | 933968604 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROBERT F. COLEMAN | For | For | ||||||
2 JAMES M. GUYETTE | For | For | ||||||
3 RALPH B. MANDELL | For | For | ||||||
4 C. MAYBERRY MCKISSACK | For | For | ||||||
5 EDWARD W. RABIN | For | For | ||||||
6 LARRY D. RICHMAN | For | For | ||||||
7 COLLIN E. ROCHE | For | For | ||||||
8 WILLIAM R. RYBAK | For | For | ||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE 2013 EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF PRIVATEBANCORP, INC.‘S AMENDED AND RESTATED 2011 INCENTIVE COMPENSATION PLAN. | Management | Against | Against |
Page 134 of 170 | 18-Aug-2014 |
Investment Company Report
NEENAH PAPER, INC.
| ||||||
Security | 640079109 | Meeting Type | Annual | |||
Ticker Symbol | NP | Meeting Date | 22-May-2014 | |||
ISIN | US6400791090 | Agenda | 933972312 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 TIMOTHY S. LUCAS | For | For | ||||||
2 PHILIP C. MOORE | For | For | ||||||
3 JOHN P. O’DONNELL | For | For | ||||||
2. | PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEENAH PAPER, INC. FOR THE FISCAL YEAR ENDING 2014. | Management | For | For |
Page 135 of 170 | 18-Aug-2014 |
Investment Company Report
DIME COMMUNITY BANCSHARES, INC.
| ||||||
Security | 253922108 | Meeting Type | Annual | |||
Ticker Symbol | DCOM | Meeting Date | 22-May-2014 | |||
ISIN | US2539221083 | Agenda | 933975522 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KENNETH J. MAHON | For | For | ||||||
2 GEORGE L. CLARK, JR. | For | For | ||||||
3 STEVEN D. COHN | For | For | ||||||
4 ROBERT C. GOLDEN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 136 of 170 | 18-Aug-2014 |
Investment Company Report
NEWPARK RESOURCES, INC.
| ||||||
Security | 651718504 | Meeting Type | Annual | |||
Ticker Symbol | NR | Meeting Date | 22-May-2014 | |||
ISIN | US6517185046 | Agenda | 933993140 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DAVID C. ANDERSON | For | For | ||||||
2 ANTHONY J. BEST | For | For | ||||||
3 G. STEPHEN FINLEY | For | For | ||||||
4 PAUL L. HOWES | For | For | ||||||
5 RODERICK A. LARSON | For | For | ||||||
6 JAMES W. MCFARLAND, PHD | For | For | ||||||
7 GARY L. WARREN | For | For | ||||||
2. | APPROVAL, ON A NON-BINDING BASIS, OF THE NAMED EXECUTIVE OFFICER COMPENSATION DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | APPROVAL OF THE NEWPARK RESOURCES, INC. 2014 NON-EMPLOYEE DIRECTORS’ RESTRICTED STOCK PLAN. | Management | Against | Against | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For |
Page 137 of 170 | 18-Aug-2014 |
Investment Company Report
STEVEN MADDEN, LTD.
| ||||||
Security | 556269108 | Meeting Type | Annual | |||
Ticker Symbol | SHOO | Meeting Date | 23-May-2014 | |||
ISIN | US5562691080 | Agenda | 933976055 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWARD R ROSENFELD | For | For | ||||||
2 ROSE PEABODY LYNCH | For | For | ||||||
3 JOHN L MADDEN | Withheld | Against | ||||||
4 PETER MIGLIORINI | Withheld | Against | ||||||
5 RICHARD P RANDALL | For | For | ||||||
6 RAVI SACHDEV | For | For | ||||||
7 THOMAS H SCHWARTZ | Withheld | Against | ||||||
8 ROBERT SMITH | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY STATEMENT. | Management | For | For |
Page 138 of 170 | 18-Aug-2014 |
Investment Company Report
COOPER TIRE & RUBBER COMPANY
| ||||||
Security | 216831107 | Meeting Type | Annual | |||
Ticker Symbol | CTB | Meeting Date | 23-May-2014 | |||
ISIN | US2168311072 | Agenda | 933976601 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROY V. ARMES | For | For | ||||||
2 THOMAS P. CAPO | For | For | ||||||
3 STEVEN M. CHAPMAN | For | For | ||||||
4 JOHN J. HOLLAND | For | For | ||||||
5 JOHN F. MEIER | For | For | ||||||
6 JOHN H. SHUEY | For | For | ||||||
7 RICHARD L. WAMBOLD | For | For | ||||||
8 ROBERT D. WELDING | For | For | ||||||
2. | TO RATIFY THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE THE COOPER TIRE & RUBBER COMPANY 2014 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
4. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 139 of 170 | 18-Aug-2014 |
Investment Company Report
AMTRUST FINANCIAL SERVICES, INC.
| ||||||
Security | 032359309 | Meeting Type | Annual | |||
Ticker Symbol | AFSI | Meeting Date | 23-May-2014 | |||
ISIN | US0323593097 | Agenda | 933978504 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DONALD T. DECARLO | Withheld | Against | ||||||
2 SUSAN C. FISCH | For | For | ||||||
3 ABRAHAM GULKOWITZ | For | For | ||||||
4 GEORGE KARFUNKEL | For | For | ||||||
5 MICHAEL KARFUNKEL | For | For | ||||||
6 JAY J. MILLER | For | For | ||||||
7 BARRY D. ZYSKIND | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY, NON-BINDING APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SEC’S COMPENSATION DISCLOSURE RULES, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES, AND THE ACCOMPANYING NARRATIVE DISCLOSURE, SET FORTH IN THE 2014 ANNUAL MEETING PROXY STATEMENT. | Management | Against | Against |
Page 140 of 170 | 18-Aug-2014 |
Investment Company Report
PDF SOLUTIONS, INC.
| ||||||
Security | 693282105 | Meeting Type | Annual | |||
Ticker Symbol | PDFS | Meeting Date | 27-May-2014 | |||
ISIN | US6932821050 | Agenda | 933990194 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 THOMAS CAULFIELD, DES | For | For | ||||||
2 R. STEPHEN HEINRICHS | For | For | ||||||
3 JOSEPH R. BRONSON | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT BY THE COMPANY’S AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE 2013 COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4. | TO APPROVE THE COMPANY’S SECOND AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER SUCH PLAN. | Management | Against | Against |
Page 141 of 170 | 18-Aug-2014 |
Investment Company Report
SILGAN HOLDINGS INC.
| ||||||
Security | 827048109 | Meeting Type | Annual | |||
Ticker Symbol | SLGN | Meeting Date | 27-May-2014 | |||
ISIN | US8270481091 | Agenda | 933997960 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 D. GREG HORRIGAN | Withheld | Against | ||||||
2 JOHN W. ALDEN | For | For | ||||||
2. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE SILGAN HOLDINGS INC. 2004 STOCK INCENTIVE PLAN, AS AMENDED. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 142 of 170 | 18-Aug-2014 |
Investment Company Report
SPARTAN STORES, INC.
| ||||||
Security | 846822104 | Meeting Type | Annual | |||
Ticker Symbol | SPTN | Meeting Date | 28-May-2014 | |||
ISIN | US8468221044 | Agenda | 933980597 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 M. SHAN ATKINS | For | For | ||||||
2 DENNIS EIDSON | For | For | ||||||
3 MICKEY P. FORET | For | For | ||||||
4 FRANK M. GAMBINO | For | For | ||||||
5 DOUGLAS A. HACKER | For | For | ||||||
6 YVONNE R. JACKSON | For | For | ||||||
7 ELIZABETH A. NICKELS | For | For | ||||||
8 TIMOTHY J. O’DONOVAN | For | For | ||||||
9 HAWTHORNE L. PROCTOR | For | For | ||||||
10 CRAIG C. STURKEN | For | For | ||||||
11 WILLIAM R. VOSS | For | For | ||||||
2. | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO “SPARTANNASH COMPANY.” | Management | For | For | ||||
3. | SAY ON PAY - ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
Page 143 of 170 | 18-Aug-2014 |
Investment Company Report
EL PASO ELECTRIC COMPANY
| ||||||
Security | 283677854 | Meeting Type | Annual | |||
Ticker Symbol | EE | Meeting Date | 29-May-2014 | |||
ISIN | US2836778546 | Agenda | 933984874 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CATHERINE A. ALLEN | For | For | ||||||
2 EDWARD ESCUDERO | For | For | ||||||
3 MICHAEL K. PARKS | For | For | ||||||
4 ERIC B. SIEGEL | For | For | ||||||
2. | APPROVAL OF EL PASO ELECTRIC COMPANY’S AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||
3. | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For |
Page 144 of 170 | 18-Aug-2014 |
Investment Company Report
THE ENSIGN GROUP, INC
| ||||||
Security | 29358P101 | Meeting Type | Annual | |||
Ticker Symbol | ENSG | Meeting Date | 29-May-2014 | |||
ISIN | US29358P1012 | Agenda | 933987589 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROY E. CHRISTENSEN | For | For | ||||||
2 JOHN G. NACKEL | For | For | ||||||
3 BARRY M. SMITH | For | For | ||||||
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4 | RE-APPROVAL OF THE COMPANY’S 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||
5 | STOCKHOLDER PROPOSAL FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For |
Page 145 of 170 | 18-Aug-2014 |
Investment Company Report
DICE HOLDINGS, INC.
| ||||||
Security | 253017107 | Meeting Type | Annual | |||
Ticker Symbol | DHX | Meeting Date | 29-May-2014 | |||
ISIN | US2530171071 | Agenda | 934010606 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 PETER R. EZERSKY | For | For | ||||||
2 DAVID S. GORDON | For | For | ||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against |
Page 146 of 170 | 18-Aug-2014 |
Investment Company Report
NETGEAR, INC.
| ||||||
Security | 64111Q104 | Meeting Type | Annual | |||
Ticker Symbol | NTGR | Meeting Date | 03-Jun-2014 | |||
ISIN | US64111Q1040 | Agenda | 933992148 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 PATRICK C.S. LO | For | For | ||||||
2 J.E. CARTER-MILLER | For | For | ||||||
3 RALPH E. FAISON | For | For | ||||||
4 A. TIMOTHY GODWIN | For | For | ||||||
5 JEF GRAHAM | For | For | ||||||
6 LINWOOD A. LACY, JR. | For | For | ||||||
7 GREGORY J. ROSSMANN | For | For | ||||||
8 BARBARA V. SCHERER | For | For | ||||||
9 JULIE A. SHIMER | For | For | ||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3 | PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT. | Management | For | For | ||||
4 | PROPOSAL TO APPROVE AN AMENDMENT TO THE NETGEAR, INC. AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN. | Management | For | For |
Page 147 of 170 | 18-Aug-2014 |
Investment Company Report
UNIVERSAL TRUCKLOAD SERVICES, INC.
| ||||||
Security | 91388P105 | Meeting Type | Annual | |||
Ticker Symbol | UACL | Meeting Date | 03-Jun-2014 | |||
ISIN | US91388P1057 | Agenda | 934008726 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DONALD B. COCHRAN | For | For | ||||||
2 MATTHEW T. MOROUN | Withheld | Against | ||||||
3 MANUEL J. MOROUN | For | For | ||||||
4 FREDERICK P. CALDERONE | For | For | ||||||
5 JOSEPH J. CASAROLL | For | For | ||||||
6 DANIEL J. DEANE | For | For | ||||||
7 MICHAEL A. REGAN | For | For | ||||||
8 DANIEL C. SULLIVAN | For | For | ||||||
9 RICHARD P. URBAN | For | For | ||||||
10 TED B. WAHBY | For | For | ||||||
2 | RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | ||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
4 | TO APPROVE THE 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN, INCLUDING THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN. | Management | For | For |
Page 148 of 170 | 18-Aug-2014 |
Investment Company Report
FTI CONSULTING, INC.
| ||||||
Security | 302941109 | Meeting Type | Annual | |||
Ticker Symbol | FCN | Meeting Date | 04-Jun-2014 | |||
ISIN | US3029411093 | Agenda | 933993710 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BRENDA J. BACON | For | For | ||||||
2 CLAUDIO COSTAMAGNA | For | For | ||||||
3 JAMES W. CROWNOVER | For | For | ||||||
4 VERNON ELLIS | For | For | ||||||
5 NICHOLAS C. FANANDAKIS | For | For | ||||||
6 STEVEN H. GUNBY | For | For | ||||||
7 GERARD E. HOLTHAUS | For | For | ||||||
8 MARC HOLTZMAN | For | For | ||||||
2. | RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY (NON-BINDING) VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For |
Page 149 of 170 | 18-Aug-2014 |
Investment Company Report
STARZ
| ||||||
Security | 85571Q102 | Meeting Type | Annual | |||
Ticker Symbol | STRZA | Meeting Date | 05-Jun-2014 | |||
ISIN | US85571Q1022 | Agenda | 933986210 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHRISTOPHER P. ALBRECHT | For | For | ||||||
2 DANIEL E. SANCHEZ | For | For | ||||||
3 ROBERT S. WIESENTHAL | For | For | ||||||
2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 150 of 170 | 18-Aug-2014 |
Investment Company Report
UNIVERSAL INSURANCE HOLDINGS, INC.
| ||||||
Security | 91359V107 | Meeting Type | Annual | |||
Ticker Symbol | UVE | Meeting Date | 05-Jun-2014 | |||
ISIN | US91359V1070 | Agenda | 934007572 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 SCOTT P. CALLAHAN | Withheld | Against | ||||||
2 SEAN P. DOWNES | For | For | ||||||
3 DARRYL L. LEWIS | For | For | ||||||
4 RALPH J. PALMIERI | For | For | ||||||
5 RICHARD D. PETERSON | For | For | ||||||
6 MICHAEL A. PIETRANGELO | For | For | ||||||
7 OZZIE A. SCHINDLER | For | For | ||||||
8 JON W. SPRINGER | For | For | ||||||
9 JOEL M. WILENTZ, M.D. | For | For | ||||||
2. | PROPOSAL 2: APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3. | PROPOSAL 3: RATIFICATION OF THE APPOINTMENT OF PLANTE & MORAN, PLLC AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 151 of 170 | 18-Aug-2014 |
Investment Company Report
BIG 5 SPORTING GOODS CORPORATION
| ||||||
Security | 08915P101 | Meeting Type | Annual | |||
Ticker Symbol | BGFV | Meeting Date | 05-Jun-2014 | |||
ISIN | US08915P1012 | Agenda | 934010199 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JENNIFER H. DUNBAR | For | For | ||||||
2 STEVEN G. MILLER | For | For | ||||||
2. | APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For |
Page 152 of 170 | 18-Aug-2014 |
Investment Company Report
WALKER & DUNLOP INC.
| ||||||
Security | 93148P102 | Meeting Type | Annual | |||
Ticker Symbol | WD | Meeting Date | 05-Jun-2014 | |||
ISIN | US93148P1021 | Agenda | 934011850 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ALAN BOWERS | For | For | ||||||
2 ANDREW FLORANCE | For | For | ||||||
3 CYNTHIA HALLENBECK | For | For | ||||||
4 MICHAEL MALONE | For | For | ||||||
5 JOHN RICE | For | For | ||||||
6 DANA SCHMALTZ | For | For | ||||||
7 HOWARD SMITH | For | For | ||||||
8 WILLIAM WALKER | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For |
Page 153 of 170 | 18-Aug-2014 |
Investment Company Report
ICF INTERNATIONAL, INC.
| ||||||
Security | 44925C103 | Meeting Type | Annual | |||
Ticker Symbol | ICFI | Meeting Date | 06-Jun-2014 | |||
ISIN | US44925C1036 | Agenda | 933992326 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWARD H. BERSOFF | For | For | ||||||
2 SUDHAKAR KESAVAN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPANY’S OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED NARRATIVES AND OTHER MATERIALS IN THE PROXY STATEMENT. | Management | For | For |
Page 154 of 170 | 18-Aug-2014 |
Investment Company Report
STEINER LEISURE LIMITED
| ||||||
Security | P8744Y102 | Meeting Type | Annual | |||
Ticker Symbol | STNR | Meeting Date | 11-Jun-2014 | |||
ISIN | BSP8744Y1024 | Agenda | 934005287 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 LEONARD I. FLUXMAN | For | For | ||||||
2 MICHELE STEINER WARSHAW | For | For | ||||||
3 STEVEN J. PRESTON | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For |
Page 155 of 170 | 18-Aug-2014 |
Investment Company Report
MENTOR GRAPHICS CORPORATION
| ||||||
Security | 587200106 | Meeting Type | Annual | |||
Ticker Symbol | MENT | Meeting Date | 11-Jun-2014 | |||
ISIN | US5872001061 | Agenda | 934017927 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KEITH L. BARNES | Withheld | Against | ||||||
2 SIR PETER L. BONFIELD | Withheld | Against | ||||||
3 GREGORY K. HINCKLEY | Withheld | Against | ||||||
4 J. DANIEL MCCRANIE | Withheld | Against | ||||||
5 PATRICK B. MCMANUS | Withheld | Against | ||||||
6 WALDEN C. RHINES | Withheld | Against | ||||||
7 DAVID S. SCHECHTER | For | For | ||||||
8 JEFFREY M. STAFEIL | For | For | ||||||
2. | SHAREHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY’S 1987 RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Shareholder | For | For | ||||
4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY’S 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY’S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Management | For | For | ||||
6. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For |
Page 156 of 170 | 18-Aug-2014 |
Investment Company Report
UFP TECHNOLOGIES, INC.
| ||||||
Security | 902673102 | Meeting Type | Annual | |||
Ticker Symbol | UFPT | Meeting Date | 11-Jun-2014 | |||
ISIN | US9026731029 | Agenda | 934019628 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DAVID K. STEVENSON | For | For | ||||||
2 ROBERT W. PIERCE, JR. | For | For | ||||||
2. | AN ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 157 of 170 | 18-Aug-2014 |
Investment Company Report
HIGHER ONE HOLDINGS, INC.
| ||||||
Security | 42983D104 | Meeting Type | Annual | |||
Ticker Symbol | ONE | Meeting Date | 11-Jun-2014 | |||
ISIN | US42983D1046 | Agenda | 934020708 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MARK VOLCHEK | For | For | ||||||
2 DAVID CROMWELL | For | For | ||||||
3 LOWELL ROBINSON | For | For | ||||||
2. | APPROVAL OF THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
4. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2013 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
5. | APPROVAL OF THE COMPANY’S SHORT TERM INCENTIVE PLAN. | Management | For | For |
Page 158 of 170 | 18-Aug-2014 |
Investment Company Report
INVESTMENT TECHNOLOGY GROUP, INC.
| ||||||
Security | 46145F105 | Meeting Type | Annual | |||
Ticker Symbol | ITG | Meeting Date | 12-Jun-2014 | |||
ISIN | US46145F1057 | Agenda | 933998936 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 MINDER CHENG | For | For | ||||||
2 CHRISTOPHER V. DODDS | For | For | ||||||
3 ROBERT C. GASSER | For | For | ||||||
4 TIMOTHY L. JONES | For | For | ||||||
5 KEVIN J.P. O’HARA | For | For | ||||||
6 MAUREEN O’HARA | For | For | ||||||
7 STEVEN S. WOOD | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For |
Page 159 of 170 | 18-Aug-2014 |
Investment Company Report
EXPRESS, INC.
| ||||||
Security | 30219E103 | Meeting Type | Annual | |||
Ticker Symbol | EXPR | Meeting Date | 12-Jun-2014 | |||
ISIN | US30219E1038 | Agenda | 934015125 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: MICHAEL G. ARCHBOLD | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: PETER S. SWINBURN | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY-ON-PAY). | Management | For | For | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXPRESS, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 160 of 170 | 18-Aug-2014 |
Investment Company Report
AMERICAN PUBLIC EDUCATION, INC.
| ||||||
Security | 02913V103 | Meeting Type | Annual | |||
Ticker Symbol | APEI | Meeting Date | 13-Jun-2014 | |||
ISIN | US02913V1035 | Agenda | 933999065 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: ERIC C. ANDERSEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: WALLACE E. BOSTON, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: BARBARA G. FAST | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JEAN C. HALLE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: TIMOTHY J. LANDON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WESTLEY MOORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY T. WEGLICKI | Management | For | For | ||||
2. | APPROVAL OF AN AMENDMENT TO THE AMERICAN PUBLIC EDUCATION, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT FOR THE 2014 ANNUAL MEETING. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 161 of 170 | 18-Aug-2014 |
Investment Company Report
RPX CORPORATION
| ||||||
Security | 74972G103 | Meeting Type | Annual | |||
Ticker Symbol | RPXC | Meeting Date | 17-Jun-2014 | |||
ISIN | US74972G1031 | Agenda | 934005198 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 SHELBY W. BONNIE | For | For | ||||||
2 SANFORD R. ROBERTSON | For | For | ||||||
3 THOMAS O. RYDER | For | For | ||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 162 of 170 | 18-Aug-2014 |
Investment Company Report
PHARMERICA CORPORATION
| ||||||
Security | 71714F104 | Meeting Type | Annual | |||
Ticker Symbol | PMC | Meeting Date | 17-Jun-2014 | |||
ISIN | US71714F1049 | Agenda | 934008524 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 GREGORY S. WEISHAR | For | For | ||||||
2 W. ROBERT DAHL, JR. | For | For | ||||||
3 FRANK E. COLLINS, ESQ. | Withheld | Against | ||||||
4 THOMAS P. MAC MAHON | For | For | ||||||
5 MARJORIE W. DORR | For | For | ||||||
6 THOMAS P. GERRITY, PH.D | For | For | ||||||
7 ROBERT A. OAKLEY, PH.D. | For | For | ||||||
8 GEOFFREY G. MEYERS | For | For | ||||||
9 PATRICK G. LEPORE | For | For | ||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 163 of 170 | 18-Aug-2014 |
Investment Company Report
MEDIFAST, INC.
| ||||||
Security | 58470H101 | Meeting Type | Annual | |||
Ticker Symbol | MED | Meeting Date | 17-Jun-2014 | |||
ISIN | US58470H1014 | Agenda | 934014438 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: CHARLES P. CONNOLLY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JASON L. GROVES, ESQ. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN P. MCDANIEL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DONALD F. REILLY | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: CARL E. SASSANO | Management | For | For | ||||
2. | RATIFY THE APPOINTMENT OF MCGLADREY, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | ||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against |
Page 164 of 170 | 18-Aug-2014 |
Investment Company Report
LAKELAND BANCORP, INC.
| ||||||
Security | 511637100 | Meeting Type | Annual | |||
Ticker Symbol | LBAI | Meeting Date | 18-Jun-2014 | |||
ISIN | US5116371007 | Agenda | 934024201 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 ROGER BOSMA | For | For | ||||||
2 MARK J. FREDERICKS | Withheld | Against | ||||||
3 JANETH C. HENDERSHOT | For | For | ||||||
4 R.B. NICHOLSON, III | Withheld | Against | ||||||
5 EDWARD B. DEUTSCH | For | For | ||||||
6 THOMAS J. MARINO | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO APPROVE THE MATERIAL TERMS OF THE SECTION 162(M) PERFORMANCE GOALS FOR AWARDS UNDER THE AMENDED AND RESTATED 2009 EQUITY COMPENSATION PROGRAM. | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
Page 165 of 170 | 18-Aug-2014 |
Investment Company Report
OMEGA PROTEIN CORPORATION
| ||||||
Security | 68210P107 | Meeting Type | Annual | |||
Ticker Symbol | OME | Meeting Date | 19-Jun-2014 | |||
ISIN | US68210P1075 | Agenda | 934008966 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DR. GARY L. ALLEE | For | For | ||||||
2 DAVID A. OWEN | Withheld | Against | ||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||
3. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION | Management | For | For |
Page 166 of 170 | 18-Aug-2014 |
Investment Company Report
LHC GROUP, INC.
| ||||||
Security | 50187A107 | Meeting Type | Annual | |||
Ticker Symbol | LHCG | Meeting Date | 19-Jun-2014 | |||
ISIN | US50187A1079 | Agenda | 934010505 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 KEITH G. MYERS | For | For | ||||||
2 GEORGE A. LEWIS | For | For | ||||||
3 C.S. SHACKELTON | For | For | ||||||
2. | TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 167 of 170 | 18-Aug-2014 |
Investment Company Report
LIFETIME BRANDS, INC.
| ||||||
Security | 53222Q103 | Meeting Type | Annual | |||
Ticker Symbol | LCUT | Meeting Date | 19-Jun-2014 | |||
ISIN | US53222Q1031 | Agenda | 934021041 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEFFREY SIEGEL | For | For | ||||||
2 RONALD SHIFTAN | For | For | ||||||
3 CRAIG PHILLIPS | For | For | ||||||
4 DAVID E.R. DANGOOR | For | For | ||||||
5 MICHAEL JEARY | For | For | ||||||
6 JOHN KOEGEL | Withheld | Against | ||||||
7 CHERRIE NANNINGA | For | For | ||||||
8 DENNIS E. REAVES | For | For | ||||||
9 MICHAEL J. REGAN | For | For | ||||||
10 WILLIAM U. WESTERFIELD | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 168 of 170 | 18-Aug-2014 |
Investment Company Report
GAIN CAPITAL HOLDINGS, INC
| ||||||
Security | 36268W100 | Meeting Type | Annual | |||
Ticker Symbol | GCAP | Meeting Date | 25-Jun-2014 | |||
ISIN | US36268W1009 | Agenda | 934021091 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: PETER QUICK | Management | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: GLENN H. STEVENS | Management | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: THOMAS BEVILACQUA | Management | Against | Against | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
Page 169 of 170 | 18-Aug-2014 |
Investment Company Report
GENESCO INC.
| ||||||
Security | 371532102 | Meeting Type | Annual | |||
Ticker Symbol | GCO | Meeting Date | 26-Jun-2014 | |||
ISIN | US3715321028 | Agenda | 934017953 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JOANNA BARSH | For | For | ||||||
2 JAMES S. BEARD | For | For | ||||||
3 LEONARD L. BERRY | For | For | ||||||
4 WILLIAM F. BLAUFUSS, JR | For | For | ||||||
5 JAMES W. BRADFORD | For | For | ||||||
6 ROBERT J. DENNIS | For | For | ||||||
7 MATTHEW C. DIAMOND | For | For | ||||||
8 MARTY G. DICKENS | For | For | ||||||
9 THURGOOD MARSHALL, JR. | For | For | ||||||
10 KATHLEEN MASON | For | For | ||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 170 of 170 | 18-Aug-2014 |
CornerCap Balanced Fund
MEDTRONIC, INC.
| ||||||
Security | 585055106 | Meeting Type | Annual | |||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | |||
ISIN | US5850551061 | Agenda | 933856291 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD H. ANDERSON | For | For | ||||||
2 SCOTT C. DONNELLY | For | For | ||||||
3 VICTOR J. DZAU, M.D. | Withheld | Against | ||||||
4 OMAR ISHRAK | For | For | ||||||
5 SHIRLEY ANN JACKSON PHD | For | For | ||||||
6 MICHAEL O. LEAVITT | For | For | ||||||
7 JAMES T. LENEHAN | For | For | ||||||
8 DENISE M. O’LEARY | For | For | ||||||
9 KENDALL J. POWELL | For | For | ||||||
10 ROBERT C. POZEN | For | For | ||||||
11 PREETHA REDDY | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A “SAY-ON-PAY” VOTE). | Management | For | For | ||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For | ||||
5. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | ||||
6. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
7. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
8. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
9. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ELIMINATE THE “FAIR PRICE PROVISION. | Management | For | For |
Page 1 of 54 | 18-Aug-2014 |
Investment Company Report
FEDEX CORPORATION
| ||||||
Security | 31428X106 | Meeting Type | Annual | |||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2013 | |||
ISIN | US31428X1063 | Agenda | 933866608 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL (“LIMIT ACCELERATED EXECUTIVE PAY”). | Shareholder | For | Against | ||||
8. | STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | For | Against | ||||
10. | STOCKHOLDER PROPOSAL REGARDING CONGRUENCY BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
11. | STOCKHOLDER PROPOSAL REGARDING VOTE COUNTING TO EXCLUDE ABSTENTIONS. | Shareholder | Against | For |
Page 2 of 54 | 18-Aug-2014 |
Investment Company Report
ORACLE CORPORATION
| ||||||
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||
ISIN | US68389X1054 | Agenda | 933878300 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 JEFFREY S. BERG | For | For | ||||||
2 H. RAYMOND BINGHAM | Withheld | Against | ||||||
3 MICHAEL J. BOSKIN | For | For | ||||||
4 SAFRA A. CATZ | Withheld | Against | ||||||
5 BRUCE R. CHIZEN | Withheld | Against | ||||||
6 GEORGE H. CONRADES | Withheld | Against | ||||||
7 LAWRENCE J. ELLISON | For | For | ||||||
8 HECTOR GARCIA-MOLINA | For | For | ||||||
9 JEFFREY O. HENLEY | For | For | ||||||
10 MARK V. HURD | For | For | ||||||
11 NAOMI O. SELIGMAN | Withheld | Against | ||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | Against | Against | ||||
3 | APPROVAL OF AMENDMENT TO THE LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | ||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For |
Page 3 of 54 | 18-Aug-2014 |
Investment Company Report
COACH, INC.
| ||||||
Security | 189754104 | Meeting Type | Annual | |||
Ticker Symbol | COH | Meeting Date | 07-Nov-2013 | |||
ISIN | US1897541041 | Agenda | 933881446 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 LEW FRANKFORT | For | For | ||||||
2 SUSAN KROPF | For | For | ||||||
3 GARY LOVEMAN | For | For | ||||||
4 VICTOR LUIS | For | For | ||||||
5 IVAN MENEZES | For | For | ||||||
6 IRENE MILLER | For | For | ||||||
7 MICHAEL MURPHY | For | For | ||||||
8 STEPHANIE TILENIUS | For | For | ||||||
9 JIDE ZEITLIN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | ||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING | Management | For | For | ||||
4. | APPROVAL OF THE COACH, INC. 2013 PERFORMANCE-BASED ANNUAL INCENTIVE PLAN | Management | For | For |
Page 4 of 54 | 18-Aug-2014 |
Investment Company Report
WESTERN DIGITAL CORPORATION
| ||||||
Security | 958102105 | Meeting Type | Annual | |||
Ticker Symbol | WDC | Meeting Date | 14-Nov-2013 | |||
ISIN | US9581021055 | Agenda | 933881117 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HENRY T. DENERO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL D. LAMBERT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: LEN J. LAUER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROGER H. MOORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS E. PARDUN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ARIF SHAKEEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: AKIO YAMAMOTO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MASAHIRO YAMAMURA | Management | For | For | ||||
2. | TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 5 of 54 | 18-Aug-2014 |
Investment Company Report
MICROSOFT CORPORATION | ||||||
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||
ISIN | US5949181045 | Agenda | 933883185 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | Against | Against | ||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For |
Page 6 of 54 | 18-Aug-2014 |
Investment Company Report
ENERGIZER HOLDINGS, INC.
| ||||||
Security | 29266R108 | Meeting Type | Annual | |||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2014 | |||
ISIN | US29266R1086 | Agenda | 933907620 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: WARD M. KLEIN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: W. PATRICK MCGINNIS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JOHN R. ROBERTS | Management | For | For | ||||
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | ||||
3 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4 | APPROVAL OF AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | ||||
5 | APPROVAL OF SECOND AMENDED AND RESTATED 2009 INCENTIVE STOCK PLAN. | Management | For | For |
Page 7 of 54 | 18-Aug-2014 |
Investment Company Report
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
| ||||||
Security | 881624209 | Meeting Type | Special | |||
Ticker Symbol | TEVA | Meeting Date | 24-Feb-2014 | |||
ISIN | US8816242098 | Agenda | 933919740 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO APPROVE THE COMPENSATION OF MR. EREZ VIGODMAN, THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER-DESIGNATE, AND MATTERS RELATING THERETO. | Management | For | For |
Page 8 of 54 | 18-Aug-2014 |
Investment Company Report
DEERE & COMPANY
| ||||||
Security | 244199105 | Meeting Type | Annual | |||
Ticker Symbol | DE | Meeting Date | 26-Feb-2014 | |||
ISIN | US2441991054 | Agenda | 933914586 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DIPAK C. JAIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CLAYTON M. JONES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOACHIM MILBERG | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: THOMAS H. PATRICK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: SHERRY M. SMITH | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For |
Page 9 of 54 | 18-Aug-2014 |
Investment Company Report
JOY GLOBAL INC.
| ||||||
Security | 481165108 | Meeting Type | Annual | |||
Ticker Symbol | JOY | Meeting Date | 04-Mar-2014 | |||
ISIN | US4811651086 | Agenda | 933918697 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWARD L. DOHENY II | For | For | ||||||
2 STEVEN L. GERARD | For | For | ||||||
3 JOHN T. GREMP | For | For | ||||||
4 JOHN NILS HANSON | For | For | ||||||
5 GALE E. KLAPPA | For | For | ||||||
6 RICHARD B. LOYND | Withheld | Against | ||||||
7 P. ERIC SIEGERT | For | For | ||||||
8 JAMES H. TATE | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 10 of 54 | 18-Aug-2014 |
Investment Company Report
HELMERICH & PAYNE, INC.
| ||||||
Security | 423452101 | Meeting Type | Annual | |||
Ticker Symbol | HP | Meeting Date | 05-Mar-2014 | |||
ISIN | US4234521015 | Agenda | 933917328 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: HANS HELMERICH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN W. LINDSAY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAULA MARSHALL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RANDY A. FOUTCH | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: THOMAS A. PETRIE | Management | For | For | ||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 11 of 54 | 18-Aug-2014 |
Investment Company Report
HEWLETT-PACKARD COMPANY
| ||||||
Security | 428236103 | Meeting Type | Annual | |||
Ticker Symbol | HPQ | Meeting Date | 19-Mar-2014 | |||
ISIN | US4282361033 | Agenda | 933921098 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Management | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R.R. BENNETT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: R.L. GUPTA | Management | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: R.J. LANE | Management | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: A.M. LIVERMORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: R.E. OZZIE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: G.M. REINER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: P.F. RUSSO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: J.A. SKINNER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: M.C. WHITMAN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: R.V. WHITWORTH | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL RELATED TO THE FORMATION OF A HUMAN RIGHTS COMMITTEE. | Shareholder | Against | For |
Page 12 of 54 | 18-Aug-2014 |
Investment Company Report
GUGGENHEIM FUNDS
| ||||||
Security | 18383M431 | Meeting Type | Special | |||
Ticker Symbol | BSJE | Meeting Date | 03-Apr-2014 | |||
ISIN | US18383M4318 | Agenda | 933935984 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF TRUSTEE: DONALD C. CACCIAPAGLIA | Management | For | For | ||||
1B. | ELECTION OF TRUSTEE: DONALD A. CHUBB, JR. | Management | For | For | ||||
1C. | ELECTION OF TRUSTEE: MAYNARD F. OLIVERIUS | Management | For | For | ||||
1D. | ELECTION OF TRUSTEE: DR. JERRY B. FARLEY | Management | For | For | ||||
2. | TO APPROVE THE AMENDMENT OF THE TRUST’S AGREEMENT AND DECLARATION OF TRUST. | Management | For | For |
Page 13 of 54 | 18-Aug-2014 |
Investment Company Report
GUGGENHEIM FUNDS
| ||||||
Security | 18383M423 | Meeting Type | Special | |||
Ticker Symbol | BSJF | Meeting Date | 03-Apr-2014 | |||
ISIN | US18383M4235 | Agenda | 933935984 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF TRUSTEE: DONALD C. CACCIAPAGLIA | Management | For | For | ||||
1B. | ELECTION OF TRUSTEE: DONALD A. CHUBB, JR. | Management | For | For | ||||
1C. | ELECTION OF TRUSTEE: MAYNARD F. OLIVERIUS | Management | For | For | ||||
1D. | ELECTION OF TRUSTEE: DR. JERRY B. FARLEY | Management | For | For | ||||
2. | TO APPROVE THE AMENDMENT OF THE TRUST’S AGREEMENT AND DECLARATION OF TRUST. | Management | For | For |
Page 14 of 54 | 18-Aug-2014 |
Investment Company Report
THE BANK OF NEW YORK MELLON CORPORATION
| ||||||
Security | 064058100 | Meeting Type | Annual | |||
Ticker Symbol | BK | Meeting Date | 08-Apr-2014 | |||
ISIN | US0640581007 | Agenda | 933937180 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RUTH E. BRUCH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CATHERINE A. REIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2013 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
4. | APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW YORK MELLON CORPORATION. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | For | Against |
Page 15 of 54 | 18-Aug-2014 |
Investment Company Report
CITIGROUP INC.
| ||||||
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | |||
ISIN | US1729674242 | Agenda | 933933637 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For |
Page 16 of 54 | 18-Aug-2014 |
Investment Company Report
THE PNC FINANCIAL SERVICES GROUP, INC.
| ||||||
Security | 693475105 | Meeting Type | Annual | |||
Ticker Symbol | PNC | Meeting Date | 22-Apr-2014 | |||
ISIN | US6934751057 | Agenda | 933934576 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | Against | Against | ||||
1N. | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For | ||||
2. | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||
4. | A SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK. | Shareholder | Against | For |
Page 17 of 54 | 18-Aug-2014 |
Investment Company Report
CIGNA CORPORATION
| ||||||
Security | 125509109 | Meeting Type | Annual | |||
Ticker Symbol | CI | Meeting Date | 23-Apr-2014 | |||
ISIN | US1255091092 | Agenda | 933933372 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: ERIC J. FOSS | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CIGNA’S EXECUTIVE COMPENSATION. | Management | For | For |
Page 18 of 54 | 18-Aug-2014 |
Investment Company Report
BAKER HUGHES INCORPORATED
| ||||||
Security | 057224107 | Meeting Type | Annual | |||
Ticker Symbol | BHI | Meeting Date | 24-Apr-2014 | |||
ISIN | US0572241075 | Agenda | 933936241 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LYNN L. ELSENHANS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PIERRE H. JUNGELS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES W. STEWART | Management | Against | Against | ||||
1K. | ELECTION OF DIRECTOR: CHARLES L. WATSON | Management | For | For | ||||
2. | AN ADVISORY VOTE RELATED TO THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
4. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | For | For |
Page 19 of 54 | 18-Aug-2014 |
Investment Company Report
AT&T INC.
| ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | |||
ISIN | US00206R1023 | Agenda | 933930807 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | ||||
5. | POLITICAL REPORT. | Shareholder | Against | For | ||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | WRITTEN CONSENT. | Shareholder | For | Against |
Page 20 of 54 | 18-Aug-2014 |
Investment Company Report
DIRECTV
| ||||||
Security | 25490A309 | Meeting Type | Annual | |||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | |||
ISIN | US25490A3095 | Agenda | 933933550 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For |
Page 21 of 54 | 18-Aug-2014 |
Investment Company Report
WELLS FARGO & COMPANY
| ||||||
Security | 949746101 | Meeting Type | Annual | |||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | |||
ISIN | US9497461015 | Agenda | 933937089 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | Against | Against | ||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | ||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | Against | Against | ||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | Against | Against | ||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | ||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | ||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For |
Page 22 of 54 | 18-Aug-2014 |
Investment Company Report
BB&T CORPORATION
| ||||||
Security | 054937107 | Meeting Type | Annual | |||
Ticker Symbol | BBT | Meeting Date | 29-Apr-2014 | |||
ISIN | US0549371070 | Agenda | 933938221 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JENNIFER S. BANNER | For | For | ||||||
2 K. DAVID BOYER, JR. | For | For | ||||||
3 ANNA R. CABLIK | Withheld | Against | ||||||
4 RONALD E. DEAL | Withheld | Against | ||||||
5 JAMES A. FAULKNER | For | For | ||||||
6 I. PATRICIA HENRY | For | For | ||||||
7 JOHN P. HOWE III, M.D. | For | For | ||||||
8 ERIC C. KENDRICK | For | For | ||||||
9 KELLY S. KING | For | For | ||||||
10 LOUIS B. LYNN | For | For | ||||||
11 EDWARD C. MILLIGAN | For | For | ||||||
12 CHARLES A. PATTON | For | For | ||||||
13 NIDO R. QUBEIN | Withheld | Against | ||||||
14 TOLLIE W. RICH, JR. | For | For | ||||||
15 THOMAS E. SKAINS | For | For | ||||||
16 THOMAS N. THOMPSON | For | For | ||||||
17 EDWIN H. WELCH, PH.D. | For | For | ||||||
18 STEPHEN T. WILLIAMS | Withheld | Against | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE. | Management | For | For | ||||
4. | TO VOTE ON AN AMENDMENT TO BB&T’S ARTICLES OF INCORPORATION TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | ||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against |
Page 23 of 54 | 18-Aug-2014 |
Investment Company Report
6. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF INCENTIVE COMPENSATION TO SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Page 24 of 54 | 18-Aug-2014 |
Investment Company Report
EMC CORPORATION
| ||||||
Security | 268648102 | Meeting Type | Annual | |||
Ticker Symbol | EMC | Meeting Date | 30-Apr-2014 | |||
ISIN | US2686481027 | Agenda | 933944159 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Management | For | For | ||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Shareholder | For | Against | ||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Shareholder | Against | For |
Page 25 of 54 | 18-Aug-2014 |
Investment Company Report
DOVER CORPORATION
| ||||||
Security | 260003108 | Meeting Type | Annual | |||
Ticker Symbol | DOV | Meeting Date | 01-May-2014 | |||
ISIN | US2600031080 | Agenda | 933940721 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
5. | TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
6. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
8. | TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PERMIT SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For |
Page 26 of 54 | 18-Aug-2014 |
Investment Company Report
CAPITAL ONE FINANCIAL CORPORATION
| ||||||
Security | 14040H105 | Meeting Type | Annual | |||
Ticker Symbol | COF | Meeting Date | 01-May-2014 | |||
ISIN | US14040H1059 | Agenda | 933942648 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, III | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | For | For | ||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. | Management | For | For | ||||
3. | APPROVAL OF CAPITAL ONE’S THIRD AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF CAPITAL ONE’S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
5A. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
5B. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. | Management | For | For | ||||
5C. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. | Shareholder | For | Against |
Page 27 of 54 | 18-Aug-2014 |
Investment Company Report
EASTMAN CHEMICAL COMPANY
| ||||||
Security | 277432100 | Meeting Type | Annual | |||
Ticker Symbol | EMN | Meeting Date | 01-May-2014 | |||
ISIN | US2774321002 | Agenda | 933950140 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For | ||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
Page 28 of 54 | 18-Aug-2014 |
Investment Company Report
OCCIDENTAL PETROLEUM CORPORATION
| ||||||
Security | 674599105 | Meeting Type | Annual | |||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | |||
ISIN | US6745991058 | Agenda | 933956724 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | ||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | ||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | ||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | ||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | ||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | ||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | ||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For |
Page 29 of 54 | 18-Aug-2014 |
Investment Company Report
GENERAL DYNAMICS CORPORATION
| ||||||
Security | 369550108 | Meeting Type | Annual | |||
Ticker Symbol | GD | Meeting Date | 07-May-2014 | |||
ISIN | US3695501086 | Agenda | 933937623 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | Against | Against | ||||
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: JAMES N. MATTIS | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Management | For | For | ||||
2. | SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
4. | SHAREHOLDER PROPOSAL WITH REGARD TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
5. | SHAREHOLDER PROPOSAL WITH REGARD TO LOBBYING DISCLOSURE. | Shareholder | Against | For |
Page 30 of 54 | 18-Aug-2014 |
Investment Company Report
NORDSTROM, INC.
| ||||||
Security | 655664100 | Meeting Type | Annual | |||
Ticker Symbol | JWN | Meeting Date | 07-May-2014 | |||
ISIN | US6556641008 | Agenda | 933944185 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For |
Page 31 of 54 | 18-Aug-2014 |
Investment Company Report
CONOCOPHILLIPS
| ||||||
Security | 20825C104 | Meeting Type | Annual | |||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | |||
ISIN | US20825C1045 | Agenda | 933946305 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | Against | Against | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | ||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For |
Page 32 of 54 | 18-Aug-2014 |
Investment Company Report
KNOWLES CORPORATION
| ||||||
Security | 49926D109 | Meeting Type | Annual | |||
Ticker Symbol | KN | Meeting Date | 13-May-2014 | |||
ISIN | US49926D1090 | Agenda | 933966206 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEFFREY S. NIEW | For | For | ||||||
2 KEITH L. BARNES | For | For | ||||||
3 RICHARD K. LOCHRIDGE | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For |
Page 33 of 54 | 18-Aug-2014 |
Investment Company Report
ALTRIA GROUP, INC.
| ||||||
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 14-May-2014 | |||
ISIN | US02209S1033 | Agenda | 933956801 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES | Shareholder | Against | For |
Page 34 of 54 | 18-Aug-2014 |
Investment Company Report
LABORATORY CORP. OF AMERICA HOLDINGS
| ||||||
Security | 50540R409 | Meeting Type | Annual | |||
Ticker Symbol | LH | Meeting Date | 14-May-2014 | |||
ISIN | US50540R4092 | Agenda | 933960494 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER M. NEUPERT | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADAM H. SCHECHTER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | ||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 35 of 54 | 18-Aug-2014 |
Investment Company Report
NATIONAL OILWELL VARCO, INC.
| ||||||
Security | 637071101 | Meeting Type | Annual | |||
Ticker Symbol | NOV | Meeting Date | 14-May-2014 | |||
ISIN | US6370711011 | Agenda | 933975318 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | For | For | ||||
2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 36 of 54 | 18-Aug-2014 |
Investment Company Report
EVEREST RE GROUP, LTD.
| ||||||
Security | G3223R108 | Meeting Type | Annual | |||
Ticker Symbol | RE | Meeting Date | 14-May-2014 | |||
ISIN | BMG3223R1088 | Agenda | 933978340 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DOMINIC J. ADDESSO | For | For | ||||||
2 JOHN J. AMORE | For | For | ||||||
3 JOHN R. DUNNE | For | For | ||||||
4 WILLIAM F. GALTNEY, JR. | Withheld | Against | ||||||
5 ROGER M. SINGER | For | For | ||||||
6 JOSEPH V. TARANTO | For | For | ||||||
7 JOHN A. WEBER | For | For | ||||||
2. | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE 2013 EXECUTIVE COMPENSATION. | Management | Against | Against |
Page 37 of 54 | 18-Aug-2014 |
Investment Company Report
KOHL’S CORPORATION
| ||||||
Security | 500255104 | Meeting Type | Annual | |||
Ticker Symbol | KSS | Meeting Date | 15-May-2014 | |||
ISIN | US5002551043 | Agenda | 933948195 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR SUSTAINABILITY INITIATIVES. | Shareholder | Against | For |
Page 38 of 54 | 18-Aug-2014 |
Investment Company Report
UNION PACIFIC CORPORATION
| ||||||
Security | 907818108 | Meeting Type | Annual | |||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | |||
ISIN | US9078181081 | Agenda | 933969012 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Page 39 of 54 | 18-Aug-2014 |
Investment Company Report
THE WESTERN UNION COMPANY
| ||||||
Security | 959802109 | Meeting Type | Annual | |||
Ticker Symbol | WU | Meeting Date | 16-May-2014 | |||
ISIN | US9598021098 | Agenda | 933960393 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: HIKMET ERSEK | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: BETSY D. HOLDEN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: FRANCES FRAGOS TOWNSEND | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO | Management | For | For | ||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||
5 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||
6 | STOCKHOLDER PROPOSAL REGARDING NEW BOARD COMMITTEE | Shareholder | Against | For |
Page 40 of 54 | 18-Aug-2014 |
Investment Company Report
THE GOLDMAN SACHS GROUP, INC.
| ||||||
Security | 38141G104 | Meeting Type | Annual | |||
Ticker Symbol | GS | Meeting Date | 16-May-2014 | |||
ISIN | US38141G1040 | Agenda | 933961078 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Against | Against | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Shareholder | Against | For |
Page 41 of 54 | 18-Aug-2014 |
Investment Company Report
ENSCO PLC
| ||||||
Security | G3157S106 | Meeting Type | Annual | |||
Ticker Symbol | ESV | Meeting Date | 19-May-2014 | |||
ISIN | GB00B4VLR192 | Agenda | 933971017 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | RE-ELECTION OF DIRECTOR: J. RODERICK CLARK | Management | For | For | ||||
1B. | RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK | Management | For | For | ||||
1C. | RE-ELECTION OF DIRECTOR: MARY E. FRANCIS CBE | Management | For | For | ||||
1D. | RE-ELECTION OF DIRECTOR: C. CHRISTOPHER GAUT | Management | For | For | ||||
1E. | RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK | Management | For | For | ||||
1F. | RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN | Management | For | For | ||||
1G. | RE-ELECTION OF DIRECTOR: DANIEL W. RABUN | Management | For | For | ||||
1H. | RE-ELECTION OF DIRECTOR: KEITH O. RATTIE | Management | For | For | ||||
1I. | RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, III | Management | For | For | ||||
2. | TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT SHARES. | Management | For | For | ||||
3. | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | ||||
4. | TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | ||||
5. | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION. | Management | For | For | ||||
6. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY. | Management | For | For | ||||
7. | A NON-BINDING ADVISORY VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||
8. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
9. | A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For |
Page 42 of 54 | 18-Aug-2014 |
Investment Company Report
10. | TO APPROVE A CAPITAL REORGANISATION. | Management | For | For | ||||
11. | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For |
Page 43 of 54 | 18-Aug-2014 |
Investment Company Report
THE ALLSTATE CORPORATION
| ||||||
Security | 020002101 | Meeting Type | Annual | |||
Ticker Symbol | ALL | Meeting Date | 20-May-2014 | |||
ISIN | US0200021014 | Agenda | 933962878 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN MATERIAL TERMS. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL EXPENDITURES. | Shareholder | Against | For |
Page 44 of 54 | 18-Aug-2014 |
Investment Company Report
JPMORGAN CHASE & CO.
| ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | |||
ISIN | US46625H1005 | Agenda | 933970089 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | ||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | ||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For |
Page 45 of 54 | 18-Aug-2014 |
Investment Company Report
PINNACLE WEST CAPITAL CORPORATION
| ||||||
Security | 723484101 | Meeting Type | Annual | |||
Ticker Symbol | PNW | Meeting Date | 21-May-2014 | |||
ISIN | US7234841010 | Agenda | 933944060 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DONALD E. BRANDT | For | For | ||||||
2 SUSAN CLARK-JOHNSON | For | For | ||||||
3 DENIS A. CORTESE, M.D. | For | For | ||||||
4 RICHARD P. FOX | For | For | ||||||
5 MICHAEL L. GALLAGHER | Withheld | Against | ||||||
6 R.A. HERBERGER, JR, PHD | For | For | ||||||
7 DALE E. KLEIN, PH.D. | For | For | ||||||
8 HUMBERTO S. LOPEZ | For | For | ||||||
9 KATHRYN L. MUNRO | For | For | ||||||
10 BRUCE J. NORDSTROM | For | For | ||||||
11 DAVID P. WAGENER | For | For | ||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2014 PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 46 of 54 | 18-Aug-2014 |
Investment Company Report
REINSURANCE GROUP OF AMERICA, INC.
| ||||||
Security | 759351604 | Meeting Type | Annual | |||
Ticker Symbol | RGA | Meeting Date | 21-May-2014 | |||
ISIN | US7593516047 | Agenda | 933987844 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHRISTINE R. DETRICK* | For | For | ||||||
2 JOYCE A. PHILLIPS* | For | For | ||||||
3 ARNOUD W.A. BOOT# | For | For | ||||||
4 JOHN F. DANAHY# | For | For | ||||||
5 J. CLIFF EASON# | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 47 of 54 | 18-Aug-2014 |
Investment Company Report
INTEL CORPORATION
| ||||||
Security | 458140100 | Meeting Type | Annual | |||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | |||
ISIN | US4581401001 | Agenda | 933962854 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
Page 48 of 54 | 18-Aug-2014 |
Investment Company Report
LINCOLN NATIONAL CORPORATION
| ||||||
Security | 534187109 | Meeting Type | Annual | |||
Ticker Symbol | LNC | Meeting Date | 22-May-2014 | |||
ISIN | US5341871094 | Agenda | 933967727 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: DENNIS R. GLASS | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: MICHAEL F. MEE | Management | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
3. | THE APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | THE APPROVAL OF THE LINCOLN NATIONAL CORPORATION 2014 INCENTIVE COMPENSATION PLAN | Management | For | For |
Page 49 of 54 | 18-Aug-2014 |
Investment Company Report
CENTURYLINK, INC.
| ||||||
Security | 156700106 | Meeting Type | Annual | |||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | |||
ISIN | US1567001060 | Agenda | 933986068 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 VIRGINIA BOULET | For | For | ||||||
2 PETER C. BROWN | For | For | ||||||
3 RICHARD A. GEPHARDT | For | For | ||||||
4 W. BRUCE HANKS | For | For | ||||||
5 GREGORY J. MCCRAY | For | For | ||||||
6 C.G. MELVILLE, JR. | For | For | ||||||
7 FRED R. NICHOLS | For | For | ||||||
8 WILLIAM A. OWENS | For | For | ||||||
9 HARVEY P. PERRY | Withheld | Against | ||||||
10 GLEN F. POST, III | For | For | ||||||
11 MICHAEL J. ROBERTS | For | For | ||||||
12 LAURIE A. SIEGEL | For | For | ||||||
13 JOSEPH R. ZIMMEL | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | Against | Against | ||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. | Management | For | For | ||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For |
Page 50 of 54 | 18-Aug-2014 |
Investment Company Report
UNITEDHEALTH GROUP INCORPORATED
| ||||||
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 02-Jun-2014 | |||
ISIN | US91324P1021 | Agenda | 933993455 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | Against | Against | ||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
4. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING CUMULATIVE VOTING, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For |
Page 51 of 54 | 18-Aug-2014 |
Investment Company Report
DEVON ENERGY CORPORATION
| ||||||
Security | 25179M103 | Meeting Type | Annual | |||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | |||
ISIN | US25179M1036 | Agenda | 933987375 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BARBARA M. BAUMANN | For | For | ||||||
2 JOHN E. BETHANCOURT | For | For | ||||||
3 ROBERT H. HENRY | Withheld | Against | ||||||
4 JOHN A. HILL | For | For | ||||||
5 MICHAEL M. KANOVSKY | For | For | ||||||
6 ROBERT A. MOSBACHER, JR | For | For | ||||||
7 J. LARRY NICHOLS | For | For | ||||||
8 DUANE C. RADTKE | For | For | ||||||
9 MARY P. RICCIARDELLO | For | For | ||||||
10 JOHN RICHELS | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Shareholder | Against | For | ||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Shareholder | For | Against | ||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | For |
Page 52 of 54 | 18-Aug-2014 |
Investment Company Report
GENERAL MOTORS COMPANY
| ||||||
Security | 37045V100 | Meeting Type | Annual | |||
Ticker Symbol | GM | Meeting Date | 10-Jun-2014 | |||
ISIN | US37045V1008 | Agenda | 934003409 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | For | For | ||||
6. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
7. | CUMULATIVE VOTING | Shareholder | Against | For | ||||
8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
Page 53 of 54 | 18-Aug-2014 |
Investment Company Report
THE KROGER CO.
| ||||||
Security | 501044101 | Meeting Type | Annual | |||
Ticker Symbol | KR | Meeting Date | 26-Jun-2014 | |||
ISIN | US5010441013 | Agenda | 934019642 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SUSAN J. KROPF | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID B. LEWIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLYDE R. MOORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JAMES A. RUNDE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | For | For | ||||
2. | APPROVAL OF 2014 LONG-TERM INCENTIVE AND CASH BONUS PLAN. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | Management | For | For | ||||
5. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO PUBLISH A REPORT ON HUMAN RIGHTS RISKS OF OPERATIONS AND SUPPLY CHAIN. | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT REGARDING RESPONSIBILITY FOR POST-CONSUMER PACKAGE RECYCLING OF PRIVATE LABEL BRANDS. | Shareholder | Against | For |
Page 54 of 54 | 18-Aug-2014 |
CornerCap Large/Mid Cap Value Fund
MEDTRONIC, INC.
| ||||||
Security | 585055106 | Meeting Type | Annual | |||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | |||
ISIN | US5850551061 | Agenda | 933856291 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 RICHARD H. ANDERSON | For | For | ||||||
2 SCOTT C. DONNELLY | For | For | ||||||
3 VICTOR J. DZAU, M.D. | Withheld | Against | ||||||
4 OMAR ISHRAK | For | For | ||||||
5 SHIRLEY ANN JACKSON PHD | For | For | ||||||
6 MICHAEL O. LEAVITT | For | For | ||||||
7 JAMES T. LENEHAN | For | For | ||||||
8 DENISE M. O’LEARY | For | For | ||||||
9 KENDALL J. POWELL | For | For | ||||||
10 ROBERT C. POZEN | For | For | ||||||
11 PREETHA REDDY | For | For | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A “SAY-ON-PAY” VOTE). | Management | For | For | ||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For | ||||
5. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | ||||
6. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
7. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
8. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||
9. | TO AMEND AND RESTATE THE COMPANY’S ARTICLES OF INCORPORATION TO ELIMINATE THE “FAIR PRICE PROVISION. | Management | For | For |
Page 1 of 52 | 18-Aug-2014 |
Investment Company Report
FEDEX CORPORATION
| ||||||
Security | 31428X106 | Meeting Type | Annual | |||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2013 | |||
ISIN | US31428X1063 | Agenda | 933866608 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL (“LIMIT ACCELERATED EXECUTIVE PAY”). | Shareholder | For | Against | ||||
8. | STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | Shareholder | Against | For | ||||
9. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | For | Against | ||||
10. | STOCKHOLDER PROPOSAL REGARDING CONGRUENCY BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
11. | STOCKHOLDER PROPOSAL REGARDING VOTE COUNTING TO EXCLUDE ABSTENTIONS. | Shareholder | Against | For |
Page 2 of 52 | 18-Aug-2014 |
Investment Company Report
ORACLE CORPORATION
| ||||||
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||
ISIN | US68389X1054 | Agenda | 933878300 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1 | DIRECTOR | Management | ||||||
1 JEFFREY S. BERG | For | For | ||||||
2 H. RAYMOND BINGHAM | Withheld | Against | ||||||
3 MICHAEL J. BOSKIN | For | For | ||||||
4 SAFRA A. CATZ | Withheld | Against | ||||||
5 BRUCE R. CHIZEN | Withheld | Against | ||||||
6 GEORGE H. CONRADES | Withheld | Against | ||||||
7 LAWRENCE J. ELLISON | For | For | ||||||
8 HECTOR GARCIA-MOLINA | For | For | ||||||
9 JEFFREY O. HENLEY | For | For | ||||||
10 MARK V. HURD | For | For | ||||||
11 NAOMI O. SELIGMAN | Withheld | Against | ||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
3 | APPROVAL OF AMENDMENT TO THE LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | ||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For |
Page 3 of 52 | 18-Aug-2014 |
Investment Company Report
COACH, INC.
| ||||||
Security | 189754104 | Meeting Type | Annual | |||
Ticker Symbol | COH | Meeting Date | 07-Nov-2013 | |||
ISIN | US1897541041 | Agenda | 933881446 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 LEW FRANKFORT | For | For | ||||||
2 SUSAN KROPF | For | For | ||||||
3 GARY LOVEMAN | For | For | ||||||
4 VICTOR LUIS | For | For | ||||||
5 IVAN MENEZES | For | For | ||||||
6 IRENE MILLER | For | For | ||||||
7 MICHAEL MURPHY | For | For | ||||||
8 STEPHANIE TILENIUS | For | For | ||||||
9 JIDE ZEITLIN | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | ||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING | Management | For | For | ||||
4. | APPROVAL OF THE COACH, INC. 2013 PERFORMANCE-BASED ANNUAL INCENTIVE PLAN | Management | For | For |
Page 4 of 52 | 18-Aug-2014 |
Investment Company Report
WESTERN DIGITAL CORPORATION
| ||||||
Security | 958102105 | Meeting Type | Annual | |||
Ticker Symbol | WDC | Meeting Date | 14-Nov-2013 | |||
ISIN | US9581021055 | Agenda | 933881117 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HENRY T. DENERO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL D. LAMBERT | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: LEN J. LAUER | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROGER H. MOORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: THOMAS E. PARDUN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: ARIF SHAKEEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: AKIO YAMAMOTO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MASAHIRO YAMAMURA | Management | For | For | ||||
2. | TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT. | Management | For | For | ||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Page 5 of 52 | 18-Aug-2014 |
Investment Company Report
MICROSOFT CORPORATION
| ||||||
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||
ISIN | US5949181045 | Agenda | 933883185 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | Against | Against | ||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For |
Page 6 of 52 | 18-Aug-2014 |
Investment Company Report
ENERGIZER HOLDINGS, INC.
| ||||||
Security | 29266R108 | Meeting Type | Annual | |||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2014 | |||
ISIN | US29266R1086 | Agenda | 933907620 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: WARD M. KLEIN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: W. PATRICK MCGINNIS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JOHN R. ROBERTS | Management | For | For | ||||
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | ||||
3 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
4 | APPROVAL OF AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | ||||
5 | APPROVAL OF SECOND AMENDED AND RESTATED 2009 INCENTIVE STOCK PLAN. | Management | For | For |
Page 7 of 52 | 18-Aug-2014 |
Investment Company Report
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
| ||||||
Security | 881624209 | Meeting Type | Special | |||
Ticker Symbol | TEVA | Meeting Date | 24-Feb-2014 | |||
ISIN | US8816242098 | Agenda | 933919740 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | TO APPROVE THE COMPENSATION OF MR. EREZ VIGODMAN, THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER-DESIGNATE, AND MATTERS RELATING THERETO. | Management | For | For |
Page 8 of 52 | 18-Aug-2014 |
Investment Company Report
DEERE & COMPANY
| ||||||
Security | 244199105 | Meeting Type | Annual | |||
Ticker Symbol | DE | Meeting Date | 26-Feb-2014 | |||
ISIN | US2441991054 | Agenda | 933914586 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DIPAK C. JAIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CLAYTON M. JONES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JOACHIM MILBERG | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: THOMAS H. PATRICK | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: SHERRY M. SMITH | Management | For | For | ||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For |
Page 9 of 52 | 18-Aug-2014 |
Investment Company Report
JOY GLOBAL INC.
| ||||||
Security | 481165108 | Meeting Type | Annual | |||
Ticker Symbol | JOY | Meeting Date | 04-Mar-2014 | |||
ISIN | US4811651086 | Agenda | 933918697 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 EDWARD L. DOHENY II | For | For | ||||||
2 STEVEN L. GERARD | For | For | ||||||
3 JOHN T. GREMP | For | For | ||||||
4 JOHN NILS HANSON | For | For | ||||||
5 GALE E. KLAPPA | For | For | ||||||
6 RICHARD B. LOYND | Withheld | Against | ||||||
7 P. ERIC SIEGERT | For | For | ||||||
8 JAMES H. TATE | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 10 of 52 | 18-Aug-2014 |
Investment Company Report
HELMERICH & PAYNE, INC.
| ||||||
Security | 423452101 | Meeting Type | Annual | |||
Ticker Symbol | HP | Meeting Date | 05-Mar-2014 | |||
ISIN | US4234521015 | Agenda | 933917328 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: HANS HELMERICH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JOHN W. LINDSAY | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAULA MARSHALL | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: RANDY A. FOUTCH | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: THOMAS A. PETRIE | Management | For | For | ||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
Page 11 of 52 | 18-Aug-2014 |
Investment Company Report
HEWLETT-PACKARD COMPANY
| ||||||
Security | 428236103 | Meeting Type | Annual | |||
Ticker Symbol | HPQ | Meeting Date | 19-Mar-2014 | |||
ISIN | US4282361033 | Agenda | 933921098 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Management | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: R.R. BENNETT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: R.L. GUPTA | Management | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: R.J. LANE | Management | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: A.M. LIVERMORE | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: R.E. OZZIE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: G.M. REINER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: P.F. RUSSO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: J.A. SKINNER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: M.C. WHITMAN | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: R.V. WHITWORTH | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | STOCKHOLDER PROPOSAL RELATED TO THE FORMATION OF A HUMAN RIGHTS COMMITTEE. | Shareholder | Against | For |
Page 12 of 52 | 18-Aug-2014 |
Investment Company Report
THE BANK OF NEW YORK MELLON CORPORATION
| ||||||
Security | 064058100 | Meeting Type | Annual | |||
Ticker Symbol | BK | Meeting Date | 08-Apr-2014 | |||
ISIN | US0640581007 | Agenda | 933937180 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RUTH E. BRUCH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CATHERINE A. REIN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2013 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||
4. | APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW YORK MELLON CORPORATION. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | For | Against |
Page 13 of 52 | 18-Aug-2014 |
Investment Company Report
CITIGROUP INC.
| ||||||
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | |||
ISIN | US1729674242 | Agenda | 933933637 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O’NEILL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CITI’S 2013 EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For |
Page 14 of 52 | 18-Aug-2014 |
Investment Company Report
THE PNC FINANCIAL SERVICES GROUP, INC.
| ||||||
Security | 693475105 | Meeting Type | Annual | |||
Ticker Symbol | PNC | Meeting Date | 22-Apr-2014 | |||
ISIN | US6934751057 | Agenda | 933934576 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | Against | Against | ||||
1N. | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For | ||||
1O. | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For | ||||
2. | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||
4. | A SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK. | Shareholder | Against | For |
Page 15 of 52 | 18-Aug-2014 |
Investment Company Report
CIGNA CORPORATION
| ||||||
Security | 125509109 | Meeting Type | Annual | |||
Ticker Symbol | CI | Meeting Date | 23-Apr-2014 | |||
ISIN | US1255091092 | Agenda | 933933372 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: ERIC J. FOSS | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF CIGNA’S EXECUTIVE COMPENSATION. | Management | For | For |
Page 16 of 52 | 18-Aug-2014 |
Investment Company Report
BAKER HUGHES INCORPORATED
| ||||||
Security | 057224107 | Meeting Type | Annual | |||
Ticker Symbol | BHI | Meeting Date | 24-Apr-2014 | |||
ISIN | US0572241075 | Agenda | 933936241 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LYNN L. ELSENHANS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PIERRE H. JUNGELS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES W. STEWART | Management | Against | Against | ||||
1K. | ELECTION OF DIRECTOR: CHARLES L. WATSON | Management | For | For | ||||
2. | AN ADVISORY VOTE RELATED TO THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||
4. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | For | For |
Page 17 of 52 | 18-Aug-2014 |
Investment Company Report
AT&T INC.
| ||||||
Security | 00206R102 | Meeting Type | Annual | |||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | |||
ISIN | US00206R1023 | Agenda | 933930807 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | ||||
5. | POLITICAL REPORT. | Shareholder | Against | For | ||||
6. | LOBBYING REPORT. | Shareholder | Against | For | ||||
7. | WRITTEN CONSENT. | Shareholder | For | Against |
Page 18 of 52 | 18-Aug-2014 |
Investment Company Report
DIRECTV
| ||||||
Security | 25490A309 | Meeting Type | Annual | |||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | |||
ISIN | US25490A3095 | Agenda | 933933550 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LORRIE | Management | For | For | ||||
NORRINGTON | ||||||||
1K. | ELECTION OF DIRECTOR: ANTHONY | Management | For | For | ||||
VINCIQUERRA | ||||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For |
Page 19 of 52 | 18-Aug-2014 |
Investment Company Report
WELLS FARGO & COMPANY
| ||||||
Security | 949746101 | Meeting Type | Annual | |||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | |||
ISIN | US9497461015 | Agenda | 933937089 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | Against | Against | ||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | ||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | ||||
1F) | ELECTION OF DIRECTOR: ENRIQUE | Management | For | For | ||||
HERNANDEZ, JR. | ||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | Against | Against | ||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | Against | Against | ||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | ||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | ||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | ||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | ||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | ||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | ||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For |
Page 20 of 52 | 18-Aug-2014 |
Investment Company Report
BB&T CORPORATION
| ||||||
Security | 054937107 | Meeting Type | Annual | |||
Ticker Symbol | BBT | Meeting Date | 29-Apr-2014 | |||
ISIN | US0549371070 | Agenda | 933938221 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JENNIFER S. BANNER | For | For | ||||||
2 K. DAVID BOYER, JR. | For | For | ||||||
3 ANNA R. CABLIK | Withheld | Against | ||||||
4 RONALD E. DEAL | Withheld | Against | ||||||
5 JAMES A. FAULKNER | For | For | ||||||
6 I. PATRICIA HENRY | For | For | ||||||
7 JOHN P. HOWE III, M.D. | For | For | ||||||
8 ERIC C. KENDRICK | For | For | ||||||
9 KELLY S. KING | For | For | ||||||
10 LOUIS B. LYNN | For | For | ||||||
11 EDWARD C. MILLIGAN | For | For | ||||||
12 CHARLES A. PATTON | For | For | ||||||
13 NIDO R. QUBEIN | Withheld | Against | ||||||
14 TOLLIE W. RICH, JR. | For | For | ||||||
15 THOMAS E. SKAINS | For | For | ||||||
16 THOMAS N. THOMPSON | For | For | ||||||
17 EDWIN H. WELCH, PH.D. | For | For | ||||||
18 STEPHEN T. WILLIAMS | Withheld | Against | ||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T’S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A “SAY ON PAY” VOTE. | Management | For | For | ||||
4. | TO VOTE ON AN AMENDMENT TO BB&T’S ARTICLES OF INCORPORATION TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | ||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T’S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against |
Page 21 of 52 | 18-Aug-2014 |
Investment Company Report
6. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF INCENTIVE COMPENSATION TO SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Page 22 of 52 | 18-Aug-2014 |
Investment Company Report
EMC CORPORATION
| ||||||
Security | 268648102 | Meeting Type | Annual | |||
Ticker Symbol | EMC | Meeting Date | 30-Apr-2014 | |||
ISIN | US2686481027 | Agenda | 933944159 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Management | For | For | ||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Shareholder | For | Against | ||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC’S PROXY STATEMENT. | Shareholder | Against | For |
Page 23 of 52 | 18-Aug-2014 |
Investment Company Report
DOVER CORPORATION
| ||||||
Security | 260003108 | Meeting Type | Annual | |||
Ticker Symbol | DOV | Meeting Date | 01-May-2014 | |||
ISIN | US2600031080 | Agenda | 933940721 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | ||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||
4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
5. | TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
6. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
8. | TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PERMIT SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For |
Page 24 of 52 | 18-Aug-2014 |
Investment Company Report
CAPITAL ONE FINANCIAL CORPORATION
| ||||||
Security | 14040H105 | Meeting Type | Annual | |||
Ticker Symbol | COF | Meeting Date | 01-May-2014 | |||
ISIN | US14040H1059 | Agenda | 933942648 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, III | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | For | For | ||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. | Management | For | For | ||||
3. | APPROVAL OF CAPITAL ONE’S THIRD AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN. | Management | For | For | ||||
4. | ADVISORY APPROVAL OF CAPITAL ONE’S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
5A. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||
5B. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. | Management | For | For | ||||
5C. | APPROVAL OF AMENDMENTS TO CAPITAL ONE’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. | Management | For | For | ||||
6. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. | Shareholder | For | Against |
Page 25 of 52 | 18-Aug-2014 |
Investment Company Report
EASTMAN CHEMICAL COMPANY
| ||||||
Security | 277432100 | Meeting Type | Annual | |||
Ticker Symbol | EMN | Meeting Date | 01-May-2014 | |||
ISIN | US2774321002 | Agenda | 933950140 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For | ||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For | ||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For |
Page 26 of 52 | 18-Aug-2014 |
Investment Company Report
OCCIDENTAL PETROLEUM CORPORATION
| ||||||
Security | 674599105 | Meeting Type | Annual | |||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | |||
ISIN | US6745991058 | Agenda | 933956724 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | ||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | ||||
3. | ADVISORY VOTE APPROVING EXECUTIVE | Management | For | For | ||||
COMPENSATION. | ||||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY | Management | For | For | ||||
WRITTEN CONSENT. | ||||||||
5. | SEPARATION OF THE ROLES OF THE | Management | For | For | ||||
CHAIRMAN OF THE BOARD AND THE CHIEF | ||||||||
EXECUTIVE OFFICER. | ||||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | ||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | ||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | ||||
10. | FUGITIVE METHANE EMISSIONS AND | Shareholder | Against | For | ||||
FLARING REPORT. |
Page 27 of 52 | 18-Aug-2014 |
Investment Company Report
GENERAL DYNAMICS CORPORATION
| ||||||
Security | 369550108 | Meeting Type | Annual | |||
Ticker Symbol | GD | Meeting Date | 07-May-2014 | |||
ISIN | US3695501086 | Agenda | 933937623 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | Against | Against | ||||
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: JAMES N. MATTIS | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: LAURA J. SCHUMACHER | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Management | For | For | ||||
2. | SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||
4. | SHAREHOLDER PROPOSAL WITH REGARD TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||
5. | SHAREHOLDER PROPOSAL WITH REGARD TO LOBBYING DISCLOSURE. | Shareholder | Against | For |
Page 28 of 52 | 18-Aug-2014 |
Investment Company Report
NORDSTROM, INC.
| ||||||
Security | 655664100 | Meeting Type | Annual | |||
Ticker Symbol | JWN | Meeting Date | 07-May-2014 | |||
ISIN | US6556641008 | Agenda | 933944185 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For |
Page 29 of 52 | 18-Aug-2014 |
Investment Company Report
CONOCOPHILLIPS
| ||||||
Security | 20825C104 | Meeting Type | Annual | |||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | |||
ISIN | US20825C1045 | Agenda | 933946305 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | Against | Against | ||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | Against | Against | ||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND | Management | For | For | ||||
PERFORMANCE INCENTIVE PLAN OF | ||||||||
CONOCOPHILLIPS. | ||||||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For |
Page 30 of 52 | 18-Aug-2014 |
Investment Company Report
KNOWLES CORPORATION
| ||||||
Security | 49926D109 | Meeting Type | Annual | |||
Ticker Symbol | KN | Meeting Date | 13-May-2014 | |||
ISIN | US49926D1090 | Agenda | 933966206 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 JEFFREY S. NIEW | For | For | ||||||
2 KEITH L. BARNES | For | For | ||||||
3 RICHARD K. LOCHRIDGE | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For |
Page 31 of 52 | 18-Aug-2014 |
Investment Company Report
ALTRIA GROUP, INC.
| ||||||
Security | 02209S103 | Meeting Type | Annual | |||
Ticker Symbol | MO | Meeting Date | 14-May-2014 | |||
ISIN | US02209S1033 | Agenda | 933956801 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES | Shareholder | Against | For |
Page 32 of 52 | 18-Aug-2014 |
Investment Company Report
LABORATORY CORP. OF AMERICA HOLDINGS
| ||||||
Security | 50540R409 | Meeting Type | Annual | |||
Ticker Symbol | LH | Meeting Date | 14-May-2014 | |||
ISIN | US50540R4092 | Agenda | 933960494 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER M. NEUPERT | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADAM H. SCHECHTER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | ||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For |
Page 33 of 52 | 18-Aug-2014 |
Investment Company Report
NATIONAL OILWELL VARCO, INC.
| ||||||
Security | 637071101 | Meeting Type | Annual | |||
Ticker Symbol | NOV | Meeting Date | 14-May-2014 | |||
ISIN | US6370711011 | Agenda | 933975318 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | For | For | ||||
2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
Page 34 of 52 | 18-Aug-2014 |
Investment Company Report
EVEREST RE GROUP, LTD.
| ||||||
Security | G3223R108 | Meeting Type | Annual | |||
Ticker Symbol | RE | Meeting Date | 14-May-2014 | |||
ISIN | BMG3223R1088 | Agenda | 933978340 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DOMINIC J. ADDESSO | For | For | ||||||
2 JOHN J. AMORE | For | For | ||||||
3 JOHN R. DUNNE | For | For | ||||||
4 WILLIAM F. GALTNEY, JR. | Withheld | Against | ||||||
5 ROGER M. SINGER | For | For | ||||||
6 JOSEPH V. TARANTO | For | For | ||||||
7 JOHN A. WEBER | For | For | ||||||
2. | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE 2013 EXECUTIVE COMPENSATION. | Management | Against | Against |
Page 35 of 52 | 18-Aug-2014 |
Investment Company Report
KOHL’S CORPORATION | ||||||
Security | 500255104 | Meeting Type | Annual | |||
Ticker Symbol | KSS | Meeting Date | 15-May-2014 | |||
ISIN | US5002551043 | Agenda | 933948195 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | Against | Against | ||||
1H. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR SUSTAINABILITY INITIATIVES. | Shareholder | Against | For |
Page 36 of 52 | 18-Aug-2014 |
Investment Company Report
UNION PACIFIC CORPORATION
| ||||||
Security | 907818108 | Meeting Type | Annual | |||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | |||
ISIN | US9078181081 | Agenda | 933969012 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”). | Management | For | For | ||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
Page 37 of 52 | 18-Aug-2014 |
Investment Company Report
THE WESTERN UNION COMPANY
| ||||||
Security | 959802109 | Meeting Type | Annual | |||
Ticker Symbol | WU | Meeting Date | 16-May-2014 | |||
ISIN | US9598021098 | Agenda | 933960393 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: HIKMET ERSEK | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: BETSY D. HOLDEN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: FRANCES FRAGOS TOWNSEND | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO | Management | For | For | ||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
3 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||
5 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||
6 | STOCKHOLDER PROPOSAL REGARDING NEW BOARD COMMITTEE | Shareholder | Against | For |
Page 38 of 52 | 18-Aug-2014 |
Investment Company Report
THE GOLDMAN SACHS GROUP, INC.
| ||||||
Security | 38141G104 | Meeting Type | Annual | |||
Ticker Symbol | GS | Meeting Date | 16-May-2014 | |||
ISIN | US38141G1040 | Agenda | 933961078 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Against | Against | ||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Shareholder | Against | For |
Page 39 of 52 | 18-Aug-2014 |
Investment Company Report
ENSCO PLC
| ||||||
Security | G3157S106 | Meeting Type | Annual | |||
Ticker Symbol | ESV | Meeting Date | 19-May-2014 | |||
ISIN | GB00B4VLR192 | Agenda | 933971017 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | RE-ELECTION OF DIRECTOR: J. RODERICK CLARK | Management | For | For | ||||
1B. | RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK | Management | For | For | ||||
1C. | RE-ELECTION OF DIRECTOR: MARY E. FRANCIS CBE | Management | For | For | ||||
1D. | RE-ELECTION OF DIRECTOR: C. CHRISTOPHER GAUT | Management | For | For | ||||
1E. | RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK | Management | For | For | ||||
1F. | RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN | Management | For | For | ||||
1G. | RE-ELECTION OF DIRECTOR: DANIEL W. RABUN | Management | For | For | ||||
1H. | RE-ELECTION OF DIRECTOR: KEITH O. RATTIE | Management | For | For | ||||
1I. | RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, III | Management | For | For | ||||
2. | TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT SHARES. | Management | For | For | ||||
3. | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2014. | Management | For | For | ||||
4. | TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | ||||
5. | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION. | Management | For | For | ||||
6. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY. | Management | For | For | ||||
7. | A NON-BINDING ADVISORY VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||
8. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
9. | A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For |
Page 40 of 52 | 18-Aug-2014 |
Investment Company Report
10. | TO APPROVE A CAPITAL REORGANISATION. | Management | For | For | ||||
11. | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For |
Page 41 of 52 | 18-Aug-2014 |
Investment Company Report
THE ALLSTATE CORPORATION
| ||||||
Security | 020002101 | Meeting Type | Annual | |||
Ticker Symbol | ALL | Meeting Date | 20-May-2014 | |||
ISIN | US0200021014 | Agenda | 933962878 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: KERMIT R. CRAWFORD | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | For | For | ||||
2. | ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
3. | APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN MATERIAL TERMS. | Management | For | For | ||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | ||||
5. | STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY SENIOR EXECUTIVES. | Shareholder | Against | For | ||||
6. | STOCKHOLDER PROPOSAL ON REPORTING LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||
7. | STOCKHOLDER PROPOSAL ON REPORTING POLITICAL EXPENDITURES. | Shareholder | Against | For |
Page 42 of 52 | 18-Aug-2014 |
Investment Company Report
JPMORGAN CHASE & CO.
| ||||||
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | |||
ISIN | US46625H1005 | Agenda | 933970089 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | ||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | ||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | ||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For |
Page 43 of 52 | 18-Aug-2014 |
Investment Company Report
PINNACLE WEST CAPITAL CORPORATION
| ||||||
Security | 723484101 | Meeting Type | Annual | |||
Ticker Symbol | PNW | Meeting Date | 21-May-2014 | |||
ISIN | US7234841010 | Agenda | 933944060 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 DONALD E. BRANDT | For | For | ||||||
2 SUSAN CLARK-JOHNSON | For | For | ||||||
3 DENIS A. CORTESE, M.D. | For | For | ||||||
4 RICHARD P. FOX | For | For | ||||||
5 MICHAEL L. GALLAGHER | Withheld | Against | ||||||
6 R.A. HERBERGER, JR, PHD | For | For | ||||||
7 DALE E. KLEIN, PH.D. | For | For | ||||||
8 HUMBERTO S. LOPEZ | For | For | ||||||
9 KATHRYN L. MUNRO | For | For | ||||||
10 BRUCE J. NORDSTROM | For | For | ||||||
11 DAVID P. WAGENER | For | For | ||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2014 PROXY STATEMENT. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 44 of 52 | 18-Aug-2014 |
Investment Company Report
REINSURANCE GROUP OF AMERICA, INC.
| ||||||
Security | 759351604 | Meeting Type | Annual | |||
Ticker Symbol | RGA | Meeting Date | 21-May-2014 | |||
ISIN | US7593516047 | Agenda | 933987844 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 CHRISTINE R. DETRICK* | For | For | ||||||
2 JOYCE A. PHILLIPS* | For | For | ||||||
3 ARNOUD W.A. BOOT# | For | For | ||||||
4 JOHN F. DANAHY# | For | For | ||||||
5 J. CLIFF EASON# | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
Page 45 of 52 | 18-Aug-2014 |
Investment Company Report
INTEL CORPORATION
| ||||||
Security | 458140100 | Meeting Type | Annual | |||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | |||
ISIN | US4581401001 | Agenda | 933962854 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For |
Page 46 of 52 | 18-Aug-2014 |
Investment Company Report
LINCOLN NATIONAL CORPORATION
| ||||||
Security | 534187109 | Meeting Type | Annual | |||
Ticker Symbol | LNC | Meeting Date | 22-May-2014 | |||
ISIN | US5341871094 | Agenda | 933967727 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1.1 | ELECTION OF DIRECTOR: DENNIS R. GLASS | Management | For | For | ||||
1.2 | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | ||||
1.3 | ELECTION OF DIRECTOR: MICHAEL F. MEE | Management | For | For | ||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
3. | THE APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
4. | THE APPROVAL OF THE LINCOLN NATIONAL CORPORATION 2014 INCENTIVE COMPENSATION PLAN | Management | For | For |
Page 47 of 52 | 18-Aug-2014 |
Investment Company Report
CENTURYLINK, INC.
| ||||||
Security | 156700106 | Meeting Type | Annual | |||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | |||
ISIN | US1567001060 | Agenda | 933986068 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 VIRGINIA BOULET | For | For | ||||||
2 PETER C. BROWN | For | For | ||||||
3 RICHARD A. GEPHARDT | For | For | ||||||
4 W. BRUCE HANKS | For | For | ||||||
5 GREGORY J. MCCRAY | For | For | ||||||
6 C.G. MELVILLE, JR. | For | For | ||||||
7 FRED R. NICHOLS | For | For | ||||||
8 WILLIAM A. OWENS | For | For | ||||||
9 HARVEY P. PERRY | Withheld | Against | ||||||
10 GLEN F. POST, III | For | For | ||||||
11 MICHAEL J. ROBERTS | For | For | ||||||
12 LAURIE A. SIEGEL | For | For | ||||||
13 JOSEPH R. ZIMMEL | For | For | ||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | Against | Against | ||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. | Management | For | For | ||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For |
Page 48 of 52 | 18-Aug-2014 |
Investment Company Report
UNITEDHEALTH GROUP INCORPORATED
| ||||||
Security | 91324P102 | Meeting Type | Annual | |||
Ticker Symbol | UNH | Meeting Date | 02-Jun-2014 | |||
ISIN | US91324P1021 | Agenda | 933993455 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | Against | Against | ||||
1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | Against | Against | ||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
4. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING CUMULATIVE VOTING, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For |
Page 49 of 52 | 18-Aug-2014 |
Investment Company Report
DEVON ENERGY CORPORATION
| ||||||
Security | 25179M103 | Meeting Type | Annual | |||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | |||
ISIN | US25179M1036 | Agenda | 933987375 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1. | DIRECTOR | Management | ||||||
1 BARBARA M. BAUMANN | For | For | ||||||
2 JOHN E. BETHANCOURT | For | For | ||||||
3 ROBERT H. HENRY | Withheld | Against | ||||||
4 JOHN A. HILL | For | For | ||||||
5 MICHAEL M. KANOVSKY | For | For | ||||||
6 ROBERT A. MOSBACHER, JR | For | For | ||||||
7 J. LARRY NICHOLS | For | For | ||||||
8 DUANE C. RADTKE | For | For | ||||||
9 MARY P. RICCIARDELLO | For | For | ||||||
10 JOHN RICHELS | For | For | ||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Shareholder | Against | For | ||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Shareholder | For | Against | ||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | For |
Page 50 of 52 | 18-Aug-2014 |
Investment Company Report
GENERAL MOTORS COMPANY
| ||||||
Security | 37045V100 | Meeting Type | Annual | |||
Ticker Symbol | GM | Meeting Date | 10-Jun-2014 | |||
ISIN | US37045V1008 | Agenda | 934003409 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | Against | Against | ||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | Against | Against | ||||
1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | Against | Against | ||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | Against | Against | ||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Against | Against | ||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | Against | Against | ||||
1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | ||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||
5. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | For | For | ||||
6. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||
7. | CUMULATIVE VOTING | Shareholder | Against | For | ||||
8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
Page 51 of 52 | 18-Aug-2014 |
Investment Company Report
THE KROGER CO. | ||||||
Security | 501044101 | Meeting Type | Annual | |||
Ticker Symbol | KR | Meeting Date | 26-Jun-2014 | |||
ISIN | US5010441013 | Agenda | 934019642 - Management |
Item | Proposal | Type | Vote | For/Against Management
| ||||
1A. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | ||||
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||
1D. | ELECTION OF DIRECTOR: SUSAN J. KROPF | Management | For | For | ||||
1E. | ELECTION OF DIRECTOR: DAVID B. LEWIS | Management | For | For | ||||
1F. | ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | Management | For | For | ||||
1G. | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | For | ||||
1H. | ELECTION OF DIRECTOR: CLYDE R. MOORE | Management | For | For | ||||
1I. | ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | Management | For | For | ||||
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | ||||
1K. | ELECTION OF DIRECTOR: JAMES A. RUNDE | Management | For | For | ||||
1L. | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | ||||
1M. | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | Management | For | For | ||||
2. | APPROVAL OF 2014 LONG-TERM INCENTIVE AND CASH BONUS PLAN. | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||
4. | APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | Management | For | For | ||||
5. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO PUBLISH A REPORT ON HUMAN RIGHTS RISKS OF OPERATIONS AND SUPPLY CHAIN. | Shareholder | Against | For | ||||
6. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT REGARDING RESPONSIBILITY FOR POST-CONSUMER PACKAGE RECYCLING OF PRIVATE LABEL BRANDS. | Shareholder | Against | For |
Page 52 of 52 | 18-Aug-2014 |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CornerCap Group of Funds | ||
By: | /s/ Thomas E. Quinn | |
Thomas E. Quinn President | ||
Date: | August 26, 2014 |