UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-04642
VIRTUS VARIABLE INSURANCE TRUST
(exact name of registrant as specified in charter)
100 Pearl Street, Hartford, CT 06103
(Address of principal executive offices)
Kevin J. Carr, Esq., Virtus Investment Partners, Inc. 100 Pearl Street, Hartford, CT 06103
(Name and Address of agent for service)
Registrant’s telephone number, including area code: 800-243-1574
Date of Fiscal Year End: 12/31
Date of Reporting Period: 07/01/2010 - 06/30/2011
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04642
Reporting Period: 07/01/2010 - 06/30/2011
Virtus Variable Insurance Trust
=========================== PHOENIX COMSTOCK SERIES ============================
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Colleen F. Arnold | For | For | Management | ||||
2 | Elect Director George S. Barrett | For | For | Management | ||||
3 | Elect Director Glenn A. Britt | For | For | Management | ||||
4 | Elect Director Carrie S. Cox | For | For | Management | ||||
5 | Elect Director Calvin Darden | For | For | Management | ||||
6 | Elect Director Bruce L. Downey | For | For | Management | ||||
7 | Elect Director John F. Finn | For | For | Management | ||||
8 | Elect Director Gregory B. Kenny | For | For | Management | ||||
9 | Elect Director James J. Mongan | For | For | Management | ||||
10 | Elect Director Richard C. Notebaert | For | For | Management | ||||
11 | Elect Director David W. Raisbeck | For | For | Management | ||||
12 | Elect Director Jean G. Spaulding | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Permit Board to Amend Bylaws Without Shareholder Consent | For | Against | Management | ||||
15 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
16 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | Against | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Abstain | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | Abstain | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Abstain | Shareholder |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | Withhold | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Abstain | Shareholder |
NEWS CORPORATION
Ticker: | NWS | Security ID: | 65248E203 | |||
Meeting Date: | OCT 15, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jose Maria Aznar | For | For | Management | ||||
1.2 | Elect Director Natalie Bancroft | For | Withhold | Management | ||||
1.3 | Elect Director Peter L. Barnes | For | For | Management | ||||
1.4 | Elect Director Chase Carey | For | For | Management | ||||
1.5 | Elect Director Kenneth E. Cowley | For | For | Management | ||||
1.6 | Elect Director David F. DeVoe | For | Withhold | Management | ||||
1.7 | Elect Director Viet Dinh | For | For | Management | ||||
1.8 | Elect Director Sir Roderick I. Eddington | For | For | Management |
1.9 | Elect Director Andrew S.B. Knight | For | Withhold | Management | ||||
1.10 | Elect Director James R. Murdoch | For | Withhold | Management | ||||
1.11 | Elect Director K. Rupert Murdoch | For | For | Management | ||||
1.12 | Elect Director Lachlan K. Murdoch | For | For | Management | ||||
1.13 | Elect Director Thomas J. Perkins | For | For | Management | ||||
1.14 | Elect Director Arthur M. Siskind | For | For | Management | ||||
1.15 | Elect Director John L. Thornton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Establish Human Rights Committee | Against | Abstain | Shareholder | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Angela F. Braly | For | For | Management | ||||
2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director Rajat K. Gupta | For | For | Management | ||||
5 | Elect Director Robert A. Mcdonald | For | For | Management | ||||
6 | Elect Director W. James Mcnerney, Jr. | For | For | Management | ||||
7 | Elect Director Johnathan A. Rodgers | For | Against | Management | ||||
8 | Elect Director Mary A. Wilderotter | For | For | Management | ||||
9 | Elect Director Patricia A. Woertz | For | For | Management | ||||
10 | Elect Director Ernesto Zedillo | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Provide for Cumulative Voting | Against | Against | Shareholder |
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | 92857W209 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Re-elect Alan Jebson as Director | For | For | Management | ||||
9 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
10 | Re-elect Nick Land as Director | For | Against | Management | ||||
11 | Re-elect Anne Lauvergeon as Director | For | Against | Management | ||||
12 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
13 | Re-elect Anthony Watson as Director | For | For | Management | ||||
14 | Re-elect Philip Yea as Director | For | For | Management | ||||
15 | Approve Final Dividend | For | For | Management | ||||
16 | Approve Remuneration Report | For | For | Management | ||||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Adopt New Articles of Association | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Against | Management | ||||
24 | Approve Share Incentive Plan | For | For | Management |
======================= PHOENIX EQUITY 500 INDEX SERIES ========================
AIRGAS, INC.
Ticker: | ARG | Security ID: | 009363102 | |||
Meeting Date: | SEP 15, 2010 | Meeting Type: | Proxy Contest | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Management Proxy (White Card) | None | |||||||
1.1 | Elect Director Peter McCausland | For | Did Not Vote | Management | ||||
1.2 | Elect Director W. Thacher Brown | For | Did Not Vote | Management | ||||
1.3 | Elect Director Richard C. Ill | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | Did Not Vote | Management | ||||
4 | Approve Implementation of Director Disqualifying Requirements | Against | Did Not Vote | Shareholder | ||||
5 | Change Date of Annual Meeting | Against | Did Not Vote | Shareholder | ||||
6 | Repeal Bylaws Amendments Adopted after April 7, 2010 | Against | Did Not Vote | Shareholder |
# | Proposal | Diss Rec | Vote Cast | Sponsor | ||||
Dissident Proxy (Gold Card) | None | |||||||
1.1 | Elect Director John P. Clancey | For | For | Shareholder | ||||
1.2 | Elect Director Robert L. Lumpkins | For | For | Shareholder | ||||
1.3 | Elect Director Ted B. Miller | For | For | Shareholder | ||||
2 | Approve Implementation of Director Disqualifying Requirements | For | For | Shareholder | ||||
3 | Change Date of Annual Meeting | For | Against | Shareholder | ||||
4 | Repeal Bylaws Amendments Adopted after April 7, 2010 | For | For | Shareholder | ||||
5 | Ratify Auditors | None | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | None | For | Management |
ALLEGHENY ENERGY, INC.
Ticker: | AYE | Security ID: | 017361106 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
AON CORPORATION
Ticker: | AON | Security ID: | 037389103 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director George W. Buckley | For | For | Management | ||||
2 | Elect Director Mollie Hale Carter | For | For | Management | ||||
3 | Elect Director Pierre Dufour | For | For | Management | ||||
4 | Elect Director Donald E. Felsinger | For | For | Management | ||||
5 | Elect Director Victoria F. Haynes | For | For | Management | ||||
6 | Elect Director Antonio Maciel Neto | For | For | Management | ||||
7 | Elect Director Patrick J. Moore | For | For | Management | ||||
8 | Elect Director Thomas F. O’Neill | For | For | Management | ||||
9 | Elect Director Kelvin R. Westbrook | For | For | Management | ||||
10 | Elect Director Patricia A. Woertz | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Adopt Policy to Prohibit Political Spending | Against | Against | Shareholder | ||||
13 | Report on Political Contributions | Against | For | Shareholder |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||
1.4 | Elect Director Leon G. Cooperman | For | For | Management | ||||
1.5 | Elect Director Eric C. Fast | For | For | Management | ||||
1.6 | Elect Director Linda R. Gooden | For | For | Management | ||||
1.7 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.8 | Elect Director John P. Jones | For | For | Management | ||||
1.9 | Elect Director Sharon T. Rowlands | For | For | Management | ||||
1.10 | Elect Director Enrique T. Salem | For | For | Management | ||||
1.11 | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management | ||||
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 | |||
Meeting Date: | JUL 21, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director Gary L. Bloom | For | For | Management | ||||
4 | Elect Director Meldon K. Gafner | For | For | Management | ||||
5 | Elect Director Mark J. Hawkins | For | For | Management | ||||
6 | Elect Director Stephan A. James | For | For | Management | ||||
7 | Elect Director P. Thomas Jenkins | For | For | Management | ||||
8 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
9 | Elect Director Kathleen A. O’Neil | For | For | Management | ||||
10 | Elect Director Tom C. Tinsley | For | For | Management | ||||
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
CA, INC.
Ticker: | CA | Security ID: | 12673P105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||
2 | Elect Director Gary J. Fernandes | For | For | Management | ||||
3 | Elect Director Kay Koplovitz | For | For | Management | ||||
4 | Elect Director Christopher B. Lofgren | For | For | Management | ||||
5 | Elect Director William E. McCracken | For | For | Management | ||||
6 | Elect Director Richard Sulpizio | For | For | Management | ||||
7 | Elect Director Laura S. Unger | For | For | Management | ||||
8 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
9 | Elect Director Renato (Ron) Zambonini | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | For | For | Management | ||||
12 | Adopt Policy on Bonus Banking | Against | For | Shareholder |
CAMPBELL SOUP COMPANY
Ticker: | CPB | Security ID: | 134429109 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edmund M. Carpenter | For | For | Management | ||||
1.2 | Elect Director Paul R. Charron | For | For | Management | ||||
1.3 | Elect Director Douglas R. Conant | For | For | Management | ||||
1.4 | Elect Director Bennett Dorrance | For | For | Management | ||||
1.5 | Elect Director Harvey Golub | For | For | Management | ||||
1.6 | Elect Director Lawrence C. Karlson | For | For | Management | ||||
1.7 | Elect Director Randall W. Larrimore | For | For | Management | ||||
1.8 | Elect Director Mary Alice D. Malone | For | For | Management | ||||
1.9 | Elect Director Sara Mathew | For | For | Management | ||||
1.10 | Elect Director Denise M. Morrison | For | For | Management | ||||
1.11 | Elect Director William D. Perez | For | For | Management | ||||
1.12 | Elect Director Charles R. Perrin | For | For | Management | ||||
1.13 | Elect Director A. Barry Rand | For | For | Management | ||||
1.14 | Elect Director Nick Shreiber | For | For | Management | ||||
1.15 | Elect Director Archbold D. Van Beuren | For | For | Management | ||||
1.16 | Elect Director Les C. Vinney | For | For | Management | ||||
1.17 | Elect Director Charlotte C. Weber | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Colleen F. Arnold | For | For | Management | ||||
2 | Elect Director George S. Barrett | For | For | Management | ||||
3 | Elect Director Glenn A. Britt | For | For | Management | ||||
4 | Elect Director Carrie S. Cox | For | For | Management | ||||
5 | Elect Director Calvin Darden | For | For | Management | ||||
6 | Elect Director Bruce L. Downey | For | For | Management | ||||
7 | Elect Director John F. Finn | For | For | Management | ||||
8 | Elect Director Gregory B. Kenny | For | For | Management | ||||
9 | Elect Director James J. Mongan | For | For | Management | ||||
10 | Elect Director Richard C. Notebaert | For | For | Management | ||||
11 | Elect Director David W. Raisbeck | For | For | Management | ||||
12 | Elect Director Jean G. Spaulding | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Permit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||
15 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
16 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CAREFUSION CORPORATION
Ticker: | CFN | Security ID: | 14170T101 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David L. Schlotterbeck | For | For | Management | ||||
2 | Elect Director J. Michael Losh | For | For | Management | ||||
3 | Elect Director Edward D. Miller | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management |
CENTURYLINK, INC.
Ticker: | CTL | Security ID: | 156700106 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
CINTAS CORPORATION
Ticker: | CTAS | Security ID: | 172908105 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gerald S. Adolph | For | For | Management | ||||
2 | Elect Director Richard T. Farmer | For | For | Management | ||||
3 | Elect Director Scott D. Farmer | For | For | Management | ||||
4 | Elect Director James J. Johnson | For | For | Management | ||||
5 | Elect Director Robert J. Kohlhepp | For | For | Management | ||||
6 | Elect Director David C. Phillips | For | For | Management | ||||
7 | Elect Director Joseph Scaminace | For | For | Management | ||||
8 | Elect Director Ronald W. Tysoe | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
COACH, INC.
Ticker: | COH | Security ID: | 189754104 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lew Frankfort | For | For | Management | ||||
1.2 | Elect Director Susan Kropf | For | For | Management | ||||
1.3 | Elect Director Gary Loveman | For | For | Management | ||||
1.4 | Elect Director Ivan Menezes | For | For | Management | ||||
1.5 | Elect Director Irene Miller | For | For | Management | ||||
1.6 | Elect Director Michael Murphy | For | For | Management | ||||
1.7 | Elect Director Jide Zeitlin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Adopt Policy on Ending Use of Animal Fur in Products | Against | Against | Shareholder |
COCA-COLA ENTERPRISES INC.
Ticker: | CCE | Security ID: | 191219104 | |||
Meeting Date: | OCT 01, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 24, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
COMPUTER SCIENCES CORPORATION
Ticker: | CSC | Security ID: | 205363104 | |||
Meeting Date: | AUG 09, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving W. Bailey, II | For | Withhold | Management | ||||
1.2 | Elect Director David J. Barram | For | For | Management | ||||
1.3 | Elect Director Stephen L. Baum | For | For | Management | ||||
1.4 | Elect Director Rodney F. Chase | For | For | Management | ||||
1.5 | Elect Director Judith R. Haberkorn | For | Withhold | Management | ||||
1.6 | Elect Director Michael W. Laphen | For | For | Management | ||||
1.7 | Elect Director F. Warren McFarlan | For | Withhold | Management | ||||
1.8 | Elect Director Chong Sup Park | For | Withhold | Management | ||||
1.9 | Elect Director Thomas H. Patrick | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
4 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
COMPUWARE CORPORATION
Ticker: | CPWR | Security ID: | 205638109 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis W. Archer | For | Withhold | Management | ||||
1.2 | Elect Director Gurminder S. Bedi | For | For | Management | ||||
1.3 | Elect Director William O. Grabe | For | Withhold | Management | ||||
1.4 | Elect Director William R. Halling | For | For | Management | ||||
1.5 | Elect Director Peter Karmanos, Jr. | For | For | Management | ||||
1.6 | Elect Director Faye Alexander Nelson | For | For | Management | ||||
1.7 | Elect Director Glenda D. Price | For | For | Management | ||||
1.8 | Elect Director Robert C. Paul | For | For | Management | ||||
1.9 | Elect Director W. James Prowse | For | For | Management | ||||
1.10 | Elect Director G. Scott Romney | For | For | Management | ||||
1.11 | Elect Director Ralph J. Szygenda | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CONAGRA FOODS, INC.
Ticker: | CAG | Security ID: | 205887102 | |||
Meeting Date: | SEP 24, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mogens C. Bay | For | For | Management | ||||
1.2 | Elect Director Stephen G. Butler | For | For | Management | ||||
1.3 | Elect Director Steven F. Goldstone | For | For | Management | ||||
1.4 | Elect Director Joie A. Gregor | For | For | Management | ||||
1.5 | Elect Director Rajive Johri | For | For | Management | ||||
1.6 | Elect Director W.G. Jurgensen | For | For | Management | ||||
1.7 | Elect Director Richard H. Lenny | For | For | Management | ||||
1.8 | Elect Director Ruth Ann Marshall | For | For | Management | ||||
1.9 | Elect Director Gary M. Rodkin | For | For | Management | ||||
1.10 | Elect Director Andrew J. Schindler | For | For | Management | ||||
1.11 | Elect Director Kenneth E. Stinson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CONSTELLATION BRANDS, INC.
Ticker: | STZ | Security ID: | 21036P108 | |||
Meeting Date: | JUL 22, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 24, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jerry Fowden | For | For | Management | ||||
1.2 | Elect Director Barry A. Fromberg | For | For | Management | ||||
1.3 | Elect Director Jeananne K. Hauswald | For | Withhold | Management | ||||
1.4 | Elect Director James A. Locke III | For | Withhold | Management | ||||
1.5 | Elect Director Richard Sands | For | For | Management | ||||
1.6 | Elect Director Robert Sands | For | For | Management | ||||
1.7 | Elect Director Paul L. Smith | For | For | Management | ||||
1.8 | Elect Director Mark Zupan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management | ||||
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Breyer | For | For | Management | ||||
1.2 | Elect Director Donald J. Carty | For | Withhold | Management | ||||
1.3 | Elect Director Michael S. Dell | For | Withhold | Management | ||||
1.4 | Elect Director William H. Gray, III | For | Withhold | Management | ||||
1.5 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.6 | Elect Director Thomas W. Luce, III | For | Withhold | Management | ||||
1.7 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.8 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.9 | Elect Director Shantanu Narayen | For | For | Management | ||||
1.10 | Elect Director Sam Nunn | For | Withhold | Management | ||||
1.11 | Elect Director H. Ross Perot, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reimburse Proxy Contest Expenses | Against | For | Shareholder | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder |
DEVRY INC.
Ticker: | DV | Security ID: | 251893103 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Connie R. Curran | For | For | Management | ||||
1.2 | Elect Director Daniel Hamburger | For | For | Management | ||||
1.3 | Elect Director Harold T. Shapiro | For | For | Management | ||||
1.4 | Elect Director Ronald L. Taylor | For | For | Management | ||||
1.5 | Elect Director Gary Butler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Against | Against | Shareholder |
ELECTRONIC ARTS INC.
Ticker: | ERTS | Security ID: | 285512109 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leonard S. Coleman | For | Against | Management | ||||
2 | Elect Director Jeffrey T. Huber | For | For | Management | ||||
3 | Elect Director Gary M. Kusin | For | For | Management | ||||
4 | Elect Director Geraldine B. Laybourne | For | Against | Management | ||||
5 | Elect Director Gregory B. Maffei | For | For | Management | ||||
6 | Elect Director Vivek Paul | For | For | Management | ||||
7 | Elect Director Lawrence F. Probst III | For | For | Management | ||||
8 | Elect Director John S. Riccitiello | For | For | Management | ||||
9 | Elect Director Richard A. Simonson | For | For | Management | ||||
10 | Elect Director Linda J. Srere | For | Against | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management |
FEDEX CORPORATION
Ticker: | FDX | Security ID: | 31428X106 | |||
Meeting Date: | SEP 27, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James L. Barksdale | For | For | Management | ||||
2 | Elect Director John A. Edwardson | For | For | Management | ||||
3 | Elect Director J.R. Hyde, III | For | For | Management | ||||
4 | Elect Director Shirley A. Jackson | For | For | Management | ||||
5 | Elect Director Steven R. Loranger | For | For | Management | ||||
6 | Elect Director Gary W. Loveman | For | For | Management | ||||
7 | Elect Director Susan C. Schwab | For | For | Management | ||||
8 | Elect Director Frederick W. Smith | For | For | Management | ||||
9 | Elect Director Joshua I. Smith | For | For | Management | ||||
10 | Elect Director David P. Steiner | For | For | Management | ||||
11 | Elect Director Paul S. Walsh | For | For | Management | ||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Require Independent Board Chairman | Against | For | Shareholder | ||||
15 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
16 | Adopt Policy on Succession Planning | Against | For | Shareholder |
FIRSTENERGY CORP.
Ticker: | FE | Security ID: | 337932107 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Adjourn Meeting | For | For | Management |
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 09, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard Solomon | For | For | Management | ||||
1.2 | Elect Director Lawrence S. Olanoff | For | For | Management | ||||
1.3 | Elect Director Nesli Basgoz | For | For | Management | ||||
1.4 | Elect Director William J. Candee | For | For | Management | ||||
1.5 | Elect Director George S. Cohan | For | For | Management | ||||
1.6 | Elect Director Dan L. Goldwasser | For | For | Management | ||||
1.7 | Elect Director Kenneth E. Goodman | For | For | Management | ||||
1.8 | Elect Director Lester B. Salans | For | For | Management | ||||
1.9 | Elect Director Peter J. Zimetbaum | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Reimburse Proxy Contest Expenses | Against | For | Shareholder |
GENERAL MILLS, INC.
Ticker: | GIS | Security ID: | 370334104 | |||
Meeting Date: | SEP 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 29, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Bradbury H. Anderson | For | For | Management | ||||
2 | Elect Director R. Kerry Clark | For | For | Management | ||||
3 | Elect Director Paul Danos | For | For | Management | ||||
4 | Elect Director William T. Esrey | For | For | Management | ||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
6 | Elect Director Judith Richards Hope | For | For | Management | ||||
7 | Elect Director Heidi G. Miller | For | For | Management | ||||
8 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management | ||||
9 | Elect Director Steve Odland | For | For | Management | ||||
10 | Elect Director Kendall J. Powell | For | For | Management | ||||
11 | Elect Director Lois E. Quam | For | For | Management | ||||
12 | Elect Director Michael D. Rose | For | For | Management | ||||
13 | Elect Director Robert L. Ryan | For | For | Management | ||||
14 | Elect Director Dorothy A. Terrell | For | For | Management | ||||
15 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
H&R BLOCK, INC.
Ticker: | HRB | Security ID: | 093671105 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director Richard C. Breeden | For | For | Management | ||||
3 | Elect Director William C. Cobb | For | For | Management | ||||
4 | Elect Director Robert A. Gerard | For | For | Management | ||||
5 | Elect Director Len J. Lauer | For | For | Management | ||||
6 | Elect Director David B. Lewis | For | For | Management |
7 | Elect Director Bruce C. Rohde | For | For | Management | ||||
8 | Elect Director Tom D. Seip | For | For | Management | ||||
9 | Elect Director L. Edward Shaw, Jr. | For | For | Management | ||||
10 | Elect Director Christianna Wood | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
14 | Reduce Supermajority Vote Requirement | For | For | Shareholder | ||||
15 | Provide Right to Call Special Meeting | For | For | Management | ||||
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | Management | ||||
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | For | For | Management | ||||
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | For | For | Management | ||||
19 | Ratify Auditors | For | For | Management |
H. J. HEINZ COMPANY
Ticker: | HNZ | Security ID: | 423074103 | |||
Meeting Date: | AUG 31, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William R. Johnson | For | For | Management | ||||
2 | Elect Director Charles E. Bunch | For | For | Management | ||||
3 | Elect Director Leonard S. Coleman | For | For | Management | ||||
4 | Elect Director John G. Drosdick | For | For | Management | ||||
5 | Elect Director Edith E. Holiday | For | For | Management | ||||
6 | Elect Director Candace Kendle | For | For | Management | ||||
7 | Elect Director Dean R. O’Hare | For | For | Management | ||||
8 | Elect Director Nelson Peltz | For | For | Management | ||||
9 | Elect Director Dennis H. Reilley | For | For | Management | ||||
10 | Elect Director Lynn C. Swann | For | For | Management | ||||
11 | Elect Director Thomas J. Usher | For | For | Management | ||||
12 | Elect Director Michael F. Weinstein | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide Right to Act by Written Consent | Against | For | Shareholder |
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 | |||
Meeting Date: | DEC 08, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 11, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann | For | For | Management | ||||
1.2 | Elect Director Ann McLaughlin Korologos | For | For | Management | ||||
1.3 | Elect Director Kenneth M. Reiss | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management |
HARRIS CORPORATION
Ticker: | HRS | Security ID: | 413875105 | |||
Meeting Date: | OCT 22, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard L. Lance | For | For | Management | ||||
2 | Elect Director Thomas A. Dattilo | For | For | Management | ||||
3 | Elect Director Terry D. Growcock | For | For | Management | ||||
4 | Elect Director Leslie F. Kenne | For | For | Management | ||||
5 | Elect Director David B. Rickard | For | For | Management | ||||
6 | Elect Director James C. Stoffel | For | For | Management | ||||
7 | Elect Director Gregory T. Swienton | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | For | Management | ||||
11 | Require Independent Board Chairman | Against | Against | Shareholder |
JDS UNIPHASE CORPORATION
Ticker: | JDSU | Security ID: | 46612J507 | |||
Meeting Date: | NOV 30, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martin A. Kaplan | For | For | Management | ||||
1.2 | Elect Director Kevin J. Kennedy | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
LEGG MASON, INC.
Ticker: | LM | Security ID: | 524901105 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John T. Cahill | For | For | Management | ||||
1.2 | Elect Director Dennis R. Beresford | For | For | Management | ||||
1.3 | Elect Director Nelson Peltz | For | For | Management | ||||
1.4 | Elect Director W. Allen Reed | For | For | Management | ||||
1.5 | Elect Director Nicholas J. St. George | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | Against | For | Shareholder | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder |
LINEAR TECHNOLOGY CORPORATION
Ticker: | LLTC | Security ID: | 535678106 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management | ||||
1.2 | Elect Director Lothar Maier | For | For | Management | ||||
1.3 | Elect Director Arthur C. Agnos | For | Withhold | Management | ||||
1.4 | Elect Director John J. Gordon | For | Withhold | Management | ||||
1.5 | Elect Director David S. Lee | For | For | Management | ||||
1.6 | Elect Director Richard M. Moley | For | Withhold | Management | ||||
1.7 | Elect Director Thomas S. Volpe | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | For | Management | ||||
6.2 | Elect Director Jose Octavio Reyes Lagunes | For | For | Management | ||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | For | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
MCAFEE, INC.
Ticker: | MFE | Security ID: | 579064106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Special | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCKESSON CORPORATION
Ticker: | MCK | Security ID: | 58155Q103 | |||
Meeting Date: | JUL 28, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Andy D. Bryant | For | For | Management | ||||
2 | Elect Director Wayne A. Budd | For | For | Management | ||||
3 | Elect Director John H. Hammergren | For | For | Management | ||||
4 | Elect Director Alton F. Irby III | For | Against | Management | ||||
5 | Elect Director M. Christine Jacobs | For | Against | Management | ||||
6 | Elect Director Marie L. Knowles | For | For | Management | ||||
7 | Elect Director David M. Lawrence | For | Against | Management | ||||
8 | Elect Director Edward A. Mueller | For | Against | Management | ||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | For | Management | ||||
11 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 | |||
Meeting Date: | AUG 25, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard H. Anderson | For | For | Management | ||||
1.2 | Elect Director David L. Calhoun | For | For | Management | ||||
1.3 | Elect Director Victor J. Dzau | For | For | Management | ||||
1.4 | Elect Director William A. Hawkins | For | For | Management | ||||
1.5 | Elect Director Shirley A. Jackson | For | For | Management | ||||
1.6 | Elect Director James T. Lenehan | For | For | Management | ||||
1.7 | Elect Director Denise M. O’Leary | For | For | Management | ||||
1.8 | Elect Director Kendall J. Powell | For | For | Management | ||||
1.9 | Elect Director Robert C. Pozen | For | For | Management | ||||
1.10 | Elect Director Jean-Pierre Rosso | For | For | Management | ||||
1.11 | Elect Director Jack W. Schuler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MEREDITH CORPORATION
Ticker: | MDP | Security ID: | 589433101 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
1.2 | Elect Director D. Mell Meredith Frazier | For | Withhold | Management | ||||
1.3 | Elect Director Joel W. Johnson | For | For | Management | ||||
1.4 | Elect Director Stephen M. Lacy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: | MCHP | Security ID: | 595017104 | |||
Meeting Date: | AUG 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steve Sanghi | For | For | Management | ||||
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Management | ||||
1.3 | Elect Director L.B. Day | For | For | Management | ||||
1.4 | Elect Director Matthew W. Chapman | For | For | Management | ||||
1.5 | Elect Director Wade F. Meyercord | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MICRON TECHNOLOGY, INC.
Ticker: | MU | Security ID: | 595112103 | |||
Meeting Date: | DEC 16, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven R. Appleton | For | For | Management | ||||
2 | Elect Director Teruaki Aoki | For | Against | Management | ||||
3 | Elect Director James W. Bagley | For | For | Management | ||||
4 | Elect Director Robert L. Bailey | For | For | Management | ||||
5 | Elect Director Mercedes Johnson | For | For | Management | ||||
6 | Elect Director Lawrence N. Mondry | For | Against | Management | ||||
7 | Elect Director Robert E. Switz | For | For | Management | ||||
8 | Amend Omnibus Stock Plan | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
MOLEX INCORPORATED
Ticker: | MOLX | Security ID: | 608554101 | |||
Meeting Date: | OCT 29, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Birck | For | For | Management | ||||
1.2 | Elect Director Anirudh Dhebar | For | For | Management | ||||
1.3 | Elect Director Frederick A. Krehbiel | For | For | Management | ||||
1.4 | Elect Director Martin P. Slark | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MOTOROLA, INC.
Ticker: | MSI | Security ID: | 620076109 | |||
Meeting Date: | NOV 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Reverse Stock Split | For | For | Management | ||||
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | For | For | Management |
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: | NSM | Security ID: | 637640103 | |||
Meeting Date: | SEP 24, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William J. Amelio | For | For | Management | ||||
2 | Elect Director Steven R. Appleton | For | For | Management | ||||
3 | Elect Director Gary P. Arnold | For | For | Management | ||||
4 | Elect Director Richard J. Danzig | For | For | Management | ||||
5 | Elect Director Robert J. Frankenberg | For | For | Management | ||||
6 | Elect Director Donald Macleod | For | For | Management | ||||
7 | Elect Director Edward R. McCracken | For | For | Management | ||||
8 | Elect Director Roderick C. McGeary | For | For | Management | ||||
9 | Elect Director William E. Mitchell | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management |
NETAPP, INC.
Ticker: | NTAP | Security ID: | 64110D104 | |||
Meeting Date: | AUG 31, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffry R. Allen | For | For | Management | ||||
1.2 | Elect Director Alan L. Earhart | For | For | Management | ||||
1.3 | Elect Director Thomas Georgens | For | For | Management | ||||
1.4 | Elect Director Gerald Held | For | For | Management | ||||
1.5 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.6 | Elect Director T. Michael Nevens | For | For | Management | ||||
1.7 | Elect Director George T. Shaheen | For | For | Management | ||||
1.8 | Elect Director Robert T. Wall | For | For | Management | ||||
1.9 | Elect Director Daniel J. Warmenhoven | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||||
1.2 | Elect Director Alan B. Graf, Jr. | For | For | Management | ||||
1.3 | Elect Director John C. Lechleiter | For | For | Management | ||||
1.4 | Elect Director Phyllis M. Wise | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
NRG ENERGY, INC.
Ticker: | NRG | Security ID: | 629377508 | |||
Meeting Date: | JUL 28, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
2 | Elect Director David Crane | For | For | Management | ||||
3 | Elect Director Stephen L. Cropper | For | For | Management | ||||
4 | Elect Director Kathleen A. McGinty | For | For | Management | ||||
5 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
ORACLE CORPORATION
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | ||||
1.2 | Elect Director H. Raymond Bingham | For | For | Management | ||||
1.3 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.4 | Elect Director Safra A. Catz | For | For | Management | ||||
1.5 | Elect Director Bruce R. Chizen | For | For | Management | ||||
1.6 | Elect Director George H. Conrades | For | For | Management | ||||
1.7 | Elect Director Lawrence J. Ellison | For | For | Management | ||||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | ||||
1.9 | Elect Director Jeffrey O. Henley | For | For | Management | ||||
1.10 | Elect Director Mark V. Hurd | For | For | Management | ||||
1.11 | Elect Director Donald L. Lucas | For | For | Management | ||||
1.12 | Elect Director Naomi O. Seligman | For | Withhold | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Establish Board Committee on Sustainability | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder |
PACTIV CORPORATION
Ticker: | PTV | Security ID: | 695257105 | |||
Meeting Date: | NOV 15, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
PALL CORPORATION
Ticker: | PLL | Security ID: | 696429307 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Amy E. Alving | For | For | Management | ||||
1.2 | Elect Director Daniel J. Carroll | For | For | Management | ||||
1.3 | Elect Director Robert B. Coutts | For | For | Management | ||||
1.4 | Elect Director Cheryl W. Grise | For | For | Management | ||||
1.5 | Elect Director Ronald L. Hoffman | For | For | Management | ||||
1.6 | Elect Director Eric Krasnoff | For | For | Management | ||||
1.7 | Elect Director Dennis N. Longstreet | For | For | Management | ||||
1.8 | Elect Director Edwin W. Martin, Jr. | For | For | Management | ||||
1.9 | Elect Director Katharine L. Plourde | For | For | Management | ||||
1.10 | Elect Director Edward L. Snyder | For | For | Management | ||||
1.11 | Elect Director Edward Travaglianti | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Bylaws to Facilitate Use of “Notice and Access” Option to Deliver Proxy Materials via the Internet | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Amend Management Stock Purchase Plan | For | Against | Management |
PARKER-HANNIFIN CORPORATION
Ticker: | PH | Security ID: | 701094104 | |||
Meeting Date: | OCT 27, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Bohn | For | For | Management | ||||
1.2 | Elect Director Linda S. Harty | For | For | Management | ||||
1.3 | Elect Director William E. Kassling | For | For | Management | ||||
1.4 | Elect Director Robert J. Kohlhepp | For | For | Management | ||||
1.5 | Elect Director Klaus-Peter Muller | For | For | Management | ||||
1.6 | Elect Director Candy M. Obourn | For | For | Management | ||||
1.7 | Elect Director Joseph M. Scaminace | For | For | Management | ||||
1.8 | Elect Director Wolfgang R. Schmitt | For | For | Management | ||||
1.9 | Elect Director Ake Svensson | For | For | Management | ||||
1.10 | Elect Director Markos I. Tambakeras | For | For | Management | ||||
1.11 | Elect Director James L. Wainscott | For | For | Management | ||||
1.12 | Elect Director Donald E. Washkewicz | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
PATTERSON COMPANIES, INC.
Ticker: | PDCO | Security ID: | 703395103 | |||
Meeting Date: | SEP 13, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Buck | For | For | Management | ||||
1.2 | Elect Director Peter L. Frechette | For | For | Management | ||||
1.3 | Elect Director Charles Reich | For | For | Management | ||||
1.4 | Elect Director Brian S. Tyler | For | For | Management | ||||
1.5 | Elect Director Scott P. Anderson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
PAYCHEX, INC.
Ticker: | PAYX | Security ID: | 704326107 | |||
Meeting Date: | OCT 13, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director B. Thomas Golisano | For | For | Management | ||||
2 | Elect Director David J. S. Flaschen | For | For | Management | ||||
3 | Elect Director Grant M. Inman | For | For | Management | ||||
4 | Elect Director Pamela A. Joseph | For | For | Management | ||||
5 | Elect Director Joseph M. Tucci | For | For | Management | ||||
6 | Elect Director Joseph M. Velli | For | For | Management | ||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
POLO RALPH LAUREN CORPORATION
Ticker: | RL | Security ID: | 731572103 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frank A. Bennack, Jr | For | For | Management | ||||
1.2 | Elect Director Joel L. Fleishman | For | For | Management | ||||
1.3 | Elect Director Steven P. Murphy | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
PRECISION CASTPARTS CORP.
Ticker: | PCP | Security ID: | 740189105 | |||
Meeting Date: | AUG 10, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel J. Murphy | For | For | Management | ||||
1.2 | Elect Director Steven G. Rothmeier | For | For | Management | ||||
1.3 | Elect Director Richard L. Wambold | For | For | Management | ||||
1.4 | Elect Director Timothy A. Wicks | For | For | Management |
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
QLOGIC CORPORATION
Ticker: | QLGC | Security ID: | 747277101 | |||
Meeting Date: | AUG 26, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director H.K. Desai | For | For | Management | ||||
2 | Elect Director Joel S. Birnbaum | For | For | Management | ||||
3 | Elect Director James R. Fiebiger | For | For | Management | ||||
4 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
5 | Elect Director Kathryn B. Lewis | For | For | Management | ||||
6 | Elect Director George D. Wells | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
RED HAT, INC.
Ticker: | RHT | Security ID: | 756577102 | |||||||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||||||
Record Date: | JUN 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey J. Clarke | For | For | Management | ||||
2 | Elect Director H. Hugh Shelton | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
SARA LEE CORPORATION
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Christopher B. Begley | For | For | Management | ||||
2 | Elect Director Crandall C. Bowles | For | For | Management | ||||
3 | Elect Director Virgis W. Colbert | For | For | Management | ||||
4 | Elect Director James S. Crown | For | For | Management | ||||
5 | Elect Director Laurette T. Koellner | For | For | Management | ||||
6 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||
7 | Elect Director Dr. John Mcadam | For | For | Management | ||||
8 | Elect Director Sir Ian Prosser | For | For | Management | ||||
9 | Elect Director Norman R. Sorensen | For | For | Management | ||||
10 | Elect Director Jeffrey W. Ubben | For | For | Management |
11 | Elect Director Jonathan P. Ward | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
SMITH INTERNATIONAL, INC.
Ticker: | SII | Security ID: | 832110100 | |||
Meeting Date: | AUG 24, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2.1 | Elect Director James R. Gibbs | For | For | Management | ||||
2.2 | Elect Director Duane C. Radtke | For | For | Management | ||||
2.3 | Elect Director John Yearwood | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
SYSCO CORPORATION
Ticker: | SYY | Security ID: | 871829107 | |||
Meeting Date: | NOV 12, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John M. Cassaday | For | For | Management | ||||
2 | Elect Director Manuel A. Fernandez | For | For | Management | ||||
3 | Elect Director Hans-joachim Koerber | For | For | Management | ||||
4 | Elect Director Jackie M. Ward | For | For | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management | ||||
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE ESTEE LAUDER COMPANIES INC.
Ticker: | EL | Security ID: | 518439104 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aerin Lauder | For | For | Management | ||||
1.2 | Elect Director William P. Lauder | For | Withhold | Management | ||||
1.3 | Elect Director Lynn Forester de Rothschild | For | For | Management | ||||
1.4 | Elect Director Richard D. Parsons | For | For | Management | ||||
1.5 | Elect Director Richard F. Zannino | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
THE J. M. SMUCKER COMPANY
Ticker: | SJM | Security ID: | 832696405 | |||
Meeting Date: | AUG 18, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kathryn W. Dindo | For | For | Management | ||||
2 | Elect Director Richard K. Smucker | For | For | Management | ||||
3 | Elect Director William H. Steinbrink | For | For | Management | ||||
4 | Elect Director Paul Smucker Wagstaff | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Angela F. Braly | For | For | Management | ||||
2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||
4 | Elect Director Rajat K. Gupta | For | For | Management | ||||
5 | Elect Director Robert A. Mcdonald | For | For | Management | ||||
6 | Elect Director W. James Mcnerney, Jr. | For | For | Management | ||||
7 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||
8 | Elect Director Mary A. Wilderotter | For | For | Management | ||||
9 | Elect Director Patricia A. Woertz | For | For | Management | ||||
10 | Elect Director Ernesto Zedillo | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Provide for Cumulative Voting | Against | For | Shareholder |
WESTERN DIGITAL CORPORATION
Ticker: | WDC | Security ID: | 958102105 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter D. Behrendt | For | For | Management | ||||
2 | Elect Director Kathleen A. Cote | For | For | Management | ||||
3 | Elect Director John F. Coyne | For | For | Management | ||||
4 | Elect Director Henry T. DeNero | For | For | Management | ||||
5 | Elect Director William L. Kimsey | For | For | Management | ||||
6 | Elect Director Michael D. Lambert | For | For | Management | ||||
7 | Elect Director Len J. Lauer | For | For | Management | ||||
8 | Elect Director Matthew E. Massengill | For | For | Management | ||||
9 | Elect Director Roger H. Moore | For | For | Management | ||||
10 | Elect Director Thomas E. Pardun | For | For | Management | ||||
11 | Elect Director Arif Shakeel | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
XILINX, INC.
Ticker: | XLNX | Security ID: | 983919101 | |||
Meeting Date: | AUG 11, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Philip T. Gianos | For | For | Management | ||||
2 | Elect Director Moshe N. Gavrielov | For | For | Management | ||||
3 | Elect Director John L. Doyle | For | For | Management | ||||
4 | Elect Director Jerald G. Fishman | For | For | Management | ||||
5 | Elect Director William G. Howard, Jr. | For | For | Management | ||||
6 | Elect Director J. Michael Patterson | For | For | Management | ||||
7 | Elect Director Albert A. Pimentel | For | For | Management | ||||
8 | Elect Director Marshall C. Turner | For | For | Management | ||||
9 | Elect Director Elizabeth W. Vanderslice | For | For | Management | ||||
10 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
======================== PHOENIX MID-CAP GROWTH SERIES =========================
COACH, INC.
Ticker: | COH | Security ID: | 189754104 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Lew Frankfort | For | For | Management | ||||
1.2 | Elect Susan Kropf | For | For | Management | ||||
1.3 | Elect Gary Loveman | For | For | Management | ||||
1.4 | Elect Ivan Menezes | For | For | Management | ||||
1.5 | Elect Irene Miller | For | For | Management | ||||
1.6 | Elect Michael Murphy | For | For | Management | ||||
1.7 | Elect Jide Zeitlin | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | 2010 Stock Incentive Plan | For | Against | Management | ||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | Against | Against | Shareholder |
DEVRY INC.
Ticker: | DV | Security ID: | 251893103 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Connie Curran | For | For | Management | ||||
1.2 | Elect Daniel Hamburger | For | For | Management | ||||
1.3 | Elect Harold Shapiro | For | For | Management | ||||
1.4 | Elect Ronald Taylor | For | For | Management | ||||
1.5 | Elect Gary Butler | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Amendment to the Incentive Plan of 2005 | For | For | Management | ||||
4 | Shareholder Proposal Regarding Animal Welfare | Against | Against | Shareholder |
MARVELL TECHNOLOGY GROUP LTD.
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUL 08, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Ta-Lin Hsu | For | For | Management | ||||
2 | Elect John Kassakian | For | For | Management | ||||
3 | Repeal of Classified Board | For | For | Management | ||||
4 | Amendment to Majority Vote Standard for Election of Directors | For | For | Management | ||||
5 | Executive Performance Incentive Plan | For | For | Management | ||||
6 | Amendment to the 1995 Stock Option Plan | For | For | Management | ||||
7 | Ratification of Auditor | For | For | Management |
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: | MCHP | Security ID: | 595017104 | |||
Meeting Date: | AUG 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Steve Sanghi | For | For | Management |
1.2 | Elect Albert Hugo-Martinez | For | For | Management | ||||
1.3 | Elect L. B. Day | For | For | Management | ||||
1.4 | Elect Matthew Chapman | For | For | Management | ||||
1.5 | Elect Wade Meyercord | For | Withhold | Management | ||||
2 | Ratification of Auditor | For | For | Management |
MICROS SYSTEMS, INC.
Ticker: | MCRS | Security ID: | 594901100 | |||
Meeting Date: | NOV 19, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Louis Brown, Jr. | For | For | Management | ||||
1.2 | Elect B. Gary Dando | For | For | Management | ||||
1.3 | Elect A.L. Giannopoulos | For | For | Management | ||||
1.4 | Elect F.Suzanne Jenniches | For | For | Management | ||||
1.5 | Elect John Puente | For | Withhold | Management | ||||
1.6 | Elect Dwight Taylor | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Amendment to the 1991 Stock Option Plan | For | For | Management |
NETAPP, INC.
Ticker: | NTAP | Security ID: | 64110D104 | |||
Meeting Date: | AUG 31, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jeffry Allen | For | For | Management | ||||
1.2 | Elect Alan Earhart | For | For | Management | ||||
1.3 | Elect Thomas Georgens | For | For | Management | ||||
1.4 | Elect Gerald Held | For | For | Management | ||||
1.5 | Elect Nicholas Moore | For | For | Management | ||||
1.6 | Elect T. Michael Nevens | For | For | Management | ||||
1.7 | Elect George Shaheen | For | For | Management | ||||
1.8 | Elect Robert Wall | For | Withhold | Management | ||||
1.9 | Elect Daniel Warmenhoven | For | For | Management | ||||
2 | Amendment to the 1999 Stock Option Plan | For | For | Management | ||||
3 | Amendment to the Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratification of Auditor | For | For | Management |
PALL CORPORATION
Ticker: | PLL | Security ID: | 696429307 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Amy Alving | For | For | Management | ||||
2 | Elect Daniel Carroll, Jr. | For | For | Management | ||||
3 | Elect Robert Coutts | For | For | Management | ||||
4 | Elect Cheryl Grise | For | For | Management | ||||
5 | Elect Ronald Hoffman | For | For | Management | ||||
6 | Elect Eric Krasnoff | For | For | Management | ||||
7 | Elect Dennis Longstreet | For | For | Management | ||||
8 | Elect Edwin Martin, Jr. | For | For | Management | ||||
9 | Elect Katharine Plourde | For | For | Management |
10 | Elect Edward Snyder | For | For | Management | ||||
11 | Elect Edward Travaglianti | For | For | Management | ||||
12 | Ratification of Auditor | For | For | Management | ||||
13 | Allow Company to Deliver Proxy Materials via the Internet | For | For | Management | ||||
14 | Amendment to the Employee Stock Purchase Plan | For | For | Management | ||||
15 | Amendment to the Management Stock Purchase Plan | For | For | Management |
PERRIGO COMPANY
Ticker: | PRGO | Security ID: | 714290103 | |||
Meeting Date: | OCT 27, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Laurie Brlas | For | For | Management | ||||
1.2 | Elect Michael Jandernoa | For | For | Management | ||||
1.3 | Elect Joseph Papa | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
POLO RALPH LAUREN CORPORATION
Ticker: | RL | Security ID: | 731572103 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Frank Bennack, Jr. | For | For | Management | ||||
1.2 | Elect Joel Fleishman | For | Withhold | Management | ||||
1.3 | Elect Steven Murphy | For | For | Management | ||||
2 | 2010 Long-Term Stock Incentive Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
PRECISION CASTPARTS CORP.
Ticker: | PCP | Security ID: | 740189105 | |||
Meeting Date: | AUG 10, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Daniel Murphy | For | For | Management | ||||
1.2 | Elect Steven Rothmeier | For | For | Management | ||||
1.3 | Elect Richard Wambold | For | For | Management | ||||
1.4 | Elect Timothy Wicks | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Shareholder Proposal Regarding Declassification of the Board | Against | For | Shareholder |
RESMED INC.
Ticker: | RMD | Security ID: | 761152107 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Kiernan Gallahue | For | For | Management | ||||
2 | Elect Michael Quinn | For | Against | Management | ||||
3 | Elect Richard Sulpizio | For | For | Management | ||||
4 | Increase in Non-Executive Directors’ Fees | For | Against | Management | ||||
5 | Increase of Authorized Common Stock | For | Against | Management | ||||
6 | Ratification of Auditor | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kiernan Gallahue | For | For | Management | ||||
1.2 | Elect Alexis Lukianov | For | For | Management | ||||
1.3 | Elect John Opnopchenko | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
WMS INDUSTRIES INC.
Ticker: | WMS | Security ID: | 929297109 | |||
Meeting Date: | DEC 09, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert Bahash | For | For | Management | ||||
1.2 | Elect Brian Gamache | For | For | Management | ||||
1.3 | Elect Patricia Nazemetz | For | For | Management | ||||
1.4 | Elect Louis Nicastro | For | For | Management | ||||
1.5 | Elect Neil Nicastro | For | For | Management | ||||
1.6 | Elect Edward Rabin, Jr. | For | For | Management | ||||
1.7 | Elect Ira Sheinfeld | For | For | Management | ||||
1.8 | Elect Bobby Siller | For | For | Management | ||||
1.9 | Elect William Vareschi, Jr. | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
========================= PHOENIX MID-CAP VALUE SERIES =========================
AIRGAS, INC.
Ticker: | ARG | Security ID: | 009363102 | |||
Meeting Date: | SEP 15, 2010 | Meeting Type: | ANNUAL/CONTESTED | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | JOHN P. CLANCEY | * | FOR | Management | ||||
2 | ROBERT L. LUMPKINS | * | FOR | Management | ||||
3 | TED B. MILLER, JR. | * | FOR | Management | ||||
02 | Amend Articles-Board Re;ated | * | FOR | Management | ||||
03 | Approve Charter Amendmetn | * | FOR | Management | ||||
04 | Approve Charter Amendmetn | * | AGAINST | Management | ||||
05 | Ratify Appointment of Independent Auditors | * | AGAINST | Management | ||||
06 | Amend Employee Stock Purchase Plan | * | AGAINST | Management |
AIRGAS, INC.
Ticker: | ARG | Security ID: | 009363102 | |||
Meeting Date: | SEP 15, 2010 | Meeting Type: | ANNUAL/CONTESTED | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | PETER MCCAUSLAND | FOR | FOR | Management | ||||
2 | W. THACHER BROWN | FOR | FOR | Management | ||||
3 | RICHARD C. ILL | FOR | FOR | Management | ||||
02 | Ratify Appointment of Independent Auditors | FOR | FOR | Management | ||||
03 | Amend Employee Stock Purchase Plan | FOR | FOR | Management | ||||
04 | Miscellaneous Shareholder Proposal | FOR | AGAINST | Shareholder | ||||
05 | Miscellaneous Shareholder Proposal | FOR | AGAINST | Shareholder | ||||
06 | Miscellaneous Shareholder Proposal | FOR | AGAINST | Shareholder |
ALLIANT TECHSYSTEMS, INC.
Ticker: | ATK | Security ID: | 018804104 | |||
Meeting Date: | AUG 03, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | JUN 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Roxanne J. Decyk | FOR | FOR | Management | ||||
1.2 | Mark W. Deyoung | FOR | FOR | Management | ||||
1.3 | Martin C. Faga | FOR | FOR | Management | ||||
1.4 | Ronald R. Fogleman | FOR | FOR | Management | ||||
1.5 | April H. Foley | FOR | FOR | Management | ||||
1.6 | Tig H. Krekel | FOR | FOR | Management | ||||
1.7 | Douglas L. Maine | FOR | FOR | Management | ||||
1.8 | Roman Martinez IV | FOR | FOR | Management | ||||
1.9 | Mark H. Ronald | FOR | FOR | Management | ||||
1.10 | William G. Van Dyke | FOR | FOR | Management | ||||
2 | Ratify Appointment of Independent Auditors | FOR | FOR | Management |
CAREFUSION CORPORATION
Ticker: | CFN | Security ID: | 14170T101 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | Election of Directors (Majority Voting) | FOR | FOR | Management | ||||
1B | Election of Directors (Majority Voting) | AGAINST | AGAINST | Management | ||||
1C | Election of Directors (Majority Voting) | FOR | FOR | Management | ||||
02 | Ratify Appointment of Independent Auditors | FOR | FOR | Management | ||||
03 | Approve Stock Compensation Plan | FOR | FOR | Management | ||||
04 | Approve Stock Compensation Plan | FOR | FOR | Management |
J. M. SMUCKER COMPANY
Ticker: | SJM | Security ID: | 832696405 | |||
Meeting Date: | AUG 18, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | JUN 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | Election of Directors (Majority Voting) | FOR | FOR | Management | ||||
1B | Election of Directors (Majority Voting) | FOR | FOR | Management | ||||
1C | Election of Directors (Majority Voting) | FOR | FOR | Management | ||||
1D | Election of Directors (Majority Voting) | AGAINST | AGAINST | Management | ||||
02 | Ratify Appointmetn of Independent Auditors | FOR | FOR | Management | ||||
03 | Approve Stock Compensation Plan | AGAINST | AGAINST | Management |
MCAFEE, INC.
Ticker: | MFE | Security ID: | 579064106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | SPECIAL | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01 | Approve Merger Agreement | FOR | FOR | Management | ||||
02 | Approve Motion to Adjourn Meeting | FOR | FOR | Management |
================= PHOENIX MULTI-SECTOR SHORT TERM BOND SERIES ==================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=========== VIRTUS CAPITAL GROWTH SERIES (FKA PHOENIX CAPITAL GROWTH SERIES)===========
ABB LTD.
Ticker: | ABBN | Security ID: | 000375204 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
2.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2.2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | For | For | Management | ||||
5 | Approve Creation of CHF 73.3 Million Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan | For | Against | Management | ||||
6 | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7.1.1 | Reelect Roger Agnelli as Director | For | For | Management | ||||
7.1.2 | Reelect Louis Hughes as Director | For | For | Management | ||||
7.1.3 | Reelect Hans Maerki as Director | For | For | Management | ||||
7.1.4 | Reelect Michel de Rosen as Director | For | For | Management | ||||
7.1.5 | Reelect Michael Treschow as Director | For | For | Management | ||||
7.1.6 | Reelect Jacob Wallenberg as Director | For | For | Management |
7.1.7 | Reelect Hubertus von Gruenberg as Director | For | For | Management | ||||
7.2 | Elect Ying Yeh as Director | For | For | Management | ||||
8 | Ratify Ernst & Young AG as Auditors | For | For | Management |
AGRIUM INC.
Ticker: | AGU | Security ID: | 008916108 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors | For | For | Management | ||||
1.1 | Elect Director Ralph S. Cunningham | For | For | Management | ||||
1.2 | Elect Director Russell K. Girling | For | For | Management | ||||
1.3 | Elect Director Susan A. Henry | For | For | Management | ||||
1.4 | Elect Director Russell J. Horner | For | For | Management | ||||
1.5 | Elect Director David J. Lesar | For | For | Management | ||||
1.6 | Elect Director John E. Lowe | For | For | Management | ||||
1.7 | Elect Director A. Anne McLellan | For | For | Management | ||||
1.8 | Elect Director Derek G. Pannell | For | For | Management | ||||
1.9 | Elect Director Frank W. Proto | For | For | Management | ||||
1.10 | Elect Director Michael M. Wilson | For | For | Management | ||||
1.11 | Elect Director Victor J. Zaleschuk | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management |
ALCATEL LUCENT
Ticker: | ALU | Security ID: | 013904305 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Absence of Dividends | For | For | Management | ||||
4 | Reelect Daniel Bernard as Director | For | For | Management | ||||
5 | Reelect W. Frank Blount as Director | For | For | Management | ||||
6 | Acknowledge Auditors’ Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | For | For | Management | ||||
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard Bell | For | For | Management | ||||
1.2 | Elect Director Max Link | For | For | Management | ||||
1.3 | Elect Director William R. Keller | For | For | Management | ||||
1.4 | Elect Director Joseph A. Madri | For | For | Management | ||||
1.5 | Elect Director Larry L. Mathis | For | For | Management | ||||
1.6 | Elect Director R. Douglas Norby | For | For | Management | ||||
1.7 | Elect Director Alvin S. Parven | For | For | Management | ||||
1.8 | Elect Director Andreas Rummelt | For | For | Management | ||||
1.9 | Elect Director Ann M. Veneman | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Deborah Dunsire | For | For | Management | ||||
2 | Elect Director Trevor M. Jones | For | For | Management | ||||
3 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Declassify the Board of Directors | For | For | Management |
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael G. Jesselson | For | For | Management | ||||
2 | Elect Director Roger S. Markfield | For | For | Management | ||||
3 | Elect Director Jay L. Schottenstein | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMERICAN TOWER CORPORATION
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
5 | Elect Director Joann A. Reed | For | For | Management | ||||
6 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
7 | Elect Director David E. Sharbutt | For | For | Management | ||||
8 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
9 | Elect Director Samme L. Thompson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ASML HOLDING NV
Ticker: | ASML | Security ID: | N07059186 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Discuss the Company’s Business and Finacial Situation | None | None | Management | ||||
3 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Discharge of Management Board | For | For | Management | ||||
5 | Approve Discharge of Supervisory Board | For | For | Management | ||||
6 | Receive Explanation on Company’s Reserves and Dividend Policy | None | None | Management | ||||
7 | Approve Dividends of EUR 0.40 Per Share | For | For | Management | ||||
8 | Amend Articles Re: Legislative Changes | For | For | Management | ||||
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | For | For | Management | ||||
10a | Reelect W.T. Siegle to Supervisory Board | For | For | Management | ||||
10b | Reelect J.W.B. Westerburgen to Supervisory Board | For | For | Management | ||||
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | None | None | Management | ||||
12 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | For | For | Management | ||||
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | For | For | Management | ||||
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | For | For | Management | ||||
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | For | For | Management | ||||
14 | Authorize Repurchase Shares | For | For | Management | ||||
15 | Authorize Cancellation of Repurchased Shares | For | For | Management | ||||
16 | Authorize Additionnal Cancellation of Repurchased Shares | For | For | Management | ||||
17 | Other Business | None | None | Management | ||||
18 | Close Meeting | None | None | Management |
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: | AAWW | Security ID: | 049164205 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Agnew | For | For | Management | ||||
1.2 | Elect Director Timothy J. Bernlohr | For | For | Management | ||||
1.3 | Elect Director Eugene I. Davis | For | For | Management | ||||
1.4 | Elect Director William J. Flynn | For | For | Management | ||||
1.5 | Elect Director James S. Gilmore III | For | For | Management | ||||
1.6 | Elect Director Carol B. Hallett | For | For | Management | ||||
1.7 | Elect Director Frederick McCorkle | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
AU OPTRONICS CORP
Ticker: | 2409 | Security ID: | 002255107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | For | For | Management | ||||
2 | Approve 2010 Allocation of Income and Dividends | For | For | Management | ||||
3 | Amend Articles of Association | For | For | Management | ||||
4 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Management | ||||
5 | Transact Other Business | None | None | Management |
AUTODESK, INC.
Ticker: | ADSK | Security ID: | 052769106 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carl Bass | For | For | Management | ||||
2 | Elect Director Crawford W. Beveridge | For | For | Management | ||||
3 | Elect Director J. Hallam Dawson | For | For | Management | ||||
4 | Elect Director Per-Kristian Halvorsen | For | For | Management | ||||
5 | Elect Director Sean M. Maloney | For | For | Management | ||||
6 | Elect Director Mary T. McDowell | For | For | Management | ||||
7 | Elect Director Lorrie M. Norrington | For | For | Management | ||||
8 | Elect Director Charles J. Robel | For | For | Management | ||||
9 | Elect Director Steven M. West | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Chad C. Deaton | For | For | Management | ||||
1.4 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Pierre H. Jungels | For | For | Management | ||||
1.7 | Elect Director James A. Lash | For | For | Management | ||||
1.8 | Elect Director J. Larry Nichols | For | For | Management | ||||
1.9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
1.10 | Elect Director J. W. Stewart | For | For | Management | ||||
1.11 | Elect Director Charles L. Watson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | For | Management |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management |
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
BUNGE LIMITED
Ticker: | BG | Security ID: | G16962105 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernest G. Bachrach | For | For | Management | ||||
1.2 | Elect Director Enrique H. Boilini | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management |
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CB RICHARD ELLIS GROUP, INC.
Ticker: | CBG | Security ID: | 12497T101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Blum | For | For | Management | ||||
1.2 | Elect Director Curtis F. Feeny | For | For | Management | ||||
1.3 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.4 | Elect Director Michael Kantor | For | For | Management | ||||
1.5 | Elect Director Frederic V. Malek | For | For | Management | ||||
1.6 | Elect Director Jane J. Su | For | For | Management | ||||
1.7 | Elect Director Laura D. Tyson | For | For | Management | ||||
1.8 | Elect Director Brett White | For | For | Management | ||||
1.9 | Elect Director Gary L. Wilson | For | For | Management | ||||
1.10 | Elect Director Ray Wirta | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CELGENE CORPORATION
Ticker: | CELG | Security ID: | 151020104 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Hugin | For | For | Management | ||||
1.2 | Elect Director Michael D. Casey | For | For | Management | ||||
1.3 | Elect Director Carrie S. Cox | For | For | Management | ||||
1.4 | Elect Director Rodman L. Drake | For | For | Management | ||||
1.5 | Elect Director Michael A. Friedman | For | For | Management |
1.6 | Elect Director Gilla Kaplan | For | For | Management | ||||
1.7 | Elect Director James J. Loughlin | For | For | Management | ||||
1.8 | Elect Director Ernest Mario | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Carol Bartz | For | For | Management | ||||
2 | Elect M. Michele Burns | For | For | Management | ||||
3 | Elect Michael Capellas | For | For | Management | ||||
4 | Elect Larry Carter | For | For | Management | ||||
5 | Elect John Chambers | For | For | Management | ||||
6 | Elect Brian Halla | For | For | Management | ||||
7 | Elect John Hennessy | For | Against | Management | ||||
8 | Elect Richard Kovacevich | For | For | Management | ||||
9 | Elect Roderick McGeary | For | For | Management | ||||
10 | Elect Michael Powell | For | For | Management | ||||
11 | Elect Arun Sarin | For | For | Management | ||||
12 | Elect Steven West | For | For | Management | ||||
13 | Elect Jerry Yang | For | For | Management | ||||
14 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
15 | Ratification of Auditor | For | For | Management | ||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Against | Against | Shareholder | ||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | Against | Against | Shareholder | ||||
18 | Shareholder Proposal Regarding Restricting Sales to China | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CITRIX SYSTEMS, INC.
Ticker: | CTXS | Security ID: | 177376100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Murray J. Demo | For | For | Management | ||||
2 | Elect Director Asiff S. Hirji | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CLARCOR, INC.
Ticker: | CLC | Security ID: | 179895107 | |||
Meeting Date: | MAR 22, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark A. Emkes | For | For | Management | ||||
1.2 | Elect Director Robert H. Jenkins | For | For | Management | ||||
1.3 | Elect Director Philip R. Lochner, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
COACH, INC.
Ticker: | COH | Security ID: | 189754104 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Lew Frankfort | For | For | Management | ||||
1.2 | Elect Susan Kropf | For | For | Management | ||||
1.3 | Elect Gary Loveman | For | For | Management | ||||
1.4 | Elect Ivan Menezes | For | For | Management |
1.5 | Elect Irene Miller | For | For | Management | ||||
1.6 | Elect Michael Murphy | For | For | Management | ||||
1.7 | Elect Jide Zeitlin | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | 2010 Stock Incentive Plan | For | Against | Management | ||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | Against | Against | Shareholder |
COCA-COLA ENTERPRISES, INC.
Ticker: | CCE | Security ID: | 19122T109 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jan Bennink | For | For | Management | ||||
1.2 | Elect Director John F. Brock | For | For | Management | ||||
1.3 | Elect Director Calvin Darden | For | For | Management | ||||
1.4 | Elect Director L. Phillip Humann | For | For | Management | ||||
1.5 | Elect Director Orrin H. Ingram II | For | For | Management | ||||
1.6 | Elect Director Donna A. James | For | For | Management | ||||
1.7 | Elect Director Thomas H. Johnson | For | For | Management | ||||
1.8 | Elect Director Suzanne B. Labarge | For | For | Management | ||||
1.9 | Elect Director Veronique Morali | For | For | Management | ||||
1.10 | Elect Director Garry Watts | For | For | Management | ||||
1.11 | Elect Director Curtis R. Welling | For | For | Management | ||||
1.12 | Elect Director Phoebe A. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
CONAGRA FOODS, INC.
Ticker: | CAG | Security ID: | 205887102 | |||
Meeting Date: | SEP 24, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Mogens Bay | For | For | Management | ||||
1.2 | Elect Stephen Butler | For | For | Management | ||||
1.3 | Elect Steven Goldstone | For | For | Management | ||||
1.4 | Elect Joie Gregor | For | For | Management | ||||
1.5 | Elect Rajive Johri | For | For | Management | ||||
1.6 | Elect W.G. Jurgensen | For | Withhold | Management | ||||
1.7 | Elect Richard Lenny | For | For | Management | ||||
1.8 | Elect Ruth Ann Marshall | For | For | Management | ||||
1.9 | Elect Gary Rodkin | For | For | Management | ||||
1.10 | Elect Andrew Schindler | For | For | Management | ||||
1.11 | Elect Kenneth Stinson | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||
4 | Elect Director Gail Deegan | For | For | Management | ||||
5 | Elect Director James S. DiStasio | For | For | Management | ||||
6 | Elect Director John R. Egan | For | For | Management | ||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||
8 | Elect Director Windle B. Priem | For | For | Management | ||||
9 | Elect Director Paul Sagan | For | For | Management | ||||
10 | Elect Director David N. Strohm | For | For | Management | ||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D.N. Farr | For | Did Not Vote | Management | ||||
1.2 | Elect Director H. Green | For | Did Not Vote | Management | ||||
1.3 | Elect Director C.A. Peters | For | Did Not Vote | Management | ||||
1.4 | Elect Director J.W. Prueher | For | Did Not Vote | Management | ||||
1.5 | Elect Director R.L. Ridgway | For | Did Not Vote | �� | Management | |||
2 | Amend Omnibus Stock Plan | For | Did Not Vote | Management | ||||
3 | Approve Stock Option Plan | For | Did Not Vote | Management | ||||
4 | Ratify Auditors | For | Did Not Vote | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management | ||||
7 | Report on Sustainability | Against | Did Not Vote | Shareholder |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | For | For | Management | ||||
5 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release for Historic Dividends | For | For | Management | ||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management |
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder |
FMC CORPORATION
Ticker: | FMC | Security ID: | 302491303 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward J. Mooney | For | For | Management | ||||
2 | Elect Director Enrique J. Sosa | For | For | Management | ||||
3 | Elect Director Vincent R. Volpe, Jr | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management |
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael O. Johnson | For | For | Management | ||||
1.2 | Elect Director John Tartol | For | For | Management | ||||
1.3 | Elect Director Carole Black | For | For | Management | ||||
1.4 | Elect Director Michael J. Levitt | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve 2:1 Stock Split | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUNTSMAN CORPORATION
Ticker: | HUN | Security ID: | 447011107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jon M. Huntsman | For | For | Management | ||||
1.2 | Elect Director Patrick T. Harker | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management |
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
INTUITIVE SURGICAL, INC.
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Floyd D. Loop | For | For | Management | ||||
2 | Elect Director George Stalk Jr. | For | For | Management | ||||
3 | Elect Director Craig H. Barratt | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management |
JOY GLOBAL INC.
Ticker: | JOYG | Security ID: | 481165108 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Gerard | For | Did Not Vote | Management | ||||
1.2 | Elect Director John Nils Hanson | For | Did Not Vote | Management | ||||
1.3 | Elect Director Ken C. Johnsen | For | Did Not Vote | Management | ||||
1.4 | Elect Director Gale E. Klappa | For | Did Not Vote | Management | ||||
1.5 | Elect Director Richard B. Loynd | For | Did Not Vote | Management | ||||
1.6 | Elect Director P. Eric Siegert | For | Did Not Vote | Management | ||||
1.7 | Elect Director Michael W. Sutherlin | For | Did Not Vote | Management | ||||
1.8 | Elect Director James H. Tate | For | Did Not Vote | Management | ||||
2 | Ratify Auditors | For | Did Not Vote | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | Did Not Vote | Management |
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 | |||||||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||||||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary B. Cranston | For | For | Management | ||||
1.2 | Elect Director Kevin R. Johnson | For | For | Management | ||||
1.3 | Elect Director J. Michael Lawrie | For | For | Management | ||||
1.4 | Elect Director David Schlotterbeck | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | None | For | Shareholder |
LOWE’S COMPANIES, INC.
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raul Alvarez | For | For | Management | ||||
1.2 | Elect Director David W. Bernauer | For | For | Management | ||||
1.3 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.4 | Elect Director Peter C. Browning | For | For | Management | ||||
1.5 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.6 | Elect Director Robert L. Johnson | For | For | Management | ||||
1.7 | Elect Director Marshall O. Larsen | For | For | Management | ||||
1.8 | Elect Director Richard K. Lochridge | For | For | Management | ||||
1.9 | Elect Director Robert A. Niblock | For | For | Management | ||||
1.10 | Elect Director Stephen F. Page | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
MANPOWER GROUP
Ticker: | MAN | Security ID: | 56418H100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cari M. Dominguez | For | For | Management | ||||
1.2 | Elect Director Roberto Mendoza | For | For | Management | ||||
1.3 | Elect Director Elizabeth P. Sartain | For | For | Management | ||||
1.4 | Elect Director Edward J. Zore | For | For | Management | ||||
1.5 | Elect Director William Downe | For | For | Management | ||||
1.6 | Elect Director Patricia A. Hemingway Hall | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kuo Wei (Herbert) Chang | For | For | Management | ||||
2 | Elect Director Juergen Gromer | For | For | Management | ||||
3 | Elect Director Arturo Krueger | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Approve Reduction of Share Premium Account | For | For | Management | ||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Steven Ballmer | For | For | Management | ||||
2 | Elect Dina Dublon | For | For | Management | ||||
3 | Elect William Gates III | For | For | Management | ||||
4 | Elect Raymond Gilmartin | For | For | Management | ||||
5 | Elect Reed Hastings | For | For | Management | ||||
6 | Elect Maria Klawe | For | For | Management | ||||
7 | Elect David Marquardt | For | For | Management | ||||
8 | Elect Charles Noski | For | For | Management | ||||
9 | Elect Helmut Panke | For | For | Management | ||||
10 | Ratification of Auditor | For | For | Management | ||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Against | Against | Shareholder |
MOHAWK INDUSTRIES, INC.
Ticker: | MHK | Security ID: | 608190104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Karen A. Smith Bogart | For | For | Management | ||||
1.2 | Elect Director John F. Fiedler | For | For | Management | ||||
1.3 | Elect Director Richard C. Ill | For | For | Management | ||||
1.4 | Elect Director Jeffrey S. Lorberbaum | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NATIONAL OILWELL VARCO, INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Declassify the Board of Directors | For | For | Management | ||||
7 | Increase Authorized Common Stock | For | For | Management | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
NVIDIA CORPORATION
Ticker: | NVDA | Security ID: | 67066G104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harvey C. Jones | For | For | Management | ||||
2 | Elect Director William J. Miller | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ORACLE CORPORATION
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jeffrey Berg | For | Withhold | Management | ||||
1.2 | Elect H. Raymond Bingham | For | Withhold | Management | ||||
1.3 | Elect Michael Boskin | For | For | Management | ||||
1.4 | Elect Safra Catz | For | For | Management | ||||
1.5 | Elect Bruce Chizen | For | For | Management | ||||
1.6 | Elect George Conrades | For | For | Management | ||||
1.7 | Elect Lawrence Ellison | For | For | Management | ||||
1.8 | Elect Hector Garcia-Molina | For | For | Management | ||||
1.9 | Elect Jeffrey Henley | For | For | Management | ||||
1.10 | Elect Mark Hurd | For | For | Management | ||||
1.11 | Elect Donald Lucas | For | For | Management | ||||
1.12 | Elect Naomi Seligman | For | For | Management | ||||
2 | Executive Bonus Plan | For | For | Management | ||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | For | Against | Management | ||||
4 | Ratification of Auditor | For | For | Management | ||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | Against | Against | Shareholder |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Against | For | Shareholder | ||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | Against | Against | Shareholder |
OWENS CORNING
Ticker: | OC | Security ID: | 690742101 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gaston Caperton | For | For | Management | ||||
1.2 | Elect Director Ann Iverson | For | For | Management | ||||
1.3 | Elect Director Joseph F. Neely | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Shaich | For | For | Management | ||||
1.2 | Elect Director Fred K. Foulkes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
PAYCHEX, INC.
Ticker: | PAYX | Security ID: | 704326107 | |||
Meeting Date: | OCT 13, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect B. Thomas Golisano | For | For | Management | ||||
2 | Elect David Flaschen | For | For | Management | ||||
3 | Elect Grant Inman | For | For | Management | ||||
4 | Elect Pamela Joseph | For | For | Management | ||||
5 | Elect Joseph Tucci | For | For | Management | ||||
6 | Elect Joseph Velli | For | For | Management | ||||
7 | Amendment to the 2002 Stock Incentive Plan | For | For | Management | ||||
8 | Ratification of Auditor | For | For | Management |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested | For | For | Management | ||||
Election of Directors | ||||||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harold Brown | For | For | Management | ||||
2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||
3 | Elect Director Louis C. Camilleri | For | For | Management | ||||
4 | Elect Director J. Dudley Fishburn | For | For | Management | ||||
5 | Elect Director Jennifer Li | For | For | Management | ||||
6 | Elect Director Graham Mackay | For | For | Management | ||||
7 | Elect Director Sergio Marchionne | For | Against | Management | ||||
8 | Elect Director Lucio A. Noto | For | For | Management | ||||
9 | Elect Director Carlos Slim Helu | For | For | Management | ||||
10 | Elect Director Stephen M. Wolf | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Effect of Marketing Practices on the Poor | Against | Against | Shareholder | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
PHILLIPS-VAN HEUSEN CORPORATION
Ticker: | PVH | Security ID: | 718592108 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary Baglivo | For | For | Management | ||||
1.2 | Elect Director Emanuel Chirico | For | For | Management |
1.3 | Elect Director Juan Figuereo | For | For | Management | ||||
1.4 | Elect Director Joseph B. Fuller | For | For | Management | ||||
1.5 | Elect Director Fred Gehring | For | For | Management | ||||
1.6 | Elect Director Margaret L. Jenkins | For | For | Management | ||||
1.7 | Elect Director David Landau | For | For | Management | ||||
1.8 | Elect Director Bruce Maggin | For | For | Management | ||||
1.9 | Elect Director V. James Marino | For | For | Management | ||||
1.10 | Elect Director Henry Nasella | For | For | Management | ||||
1.11 | Elect Director Rita M. Rodriguez | For | For | Management | ||||
1.12 | Elect Director Craig Rydin | For | For | Management | ||||
1.13 | Elect Director Christian Stahl | For | For | Management | ||||
2 | Change Company Name | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
PIONEER NATURAL RESOURCES COMPANY
Ticker: | PXD | Security ID: | 723787107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edison C. Buchanan | For | Withhold | Management | ||||
1.2 | Elect Director R. Hartwell Gardner | For | Withhold | Management | ||||
1.3 | Elect Director Jim A. Watson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
SAP AG
Ticker: | SAP | Security ID: | 803054204 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | For | For | Management | ||||
6 | Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management |
8 | Approve Affiliation Agreement with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH | For | For | Management |
SM ENERGY CO.
Ticker: | SM | Security ID: | 78454L100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara M. Baumann | For | For | Management | ||||
2 | Elect Director Anthony J. Best | For | For | Management | ||||
3 | Elect Director Larry W. Bickle | For | For | Management | ||||
4 | Elect Director Stephen R. Brand | For | For | Management | ||||
5 | Elect Director William J. Gardiner | For | For | Management | ||||
6 | Elect Director Julio M. Quintana | For | For | Management | ||||
7 | Elect Director John M. Seidl | For | For | Management | ||||
8 | Elect Director William D. Sullivan | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SOLUTIA INC.
Ticker: | SOA | Security ID: | 834376501 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William T. Monahan | For | For | Management | ||||
1.2 | Elect Director Robert A. Peiser | For | For | Management | ||||
1.3 | Elect Director Jeffry N. Quinn | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive For | For | Management | |||||
Officers’ Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STRYKER CORPORATION
Ticker: | SYK | Security ID: | 863667101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard E. Cox, Jr. | For | For | Management | ||||
1.2 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.3 | Elect Director Roch Doliveux | For | For | Management | ||||
1.4 | Elect Director Louise L. Francesconi | For | For | Management | ||||
1.5 | Elect Director Allan C. Golston | For | For | Management | ||||
1.6 | Elect Director Howard L. Lance | For | For | Management | ||||
1.7 | Elect Director Stephen P. MacMillan | For | For | Management | ||||
1.8 | Elect Director William U. Parfet | For | For | Management | ||||
1.9 | Elect Director Ronda E. Stryker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Restricted Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
SUPERIOR ENERGY SERVICES, INC.
Ticker: | SPN | Security ID: | 868157108 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harold J. Bouillion | For | For | Management | ||||
1.2 | Elect Director Enoch L. Dawkins | For | For | Management | ||||
1.3 | Elect Director David D. Dunlap | For | For | Management | ||||
1.4 | Elect Director James M. Funk | For | For | Management | ||||
1.5 | Elect Director Terence E. Hall | For | For | Management | ||||
1.6 | Elect Director Ernest E. Howard, III | For | For | Management | ||||
1.7 | Elect Director Justin L. Sullivan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management |
TERADATA CORPORATION
Ticker: | TDC | Security ID: | 88076W103 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Nancy E. Cooper | For | For | Management | ||||
2 | Elect Director David E. Kepler | For | For | Management | ||||
3 | Elect Director William S. Stavropoulos | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
TEXAS ROADHOUSE, INC.
Ticker: | TXRH | Security ID: | 882681109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Ramsey | For | For | Management | ||||
1.2 | Elect Director James R. Zarley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard O. Berndt | For | For | Management | ||||
2 | Elect Director Charles E. Bunch | For | For | Management | ||||
3 | Elect Director Paul W. Chellgren | For | For | Management | ||||
4 | Elect Director Kay Coles James | For | For | Management | ||||
5 | Elect Director Richard B. Kelson | For | Against | Management | ||||
6 | Elect Director Bruce C. Lindsay | For | For | Management | ||||
7 | Elect Director Anthony A. Massaro | For | For | Management | ||||
8 | Elect Director Jane G. Pepper | For | For | Management | ||||
9 | Elect Director James E. Rohr | For | For | Management | ||||
10 | Elect Director Donald J. Shepard | For | For | Management |
11 | Elect Director Lorene K. Steffes | For | For | Management | ||||
12 | Elect Director Dennis F. Strigl | For | For | Management | ||||
13 | Elect Director Thomas J. Usher | For | For | Management | ||||
14 | Elect Director George H. Walls, Jr. | For | For | Management | ||||
15 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Amend Omnibus Stock Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE PROCTER & GAMBLE COMPANY
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Angela Braly | For | For | Management | ||||
2 | Elect Kenneth Chenault | For | For | Management | ||||
3 | Elect Scott Cook | For | For | Management | ||||
4 | Elect Rajat Gupta | For | For | Management | ||||
5 | Elect Robert McDonald | For | For | Management | ||||
6 | Elect W. James McNerney, Jr. | For | For | Management | ||||
7 | Elect Johnathan Rodgers | For | Against | Management | ||||
8 | Elect Mary Wilderotter | For | For | Management | ||||
9 | Elect Patricia Woertz | For | For | Management | ||||
10 | Elect Ernesto Zedillo | For | For | Management | ||||
11 | Ratification of Auditor | For | For | Management | ||||
12 | Shareholder Proposal Regarding Cumulative Voting | Against | Against | Shareholder |
THE TIMKEN COMPANY
Ticker: | TKR | Security ID: | 887389104 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Ballbach | For | For | Management | ||||
1.2 | Elect Director Phillip R. Cox | For | For | Management | ||||
1.3 | Elect Director Ward J. Timken, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management |
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED TECHNOLOGIES CORPORATION
Ticker: | UTX | Security ID: | 913017109 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Louis R. Chenevert | For | For | Management | ||||
2 | Elect Director John V. Faraci | For | For | Management | ||||
3 | Elect Director Jean-Pierre Garnier | For | For | Management | ||||
4 | Elect Director Jamie S. Gorelick | For | For | Management | ||||
5 | Elect Director Edward A. Kangas | For | For | Management | ||||
6 | Elect Director Ellen J. Kullman | For | For | Management | ||||
7 | Elect Director Charles R. Lee | For | For | Management | ||||
8 | Elect Director Richard D. McCormick | For | For | Management | ||||
9 | Elect Director Harold McGraw III | For | For | Management | ||||
10 | Elect Director Richard B. Myers | For | For | Management | ||||
11 | Elect Director H. Patrick Swygert | For | For | Management | ||||
12 | Elect Director Andre Villeneuve | For | For | Management | ||||
13 | Elect Director Christine Todd Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
18 | Stock Retention/Holding Period | Against | For | Shareholder |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: | WCRX | Security ID: | G94368100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Todd M. Abbrecht | For | For | Management | ||||
2 | Elect Director Liam M. Fitzgerald | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WILLIAMS-SONOMA, INC.
Ticker: | WSM | Security ID: | 969904101 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Laura J. Alber | For | For | Management | ||||
1.2 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||
1.3 | Elect Director Patrick J. Connolly | For | For | Management | ||||
1.4 | Elect Director Adrian T. Dillon | For | For | Management | ||||
1.5 | Elect Director Anthony A. Greener | For | For | Management | ||||
1.6 | Elect Director Ted W. Hall | For | For | Management | ||||
1.7 | Elect Director Michael R. Lynch | For | For | Management | ||||
1.8 | Elect Director Sharon L McCollam | For | For | Management | ||||
2 | Change State of Incorporation [from California to Delaware] | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
YUM! BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David W. Dorman | For | For | Management | ||||
2 | Elect Director Massimo Ferragamo | For | For | Management | ||||
3 | Elect Director J. David Grissom | For | For | Management | ||||
4 | Elect Director Bonnie G. Hill | For | For | Management | ||||
5 | Elect Director Robert Holland, Jr. | For | For | Management | ||||
6 | Elect Director Kenneth G. Langone | For | For | Management | ||||
7 | Elect Director Jonathan S. Linen | For | For | Management | ||||
8 | Elect Director Thomas C. Nelson | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Thomas M. Ryan | For | For | Management | ||||
11 | Elect Director Jing-Shyh S. Su | For | For | Management | ||||
12 | Elect Director Robert D. Walter | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Call Special Meeting | For | For | Management |
========== VIRTUS GROWTH & INCOME SERIES (FKA PHOENIX GROWTH & INCOME SERIES) ==========
ALASKA AIR GROUP, INC.
Ticker: | ALK | Security ID: | 011659109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William S. Ayer | For | For | Management | ||||
2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
3 | Elect Director Marion C. Blakey | For | For | Management | ||||
4 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
5 | Elect Director Jessie J. Knight, Jr. | For | For | Management | ||||
6 | Elect Director R. Marc Langland | For | For | Management | ||||
7 | Elect Director Dennis F. Madsen | For | For | Management | ||||
8 | Elect Director Byron I. Mallott | For | For | Management | ||||
9 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
10 | Elect Director Bradley D. Tilden | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | Against | Against | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Fair Price Protection | ||||||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Director Elections | ||||||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to the Removal of Directors | ||||||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||
3 | Elect Director John T. Casteen III | For | For | Management | ||||
4 | Elect Director Dinyar S. Devitre | For | For | Management | ||||
5 | Elect Director Thomas F. Farrell II | For | For | Management | ||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||
7 | Elect Director George Munoz | For | For | Management | ||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
12 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
13 | Cease Production of Flavored Tobacco Products | Against | Against | Shareholder |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMKOR TECHNOLOGY, INC.
Ticker: | AMKR | Security ID: | 031652100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Kim | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Joyce | For | For | Management | ||||
1.3 | Elect Director Roger A. Carolin | For | For | Management | ||||
1.4 | Elect Director Winston J. Churchill | For | For | Management | ||||
1.5 | Elect Director John T. Kim | For | For | Management | ||||
1.6 | Elect Director John F. Osborne | For | For | Management | ||||
1.7 | Elect Director Dong Hyun Park | For | For | Management | ||||
1.8 | Elect Director James W. Zug | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management |
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mukesh D. Ambani | For | For | Management | ||||
2 | Elect Director Susan S. Bies | For | For | Management | ||||
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||
5 | Elect Director Charles K. Gifford | For | For | Management | ||||
6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
7 | Elect Director D. Paul Jones, Jr. | For | For | Management | ||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||
9 | Elect Director Thomas J. May | For | For | Management | ||||
10 | Elect Director Brian T. Moynihan | For | For | Management | ||||
11 | Elect Director Donald E. Powell | For | For | Management | ||||
12 | Elect Director Charles O. Rossotti | For | For | Management | ||||
13 | Elect Director Robert W. Scully | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Collateral in Derivatives Trading | Against | For | Shareholder | ||||
22 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
23 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | Against | For | Shareholder |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald James | For | For | Management | ||||
1.2 | Elect Director Sanjay Khosla | For | For | Management | ||||
1.3 | Elect Director George L. Mikan III | For | For | Management | ||||
1.4 | Elect Director Matthew H. Paull | For | For | Management | ||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||
1.6 | Elect Director Hatim A. Tyabji | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Change Range for Size of the Board | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation | ||||||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder |
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | For | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder |
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management |
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | For | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | For | Shareholder |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Armitage | For | For | Management | ||||
2 | Elect Director Richard H. Auchinleck | For | For | Management | ||||
3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Ruth R. Harkin | For | For | Management | ||||
6 | Elect Director Harold W. McGraw III | For | For | Management | ||||
7 | Elect Director James J. Mulva | For | For | Management | ||||
8 | Elect Director Robert A. Niblock | For | For | Management | ||||
9 | Elect Director Harald J. Norvik | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||||
12 | Elect Director Kathryn C. Turner | For | For | Management | ||||
13 | Elect Director William E. Wade, Jr. | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Approve Omnibus Stock Plan | For | For | Management | ||||
18 | Amend EEO Policy to Prohibit | Against | For | Shareholder | ||||
Discrimination based on Gender Identity | ||||||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Accident Risk Reduction Efforts | Against | Against | Shareholder | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | Shareholder | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||
24 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder |
CONTINENTAL AIRLINES, INC.
Ticker: | CAL | Security ID: | 210795308 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | None | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call | Against | For | Shareholder | ||||
Special Meetings |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management |
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DRYSHIPS INC.
Ticker: | DRYS | Security ID: | Y2109Q101 | |||
Meeting Date: | SEP 06, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Chryssoula Kandylidis as Director | For | For | Management | ||||
1.2 | Elect George Demathas as Director | For | For | Management | ||||
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | For | For | Management |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management |
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | For | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | FEB 24, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Umberto della Sala as Director | For | For | Management | ||||
2 | Authorize Repurchase of Issued Share | For | For | Management | ||||
Capital | ||||||||
3 | Transact Other Business (Voting) | For | Against | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Clayton C. Daley, Jr. as Director | For | For | Management | ||||
1.2 | Elect Edward G. Galante as Director | For | For | Management | ||||
1.3 | Elect Raymond J. Milchovich as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | Against | Management | ||||
4 | Elect Director S.M. Baldauf | For | Against | Management | ||||
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | Against | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUDSON CITY BANCORP, INC.
Ticker: | HCBK | Security ID: | 443683107 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald E. Hermance, Jr. | For | For | Management | ||||
2 | Elect Director William G. Bardel | For | For | Management | ||||
3 | Elect Director Scott A. Belair | For | For | Management | ||||
4 | Elect Director Cornelius E. Golding | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Hugh Shelton | For | For | Management | ||||
1.2 | Elect Director Michael T. Strianese | For | For | Management | ||||
1.3 | Elect Director John P. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management | ||||
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCDONALD’S CORPORATION
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||
2 | Elect Director Richard H. Lenny | For | For | Management | ||||
3 | Elect Director Cary D. McMillan | For | For | Management | ||||
4 | Elect Director Sheila A. Penrose | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | For | For | Management | ||||
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | For | For | Management | ||||
12 | Declassify the Board of Directors | Against | For | Shareholder | ||||
13 | Require Suppliers to Adopt CAK | Against | Against | Shareholder | ||||
14 | Report on Policy Responses to Children’s Health Concerns and Fast Food | Against | Against | Shareholder | ||||
15 | Report on Beverage Container Environmental Strategy | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | Against | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | Against | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | Against | Management | ||||
11 | Elect Director Aziz D. Syriani | For | Against | Management | ||||
12 | Elect Director Rosemary Tomich | For | Against | Management | ||||
13 | Elect Director Walter L. Weisman | For | Against | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | For | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | For | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | For | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | For | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | For | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | For | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | For | Management |
4 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | For | Management | ||||
6 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | For | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | For | Management | ||||
9 | Renumber Articles | For | For | Management | ||||
10 | Renumber Articles | For | For | Management | ||||
11 | Amend Articles | For | For | Management | ||||
12 | Amend Articles | For | For | Management | ||||
13 | Amend Articles | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | For | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | For | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | For | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | For | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | For | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | Against | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. M. Burley | For | For | Management | ||||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||||
1.3 | Elect Director J. W. Estey | For | For | Management | ||||
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||||
1.5 | Elect Director D. J. Howe | For | For | Management | ||||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||||
1.7 | Elect Director K. G. Martell | For | For | Management | ||||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||||
1.9 | Elect Director M. Mogford | For | For | Management | ||||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve 2011 Performance Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Marks | For | For | Management | ||||
1.2 | Elect Director Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Director Irwin Federman | For | For | Management | ||||
1.4 | Elect Director Steven J. Gomo | For | For | Management | ||||
1.5 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.6 | Elect Director Chenming Hu | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Sanjay Mehrotra | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management | ||||
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws-- Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
2 | Elect Director Joseph R. Cleveland | For | For | Management | ||||
3 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
4 | Elect Director Frank T. MacInnis | For | For | Management | ||||
5 | Elect Director Janice D. Stoney | For | For | Management | ||||
6 | Elect Director Laura A. Sugg | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management |
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
1.2 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||
1.4 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.5 | Elect Director Walter Isaacson | For | For | Management | ||||
1.6 | Elect Director Henry L. Meyer III | For | For | Management | ||||
1.7 | Elect Director Oscar Munoz | For | For | Management | ||||
1.8 | Elect Director James J. O’Connor | For | For | Management | ||||
1.9 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.10 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.11 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.12 | Elect Director David J. Vitale | For | For | Management | ||||
1.13 | Elect Director John H. Walker | For | For | Management | ||||
1.14 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested | For | For | Management | ||||
Election of Directors | ||||||||
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier | For | For | Management | ||||
Fernandez-Carbajal | ||||||||
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
============= VIRTUS INTERNATIONAL SERIES (FKA PHOENIX-ABERDEEN =============
======================== INTERNATIONAL SERIES) ========================
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
Ticker: | ADS | Security ID: | 4031976 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Did Not Vote | Management | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
5 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
6 | Ratify KPMG AG as Auditors for Fiscal 2010 | For | For | Management |
BHP BILLITON PLC
Ticker: | BLT | Security ID: | 0056650 | |||
Meeting Date: | OCT 21, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | OCT 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Dr John Buchanan as Director | For | For | Management | ||||
3 | Re-elect David Crawford as Director | For | For | Management | ||||
4 | Re-elect Keith Rumble as Director | For | For | Management | ||||
5 | Re-elect Dr John Schubert as Director | For | For | Management | ||||
6 | Re-elect Jacques Nasser as Director | For | For | Management | ||||
7 | Elect Malcolm Broomhead as Director | For | For | Management | ||||
8 | Elect Carolyn Hewson as Director | For | For | Management | ||||
9 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | For | For | Management | ||||
10 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
11 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
12 | Authorise Market Purchase | For | For | Management | ||||
13 | Approve Remuneration Report | For | For | Management | ||||
14 | Amend Long Term Incentive Plan | For | For | Management | ||||
15 | Approve Grant of Share Awards to Marius Kloppers | For | For | Management | ||||
16 | Amend the Constitution of BHP Billiton Limited | For | For | Management | ||||
17 | Amend Articles of Association of BHP Billiton plc | For | For | Management |
BRITISH AMERICAN TOBACCO PLC
Ticker: | BATS | Security ID: | 0287580 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
6 | Re-elect Richard Burrows as Director | For | For | Management | ||||
7 | Re-elect Karen de Segundo as Director | For | For | Management | ||||
8 | Re-elect Nicandro Durante as Director | For | For | Management | ||||
9 | Re-elect Robert Lerwill as Director | For | For | Management | ||||
10 | Re-elect Christine Morin-Postel as Director | For | For | Management | ||||
11 | Re-elect Gerry Murphy as Director | For | For | Management | ||||
12 | Re-elect Anthony Ruys as Director | For | For | Management | ||||
13 | Re-elect Sir Nicholas Scheele as Director | For | For | Management | ||||
14 | Re-elect Ben Stevens as Director | For | For | Management | ||||
15 | Elect John Daly as Director | For | For | Management | ||||
16 | Elect Kieran Poynter as Director | For | For | Management | ||||
17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Market Purchase | For | For | Management | ||||
20 | Amend Long Term Incentive Plan | For | Abstain | Management | ||||
21 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: | CNR | Security ID: | 2180632 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Michael R. Armellino as Director | For | For | Management | ||||
2 | Elect A. Charles Baillie as Director | For | For | Management | ||||
3 | Elect Hugh J. Bolton as Director | For | For | Management | ||||
4 | Elect Donald J. Carty as Director | For | For | Management | ||||
5 | Elect Gordon D. Giffin as Director | For | For | Management | ||||
6 | Elect Edith E. Holiday as Director | For | For | Management | ||||
7 | Elect V. Maureen Kempston Darkes as Director | For | For | Management | ||||
8 | Elect Denis Losier as Director | For | For | Management | ||||
9 | Elect Edward C. Lumley as Director | For | For | Management | ||||
10 | Elect David G.A. McLean as Director | For | For | Management | ||||
11 | Elect Claude Mongeau as Director | For | For | Management | ||||
12 | Elect James E. O’Connor as Director | For | For | Management | ||||
13 | Elect Robert Pace as Director | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
CANON INC.
Ticker: | 7751 | Security ID: | 6172323 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | For | For | Management | ||||
2.1 | Elect Director Mitarai, Fujio | For | For | Management | ||||
2.2 | Elect Director Uchida, Tsuneji | For | For | Management | ||||
2.3 | Elect Director Tanaka, Toshizo | For | For | Management | ||||
2.4 | Elect Director Ikoma, Toshiaki | For | For | Management | ||||
2.5 | Elect Director Watanabe, Kunio | For | For | Management | ||||
2.6 | Elect Director Adachi, Yoroku | For | For | Management | ||||
2.7 | Elect Director Mitsuhashi, Yasuo | For | For | Management | ||||
2.8 | Elect Director Iwashita, Tomonori | For | For | Management | ||||
2.9 | Elect Director Osawa, Masahiro | For | For | Management | ||||
2.10 | Elect Director Matsumoto, Shigeyuki | For | For | Management | ||||
2.11 | Elect Director Shimizu, Katsuichi | For | For | Management | ||||
2.12 | Elect Director Banba, Ryoichi | For | For | Management | ||||
2.13 | Elect Director Honma, Toshio | For | For | Management | ||||
2.14 | Elect Director Nakaoka, Masaki | For | For | Management | ||||
2.15 | Elect Director Honda, Haruhisa | For | For | Management | ||||
2.16 | Elect Director Ozawa, Hideki | For | For | Management | ||||
2.17 | Elect Director Maeda, Masaya | For | For | Management | ||||
2.18 | Elect Director Tani, Yasuhiro | For | For | Management | ||||
2.19 | Elect Director Araki, Makoto | For | For | Management | ||||
3 | Appoint Statutory Auditor Oe, Tadashi | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Stock Option Plan | For | For | Management |
CASINO GUICHARD PERRACHON
Ticker: | CO | Security ID: | 4178419 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | MIX | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.78 per Share | For | For | Management | ||||
4 | Approve Transaction with Monoprix Re: Current Account | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Management | ||||
6 | Ratify Appointment of Fonciere Euris as Director | For | Against | Management | ||||
7 | Ratify Appointment of Catherine Lucet as Director Extraordinary Business | For | For Did Not Vote | Management Management | ||||
8 | Amend Article 16 of Bylaws Re: Directors Reelection | For | For | Management | ||||
9 | Amend Article 16 of Bylaws Re: Age Limit for Directors | For | For | Management | ||||
10 | Amend Articles 25, 27 and 28 of Bylaws Re: General Meetings Convening and Attendance | For | For | Management |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | For | For | Management | ||||
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | For | Against | Management | ||||
14 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | For | Against | Management | ||||
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | For | Against | Management | ||||
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12, 13 and 14 Above | For | Against | Management | ||||
17 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
18 | Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers | For | Against | Management | ||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
20 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million | For | For | Management | ||||
21 | Authorize Issuance of Equity or Equity-Linked Instruments by Companies Owning over 50 Percent of the Company Share Capital | For | Against | Management | ||||
22 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan (Repurchased Shares) | For | For | Management | ||||
23 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | For | For | Management | ||||
24 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
25 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
26 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
CENTRICA PLC
Ticker: | CNA | Security ID: | B033F22 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Re-elect Sir Roger Carr as Director | For | For | Management | ||||
5 | Re-elect Sam Laidlaw as Director | For | For | Management | ||||
6 | Re-elect Helen Alexander as Director | For | For | Management | ||||
7 | Re-elect Phil Bentley as Director | For | For | Management | ||||
8 | Elect Margherita Della Valle as Director | For | For | Management |
9 | Re-elect Mary Francis as Director | For | For | Management | ||||
10 | Re-elect Mark Hanafin as Director | For | For | Management | ||||
11 | Re-elect Nick Luff as Director | For | For | Management | ||||
12 | Re-elect Andrew Mackenzie as Director | For | For | Management | ||||
13 | Elect Ian Meakins as Director | For | For | Management | ||||
14 | Re-elect Paul Rayner as Director | For | For | Management | ||||
15 | Re-elect Chris Weston as Director | For | For | Management | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
17 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
18 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
CHINA MOBILE LIMITED
Ticker: | 941.HK | Security ID: | 6073556 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Directors’ and Auditors’ Reports | ||||||||
2 | Approve Final Dividend | For | For | Management | ||||
3a | Reelect Xue Taohai as Director | For | For | Management | ||||
3b | Reelect Huang Wenlin as Director | For | For | Management | ||||
3c | Reelect Xu Long as Director | For | For | Management | ||||
User Notes | There is nothing qualitatively wrong with Xu as an executive director, therefore we vote FOR the resolution. | Did Not Vote | Management | |||||
3d | Reelect Lo Ka Shui as Director | For | For | Management | ||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
User Notes | Above our 10% limit. | Did Not Vote | Management | |||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Management | ||||
User Notes | Not against our interests. | Did Not Vote | Management |
CITY DEVELOPMENTS LTD.
Ticker: | C09.SI | Security ID: | 4189615 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2 | Declare Final Tax-Exempt Dividend of SGD 0.08 Per Share and Special Final Tax-Exempt Dividend of SGD 0.10 Per Share for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
3a | Approve Directors’ Fees of SGD 308,000 for the Year Ended Dec. 31, 2010 and Audit Committee Fees of SGD 47,500 Per Quarter for the Period from July 1, 2011 to June 30, 2012 | For | For | Management | ||||
3b | Approve Additional Directors’ Fees of SGD 50,000 for Each Director for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
4 | Reelect Kwek Leng Peck as Director | For | For | Management | ||||
5a | Reelect Kwek Leng Beng as Director | For | For | Management | ||||
5b | Reelect Chee Keng Soon as Director | For | For | Management | ||||
5c | Reelect Foo See Juan as Director | For | For | Management | ||||
5d | Reelect Tang See Chim as Director | For | For | Management | ||||
6 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Management | ||||
User Notes | This states that the company can issue new shares representing up to 20% of the current outstanding capital without a rights issue and up to 50% with a rights issue. This is over our internal limit. | Did Not Vote | Management | |||||
8 | Authorize Share Repurchase Program | For | For | Management | ||||
9 | Approve Mandate for Transactions with Related Parties | For | For | Management |
DAITO TRUST CONSTRUCTION CO. LTD.
Ticker: | 1878 | Security ID: | 6250508 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a | For | For | Management | ||||
Final Dividend of JPY 131 | ||||||||
2 | Amend Articles To Amend Business Lines | For | For | Management | ||||
3.1 | Elect Director Minabe, Isao | For | For | Management | ||||
3.2 | Elect Director Kumakiri, Naomi | For | For | Management | ||||
3.3 | Elect Director Inada, Akio | For | For | Management | ||||
3.4 | Elect Director Asano, Hideki | For | For | Management | ||||
3.5 | Elect Director Igawa, Takashi | For | For | Management | ||||
3.6 | Elect Director Nakaita, Hideyuki | For | For | Management | ||||
3.7 | Elect Director Kadouchi, Hitoshi | For | For | Management | ||||
3.8 | Elect Director Nakada, Shuuji | For | For | Management | ||||
3.9 | Elect Director Kawaguchi, Hiroshi | For | For | Management | ||||
3.10 | Elect Director Nishimura, Tomoyuki | For | For | Management | ||||
3.11 | Elect Director Sasamoto, Yuujiro | For | For | Management | ||||
3.12 | Elect Director Marcus Merner | For | For | Management | ||||
4 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | For | For | Management | ||||
5 | Approve Deep Discount Stock Option Plan | For | For | Management |
E.ON AG
Ticker: | EOAN | Security ID: | 4942904 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Did Not Vote | Management | |||||
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
5 | Approve Remuneration System for Management Board Members | For | For | Management | ||||
6a | Elect Denise Kingsmill to the Supervisory Board | For | For | Management | ||||
6b | Elect Bard Mikkelsen to the Supervisory Board | For | For | Management | ||||
6c | Elect Rene Obermann to the Supervisory Board | For | For | Management | ||||
7a | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 | For | For | Management | ||||
7b | Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2011 | For | For | Management | ||||
8 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
9a | Approve Affiliation Agreement with E.ON Beteiligungsverwaltungs GmbH | For | For | Management | ||||
9b | Approve Affiliation Agreement with E.ON Energy Trading Holding GmbH | For | For | Management | ||||
9c | Approve Affiliation Agreement with E.ON Finanzanlagen GmbH | For | For | Management | ||||
9d | Approve Affiliation Agreement with E.ON Ruhrgas Holding GmbH | For | For | Management |
ENI SPA
Ticker: | ENI | Security ID: | 7145056 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Allocation of Income | For | For | Management | ||||
3 | Fix Number of Directors | For | For | Management | ||||
4 | Fix Directors’ Term | For | For | Management | ||||
5.1 | Slate Submitted by the Ministry of Economics and Finance | None | Against | Management | ||||
5.2 | Slate Submitted by Institutional Investors (Assogestioni) | None | For | Management | ||||
6 | Elect Chairman of the Board of Directors | For | For | Management | ||||
7 | Approve Remuneration of Directors | For | Abstain | Management | ||||
8.1 | Slate Submitted by the Ministry of Economics and Finance | None | Against | Management | ||||
8.2 | Slate Submitted by Institutional Investors (Assogestioni) | None | For | Management | ||||
9 | Appoint Internal Statutory Auditors’ Chairman | For | For | Management |
10 | Approve Internal Auditors’ Remuneration | For | For | Management | ||||
11 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni’s Financial Control | For | For | Management |
FANUC LTD.
Ticker: | 6954 | Security ID: | 0380434 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | For | For | Management | ||||
2 | Amend Articles To Change Company Name - Increase Maximum Board Size | For | For | Management | ||||
3.1 | Elect Director Inaba, Yoshiharu | For | For | Management | ||||
3.2 | Elect Director Kojima, Hideo | For | For | Management | ||||
3.3 | Elect Director Yamaguchi, Kenji | For | For | Management | ||||
3.4 | Elect Director Gonda, Yoshihiro | For | For | Management | ||||
3.5 | Elect Director Ito, Takayuki | For | For | Management | ||||
3.6 | Elect Director Kurakake, Mitsuo | For | For | Management | ||||
3.7 | Elect Director Kishi, Hajimu | For | For | Management | ||||
3.8 | Elect Director Uchida, Hiroyuki | For | For | Management | ||||
3.9 | Elect Director Matsubara, Shunsuke | For | For | Management | ||||
3.10 | Elect Director Miyajima, Hidehiro | For | For | Management | ||||
3.11 | Elect Director Noda, Hiroshi | For | For | Management | ||||
3.12 | Elect Director Araki, Hiroshi | For | For | Management | ||||
3.13 | Elect Director Kohari, Katsuo | For | For | Management | ||||
3.14 | Elect Director Yamasaki, Mineko | For | For | Management | ||||
3.15 | Elect Director Richard E Schneider | For | For | Management | ||||
3.16 | Elect Director Olaf C Gehrels | For | For | Management | ||||
4.1 | Appoint Statutory Auditor Kimura, Shunsuke | For | For | Management | ||||
4.2 | Appoint Statutory Auditor Shimizu, Naoki | For | For | Management | ||||
4.3 | Appoint Statutory Auditor Nakagawa, Takeo | For | For | Management | ||||
User Notes | We disagree with ISS as we see little effectiveness in voting against the auditor. It seems more constructive to continue engaging the management on the topic of board composition through discussion rather than direct opposition. | Did Not Vote | Management |
HSBC HOLDINGS PLC
Ticker: | HSBA | Security ID: | 6158163 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3a | Re-elect Safra Catz as Director | For | For | Management | ||||
3b | Elect Laura Cha as Director | For | For | Management | ||||
3c | Re-elect Marvin Cheung as Director | For | For | Management | ||||
3d | Re-elect John Coombe as Director | For | For | Management | ||||
3e | Re-elect Rona Fairhead as Director | For | For | Management | ||||
3f | Re-elect Douglas Flint as Director | For | For | Management |
3g | Re-elect Alexander Flockhart as Director | For | For | Management | ||||
3h | Re-elect Stuart Gulliver as Director | For | For | Management | ||||
3i | Re-elect James Hughes-Hallett as Director | For | For | Management | ||||
3j | Re-elect William Laidlaw as Director | For | For | Management | ||||
3k | Re-elect Janis Lomax as Director | For | For | Management | ||||
3l | Elect Iain Mackay as Director | For | For | Management | ||||
3m | �� | Re-elect Gwyn Morgan as Director | For | For | Management | |||
3n | Re-elect Nagavara Murthy as Director | For | For | Management | ||||
3o | Re-elect Sir Simon Robertson as Director | For | For | Management | ||||
3p | Re-elect John Thornton as Director | For | For | Management | ||||
3q | Re-elect Sir Brian Williamson as Director | For | For | Management | ||||
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | For | For | Management | ||||
5 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
6 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
7 | Approve Share Plan 2011 | For | For | Management | ||||
8 | Approve Fees Payable to Non-Executive Directors | For | For | Management | ||||
9 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: | PHIA | Security ID: | 0852643 | |||
Meeting Date: | MAR 31, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | President’s Speech | Did Not Vote | Management | |||||
2a | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2b | Receive Explanation on Company’s Reserves and Dividend Policy | Did Not Vote | Management | |||||
2c | Approve Dividends of EUR 0.75 Per Share | For | For | Management | ||||
2d | Approve Discharge of Management Board | For | For | Management | ||||
2e | Approve Discharge of Supervisory Board | For | For | Management | ||||
3a | Elect F.A.Van Houten to Management Board as CEO | For | For | Management | ||||
3b | Elect R.H. Wirahadiraksa to Management Board | For | For | Management | ||||
3c | Elect P.A.J. Nota to Management Board | For | For | Management | ||||
4a | Reelect C.J.A. van Lede to Supervisory Board | For | For | Management | ||||
4b | Reelect J.M. Thompson to Supervisory Board | For | For | Management | ||||
4c | Reelect H. von Prondzynski to Supervisory Board | For | For | Management | ||||
4d | Elect J.P. Tai to Supervisory Board | For | For | Management | ||||
5 | Ratify KPMG Accountants NV as Auditors | For | For | Management | ||||
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Against | Management | ||||
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | For | Against | Management | ||||
7 | Authorize Repurchase of Shares | For | For | Management | ||||
8 | Other Business | Did Not Vote | Management |
MAPFRE S.A.
Ticker: | MAP | Security ID: | 219872108 | |||
Meeting Date: | MAR 05, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Individual and Consolidated Financial Statements and Allocation of Income for Fiscal Year 2010 | For | For | Management | ||||
2 | Approve Discharge of Directors | For | For | Management | ||||
3.1 | Reelect Jose Manuel Martinez Martinez as Director | For | Abstain | Management | ||||
3.2 | Reelect Alberto Manzano Martos as Director | For | Abstain | Management | ||||
3.3 | Reelect Francisco Ruiz Risueno as Director | For | Abstain | Management | ||||
3.4 | Reelect Luis Hernando de Larramendi Martinez as Director | For | Abstain | Management | ||||
3.5 | Reelect Manuel Jesus Lagares Calvo as Director | For | Abstain | Management | ||||
3.6 | Reelect Antonio Miguel-Romero de Olano as Director | For | Abstain | Management | ||||
3.7 | Reelect Alfonso Rebuelta Badias as Director | For | Abstain | Management | ||||
3.8 | Elect Antonio Nunez Tovar as Director | For | Abstain | Management | ||||
4 | Approve Dividend of EUR 0.15 per Share | For | For | Management | ||||
5 | Authorize Increase in Capital in Accordance with Article 297 of Spanish Corporate Enterprises Act with the Exclusion of Preemptive Rights | For | For | Management | ||||
6 | Authorize Repurchase of Shares | For | For | Management | ||||
7 | Accept Remuneration Report | For | Against | Management | ||||
8 | Reelect Auditors | For | For | Management | ||||
9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
10 | Approve Minutes of Meeting | For | For | Management |
METRO AG
Ticker: | MEO | Security ID: | 5041413 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Approve Allocation of Income and Dividends of EUR 1.35 per Ordinary Share and EUR 1.485 per Preference Share | For | For | Management | ||||
2 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
3 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Remuneration System for Management Board Members | For | For | Management | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | For | For | Management | ||||
6a | Reelect Peter Kuepfer to the Supervisory Board | For | Against | Management | ||||
6b | Elect Ann-Kristin Achleitner to the Supervisory Board | For | For | Management |
NORDEA BANK AB (FORMERLY NORDEA AB)
Ticker: | NDA | Security ID: | 4690504 | |||
Meeting Date: | MAR 24, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Claes Beyer as Chairman of Meeting | For | For | Management | ||||
2 | Prepare and Approve List of Shareholders | For | For | Management | ||||
3 | Approve Agenda of Meeting | For | For | Management | ||||
4 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
5 | Acknowledge Proper Convening of Meeting | For | For | Management | ||||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive Chairman’s Review and CEO’s Speech | Did Not Vote | Management | |||||
7 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
8 | Approve Allocation of Income and Dividends of EUR 0.29 per Share | For | For | Management | ||||
9 | Approve Discharge of Board and President | For | For | Management | ||||
10 | Amend Articles Re: Term of Auditor, Convocation of Meeting, Other Amendments | For | For | Management | ||||
11 | Determine Number of Members (9) and Deputy Members (0) of Board | For | For | Management | ||||
12 | Fix Number of Auditors at One | For | For | Management | ||||
13 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors | For | For | Management | ||||
14 | Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors | For | For | Management | ||||
15 | Ratify KPMG as Auditor | For | For | Management | ||||
16 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Management | ||||
17a | Authorize Share Repurchase Program | For | For | Management | ||||
17b | Authorize Reissuance of Repurchased Shares | For | For | Management | ||||
18 | Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act | For | For | Management | ||||
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Management | ||||
20a | Approve 2011 Share Matching Plan | For | For | Management | ||||
20b | Approve Issuance of up to 4.7 Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares | For | For | Management |
NOVARTIS AG
Ticker: | NOVN | Security ID: | 2194581 | |||
Meeting Date: | FEB 22, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | JAN 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | For | For | Management | ||||
4 | Approve Remuneration System | For | Against | Management | ||||
5a | Reelect Ann Fudge as Director | For | For | Management | ||||
5b | Reelect Pierre Landolt as Director | For | For | Management | ||||
5c | Reelect Ulrich Lehner as Director | For | For | Management | ||||
5d | Elect Enrico Vanni as Director | For | For | Management | ||||
6 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
7 | Additional And/or Counter-proposals Presented At The Meeting | For | Against | Management |
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: | O39.SI | Security ID: | B0F9V20 | |||
Meeting Date: | APR 15, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2a | Reelect Lee Seng Wee as Director | For | For | Management | ||||
2b | Reelect Patrick Yeoh Khwai Hoh as Director | For | For | Management | ||||
3a | Reelect Cheong Choong Kong as Director | For | For | Management | ||||
3b | Reelect Lee Tih Shih as Director | For | For | Management | ||||
3c | Reelect Pramukti Surjaudaja as Director | For | For | Management | ||||
4 | Reelect Lai Tek Poh as Director | For | For | Management | ||||
5 | Declare Final Dividend of SGD 0.15 Per Share | For | For | Management | ||||
6a | Approve Non-Executive Directors’ Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 | For | For | Management | ||||
6a | Approve Issuance of 6,000 Shares for each Non-Executive Director | For | For | Management | ||||
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
8a | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Against | Management | ||||
8b | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
9 | Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | For | For | Management | ||||
10 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | For | For | Management | ||||
11 | Approve Issuance of Preference Shares | For | For | Management |
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: | O39.SI | Security ID: | B0F9V20 | |||
Meeting Date: | APR 15, 2011 | Meeting Type: | SPECIAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Share Repurchase Program | For | For | Management | ||||
2 | Approve Extension of the Duration of the OCBC Share Option Scheme 2001 | For | For | Management |
PETROCHINA COMPANY LIMITED
Ticker: | 857 | Security ID: | 5939507 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of the Board of Directors | For | For | Management | ||||
2 | Accept Report of the Supervisory Committee | For | For | Management | ||||
3 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Final Dividends | For | For | Management | ||||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 | For | For | Management | ||||
6 | Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7a | Elect Jiang Jiemin as Director | For | For | Management | ||||
7b | Elect Zhou Jiping as Director | For | For | Management | ||||
7c | �� | Elect Wang Yilin as Director | Did Not Vote | Management | ||||
7d | Elect Li Xinhua as Director | For | For | Management | ||||
7e | Elect Liao Yongyuan as Director | For | For | Management | ||||
7f | Elect Wang Guoliang as Director | For | For | Management | ||||
7g | Elect Wang Dongjin as Director | For | For | Management | ||||
7h | Elect Yu Baocai as Director | For | For | Management | ||||
7i | Elect Ran Xinquan as Director | For | For | Management | ||||
7j | Elect Liu Hongru as Independent Director | For | For | Management | ||||
7k | Elect Franco Bernabe as Independent Director | For | For | Management | ||||
7l | Elect Li Yongwu as Independent Director | For | For | Management | ||||
7m | Elect Cui Junhui as Independent Director | For | For | Management | ||||
7n | Elect Chen Zhiwu as Independent Director | For | For | Management | ||||
8a | Elect Chen Ming as Supervisor | For | For | Management | ||||
8b | Elect Guo Jinping as Supervisor | For | For | Management | ||||
8c | Elect Wen Qingshan as Supervisor | For | For | Management | ||||
8d | Elect Sun Xianfeng as Supervisor | For | For | Management | ||||
8e | Elect Li Yuan as Independent Supervisor | For | For | Management | ||||
8f | Elect Wang Daocheng as Independent Supervisor | For | For | Management | ||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
10 | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 2682365 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | MIX | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
4 | Elect Directors | For | Abstain | Management | ||||
6 | Elect Fiscal Council Members | For | Abstain | Management |
QBE INSURANCE GROUP LTD.
Ticker: | QBE | Security ID: | 6715740 | |||
Meeting Date: | APR 05, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
2 | Approve the Adoption of the Remuneration Report | For | For | Management | ||||
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O’Halloran, Chief Executive Officer of the Company | For | For | Management | ||||
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | For | For | Management | ||||
5 | Elect Charles Irby as a Director | For | For | Management |
RIO TINTO PLC
Ticker: | RIO | Security ID: | 0718875 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | Abstain | Management | ||||
3 | Re-elect Tom Albanese as Director | For | For | Management | ||||
4 | Re-elect Robert Brown as Director | For | For | Management | ||||
5 | Re-elect Vivienne Cox as Director | For | For | Management | ||||
6 | Re-elect Jan du Plessis as Director | For | For | Management | ||||
7 | Re-elect Guy Elliott as Director | For | For | Management | ||||
8 | Re-elect Michael Fitzpatrick as Director | For | For | Management | ||||
9 | Re-elect Ann Godbehere as Director | For | For | Management | ||||
10 | Re-elect Richard Goodmanson as Director | For | For | Management | ||||
11 | Re-elect Andrew Gould as Director | For | For | Management | ||||
12 | Re-elect Lord Kerr as Director | For | For | Management | ||||
13 | Re-elect Paul Tellier as Director | For | For | Management | ||||
14 | Re-elect Sam Walsh as Director | For | For | Management | ||||
15 | Elect Stephen Mayne | Against | Against | Management |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | For | For | Management | ||||
17 | Amend Performance Share Plan | For | For | Management | ||||
18 | Amend Share Ownership Plan | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
ROYAL DUTCH SHELL PLC
Ticker: | RDSB | Security ID: | B03MLX2 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Linda Stuntz as Director | For | For | Management | ||||
4 | Re-elect Josef Ackermann as Director | For | For | Management | ||||
5 | Re-elect Malcolm Brinded as Director | For | For | Management | ||||
6 | Elect Guy Elliott as Director | For | For | Management | ||||
7 | Re-elect Simon Henry as Director | For | For | Management | ||||
8 | Re-elect Charles Holliday as Director | For | For | Management | ||||
9 | Re-elect Lord Kerr of Kinlochard as Director | For | For | Management | ||||
10 | Elect Gerard Kleisterlee as Director | For | For | Management | ||||
11 | Re-elect Christine Morin-Postel as Director | For | For | Management | ||||
12 | Re-elect Jorma Ollila as Director | For | For | Management | ||||
13 | Re-elect Jeroen van der Veer as Director | For | For | Management | ||||
14 | Re-elect Peter Voser as Director | For | For | Management | ||||
15 | Re-elect Hans Wijers as Director | For | For | Management | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||
17 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Market Purchase | For | For | Management | ||||
21 | Authorise EU Political Donations and Expenditure | For | For | Management |
SCHNEIDER ELECTRIC SA
Ticker: | SU | Security ID: | 4787417 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | MIX | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management |
3 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | For | For | Management | ||||
4 | Acknowledge Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Ratify Appointment of Anand Mahindra as Supervisory Board Member | For | For | Management | ||||
6 | Elect Betsy Atkins as Supervisory Board Member | For | For | Management | ||||
7 | Elect Jeong H. Kim as Supervisory Board Member | For | For | Management | ||||
8 | Elect Dominique Senequier as Supervisory Board Member | For | For | Management | ||||
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | For | For | Management | ||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
11 | Amend Article 11 Re: Age Limit for Supervisory Board Members | For | For | Management | ||||
12 | Amend Article 16 of Bylaws Re: Censors | For | For | Management | ||||
13 | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | For | For | Management | ||||
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | For | For | Management | ||||
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | For | For | Management | ||||
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
18 | Authorize Capital Increase for Future Exchange Offers | For | For | Management | ||||
19 | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | For | For | Management | ||||
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | For | Management | ||||
21 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
22 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
23 | Approve Employee Stock Purchase Plan Reserved for International Employees | For | For | Management | ||||
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
25 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: | 4063 | Security ID: | 6804585 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | For | For | Management | ||||
2.1 | Elect Director Saito, Yasuhiko | For | For | Management | ||||
2.2 | Elect Director Ono, Yoshiaki | For | For | Management |
2.3 | Elect Director Takasugi, Koji | For | For | Management | ||||
2.4 | Elect Director Ishihara, Toshinobu | For | For | Management | ||||
2.5 | Elect Director Frank Peter Popoff | For | For | Management | ||||
2.6 | Elect Director Miyazaki, Tsuyoshi | For | For | Management | ||||
2.7 | Elect Director Fukui, Toshihiko | For | For | Management | ||||
2.8 | Elect Director Miyajima, Masaki | For | For | Management | ||||
2.9 | Elect Director Kasahara, Toshiyuki | For | For | Management | ||||
2.10 | Elect Director Onezawa, Hidenori | For | For | Management | ||||
2.11 | Elect Director Nakamura, Ken | For | For | Management | ||||
2.12 | Elect Director Matsui, Yukihiro | For | For | Management | ||||
2.13 | Elect Director Okamoto, Hiroaki | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Okada, Osamu | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Watase, Masahiko | For | For | Management | ||||
3.3 | Appoint Statutory Auditor Nagano, Kiyoshi | For | For | Management | ||||
4 | Approve Stock Option Plan | For | For | Management | ||||
5 | Approve Takeover Defense Plan (Poison Pill) | For | Against | Management |
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: | ST | Security ID: | 6398226 | |||
Meeting Date: | JUL 30, 2010 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Management | ||||
2 | Declare Final Dividend of SGD 0.08 Per Share | For | For | Management | ||||
3 | Reelect Simon Israel as Director | For | For | Management | ||||
4 | Approve Directors’ Fees of Up to SGD 2.4 Million for the Year Ending March 31, 2011 (2010: Up to SGD 2.2 Million) | For | For | Management | ||||
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Management | ||||
7 | Approve Issuance of Shares Pursuant to the Singapore Telecom Share Option Scheme 1999 | For | For | Management | ||||
8 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | For | For | Management |
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: | ST | Security ID: | 6398226 | |||
Meeting Date: | JUL 30, 2010 | Meeting Type: | EGM | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Share Repurchase Program | For | For | Management | ||||
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | For | For | Management |
STANDARD CHARTERED PLC
Ticker: | STAN | Security ID: | 0408284 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Steve Bertamini as Director | For | For | Management | ||||
5 | Re-elect Jaspal Bindra as Director | For | For | Management | ||||
6 | Re-elect Richard Delbridge as Director | For | For | Management | ||||
7 | Re-elect Jamie Dundas as Director | For | For | Management | ||||
8 | Re-elect Val Gooding as Director | For | For | Management | ||||
9 | Re-elect Dr Han Seung-soo as Director | For | For | Management | ||||
10 | Re-elect Simon Lowth as Director | For | For | Management | ||||
11 | Re-elect Rudy Markham as Director | For | For | Management | ||||
12 | Re-elect Ruth Markland as Director | For | For | Management | ||||
13 | Re-elect Richard Meddings as Director | For | For | Management | ||||
14 | Re-elect John Paynter as Director | For | For | Management | ||||
15 | Re-elect John Peace as Director | For | For | Management | ||||
16 | Re-elect Mike Rees as Director | For | For | Management | ||||
17 | Re-elect Peter Sands as Director | For | For | Management | ||||
18 | Re-elect Paul Skinner as Director | For | For | Management | ||||
19 | Re-elect Oliver Stocken as Director | For | For | Management | ||||
20 | Reappoint KPMG Audit plc as Auditors | For | For | Management | ||||
21 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
22 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
23 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
24 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
25 | Approve 2011 Share Plan | For | For | Management | ||||
26 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
27 | Authorise Market Purchase | For | For | Management | ||||
28 | Authorise Market Purchase | For | For | Management | ||||
29 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
SWIRE PACIFIC LIMITED
Ticker: | 00087.HK | Security ID: | 5675607 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Final Dividend | For | For | Management | ||||
2a | Reelect M Cubbon as Director | For | For | Management | ||||
2b | Reelect Baroness Dunn as Director | For | For | Management | ||||
2c | Reelect T G Freshwater as Director | For | For | Management | ||||
2d | Reelect C Lee as sDirector | For | For | Management | ||||
2e | Reelect M Leung as Director | For | For | Management | ||||
2f | Reelect M C C Sze as Director | For | For | Management | ||||
2g | Elect I S C Shiu as Director | For | For | Management | ||||
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Management | ||||
6 | Approve Remuneration of Directors | For | For | Management |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: | 2330 | Security ID: | 2113382 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | For | For | Management | ||||
2 | Approve 2010 Allocation of Income and Dividends | For | For | Management | ||||
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | For | For | Management | ||||
4 | Approve Transfer of TSMC’s Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the “Solar Business Transfer Plan” and “Solid State Lighting Business Transfer Plan” | For | For | Management | ||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Did Not Vote | Management | ||||||
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | For | For | Management | ||||
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | For | For | Management | ||||
6 | Transact Other Business | Did Not Vote | Management |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: | 2330 | Security ID: | 2113382 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
Meeting for ADR Holders | Did Not Vote | Management |
TAKEDA PHARMACEUTICAL CO. LTD.
Ticker: | 4502 | Security ID: | 6870445 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | For | For | Management | ||||
2.1 | Elect Director Hasegawa, Yasuchika | For | For | Management | ||||
2.2 | Elect Director Yoshida, Toyoji | For | For | Management | ||||
2.3 | Elect Director Yamanaka, Yasuhiko | For | For | Management | ||||
2.4 | Elect Director Okawa, Shigenori | For | For | Management | ||||
2.5 | Elect Director Frank Morich | For | For | Management | ||||
2.6 | Elect Director Yamada, Tadataka | For | For | Management | ||||
2.7 | Elect Director Sudo, Fumio | For | For | Management |
2.8 | Elect Director Kojima, Yorihiko | For | For | Management | ||||
3 | Appoint Statutory Auditor Sakurada, Teruo | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management |
TELEFONAKTIEBOLAGET L M ERICSSON
Ticker: | ERICB | Security ID: | 5959378 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Michael Treschow as Chairman of Meeting | For | For | Management | ||||
2 | Prepare and Approve List of Shareholders | For | For | Management | ||||
3 | Approve Agenda of Meeting | For | For | Management | ||||
4 | Acknowledge Proper Convening of Meeting | For | For | Management | ||||
5 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | Did Not Vote | Management | |||||
7 | Receive President’s Report; Allow Questions | Did Not Vote | Management | |||||
8.1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
8.2 | Approve Discharge of Board and President | For | For | Management | ||||
8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | For | For | Management | ||||
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | For | For | Management | ||||
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | For | For | Management | ||||
9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | For | Abstain | Management | ||||
9.4 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Management | ||||
9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | For | For | Management | ||||
9.6 | Approve Remuneration of Auditors | For | For | Management | ||||
9.7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Management | ||||
11.1 | Approve 2011 Share Matching Plan for All Employees | For | For | Management | ||||
11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | For | For | Management |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | For | Abstain | Management | ||||
11.4 | Approve 2011 Share Matching Plan for Key Contributors | For | For | Management | ||||
11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | For | For | Management | ||||
11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | For | Abstain | Management | ||||
11.7 | Approve 2011 Restricted Stock Plan for Executives | For | For | Management | ||||
11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | For | For | Management | ||||
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | For | Abstain | Management | ||||
12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | For | For | Management | ||||
13 | Amend Corporate Purpose | For | For | Management | ||||
14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | None | For | Shareholder | ||||
15 | Close Meeting | Did Not Vote | Management |
TENARIS SA
Ticker: | TS | Security ID: | 2172402 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | SPECIAL | |||
Record Date: | MAY 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Articles Re: Termination of Holding Company Status | For | For | Management | ||||
2 | Change Date of Annual Meeting and Amend Article 15 Accordingly | For | For | Management |
TENARIS SA
Ticker: | TS | Security ID: | 2172402 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive and Approve Board’s and Auditor’s Reports for FY 2010 | For | For | Management | ||||
2 | Accept Consolidated Financial Statements for FY 2010 | For | For | Management | ||||
3 | Accept Financial Statements for FY 2010 | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of USD 0.34 per Share | For | For | Management | ||||
5 | Approve Discharge of Directors | For | For | Management | ||||
6 | Fix Number of Directors at 10 and Re-elect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vazquez Vazquez, Guillermo Vogel as Directors (Bundled) | For | Abstain | Management |
User Notes | Bundled resolution. | Did Not Vote | Management | |||||
7 | Approve Remuneration of Directors | For | For | Management | ||||
8 | Approve PricewaterhouseCoopers as Auditors and Approve Auditor’s Remuneration | For | For | Management | ||||
9 | Allow Electronic Distribution of Company Communications | For | For | Management |
THE WEIR GROUP PLC
Ticker: | WEIR | Security ID: | 0946580 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Lord Smith of Kelvin as Director | For | For | Management | ||||
5 | Re-elect Keith Cochrane as Director | For | For | Management | ||||
6 | Re-elect Michael Dearden as Director | For | For | Management | ||||
7 | Re-elect Stephen King as Director | For | For | Management | ||||
8 | Re-elect Richard Menell as Director | For | For | Management | ||||
9 | Re-elect Alan Mitchelson as Director | For | For | Management | ||||
10 | Re-elect John Mogford as Director | For | For | Management | ||||
11 | Re-elect Lord Robertson of Port Ellen as Director | For | For | Management | ||||
12 | Re-elect Jon Stanton as Director | For | For | Management | ||||
13 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
14 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
15 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Market Purchase | For | For | Management | ||||
18 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | B16GWD5 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | JUL 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Re-elect Alan Jebson as Director | For | For | Management | ||||
9 | Re-elect Samuel Jonah as Director | For | For | Management |
10 | Re-elect Nick Land as Director | For | For | Management | ||||
11 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||
12 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
13 | Re-elect Anthony Watson as Director | For | For | Management | ||||
14 | Re-elect Philip Yea as Director | For | For | Management | ||||
15 | Approve Final Dividend | For | For | Management | ||||
16 | Approve Remuneration Report | For | For | Management | ||||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Adopt New Articles of Association | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
24 | Approve Share Incentive Plan | For | For | Management |
ZURICH FINANCIAL SERVICES AG
Ticker: | ZURN | Security ID: | 5983816 | |||
Meeting Date: | MAR 31, 2011 | Meeting Type: | ANNUAL | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | TNA | Management | ||||
1.2 | Approve Remuneration Report | For | TNA | Management | ||||
2.1 | Approve Allocation of Income and Omission of Dividends | For | TNA | Management | ||||
2.2 | Approve Transfer of CHF 2.49 Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share | For | TNA | Management | ||||
3 | Approve Discharge of Board and Senior Management | For | TNA | Management | ||||
4.1 | Amend Articles Re: Election of Special Auditor for Capital Increases | For | TNA | Management | ||||
4.2 | Amend Articles Re: Contributions in Kind | For | TNA | Management | ||||
5.1.1 | Reelect Manfred Gentz as Director | For | TNA | Management | ||||
5.1.2 | Reelect Fred Kindle as Director | For | TNA | Management | ||||
5.1.3 | Reelect Tom de Swaan as Director | For | TNA | Management | ||||
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | For | TNA | Management |
============= VIRTUS MULTI-SECTOR FIXED INCOME SERIES (FKA PHOENIX ==============
============= MULTI-SECTOR FIXED INCOME SERIES) ==============
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== VIRTUS PREMIUM ALPHASECTOR SERIES =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=========== VIRTUS REAL ESTATE SECURITIES SERIES (FKA PHOENIX-DUFF & ===========
=========== PHELPS REAL ESTATE SECURITIES SERIES) ===========
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: | ARE | Security ID: | 015271109 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joel S. Marcus | For | For | Management | ||||
1.2 | Elect Director Richard B. Jennings | For | For | Management | ||||
1.3 | Elect Director John L. Atkins, III | For | For | Management | ||||
1.4 | Elect Director Richard H. Klein | For | For | Management | ||||
1.5 | Elect Director James H. Richardson | For | For | Management | ||||
1.6 | Elect Director Martin A. Simonetti | For | For | Management | ||||
1.7 | Elect Director Alan G. Walton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMB PROPERTY CORPORATION
Ticker: | AMB | Security ID: | 00163T109 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director T. Robert Burke | For | For | Management | ||||
2 | Elect Director David A. Cole | For | For | Management | ||||
3 | Elect Director Lydia H. Kennard | For | For | Management | ||||
4 | Elect Director J. Michael Losh | For | For | Management | ||||
5 | Elect Director Hamid R. Moghadam | For | For | Management | ||||
6 | Elect Director Frederick W. Reid | For | For | Management | ||||
7 | Elect Director Jeffrey L. Skelton | For | For | Management | ||||
8 | Elect Director Thomas W. Tusher | For | For | Management | ||||
9 | Elect Director Carl B. Webb | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
AMB PROPERTY CORPORATION
Ticker: | AMB | Security ID: | 00163T109 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Amend Bylaws Providing for Certain Features of the Leadership Structure | For | For | Management | ||||
3 | Amend Charter of Combined Company | For | Against | Management | ||||
4 | Adjourn Meeting | For | For | Management |
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: | ACC | Security ID: | 024835100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Bayless, Jr. | For | For | Management | ||||
1.2 | Elect Director R.D. Burck | For | For | Management | ||||
1.3 | Elect Director G. Steven Dawson | For | For | Management | ||||
1.4 | Elect Director Cydney C. Donnell | For | For | Management | ||||
1.5 | Elect Director Edward Lowenthal | For | For | Management | ||||
1.6 | Elect Director Joseph M. Macchione | For | For | Management | ||||
1.7 | Elect Director Winston W. Walker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: | AIV | Security ID: | 03748R101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James N. Bailey | For | For | Management | ||||
2 | Elect Director Terry Considine | For | For | Management | ||||
3 | Elect Director Richard S. Ellwood | For | For | Management | ||||
4 | Elect Director Thomas L. Keltner | For | For | Management | ||||
5 | Elect Director J. Landis Martin | For | For | Management | ||||
6 | Elect Director Robert A. Miller | For | For | Management | ||||
7 | Elect Director Kathleen M. Nelson | For | For | Management | ||||
8 | Elect Director Michael A. Stein | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | For | For | Management |
AVALONBAY COMMUNITIES, INC.
Ticker: | AVB | Security ID: | 053484101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bryce Blair | For | For | Management | ||||
1.2 | Elect Director Bruce A. Choate | For | For | Management | ||||
1.3 | Elect Director John J. Healy, Jr. | For | For | Management | ||||
1.4 | Elect Director Timothy J. Naughton | For | For | Management | ||||
1.5 | Elect Director Lance R. Primis | For | For | Management | ||||
1.6 | Elect Director Peter S. Rummell | For | For | Management | ||||
1.7 | Elect Director H. Jay Sarles | For | For | Management | ||||
1.8 | Elect Director W. Edward Walter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BIOMED REALTY TRUST, INC.
Ticker: | BMR | Security ID: | 09063H107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alan D. Gold | For | For | Management | ||||
1.2 | Elect Director Barbara R. Cambon | For | For | Management | ||||
1.3 | Elect Director Edward A. Dennis | For | For | Management | ||||
1.4 | Elect Director Richard I. Gilchrist | For | For | Management | ||||
1.5 | Elect Director Gary A. Kreitzer | For | For | Management | ||||
1.6 | Elect Director Theodore D. Roth | For | For | Management | ||||
1.7 | Elect Director M. Faye Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
BOSTON PROPERTIES, INC.
Ticker: | BXP | Security ID: | 101121101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lawrence S. Bacow | For | For | Management | ||||
2 | Elect Director Zoe Baird | For | For | Management | ||||
3 | Elect Director Alan J. Patricof | For | For | Management | ||||
4 | Elect Director Martin Turchin | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Prepare Sustainability Report | Against | For | Shareholder |
BRE PROPERTIES, INC.
Ticker: | BRE | Security ID: | 05564E106 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving F. Lyons, III | For | For | Management | ||||
1.2 | Elect Director Paula F. Downey | For | For | Management | ||||
1.3 | Elect Director Christopher J. McGurk | For | For | Management | ||||
1.4 | Elect Director Matthew T. Medeiros | For | For | Management | ||||
1.5 | Elect Director Constance B. Moore | For | For | Management | ||||
1.6 | Elect Director Jeanne R. Myerson | For | For | Management | ||||
1.7 | Elect Director Jeffrey T. Pero | For | For | Management | ||||
1.8 | Elect Director Thomas E. Robinson | For | For | Management | ||||
1.9 | Elect Director Dennis E. Singleton | For | For | Management | ||||
1.10 | Elect Director Thomas P. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAMPUS CREST COMMUNITIES INC
Ticker: | CCG | Security ID: | 13466Y105 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ted W. Rollins | For | For | Management | ||||
1.2 | Elect Director Michael S. Hartnett | For | For | Management | ||||
1.3 | Elect Director N. Anthony Coles | For | For | Management | ||||
1.4 | Elect Director Richard S. Kahlbaugh | For | For | Management | ||||
1.5 | Elect Director Denis McGlynn | For | For | Management | ||||
1.6 | Elect Director William G. Popeo | For | For | Management | ||||
1.7 | Elect Director Daniel L. Simmons | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CORPORATE OFFICE PROPERTIES TRUST
Ticker: | OFC | Security ID: | 22002T108 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jay H. Shidler | For | For | Management | ||||
1.2 | Elect Director Clay W. Hamlin, III | For | For | Management | ||||
1.3 | Elect Director Thomas F. Brady | For | For | Management | ||||
1.4 | Elect Director Robert L. Denton | For | For | Management | ||||
1.5 | Elect Director Randall M. Griffin | For | For | Management | ||||
1.6 | Elect Director Elizabeth A. Hight | For | For | Management | ||||
1.7 | Elect Director David M. Jacobstein | For | For | Management | ||||
1.8 | Elect Director Steven D. Kesler | For | For | Management | ||||
1.9 | Elect Director Richard Szafranski | For | For | Management | ||||
1.10 | Elect Director Kenneth D. Wethe | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
DEVELOPERS DIVERSIFIED REALTY CORPORATION
Ticker: | DDR | Security ID: | 251591103 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Terrance R. Ahern | For | For | Management | ||||
2 | Elect Director James C. Boland | For | For | Management | ||||
3 | Elect Director Thomas Finne | For | For | Management | ||||
4 | Elect Director Robert H. Gidel | For | For | Management | ||||
5 | Elect Director Daniel B. Hurwitz | For | For | Management | ||||
6 | Elect Director Volker Kraft | For | For | Management | ||||
7 | Elect Director Victor B. MacFarlane | For | For | Management | ||||
8 | Elect Director Craig Macnab | For | For | Management | ||||
9 | Elect Director Scott D. Roulston | For | For | Management | ||||
10 | Elect Director Barry A. Sholem | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management |
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DIGITAL REALTY TRUST, INC.
Ticker: | DLR | Security ID: | 253868103 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard A. Magnuson | For | For | Management | ||||
1.2 | Elect Director Michael F. Foust | For | For | Management | ||||
1.3 | Elect Director Laurence A. Chapman | For | For | Management | ||||
1.4 | Elect Director Kathleen Earley | For | For | Management | ||||
1.5 | Elect Director Ruann F. Ernst | For | For | Management | ||||
1.6 | Elect Director Dennis E. Singleton | For | For | Management | ||||
1.7 | Elect Director Robert H. Zerbst | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
DUKE REALTY CORPORATION
Ticker: | DRE | Security ID: | 264411505 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Baltimore, Jr | For | For | Management | ||||
2 | Elect Director Barrington H. Branch | For | For | Management | ||||
3 | Elect Director Geoffrey A. Button | For | For | Management | ||||
4 | Elect Director William Cavanaugh III | For | For | Management | ||||
5 | Elect Director Ngaire E. Cuneo | For | For | Management | ||||
6 | Elect Director Charles R. Eitel | For | For | Management | ||||
7 | Elect Director Martin C. Jischke | For | For | Management | ||||
8 | Elect Director Dennis D. Oklak | For | For | Management | ||||
9 | Elect Director Jack R. Shaw | For | For | Management | ||||
10 | Elect Director Lynn C. Thurber | For | For | Management | ||||
11 | Elect Director Robert J. Woodward, Jr | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Ratify Auditors | For | For | Management |
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: | ELS | Security ID: | 29472R108 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Philip C. Calian | For | For | Management | ||||
1.2 | Elect Director David J. Contis | For | For | Management | ||||
1.3 | Elect Director Thomas E. Dobrowski | For | For | Management | ||||
1.4 | Elect Director Thomas P. Heneghan | For | For | Management | ||||
1.5 | Elect Director Sheli Z. Rosenberg | For | For | Management |
1.6 | Elect Director Howard Walker | For | For | Management | ||||
1.7 | Elect Director Gary L. Waterman | For | For | Management | ||||
1.8 | Elect Director Samuel Zell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EQUITY RESIDENTIAL
Ticker: | EQR | Security ID: | 29476L107 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Alexander | For | For | Management | ||||
1.2 | Elect Director Charles L. Atwood | For | For | Management | ||||
1.3 | Elect Director Linda Walker Bynoe | For | For | Management | ||||
1.4 | Elect Director Bradley A. Keywell | For | For | Management | ||||
1.5 | Elect Director John E. Neal | For | For | Management | ||||
1.6 | Elect Director David J. Neithercut | For | For | Management | ||||
1.7 | Elect Director Mark S. Shapiro | For | For | Management | ||||
1.8 | Elect Director Gerald A. Spector | For | For | Management | ||||
1.9 | Elect Director B. Joseph White | For | For | Management | ||||
1.10 | Elect Director Samuel Zell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder |
ESSEX PROPERTY TRUST, INC.
Ticker: | ESS | Security ID: | 297178105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Brady | For | For | Management | ||||
1.2 | Elect Director Byron A. Scordelis | For | For | Management | ||||
1.3 | Elect Director Janice L. Sears | For | For | Management | ||||
1.4 | Elect Director Claude J. Zinngrabe, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXTRA SPACE STORAGE INC.
Ticker: | EXR | Security ID: | 30225T102 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Spencer F. Kirk | For | For | Management | ||||
1.2 | Elect Director Anthony Fanticola | For | For | Management | ||||
1.3 | Elect Director Hugh W. Horne | For | For | Management | ||||
1.4 | Elect Director Joseph D. Margolis | For | For | Management | ||||
1.5 | Elect Director Roger B. Porter | For | For | Management | ||||
1.6 | Elect Director K. Fred Skousen | For | For | Management | ||||
1.7 | Elect Director Kenneth M. Woolley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FEDERAL REALTY INVESTMENT TRUST
Ticker: | FRT | Security ID: | 313747206 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jon E. Bortz | For | For | Management | ||||
1.2 | Elect Director David W. Faeder | For | For | Management | ||||
1.3 | Elect Director Kristin Gamble | For | For | Management | ||||
1.4 | Elect Director Warren M. Thompson | For | For | Management | ||||
1.5 | Elect Director Donald C. Wood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GENERAL GROWTH PROPERTIES, INC.
Ticker: | GGP | Security ID: | 370023103 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Clark | For | For | Management | ||||
1.2 | Elect Director Mary Lou Fiala | For | For | Management | ||||
1.3 | Elect Director Bruce J. Flatt | For | For | Management | ||||
1.4 | Elect Director John K. Haley | For | For | Management | ||||
1.5 | Elect Director Cyrus Madon | For | For | Management | ||||
1.6 | Elect Director Sandeep Mathrani | For | For | Management | ||||
1.7 | Elect Director David J. Neithercut | For | For | Management | ||||
1.8 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||
1.9 | Elect Director John G. Schreiber | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HCP, INC.
Ticker: | HCP | Security ID: | 40414L109 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James F. Flaherty III | For | For | Management | ||||
2 | Elect Director Christine N. Garvey | For | For | Management |
3 | Elect Director David B. Henry | For | For | Management | ||||
4 | Elect Director Lauralee E. Martin | For | For | Management | ||||
5 | Elect Director Michael D. McKee | For | For | Management | ||||
6 | Elect Director Peter L. Rhein | For | For | Management | ||||
7 | Elect Director Kenneth B. Roath | For | For | Management | ||||
8 | Elect Director Richard M. Rosenberg | For | For | Management | ||||
9 | Elect Director Joseph P. Sullivan | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HEALTH CARE REIT, INC.
Ticker: | HCN | Security ID: | 42217K106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Peter J. Grua | For | For | Management | ||||
3 | Elect Director R. Scott Trumbull | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management |
HOST HOTELS & RESORTS, INC.
Ticker: | HST | Security ID: | 44107P104 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert M. Baylis | For | For | Management | ||||
2 | Elect Director Willard W. Brittain | For | For | Management | ||||
3 | Elect Director Terence C. Golden | For | For | Management | ||||
4 | Elect Director Ann M. Korologos | For | For | Management | ||||
5 | Elect Director Richard E. Marriott | For | For | Management | ||||
6 | Elect Director John B. Morse, Jr. | For | For | Management | ||||
7 | Elect Director Gordon H. Smith | For | For | Management | ||||
8 | Elect Director W. Edward Walter | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
KILROY REALTY CORPORATION
Ticker: | KRC | Security ID: | 49427F108 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John B. Kilroy, Sr. | For | For | Management | ||||
1.2 | Elect Director John B. Kilroy, Jr. | For | For | Management | ||||
1.3 | Elect Director Edward F. Brennan | For | For | Management | ||||
1.4 | Elect Director William P. Dickey | For | For | Management |
1.5 | Elect Director Scott S. Ingraham | For | For | Management | ||||
1.6 | Elect Director Dale F. Kinsella | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
KIMCO REALTY CORPORATION
Ticker: | KIM | Security ID: | 49446R109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Cooper | For | For | Management | ||||
1.2 | Elect Director P. Coviello | For | For | Management | ||||
1.3 | Elect Director R. Dooley | For | For | Management | ||||
1.4 | Elect Director J. Grills | For | For | �� | Management | |||
1.5 | Elect Director D. Henry | For | For | Management | ||||
1.6 | Elect Director F. P. Hughes | For | For | Management | ||||
1.7 | Elect Director F. Lourenso | For | For | Management | ||||
1.8 | Elect Director C. Nicholas | For | For | Management | ||||
1.9 | Elect Director R. Saltzman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
LASALLE HOTEL PROPERTIES
Ticker: | LHO | Security ID: | 517942108 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael D. Barnello | For | For | Management | ||||
1.2 | Elect Director Donald A. Washburn | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LIBERTY PROPERTY TRUST
Ticker: | LRY | Security ID: | 531172104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Leanne Lachman | For | For | Management | ||||
1.2 | Elect Director Stephen D. Steinour | For | For | Management | ||||
1.3 | Elect Director Frederick F. Buchholz | For | For | Management | ||||
1.4 | Elect Director Thomas C. DeLoach, Jr. | For | For | Management | ||||
1.5 | Elect Director Daniel P. Garton | For | For | Management | ||||
1.6 | Elect Director Stephen B. Siegel | For | For | Management | ||||
1.7 | Elect Director Katherine Elizabeth Dietze | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
MACK-CALI REALTY CORPORATION
Ticker: | CLI | Security ID: | 554489104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William L. Mack | For | For | Management | ||||
1.2 | Elect Director Nathan Gantcher | For | For | Management | ||||
1.3 | Elect Director David S. Mack | For | For | Management | ||||
1.4 | Elect Director Alan G. Philibosian | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
PROLOGIS
Ticker: | PLD | Security ID: | 743410102 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
PUBLIC STORAGE
Ticker: | PSA | Security ID: | 74460D109 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Trustee B. Wayne Hughes | For | For | Management | ||||
1.2 | Elect Trustee Ronald L. Havner, Jr. | For | For | Management | ||||
1.3 | Elect Trustee Tamara Hughes Gustavson | For | For | Management | ||||
1.4 | Elect Trustee Uri P. Harkham | For | For | Management | ||||
1.5 | Elect Trustee B. Wayne Hughes, Jr. | For | For | Management | ||||
1.6 | Elect Trustee Avedick B. Poladian | For | For | Management | ||||
1.7 | Elect Trustee Gary E. Pruitt | For | For | Management | ||||
1.8 | Elect Trustee Ronald P. Spogli | For | For | Management | ||||
1.9 | Elect Trustee Daniel C. Staton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
REGENCY CENTERS CORPORATION
Ticker: | REG | Security ID: | 758849103 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Martin E. Stein, Jr. | For | For | Management | ||||
1.2 | Elect Director Raymond L. Bank | For | For | Management | ||||
1.3 | Elect Director C. Ronald Blankenship | For | For | Management | ||||
1.4 | Elect Director A.R. Carpenter | For | For | Management | ||||
1.5 | Elect Director J. Dix Druce | For | For | Management | ||||
1.6 | Elect Director Mary Lou Fiala | For | For | Management | ||||
1.7 | Elect Director Bruce M. Johnson | For | For | Management | ||||
1.8 | Elect Director Douglas S. Luke | For | For | Management | ||||
1.9 | Elect Director John C. Schweitzer | For | For | Management | ||||
1.10 | Elect Director Brian M. Smith | For | For | Management | ||||
1.11 | Elect Director Thomas G. Wattles | For | For | Management | ||||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
SIMON PROPERTY GROUP, INC.
Ticker: | SPG | Security ID: | 828806109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Melvyn E. Bergstein | For | For | Management | ||||
2 | Elect Director Linda Walker Bynoe | For | For | Management | ||||
3 | Elect Director Larry C. Glasscock | For | For | Management | ||||
4 | Elect Director Karen N. Horn | For | For | Management | ||||
5 | Elect Director Allan Hubbard | For | For | Management | ||||
6 | Elect Director Reuben S. Leibowitz | For | For | Management | ||||
7 | Elect Director Daniel C. Smith | For | For | Management | ||||
8 | Elect Director J. Albert Smith, Jr. | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
11 | Ratify Auditors | For | For | Management |
SL GREEN REALTY CORP.
Ticker: | SLG | Security ID: | 78440X101 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc Holliday | For | For | Management | ||||
1.2 | Elect Director John S. Levy | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A401 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam M. Aron | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Thomas E. Clarke | For | For | Management | ||||
1.4 | Elect Director Clayton C. Daley, Jr. | For | For | Management | ||||
1.5 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.6 | Elect Director Lizanne Galbreath | For | For | Management | ||||
1.7 | Elect Director Eric Hippeau | For | For | Management | ||||
1.8 | Elect Director Stephen R. Quazzo | For | For | Management | ||||
1.9 | Elect Director Thomas O. Ryder | For | For | Management | ||||
1.10 | Elect Director Frits van Paasschen | For | For | Management | ||||
1.11 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SUNSTONE HOTEL INVESTORS, INC.
Ticker: | SHO | Security ID: | 867892101 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert A. Alter | For | For | Management | ||||
1.2 | Elect Director Lewis N. Wolff | For | For | Management | ||||
1.3 | Elect Director Z. Jamie Behar | For | For | Management | ||||
1.4 | Elect Director Thomas A. Lewis | For | For | Management | ||||
1.5 | Elect Director Keith M. Locker | For | For | Management | ||||
1.6 | Elect Director Keith P. Russell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: | SKT | Security ID: | 875465106 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jack Africk | For | For | Management | ||||
1.2 | Elect Director Steven B. Tanger | For | For | Management | ||||
1.3 | Elect Director William G. Benton | For | For | Management | ||||
1.4 | Elect Director Bridget Ryan Berman | For | For | Management | ||||
1.5 | Elect Director Donald G. Drapkin | For | For | Management | ||||
1.6 | Elect Director Thomas J. Reddin | For | For | Management | ||||
1.7 | Elect Director Thomas E. Robinson | For | For | Management | ||||
1.8 | Elect Director Allan L. Schuman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TAUBMAN CENTERS, INC.
Ticker: | TCO | Security ID: | 876664103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert S. Taubman | For | For | Management | ||||
1.2 | Elect Director Lisa A. Payne | For | For | Management | ||||
1.3 | Elect Director William U. Parfet | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE MACERICH COMPANY
Ticker: | MAC | Security ID: | 554382101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Douglas D. Abbey | For | For | Management | ||||
2 | Elect Director Dana K. Anderson | For | For | Management | ||||
3 | Elect Director Arthur M. Coppola | For | For | Management | ||||
4 | Elect Director Edward C. Coppola | For | For | Management | ||||
5 | Elect Director James S. Cownie | For | For | Management | ||||
6 | Elect Director Fred S. Hubbell | For | For | Management | ||||
7 | Elect Director Diana M. Laing | For | For | Management | ||||
8 | Elect Director Stanley A. Moore | For | For | Management | ||||
9 | Elect Director Mason G. Ross | For | For | Management | ||||
10 | Elect Director William P. Sexton | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management |
UDR, INC.
Ticker: | UDR | Security ID: | 902653104 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Katherine A. Cattanach | For | For | Management | ||||
1.2 | Elect Director Eric J. Foss | For | For | Management | ||||
1.3 | Elect Director Robert P. Freeman | For | For | Management | ||||
1.4 | Elect Director Jon A. Grove | For | For | Management | ||||
1.5 | Elect Director James D. Klingbeil | For | For | Management | ||||
1.6 | Elect Director Lynne B. Sagalyn | For | For | Management | ||||
1.7 | Elect Director Mark J. Sandler | For | For | Management | ||||
1.8 | Elect Director Thomas W. Toomey | For | For | Management | ||||
1.9 | Elect Director Thomas C. Wajnert | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VENTAS, INC.
Ticker: | VTR | Security ID: | 92276F100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Debra A. Cafaro | For | For | Management | ||||
1.2 | Elect Director Douglas Crocker II | For | For | Management | ||||
1.3 | Elect Director Ronald G. Geary | For | For | Management | ||||
1.4 | Elect Director Jay M. Gellert | For | For | Management | ||||
1.5 | Elect Director Matthew J. Lustig | For | For | Management | ||||
1.6 | Elect Director Robert D. Reed | For | For | Management | ||||
1.7 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||
1.8 | Elect Director Glenn J. Rufrano | For | For | Management | ||||
1.9 | Elect Director James D. Shelton | For | For | Management | ||||
1.10 | Elect Director Thomas C. Theobald | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
VORNADO REALTY TRUST
Ticker: | VNO | Security ID: | 929042109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony W. Deering | For | Withhold | Management | ||||
1.2 | Elect Director Michael Lynne | For | Withhold | Management | ||||
1.3 | Elect Director Ronald G. Targan | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
WEINGARTEN REALTY INVESTORS
Ticker: | WRI | Security ID: | 948741103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stanford Alexander | For | For | Management | ||||
1.2 | Elect Director Andrew M. Alexander | For | For | Management | ||||
1.3 | Elect Director James W. Crownover | For | For | Management | ||||
1.4 | Elect Director Robert J. Cruikshank | For | For | Management | ||||
1.5 | Elect Director Melvin A. Dow | For | For | Management | ||||
1.6 | Elect Director Stephen A. Lasher | For | For | Management | ||||
1.7 | Elect Director Douglas W. Schnitzer | For | For | Management | ||||
1.8 | Elect Director C. Park Shaper | For | For | Management | ||||
1.9 | Elect Director Marc J. Shapiro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
========= VIRTUS SMALL-CAP GROWTH SERIES (FKA PHOENIX SMALL-CAP GROWTH =========
========= SERIES) =========
AAON, INC.
Ticker: | AAON | Security ID: | 360206 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JACK E. SHORT | For | For | Management | ||||
1.2 | DIRECTOR - JERRY R. LEVINE | For | Withheld | Management | ||||
2 | TO APPROVE AN ADVISORY RESOLUTION REGARDING COMPENSATION OF AAON’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
3 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH AAON SHOULD SEEK AN ADVISORY VOTE REGARDING THE COMPENSATION OF AAON’S NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
AARON’S INC.
Ticker: | AAN | Security ID: | 2535300 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - R.C. LOUDERMILK, SR. | For | For | Management | ||||
1.2 | DIRECTOR - RONALD W. ALLEN | For | For | Management | ||||
1.3 | DIRECTOR - RAY M. ROBINSON | For | For | Management | ||||
1.4 | DIRECTOR - JOHN C. PORTMAN, JR. | For | For | Management | ||||
2 | APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
3 | APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
ACTUANT CORPORATION
Ticker: | ATU | Security ID: | 00508X203 | |||
Meeting Date: | JAN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert Arzbaecher | For | For | Management | ||||
1.2 | Elect Gurminder Bedi | For | Withhold | Management | ||||
1.3 | Elect Gustav Boel | For | For | Management | ||||
1.4 | Elect Thomas Fischer | For | For | Management | ||||
1.5 | Elect William Hall | For | For | Management | ||||
1.6 | Elect R. Alan Hunter, Jr. | For | For | Management | ||||
1.7 | Elect Robert Peterson | For | Withhold | Management | ||||
1.8 | Elect Holly Van Deursen | For | Withhold | Management | ||||
1.9 | Elect Dennis Williams | For | Withhold | Management | ||||
2 | Ratification of Auditor | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JAMES E. CASHMAN III | For | For | Management | ||||
1.2 | DIRECTOR - WILLIAM R. MCDERMOTT | For | For | Management | ||||
1.3 | DIRECTOR - AJEI S. GOPAL | For | For | Management | ||||
2 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 150,000,000 SHARES, FROM 150,000,000 SHARES TO 300,000,000 SHARES. | For | For | Management | ||||
3 | THE APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE THIRD AMENDED AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. | For | For | Management | ||||
4 | A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
5 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 1 Year | Management | ||||
6 | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
ARUBA NETWORKS, INC.
Ticker: | ARUN | Security ID: | 043176106 | |||
Meeting Date: | DEC 10, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Dominic Orr | For | For | Management | ||||
1.2 | Elect Keerti Melkote | For | For | Management | ||||
1.3 | Elect Bernard Guidon | For | For | Management | ||||
1.4 | Elect Emmanuel Hernandez | For | For | Management | ||||
1.5 | Elect Michael Kourey | For | For | Management | ||||
1.6 | Elect Douglas Leone | For | For | Management | ||||
1.7 | Elect Willem Roelandts | For | For | Management | ||||
1.8 | Elect Daniel Warmenhoven | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
BE AEROSPACE, INC.
Ticker: | BEAV | Security ID: | 073302101 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jim Cowart | For | For | Management | ||||
1.2 | Elect Arthur Wegner | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Amendment to the 1994 Employee Stock | For | For | Management | ||||
Purchase Plan |
BLACKBAUD, INC.
Ticker: | BLKB | Security ID: | 09227Q100 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - TIMOTHY CHOU | For | For | Management | ||||
1.2 | DIRECTOR - CAROLYN MILES | For | For | Management | ||||
2 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Against | Management | ||||
3 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | 1 Year | 1 Year | Management | ||||
4 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management |
COHEN & STEERS, INC.
Ticker: | CNS | Security ID: | 19247A100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARTIN COHEN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ROBERT H. STEERS | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: RICHARD E. BRUCE | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER L. RHEIN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: RICHARD P. SIMON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: EDMOND D. VILLANI | For | For | Management | ||||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
3 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
4 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OF THE COMPENSATION. | 1 Year | 1 Year | Management |
CYBERONICS, INC.
Ticker: | CYBX | Security ID: | 23251P102 | |||
Meeting Date: | SEP 23, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Guy Jackson | For | Withhold | Management | ||||
1.2 | Elect Joseph E. Laptewicz | For | For | Management | ||||
1.3 | Elect Daniel Moore | For | For | Management | ||||
1.4 | Elect Hugh Morrison | For | For | Management |
1.5 | Elect Alfred Novak | For | For | Management | ||||
1.6 | Elect Arthur Rosenthal | For | For | Management | ||||
1.7 | Elect John Tremmel | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
FLIR SYSTEMS, INC.
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - WILLIAM W. CROUCH | For | For | Management | ||||
1.2 | DIRECTOR - ANGUS L. MACDONALD | For | For | Management | ||||
2 | TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN | For | For | Management | ||||
3 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
4 | TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE COMPENSATION. | For | For | Management | ||||
5 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
HANSEN NATURAL CORPORATION
Ticker: | HANS | Security ID: | 411310105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - RODNEY C. SACKS | For | For | Management | ||||
1.2 | DIRECTOR - HILTON H. SCHLOSBERG | For | For | Management | ||||
1.3 | DIRECTOR - NORMAN C. EPSTEIN | For | For | Management | ||||
1.4 | DIRECTOR - BENJAMIN M. POLK | For | For | Management | ||||
1.5 | DIRECTOR - SYDNEY SELATI | For | For | Management | ||||
1.6 | DIRECTOR - HAROLD C. TABER, JR. | For | For | Management | ||||
1.7 | DIRECTOR - MARK S. VIDERGAUZ | For | For | Management | ||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
3 | PROPOSAL TO APPROVE THE HANSEN NATURAL CORPORATION 2011 OMNIBUS INCENTIVE PLAN. | For | For | Management | ||||
4 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
5 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management | ||||
6 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Against | For | Shareholder |
HEARTLAND EXPRESS, INC.
Ticker: | HTLD | Security ID: | 422347104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - R. GERDIN | For | Withheld | Management | ||||
1.2 | DIRECTOR - M. GERDIN | For | For | Management | ||||
1.3 | DIRECTOR - R. JACOBSON | For | For | Management | ||||
1.4 | DIRECTOR - B. ALLEN | For | For | Management | ||||
1.5 | DIRECTOR - L. CROUSE | For | For | Management | ||||
1.6 | DIRECTOR - J. PRATT | For | For | Management | ||||
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2011. | For | For | Management | ||||
3 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | For | Management | ||||
4 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Unknown | 1 Year | Management |
HEICO CORPORATION
Ticker: | HEIA | Security ID: | 422806208 | |||
Meeting Date: | MAR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - ADOLFO HENRIQUES | For | For | Management | ||||
1.2 | DIRECTOR - SAMUEL L. HIGGINBOTTOM | For | For | Management | ||||
1.3 | DIRECTOR - MARK H. HILDEBRANDT | For | For | Management | ||||
1.4 | DIRECTOR - WOLFGANG MAYRHUBER | For | For | Management | ||||
1.5 | DIRECTOR - ERIC A. MENDELSON | For | For | Management | ||||
1.6 | DIRECTOR - LAURANS A. MENDELSON | For | For | Management | ||||
1.7 | DIRECTOR - VICTOR H. MENDELSON | For | For | Management | ||||
1.8 | DIRECTOR - DR. ALAN SCHRIESHEIM | For | For | Management | ||||
1.9 | DIRECTOR - FRANK J. SCHWITTER | For | For | Management | ||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
3 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING OCTOBER 31, 2011. | For | For | Management |
HHGREGG, INC.
Ticker: | HGG | Security ID: | 42833L108 | |||
Meeting Date: | AUG 03, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Lawrence Castellani | For | For | Management | ||||
1.2 | Elect Benjamin Geiger | For | For | Management | ||||
1.3 | Elect Catherine Langham | For | For | Management | ||||
1.4 | Elect Dennis May | For | For | Management | ||||
1.5 | Elect John Roth | For | For | Management | ||||
1.6 | Elect Charles Rullman | For | Withhold | Management | ||||
1.7 | Elect Michael Smith | For | For | Management | ||||
1.8 | Elect Peter Starrett | For | For | Management | ||||
1.9 | Elect Jerry Throgmartin | For | For | Management | ||||
1.10 | Elect Kathleen Tierney | For | For | Management | ||||
1.11 | Elect Darell Zink | For | For | Management | ||||
2 | Amendment to the 2007 Equity Incentive Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
HITTITE MICROWAVE CORP
Ticker: | HITT | Security ID: | 43365Y104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - STEPHEN G. DALY | For | For | Management | ||||
1.2 | DIRECTOR - ERNEST L. GODSHALK | For | For | Management | ||||
1.3 | DIRECTOR - RICK D. HESS | For | For | Management | ||||
1.4 | DIRECTOR - ADRIENNE M. MARKHAM | For | For | Management | ||||
1.5 | DIRECTOR - BRIAN P. MCALOON | For | For | Management | ||||
1.6 | DIRECTOR - COSMO S. TRAPANI | For | For | Management | ||||
1.7 | DIRECTOR - FRANKLIN WEIGOLD | For | For | Management | ||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management |
JACK HENRY & ASSOCIATES, INC.
Ticker: | JKHY | Security ID: | 426281101 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jerry Hall | For | For | Management | ||||
1.2 | Elect Michael Henry | For | Withhold | Management | ||||
1.3 | Elect James Ellis | For | For | Management | ||||
1.4 | Elect Craig Curry | For | Withhold | Management | ||||
1.5 | Elect Wesley Brown | For | For | Management | ||||
1.6 | Elect Matthew Flanigan | For | For | Management | ||||
1.7 | Elect Marla Shepard | For | For | Management | ||||
1.8 | Elect John Prim | For | For | Management | ||||
2 | Amendment to the Restricted Stock Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
LOOPNET,INC.
Ticker: | LOOP | Security ID: | 543524300 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - DENNIS CHOOKASZIAN | For | For | Management | ||||
1.2 | DIRECTOR - NOEL J. FENTON | For | For | Management | ||||
2 | TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | For | Management | ||||
3 | TO DETERMINE THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS LOOPNET, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
MORNINGSTAR, INC.
Ticker: | MORN | Security ID: | 617700109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOE MANSUETO | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: DON PHILLIPS | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: CHERYL FRANCIS | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: STEVE KAPLAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: BILL LYONS | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: JACK NOONAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: PAUL STURM | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: HUGH ZENTMYER | For | For | Management | ||||
2 | APPROVAL OF THE MORNINGSTAR, INC. 2011 STOCK INCENTIVE PLAN. | For | Against | Management | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
4 | ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE. | Unknown | 1 Year | Management | ||||
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MORNINGSTAR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
NATIONAL RESEARCH CORPORATION
Ticker: | NRCI | Security ID: | 637372103 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JOANN M. MARTIN | For | For | Management | ||||
1.2 | DIRECTOR - PAUL C. SCHORR III | For | For | Management | ||||
2 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | For | For | Management | ||||
3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
OMEGA FLEX, INC.
Ticker: | OFLX | Security ID: | 682095104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JOHN E. REED | For | For | Management | ||||
1.2 | DIRECTOR - KEVIN R. HOBEN | For | For | Management | ||||
1.3 | DIRECTOR - MARK F. ALBINO | For | For | Management | ||||
2 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
PLANTRONICS, INC.
Ticker: | PLT | Security ID: | 727493108 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Marv Tseu | For | For | Management | ||||
1.2 | Elect Ken Kannappan | For | For | Management | ||||
1.3 | Elect Brian Dexheimer | For | For | Management | ||||
1.4 | Elect Greggory Hammann | For | For | Management | ||||
1.5 | Elect John Hart | For | For | Management | ||||
1.6 | Elect Marshall Mohr | For | For | Management | ||||
1.7 | Elect Roger Wery | For | For | Management | ||||
2 | Amendment to the 2003 Stock Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
POOL CORPORATION
Ticker: | POOL | Security ID: | 73278L105 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - WILSON B. SEXTON | For | For | Management | ||||
1.2 | DIRECTOR - ANDREW W. CODE | For | For | Management | ||||
1.3 | DIRECTOR - JAMES J. GAFFNEY | For | For | Management | ||||
1.4 | DIRECTOR - GEORGE T. HAYMAKER, JR. | For | For | Management | ||||
1.5 | DIRECTOR - M.J. PEREZ DE LA MESA | For | For | Management | ||||
1.6 | DIRECTOR - HARLAN F. SEYMOUR | For | For | Management | ||||
1.7 | DIRECTOR - ROBERT C. SLEDD | For | For | Management | ||||
1.8 | DIRECTOR - JOHN E. STOKELY | For | For | Management | ||||
2 | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | For | For | Management | ||||
3 | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | For | For | Management | ||||
4 | FREQUENCY VOTE: ADVISORY VOTE ON HOW OFTEN THE COMPANY SHOULD HOLD THE ADVISORY SAY-ON-PAY VOTE | 1 Year | 1 Year | Management |
VANCEINFO TECHNOLOGIES, INC.
Ticker: | VIT | Security ID: | 921564100 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Election of Directors | For | For | Management | ||||
2 | Elect Samuelson Young | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management | ||||
4 | Appointment of Auditor and Authority to Set Fees | For | For | Management | ||||
5 | Ratification of Financial Statements | For | For | Management | ||||
6 | Ratification of Board Acts | For | For | Management |
VOLCANO CORPORATION
Ticker: | VOLC | Security ID: | 928645100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kiernan Gallahue | For | For | Management | ||||
1.2 | Elect Alexis Lukianov | For | For | Management | ||||
1.3 | Elect John Opnopchenko | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
WEBMD HEALTH CORP.
Ticker: | WBMD | Security ID: | 94770V102 | |||
Meeting Date: | OCT 21, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kevin Cameron | For | For | Management | ||||
1.2 | Elect Wayne Gattinella | For | For | Management | ||||
1.3 | Elect Abdool Moossa | For | For | Management | ||||
1.4 | Elect Stanley Trotman, Jr. | For | For | Management | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | For | Against | Management | ||||
3 | Ratification of Auditor | For | For | Management |
========== VIRTUS SMALL-CAP VALUE SERIES (FKA PHOENIX SMALL-CAP VALUE SERIES) ==========
ABM INDUSTRIES INCORPORATED
Ticker: | ABM | Security ID: | 000957100 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAN T. BANE | For | For | Management | ||||
01.2 | DIRECTOR - ANTHONY G. FERNANDES | For | For | Management | ||||
01.3 | DIRECTOR - MARYELLEN C. HERRINGER | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS ABM INDUSTRIES INCORPORATED’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management | ||||
03 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
ARES CAPITAL CORPORATION
Ticker: | ARCC | Security ID: | 04010L103 | |||
Meeting Date: | JUN 06, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MICHAEL AROUGHETI | For | For | Management | ||||
01.2 | DIRECTOR - ANN TORRE BATES | For | For | Management | ||||
01.3 | DIRECTOR - KENNETH R. HEITZ | For | For | Management | ||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 20 | For | For | Management | ||||
04 | TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY’S INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT LLC PURSUANT TO THE HURDLE AMENDMENT. | For | For | Management | ||||
05 | TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY’S INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT LLC PURSUANT TO THE CAPITAL GAINS AMENDMENT. | For | For | Management |
BALCHEM CORPORATION
Ticker: | BCPC | Security ID: | 057665200 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID B. FISCHER | For | For | Management | ||||
01.2 | DIRECTOR - PERRY W. PREMDAS | For | For | Management | ||||
01.3 | DIRECTOR - DR. JOHN Y. TELEVANTOS | For | For | Management | ||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 120,000,000. | For | For | Management |
03 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | For | For | Management | ||||
04 | NON-BINDING ADVISORY VOTE ON NAMED EXECUTIVE OFFICERS COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
05 | NON-BINDING ADVISORY VOTE REGARDING FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SIGMUND L. CORNELIUS | For | For | Management | ||||
01.2 | DIRECTOR - JAMES B. JENNINGS | For | For | Management | ||||
01.3 | DIRECTOR - GARY A. KOLSTAD | For | For | Management | ||||
01.4 | DIRECTOR - H.E. LENTZ, JR. | For | For | Management | ||||
01.5 | DIRECTOR - RANDY L. LIMBACHER | For | For | Management | ||||
01.6 | DIRECTOR - WILLIAM C. MORRIS | For | For | Management | ||||
01.7 | DIRECTOR - ROBERT S. RUBIN | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
CASS INFORMATION SYSTEMS, INC.
Ticker: | CASS | Security ID: | 14808P109 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - K. DANE BROOKSHER | For | For | Management | ||||
01.2 | DIRECTOR - ERIC H. BRUNNGRABER | For | For | Management | ||||
01.3 | DIRECTOR - BRYAN S. CHAPELL | For | For | Management | ||||
01.4 | DIRECTOR - BENJAMIN F. EDWARDS, IV | For | For | Management | ||||
02 | FOR A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | FOR A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Unknown | 1 Year | Management | ||||
04 | FOR THE PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
CLARCOR INC.
Ticker: | CLC | Security ID: | 179895107 | |||
Meeting Date: | MAR 22, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MARK A. EMKES | For | For | Management | ||||
01.2 | DIRECTOR - ROBERT H. JENKINS | For | For | Management | ||||
01.3 | DIRECTOR - PHILIP R. LOCHNER, JR. | For | For | Management | ||||
02 | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | SAY WHEN ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2011. | For | For | Management |
COMPUTER SERVICES, INC.
Ticker: | CSVI | Security ID: | 20539A105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DR CONSTANTINE W CURRIS | For | For | Management | ||||
01.2 | DIRECTOR - BRUCE R. GALL | For | For | Management | ||||
01.3 | DIRECTOR - JOHN A. WILLIAMS | For | Withheld | Management | ||||
02 | SHAREHOLDER RATIFICATION OF THE SELECTION OF MCGLADREY & PULLEN, LLC AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2012 | For | For | Management |
ENTERTAINMENT PROPERTIES TRUST
Ticker: | EPR | Security ID: | 29380T105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID BRAIN | For | For | Management | ||||
01.2 | DIRECTOR - ROBERT DRUTEN | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
FINISH LINE, INC.
Ticker: | FINL | Security ID: | 317923100 | |||
Meeting Date: | JUL 22, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | MAY 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | STPHEN GOLDSMITH | FOR | FOR | Management | ||||
2 | CATHERINE A. LANGHAM | FOR | FOR | Management | ||||
3 | NORMAN H. GURWITZ | FOR | FOR | Management | ||||
02 | Ratify Appointment of Independent Auditors | FOR | FOR | Management |
FIRST CASH FINANCIAL SERVICES, INC.
Ticker: | FCFS | Security ID: | 31942D107 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MR. MIKEL D. FAULKNER | For | For | Management | ||||
01.2 | DIRECTOR - MR. RANDEL G. OWEN | For | For | Management | ||||
02 | RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | APPROVE THE FIRST CASH FINANCIAL SERVICES, INC. 2011 LONG-TERM INCENTIVE PLAN. | For | For | Management | ||||
04 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES TO BE EVERY ONE, TWO OR THREE YEARS. | Unknown | 1 Year | Management |
GRACO INC.
Ticker: | GGG | Security ID: | 384109104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PATRICK J. MCHALE | For | Withheld | Management | ||||
01.2 | DIRECTOR - LEE R. MITAU | For | Withheld | Management | ||||
01.3 | DIRECTOR - MARTI MORFITT | For | Withheld | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON- BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Against | For | Shareholder |
JOHN WILEY & SONS, INC.
Ticker: | JWA | Security ID: | 968223206 | |||
Meeting Date: | SEP 16, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | WILLIAM B. PLUMMER | FOR | FOR | Management | ||||
2 | RAYMONd W. MCDANIEL, JR. | FOR | FOR | Management | ||||
3 | KALPANA RAINA | FOR | FOR | Management | ||||
02 | Ratify Appointment of Independent Auditors | FOR | FOR | Management |
LANDSTAR SYSTEM, INC.
Ticker: | LSTR | Security ID: | 515098101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JEFFREY C. CROWE | For | For | Management | ||||
01.2 | DIRECTOR - DAVID G. BANNISTER | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL A. HENNING | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1 Year | Management | ||||
05 | APPROVAL OF THE 2011 LANDSTAR SYSTEM, INC. EQUITY INCENTIVE PLAN. | For | For | Management |
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: | LECO | Security ID: | 533900106 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID H. GUNNING | For | For | Management | ||||
01.2 | DIRECTOR - G. RUSSELL LINCOLN | For | For | Management | ||||
01.3 | DIRECTOR - CHRISTOPHER L. MAPES | For | For | Management | ||||
01.4 | DIRECTOR - HELLENE S. RUNTAGH | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
05 | TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | For | For | Management |
OWENS & MINOR, INC.
Ticker: | OMI | Security ID: | 690732102 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - A. MARSHALL ACUFF, JR. | For | For | Management | ||||
01.2 | DIRECTOR - J. ALFRED BROADDUS, JR. | For | For | Management | ||||
01.3 | DIRECTOR - RICHARD E. FOGG | For | For | Management | ||||
01.4 | DIRECTOR - JOHN W. GERDELMAN | For | For | Management | ||||
01.5 | DIRECTOR - LEMUEL E. LEWIS | For | For | Management | ||||
01.6 | DIRECTOR - G. GILMER MINOR, III | For | For | Management | ||||
01.7 | DIRECTOR - EDDIE N. MOORE, JR. | For | For | Management | ||||
01.8 | DIRECTOR - PETER S. REDDING | For | For | Management | ||||
01.9 | DIRECTOR - JAMES E. ROGERS | For | For | Management | ||||
01.10 | DIRECTOR - ROBERT C. SLEDD | For | For | Management | ||||
01.11 | DIRECTOR - CRAIG R. SMITH | For | For | Management | ||||
01.12 | DIRECTOR - ANNE MARIE WHITTEMORE | For | For | Management | ||||
02 | VOTE TO RATIFY KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management |
RLI CORP.
Ticker: | RLI | Security ID: | 749607107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - KAJ AHLMANN | For | For | Management | ||||
01.2 | DIRECTOR - BARBARA R. ALLEN | For | For | Management | ||||
01.3 | DIRECTOR - JOHN T. BAILY | For | For | Management | ||||
01.4 | DIRECTOR - JORDAN W. GRAHAM | For | For | Management | ||||
01.5 | DIRECTOR - GERALD I. LENROW | For | For | Management | ||||
01.6 | DIRECTOR - CHARLES M. LINKE | For | For | Management | ||||
01.7 | DIRECTOR - F. LYNN MCPHEETERS | For | For | Management | ||||
01.8 | DIRECTOR - JONATHAN E. MICHAEL | For | For | Management | ||||
01.9 | DIRECTOR - ROBERT O. VIETS | For | For | Management | ||||
02 | APPROVE THE COMPANY’S ANNUAL INCENTIVE COMPENSATION PLAN. | For | For | Management | ||||
03 | APPROVE THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
04 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
05 | FREQUENCY ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
SPARTAN STORES, INC.
Ticker: | SPTN | Security ID: | 846822104 | |||
Meeting Date: | AUG 11, 2010 | Meeting Type: | ANNUAL | |||
Record Date: | JUN 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | CRAIG C. STURKEN | FOR | FOR | Management | ||||
2 | DENNIS EIDSON | FOR | FOR | Management | ||||
3 | F. J. MORGANTHALL, II | FOR | FOR | Management | ||||
2 | Declassify Board | FOR | FOR | Management |
3 | Approve Charter Amendment | FOR | FOR | Management | ||||
4 | Approve Charter Amendment | FOR | FOR | Management | ||||
5 | Approvfe Stock Compensaion Plan | FOR | FOR | Management | ||||
06 | Ratify Appointment of Independent Auditors | FOR | FOR | Management |
SUFFOLK BANCORP
Ticker: | SUBK | Security ID: | 864739107 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOSEPH A. GAVIOLA | For | For | Management | ||||
01.2 | DIRECTOR - J. GORDON HUSZAGH | For | For | Management | ||||
01.3 | DIRECTOR - JOHN D. STARK JR. | For | For | Management | ||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | THE APPROVAL OF THE BOARD OF DIRECTORS’ SELECTION OF GRANT THORNTON, L.L.P. AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
SYNTEL, INC.
Ticker: | SYNT | Security ID: | 87162H103 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - PARITOSH K. CHOKSI | For | For | Management | ||||
1.2 | DIRECTOR - BHARAT DESAI | For | For | Management | ||||
1.3 | DIRECTOR - THOMAS DOKE | For | For | Management | ||||
1.4 | DIRECTOR - RAJESH MASHRUWALA | For | For | Management | ||||
1.5 | DIRECTOR - GEORGE R. MRKONIC, JR. | For | For | Management | ||||
1.6 | DIRECTOR - PRASHANT RANADE | For | For | Management | ||||
1.7 | DIRECTOR - NEERJA SETHI | For | For | Management | ||||
2 | SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION PAID TO SYNTEL’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
3 | SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
4 | PROPOSAL TO RATIFY CROWE HORWATH LLP AS SYNTEL’S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
TEMPUR-PEDIC INTERNATIONAL, INC.
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | For | For | Management |
1B | ELECTION OF DIRECTOR: FRANK DOYLE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JOHN A. HEIL | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: MARK SARVARY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | For | For | Management | ||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | For | Management | ||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | 1 Year | 1 Year | Management |
WORLD FUEL SERVICES CORPORATION
Ticker: | INT | Security ID: | 981475106 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PAUL H. STEBBINS | For | For | Management | ||||
01.2 | DIRECTOR - MICHAEL J. KASBAR | For | For | Management | ||||
01.3 | DIRECTOR - KEN BAKSHI | For | For | Management | ||||
01.4 | DIRECTOR - RICHARD A. KASSAR | For | For | Management | ||||
01.5 | DIRECTOR - MYLES KLEIN | For | For | Management | ||||
01.6 | DIRECTOR - JOHN L. MANLEY | For | For | Management | ||||
01.7 | DIRECTOR - J. THOMAS PRESBY | For | For | Management | ||||
01.8 | DIRECTOR - STEPHEN K. RODDENBERRY | For | For | Management | ||||
02 | APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | For | For | Management |
YOUNG INNOVATIONS, INC.
Ticker: | YDNT | Security ID: | 987520103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - GEORGE E. RICHMOND | For | For | Management | ||||
01.2 | DIRECTOR - ALFRED E. BRENNAN | For | For | Management | ||||
01.3 | DIRECTOR - BRIAN F. BREMER | For | For | Management | ||||
01.4 | DIRECTOR - P.J. FERRILLO, JR. | For | For | Management | ||||
01.5 | DIRECTOR - RICHARD J. BLISS | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY) VOTE. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Unknown | 1 Year | Management | ||||
04 | TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
==================== VIRTUS STRATEGIC ALLOCATION SERIES (FKA PHOENIX STRATEGIC
ALLOCATION SERIES)======================
ALASKA AIR GROUP, INC.
Ticker: | ALK | Security ID: | 011659109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William S. Ayer | For | For | Management | ||||
2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
3 | Elect Director Marion C. Blakey | For | For | Management | ||||
4 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
5 | Elect Director Jessie J. Knight, Jr. | For | For | Management | ||||
6 | Elect Director R. Marc Langland | For | For | Management | ||||
7 | Elect Director Dennis F. Madsen | For | For | Management | ||||
8 | Elect Director Byron I. Mallott | For | For | Management | ||||
9 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
10 | Elect Director Bradley D. Tilden | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | Against | Against | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | Management | ||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||
3 | Elect Director John T. Casteen III | For | For | Management | ||||
4 | Elect Director Dinyar S. Devitre | For | For | Management | ||||
5 | Elect Director Thomas F. Farrell II | For | For | Management | ||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||
7 | Elect Director George Munoz | For | For | Management | ||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
13 | Cease Production of Flavored Tobacco Products | Against | Against | Shareholder |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMKOR TECHNOLOGY, INC.
Ticker: | AMKR | Security ID: | 031652100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Kim | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Joyce | For | For | Management | ||||
1.3 | Elect Director Roger A. Carolin | For | For | Management | ||||
1.4 | Elect Director Winston J. Churchill | For | For | Management | ||||
1.5 | Elect Director John T. Kim | For | For | Management | ||||
1.6 | Elect Director John F. Osborne | For | For | Management | ||||
1.7 | Elect Director Dong Hyun Park | For | For | Management | ||||
1.8 | Elect Director James W. Zug | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management | ||||
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mukesh D. Ambani | For | For | Management | ||||
2 | Elect Director Susan S. Bies | For | For | Management | ||||
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||
5 | Elect Director Charles K. Gifford | For | For | Management | ||||
6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
7 | Elect Director D. Paul Jones, Jr. | For | For | Management | ||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||
9 | Elect Director Thomas J. May | For | For | Management | ||||
10 | Elect Director Brian T. Moynihan | For | For | Management | ||||
11 | Elect Director Donald E. Powell | For | For | Management | ||||
12 | Elect Director Charles O. Rossotti | For | For | Management | ||||
13 | Elect Director Robert W. Scully | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Collateral in Derivatives Trading | Against | For | Shareholder | ||||
22 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
23 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | Against | For | Shareholder |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald James | For | For | Management | ||||
1.2 | Elect Director Sanjay Khosla | For | For | Management | ||||
1.3 | Elect Director George L. Mikan III | For | For | Management | ||||
1.4 | Elect Director Matthew H. Paull | For | For | Management | ||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||
1.6 | Elect Director Hatim A. Tyabji | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Range for Size of the Board | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management |
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | For | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management |
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate | Against | Against | Shareholder | ||||
Change | ||||||||
22 | Report on Environmental Impacts of | Against | For | Shareholder | ||||
Natural Gas Fracturing | ||||||||
23 | Report on Offshore Oil Wells and Spill | Against | Against | Shareholder | ||||
Mitigation Measures |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | For | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | For | Shareholder |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Armitage | For | For | Management | ||||
2 | Elect Director Richard H. Auchinleck | For | For | Management | ||||
3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Ruth R. Harkin | For | For | Management | ||||
6 | Elect Director Harold W. McGraw III | For | For | Management | ||||
7 | Elect Director James J. Mulva | For | For | Management | ||||
8 | Elect Director Robert A. Niblock | For | For | Management | ||||
9 | Elect Director Harald J. Norvik | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||||
12 | Elect Director Kathryn C. Turner | For | For | Management | ||||
13 | Elect Director William E. Wade, Jr. | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Approve Omnibus Stock Plan | For | For | Management | ||||
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Accident Risk Reduction Efforts | Against | Against | Shareholder | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | Shareholder | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||
24 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder |
CONTINENTAL AIRLINES, INC.
Ticker: | CAL | Security ID: | 210795308 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | None | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management | ||||
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DRYSHIPS INC.
Ticker: | DRYS | Security ID: | Y2109Q101 | |||
Meeting Date: | SEP 06, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Chryssoula Kandylidis as Director | For | For | Management | ||||
1.2 | Elect George Demathas as Director | For | For | Management | ||||
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | For | For | Management |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management | ||||
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | For | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | FEB 24, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Umberto della Sala as Director | For | For | Management | ||||
2 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
3 | Transact Other Business (Voting) | For | Against | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Clayton C. Daley, Jr. as Director | For | For | Management | ||||
1.2 | Elect Edward G. Galante as Director | For | For | Management | ||||
1.3 | Elect Raymond J. Milchovich as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management | For | For | Management |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management |
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | Against | Management | ||||
4 | Elect Director S.M. Baldauf | For | Against | Management | ||||
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | Against | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUDSON CITY BANCORP, INC.
Ticker: | HCBK | Security ID: | 443683107 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald E. Hermance, Jr. | For | For | Management | ||||
2 | Elect Director William G. Bardel | For | For | Management | ||||
3 | Elect Director Scott A. Belair | For | For | Management | ||||
4 | Elect Director Cornelius E. Golding | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management |
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Hugh Shelton | For | For | Management | ||||
1.2 | Elect Director Michael T. Strianese | For | For | Management | ||||
1.3 | Elect Director John P. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management | ||||
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management |
5 | Provide Right to Call Special Meeting | For | For | �� | Management | |||
6 | Increase Authorized Common Stock | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCDONALD’S CORPORATION
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||
2 | Elect Director Richard H. Lenny | For | For | Management | ||||
3 | Elect Director Cary D. McMillan | For | For | Management | ||||
4 | Elect Director Sheila A. Penrose | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | For | For | Management | ||||
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | For | For | Management | ||||
12 | Declassify the Board of Directors | Against | For | Shareholder | ||||
13 | Require Suppliers to Adopt CAK | Against | Against | Shareholder | ||||
14 | Report on Policy Responses to Children’s Health Concerns and Fast Food | Against | Against | Shareholder | ||||
15 | Report on Beverage Container Environmental Strategy | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management |
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | Against | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | Against | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | Against | Management | ||||
11 | Elect Director Aziz D. Syriani | For | Against | Management | ||||
12 | Elect Director Rosemary Tomich | For | Against | Management | ||||
13 | Elect Director Walter L. Weisman | For | Against | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with | Against | Against | Shareholder | ||||
Environmental Qualifications |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | For | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | For | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | For | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | For | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | For | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | For | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | For | Management | ||||
4 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | For | Management | ||||
6 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | For | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | For | Management | ||||
9 | Renumber Articles | For | For | Management | ||||
10 | Renumber Articles | For | For | Management | ||||
11 | Amend Articles | For | For | Management | ||||
12 | Amend Articles | For | For | Management | ||||
13 | Amend Articles | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | For | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | For | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | For | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | For | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | For | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management |
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | Against | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. M. Burley | For | For | Management | ||||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||||
1.3 | Elect Director J. W. Estey | For | For | Management | ||||
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||||
1.5 | Elect Director D. J. Howe | For | For | Management | ||||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||||
1.7 | Elect Director K. G. Martell | For | For | Management | ||||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||||
1.9 | Elect Director M. Mogford | For | For | Management | ||||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve 2011 Performance Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Marks | For | For | Management | ||||
1.2 | Elect Director Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Director Irwin Federman | For | For | Management | ||||
1.4 | Elect Director Steven J. Gomo | For | For | Management | ||||
1.5 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.6 | Elect Director Chenming Hu | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Sanjay Mehrotra | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management | ||||
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
2 | Elect Director Joseph R. Cleveland | For | For | Management | ||||
3 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
4 | Elect Director Frank T. MacInnis | For | For | Management | ||||
5 | Elect Director Janice D. Stoney | For | For | Management | ||||
6 | Elect Director Laura A. Sugg | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
1.2 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||
1.4 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.5 | Elect Director Walter Isaacson | For | For | Management | ||||
1.6 | Elect Director Henry L. Meyer III | For | For | Management | ||||
1.7 | Elect Director Oscar Munoz | For | For | Management | ||||
1.8 | Elect Director James J. O’Connor | For | For | Management | ||||
1.9 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.10 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.11 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.12 | Elect Director David J. Vitale | For | For | Management | ||||
1.13 | Elect Director John H. Walker | For | For | Management | ||||
1.14 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management | ||||
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Virtus Variable Insurance Trust | ||
By (Signature and Title)* | /s/ GEORGE R. ALYWARD | |
George R. Alyward, President |
Date: August 25, 2011