UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-04665
COMMONWEALTH INTERNATIONAL SERIES TRUST
(Exact name of registrant as specified in charter)
5847 San Felipe, Suite 850
Houston, Texas 77057
(Address of principal executive offices)(Zip code)
Robert W. Scharar
c/o FCA CORP
5847 San Felipe, Suite 850
Houston, Texas 777057
(Name and address of agent for service)
Copies to:
C. Richard Ropka, Esq
Rabil & Ropka, LLC
215 Fries Mill Road
Turnersville, New Jersey 08012
856-374-5800
Registrant’s telephone number, including area code: 1-713-781-7193
Date of fiscal year end: OCTOBER 31
Date of reporting period: JULY 1, 2005 thru JUNE 30, 2006
ITEM 1. PROXY VOTING RECORD
Commonwealth Australia/New Zealand Fund
ISHARES, INC. | ||||||||||||
Security | 464286103 | Meeting Type | Special | |||||||||
Ticker Symbol | EWA | Meeting Date | 12-Aug-2005 | |||||||||
ISIN | Agenda | 932348952 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||||
5 | W. ALLEN REED | Withheld | Against | |||||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 70000 | 0 | 08-Jul-2005 | 08-Jul-2005 |
Page 1 of 25
ISHARES, INC. | ||||||||||||
Security | 464286665 | Meeting Type | Special | |||||||||
Ticker Symbol | EPP | Meeting Date | 12-Aug-2005 | |||||||||
ISIN | Agenda | 932348952 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||||
5 | W. ALLEN REED | Withheld | Against | |||||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 10000 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 2 of 25
JAMES HARDIE INDUSTRIES N.V. | ||||||||||||
Security | 47030M106 | Meeting Type | Consent | |||||||||
Ticker Symbol | JHX | Meeting Date | 22-Aug-2005 | |||||||||
ISIN | Agenda | 932382738 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2004 | Management | Abstain | Against | ||||||||
02 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2005 | Management | Abstain | Against | ||||||||
03A | RE-ELECTION OF MR M R BROWN TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||||||
03B | RE-ELECTION OF G J CLARK TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||||||
03C | RE-ELECTION OF MR J R H LOUNDON TO THE SUPERVOSRY AND JOINT BOARDS | Management | Abstain | Against | ||||||||
04A | ELECTION OF MR L GRIES TO THE MANAGING BOARD | Management | Abstain | Against | ||||||||
04B | ELECTION OF MR R L CHENU TO THE MANAGING BOARD | Management | Abstain | Against | ||||||||
04C | ELECTION OF MR B P BUTTERFIELD TO THE MANAGING BOARD | Management | Abstain | Against | ||||||||
05A | RENEW APPROVAL FOR THE SBSP AND ISSUE OF SHARES UNDER THE SBSP | Management | Abstain | Against | ||||||||
05B | APPROVE PARTICIPATION IN SBSP BY MS M HELLICAR | Management | Abstain | Against | ||||||||
05C | APPROVE PARTICIPATION IN SBSP BY MR J BARR | Management | Abstain | Against | ||||||||
05D | APPROVE PARTICIPATION IN SBSP BY MR M R BROWN | Management | Abstain | Against | ||||||||
05E | APPROVE PARTICIPATION IN SBSP BY P S CAMERON | Management | Abstain | Against | ||||||||
05F | APPROVE PARTICIPATION IN SBSP BY G J CLARK | Management | Abstain | Against | ||||||||
05G | APPROVE PARTICIPATION IN SBSP BY J GILLILLIAN | Management | Abstain | Against | ||||||||
05H | APPROVE PARTICIPATION IN SBSP BY J H R LOUDON | Management | Abstain | Against | ||||||||
05I | APPROVE PARTICIPATION IN SBSP BY MR D G MCGAUCHIE | Management | Abstain | Against | ||||||||
06 | ADOPT MANAGING BOARD REMUNERATION POLICY | Management | Abstain | Against | ||||||||
07A | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS | Management | Abstain | Against | ||||||||
07B | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS TO MR L GRIES | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 5200 | 0 | 28-Jul-2005 | 28-Jul-2005 |
Page 3 of 25
JAMES HARDIE INDUSTRIES N.V. | ||||||||||||
Security | 47030M106 | Meeting Type | Consent | |||||||||
Ticker Symbol | JHX | Meeting Date | 22-Aug-2005 | |||||||||
ISIN | Agenda | 932383487 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
7C | APPROVE ESTABLISHMENT OF BBTSOP AND ISSUE OF OPTIONS TO MR R L CHENU | Management | Abstain | Against | ||||||||
7D | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS TO MR B P BUTTERFIELD | Management | Abstain | Against | ||||||||
8A | RENEWAL OF AUTHORITY FOR THE SUPERVISORY BOARD TO ISSUE SHARES AND GRANTING OPTIONS | Management | Abstain | Against | ||||||||
8B | RENEWAL OF AUTHORITY FOR THE SUPERVISORY BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
09 | RENEWAL OF AUTHORITY FOR THE COMPANY TO ACQUIRE ITS OWN SHARES | Management | Abstain | Against | ||||||||
010 | RENEW ARTICLE49 TAKEOVER PROVISIONS FOR 5 YEARS FROM THE PASSING OF THE RESOLUTION | Management | Abstain | Against | ||||||||
11A | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||
11B | PROCEDURAL AUTHORISATIONS REGARDING AMENDMENTS TO THE ARTICLE OF ASSOCIATION | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 5200 | 0 | 01-Aug-2005 | 01-Aug-2005 |
Page 4 of 25
TELECOM CORPORATION OF NEW ZEALAND L | ||||||||||||
Security | 879278208 | Meeting Type | Annual | |||||||||
Ticker Symbol | NZT | Meeting Date | 06-Oct-2005 | |||||||||
ISIN | Agenda | 932398313 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Management | Abstain | Against | ||||||||
02 | TO RE-ELECT DR. DEANE AS A DIRECTOR. | Management | Abstain | Against | ||||||||
03 | TO RE-ELECT MR. BAINES AS A DIRECTOR. | Management | Abstain | Against | ||||||||
04 | TO RE-ELECT MS. REDDY AS A DIRECTOR. | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 30000 | 0 | 26-Sep-2005 | 26-Sep-2005 |
Page 5 of 25
NEWS CORPORATION | ||||||||||||
Security | 65248E203 | Meeting Type | Annual | |||||||||
Ticker Symbol | NWS | Meeting Date | 21-Oct-2005 | |||||||||
ISIN | Agenda | 932396662 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | CHASE CAREY | Withheld | Against | |||||||||
2 | PETER CHERNIN | Withheld | Against | |||||||||
3 | RODERICK I. EDDINGTON | Withheld | Against | |||||||||
4 | ANDREW S.B. KNIGHT | Withheld | Against | |||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2006. | Management | Abstain | Against | ||||||||
03 | APPROVAL OF THE ISSUANCE OF CLASS A COMMON STOCK TO THE A.E. HARRIS TRUST, IN LIEU OF CASH, PURSUANT TO AN AMENDMENT TO AN AGREEMENT RELATING TO THE COMPANY'S REINCORPORATION TO THE UNITED STATES IN NOVEMBER 2004. | Management | Abstain | Against | ||||||||
04 | APPROVAL OF THE INCREASE IN THE AGGREGATE ANNUAL LIMIT ON THE AMOUNT OF FEES PAID TO NON-EXECUTIVE DIRECTORS. | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 25000 | 0 | 20-Sep-2005 | 20-Sep-2005 |
Page 6 of 25
TELSTRA CORPORATION LIMITED | ||||||||||||
Security | 87969N204 | Meeting Type | Annual | |||||||||
Ticker Symbol | TLS | Meeting Date | 25-Oct-2005 | |||||||||
ISIN | Agenda | 932399707 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
03 | ADOPTION OF THE REMUNERATION REPORT | Management | Abstain | Against | ||||||||
04 | INCREASE IN DIRECTORS' FEE POOL | Management | Abstain | Against | ||||||||
05A | TO RE-ELECT DIRECTOR: CATHERINE LIVINGSTONE | Management | Abstain | Against | ||||||||
05B | TO ELECT DIRECTOR: MERVYN VOGT | Management | Abstain | Against | ||||||||
05C | TO RE-ELECT DIRECTOR: DONALD MCGAUCHIE | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 32100 | 0 | 26-Sep-2005 | 26-Sep-2005 |
Page 7 of 25
BHP BILLITON LIMITED | ||||||||||||
Security | 088606108 | Meeting Type | Annual | |||||||||
Ticker Symbol | BHP | Meeting Date | 25-Nov-2005 | |||||||||
ISIN | Agenda | 932400233 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
02 | TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF BHP BILLITON LIMITED. | Management | Abstain | Against | ||||||||
03 | DIRECTOR | Management | ||||||||||
1 | MR C A S CORDEIRO* | Withheld | Against | |||||||||
2 | MR C A S CORDEIRO** | Withheld | Against | |||||||||
3 | HON. E G DE PLANQUE* | Withheld | Against | |||||||||
4 | HON. E G DE PLANQUE** | Withheld | Against | |||||||||
5 | MR D A CRAWFORD* | Withheld | Against | |||||||||
6 | MR D A CRAWFORD** | Withheld | Against | |||||||||
7 | DR D A L JENKINS* | Withheld | Against | |||||||||
8 | DR D A L JENKINS** | Withheld | Against | |||||||||
9 | MR M SALAMON* | Withheld | Against | |||||||||
10 | MR M SALAMON** | Withheld | Against | |||||||||
13 | TO RE-APPOINT AUDITORS OF BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
14 | TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES IN BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
15 | TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
16 | TO APPROVE THE RE-PURCHASE OF SHARES IN BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
17 | TO APPROVE THE REMUNERATION REPORT. | Management | Abstain | Against | ||||||||
18 | TO APPROVE THE GRANT OF AWARDS OF MR C W GOODYEAR UNDER THE GIS AND THE LTIP. | Management | Abstain | Against | ||||||||
19 | TO APPROVE THE GRANT OF AWARDS TO MR M SALAMON UNDER THE GIS AND THE LTIP. | Management | Abstain | Against | ||||||||
20 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC. | Management | Abstain | Against | ||||||||
21 | TO APPROVE THE AMENDMENTS TO THE CONSTITUTION OF BHP BILLITON LIMITED. | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 32000 | 0 | 07-Oct-2005 | 07-Oct-2005 |
Page 8 of 25
WESTPAC BANKING CORPORATION | ||||||||||||
Security | 961214301 | Meeting Type | Annual | |||||||||
Ticker Symbol | WBK | Meeting Date | 15-Dec-2005 | |||||||||
ISIN | Agenda | 932419787 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
2A | "THAT LEONARD ANDREW DAVIS, WHO RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION, BE RE-ELECTED AS A DIRECTOR OF WESTPAC BANKING CORPORATION." | Management | Withheld | Against | ||||||||
2B | "THAT DAVID ALEXANDER CRAWFORD, WHO RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION, BE RE-ELECTED AS A DIRECTOR OF WESTPAC BANKING CORPORATION." | Management | Withheld | Against | ||||||||
3 | MINIMUM NUMBER OF DIRECTORS - AMENDMENT TO THE WESTPAC CONSTITUTION | Management | Abstain | Against | ||||||||
04 | REMUNERATION REPORT - NON-BINDING VOTE | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 5000 | 0 |
Page 9 of 25
NATIONAL AUSTRALIA BANK LIMITED | ||||||||||||
Security | 632525408 | Meeting Type | Annual | |||||||||
Ticker Symbol | NAB | Meeting Date | 30-Jan-2006 | |||||||||
ISIN | Agenda | 932430692 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
31A | MR PETER DUNCAN RETIRES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | Management | Abstain | Against | ||||||||
31B | MR JOHN THORN RETIRES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | Management | Abstain | Against | ||||||||
31C | MR GEOFF TOMLINSON RETIRES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | Management | Abstain | Against | ||||||||
31D | MR MALCOLM WILLIAMSON RETIRES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | Management | Abstain | Against | ||||||||
32A | MRS PATRICIA CROSS, WHO HAVING BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING, RETIRES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION. | Management | Abstain | Against | ||||||||
32B | MR KERRY MCDONALD, WHO HAVING BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING, RETIRES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION. | Management | Abstain | Against | ||||||||
04 | REMUNERATION REPORT | Management | Abstain | Against | ||||||||
05 | APPROVAL OF EMPLOYEE EQUITY PLANS | Management | Abstain | Against | ||||||||
06 | SHARES, PERFORMANCE OPTIONS AND PERFORMANCE RIGHTS - MANAGING DIRECTOR & GROUP CHIEF EXECUTIVE | Management | Abstain | Against | ||||||||
07 | SHARES, PERFORMANCE OPTIONS AND PERFORMANCE RIGHTS - EXECUTIVE DIRECTOR & CHIEF EXECUTIVE OFFICER, AUSTRALIA | Management | Abstain | Against | ||||||||
08 | SHARES, PERFORMANCE OPTIONS AND PERFORMANCE RIGHTS - DIRECTOR, FINANCE & RISK (AN EXECUTIVE DIRECTOR) | Management | Abstain | Against | ||||||||
09 | NATIONAL INCOME SECURITIES | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 4000 | 0 | 12-Jan-2006 | 12-Jan-2006 |
Page 10 of 25
ABERDEEN ASIA-PACIFIC INCOME FUND, I | ||||||||||||
Security | 003009107 | Meeting Type | Annual | |||||||||
Ticker Symbol | FAX | Meeting Date | 09-Mar-2006 | |||||||||
ISIN | Agenda | 932436769 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | DIRECTOR | Management | ||||||||||
1 | DAVID L. ELSUM | For | For | |||||||||
2 | MARTIN J. GILBERT | For | For | |||||||||
3 | WILLIAM J. POTTER | For | For | |||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 28200 | 0 | 03-Mar-2006 | 03-Mar-2006 |
Page 11 of 25
AUSTRALIAN GAS LT CO | ||||||||||||
Security | Q09680101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Mar-2006 | ||||||||||
ISIN | AU000000AGL7 | Agenda | 700876785 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
PLEASE NOTE THAT THIS IS AN 0GM. THANK YOU. | Non-Voting | |||||||||||
1. | Approve, subject to and conditional on the Demerger Scheme coming into effect in accordance with Section 411(10) of the Corporations Act, the capital reduct ion namely, the reduction in the Company's share capital on the demerger date under Section 256B of the Corporations Act of an amount of AUD 3.00 for each AGL share on issue at the record date, with the reduction being effected and s atisfied by appropriating such amount for the benefit of AGL shareholders at t he record date and applied in accordance with the Demerger Scheme | Management | For | For | ||||||||
S.2 | Approve that, subject to and conditional on the Demerger Scheme coming into ef fect in accordance with Section 411(10) of the Corporations Act, for the purpo ses of Section 157(1)of the Corporations Act and for all other purposes, the C ompany adopt AGL Infrastructure Limited as the name of the Company with effect from the effective date and the Company's Constitution accordingly | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 30000 | 0 | 13-Mar-2006 | 13-Mar-2006 |
Page 12 of 25
AUSTRALIAN GAS LT CO | ||||||||||||
Security | Q09680101 | Meeting Type | Court Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Mar-2006 | ||||||||||
ISIN | AU000000AGL7 | Agenda | 700877648 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Approve, subject to and conditional on the capital reduction resolution being approved under Section 256C of the Corporations Act that pursuant to and in ac cordance with Section 411 of the Corporations Act, the Scheme of Arrangement b etween the Company and the holders of its ordinary shares as specified with o r without modification as approved by the Federal Court of Australia | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 30000 | 0 | 13-Mar-2006 | 13-Mar-2006 |
Page 13 of 25
QBE INSURANCE GROUP LTD | ||||||||||||
Security | Q78063114 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 07-Apr-2006 | ||||||||||
ISIN | AU000000QBE9 | Agenda | 700891066 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive the financial reports, the reports of the Directors and of the Auditor s of the Company for the YE 31 DEC 2005 | Non-Voting | ||||||||||
2.a | Re-elect Mr. E. John Cloney as a Director, who retires in accordance with Clau se 76 of the Company's Constitution | Management | For | For | ||||||||
2.b | Re-elect Ms. Belinda J. Hutchinson as a Director, who retires in accordance wi th Clause 76 of the Company's Constitution | Management | For | For | ||||||||
2.c | Re-elect Ms. Irene Y.L. Lee as a Director, who retires in accordance with Clau se 76 of the Company's Constitution | Management | For | For | ||||||||
3. | Elect Ms. Isabel F. Hudson as a Director | Management | For | For | ||||||||
4. | Adopt the remuneration report of the Company for the FYE 31 DEC 2005 | Management | For | For | ||||||||
5. | Approve, for the purpose of ASX Listing Rule 10.14 and for all other purposes, the grant to the Chief Executive Officer, Mr. F.M. O'Halloran of conditional rights over a maximum of 37,000 shares in the Company and options to subscribe for a maximum of 97,000 unissued ordinary shares of the Company and the allot ment or transfer of ordinary shares in the Company on satisfaction of and subj ect to the conditions attached to the conditional rights and on valid exercise of the options under the Company's 2005 Long Term Incentive Scheme | Management | For | For | ||||||||
6. | Approve, for the purpose of Exception 9 in ASX Listing Rule 7.2, Section 200B and 200E of the Corporations Act and for all other purposes, to the issue or transfer of equity securities under the Long Term Incentive Scheme and to give benefits comprising the issue or transfer of ordinary shares in the Company u nder the Long Term Incentive Scheme to a participant in Equitable Circumstance s as provided for under the terms of the Scheme | Management | For | For | ||||||||
S.7 | Approve that the Company renew the proportional takeover approval provisions i n the form set out in Clauses 117 to 119 of the Constitution of the Company, f or the purpose of Section 648G of the Corporation Act | Management | For | For | ||||||||
S.8 | Amend the Clause 115 of the Company's Constitution, as specified | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 30000 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 14 of 25
RIO TINTO PLC | ||||||||||||
Security | 767204100 | Meeting Type | Annual | |||||||||
Ticker Symbol | RTP | Meeting Date | 12-Apr-2006 | |||||||||
ISIN | Agenda | 932460114 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
01 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | Management | For | For | ||||||||
02 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | Management | For | For | ||||||||
03 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | Management | For | For | ||||||||
04 | ADOPTION OF NEW ARTICLES OF ASSOCIATION OF RIO TINTO PLC AND AMENDMENTS TO CONSTITUTION OF RIO TINTO LIMITED | Management | For | For | ||||||||
05 | ELECTION OF TOM ALBANESE * | Management | For | For | ||||||||
06 | ELECTION OF SIR ROD EDDINGTON * | Management | For | For | ||||||||
07 | RE-ELECTION OF SIR DAVID CLEMENTI * | Management | For | For | ||||||||
08 | RE-ELECTION OF LEIGH CLIFFORD * | Management | For | For | ||||||||
09 | RE-ELECTION OF ANDREW GOULD * | Management | For | For | ||||||||
10 | RE-ELECTION OF DAVID MAYHEW * | Management | For | For | ||||||||
11 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORITY FOR AUDIT COMMITTEE TO SET THE AUDITORS REMUNERATION* | Management | For | For | ||||||||
12 | APPROVAL OF THE REMUNERATION REPORT * | Management | For | For | ||||||||
13 | RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2005 * | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
010032876209 | 01K | 1200 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 15 of 25
OXIANA LTD | ||||||||||||
Security | Q7186A100 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 20-Apr-2006 | ||||||||||
ISIN | AU000000OXR0 | Agenda | 700904508 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive and approve the financial report of the Company and the economic entit y for the YE 31 DEC 2005 and the related Directors' report, the Directors' dec laration and the Auditor's report | Non-Voting | ||||||||||
2. | Adopt the Company's remuneration report for the YE 31 DEC 2005 | Management | For | For | ||||||||
3. | Re-elect Mr. Michael Eager as a Director of the Company, who retires in accord ance with the Article 6.3(b) of the Company's Constitution | Management | For | For | ||||||||
4. | Ratify, pursuant to the ASX Listing Rule 7.4, the issue of convertible bonds a s specified, being a total of 1,050 convertible bonds at an issue price of USD 100,000.00 per bond on 15 APR 2005, convertible into fully paid ordinary shar es at an USD 1.005 per share on the terms as specified | Management | For | For | ||||||||
5. | Ratify, pursuant to the ASX Listing Rule 7.4, the allotment of 81,500,000 full y paid ordinary shares in the capital of the Company to the Newmont Capital at the deemed price of 92 cents per share on 26 JUL 2005 | Management | For | For | ||||||||
6. | Appoint KPMG Chartered Accountants as the Auditors of the Company | Management | For | For | ||||||||
7. | Approve, pursuant to the ASX Listing Rule 10.14, the grant of 2 million option s over unissued ordinary shares in the capital of the Company to Mr. Owen Hega rty or his nominee as specified | Management | For | For | ||||||||
8. | Approve that the maximum total amount of the Director's fees paid by the Compa ny to the Non-Executive Directors be increased by AUD 400,000 to AUD 800,000 p er annum | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 300000 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 16 of 25
NEW ZEALAND INVESTMENT TRUST PLC | ||||||||||||
Security | G64988101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Apr-2006 | ||||||||||
ISIN | GB0006348741 | Agenda | 700900132 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive the Director's report and the audited accounts for the YE 31 OCT 2005 | Management | For | For | ||||||||
2. | Receive the Directors' remuneration report for the YE 31 OCT 2005 | Management | For | For | ||||||||
3. | Declare a final dividend of 6.5p per share | Management | For | For | ||||||||
4. | Re-elect Mr. D.M. Campbell as a Director of the Company | Management | For | For | ||||||||
5. | Re-elect Mr. B.A. Gaynor as a Director of the Company | Management | For | For | ||||||||
6. | Re-elect Mr. T.R.H. Kimber as a Director of the Company | Management | For | For | ||||||||
7. | Re-elect Mr. F.S. Pearson as a Director of the Company | Management | For | For | ||||||||
8. | Re-elect Mr. A.E. Zagoreos as a Director of the Company | Management | For | For | ||||||||
9. | Re-appoint KPMG Audit PLC as the Auditors and authorize the Directors to deter mine their remuneration | Management | For | For | ||||||||
10. | Amend the Investment Policy of the Company so that it may invest up to 40% of its shareholders' Funds in Australian securities and if the Board approve the borrowings by the Company, those borrowings may be used to purchase additional Australian securities | Management | Abstain | Against | ||||||||
S.11 | Authorize the Directors, pursuant to Section 95(1) of the Companies Act 1985, to allot equity securities Section 94 of the Companies Act 1985 pursuant to the authority granted at the AGM held on 06 MAR 2003 and further in relation t o shares held in treasury, disapplying the statutory pre-emption rights Sectio n 89(1) of the Companies Act 1985, provided that this power is limited to the allotment of equity securities: a) in connection with an offer by way of right s to ordinary shareholders; and b) up to an aggregate nominal amount of GBP 26 8,606; Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months ; and authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | Management | Abstain | Against | ||||||||
S.12 | Authorize the Directors, subject to the passing of Resolution S.11 above, for the purpose of Paragraph 15.4.23 of the Listing Rules of the United Kingdom Li sting Authority, to issue ordinary shares of 25p each in the capital of the Co mpany at a price below the net asset value per share of the existing ordinary shares in issue provided always that such issue is limited to: i) up to an agg regate nominal amount of GBP 268,606; ii) sales of shares which, immediately b efore such sale, were held by the Company as treasury shares | Management | Abstain | Against | ||||||||
S.13 | Authorize the Company, in accordance with Article 47(e) of the Companies Artic les of Association, to make market purchases Section 163 of the Companies Act 1985 of up to 1,593,015 or, if less, 14.99% of the ordinary shares in issue immediately before passing this resolution ordinary shares of 25p each in th e capital of the Company, at a minimum price of 25p in each case exclusive of expenses and advance corporation tax, if any and an amount equal to 105% of the average of the mid-market prices as | Management | Abstain | Against | ||||||||
derived from the quotations for the or dinary shares in the London Stock Exchange Daily Official List, for the 5 busi ness days immediately preceding the date of purchase; Authority expires at th e conclusion of the next AGM of the Company ; and the Company, before the expi ry, may make a contract to purchase ordinary shares which will or may be execu ted wholly or partly after such expiry | ||||||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 220169 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 17 of 25
MINERAL DEPOSITS LIMITED | ||||||||||||
Security | Q6154S101 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 26-Apr-2006 | ||||||||||
ISIN | AU000000MDL9 | Agenda | 700914270 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Approve, in compliance with the Listing Rule 7.1, to issue up to a maximum of 100,000,000 shares to investors on the terms as specified | Management | Abstain | Against | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 0 | 0 | 12-Apr-2006 |
Page 18 of 25
PROMINA GROUP LTD | ||||||||||||
Security | Q7751M109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 28-Apr-2006 | ||||||||||
ISIN | AU000000PMN9 | Agenda | 700915474 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive the financial statements of the Company, together with the reports of the Directors and the Auditors in respect of the YE 31 DEC 2005 | Non-Voting | ||||||||||
2.A | Re-elect Mr. Leo Tutt as a Director, who retires by rotation, in accordance wi th Rule 8.1(d) of the Company's Constitution | Management | For | For | ||||||||
2.B | Re-elect Ms. Paula Dwyer as a Director, who retires by rotation, in accordance with Rule 8.1(d) of the Company's Constitution | Management | For | For | ||||||||
3. | Adopt the Company's remuneration report | Management | For | For | ||||||||
4. | Approve, in accordance with Section 256C(1) of the Corporations Act 2001 (Cth) , to reduce the share capital of the Company by paying the sum of AUD 0.15 per fully paid ordinary share on issue on the record date to each holder of ordin ary share in the Company on the record date | Management | For | For | ||||||||
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN ONLY VOTE FOR RESOLUTION NO.4. THANK YOU | Non-Voting | |||||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 40000 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 19 of 25
COCA-COLA AMATIL LTD | ||||||||||||
Security | Q2594P146 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 03-May-2006 | ||||||||||
ISIN | AU000000CCL2 | Agenda | 700919802 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive and consider the accounts for the YE 31 DEC 2005 and the reports of th e Directors and the Auditors | Management | For | For | ||||||||
2. | Adopt the remuneration report contained within the accounts for the YE 31 DEC 2005 | Management | For | For | ||||||||
3.1 | Re-elect Mr. D.M. Gonski AO as a Director, who retires in accordance with Arti cle 6.3(b) of the Constitution | Management | For | For | ||||||||
3.2 | Re-elect Mr. M.K. Ward AO as a Director, who retires in accordance with Articl e 6.3(b) of the Constitution | Management | For | For | ||||||||
3.3 | Re-elect Mr. I. Finan as a Director, who retires in accordance with Article 6. 3(j) of the Constitution | Management | For | For | ||||||||
4. | Approve that the Directors be permitted to invite Mr. T.J. Davis to participat e in the Coca-Cola Amatil Limited Long Term Incentive Share Plan by offering h im rights to acquire up to 320,000 fully paid ordinary shares in the Company as prescribed | Management | For | For | ||||||||
5. | Amend the Retirement Allowance Agreements between the Company and the Non-Exec utive Directors as specified and the provisions of retirement benefits thereun der; and approve the acquisition of an interest in fully paid ordinary shares in the Company to be held and dealt with under the terms of Non- Executive Dire ctors Retirement Share Trust on behalf of Non- Executive Directors as specified | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 100884 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 20 of 25
CORPORATE EXPRESS AUSTRALIA LIMITED | ||||||||||||
Security | Q28881102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-May-2006 | ||||||||||
ISIN | AU000000CXP9 | Agenda | 700888576 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive and approve the annual financial report, the Directors' report and the Auditors' report of the Company for the YE 31 DEC 2005 | Non-Voting | ||||||||||
2.a | Re-elect Mr. M. Hoffman as a Director of the Company, who retires by rotation under Clause 19.2 of the Company's Constitution | Management | For | For | ||||||||
2.b | Re-elect Mr. G. Dean as a Director of the Company, who retires by rotation und er Clause 19.2 of the Company's Constitution | Management | For | For | ||||||||
2.c | Re-elect Mr. M. Keefe as a Director of the Company, who retires by rotation un der Clause 19.2 of the Company's Constitution | Management | For | For | ||||||||
2.d | Re-elect Mr. A. Larkin as a Director of the Company, who retires by rotation u nder Clause 19.2 of the Company's Constitution | Management | For | For | ||||||||
2.e | Re-elect Mr. C. Gillies as a Director of the Company, who retires by rotation under Clause 18.6 of the Company's Constitution | Management | For | For | ||||||||
2.f | Re-elect Mr. J. Randall as a Director of the Company, who retires by rotation under Clause 18.6 of the Company's Constitution | Management | For | For | ||||||||
3. | Authorize the Board of Directors to make further grants of performance share r ights to Executive Directors under the Corporate Express Australia Limited Lon g Term Incentive Plan as specified | Management | For | For | ||||||||
4. | Adopt the remuneration report for the FYE 31 DEC 2005 as specified | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 50000 | 0 | 10-May-2006 | 10-May-2006 |
Page 21 of 25
WASTE MANAGEMENT NZ LTD | ||||||||||||
Security | Q9543E106 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 17-May-2006 | ||||||||||
ISIN | NZWAME0001S4 | Agenda | 700956634 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive the financial statements and the Auditors report | Management | For | For | ||||||||
2. | Re-elect Mr. Norm Fricker as a Director | Management | For | For | ||||||||
3. | Re-elect Mr. Dave Frow as a Director | Management | For | For | ||||||||
4. | Authorize the Directors to fix the Auditors remuneration | Management | For | For | ||||||||
S.5 | Approve the proposed amalgamation between Waste Management NZ Limited and Tran spacific Industries Group NZ Limited | Management | For | For | ||||||||
6. | Approve the proposed amalgamation between Waste Management NZ Limited and Tran spacific Industries Group NZ Limited | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 222154 | 0 | 06-May-2006 | 06-May-2006 |
Page 22 of 25
PAN AUSTRALIAN RESOURCES LTD | ||||||||||||
Security | Q7283A110 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 24-May-2006 | ||||||||||
ISIN | AU000000PNA4 | Agenda | 700950012 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
Receive and approve the Directors' report and the financial report of the Comp any for 6 month period ended 31 DEC 2005 and the Auditor's report on the finan cial report and the consolidated financial report | Non-Voting | |||||||||||
1. | Adopt the remuneration report contained in the Company's 2005 financial report for the 6 months ended 31 DEC 2005 | Management | For | For | ||||||||
2. | Re-elect Mr. Andrew Daley as a Director of the Company, who retires by rotatio n in accordance with Clause 55.2 of the Company's Constitution | Management | For | For | ||||||||
3. | Approve, in accordance with Part 2E.1 of the Corporations Act and Rules 7.1 an d 10.14 of the Listing Rules of the Australian Stock Exchange Limited, the iss ue of 2 million executive options, under the Executives' Option Plan and in ac cordance with the terms as specified, to Mr. Gary Stafford, the Managing Direc tor of the Company | Management | Abstain | Against | ||||||||
Transact any other business | Non-Voting | |||||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 500000 | 0 | 10-May-2006 | 10-May-2006 |
Page 23 of 25
STW COMMUNICATIONS GROUP LTD | ||||||||||||
Security | Q8505P109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 24-May-2006 | ||||||||||
ISIN | AU000000SGN5 | Agenda | 700954236 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive and approve the financial report of the Company and the consolidated f inancial statements of the Company and its controlled entities for the YE 31 D EC 2005 and the related Director's report, declaration and Independent Auditor report | Management | For | For | ||||||||
2.1 | Re-elect Mr. Miles Young as a Director of the Company, who retires in accordan ce with the Company's Constitution | Management | For | For | ||||||||
2.2 | Re-elect Ms. Anne Keating as a Director of the Company, who retires by rotatio n in accordance with the Company's Constitution | Management | For | For | ||||||||
2.3 | Re-elect Mr. Geoff Levy as a Director of the Company, who retires by rotation in accordance with the Company's Constitution | Management | For | For | ||||||||
3. | Adopt the remuneration report for the YE 31 DEC 2005 | Management | For | For | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 151578 | 0 | 15-May-2006 | 15-May-2006 |
Page 24 of 25
RESTAURANT BRANDS NEW ZEALAND LTD | ||||||||||||
Security | Q8121Q101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 09-Jun-2006 | ||||||||||
ISIN | NZRBDE0001S1 | Agenda | 700967346 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||
1. | Receive the annual report for the 12 months ended 28 FEB 2006, including the f inancial statements and the Auditor's report | Management | For | For | ||||||||
2. | Re-elect Mr. Shawn Beck as a Director, who retires by rotation in accordance w ith the Constitution of the Company | Management | For | For | ||||||||
3. | Re-elect Mr. Danny Diab as a Director, who retires by rotation in accordance w ith the Constitution of the Company | Management | For | For | ||||||||
4. | Re-appoint KPMG as the Company's Auditors and authorize the Directors to fix t he Auditor's remuneration | Management | For | For | ||||||||
5. | Other Business | Non-Voting | ||||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||||
135438 | 55P | 302000 | 0 | 22-May-2006 | 22-May-2006 |
Page 25 of 25
Commonwealth Global Fund
BRITISH AIRWAYS PLC | ||||||||||
Security | 110419306 | Meeting Type | Annual | |||||||
Ticker Symbol | BAB | Meeting Date | 19-Jul-2005 | |||||||
ISIN | Agenda | 932365338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | REPORT AND ACCOUNTS | Management | Abstain | Against | ||||||
02 | REMUNERATION REPORT | Management | Abstain | Against | ||||||
03 | RE-ELECTION OF JOHN RISHTON | Management | Abstain | Against | ||||||
04 | RE-ELECTION OF MAARTEN VAN DEN BERGH | Management | Abstain | Against | ||||||
05 | ELECTION OF DENISE KINGSMILL | Management | Abstain | Against | ||||||
06 | ELECTION 0F WILLIAM WALSH | Management | Abstain | Against | ||||||
07 | ELECTION OF MARTIN GEORGE | Management | Abstain | Against | ||||||
08 | ELECTION OF KEN SMART CBE | Management | Abstain | Against | ||||||
09 | ELECTION OF BARONESS SYMONS OF VERNHAM DEAN | Management | Abstain | Against | ||||||
10 | RE-APPOINTMENT OF AUDITOR | Management | Abstain | Against | ||||||
11 | REMUNERATION OF AUDITOR | Management | Abstain | Against | ||||||
12 | BRITISH AIRWAYS PERFORMANCE SHARE PLAN | Management | Abstain | Against | ||||||
13 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3800 | 0 | 08-Jul-2005 | 08-Jul-2005 |
Page 1 of 99
COMPANHIA VALE DO RIO DOCE | ||||||||||
Security | 204412209 | Meeting Type | Special | |||||||
Ticker Symbol | RIO | Meeting Date | 19-Jul-2005 | |||||||
ISIN | Agenda | 932377965 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | THE PROPOSAL TO AMEND THE COMPANY'S BY-LAWS. | Management | Abstain | Against | ||||||
II | THE REPLACEMENT OF A MEMBER OF A FISCAL COUNCIL, AND HIS RESPECTIVE SUBSTITUTE, NOMINATED BY THE CONTROLLING SHAREHOLDER. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8400 | 0 | 08-Jul-2005 | 08-Jul-2005 |
Page 2 of 99
NATIONAL OILWELL VARCO, INC. | ||||||||||
Security | 637071101 | Meeting Type | Annual | |||||||
Ticker Symbol | NOV | Meeting Date | 22-Jul-2005 | |||||||
ISIN | Agenda | 932371709 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT E. BEAUCHAMP | Withheld | Against | |||||||
2 | JEFFERY A. SMISEK | Withheld | Against | |||||||
3 | JAMES D. WOODS | Withheld | Against | |||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3633 | 0 | 19-Jul-2005 | 19-Jul-2005 |
Page 3 of 99
SATYAM COMPUTER SERVICES LIMITED | ||||||||||
Security | 804098101 | Meeting Type | Annual | |||||||
Ticker Symbol | SAY | Meeting Date | 22-Jul-2005 | |||||||
ISIN | Agenda | 932377701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE AUDITED BALANCE SHEET, THE AUDITED PROFIT AND LOSS ACCOUNT, THE AUDITORS' REPORT AND THE DIRECTORS' REPORT AS OF MARCH 31, 2005, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
02 | APPROVAL TO DECLARE FINAL DIVIDEND ON EQUITY SHARES, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
03 | APPROVAL TO RE-APPOINT PROF. KRISHNA G PALEPU, AS DIRECTOR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
04 | APPROVAL TO APPOINT M/S. PRICE WATERHOUSE AS AUDITORS OF THE COMPANY, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 |
Page 4 of 99
NATIONAL GRID PLC | ||||||||||
Security | 636274102 | Meeting Type | Annual | |||||||
Ticker Symbol | NGG | Meeting Date | 25-Jul-2005 | |||||||
ISIN | Agenda | 932369766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS INCORPORATION. | Management | Abstain | Against | ||||||
A2 | TO DECLARE A FINAL DIVIDEND | Management | Abstain | Against | ||||||
A3 | DIRECTOR | Management | ||||||||
A8 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND SET THEIR REMUNERATION | Management | Abstain | Against | ||||||
A9 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | Abstain | Against | ||||||
A10 | TO CHANGE THE NAME OF THE COMPANY TO NATIONAL GRID PLC (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
A11 | TO AMEND THE MEMORANDUM OF ASSOCIATION (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
A12 | TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
E1 | TO APPROVE THE RETURN OF CASH (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
E2 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Abstain | Against | ||||||
E3 | TO DIS-APPLY PRE-EMPTIONS RIGHTS (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
E4 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
E5 | TO AMEND THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3500 | 0 |
Page 5 of 99
VODAFONE GROUP PLC | ||||||||||
Security | 92857W100 | Meeting Type | Annual | |||||||
Ticker Symbol | VOD | Meeting Date | 26-Jul-2005 | |||||||
ISIN | Agenda | 932371343 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS | Management | Abstain | Against | ||||||
O2 | DIRECTOR | Management | ||||||||
1 | LORD MACLAURIN | Against | Against | |||||||
2 | PAUL HAZEN | Against | Against | |||||||
3 | ARUN SARIN | Against | Against | |||||||
4 | SIR JULIAN HORN-SMITH | Against | Against | |||||||
5 | PETER BAMFORD | Against | Against | |||||||
6 | THOMAS GEITNER | Against | Against | |||||||
7 | DR MICHAEL BOSKIN | Against | Against | |||||||
8 | LORD BROERS | Against | Against | |||||||
9 | JOHN BUCHANAN | Against | Against | |||||||
10 | PENNY HUGHES | Against | Against | |||||||
11 | PROF. JURGEN SCHREMPP | Against | Against | |||||||
12 | LUC VANDEVELDE | Against | Against | |||||||
13 | SIR JOHN BOND | Against | Against | |||||||
14 | ANDREW HALFORD | Against | Against | |||||||
O16 | TO APPROVE A FINAL DIVIDEND OF 2.16P PER ORDINARY SHARE | Management | Abstain | Against | ||||||
O17 | TO APPROVE THE REMUNERATION REPORT | Management | Abstain | Against | ||||||
O18 | TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS | Management | Abstain | Against | ||||||
O19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION | Management | Abstain | Against | ||||||
O20 | TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 | Management | Abstain | Against | ||||||
O21 | TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE 16.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
S22 | TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
S23 | TO AUTHORISE THE COMPANY'S PURCHASE OF ITS OWN SHARES (SECTION 166, COMPANIES ACT 1985) | Management | Abstain | Against | ||||||
S24 | TO APPROVE CHANGES TO THE COMPANY'S MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
O25 | TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 01-Aug-2005 |
Page 6 of 99
TATE & LYLE PLC | ||||||||||
Security | 876570607 | Meeting Type | Annual | |||||||
Ticker Symbol | TATYY | Meeting Date | 28-Jul-2005 | |||||||
ISIN | Agenda | 932374224 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO RECEIVE THE REPORT AND ACCOUNTS. | Management | Abstain | Against | ||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | Abstain | Against | ||||||
03 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES. | Management | Abstain | Against | ||||||
04 | TO RE-ELECT SIMON GIFFORD AS A DIRECTOR | Management | Abstain | Against | ||||||
05 | TO RE-ELECT SIR DAVID LEES AS A DIRECTOR | Management | Abstain | Against | ||||||
06 | TO RE-ELECT KAI NARGOLWALA AS A DIRECTOR. | Management | Abstain | Against | ||||||
07 | TO RE-ELECT DR BARRY ZOUMAS AS A DIRECTOR. | Management | Abstain | Against | ||||||
08 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | Management | Abstain | Against | ||||||
09 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | Abstain | Against | ||||||
10 | TO APPROVE AMENDMENTS TO THE PERFORMANCE SHARE PLAN. | Management | Abstain | Against | ||||||
11 | TO APPROVE THE DEFERRED BONUS SHARE PLAN. | Management | Abstain | Against | ||||||
12 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES. | Management | Abstain | Against | ||||||
13 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES. | Management | Abstain | Against | ||||||
14 | TO RENEW THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8000 | 0 | 19-Jul-2005 | 19-Jul-2005 |
Page 7 of 99
ISHARES, INC. | ||||||||||
Security | 464286608 | Meeting Type | Special | |||||||
Ticker Symbol | EZU | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2000 | 0 | 08-Jul-2005 | 08-Jul-2005 |
Page 8 of 99
ISHARES, INC. | ||||||||||
Security | 464286699 | Meeting Type | Special | |||||||
Ticker Symbol | EWU | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6800 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 9 of 99
ISHARES, INC. | ||||||||||
Security | 464286848 | Meeting Type | Special | |||||||
Ticker Symbol | EWJ | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 16000 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 10 of 99
ISHARES TRUST | ||||||||||
Security | 464287382 | Meeting Type | Special | |||||||
Ticker Symbol | ITF | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2000 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 11 of 99
ISHARES TRUST | ||||||||||
Security | 464287390 | Meeting Type | Special | |||||||
Ticker Symbol | ILF | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1500 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 12 of 99
ISHARES TRUST | ||||||||||
Security | 464287481 | Meeting Type | Special | |||||||
Ticker Symbol | IWP | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2600 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 13 of 99
ISHARES TRUST | ||||||||||
Security | 464287564 | Meeting Type | Special | |||||||
Ticker Symbol | ICF | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 900 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 14 of 99
ISHARES TRUST | ||||||||||
Security | 464287655 | Meeting Type | Special | |||||||
Ticker Symbol | IWM | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1400 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 15 of 99
ISHARES TRUST | ||||||||||
Security | 464287861 | Meeting Type | Special | |||||||
Ticker Symbol | IEV | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1500 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 16 of 99
ISHARES TRUST | ||||||||||
Security | 464287879 | Meeting Type | Special | |||||||
Ticker Symbol | IJS | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1000 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 17 of 99
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||||
Security | 595017104 | Meeting Type | Annual | |||||||
Ticker Symbol | MCHP | Meeting Date | 15-Aug-2005 | |||||||
ISIN | Agenda | 932373703 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEVE SANGHI | Withheld | Against | |||||||
2 | ALBERT J. HUGO-MARTINEZ | Withheld | Against | |||||||
3 | L.B. DAY | Withheld | Against | |||||||
4 | MATTHEW W. CHAPMAN | Withheld | Against | |||||||
5 | WADE F. MEYERCORD | Withheld | Against | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2006. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3455 | 0 | 19-Jul-2005 | 19-Jul-2005 |
Page 18 of 99
KT CORPORATION | ||||||||||
Security | 48268K101 | Meeting Type | Special | |||||||
Ticker Symbol | KTC | Meeting Date | 19-Aug-2005 | |||||||
ISIN | Agenda | 932384326 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ELECTION OF MR. JOONG SOO NAM AS PRESIDENT, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
02 | AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
03 | ELECTION OF MR. KOOK HYUN MOON AS DIRECTOR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
04 | APPROVAL OF MANAGEMENT CONTRACT, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 9500 | 0 | 01-Aug-2005 | 01-Aug-2005 |
Page 19 of 99
THE EUROPE FUND, INC. | ||||||||||
Security | 29874M103 | Meeting Type | Annual | |||||||
Ticker Symbol | EF | Meeting Date | 23-Aug-2005 | |||||||
ISIN | Agenda | 932382194 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAVID O. BEIM | Withheld | Against | |||||||
2 | ROBERT C. DOLL, JR. | Withheld | Against | |||||||
3 | JAMES T. FLYNN | Withheld | Against | |||||||
4 | W. CARL KESTER | Withheld | Against | |||||||
5 | KAREN P. ROBARDS | Withheld | Against | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 15300 | 0 | 28-Jul-2005 | 28-Jul-2005 |
Page 20 of 99
NESTLE S.A. | ||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||
Ticker Symbol | NSRGY | Meeting Date | 26-Aug-2005 | |||||||
ISIN | Agenda | 932386419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | SHARE CAPITAL - SHARES - RESTRICTIONS. ABOLISH THIS 3% VOTING LIMIT? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | Management | Abstain | Against | ||||||
02 | ORGANISATION OF THE COMPANY - SPECIAL QUORUM. ABOLISH THE NEED FOR SPECIAL QUORUMS? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | Management | Abstain | Against | ||||||
03 | ORGANISATION OF THE COMPANY - QUALIFIED MAJORITIES. ABOLISH NEED FOR QUALIFIED MAJORITIES OF PRESENT SHAREHOLDERS? FOR=NO CHANGE//AGAINST=NO OPINION//WITHHOLD=ABOLISH THE ARTICLE | Management | Abstain | Against | ||||||
04 | BOARD OF DIRECTORS - TERM OF OFFICE. IN VIEW OF THE COMPLEXITY OF THE GROUP, MY PREFERENCE IS A TERM OF OFFICE DIRECTORS. FOR=5 YEARS//AGAINST=4 YEARS//WITHHOLD=3 YEARS | Management | Abstain | Against | ||||||
05 | AUDITOR - TERM OF OFFICE. IN VIEW OF THE COMPLEXITY OF THE GROUP, MY PREFERENCE IS A TERM OF OFFICE FOR AUDITORS. FOR=3 YEARS//AGAINST=2 YEARS//WITHHOLD=1 YEAR | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3100 | 0 | 22-Aug-2005 | 22-Aug-2005 |
Page 21 of 99
ACTIVISION, INC. | ||||||||||
Security | 004930202 | Meeting Type | Annual | |||||||
Ticker Symbol | ATVI | Meeting Date | 15-Sep-2005 | |||||||
ISIN | Agenda | 932385316 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT A. KOTICK | Withheld | Against | |||||||
2 | BRIAN G. KELLY | Withheld | Against | |||||||
3 | RONALD DOORNINK | Withheld | Against | |||||||
4 | ROBERT J. CORTI | Withheld | Against | |||||||
5 | BARBARA S. ISGUR | Withheld | Against | |||||||
6 | ROBERT J. MORGADO | Withheld | Against | |||||||
7 | PETER J. NOLAN | Withheld | Against | |||||||
8 | RICHARD SARNOFF | Withheld | Against | |||||||
02 | APPROVAL OF THE ACTIVISION, INC. 2003 INCENTIVE PLAN. | Management | Abstain | Against | ||||||
03 | APPROVAL OF THE AMENDMENTS TO THE COMPANY'S SECOND AMENDED AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN AND THE COMPANY'S AMENDED AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN FOR INTERNATIONAL EMPLOYEES TO INCREASE BY 1,500,000 THE TOTAL NUMBER OF SHARES OF COMPANY COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLANS. | Management | Abstain | Against | ||||||
04 | TO VOTE AND OTHERWISE REPRESENT THE SHARES ON ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF, IN THEIR DISCRETION. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 13349 | 0 | 22-Aug-2005 | 22-Aug-2005 |
Page 22 of 99
APPLIED INDUSTRIAL TECHNOLOGIES, INC | ||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||
Ticker Symbol | AIT | Meeting Date | 12-Oct-2005 | |||||||
ISIN | Agenda | 932393781 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | L. THOMAS HILTZ | Withheld | Against | |||||||
2 | JOHN F. MEIER | Withheld | Against | |||||||
3 | DAVID L. PUGH | Withheld | Against | |||||||
4 | PETER C. WALLACE | Withheld | Against | |||||||
02 | AMENDMENT OF ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 80,000,000. | Management | Abstain | Against | ||||||
03 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3750 | 0 | 14-Sep-2005 | 14-Sep-2005 |
Page 23 of 99
CHINA NETCOM GROUP CORP (HONG KONG) | ||||||||||
Security | 16940Q101 | Meeting Type | Special | |||||||
Ticker Symbol | CN | Meeting Date | 25-Oct-2005 | |||||||
ISIN | Agenda | 932405067 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE CONDITIONAL SALE AND PURCHASE AGREEMENT DATED 12 SEPTEMBER 2005 (THE "ACQUISITION AGREEMENT") ENTERED INTO AMONG THE COMPANY, CHINA NETCOM GROUP CORPORATION (BVI) LIMITED ("CNC BVI") AND CHINA NETWORK COMMUNICATIONS GROUP CORPORATION ("CHINA NETCOM GROUP"), AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
02 | APPROVAL OF THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE ENGINEERING AND INFORMATION TECHNOLOGY SERVICES AGREEMENT AND THE MATERIALS PROCUREMENT AGREEMENT, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NO. 1, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
03 | APPROVAL OF THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE DOMESTIC INTERCONNECTION SETTLEMENT AGREEMENT AND THE INTERNATIONAL LONG DISTANCE VOICE SERVICES SETTLEMENT AGREEMENT, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NO. 1, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 13-Oct-2005 | 13-Oct-2005 |
Page 24 of 99
IVAX CORPORATION | ||||||||||
Security | 465823102 | Meeting Type | Special | |||||||
Ticker Symbol | IVX | Meeting Date | 27-Oct-2005 | |||||||
ISIN | Agenda | 932399808 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA PHARMACEUTICALS INDUSTRIES LIMITED, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II, INC. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 07-Oct-2005 | 07-Oct-2005 |
Page 25 of 99
INTERNATIONAL RECTIFIER CORPORATION | ||||||||||
Security | 460254105 | Meeting Type | Annual | |||||||
Ticker Symbol | IRF | Meeting Date | 21-Nov-2005 | |||||||
ISIN | Agenda | 932404926 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ALEXANDER LIDOW | Withheld | Against | |||||||
2 | ROCHUS E. VOGT | Withheld | Against | |||||||
02 | AMENDMENT OF EMPLOYEE STOCK PURCHASE PLAN. TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT OF THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Management | Abstain | Against | ||||||
03 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR 2006. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 21-Oct-2005 | 21-Oct-2005 |
Page 26 of 99
ABN AMRO HOLDING N.V. | ||||||||||
Security | 000937102 | Meeting Type | Special | |||||||
Ticker Symbol | ABN | Meeting Date | 24-Nov-2005 | |||||||
ISIN | Agenda | 932416452 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A | CORPORATE GOVERNANCE IN RELATION TO THE APPOINTMENT OF THE NEW MANAGING BOARD MEMBERS. | Management | Abstain | Against | ||||||
B | NOMINATION FOR THE APPOINTMENT OF HUIBERT G. BOUMEESTER. | Management | Abstain | Against | ||||||
C | NOMINATION FOR THE APPOINTMENT OF PIETER (PIERO) S. OVERMARS. | Management | Abstain | Against | ||||||
D | NOMINATION FOR THE APPOINTMENT OF RONALD (RON) TEERLINK. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10153 | 0 |
Page 27 of 99
METRIS COMPANIES INC. | ||||||||||
Security | 591598107 | Meeting Type | Special | |||||||
Ticker Symbol | MXT | Meeting Date | 30-Nov-2005 | |||||||
ISIN | Agenda | 932415424 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 4, 2005, BY AND AMONG HSBC FINANCE CORPORATION, HSBC CORPORATION I AND METRIS COMPANIES INC. PURSUANT TO WHICH HSBC CORPORATION I WILL MERGE WITH AND INTO METRIS COMPANIES INC. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 13000 | 0 | 11-Nov-2005 | 11-Nov-2005 |
Page 28 of 99
SIGNET GROUP PLC | ||||||||||
Security | 82668L872 | Meeting Type | Special | |||||||
Ticker Symbol | SIG | Meeting Date | 14-Dec-2005 | |||||||
ISIN | Agenda | 932418759 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE THE 2005 LONG TERM INCENTIVE PLAN | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8000 | 0 | 28-Nov-2005 | 28-Nov-2005 |
Page 29 of 99
AMDOCS LIMITED | ||||||||||
Security | G02602103 | Meeting Type | Annual | |||||||
Ticker Symbol | DOX | Meeting Date | 19-Jan-2006 | |||||||
ISIN | Agenda | 932424423 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BRUCE K. ANDERSON | Withheld | Against | |||||||
2 | ADRIAN GARDNER | Withheld | Against | |||||||
3 | CHARLES E. FOSTER | Withheld | Against | |||||||
4 | JAMES S. KAHAN | Withheld | Against | |||||||
5 | DOV BAHARAV | Withheld | Against | |||||||
6 | JULIAN A. BRODSKY | Withheld | Against | |||||||
7 | ELI GELMAN | Withheld | Against | |||||||
8 | NEHEMIA LEMELBAUM | Withheld | Against | |||||||
9 | JOHN T. MCLENNAN | Withheld | Against | |||||||
10 | ROBERT A. MINICUCCI | Withheld | Against | |||||||
11 | SIMON OLSWANG | Withheld | Against | |||||||
12 | MARIO SEGAL | Withheld | Against | |||||||
02 | APPROVAL OF AMENDMENT OF THE 1998 STOCK OPTION AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, TO CONTINUE THE TERM OF THE PLAN FOR AN ADDITIONAL 10-YEAR TERM AND TO MAKE OTHER CHANGES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Abstain | Against | ||||||
03 | APPROVAL OF SPECIAL RESOLUTION TO PERMIT DIRECT REPURCHASE BY THE COMPANY OF UNVESTED SHARES OF RESTRICTED STOCK GRANTED UNDER THE 1998 STOCK OPTION AND INCENTIVE PLAN UPON TERMINATION OF EMPLOYMENT OR SERVICE. | Management | Abstain | Against | ||||||
04 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2005. | Management | Abstain | Against | ||||||
05 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 23-Dec-2005 | 23-Dec-2005 |
Page 30 of 99
ATI TECHNOLOGIES INC. | ||||||||||
Security | 001941103 | Meeting Type | Annual | |||||||
Ticker Symbol | ATYT | Meeting Date | 26-Jan-2006 | |||||||
ISIN | Agenda | 932422986 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
0A | DIRECTOR | Management | ||||||||
1 | JOHN E. CALDWELL | Withheld | Against | |||||||
2 | RONALD CHWANG | Withheld | Against | |||||||
3 | JAMES D. FLECK | Withheld | Against | |||||||
4 | ALAN D. HORN | Withheld | Against | |||||||
5 | DAVID E. ORTON | Withheld | Against | |||||||
6 | PAUL RUSSO | Withheld | Against | |||||||
7 | ROBERT A. YOUNG | Withheld | Against | |||||||
0B | APPOINTMENT OF AUDITORS: THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE COMING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 15000 | 0 | 21-Dec-2005 | 21-Dec-2005 |
Page 31 of 99
SIEMENS AG | ||||||||||
Security | 826197501 | Meeting Type | Annual | |||||||
Ticker Symbol | SI | Meeting Date | 26-Jan-2006 | |||||||
ISIN | Agenda | 932426162 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
03 | TO CONSIDER AND VOTE UPON APPROPRIATION OF THE NET INCOME OF SIEMENS AG TO PAY A DIVIDEND | Management | For | For | ||||||
04 | TO RATIFY THE ACTS OF THE MANAGING BOARD | Management | Abstain | Against | ||||||
05 | TO RATIFY THE ACTS OF THE SUPERVISORY BOARD | Management | Abstain | Against | ||||||
06 | TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS | Management | Abstain | Against | ||||||
07 | TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING THE ACQUISITION AND USE OF SIEMENS SHARES AND THE EXCLUSION OF SHAREHOLDERS' PREEMPTIVE AND TENDER RIGHTS | Management | Abstain | Against | ||||||
08 | TO CONSIDER AND VOTE UPON THE CREATION OF AN AUTHORIZED CAPITAL 2006 RESERVED FOR THE ISSUANCE OF SHARES TO EMPLOYEES AND THE AUTHORIZATION TO USE SIEMENS SHARES | Management | Abstain | Against | ||||||
09 | TO CONSIDER AND VOTE UPON AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 29-Dec-2005 | 29-Dec-2005 |
Page 32 of 99
THE SCOTTS MIRACLE-GRO CO. | ||||||||||
Security | 810186106 | Meeting Type | Annual | |||||||
Ticker Symbol | SMG | Meeting Date | 26-Jan-2006 | |||||||
ISIN | Agenda | 932426237 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ARNOLD W. DONALD | Withheld | Against | |||||||
2 | MINDY F. GROSSMAN | Withheld | Against | |||||||
3 | GORDON F. BRUNNER | Withheld | Against | |||||||
02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE SCOTTS MIRACLE-GRO COMPANY DISCOUNTED STOCK PURCHASE PLAN. | Management | Abstain | Against | ||||||
03 | APPROVAL OF THE SCOTTS MIRACLE-GRO COMPANY 2006 LONG-TERM INCENTIVE PLAN. | Management | Abstain | Against | ||||||
04 | APPROVAL OF THE SCOTTS COMPANY LLC EXECUTIVE/MANAGEMENT INCENTIVE PLAN. | Management | Abstain | Against | ||||||
05 | ADOPTION OF THE SHAREHOLDER PROPOSAL TO DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS. | Shareholder | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 22-Dec-2005 | 22-Dec-2005 |
Page 33 of 99
QUANEX CORPORATION | ||||||||||
Security | 747620102 | Meeting Type | Annual | |||||||
Ticker Symbol | NX | Meeting Date | 23-Feb-2006 | |||||||
ISIN | Agenda | 932432862 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DONALD G. BARGER, JR. | For | For | |||||||
2 | RAYMOND A. JEAN | For | For | |||||||
02 | APPROVE THE QUANEX CORPORATION 2006 OMNIBUS INCENTIVE PLAN (THE "2006 PLAN"). | Management | For | For | ||||||
03 | APPROVE THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA FOR PERFORMANCE STOCK AND PERFORMANCE UNIT AWARDS UNDER THE 2006 PLAN. | Management | For | For | ||||||
04 | APPROVE THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA FOR ANNUAL INCENTIVE AWARDS UNDER THE 2006 PLAN. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4325 | 0 | 23-Jan-2006 | 23-Jan-2006 |
Page 34 of 99
ENDESA, S.A. | ||||||||||
Security | 29258N107 | Meeting Type | Annual | |||||||
Ticker Symbol | ELE | Meeting Date | 24-Feb-2006 | |||||||
ISIN | Agenda | 932436808 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE ANNUAL ACCOUNTS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005, AS WELL AS THE CORPORATE MANAGEMENT IN THAT FISCAL YEAR. | Management | For | For | ||||||
02 | APPROVAL OF THE APPLICATION OF FISCAL YEAR EARNINGS AND DIVIDEND DISTRIBUTION, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING. | Management | For | For | ||||||
03 | APPROVAL OF THE APPOINTMENT OF DELOITTE S.L. AS AUDITORS FOR THE COMPANY AND ITS CONSOLIDATED GROUP, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING. | Management | For | For | ||||||
04 | APPROVAL OF THE AUTHORIZATION FOR THE COMPANY AND ITS SUBSIDIARIES TO BE ABLE TO ACQUIRE TREASURY STOCK UNDER THE PROVISIONS OF ARTICLE 75 AND ADDITIONAL PROVISION 1 OF THE SPANISH CORPORATIONS LAW ("LEY DE SOCIEDADES ANONIMAS"), AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING. | Management | For | For | ||||||
05 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE EXECUTION, IMPLEMENTATION AND CORRECTION, AS THE CASE MAY BE, OF THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE AUTHORITIES IT RECEIVES FROM THE GENERAL MEETING, AND GRANTING OF AUTHORITIES FOR PROCESSING THE SAID RESOLUTIONS AS A PUBLIC INSTRUMENT, AS SET FORTH IN THE COMPANY'S NOTICE. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 13-Feb-2006 | 13-Feb-2006 |
Page 35 of 99
HEADWATERS INCORPORATED | ||||||||||
Security | 42210P102 | Meeting Type | Annual | |||||||
Ticker Symbol | HW | Meeting Date | 28-Feb-2006 | |||||||
ISIN | Agenda | 932431810 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES A. HERICKHOFF | For | For | |||||||
2 | BLAKE O. FISHER, JR. | For | For | |||||||
02 | RATIFY THE SELECTION BY THE BOARD OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL 2006 | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 30-Jan-2006 | 30-Jan-2006 |
Page 36 of 99
KT CORPORATION | ||||||||||
Security | 48268K101 | Meeting Type | Consent | |||||||
Ticker Symbol | KTC | Meeting Date | 10-Mar-2006 | |||||||
ISIN | Agenda | 932440807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 24TH FISCAL YEAR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
02 | APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
3A | ELECTION OF MEMBERS OF AUDIT COMMITTEE: KIM, DO HWAN (NOMINATED BY OUTSIDE DIRECTOR NOMINATING COMMITTEE). | Management | For | Against | ||||||
3B | ELECTION OF MEMBERS OF AUDIT COMMITTEE: YOON, JONG KYOO (NOMINATED BY OUTSIDE DIRECTOR NOMINATING COMMITTEE). | Management | For | Against | ||||||
3C | ELECTION OF MEMBERS OF AUDIT COMMITTEE: SONG, DUCK YONG (SHAREHOLDER PROPOSAL PRACTICALLY INITIATED BY LABOR UNION OF KT) | Management | For | Against | ||||||
04 | ELECTION OF DIRECTORS, AS SET FORTH IN COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||||
05 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTOR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 9500 | 0 | 01-Mar-2006 | 01-Mar-2006 |
Page 37 of 99
THE COOPER COMPANIES, INC. | ||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||
Ticker Symbol | COO | Meeting Date | 21-Mar-2006 | |||||||
ISIN | Agenda | 932440528 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | A. THOMAS BENDER | For | For | |||||||
2 | JOHN D. FRUTH | For | For | |||||||
3 | MICHAEL H. KALKSTEIN | For | For | |||||||
4 | JODY LINDELL | For | For | |||||||
5 | MOSES MARX | For | For | |||||||
6 | DONALD PRESS | For | For | |||||||
7 | STEVEN ROSENBERG | For | For | |||||||
8 | A.E. RUBENSTEIN, M.D. | For | For | |||||||
9 | ROBERT S. WEISS | For | For | |||||||
10 | STANLEY ZINBERG, M.D. | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2006. | Management | For | For | ||||||
03 | THE APPROVAL OF THE COMPANY'S SECOND AMENDED AND RESTATED 2001 LONG-TERM INCENTIVE PLAN TO ADD 600,000 SHARES TO THOSE AVAILABLE FOR ISSUANCE, AND TO INCREASE BY 150,000 THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE AS RESTRICTED STOCK AWARDS. | Management | For | For | ||||||
04 | THE APPROVAL OF THE 2006 LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4500 | 0 | 03-Mar-2006 | 03-Mar-2006 |
Page 38 of 99
COMPANHIA DE SANEAMENTO BASICO | ||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||
Ticker Symbol | SBS | Meeting Date | 27-Mar-2006 | |||||||
ISIN | Agenda | 932446998 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF THE PARAGRAPH 3 OF THE ARTICLE 14 OF THE COMPANY'S BY-LAWS, BY THE REMAINING TERM OF OFFICE OF THE REPLACED MEMBER. | Management | Abstain | Against | ||||||
02 | TO RATIFY THE COMPENSATION OF THE MEMBERS OF THE BOARD OF EXECUTIVE OFFICERS AND THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||||
03 | OTHER ISSUES OF SOCIAL INTEREST. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 13-Mar-2006 | 13-Mar-2006 |
Page 39 of 99
COMPANHIA VALE DO RIO DOCE | ||||||||||
Security | 204412209 | Meeting Type | Special | |||||||
Ticker Symbol | RIO | Meeting Date | 31-Mar-2006 | |||||||
ISIN | Agenda | 932458551 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | TO APPROVE THE TERMS, CONDITIONS AND REASONS (THE "PROTOCOLO E JUSTIFICACAO") FOR THE MERGER OF ALL THE SHARES OF THE CAPITAL STOCK OF CAEMI - MINERACAO E METALURGIA S.A. (CAEMI)) INTO THE ASSETS OF CVRD IN ORDER TO CONVERT THE FORMER INTO A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, PURSUANT TO ARTICLE 252 OF THE BRAZILIAN CORPORATE LAW. | Management | For | For | ||||||
II | TO RATIFY THE APPOINTMENT OF THE EXPERTS WHO PREPARED THE VALUE APPRAISAL OF THE PREFERRED SHARES ISSUED BY CAEMI TO BE MERGED INTO CVRD ASSETS. | Management | For | For | ||||||
III | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERTS. | Management | For | For | ||||||
IV | TO APPROVE THE MERGER OF ALL OF THE SHARES ISSUED BY CAEMI INTO THE ASSETS OF THE CVRD. | Management | For | For | ||||||
V | TO APPROVE CVRD CAPITAL INCREASE WITHIN THE ISSUANCE OF 64,151,361 PREFERRED CLASS A SHARES, TO BE PAID-IN WITH THE SHARES OF CAEMI TO BE MERGED INTO THE COMPANY'S ASSETS, AND THE CONSEQUENT CHANGE OF THE "CAPUT" OF ARTICLE 5 OF THE CVRD'S BY-LAWS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6000 | 0 | 24-Mar-2006 | 24-Mar-2006 |
Page 40 of 99
NESTLE S.A. | ||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||
Ticker Symbol | NSRGY | Meeting Date | 06-Apr-2006 | |||||||
ISIN | Agenda | 932446190 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE 2005 ANNUAL REPORT, OF THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP. | Management | For | For | ||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | ||||||
03 | APPROVAL OF THE APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A., AS SET FORTH IN THE INVITATION. | Management | For | For | ||||||
04 | CAPITAL REDUCTION AND CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION. | Management | For | For | ||||||
5A | RE-ELECTION OF MR. JEAN-PIERRE MEYERS TO THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
5B | RE-ELECTION OF MR. ANDRE KUDELSKI TO THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
5C | ELECTION OF MRS. NAINA LAL KIDWAI TO THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
5D | ELECTION OF MR. JEAN-RENE FOURTOU TO THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
5E | ELECTION OF MR. STEVEN GEORGE HOCH TO THE BOARD OF DIRECTORS. (FOR THE TERM STATED IN THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
06 | MANDATE BY SHAREHOLDERS TO BOARD OF DIRECTORS TO REVISE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION ENCLOSED. | Management | For | For | ||||||
07 | MARK THE "FOR" BOX AT RIGHT IF YOU WISH TO GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION). | Management | Abstain | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3100 | 0 | 13-Mar-2006 | 13-Mar-2006 |
Page 41 of 99
COMPASS BANCSHARES, INC. | ||||||||||
Security | 20449H109 | Meeting Type | Annual | |||||||
Ticker Symbol | CBSS | Meeting Date | 17-Apr-2006 | |||||||
ISIN | Agenda | 932457650 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHARLES W. DANIEL | For | For | |||||||
2 | WILLIAM E. DAVENPORT | For | For | |||||||
3 | CHARLES E. MCMAHEN | For | For | |||||||
02 | APPROVAL AND RATIFICATION OF THE COMPASS BANCSHARES, INC. 2006 INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6150 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 42 of 99
VITRAN CORPORATION INC. | ||||||||||
Security | 92850E107 | Meeting Type | Annual | |||||||
Ticker Symbol | VTNC | Meeting Date | 19-Apr-2006 | |||||||
ISIN | Agenda | 932457876 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD D. MCGRAW | For | For | |||||||
2 | RICK E. GAETZ | For | For | |||||||
3 | WILLIAM S. DELUCE | For | For | |||||||
4 | ANTHONY F. GRIFFITHS | For | For | |||||||
5 | JOHN R. GOSSLING | For | For | |||||||
6 | GEORGES L. HIBERT | For | For | |||||||
02 | TO APPOINT KPMG LLP AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 13000 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 43 of 99
UBS AG | ||||||||||
Security | H8920M855 | Meeting Type | Annual | |||||||
Ticker Symbol | UBS | Meeting Date | 19-Apr-2006 | |||||||
ISIN | Agenda | 932467598 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR FINANCIAL YEAR 2005 REPORTS OF THE GROUP AND STATUTORY AUDITORS | Management | For | For | ||||||
02 | APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR FINANCIAL YEAR 2005 | Management | For | For | ||||||
03 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | For | For | ||||||
4A1 | RE-ELECTION OF BOARD MEMBER: ROLF A. MEYER | Management | For | For | ||||||
4A2 | RE-ELECTION OF BOARD MEMBER: ERNESTO BERTARELLI | Management | For | For | ||||||
4B1 | ELECTION OF NEW BOARD MEMBER: GABRIELLE KAUFMANN-KOHLER | Management | For | For | ||||||
4B2 | ELECTION OF NEW BOARD MEMBER: JOERG WOLLE | Management | For | For | ||||||
4A | ELECTION OF THE GROUP AND STATUTORY AUDITORS | Management | For | For | ||||||
4B | ELECTION OF THE SPECIAL AUDITORS | Management | For | For | ||||||
5A | CANCELLATION OF SHARES REPURCHASED UNDER THE 2005/2006 SHARE BUYBACK PROGRAM | Management | For | For | ||||||
5B | APPROVAL OF NEW SHARE BUYBACK PROGRAM FOR 2006/2007 | Management | For | For | ||||||
5C | ONE-TIME PAYOUT IN THE FORM OF A PAR VALUE REPAYMENT | Management | For | For | ||||||
5D | SHARE SPLIT | Management | For | For | ||||||
5E1 | AMENDMENTS TO ARTICLE 4 PARA. 1 AND ARTICLE 4A OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
5E2 | REDUCTION OF THE THRESHOLD VALUE FOR AGENDA ITEM REQUESTS (ARTICLE 12 PARA. 1 OF THE ARTICLES OF ASSOCIATION) | Management | For | For | ||||||
06 | CREATION OF CONDITIONAL CAPITAL, APPROVAL OF ARTICLE 4A PARA. 2 OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1500 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 44 of 99
VIVENDI UNIVERSAL | ||||||||||
Security | 92851S204 | Meeting Type | Special | |||||||
Ticker Symbol | V | Meeting Date | 20-Apr-2006 | |||||||
ISIN | Agenda | 932468312 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
E1 | CHANGE OF THE CORPORATE NAME AND MODIFICATION, ACCORDINGLY, OF ARTICLE 1 OF THE COMPANY'S BY- LAWS | Management | For | For | ||||||
O2 | APPROVAL OF REPORTS AND FINANCIAL STATEMENTS FOR FISCAL YEAR 2005 | Management | For | For | ||||||
O3 | APPROVAL OF REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2005 | Management | For | For | ||||||
O4 | APPROVAL OF THE REGULATED RELATED-PARTY AGREEMENTS COVERED BY THE STATUTORY AUDITORS' SPECIAL REPORT | Management | For | For | ||||||
O5 | ALLOCATION OF NET INCOME FOR FISCAL YEAR 2005, DETERMINATION OF THE DIVIDEND AND THE PAYMENT DATE | Management | For | For | ||||||
O6 | RENEWAL OF MR. FERNANDO FALCO Y FERNANDEZ DE CORDOVA AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||
O7 | RENEWAL OF MR. GABRIEL HAWAWINI AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||
O8 | RENEWAL OF BARBIER FRINAULT ET AUTRES AS STATUTORY AUDITORS | Management | For | For | ||||||
O9 | APPOINTMENT OF AUDITEX AS ALTERNATE STATUTORY AUDITORS | Management | For | For | ||||||
O10 | AUTHORIZATION FOR THE MANAGEMENT BOARD TO PURCHASE THE COMPANY'S OWN SHARES | Management | For | For | ||||||
E11 | AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE THE SHARE CAPITAL OF THE COMPANY BY CANCELLATION OF TREASURY SHARES | Management | For | For | ||||||
E12 | AUTHORIZATION FOR THE PERFORMANCE OF LEGAL FORMALITIES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3200 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 45 of 99
PORTUGAL TELECOM, SGPS, S.A. | ||||||||||
Security | 737273102 | Meeting Type | Annual | |||||||
Ticker Symbol | PT | Meeting Date | 21-Apr-2006 | |||||||
ISIN | Agenda | 932473123 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO RESOLVE ON THE ELECTION OF THE VICE-CHAIRMAN OF THE GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE RESIGNATION PRESENTED BY THE FORMER VICE-CHAIRMAN OF THE GENERAL MEETING. | Management | For | For | ||||||
02 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2005. | Management | For | For | ||||||
03 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2005 | Management | For | For | ||||||
04 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS, DISTRIBUTION AND ALLOCATION OF RESERVES | Management | For | For | ||||||
05 | THE APPOINTMENT BY THE BOARD OF DIRECTORS OF A MEMBER TO FILL A VACANCY ON THE BOARD OF DIRECTORS TO COMPLETE THE 2003/2005 MANDATE | Management | For | For | ||||||
06 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | For | For | ||||||
07 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES, INCLUDING THEIR ACQUISITION IN CONNECTION WITH THE SHARE BUYBACK PROGRAMME | Management | For | For | ||||||
08 | TO RESOLVE ON A POSSIBLE REDUCTION IN SHARE CAPITAL | Management | For | For | ||||||
09 | TO RESOLVE ON THE AMENDMENT OF PARAGRAPH 5 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
10 | TO RESOLVE ON A SHARE CAPITAL INCREASE IN THE AMOUNT OF 338,656,950 EUROS, BY MEANS OF INCORPORATION OF SHARE PREMIUMS | Management | Abstain | Against | ||||||
11 | TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 395,099,755 EUROS | Management | Abstain | Against | ||||||
12 | THE PARAMETERS APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO SHARES THAT MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS | Management | Abstain | Against | ||||||
13 | TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS | Management | Abstain | Against | ||||||
14 | TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS AND NAMELY ON THE FIXING OF THE VALUE OF SUCH SECURITIES IN ACCORDANCE WITH PARAGRAPH 3 OF ARTICLE 8 AND SUBPARAGRAPH E), PARAGRAPH 1 OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
15 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER OWN SECURITIES | Management | For | Against | ||||||
16 | TO RESOLVE ON THE ELECTION OF THE CORPORATE BODIES FOR THE 2006/2008 3-YEAR PERIOD | Management | For | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 20300 | 0 | 07-Apr-2006 | 07-Apr-2006 |
Page 46 of 99
FRANCE TELECOM | ||||||||||
Security | 35177Q105 | Meeting Type | Annual | |||||||
Ticker Symbol | FTE | Meeting Date | 21-Apr-2006 | |||||||
ISIN | Agenda | 932480130 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2005 | Management | For | For | ||||||
02 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2005 | Management | For | For | ||||||
03 | ALLOCATION OF THE RESULTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2005, AS STATED IN THE STATUTORY FINANCIAL STATEMENTS | Management | For | For | ||||||
04 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | ||||||
05 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES | Management | For | For | ||||||
06 | AMENDMENT OF ARTICLE 15 OF THE BY-LAWS IN ORDER TO BRING IT INTO CONFORMITY WITH ARTICLE L. 225-37 OF THE FRENCH CODE | Management | For | For | ||||||
07 | AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER TO BRING IT INTO COMFORMITY WITH L 225-96 AND L 225- 98 OF THE FRENCH CODE | Management | For | For | ||||||
08 | TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY AGREEMENT WITH THE COMPANY | Management | For | For | ||||||
09 | TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF STOCK OPTIONS OF ORANGE S.A. | Management | For | For | ||||||
10 | TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN | Management | For | For | ||||||
11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF ORDINARY SHARES | Management | For | For | ||||||
12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ALLOCATE, FREE OF CHARGE, ORDINARY SHARES | Management | For | For | ||||||
13 | POWERS FOR FORMALITIES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 07-Apr-2006 | 07-Apr-2006 |
Page 47 of 99
THE LUBRIZOL CORPORATION | ||||||||||
Security | 549271104 | Meeting Type | Annual | |||||||
Ticker Symbol | LZ | Meeting Date | 24-Apr-2006 | |||||||
ISIN | Agenda | 932435476 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT E. ABERNATHY | For | For | |||||||
2 | JERALD A. BLUMBERG | For | For | |||||||
3 | FOREST J. FARMER, SR. | For | For | |||||||
4 | DANIEL E. SOMERS | For | For | |||||||
02 | CONFIRMATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5055 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 48 of 99
PERKINELMER, INC. | ||||||||||
Security | 714046109 | Meeting Type | Annual | |||||||
Ticker Symbol | PKI | Meeting Date | 25-Apr-2006 | |||||||
ISIN | Agenda | 932460633 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | TAMARA J. ERICKSON | For | For | |||||||
2 | ROBERT F. FRIEL | For | For | |||||||
3 | NICHOLAS A. LOPARDO | For | For | |||||||
4 | ALEXIS P. MICHAS | For | For | |||||||
5 | JAMES C. MULLEN | For | For | |||||||
6 | DR. VICKI L. SATO | For | For | |||||||
7 | GABRIEL SCHMERGEL | For | For | |||||||
8 | KENTON J. SICCHITANO | For | For | |||||||
9 | GREGORY L. SUMME | For | For | |||||||
10 | G. ROBERT TOD | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS PERKINELMER'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||
03 | SHAREHOLDER PROPOSAL TO REQUEST THAT THE COMPANY'S BOARD OF DIRECTORS AMEND THE COMPANY'S GOVERNANCE DOCUMENTS TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST. | Shareholder | For | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 49 of 99
SMITH INTERNATIONAL, INC. | ||||||||||
Security | 832110100 | Meeting Type | Annual | |||||||
Ticker Symbol | SII | Meeting Date | 25-Apr-2006 | |||||||
ISIN | Agenda | 932474036 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT KELLEY | For | For | |||||||
2 | DOUG ROCK | For | For | |||||||
02 | APPROVAL OF EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN | Management | For | For | ||||||
03 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4490 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 50 of 99
ING GROEP N.V. | ||||||||||
Security | 456837103 | Meeting Type | Annual | |||||||
Ticker Symbol | ING | Meeting Date | 25-Apr-2006 | |||||||
ISIN | Agenda | 932480685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DICK HARRYVAN | For | For | |||||||
2 | TOM MCINERNEY | For | For | |||||||
3 | HANS VAN DER NOORDAA | For | For | |||||||
4 | JACQUES DE VAUCLEROY | For | For | |||||||
5 | COR HERKSTROTER | For | For | |||||||
6 | KAREL VUURSTEEN | For | For | |||||||
7 | PIET KLAVER | For | For | |||||||
02 | OPENING REMARKS AND ANNOUNCEMENTS. APPROVAL OF THE LIVE WEBCASTING OF THIS PRESENT MEETING AND SUBSEQUENT SHAREHOLDERS' MEETINGS. | Management | For | For | ||||||
3A | ANNUAL ACCOUNTS FOR 2005. | Management | For | For | ||||||
3B | DIVIDEND FOR 2005. | Management | For | For | ||||||
4A | DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2005. | Management | For | For | ||||||
4B | DISCHARGE OF THE SUPERVISORY BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2005. | Management | For | For | ||||||
8 | MAXIMUM NUMBER OF STOCK OPTIONS AND PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2005. | Management | For | For | ||||||
9 | AMENDMENT OF THE PENSION SCHEME IN THE EXECUTIVE BOARD REMUNERATION POLICY. | Management | For | For | ||||||
10 | REMUNERATION SUPERVISORY BOARD. | Management | For | For | ||||||
11A | AUTHORISATION TO ISSUE ORDINARY SHARES WITH OR WITHOUT PREFERENTIAL RIGHTS. | Management | Abstain | Against | ||||||
11B | AUTHORISATION TO ISSUE PREFERENCE B SHARES WITH OR WITHOUT PREFERENTIAL RIGHTS. | Management | For | For | ||||||
12A | AUTHORISATION TO ACQUIRE ORDINARY SHARES OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL. | Management | For | For | ||||||
12B | AUTHORISATION TO ACQUIRE 24,051,039 DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES IN THE COMPANY'S OWN CAPITAL. | Management | For | For | ||||||
12C | AUTHORISATION TO ACQUIRE PREFERENCE A SHARES OR DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES IN THE COMPANY'S OWN CAPITAL. | Management | For | For | ||||||
13 | CANCELLATION OF PREFERENCE A SHARES (DEPOSITARY RECEIPTS OF) WHICH ARE HELD BY ING GROEP N.V. | Management | For | For | ||||||
14A | APPROVAL OF THE ENGLISH LANGUAGE AS THE OFFICIAL LANGUAGE OF THE ANNUAL REPORT WITH EFFECT FROM THE 2006 REPORT. | Management | For | For | ||||||
14B | APPROVAL OF THE USE OF THE ENGLISH LANGUAGE AS THE OFFICIAL LANGUAGE AS OF THE 2007 SHAREHOLDERS' MEETING. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10842 | 0 | 07-Apr-2006 | 07-Apr-2006 |
Page 51 of 99
VIVENDI UNIVERSAL | ||||||||||
Security | 92851S204 | Meeting Type | Consent | |||||||
Ticker Symbol | V | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932435666 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE THE AMENDMENTS LISTED IN THE ENCLOSED REQUEST FOR WRITTEN APPROVAL BY OWNERS OF AMERICAN DEPOSITARY RECEIPTS (ADRS) TO AMEND THE DEPOSIT AGREEMENT. | Management | Against | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3200 | 0 | 13-Feb-2006 | 13-Feb-2006 |
Page 52 of 99
SCANA CORPORATION | ||||||||||
Security | 80589M102 | Meeting Type | Annual | |||||||
Ticker Symbol | SCG | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932456292 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES A. BENNETT* | For | For | |||||||
2 | WILLIAM C. BURKHARDT* | For | For | |||||||
3 | LYNNE M. MILLER* | For | For | |||||||
4 | MACEO K. SLOAN* | For | For | |||||||
5 | SHARON A. DECKER** | For | For | |||||||
02 | APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3075 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 53 of 99
AGCO CORPORATION | ||||||||||
Security | 001084102 | Meeting Type | Annual | |||||||
Ticker Symbol | AG | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932467283 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | P. GEORGE BENSON | For | For | |||||||
2 | GERALD L. SHAHEEN | For | For | |||||||
3 | HENDRIKUS VISSER | For | For | |||||||
02 | APPROVAL OF AGCO CORPORATION 2006 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 20000 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 54 of 99
COMPANHIA DE SANEAMENTO BASICO | ||||||||||
Security | 20441A102 | Meeting Type | Annual | |||||||
Ticker Symbol | SBS | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932480647 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO ANALYZE THE MANAGEMENT ACCOUNT AND THE FINANCIAL STATEMENTS SUPPORTED BY THE OPINIONS OF THE FISCAL COUNCIL AND EXTERNAL AUDITORS, RELATED TO THE FISCAL YEAR 2005, IN CONFORMITY WITH THE MANAGEMENT REPORT, THE BALANCE SHEET AND CORRESPONDING NOTES. | Management | For | For | ||||||
02 | TO RESOLVE ON THE ALLOCATION OF THE NET INCOME AND THE TRANSFER OF THE RETAINED EARNINGS BALANCE TO THE INVESTMENT RESERVE, IN CONFORMITY TO THE MULTIYEAR CAPITAL BUDGET. | Management | For | For | ||||||
03 | TO ELECT SITTING AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 12-Apr-2006 | 12-Apr-2006 |
Page 55 of 99
COMPANHIA VALE DO RIO DOCE | ||||||||||
Security | 204412209 | Meeting Type | Special | |||||||
Ticker Symbol | RIO | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932500956 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 | Management | For | For | ||||||
O2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET FOR THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||
O3 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For | ||||||
O4 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Management | For | For | ||||||
E1 | PROPOSAL FOR A FORWARD SPLIT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||
E2 | PROPOSAL TO MODIFY THE COMPANY'S BY-LAWS, RELATED TO SECTION II AND SUBSECTION IV OF CHAPTER IV, IN RELATION TO THE ADVISORY COMMITTEES, IN THE FOLLOWING TERMS: A) CHANGE OF THE HEADING OF ARTICLE 15; B) AMENDMENT TO ARTICLE 16; C) ADD ITEM IV TO ARTICLE 21; AND D) ALTERATION OF THE HEADING OF ARTICLE 25, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||
E3 | CONSOLIDATION OF THE AMENDMENTS TO CVRD'S BY- LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 56 of 99
AMERICAN NATIONAL INSURANCE COMPANY | ||||||||||
Security | 028591105 | Meeting Type | Annual | |||||||
Ticker Symbol | ANAT | Meeting Date | 28-Apr-2006 | |||||||
ISIN | Agenda | 932467423 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT L. MOODY | For | For | |||||||
2 | G RICHARD FERDINANDTSEN | For | For | |||||||
3 | F ANNE MOODY-DAHLBERG | For | For | |||||||
4 | RUSSELL S. MOODY | For | For | |||||||
5 | WILLIAM L. MOODY, IV | For | For | |||||||
6 | JAMES D. YARBROUGH | For | For | |||||||
7 | ARTHUR O. DUMMER | For | For | |||||||
8 | DR. SHELBY M. ELLIOTT | For | For | |||||||
9 | FRANK P. WILLIAMSON | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2998 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 57 of 99
LUFKIN INDUSTRIES, INC. | ||||||||||
Security | 549764108 | Meeting Type | Annual | |||||||
Ticker Symbol | LUFK | Meeting Date | 03-May-2006 | |||||||
ISIN | Agenda | 932478743 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | S.V. BAER* | For | For | |||||||
2 | S.W. HENDERSON, III** | For | For | |||||||
3 | J.F. ANDERSON** | For | For | |||||||
4 | D.V. SMITH** | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 58 of 99
PENTAIR, INC. | ||||||||||
Security | 709631105 | Meeting Type | Annual | |||||||
Ticker Symbol | PNR | Meeting Date | 04-May-2006 | |||||||
ISIN | Agenda | 932448764 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHARLES A. HAGGERTY | For | For | |||||||
2 | RANDALL J. HOGAN | For | For | |||||||
3 | DAVID A. JONES | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8760 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 59 of 99
LYONDELL CHEMICAL COMPANY | ||||||||||
Security | 552078107 | Meeting Type | Annual | |||||||
Ticker Symbol | LYO | Meeting Date | 04-May-2006 | |||||||
ISIN | Agenda | 932461180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CAROL A. ANDERSON | For | For | |||||||
2 | WILLIAM T. BUTLER | For | For | |||||||
3 | STEPHEN I. CHAZEN | For | For | |||||||
4 | TRAVIS ENGEN | For | For | |||||||
5 | PAUL S. HALATA | For | For | |||||||
6 | DANNY W. HUFF | For | For | |||||||
7 | DAVID J. LESAR | For | For | |||||||
8 | DAVID J.P. MEACHIN | For | For | |||||||
9 | DANIEL J. MURPHY | For | For | |||||||
10 | DAN F. SMITH | For | For | |||||||
11 | WILLIAM R. SPIVEY | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS FOR THE YEAR 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 60 of 99
E.ON AG | ||||||||||
Security | 268780103 | Meeting Type | Annual | |||||||
Ticker Symbol | EON | Meeting Date | 04-May-2006 | |||||||
ISIN | Agenda | 932464415 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
02 | APPROPRIATION OF THE BALANCE SHEET INCOME FROM THE 2005 FINANCIAL YEAR | Management | For | For | ||||||
03 | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2005 FINANCIAL YEAR | Management | For | For | ||||||
04 | DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2005 FINANCIAL YEAR | Management | For | For | ||||||
05 | AUTHORIZATION TO ACQUIRE AND USE OWN SHARES | Management | For | For | ||||||
06 | CONSENT TO THE AGREEMENT ON DOMINATION AND DISTRIBUTION OF PROFITS AND LOSSES BETWEEN THE COMPANY AND E.ON ZWOLFTE VERWALTUNGS GMBH | Management | For | For | ||||||
07 | CONSENT TO THE AGREEMENT ON DOMINATION AND DISTRIBUTION OF PROFITS AND LOSSES BETWEEN THE COMPANY AND E.ON DREIZEHNTE VERWALTUNGS GMBH | Management | For | For | ||||||
08 | CHANGE OF THE ARTICLES OF ASSOCIATION REGARDING THE SHAREHOLDERS' RIGHT TO SPEAK AND ASK QUESTIONS DUE TO THE INSERTION OF SECTION 131 PARAGRAPH 2 SENTENCE 2 GERMAN STOCK CORPORATION ACT (AKTG) THROUGH THE LAW ON CORPORATE INTEGRITY AND MODERNIZATION OF THE RIGHT OF AVOIDANCE (UMAG) | Management | For | For | ||||||
09 | ELECTION OF THE AUDITORS FOR THE 2006 FINANCIAL YEAR | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 61 of 99
TEVA PHARMACEUTICAL INDUSTRIES LIMIT | ||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||
Ticker Symbol | TEVA | Meeting Date | 04-May-2006 | |||||||
ISIN | Agenda | 932481548 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO RECEIVE AND DISCUSS THE COMPANY'S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. | Management | For | For | ||||||
02 | TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. | Management | For | For | ||||||
03 | TO APPOINT PROF. GABRIELA SHALEV AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. | Management | Abstain | Against | ||||||
4A | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DR. PHILLIP FROST | Management | Abstain | Against | ||||||
4B | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: CARLO SALVI | Management | Abstain | Against | ||||||
4C | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DAVID SHAMIR | Management | Abstain | Against | ||||||
05 | TO APPROVE THE PURCHASE OF DIRECTOR'S AND OFFICER'S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. | Management | Abstain | Against | ||||||
06 | TO APPROVE AN AMENDMENT TO SECTION 60(E) OF THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | For | For | ||||||
07 | TO APPROVE AN INCREASE IN THE REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). | Management | For | For | ||||||
08 | TO APPOINT KESSELMAN & KESSELMAN, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2198 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 62 of 99
THE SERVICEMASTER COMPANY | ||||||||||
Security | 81760N109 | Meeting Type | Annual | |||||||
Ticker Symbol | SVM | Meeting Date | 05-May-2006 | |||||||
ISIN | Agenda | 932464972 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | EILEEN A. KAMERICK | For | For | |||||||
2 | J. PATRICK SPAINHOUR | For | For | |||||||
3 | DAVID K. WESSNER | For | For | |||||||
02 | APPROVE THE CORPORATE PERFORMANCE PLAN. | Management | For | For | ||||||
03 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||
04 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF DIRECTORS. | Shareholder | Abstain | |||||||
05 | SHAREHOLDER PROPOSAL REGARDING REPORT ON DISCONTINUANCE OF THE USE OF LAWNCARE PESTICIDES. | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 15000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 63 of 99
NAUTILUS, INC. | ||||||||||
Security | 63910B102 | Meeting Type | Annual | |||||||
Ticker Symbol | NLS | Meeting Date | 08-May-2006 | |||||||
ISIN | Agenda | 932469465 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PETER A. ALLEN | For | For | |||||||
2 | RONALD P. BADIE | For | For | |||||||
3 | ROBERT S. FALCONE | For | For | |||||||
4 | GREGGORY C. HAMMANN | For | For | |||||||
5 | FREDERICK T. HULL | For | For | |||||||
6 | DONALD W. KEEBLE | For | For | |||||||
7 | PAUL F. LITTLE | For | For | |||||||
8 | DIANE L. NEAL | For | For | |||||||
9 | MARVIN G. SIEGERT | For | For | |||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 12500 | 0 | 28-Apr-2006 | 28-Apr-2006 |
Page 64 of 99
UNILEVER N.V. | ||||||||||
Security | 904784709 | Meeting Type | Annual | |||||||
Ticker Symbol | UN | Meeting Date | 08-May-2006 | |||||||
ISIN | Agenda | 932477715 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
02 | ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2005 FINANCIAL YEAR. | Management | For | For | ||||||
03 | DISCHARGE OF THE EXECUTIVE DIRECTORS. | Management | For | For | ||||||
04 | DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. | Management | For | For | ||||||
5A | SHARE EQUALIZATION. | Management | For | For | ||||||
5A1 | APPROVAL: SHARE EQUALIZATION | Management | For | For | ||||||
5B | ALTERATION III TO THE ARTICLES OF ASSOCIATION. BOARD OF NOMINATION PROCEDURE. | Management | For | For | ||||||
5C | ALIGNMENT OF DIVIDEND GENERATING CAPACITY AND DIVIDEND ENTITLEMENTS. | Management | For | For | ||||||
06 | DIRECTOR | Management | ||||||||
1 | PJ CESCAU* | For | For | |||||||
2 | CJ VAN DER GRAAF* | For | For | |||||||
3 | RD KUGLER* | For | For | |||||||
4 | RHP MARKHAM* | For | For | |||||||
5 | A BURGMANS** | For | For | |||||||
6 | THE LORD BRITTAN** | For | For | |||||||
7 | THE BARONESS CHALKER** | For | For | |||||||
8 | PROFESSOR W DIK** | For | For | |||||||
9 | THE LORD SIMON** | For | For | |||||||
10 | J VAN DER VEER** | For | For | |||||||
11 | CE GOLDEN** | For | For | |||||||
12 | DR BE GROTE** | For | For | |||||||
13 | J-C SPINETTA** | For | For | |||||||
14 | KJ STORM** | For | For | |||||||
08 | REMUNERATION OF NON-EXECUTIVE DIRECTORS. | Management | For | For | ||||||
09 | APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2006 FINANCIAL YEAR. | Management | For | For | ||||||
10 | DESIGNATION OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE COMPANY. | Management | For | For | ||||||
11 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO PURCHASE SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS THEREFOR. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
Page 65 of 99
DST SYSTEMS, INC. | ||||||||||
Security | 233326107 | Meeting Type | Annual | |||||||
Ticker Symbol | DST | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932452648 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | THOMAS A. MCCULLOUGH | For | For | |||||||
2 | WILLIAM C. NELSON | For | For | |||||||
3 | TRAVIS E. REED | For | For | |||||||
02 | RATIFICATION OF THE DST AUDIT COMMITTEE'S SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5885 | 0 | 06-May-2006 | 07-May-2006 |
Page 66 of 99
PRUDENTIAL FINANCIAL, INC. | ||||||||||
Security | 744320102 | Meeting Type | Annual | |||||||
Ticker Symbol | PRU | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932465708 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FREDERIC K. BECKER | For | For | |||||||
2 | GORDON M. BETHUNE | For | For | |||||||
3 | JAMES G. CULLEN | For | For | |||||||
4 | WILLIAM H. GRAY III | For | For | |||||||
5 | JON F. HANSON | For | For | |||||||
6 | CONSTANCE J. HORNER | For | For | |||||||
7 | JAMES A. UNRUH | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
03 | A SHAREHOLDER PROPOSAL REGARDING SEVERANCE PAYMENTS. | Shareholder | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 06-May-2006 | 07-May-2006 |
Page 67 of 99
TODCO | ||||||||||
Security | 88889T107 | Meeting Type | Annual | |||||||
Ticker Symbol | THE | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932468045 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | THOMAS M HAMILTON | For | For | |||||||
2 | THOMAS R. HIX | For | For | |||||||
02 | AMENDMENT OF ARTICLE FIFTH OF THE COMPANY'S CHARTER TO REMOVE REFERENCES TO TRANSOCEAN | Management | For | For | ||||||
03 | DELETION OF ARTICLE EIGHTH OF THE COMPANY'S CHARTER TO REMOVE REFERENCES TO TRANSOCEAN | Management | For | For | ||||||
04 | AMENDMENT OF ARTICLES FOURTH, FIFTH AND SIXTH OF THE COMPANY'S CHARTER TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||
05 | DELETION OF ARTICLE TENTH OF THE COMPANY'S CHARTER TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||
06 | AMENDMENT OF ARTICLE FOURTH TO ELIMINATE CLASS B COMMON STOCK AND PROVIDE FOR SINGLE CLASS OF COMMON STOCK | Management | For | For | ||||||
07 | AMENDMENT OF ARTICLE FOURTH TO PERMIT ISSUANCE OF STOCK DIVIDENDS | Management | For | For | ||||||
08 | AUTHORITY TO AMEND AND RESTATE THE CHARTER TO REFLECT AMENDMENTS APPROVED BY THE STOCKHOLDERS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 06-May-2006 | 07-May-2006 |
Page 68 of 99
SAP AG | ||||||||||
Security | 803054204 | Meeting Type | Annual | |||||||
Ticker Symbol | SAP | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932510577 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
02 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2005 | Management | For | For | ||||||
03 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2005 | Management | For | For | ||||||
04 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2005 | Management | For | For | ||||||
05 | APPOINTMENT OF THE AUDITOR OF THE FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2005 | Management | For | For | ||||||
6A | RESOLUTION ON A CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | Management | For | For | ||||||
6B | RESOLUTION ON THE IMPLEMENTATION OF THE CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | Management | For | For | ||||||
07 | RESOLUTION ON A CHANGE IN THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
8A | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LA AGAINST CONTRIBUTIONS IN CASH WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS | Management | For | For | ||||||
8B | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LLA AGAINST CONTRIBUTIONS IN CASH OR IN KIND WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS | Management | For | For | ||||||
9A | RESOLUTION ON THE AUTHORIZATION TO USE TREASURY SHARES WITH A PRO RATA AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 30 MILLION IN AGGREGATE | Management | For | For | ||||||
9B | RESOLUTION ON AN AUTHORIZATION TO ACQUIRE ADDITIONAL TREASURY SHARES WITH A PRO RATE AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 90 MILLION IN AGGREGATE | Management | For | For | ||||||
10 | RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES | Management | For | For | ||||||
11A | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CANCELLATION OF THE EXISTING CONTINGENT CAPITAL IV, ON THE CREATION OF A NEW CONTINGENT CAPITAL IV | Management | For | For | ||||||
11B | RESOLUTION ON AN ADDITIONAL AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CREATION OF A NEW CONTINGENT CAPITAL IVA | Management | For | For | ||||||
12A | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ERSTE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | Management | For | For | ||||||
12B | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ZWEITE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2000 | 0 | 28-Apr-2006 | 28-Apr-2006 |
Page 69 of 99
DENTSPLY INTERNATIONAL INC. | ||||||||||
Security | 249030107 | Meeting Type | Annual | |||||||
Ticker Symbol | XRAY | Meeting Date | 10-May-2006 | |||||||
ISIN | Agenda | 932488504 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WENDY L. DIXON | For | For | |||||||
2 | LESLIE A. JONES | For | For | |||||||
3 | GERALD K. KUNKLE, JR. | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3350 | 0 | 06-May-2006 | 07-May-2006 |
Page 70 of 99
NORFOLK SOUTHERN CORPORATION | ||||||||||
Security | 655844108 | Meeting Type | Annual | |||||||
Ticker Symbol | NSC | Meeting Date | 11-May-2006 | |||||||
ISIN | Agenda | 932465253 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DANIEL A. CARP | For | For | |||||||
2 | STEVEN F. LEER | For | For | |||||||
3 | CHARLES W. MOORMAN, IV | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 9000 | 0 | 10-May-2006 | 10-May-2006 |
Page 71 of 99
LLOYDS TSB GROUP PLC | ||||||||||
Security | 539439109 | Meeting Type | Annual | |||||||
Ticker Symbol | LYG | Meeting Date | 11-May-2006 | |||||||
ISIN | Agenda | 932506439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | RECEIVING THE REPORT AND ACCOUNTS | Management | For | For | ||||||
02 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | SIR VICTOR BLANK | For | For | |||||||
2 | MS T A DIAL | For | For | |||||||
3 | MR J P DU PLESSIS | For | For | |||||||
4 | LORD LEITCH | For | For | |||||||
04 | RE-ELECTION OF DIRECTOR: MR A G KANE | Management | For | For | ||||||
05 | RE-APPOINTMENT OF THE AUDITORS | Management | For | For | ||||||
06 | AUDITORS' REMUNERATION | Management | For | For | ||||||
07 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||
08 | DIRECTORS' POWER TO ISSUE SHARES FOR CASH | Management | For | For | ||||||
09 | AUTHORITY TO PURCHASE ITS SHARES | Management | For | For | ||||||
10 | APPROVAL OF A NEW LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
11A | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: LLOYDS TSB GROUP PLC | Management | For | For | ||||||
11B | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: LLOYDS TSB BANK PLC | Management | For | For | ||||||
11C | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: LLOYDS TSB SCOTLAND PLC | Management | For | For | ||||||
11D | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: SCOTTISH WIDOWS PLC | Management | For | For | ||||||
11E | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: CHELTENHAM & GLOUCESTER PLC | Management | For | For | ||||||
11F | AUTHORITY FOR THE COMPANY, TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE: LLOYDS TSB ASSET FINANCE DIVISION LIMITED | Management | For | For | ||||||
12 | AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | For | For | ||||||
13 | DIRECTORS' FEES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6900 | 0 | 28-Apr-2006 | 28-Apr-2006 |
Page 72 of 99
THOMSON S.A. | ||||||||||
Security | 885118109 | Meeting Type | Annual | |||||||
Ticker Symbol | TMS | Meeting Date | 12-May-2006 | |||||||
ISIN | Agenda | 932498240 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | REPORT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
02 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 | Management | For | For | ||||||
03 | ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005 | Management | For | For | ||||||
04 | APPROVAL OF DISTRIBUTION | Management | For | For | ||||||
05 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||
06 | RATIFICATION OF THE CO-OPTATION OF MR. REMY SAUTTER AS DIRECTOR | Management | For | For | ||||||
07 | RENEWAL OF THE TERM OF OFFICE OF MR. PAUL MURRAY AS DIRECTOR | Management | For | For | ||||||
08 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||
09 | APPOINTMENT OF KPMG AUDIT AS PERMANENT STATUTORY AUDITOR | Management | For | For | ||||||
10 | APPOINTMENT OF "SCP JEAN-CLAUDE ANDRE ET AUTRES' AS SUBSTITUTE STATUTORY AUDITOR | Management | For | For | ||||||
11 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6200 | 0 | 28-Apr-2006 | 28-Apr-2006 |
Page 73 of 99
TOTAL S.A. | ||||||||||
Security | 89151E109 | Meeting Type | Annual | |||||||
Ticker Symbol | TOT | Meeting Date | 12-May-2006 | |||||||
ISIN | Agenda | 932506249 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | Management | For | For | ||||||
02 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||||
03 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | Management | For | For | ||||||
04 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO TRANSFER THE SPECIAL LONG-TERM CAPITAL GAINS RESERVED TO THE ACCOUNT | Management | For | For | ||||||
05 | AGREEMENTS COVERED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||
06 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY | Management | For | For | ||||||
07 | DIRECTOR | Management | ||||||||
1 | ANNE LAUVERGEON | For | For | |||||||
2 | DANIEL BOUTON | For | For | |||||||
3 | BERTRAND COLLOMB | For | For | |||||||
4 | A JEANCOURT-GALIGNANI | For | For | |||||||
5 | MICHEL PEBEREAU | For | For | |||||||
6 | PIERRE VAILLAUD | For | For | |||||||
7 | CHRISTOPHE DE MARGERIE | For | For | |||||||
14 | APPROVAL OF THE ASSET CONTRIBUTION BY THE COMPANY TO ARKEMA, GOVERNED BY THE LEGAL REGIME APPLICABLE TO DEMERGERS | Management | For | For | ||||||
15 | FOUR-FOR-ONE STOCK SPLIT | Management | For | For | ||||||
16 | AMENDMENT OF ARTICLE 11 -3 OF THE COMPANY'S ARTICLES OF ASSOCIATION FIXING THE NUMBER OF SHARES OF THE COMPANY | Management | For | For | ||||||
RA | RESOLUTION A (NOT APPROVED BY THE BOARD OF DIRECTORS) | Management | Abstain | Against | ||||||
RB | RESOLUTION B (NOT APPROVED BY THE BOARD OF DIRECTORS) | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 2600 | 0 | 06-May-2006 | 07-May-2006 |
Page 74 of 99
CHEMED CORPORATION | ||||||||||
Security | 16359R103 | Meeting Type | Annual | |||||||
Ticker Symbol | CHE | Meeting Date | 15-May-2006 | |||||||
ISIN | Agenda | 932488299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | EDWARD L. HUTTON | For | For | |||||||
2 | KEVIN J. MCNAMARA | For | For | |||||||
3 | DONALD BREEN, JR. | For | For | |||||||
4 | CHARLES H. ERHART, JR. | For | For | |||||||
5 | JOEL F. GEMUNDER | For | For | |||||||
6 | PATRICK P. GRACE | For | For | |||||||
7 | THOMAS C. HUTTON | For | For | |||||||
8 | WALTER L. KREBS | For | For | |||||||
9 | SANDRA E. LANEY | For | For | |||||||
10 | TIMOTHY S. O'TOOLE | For | For | |||||||
11 | DONALD E. SAUNDERS | For | For | |||||||
12 | GEORGE J. WALSH III | For | For | |||||||
13 | FRANK E. WOOD | For | For | |||||||
02 | TO APPROVE AND ADOPT THE COMPANY'S 2006 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION, AS AMENDED, INCREASING THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 40,000,000 TO 80,000,000 SHARES. | Management | For | For | ||||||
04 | TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5200 | 0 | 10-May-2006 | 10-May-2006 |
Page 75 of 99
CONMED CORPORATION | ||||||||||
Security | 207410101 | Meeting Type | Annual | |||||||
Ticker Symbol | CNMD | Meeting Date | 16-May-2006 | |||||||
ISIN | Agenda | 932499305 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | EUGENE R. CORASANTI | For | For | |||||||
2 | BRUCE F. DANIELS | For | For | |||||||
3 | WILLIAM D. MATTHEWS | For | For | |||||||
4 | STUART J. SCHWARTZ | For | For | |||||||
5 | JOSEPH J. CORASANTI | For | For | |||||||
6 | STEPHEN M. MANDIA | For | For | |||||||
7 | JO ANN GOLDEN | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2006. | Management | For | For | ||||||
03 | APPROVAL OF THE 2006 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 9720 | 0 | 10-May-2006 | 10-May-2006 |
Page 76 of 99
CHINA NETCOM GROUP CORP (HONG KONG) | ||||||||||
Security | 16940Q101 | Meeting Type | Annual | |||||||
Ticker Symbol | CN | Meeting Date | 16-May-2006 | |||||||
ISIN | Agenda | 932512850 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2005. | Management | For | For | ||||||
02 | APPROVAL TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2005. | Management | For | For | ||||||
03 | TO ELECT DIRECTORS. | Management | For | For | ||||||
04 | APPROVAL TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||
05 | APPROVAL TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
06 | APPROVAL TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
07 | APPROVAL TO AUTHORIZE THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY REFERRED TO IN AGENDA ITEM 6 IN RESPECT OF THE SHARE CAPITAL OF THE COMPANY, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 06-May-2006 | 07-May-2006 |
Page 77 of 99
CHINA NETCOM GROUP CORP (HONG KONG) | ||||||||||
Security | 16940Q101 | Meeting Type | Special | |||||||
Ticker Symbol | CN | Meeting Date | 16-May-2006 | |||||||
ISIN | Agenda | 932525314 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE THE AMENDMENTS TO THE RULES OF THE SHARE OPTION SCHEME, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
02 | TO APPROVE THE AMENDMENTS TO THE TERMS OF THE OPTIONS GRANTED UNDER THE SHARE OPTION SCHEME, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 4000 | 0 | 06-May-2006 | 07-May-2006 |
Page 78 of 99
GLAXOSMITHKLINE PLC | ||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||
Ticker Symbol | GSK | Meeting Date | 17-May-2006 | |||||||
ISIN | Agenda | 932456836 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Management | For | For | ||||||
O2 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | ||||||
O3 | TO ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | ||||||
O4 | TO ELECT MR TOM DE SWAAN AS A DIRECTOR | Management | For | For | ||||||
O5 | TO RE-ELECT MR LARRY CULP AS A DIRECTOR | Management | For | For | ||||||
O6 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | ||||||
O7 | TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR | Management | For | For | ||||||
O8 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||
O9 | REMUNERATION OF AUDITORS | Management | For | For | ||||||
S10 | TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE | Management | For | For | ||||||
S11 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||
S12 | DISAPPLICATION OF PRE-EMPTION RIGHTS (INDICATES A SPECIAL RESOLUTION) | Management | For | For | ||||||
S13 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (INDICATES A SPECIAL RESOLUTION) | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8000 | 0 | 06-May-2006 | 07-May-2006 |
Page 79 of 99
CIMAREX ENERGY CO. | ||||||||||
Security | 171798101 | Meeting Type | Annual | |||||||
Ticker Symbol | XEC | Meeting Date | 17-May-2006 | |||||||
ISIN | Agenda | 932492729 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JERRY BOX | For | For | |||||||
2 | PAUL D. HOLLEMAN | For | For | |||||||
3 | F.H. MERELLI | For | For | |||||||
4 | MICHAEL J. SULLIVAN | For | For | |||||||
02 | APPROVE THE PERFORMANCE GOALS APPLICABLE TO AWARDS OF RESTRICTED STOCK IN ORDER TO OBTAIN THE FEDERAL INCOME TAX DEDUCTION BENEFITS UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | ||||||
03 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6150 | 0 | 15-May-2006 | 15-May-2006 |
Page 80 of 99
NATIONAL OILWELL VARCO, INC. | ||||||||||
Security | 637071101 | Meeting Type | Annual | |||||||
Ticker Symbol | NOV | Meeting Date | 17-May-2006 | |||||||
ISIN | Agenda | 932493339 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GREG L. ARMSTRONG | For | For | |||||||
2 | DAVID D. HARRISON | For | For | |||||||
3 | MERRILL A. MILLER, JR. | For | For | |||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3633 | 0 | 15-May-2006 | 15-May-2006 |
Page 81 of 99
COVENTRY HEALTH CARE, INC. | ||||||||||
Security | 222862104 | Meeting Type | Annual | |||||||
Ticker Symbol | CVH | Meeting Date | 18-May-2006 | |||||||
ISIN | Agenda | 932507429 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN H. AUSTIN, M.D. | For | For | |||||||
2 | DANIEL N. MENDELSON | For | For | |||||||
3 | R. W. MOORHEAD, III | For | For | |||||||
4 | TIMOTHY T.WEGLICKI | For | For | |||||||
02 | APPROVAL TO AMEND THE CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 570,000,000. | Management | For | For | ||||||
03 | APPROVAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DELETE ALL REFERENCES TO SERIES A CONVERTIBLE PREFERRED STOCK. | Management | For | For | ||||||
04 | APPROVAL TO AMEND THE CERTIFICATE OF INCORPORATION TO PROVIDE THAT DIRECTORS ELECTED BY THE BOARD OF DIRECTORS MUST STAND FOR ELECTION AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | ||||||
05 | APPROVAL TO AMEND THE 2004 INCENTIVE PLAN. | Management | For | For | ||||||
06 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP, AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 15-May-2006 | 15-May-2006 |
Page 82 of 99
KINETIC CONCEPTS, INC. | ||||||||||
Security | 49460W208 | Meeting Type | Annual | |||||||
Ticker Symbol | KCI | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932512115 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WOODRIN GROSSMAN* | For | For | |||||||
2 | N. COLIN LIND** | For | For | |||||||
3 | C. THOMAS SMITH** | For | For | |||||||
4 | DONALD E. STEEN** | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 1700 | 0 | 15-May-2006 | 15-May-2006 |
Page 83 of 99
BNP PARIBAS | ||||||||||
Security | 05565A202 | Meeting Type | Annual | |||||||
Ticker Symbol | BNPQY | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932517040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A1 | APPROVAL OF THE CONSOLIDATED BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AT 31 DECEMBER 2005 | Management | For | For | ||||||
A2 | APPROVAL OF THE BANK'S BALANCE SHEET AND PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED 31 DECEMBER 2005 | Management | For | For | ||||||
A3 | APPROPRIATION OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2005 AND DIVIDEND DISTRIBUTION | Management | For | For | ||||||
A4 | AUDITORS' SPECIAL REPORT ON THE TRANSACTIONS AND AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE COMMERCIAL CODE | Management | For | For | ||||||
A5 | AUTHORISATION FOR BNP PARIBAS TO BUY BACK ITS OWN SHARES | Management | For | For | ||||||
A6 | APPOINT THE TERM OF OFFICE AS DIRECTOR LAURENSE PARISOT FOR A PERIOD OF THREE YEARS | Management | For | For | ||||||
A7 | RENEWAL OF THE TERM OF OFFICE AS DIRECTOR OF CLAUDE BEBEAR FOR A PERIOD OF THREE YEARS | Management | For | For | ||||||
A8 | RENEWAL OF THE TERM OF OFFICE AS DIRECTOR OF JEAN-LOUIS BEFFA FOR A PERIOD OF THREE YEARS | Management | For | For | ||||||
A9 | RENEWAL OF THE TERM OF OFFICE AS DIRECTOR OF ALAIN JOLY FOR A PERIOD OF THREE YEARS | Management | For | For | ||||||
A10 | RENEWAL OF THE TERM OF OFFICE AS DIRECTOR OF DENIS KASSLER FOR A PERIOD OF THREE YEARS | Management | For | For | ||||||
A12 | APPOINTMENT OF PRINCIPAL AND DEPUTY AUDITORS | Management | For | For | ||||||
A13 | RENEWAL OF THE APPOINTMENTS OF THE PRINCIPAL AND DEPUTY AUDITORS THAT ARE DUE TO EXPIRE | Management | For | For | ||||||
A14 | RENEWAL OF THE APPOINTMENTS OF THE PRINCIPAL AND DEPUTY AUDITORS THAT ARE DUE TO EXPIRE | Management | For | For | ||||||
A15 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6000 | 0 | 15-May-2006 | 15-May-2006 |
Page 84 of 99
BNP PARIBAS | ||||||||||
Security | 05565A202 | Meeting Type | Special | |||||||
Ticker Symbol | BNPQY | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932517064 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
E16 | ISSUE OF ORDINARY SHARES AND SHARE EQUIVALENTS WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E17 | LIMITATION OF THE ISSUE OF SHARES AND SHARE EQUIVALENTS WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E18 | CHARGING AGAINST THE AUTHORISED AMOUNT TO BE ISSUED WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | ||||||
E19 | ISSUANCE OF SHARES TO BE PAID UP BY CAPITALISING INCOME, RETAINED EARNINGS OR ADDITIONAL PAID-IN- CAPITAL | Management | For | For | ||||||
E20 | OVERALL LIMITATION OF AUTHORISATIONS | Management | For | For | ||||||
E21 | AMENDMENT OF THE FOURTEENTH RESOLUTION ADOPTED BY THE COMBINED ANNUAL MEETING OF 18 MAY 2005 | Management | For | For | ||||||
E22 | AUTHORISATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL VIA THE ISSUE OF SHARES RESERVED FOR THE MEMBERS | Management | For | For | ||||||
E23 | AUTHORISATION TO BE GIVEN TO THE BOARD TO REDUCE THE BANK'S CAPITAL BY THE CANCELLATION OF SHARES | Management | For | For | ||||||
E24 | APPROVAL OF THE MERGER OF SOCIETE CENTRALE D'INVESTISSEMENTSINTO BNP PARIBAS | Management | For | For | ||||||
E25 | AMENDMENT OF THE ARTICLES OF ASSOCIATION WITH REGARD TO THE ELECTION OF DIRECTORS BY EMPLOYEES | Management | For | For | ||||||
E26 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6000 | 0 | 15-May-2006 | 15-May-2006 |
Page 85 of 99
KVH INDUSTRIES, INC. | ||||||||||
Security | 482738101 | Meeting Type | Annual | |||||||
Ticker Symbol | KVHI | Meeting Date | 24-May-2006 | |||||||
ISIN | Agenda | 932508419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARK S. AIN | For | For | |||||||
2 | STANLEY K. HONEY | For | For | |||||||
02 | TO APPROVE THE KVH INDUSTRIES, INC., 2006 STOCK INCENTIVE PLAN, UNDER WHICH AN AGGREGATE OF 1,000,000 SHARES OF OUR COMMON STOCK WILL BE MADE AVAILABLE FOR DISCRETIONARY GRANTS OF STOCK OPTIONS, RESTRICTED STOCK AND OTHER STOCK-BASED AWARDS. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO THE KVH INDUSTRIES, INC., 1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE IN THE PLAN BY 50,000 TO 450,000. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 16000 | 0 | 22-May-2006 | 22-May-2006 |
Page 86 of 99
SANDISK CORPORATION | ||||||||||
Security | 80004C101 | Meeting Type | Annual | |||||||
Ticker Symbol | SNDK | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932490395 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DR. ELI HARARI | For | For | |||||||
2 | IRWIN FEDERMAN | For | For | |||||||
3 | STEVEN J. GOMO | For | For | |||||||
4 | EDDY W. HARTENSTEIN | For | For | |||||||
5 | CATHERINE P. LEGO | For | For | |||||||
6 | MICHAEL E. MARKS | For | For | |||||||
7 | DR. JAMES D. MEINDL | For | For | |||||||
02 | TO APPROVE AMENDMENTS TO THE COMPANY'S 2005 INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION, INCREASING THE AUTHORIZED AMOUNT OF COMMON STOCK FROM 400,000,000 SHARES TO 800,000,000 SHARES. | Management | For | For | ||||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5000 | 0 | 22-May-2006 | 22-May-2006 |
Page 87 of 99
BJ'S WHOLESALE CLUB, INC. | ||||||||||
Security | 05548J106 | Meeting Type | Annual | |||||||
Ticker Symbol | BJ | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932507671 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BERT N. MITCHELL | For | For | |||||||
2 | HELEN FRAME PETERS | For | For | |||||||
3 | MICHAEL T. WEDGE | For | For | |||||||
02 | SHAREHOLDER PROPOSAL REGARDING THE ELECTION OF DIRECTORS BY MAJORITY OF VOTES CAST AT AN ANNUAL MEETING. | Shareholder | Abstain | Against | ||||||
03 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5075 | 0 | 22-May-2006 | 22-May-2006 |
Page 88 of 99
BUNGE LIMITED | ||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||
Ticker Symbol | BG | Meeting Date | 26-May-2006 | |||||||
ISIN | Agenda | 932495840 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECT CLASS II DIRECTOR: FRANCIS COPPINGER | Management | For | For | ||||||
1B | ELECT CLASS II DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | For | For | ||||||
03 | TO APPROVE THE AMENDMENTS TO THE BYE-LAWS OF BUNGE LIMITED AS SET FORTH IN THE PROXY STATEMENT. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 6500 | 0 | 22-May-2006 | 22-May-2006 |
Page 89 of 99
INTERCONTINENTAL HOTELS GROUP PLC | ||||||||||
Security | 45857P103 | Meeting Type | Annual | |||||||
Ticker Symbol | IHG | Meeting Date | 01-Jun-2006 | |||||||
ISIN | Agenda | 932477943 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | RECEIPT OF FINANCIAL STATEMENTS | Management | For | For | ||||||
02 | APPROVAL OF REMUNERATION REPORT | Management | For | For | ||||||
03 | DECLARATION OF FINAL DIVIDEND | Management | For | For | ||||||
4A | ELECTION OF JENNIFER LAING | Management | For | For | ||||||
4B | ELECTION OF JONATHAN LINEN | Management | For | For | ||||||
4C | RE-ELECTION OF ROBERT C LARSON | Management | For | For | ||||||
4D | RE-ELECTION OF STEVAN PORTER | Management | For | For | ||||||
05 | REAPPOINTMENT OF AUDITORS | Management | For | For | ||||||
06 | AUTHORITY TO SET AUDITORS' REMUNERATION | Management | For | For | ||||||
07 | POLITICAL DONATIONS | Management | For | For | ||||||
08 | ALLOTMENT OF SHARES | Management | For | For | ||||||
09 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||
10 | AUTHORITY TO PURCHASE OWN SHARES *VOTING CUT- OFF DATE: MAY 25, 2006 AT 3:00 P.M. EDT* | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 22677 | 0 | 22-May-2006 | 22-May-2006 |
Page 90 of 99
INTERCONTINENTAL HOTELS GROUP PLC | ||||||||||
Security | 45857P103 | Meeting Type | Special | |||||||
Ticker Symbol | IHG | Meeting Date | 01-Jun-2006 | |||||||
ISIN | Agenda | 932527003 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | CONSOLIDATION OF SHARE CAPITAL | Management | For | For | ||||||
02 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 25877 | 0 | 22-May-2006 | 22-May-2006 |
Page 91 of 99
DEUTSCHE BANK AG | ||||||||||
Security | D18190898 | Meeting Type | Annual | |||||||
Ticker Symbol | DB | Meeting Date | 01-Jun-2006 | |||||||
ISIN | Agenda | 932534301 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
02 | APPROPRIATION OF DISTRIBUTABLE PROFIT | Management | For | For | ||||||
03 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2005 FINANCIAL YEAR | Management | For | For | ||||||
04 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2005 FINANCIAL YEAR | Management | For | For | ||||||
05 | ELECTION OF THE AUDITOR FOR THE 2006 FINANCIAL YEAR | Management | For | For | ||||||
06 | AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) | Management | For | For | ||||||
07 | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT) | Management | For | For | ||||||
08 | ELECTION TO THE SUPERVISORY BOARD | Management | For | For | ||||||
09 | NEW AUTHORIZED CAPITAL | Management | For | For | ||||||
10 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION BASED ON UMAG | Management | For | For | ||||||
11 | FURTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 3000 | 0 | 22-May-2006 | 22-May-2006 |
Page 92 of 99
CONTINENTAL AIRLINES, INC. | ||||||||||
Security | 210795308 | Meeting Type | Annual | |||||||
Ticker Symbol | CAL | Meeting Date | 06-Jun-2006 | |||||||
ISIN | Agenda | 932494709 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | THOMAS J. BARRACK, JR. | For | For | |||||||
2 | KIRBYJON H. CALDWELL | For | For | |||||||
3 | LAWRENCE W. KELLNER | For | For | |||||||
4 | DOUGLAS H. MCCORKINDALE | For | For | |||||||
5 | HENRY L. MEYER III | For | For | |||||||
6 | OSCAR MUNOZ | For | For | |||||||
7 | GEORGE G.C. PARKER | For | For | |||||||
8 | JEFFERY A. SMISEK | For | For | |||||||
9 | KAREN HASTIE WILLIAMS | For | For | |||||||
10 | RONALD B. WOODARD | For | For | |||||||
11 | CHARLES A. YAMARONE | For | For | |||||||
02 | PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED CLASS B COMMON STOCK | Management | For | For | ||||||
03 | PROPOSAL TO AMEND THE INCENTIVE PLAN 2000 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN | Management | For | For | ||||||
04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||||||
05 | PROPOSAL OF STOCKHOLDER REGARDING POLITICAL ACTIVITIES | Shareholder | For | Against | ||||||
06 | PLEASE MARK "FOR" IF STOCK OWNED BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT) | Management | Against | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 22-May-2006 | 22-May-2006 |
Page 93 of 99
SIGNET GROUP PLC | ||||||||||
Security | 82668L872 | Meeting Type | Annual | |||||||
Ticker Symbol | SIG | Meeting Date | 09-Jun-2006 | |||||||
ISIN | Agenda | 932524766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO RECEIVE THE AUDITED ACCOUNTS AND ACCOMPANYING REPORTS | Management | For | For | ||||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||
03 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
04 | TO RE-ELECT BROOK LAND | Management | For | For | ||||||
05 | TO RE-ELECT RUSSELL WALLS | Management | For | For | ||||||
06 | TO ELECT MARK LIGHT | Management | For | For | ||||||
07 | TO ELECT MALCOLM WILLIAMSON | Management | For | For | ||||||
08 | TO RE-APPOINT THE AUDITORS | Management | For | For | ||||||
09 | TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||
10 | TO DISAPPLY PRE-EMPTION RIGHTS ON SHARE ALLOTMENTS | Management | For | For | ||||||
11 | TO AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE OF ITS OWN SHARES | Management | For | For | ||||||
12 | TO INCREASE THE MAXIMUM PERMISSIBLE LEVEL OF THE AGGREGATE NON-EXECUTIVE DIRECTORS' FEES | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8000 | 0 | 22-May-2006 | 22-May-2006 |
Page 94 of 99
BANCO SANTANDER CENTRAL HISPANO S.A. | ||||||||||
Security | 05964H105 | Meeting Type | Annual | |||||||
Ticker Symbol | STD | Meeting Date | 16-Jun-2006 | |||||||
ISIN | Agenda | 932539541 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT OF BANCO SANTANDER CENTRAL HISPANO, S.A. AND ITS CONSOLIDATED GROUP. | Management | For | For | ||||||
02 | APPLICATION OF RESULTS FROM THE FISCAL YEAR 2005. | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | MR. JAY S. SIDHU | For | For | |||||||
2 | MR. F. DE ASUA ALVAREZ | For | For | |||||||
3 | MR. ALFREDO SAENZ ABAD | For | For | |||||||
4 | A.P.B. DE S. Y O'SHEA | For | For | |||||||
5 | MR. R.E. GORDILLO | For | For | |||||||
6 | LORD BURNS | For | For | |||||||
04 | RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL YEAR 2006. | Management | For | For | ||||||
05 | AUTHORIZATION ALLOWING THE BANK AND ITS SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK. | Management | For | For | ||||||
6A | AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 16. | Management | For | For | ||||||
6B | AMENDMENT OF ARTICLE 20. | Management | For | For | ||||||
6C | AMENDMENT OF THE FIRST AND SECOND PARAGRAPHS OF ARTICLE 30. | Management | For | For | ||||||
6D | AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 38. | Management | For | For | ||||||
7A | AMENDMENT OF ARTICLE 5. | Management | For | For | ||||||
7B | AMENDMENT OF ARTICLE 6. | Management | For | For | ||||||
7C | AMENDMENT OF ARTICLE 8. | Management | For | For | ||||||
08 | DELEGATION TO THE BOARD TO INCREASE THE COMPANY'S SHARE CAPITAL. | Management | For | For | ||||||
09 | DELEGATION TO THE BOARD OF THE POWER TO ISSUE FIXED-INCOME SECURITIES NOT CONVERTIBLE INTO SHARES. | Management | For | For | ||||||
10 | APPROVAL OF AN INCENTIVE PLAN FOR ABBEY MANAGERS BY DELIVERY OF SANTANDER SHARES. | Management | For | For | ||||||
11 | AUTHORIZING THE BOARD TO INTERPRET, REMEDY, SUPPLEMENT, EXECUTE, AND DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 17000 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 95 of 99
COMPANHIA DE SANEAMENTO BASICO | ||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||
Ticker Symbol | SBS | Meeting Date | 19-Jun-2006 | |||||||
ISIN | Agenda | 932548540 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
I | AMEND ARTICLES 1, 2 AND THE RESPECTIVE PARAGRAPHS, AND ARTICLE 3, IN COMPLIANCE WITH THE PROVISIONS IN THE STATE LAW #12,292, DATED MARCH 2, 2006. | Management | Abstain | Against | ||||||
II | AMEND ARTICLES: 13 "CAPUT" AND PARAGRAPHS, 14 "CAPUT" AND THE FIRST PARAGRAPH, 26 PARAGRAPH FIRST, 36 "CAPUT", AS WELL AS REWORD ARTICLES 41, 42, 43, 44, 45, 46, 47 AND SUBPARAGRAPH, 48 "CAPUT", 49 "CAPUT" AND PARAGRAPHS 1 AND 2 AND ARTICLE 51 IN ORDER TO ADAPT THEM TO THE NEW PROVISIONS IN SAO PAULO STOCK EXCHANGE-NOVO MERCADO'S LISTING RULES. | Management | Abstain | Against | ||||||
III | AMEND ARTICLES 25, "CAPUT" AND PARAGRAPHS, 27 "CAPUT" AND SOLE PARAGRAPH, 29 "CAPUT" AND PARAGRAPH 2, 31 "CAPUT" TO ADJUST THEM TO THE COMPANY'S CURRENT ORGANIZATIONAL STRUCTURE AND INSERT AN ARTICLE AND PARAGRAPHS TO ENSURE LEGAL DEFENSE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL, OFFICERS, EMPLOYEES OR REPRESENTATIVES THAT HAD ACTED UNDER MANAGEMENT'S DELEGATION. | Management | Abstain | Against | ||||||
IV | REORGANIZE CHAPTERS III AND VII, ADJUST AND STANDARDIZE THE WORDING, INCLUDE, EXCLUDE AND RENUMBER THE ARTICLES, AS WELL AS CONSOLIDATE THE COMPANY'S BYLAWS, IN COMPLIANCE WITH THE DRAFT AVAILABLE TO SHAREHOLDERS AT THE COMPANY'S HEADQUARTERS AND ON THE WEBSITE WWW.SABESP.COM.BR. | Management | Abstain | Against | ||||||
V | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 10000 | 0 | 09-Jun-2006 | 09-Jun-2006 |
Page 96 of 99
MICHAELS STORES, INC. | ||||||||||
Security | 594087108 | Meeting Type | Annual | |||||||
Ticker Symbol | MIK | Meeting Date | 20-Jun-2006 | |||||||
ISIN | Agenda | 932520198 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHARLES J. WYLY, JR. | For | For | |||||||
2 | SAM WYLY | For | For | |||||||
3 | RICHARD E. HANLON | For | For | |||||||
4 | RICHARD C. MARCUS | For | For | |||||||
5 | LIZ MINYARD | For | For | |||||||
6 | CECE SMITH | For | For | |||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 5100 | 0 | 22-May-2006 | 22-May-2006 |
Page 97 of 99
MORGAN STANLEY ASIA-PACIFIC FUND, IN | ||||||||||
Security | 61744U106 | Meeting Type | Annual | |||||||
Ticker Symbol | APF | Meeting Date | 20-Jun-2006 | |||||||
ISIN | Agenda | 932544186 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRANK L. BOWMAN | For | For | |||||||
2 | MICHAEL BOZIC | For | For | |||||||
3 | KATHLEEN A. DENNIS | For | For | |||||||
4 | CHARLES A. FIUMEFREDDO | For | For | |||||||
5 | EDWIN J. GARN | For | For | |||||||
6 | MICHAEL F. KLEIN | For | For | |||||||
7 | W. ALLEN REED | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 15000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 98 of 99
BIOVAIL CORPORATION | ||||||||||
Security | 09067J109 | Meeting Type | Special | |||||||
Ticker Symbol | BVF | Meeting Date | 27-Jun-2006 | |||||||
ISIN | Agenda | 932545772 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | THE RESOLUTION IN THE FORM SET OUT IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR APPROVING THE 2006 STOCK OPTION PLAN. | Management | For | For | ||||||
02 | THE RESOLUTION IN THE FORM SET OUT IN APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR APPROVING AMENDMENTS TO THE TERMS OF OUTSTANDING OPTIONS GRANTED UNDER THE 1993 STOCK OPTION PLAN AND THE 2004 STOCK OPTION PLAN. | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | EUGENE N. MELNYK | For | For | |||||||
2 | WILFRED G. BRISTOW | For | For | |||||||
3 | DR. LAURENCE E. PAUL | For | For | |||||||
4 | SHELDON PLENER | For | For | |||||||
5 | MICHAEL R. VAN EVERY | For | For | |||||||
6 | JAMIE C. SOKALSKY | For | For | |||||||
7 | WILLIAM M. WELLS | For | For | |||||||
8 | DR. D.J.P. SQUIRES | For | For | |||||||
04 | APPOINTMENT OF ERNST & YOUNG LLP, AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING AND AUTHORIZATION OF THE BOARD OF DIRECTORS OF BIOVAIL TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034078465 | 01K | 8000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 99 of 99
Commonwealth Japan Fund
ISHARES TRUST | ||||||||||
Security | 464287382 | Meeting Type | Special | |||||||
Ticker Symbol | ITF | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 5000 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 1 of 54
JAPAN SMALLER CAPITALIZATION FUND, I | ||||||||||
Security | 47109U104 | Meeting Type | Annual | |||||||
Ticker Symbol | JOF | Meeting Date | 09-Nov-2005 | |||||||
ISIN | Agenda | 932405005 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHOR WENG TAN | Withheld | Against | |||||||
2 | HIROSHI TERASAKI | Withheld | Against | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 19000 | 0 | 14-Oct-2005 | 14-Oct-2005 |
Page 2 of 54
CANON INC. | ||||||||||
Security | 138006309 | Meeting Type | Annual | |||||||
Ticker Symbol | CAJ | Meeting Date | 30-Mar-2006 | |||||||
ISIN | Agenda | 932448601 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE PROPOSAL OF PROFIT APPROPRIATION FOR THE 105TH BUSINESS TERM | Management | For | For | ||||||
02 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION. GIST OF THIS ITEM IS SET FORTH IN THE ENCLOSED "REFERENCE MATERIALS FOR EXERCISE OF VOTING RIGHTS." | Management | For | For | ||||||
03 | ELECTION OF TWENTY-SIX DIRECTORS | Management | For | For | ||||||
04 | ELECTION OF TWO CORPORATE AUDITORS | Management | For | For | ||||||
05 | GRANT OF RETIRING ALLOWANCE TO DIRECTORS AND CORPORATE AUDITOR TO BE RETIRED | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 2000 | 0 | 21-Mar-2006 | 21-Mar-2006 |
Page 3 of 54
AFLAC INCORPORATED | ||||||||||
Security | 001055102 | Meeting Type | Contested-Annual | |||||||
Ticker Symbol | AFL | Meeting Date | 01-May-2006 | |||||||
ISIN | Agenda | 932463348 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DANIEL P. AMOS | For | For | |||||||
2 | JOHN SHELBY AMOS II | For | For | |||||||
3 | MICHAEL H. ARMACOST | For | For | |||||||
4 | KRISS CLONINGER III | For | For | |||||||
5 | JOE FRANK HARRIS | For | For | |||||||
6 | ELIZABETH J. HUDSON | For | For | |||||||
7 | KENNETH S. JANKE SR. | For | For | |||||||
8 | DOUGLAS W. JOHNSON | For | For | |||||||
9 | ROBERT B. JOHNSON | For | For | |||||||
10 | CHARLES B. KNAPP | For | For | |||||||
11 | HIDEFUMI MATSUI | For | For | |||||||
12 | E. STEPHEN PURDOM, M.D. | For | For | |||||||
13 | B.K. RIMER, DR. PH | For | For | |||||||
14 | MARVIN R. SCHUSTER | For | For | |||||||
15 | DAVID GARY THOMPSON | For | For | |||||||
16 | TOHRU TONOIKE | For | For | |||||||
17 | ROBERT L. WRIGHT | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 3000 | 0 | 18-Apr-2006 | 18-Apr-2006 |
Page 4 of 54
INTELLIGENCE LTD, TOKYO | ||||||||||
Security | J2402D101 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 26-May-2006 | ||||||||
ISIN | JP3153000009 | Agenda | 700968451 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Merger with Gakusei Engokai | Management | For | For | ||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 40 | 0 | 13-May-2006 | 13-May-2006 |
Page 5 of 54
JSR CORPORATION | ||||||||||
Security | J2856K106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-Jun-2006 | ||||||||
ISIN | JP3385980002 | Agenda | 700947116 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note this announcement is being provided to inform you that the true ag enda has been released and is available for your review. (Please refer to the attached PDF files.) | Non-Voting | |||||||||
1. | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 10 , Directors' bonuses JPY 73,000,000 | Management | For | For | ||||||
2. | Amend the Articles of Incorporation: Expand Business Lines, Increase the Numbe r of Auditors, Allow Use of Electronic Systems for Public Notifications, Appro ve Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Elect a Director | Management | For | For | ||||||
3.2 | Elect a Director | Management | For | For | ||||||
3.3 | Elect a Director | Management | For | For | ||||||
3.4 | Elect a Director | Management | For | For | ||||||
3.5 | Elect a Director | Management | For | For | ||||||
3.6 | Elect a Director | Management | For | For | ||||||
3.7 | Elect a Director | Management | For | For | ||||||
3.8 | Elect a Director | Management | For | For | ||||||
3.9 | Elect a Director | Management | For | For | ||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||
5. | Approve Revision of remuneration to be paid to Directors and determining terms and conditions of the Stock Options for Stock- Linked Remuneration | Management | For | For | ||||||
6. | Approve Entrustment to the Board of Directors of the Company of determination of the terms and conditions for issuing Stock Acquisitions Rights to Officers as Stock Option | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 6000 | 0 | 26-May-2006 | 26-May-2006 |
Page 6 of 54
HOYA CORP | ||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-Jun-2006 | ||||||||
ISIN | JP3837800006 | Agenda | 700982235 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Decrease Authorized Capital, Make Resolutions to Remove Directors Special Resolutions, Allow Company to Appoint Independent Auditor, Clarify the Rights and Responsibilities of Outside Directors and Auditors | Management | For | For | ||||||
2.1 | Appoint a Director | Management | For | For | ||||||
2.2 | Appoint a Director | Management | For | For | ||||||
2.3 | Appoint a Director | Management | For | For | ||||||
2.4 | Appoint a Director | Management | For | For | ||||||
2.5 | Appoint a Director | Management | For | For | ||||||
2.6 | Appoint a Director | Management | For | For | ||||||
2.7 | Appoint a Director | Management | For | For | ||||||
2.8 | Appoint a Director | Management | For | For | ||||||
3 | Authorize Use of Stock Options | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 27-May-2006 | 27-May-2006 |
Page 7 of 54
MORGAN STANLEY ASIA-PACIFIC FUND, IN | ||||||||||
Security | 61744U106 | Meeting Type | Annual | |||||||
Ticker Symbol | APF | Meeting Date | 20-Jun-2006 | |||||||
ISIN | Agenda | 932544186 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRANK L. BOWMAN | For | For | |||||||
2 | MICHAEL BOZIC | For | For | |||||||
3 | KATHLEEN A. DENNIS | For | For | |||||||
4 | CHARLES A. FIUMEFREDDO | For | For | |||||||
5 | EDWIN J. GARN | For | For | |||||||
6 | MICHAEL F. KLEIN | For | For | |||||||
7 | W. ALLEN REED | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 6000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 8 of 54
TOKAI RIKA CO LTD | ||||||||||
Security | J85968105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 21-Jun-2006 | ||||||||
ISIN | JP3566600007 | Agenda | 700992440 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Approve Purchase of Own Shares | Management | For | For | ||||||
3 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Term of Office of Directors | Management | For | For | ||||||
4.1 | Appoint a Director | Management | For | For | ||||||
4.2 | Appoint a Director | Management | For | For | ||||||
4.3 | Appoint a Director | Management | For | For | ||||||
4.4 | Appoint a Director | Management | For | For | ||||||
4.5 | Appoint a Director | Management | For | For | ||||||
4.6 | Appoint a Director | Management | For | For | ||||||
4.7 | Appoint a Director | Management | For | For | ||||||
4.8 | Appoint a Director | Management | For | For | ||||||
4.9 | Appoint a Director | Management | For | For | ||||||
4.10 | Appoint a Director | Management | For | For | ||||||
4.11 | Appoint a Director | Management | For | For | ||||||
4.12 | Appoint a Director | Management | For | For | ||||||
4.13 | Appoint a Director | Management | For | For | ||||||
4.14 | Appoint a Director | Management | For | For | ||||||
4.15 | Appoint a Director | Management | For | For | ||||||
4.16 | Appoint a Director | Management | For | For | ||||||
4.17 | Appoint a Director | Management | For | For | ||||||
4.18 | Appoint a Director | Management | For | For | ||||||
4.19 | Appoint a Director | Management | For | For | ||||||
4.20 | Appoint a Director | Management | For | For | ||||||
4.21 | Appoint a Director | Management | For | For | ||||||
4.22 | Appoint a Director | Management | For | For | ||||||
4.23 | Appoint a Director | Management | For | For | ||||||
5.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
6 | Authorize Use of Stock Options | Other | Abstain | For | ||||||
7 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 9 of 54
NIDEC CORPORATION | ||||||||||
Security | 654090109 | Meeting Type | Annual | |||||||
Ticker Symbol | NJ | Meeting Date | 22-Jun-2006 | |||||||
ISIN | Agenda | 932546356 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE THE PROPOSED APPROPRIATION OF PROFIT WITH RESPECT TO THE 33RD FISCAL PERIOD. | Management | For | For | ||||||
02 | TO AMEND PARTLY THE ARTICLES OF INCORPORATION. | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | SHIGENOBU NAGAMORI | For | For | |||||||
2 | HIROSHI KOBE | For | For | |||||||
3 | YASUNOBU TORIYAMA | For | For | |||||||
4 | KENJI SAWAMURA | For | For | |||||||
5 | JYUNTARO FUJII | For | For | |||||||
6 | YASUO HAMAGUCHI | For | For | |||||||
7 | SEIZABURO KAWAGUCHI | For | For | |||||||
8 | TADAAKI HAMADA | For | For | |||||||
9 | SEIICHI HATTORI | For | For | |||||||
10 | TETSUO INOUE | For | For | |||||||
11 | SATORU KAJI | For | For | |||||||
12 | TAKASHI IWATA | For | For | |||||||
13 | AKIRA KAGATA | For | For | |||||||
14 | KIYOYOSHI TAKEGAMI | For | For | |||||||
15 | TORU KODAKI | For | For | |||||||
4A | ELECT SHIRO KUNIYA AS A CORPORATE AUDITOR. | Management | For | For | ||||||
4B | ELECT YOSHIRO KITANO AS A CORPORATE AUDITOR. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 9000 | 0 | 09-Jun-2006 | 09-Jun-2006 |
Page 10 of 54
MARUBENI CORPORATION | ||||||||||
Security | J39788138 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Jun-2006 | ||||||||
ISIN | JP3877600001 | Agenda | 700949398 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note this announcement is being provided to inform you that the true ag enda has been released and is available for your review. (Please refer to the attached PDF files.) | Non-Voting | |||||||||
1. | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend for Or dinary Shares JPY5, Class I First Issue Preferred Shares JPY10 | Management | For | For | ||||||
2. | Amend the Articles of Incorporation: Allow Use of Electronic Systems for Publi c Notifications, Approve Revisions Related to the New Commercial Code, Introdu ction of Provision for Class Shareholders' Meeting | Management | For | For | ||||||
3.1 | Elect a Director | Management | For | For | ||||||
3.2 | Elect a Director | Management | For | For | ||||||
3.3 | Elect a Director | Management | For | For | ||||||
3.4 | Elect a Director | Management | For | For | ||||||
3.5 | Elect a Director | Management | For | For | ||||||
3.6 | Elect a Director | Management | For | For | ||||||
3.7 | Elect a Director | Management | For | For | ||||||
3.8 | Elect a Director | Management | For | For | ||||||
3.9 | Elect a Director | Management | For | For | ||||||
3.10 | Elect a Director | Management | For | For | ||||||
3.11 | Elect a Director | Management | For | For | ||||||
3.12 | Elect a Director | Management | For | For | ||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||
6. | Amend the Compensation to be received by Directors | Management | For | For | ||||||
7. | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 30000 | 0 | 01-Jun-2006 | 01-Jun-2006 |
Page 11 of 54
EAST JAPAN RAILWAY CO | ||||||||||
Security | J1257M109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Jun-2006 | ||||||||
ISIN | JP3783600004 | Agenda | 700992375 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors , Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
3.12 | Appoint a Director | Management | For | For | ||||||
3.13 | Appoint a Director | Management | For | For | ||||||
3.14 | Appoint a Director | Management | For | For | ||||||
3.15 | Appoint a Director | Management | For | For | ||||||
3.16 | Appoint a Director | Management | For | For | ||||||
3.17 | Appoint a Director | Management | For | For | ||||||
3.18 | Appoint a Director | Management | For | For | ||||||
3.19 | Appoint a Director | Management | For | For | ||||||
3.20 | Appoint a Director | Management | For | For | ||||||
3.21 | Appoint a Director | Management | For | For | ||||||
3.22 | Appoint a Director | Management | For | For | ||||||
3.23 | Appoint a Director | Management | For | For | ||||||
3.24 | Appoint a Director | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 15 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 12 of 54
MEIDENSHA CORPORATION VORMALS MEIDENSHA ELECTRIC M | ||||||||||
Security | J41594102 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 23-Jun-2006 | ||||||||
ISIN | JP3919800007 | Agenda | 700994052 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Expand Business Lines, Increase Authorized Capital | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Approve Retirement Benefits to Auditor, and Special Payment for Deceased CEO/Chairman | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 38000 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 13 of 54
KUBOTA CORPORATION | ||||||||||
Security | 501173207 | Meeting Type | Annual | |||||||
Ticker Symbol | KUB | Meeting Date | 23-Jun-2006 | |||||||
ISIN | Agenda | 932549706 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | MATTERS CONCERNING THE APPROVAL OF PROPOSED APPROPRIATIONS OF UNAPPROPRIATED RETAINED EARNINGS FOR THE 116TH PERIOD. | Management | For | For | ||||||
02 | MATTERS CONCERNING PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION. | Management | For | For | ||||||
03 | MATTERS CONCERNING AMENDMENT TO THE ARTICLE OF INCORPORATION REGARDING A CHANGE OF THE DECISION-MAKING ENTITY FOR APPROPRIATION OF RETAINED SURPLUS, ETC. | Management | For | For | ||||||
04 | DIRECTOR | Management | ||||||||
1 | DAISUKE HATAKAKE | For | For | |||||||
2 | MORIYA HAYASHI | For | For | |||||||
3 | YOSHIHIRO FUJIO | For | For | |||||||
4 | TOSHIHIRO FUKUDA | For | For | |||||||
5 | YASUO MASUMOTO | For | For | |||||||
6 | YOSHIHARU NISHIGUCHI | For | For | |||||||
7 | EISAKU SHINOHARA | For | For | |||||||
8 | NOBUO IZAWA | For | For | |||||||
9 | YOSHIHIKO TABATA | For | For | |||||||
10 | KAZUNOBU UETA | For | For | |||||||
11 | TOKUJI OHGI | For | For | |||||||
12 | MORIMITSU KATAYAMA | For | For | |||||||
13 | NOBUYUKI TOSHIKUNI | For | For | |||||||
14 | HIROKAZU NARA | For | For | |||||||
15 | MASAYOSHI KITAOKA | For | For | |||||||
16 | TETSUJI TOMITA | For | For | |||||||
17 | MASATOSHI KIMATA | For | For | |||||||
18 | NOBUYO SHIOJI | For | For | |||||||
19 | TAKESHI TORIGOE | For | For | |||||||
20 | SATORU SAKAMOTO | For | For | |||||||
21 | HIDEKI IWABU | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 4000 | 0 | 09-Jun-2006 | 09-Jun-2006 |
Page 14 of 54
TOYOTA MOTOR CORPORATION | ||||||||||
Security | 892331307 | Meeting Type | Annual | |||||||
Ticker Symbol | TM | Meeting Date | 23-Jun-2006 | |||||||
ISIN | Agenda | 932551888 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE FY2006 TERM | Management | For | For | ||||||
02 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
03 | ELECTION OF 26 DIRECTORS | Management | For | For | ||||||
04 | ELECTION OF 3 CORPORATE AUDITORS | Management | For | For | ||||||
05 | ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES, ETC., OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES | Management | For | For | ||||||
06 | ACQUISITION OF OWN SHARES | Management | For | For | ||||||
07 | AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE AUDITORS, AND PAYMENT OF THE FINAL RETIREMENT BONUS TO DIRECTORS DUE TO THE ABOLISHMENT OF THE RETIREMENT BONUS SYSTEM FOR DIRECTORS | Management | For | For | ||||||
08 | REVISION OF THE AMOUNT OF REMUNERATION FOR DIRECTORS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 2500 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 15 of 54
SUNDRUG CO LTD | ||||||||||
Security | J78089109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Jun-2006 | ||||||||
ISIN | JP3336600006 | Agenda | 701007684 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Appoint Accounting Auditors | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2000 | 0 | 14-Jun-2006 | 14-Jun-2006 |
Page 16 of 54
NISSIN CO., LTD. | ||||||||||
Security | 654765106 | Meeting Type | Annual | |||||||
Ticker Symbol | NIS | Meeting Date | 24-Jun-2006 | |||||||
ISIN | Agenda | 932554339 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE PROPOSAL FOR APPROPRIATION OF EARNINGS FOR THE 47TH FISCAL YEAR. | Management | For | For | ||||||
02 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION. | Management | For | For | ||||||
03 | ELECTION OF ELEVEN (11) DIRECTORS. | Management | For | For | ||||||
04 | REVISION OF COMPENSATION AMOUNTS FOR DIRECTORS AND STATUTORY AUDITORS. | Management | For | For | ||||||
05 | DETERMINATION OF COMPENSATION IN THE FORM OF STOCK OPTIONS FOR DIRECTORS. | Management | For | For | ||||||
06 | PRESENTATION OF RETIREMENT BENEFITS TO RETIRING DIRECTOR. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 5760 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 17 of 54
KADOKAWA HOLDINGS INC, TOKYO | ||||||||||
Security | J2888G107 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Jun-2006 | ||||||||
ISIN | JP3214300000 | Agenda | 701006074 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Increase Board Size | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
3.12 | Appoint a Director | Management | For | For | ||||||
3.13 | Appoint a Director | Management | For | For | ||||||
3.14 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Approve Revision to Remuneration for Directors | Management | For | For | ||||||
6 | Authorize Use of Stock Options for Directors | Other | Abstain | For | ||||||
7 | Authorize Use of Stock Options | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 18 of 54
DENSO CORP | ||||||||||
Security | J12075107 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Jun-2006 | ||||||||
ISIN | JP3551500006 | Agenda | 701002898 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Approve Purchase of Own Shares | Management | For | For | ||||||
3 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors , Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
4.1 | Appoint a Director | Management | For | For | ||||||
4.2 | Appoint a Director | Management | For | For | ||||||
4.3 | Appoint a Director | Management | For | For | ||||||
4.4 | Appoint a Director | Management | For | For | ||||||
4.5 | Appoint a Director | Management | For | For | ||||||
4.6 | Appoint a Director | Management | For | For | ||||||
4.7 | Appoint a Director | Management | For | For | ||||||
4.8 | Appoint a Director | Management | For | For | ||||||
4.9 | Appoint a Director | Management | For | For | ||||||
4.10 | Appoint a Director | Management | For | For | ||||||
4.11 | Appoint a Director | Management | For | For | ||||||
4.12 | Appoint a Director | Management | For | For | ||||||
4.13 | Appoint a Director | Management | For | For | ||||||
5 | Authorize Use of Stock Options | Other | Abstain | For | ||||||
6 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 3000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 19 of 54
TOHO GAS CO LTD | ||||||||||
Security | J84850106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Jun-2006 | ||||||||
ISIN | JP3600200004 | Agenda | 701003078 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Decrease Authorized Capital, Reduce Board Size | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Approve Retirement Benefits to Directors and Auditors, and Special Payment for Deceased Auditor | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 35000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 20 of 54
ADVANTEST CORPORATION | ||||||||||
Security | 00762U101 | Meeting Type | Annual | |||||||
Ticker Symbol | ATE | Meeting Date | 27-Jun-2006 | |||||||
ISIN | Agenda | 932552842 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 64TH FISCAL YEAR | Management | For | For | ||||||
02 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | NAOYUKI AKIKUSA | For | For | |||||||
2 | YASUSHIGE HAGIO | For | For | |||||||
04 | ELECTION OF ONE CORPORATE AUDITOR | Management | For | For | ||||||
05 | DETERMINATION OF THE AMOUNT OF REMUNERATION FOR GRANTING STOCK OPTIONS TO DIRECTORS AND CORPORATE AUDITORS | Management | For | For | ||||||
06 | ISSUANCE OF THE STOCK ACQUISITION RIGHTS AS STOCK OPTIONS | Management | For | For | ||||||
07 | PAYMENT OF MONEY TO DIRECTORS AND CORPORATE AUDITORS STILL IN OFFICE FOLLOWING THE ABOLISHMENT OF RETIREMENT ALLOWANCE PAYMENT SYSTEM | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 5000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 21 of 54
NISSAN MOTOR CO., LTD. | ||||||||||
Security | 654744408 | Meeting Type | Annual | |||||||
Ticker Symbol | NSANY | Meeting Date | 27-Jun-2006 | |||||||
ISIN | Agenda | 932556535 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF APPROPRIATION OF RETAINED EARNINGS FOR THE 107TH FISCAL YEAR | Management | For | For | ||||||
02 | AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
03 | ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK ACQUISITION RIGHT) WITHOUT CONSIDERATION AS STOCK OPTIONS TO EMPLOYEES OF THE COMPANY AND DIRECTORS AND EMPLOYEES OF ITS AFFILIATES | Management | For | For | ||||||
4A | ELECT TAKEO OHTSUBO AS STATUTORY AUDITOR | Management | For | For | ||||||
4B | ELECT TOSHIYUKI NAKAMURA AS STATUTORY AUDITOR | Management | For | For | ||||||
05 | GRANTING OF RETIREMENT ALLOWANCE TO THE RETIRING STATUTORY AUDITORS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 5000 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 22 of 54
T&D HOLDINGS,INC. | ||||||||||
Security | J86796109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3539220008 | Agenda | 700949110 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note this announcement is being provided to inform you that the true ag enda has been released and is available for your review. (Please refer to the attached PDF files.) | Non-Voting | |||||||||
1. | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 55 , Corporate Officers' bonuses JPY 39,291,000 (including JPY 10,525,000 to the Corporate Auditors) | Management | For | For | ||||||
2. | Amend the Articles of Incorporation: Change the registered location of the hea d office, Allow Use of Electronic Systems for Public Notifications, Abolish Se nior Managing Director and Managing Director, in line with the introduction of the Executive Officers System, Approve Revisions Related to the New Commercia l Code | Management | For | For | ||||||
3.1 | Elect a Director | Management | For | For | ||||||
3.2 | Elect a Director | Management | For | For | ||||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2000 | 0 | 09-Jun-2006 | 09-Jun-2006 |
Page 23 of 54
ALPINE ELECTRONICS INC | ||||||||||
Security | J01134105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3126200009 | Agenda | 700994761 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Appoint an Independent Auditor | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Directors | Management | For | For | ||||||
6 | Amend the Compensation to be Received by Auditors | Management | For | For | ||||||
7 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Auditors | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 8000 | 0 | 08-Jun-2006 | 08-Jun-2006 |
Page 24 of 54
FANUC LTD | ||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3802400006 | Agenda | 701003345 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 65, Directors' bonuses JPY 415,500,000, Corporate Auditors' bonuses JPY 57,000,000 | Management | For | For | ||||||
2 | Amend the Articles of Incorporation: Reduce Board Size, Reduce Term of Office of Directors, Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
4 | Amend the Compensation to be Received by Directors | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Corporate Auditors | Management | For | For | ||||||
6 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 1500 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 25 of 54
TAIHEIYO CEM CORP | ||||||||||
Security | J7923L110 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3449020001 | Agenda | 701006555 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Approve Retirement Benefits to Directors and Auditors | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 40000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 26 of 54
YAMATO HOLDINGS CO LTD, TOKYO | ||||||||||
Security | J96612114 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3940000007 | Agenda | 701014348 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications , Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Decrease Authorized Capital | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Appoint 1 Supplementary Auditor | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 9000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 27 of 54
AOC HOLDINGS INC, TOKYO | ||||||||||
Security | J0155M104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Jun-2006 | ||||||||
ISIN | JP3160300004 | Agenda | 701015225 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors , Approve Minor Revisions Related to the New Commercial Code, Increase Board Size | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 28 of 54
MATSUSHITA ELECTRIC INDUSTRIAL CO., | ||||||||||
Security | 576879209 | Meeting Type | Annual | |||||||
Ticker Symbol | MC | Meeting Date | 28-Jun-2006 | |||||||
ISIN | Agenda | 932547625 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE THE PROPOSED ALLOCATION OF PROFIT WITH RESPECT TO THE 99TH FISCAL PERIOD | Management | For | For | ||||||
02 | TO MAKE PARTIAL AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | MASAYUKI MATSUSHITA | For | For | |||||||
2 | KUNIO NAKAMURA | For | For | |||||||
3 | TAKAMI SANO | For | For | |||||||
4 | SUSUMU KOIKE | For | For | |||||||
5 | TETSUYA KAWAKAMI | For | For | |||||||
6 | FUMIO OHTSUBO | For | For | |||||||
7 | TOSHIHIRO SAKAMOTO | For | For | |||||||
8 | TAKAHIRO MORI | For | For | |||||||
9 | SHINICHI FUKUSHIMA | For | For | |||||||
10 | IKUO UNO | For | For | |||||||
11 | YOSHIFUMI NISHIKAWA | For | For | |||||||
12 | HIDETSUGU OTSURU | For | For | |||||||
13 | MIKIO ITO | For | For | |||||||
14 | IKUSABURO KASHIMA | For | For | |||||||
15 | MASAHARU MATSUSHITA | For | For | |||||||
16 | SHUNZO USHIMARU* | For | For | |||||||
17 | JUNJI ESAKA* | For | For | |||||||
04 | TO ELECT 1 CORPORATE AUDITOR | Management | For | For | ||||||
05 | TO APPROVE THE PAYMENT OF RETIREMENT ALLOWANCES TO RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE AND FINAL ALLOWANCES RELATED TO THE TERMINATION OF THE COMPANY'S BENEFIT SYSTEM FOR RETIRING DIRECTORS AND CORPORATE AUDITORS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 6800 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 29 of 54
NIPPON TELEGRAPH & TELEPHONE CORPORA | ||||||||||
Security | 654624105 | Meeting Type | Annual | |||||||
Ticker Symbol | NTT | Meeting Date | 28-Jun-2006 | |||||||
ISIN | Agenda | 932548831 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF PROPOSED APPROPRIATION OF UNAPPROPRIATED RETAINED EARNINGS FOR THE 21ST FISCAL YEAR ENDED MARCH 31, 2006. | Management | For | For | ||||||
02 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION. | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | NORIO WADA | For | For | |||||||
2 | SATOSHI MIURA | For | For | |||||||
3 | RYUJI YAMADA | For | For | |||||||
4 | SHIN HASHIMOTO | For | For | |||||||
5 | YUJI INOUE | For | For | |||||||
6 | HIROO UNOURA | For | For | |||||||
7 | KEN YAGI | For | For | |||||||
8 | AKIRA ARIMA | For | For | |||||||
9 | KIYOSHI KOUSAKA | For | For | |||||||
10 | TAKASHI IMAI | For | For | |||||||
11 | YOTARO KOBAYASHI | For | For | |||||||
4A | ELECT SUSUMU FUKUZAWA AS CORPORATE AUDITOR | Management | For | For | ||||||
4B | ELECT SHIGERU IWAMOTO AS CORPORATE AUDITOR | Management | For | For | ||||||
05 | ELECTION OF ACCOUNTING AUDITOR. | Management | For | For | ||||||
06 | AWARD OF RETIREMENT ALLOWANCE FOR RETIRING DIRECTOR AND CORPORATE AUDITORS AND ONE-TIME DISCONTINUATION PAYMENT IN THE WAKE OF THE ABOLITION OF THE RETIREMENT ALLOWANCE SYSTEM. | Management | For | For | ||||||
07 | REVISION OF REMUNERATION FOR DIRECTORS AND CORPORATE AUDITORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 5000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 30 of 54
INTERNET INITIATIVE JAPAN INC. | ||||||||||
Security | 46059T109 | Meeting Type | Annual | |||||||
Ticker Symbol | IIJI | Meeting Date | 28-Jun-2006 | |||||||
ISIN | Agenda | 932554567 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE PROPOSAL FOR APPROPRIATION OF LOSS FOR THE 14TH FISCAL YEAR | Management | For | For | ||||||
02 | REDUCTION OF ADDITIONAL PAID-IN-CAPITAL | Management | For | For | ||||||
03 | REDUCTION OF COMMON STOCK | Management | For | For | ||||||
04 | AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
05 | ELECTION OF SIX DIRECTORS | Management | For | For | ||||||
06 | ELECTION OF A STATUTORY AUDITOR | Management | For | For | ||||||
07 | GRANTING OF RETIREMENT ALLOWANCE TO A RETIRING STATUTORY AUDITOR | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 7000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 31 of 54
TAIYO YUDEN CO.,LTD. | ||||||||||
Security | J80206113 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3452000007 | Agenda | 700946962 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note this announcement is being provided to inform you that the true ag enda has been released and is available for your review. (Please refer to the attached PDF files.) | Non-Voting | |||||||||
1. | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 5, Titled Directors' bonuses JPY 50,000,000 | Management | For | For | ||||||
2. | Amend the Articles of Incorporation: Allow Use of Electronic Systems for Publi c Notifications, Approve Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Elect a Director | Management | For | For | ||||||
3.2 | Elect a Director | Management | For | For | ||||||
3.3 | Elect a Director | Management | For | For | ||||||
3.4 | Elect a Director | Management | For | For | ||||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||
5. | Approve to Amend the Compensation to be Received by Directors as Stock Option | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 10000 | 0 | 09-Jun-2006 | 09-Jun-2006 |
Page 32 of 54
YAMADA DENKI CO.,LTD. | ||||||||||
Security | J95534103 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3939000000 | Agenda | 700949576 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
Please note this announcement is being provided to inform you that the true ag enda has been released and is available for your review. (Please refer to the attached PDF files.) | Non-Voting | |||||||||
1. | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 25 , Corporate Officers' bonuses JPY 108,641,250 (including JPY 4,861,350 to the Corporate Auditors) | Management | For | For | ||||||
2. | Amend the Articles of Incorporation: Approve Revisions Related to the New Comm ercial Code, Increase Authorized Capital | Management | For | For | ||||||
3.1 | Elect a Director | Management | For | For | ||||||
3.2 | Elect a Director | Management | For | For | ||||||
3.3 | Elect a Director | Management | For | For | ||||||
3.4 | Elect a Director | Management | For | For | ||||||
3.5 | Elect a Director | Management | For | For | ||||||
3.6 | Elect a Director | Management | For | For | ||||||
3.7 | Elect a Director | Management | For | For | ||||||
3.8 | Elect a Director | Management | For | For | ||||||
3.9 | Elect a Director | Management | For | For | ||||||
3.10 | Elect a Director | Management | For | For | ||||||
3.11 | Elect a Director | Management | For | For | ||||||
3.12 | Elect a Director | Management | For | For | ||||||
3.13 | Elect a Director | Management | For | For | ||||||
3.14 | Elect a Director | Management | For | For | ||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||
5. | Amend the Compensation to be received by Directors | Management | For | For | ||||||
6. | Amend the Compensation to be received by Corporate Auditors | Management | For | For | ||||||
7. | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2000 | 0 | 26-May-2006 | 26-May-2006 |
Page 33 of 54
TERUMO CORP | ||||||||||
Security | J83173104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3546800008 | Agenda | 700990509 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1. | Approve the profit appropriation for No. 91 Term: dividends for the current te rm has been as JPY 14 per share JPY 24 on an yearly basis | Management | For | For | ||||||
2. | Amend the Company's Articles of Incorporation: according to the new Company La w, the Company has proposed to amend partially the Company's Articles of Incor poration | Management | For | For | ||||||
3.1 | Elect Mr. Takashi Wachi as a Director | Management | For | For | ||||||
3.2 | Elect Mr. Akira Takahashi as a Director | Management | For | For | ||||||
3.3 | Elect Mr. Takahiro Kugo as a Director | Management | For | For | ||||||
3.4 | Elect Mr. Hachirou Hara as a Director | Management | For | For | ||||||
3.5 | Elect Mr. Kouji Nakao as a Director | Management | For | For | ||||||
3.6 | Elect Mr. Hiroshi Matsumura as a Director | Management | For | For | ||||||
3.7 | Elect Mr. Takayoshi Mimura as a Director | Management | For | For | ||||||
3.8 | Elect Mr. Akira Oguma as a Director | Management | For | For | ||||||
3.9 | Elect Mr. Shougo Ninomiya as a Director | Management | For | For | ||||||
3.10 | Elect Mr. Yuutarou Shintaku as a Director | Management | For | For | ||||||
3.11 | Elect Mr. Takeshi Isayama as a Director | Management | For | For | ||||||
3.12 | Elect Mr. Tetsuo Seki as a Director | Management | For | For | ||||||
4. | Elect Nobuyuki Takai as a Statutory Auditor | Management | For | For | ||||||
5. | Elect Eizaburou Sano as an Alternate Statutory Auditor | Management | For | For | ||||||
6. | Grant retirement allowance to the retired Director, Mr. Tooru Nonoyama and the Statutory Auditor, Eizaburou Sano, who retire during the current term the Co mpany has proposed to grant retirement allowances to them according to the Com pany rule | Management | For | For | ||||||
7. | Grant retirement allowances, subject to the approval of Resolution 3, to 10 re -appointed Directors: Messrs. Takashi Wachi, Akira Takahashi, Takahiro Kugo, H achirou Hara, Kouji Nakao, Hiroshi Matsumura, Takayoshi Mimura, Akira Oguma, S hougo Ninomiya, Takeshi Isayama and to the current Statutory Auditors Shigeru Miura, Kenji Tada and Fumio Sugisaki | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 06-Jun-2006 | 06-Jun-2006 |
Page 34 of 54
SUMITOMO REALTY & DEVELOPMENT CO LTD | ||||||||||
Security | J77841112 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3409000001 | Agenda | 700992868 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 5 | Management | For | For | ||||||
2 | Amend the Articles of Incorporation: Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 6000 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 35 of 54
HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||
Security | J21378104 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3850200001 | Agenda | 700993783 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits: Term-End Dividend - Ordinary Dividend JPY 25, Corporate Officers' bonuses JPY 100,000,000 (including JPY 16,000,000 to the Corporate Auditors), Special Reserve | Management | For | For | ||||||
2 | Amend the Articles of Incorporation: Approve Revisions Related to the New Commercial Code (Please refer to the attached PDF files.) | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
3.12 | Appoint a Director | Management | For | For | ||||||
3.13 | Appoint a Director | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 6000 | 0 | 07-Jun-2006 | 07-Jun-2006 |
Page 36 of 54
TAKEDA PHARMACEUTICAL CO LTD | ||||||||||
Security | J8129E108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3463000004 | Agenda | 700998353 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
4 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2000 | 0 | 10-Jun-2006 | 10-Jun-2006 |
Page 37 of 54
NGK SPARK PLUG CO LTD | ||||||||||
Security | J49119100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3738600000 | Agenda | 700999292 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Expand Business Lines | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
3.12 | Appoint a Director | Management | For | For | ||||||
3.13 | Appoint a Director | Management | For | For | ||||||
3.14 | Appoint a Director | Management | For | For | ||||||
3.15 | Appoint a Director | Management | For | For | ||||||
3.16 | Appoint a Director | Management | For | For | ||||||
3.17 | Appoint a Director | Management | For | For | ||||||
3.18 | Appoint a Director | Management | For | For | ||||||
3.19 | Appoint a Director | Management | For | For | ||||||
3.20 | Appoint a Director | Management | For | For | ||||||
3.21 | Appoint a Director | Management | For | For | ||||||
3.22 | Appoint a Director | Management | For | For | ||||||
3.23 | Appoint a Director | Management | For | For | ||||||
4 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Corporate Officers | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 6000 | 0 | 10-Jun-2006 | 10-Jun-2006 |
Page 38 of 54
TOBU RAILWAY CO LTD | ||||||||||
Security | J84162148 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3597800006 | Agenda | 701003686 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for All Auditors, Adopt Reduction of Liability System for All Directors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors , Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
4 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 18000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 39 of 54
TOHOKU ELECTRIC POWER CO INC | ||||||||||
Security | J85108108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3605400005 | Agenda | 701004183 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Approve Minor Revisions Related to the New Commercial Code, Allow Disclosure of Shareholder Meeting Materials on the Internet | Management | For | For | ||||||
3 | Shareholder Proposal: Approve Alternative Appropriation of Profit Proposal | Shareholder | Against | For | ||||||
4 | Shareholder's Proposals: Amend Articles to Require Disclosure of Compensation Paid to Individual Directors and Auditors | Management | For | For | ||||||
5 | Shareholder's Proposals: Amend Articles to Eliminate System for the Provision of Retirement Allowances for Directors and Auditors | Management | For | For | ||||||
6 | Shareholder's Proposals: Create an Article of Operation Unit System in order for each Unit to Undertake Cost and Responsibilities | Management | For | For | ||||||
7 | Shareholder's Proposals: Amend Articles to Allow Company to Engage in the Energy Conservation Business | Management | For | For | ||||||
8 | Shareholder's Proposals: Amend Articles to Allow Company to Cooperate in Revitalizing the Rokkasho Village of Aoyama Pref. | Management | For | For | ||||||
9 | Shareholder's Proposals: Amend Articles to Halt the Operations of Three Onagawa Nuclear Power Stations | Management | For | For | ||||||
10 | Shareholder's Proposals: Remove Director Kobayashi | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 7000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 40 of 54
KEIHIN ELECTRIC EXPRESS RAILWAY CO LTD | ||||||||||
Security | J32104119 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3280200001 | Agenda | 701005399 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Expand Business Lines, Increase the Maximum Number of Auditors | Management | For | For | ||||||
3 | Amend the Compensation to be Received by Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 13000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 41 of 54
KEIO CORP, TOKYO | ||||||||||
Security | J32190126 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3277800003 | Agenda | 701005919 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Approve Purchase of Own Shares | Management | For | For | ||||||
3 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors , Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
4.1 | Appoint a Director | Management | For | For | ||||||
4.2 | Appoint a Director | Management | For | For | ||||||
4.3 | Appoint a Director | Management | For | For | ||||||
4.4 | Appoint a Director | Management | For | For | ||||||
4.5 | Appoint a Director | Management | For | For | ||||||
4.6 | Appoint a Director | Management | For | For | ||||||
4.7 | Appoint a Director | Management | For | For | ||||||
4.8 | Appoint a Director | Management | For | For | ||||||
5.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
5.2 | Appoint a Corporate Auditor | Management | For | For | ||||||
6 | Appoint Accounting Auditors | Management | For | For | ||||||
7 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
8 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Other | Abstain | For | ||||||
9 | Amend the Compensation to be Received by Directors and Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 18000 | 0 | 13-Jun-2006 | 13-Jun-2006 |
Page 42 of 54
BANK FUKUOKA LTD | ||||||||||
Security | J03822103 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3804000002 | Agenda | 701008460 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Board Size, Reduce Term of Office of Directors | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
4 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
5 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Other | Abstain | For | ||||||
6 | Amend the Compensation to be Received by Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 10000 | 0 | 14-Jun-2006 | 14-Jun-2006 |
Page 43 of 54
NEOMAX CO LTD, OSAKA | ||||||||||
Security | J4886J109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3408600009 | Agenda | 701010908 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Approve Minor Revisions Related to the New Commercial Code, Reduce Term of Office of Directors, Appoint Independent Auditors | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Supplementary Auditor | Management | For | For | ||||||
5 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 44 of 54
SUMITOMO MITSUI FINANCIAL GROUP INC, TOKYO | ||||||||||
Security | J7771X109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3890350006 | Agenda | 701011455 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Approve Capital Reserves Reduction | Other | Abstain | For | ||||||
3 | Approve Purchase of Own Shares | Management | For | For | ||||||
4 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Adopt Reduction of Liability System for Outside Directors , Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital | Management | For | For | ||||||
5.1 | Appoint a Director | Management | For | For | ||||||
5.2 | Appoint a Director | Management | For | For | ||||||
5.3 | Appoint a Director | Management | For | For | ||||||
6.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
7 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 24 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 45 of 54
RESORTTRUST INC, NAGOYA CITY, AICHI PREFECTURE | ||||||||||
Security | J6448M108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3974450003 | Agenda | 701012243 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Increase Authorized Capital from 54 Million to 150 Million Shares | Management | For | For | ||||||
3 | Amend the Compensation to be Received by Directors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2800 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 46 of 54
AMANO CORP | ||||||||||
Security | J01302108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3124400007 | Agenda | 701014095 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3 | Amend Articles to: Adopt Reduction of Liability System for All Auditors , Adopt Reduction of Liability System for Directors , Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
4 | Appoint a Supplementary Auditor | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 5000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 47 of 54
TOSHO PRINTING CO LTD | ||||||||||
Security | J90053109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3626200004 | Agenda | 701015097 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Directors and Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
4 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||||
5 | Amend the Compensation to be Received by Corporate Officers | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 30000 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 48 of 54
SANKYO CO LTD, GUNMA | ||||||||||
Security | J67844100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3326410002 | Agenda | 701015198 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors , Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
3.8 | Appoint a Director | Management | For | For | ||||||
3.9 | Appoint a Director | Management | For | For | ||||||
3.10 | Appoint a Director | Management | For | For | ||||||
3.11 | Appoint a Director | Management | For | For | ||||||
4 | Amend the Compensation to be Received by Directors and Auditors | Management | For | For | ||||||
5 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||||
6 | Appoint Accounting Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 2500 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 49 of 54
KAJIMA CORP | ||||||||||
Security | J29223120 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3210200006 | Agenda | 701015770 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||
5 | Approve Special Payment for Deceased Director, and Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 36000 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 50 of 54
MELCO HOLDINGS INC, NAGOYA | ||||||||||
Security | J4225X108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3921080002 | Agenda | 701017899 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Reduce Authorized Capital | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
4 | Allow Board to Authorize Use of Stock Options for Group Employees | Other | Abstain | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 4500 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 51 of 54
ICHIKAWA CO LTD | ||||||||||
Security | J23178106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Jun-2006 | ||||||||
ISIN | JP3141200000 | Agenda | 701019033 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||||
3.1 | Appoint a Director | Management | For | For | ||||||
3.2 | Appoint a Director | Management | For | For | ||||||
3.3 | Appoint a Director | Management | For | For | ||||||
3.4 | Appoint a Director | Management | For | For | ||||||
3.5 | Appoint a Director | Management | For | For | ||||||
3.6 | Appoint a Director | Management | For | For | ||||||
3.7 | Appoint a Director | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
135440 | 55P | 35000 | 0 | 16-Jun-2006 | 16-Jun-2006 |
Page 52 of 54
TDK CORPORATION | ||||||||||
Security | 872351408 | Meeting Type | Annual | |||||||
Ticker Symbol | TDK | Meeting Date | 29-Jun-2006 | |||||||
ISIN | Agenda | 932549465 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF PROPOSAL FOR APPROPRIATION OF RETAINED EARNINGS FOR THE 110TH FISCAL YEAR, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
02 | APPROVAL OF THE PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
03 | APPROVAL OF THE DECISION OF THE AMOUNTS AND DETAILS OF REMUNERATION TO DIRECTORS AS THE MEANS OF A STOCK OPTION SCHEME, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
04 | APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION RIGHTS AS A STOCK OPTION SCHEME FOR STOCK COMPENSATION-TYPE PLAN, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
05 | APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION RIGHTS AS A STOCK OPTION SCHEME, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
06 | ELECTION OF SEVEN (7) DIRECTORS, AS SET FORTH IN THE NOTICE OF MEETING. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 1500 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 53 of 54
MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||
Security | 606822104 | Meeting Type | Annual | |||||||
Ticker Symbol | MTU | Meeting Date | 29-Jun-2006 | |||||||
ISIN | Agenda | 932553856 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE PROPOSED APPROPRIATIONS OF RETAINED EARNINGS AND OTHER CAPITAL SURPLUS FOR THE 1ST BUSINESS TERM | Management | For | For | ||||||
02 | REDUCTION OF THE LEGAL CAPITAL SURPLUS | Management | For | For | ||||||
03 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||||
04 | ELECTION OF 15 (FIFTEEN) DIRECTORS | Management | For | For | ||||||
05 | GRANTING OF RETIREMENT GRATUITIES TO RETIRING AND RETIRED DIRECTORS AND CORPORATE AUDITORS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010032876217 | 01K | 16000 | 0 | 15-Jun-2006 | 15-Jun-2006 |
Page 54 of 54
Commonwealth Real Estate Securities Fund
RINKER GROUP LIMITED | ||||||||||
Security | 76687M101 | Meeting Type | Annual | |||||||
Ticker Symbol | RIN | Meeting Date | 18-Jul-2005 | |||||||
ISIN | Agenda | 932369867 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO RECEIVE AND CONSIDER THE FINANCIAL REPORT AND OTHER REPORTS. | Management | Abstain | Against | ||||||
02 | TO ADOPT THE REMUNERATION REPORT. | Management | Abstain | Against | ||||||
3A | TO RE-ELECT MR MARSHALL CRISER AS A DIRECTOR. | Management | Abstain | Against | ||||||
3B | TO RE-ELECT MR JOHN ARTHUR AS A DIRECTOR. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 06-Jul-2005 | 06-Jul-2005 |
Page 1 of 65
IRSA INVERSIONES Y REPRESENTACIONES | ||||||||||
Security | 450047204 | Meeting Type | Annual | |||||||
Ticker Symbol | IRS | Meeting Date | 02-Aug-2005 | |||||||
ISIN | Agenda | 932382409 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPOINTMENT OF TWO STOCKHOLDERS WITH THE PURPOSE OF RATIFYING AND SUBSCRIBING THE MINUTES OF THE MEETING. | Management | Abstain | Against | ||||||
02 | REVIEW OF THE AMERICAN BODY OF LAW APPLICABLE TO THE CORPORATION ON ACCOUNT OF THE QUOTATION OF ITS SECURITIES IN SUCH MARKET. OBSERVATION OF THE EXCEPTIONS APPLICABLE TO FOREIGN COMPANIES. IF NEEDED, ADAPTATION OF THE BOARD OF DIRECTORS AND ELECTION OF PERMANENT DIRECTORS, IN COMPLIANCE WITH THE PREVIOUSLY MENTIONED REGULATIONS. AUTHORIZATIONS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 10000 | 0 | 28-Jul-2005 | 28-Jul-2005 |
Page 2 of 65
ALTO PALERMO, S.A. | ||||||||||
Security | 02151P107 | Meeting Type | Annual | |||||||
Ticker Symbol | APSA | Meeting Date | 02-Aug-2005 | |||||||
ISIN | Agenda | 932382411 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPOINTMENT OF TWO STOCKHOLDERS WITH THE PURPOSE OF RATIFYING AND SUBSCRIBING THE MINUTES OF THE MEETING. | Management | Abstain | Against | ||||||
02 | REVIEW OF THE AMERICAN BODY OF LAW APPLICABLE TO THE CORPORATION ON ACCOUNT OF THE QUOTATION OF ITS SECURITIES IN SUCH MARKET. OBSERVATION OF THE EXCEPTIONS APPLICABLE TO FOREIGN COMPANIES. IF NEEDED, ADAPTATION OF THE BOARD OF DIRECTORS AND ELECTION OF PERMANENT DIRECTORS, IN COMPLIANCE WITH THE PREVIOUSLY MENTIONED REGULATIONS. AUTHORIZATIONS. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 17000 | 0 | 28-Jul-2005 | 28-Jul-2005 |
Page 3 of 65
ISHARES TRUST | ||||||||||
Security | 464287564 | Meeting Type | Special | |||||||
Ticker Symbol | ICF | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 1800 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 4 of 65
ISHARES TRUST | ||||||||||
Security | 464287739 | Meeting Type | Special | |||||||
Ticker Symbol | IYR | Meeting Date | 12-Aug-2005 | |||||||
ISIN | Agenda | 932348952 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEE T. KRANEFUSS | Withheld | Against | |||||||
2 | JOHN E. MARTINEZ | Withheld | Against | |||||||
3 | RICHARD K. LYONS | Withheld | Against | |||||||
4 | GEORGE G.C. PARKER | Withheld | Against | |||||||
5 | W. ALLEN REED | Withheld | Against | |||||||
6 | CECILIA H. HERBERT | Withheld | Against | |||||||
7 | CHARLES A. HURTY | Withheld | Against | |||||||
8 | JOHN E. KERRIGAN | Withheld | Against | |||||||
2A | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING SENIOR SECURITIES. | Management | Abstain | Against | ||||||
2B | TO APPROVE THE MODIFICATION OR ELIMINATION OF CERTAIN FUNDS' FUNDAMENTAL INVESTMENT POLICIES AND RESTRICTIONS: POLICY REGARDING LOANS. | Management | Abstain | Against | ||||||
3 | TO APPROVE A CHANGE IN THE CLASSIFICATION OF CERTAIN FUNDS' INVESTMENT OBJECTIVES FROM FUNDAMENTAL INVESTMENT POLICIES TO NON- FUNDAMENTAL INVESTMENT POLICIES. | Management | Abstain | Against | ||||||
5 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 1600 | 0 | 11-Jul-2005 | 11-Jul-2005 |
Page 5 of 65
JAMES HARDIE INDUSTRIES N.V. | ||||||||||
Security | 47030M106 | Meeting Type | Consent | |||||||
Ticker Symbol | JHX | Meeting Date | 22-Aug-2005 | |||||||
ISIN | Agenda | 932382738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2004 | Management | Abstain | Against | ||||||
02 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2005 | Management | Abstain | Against | ||||||
03A | RE-ELECTION OF MR M R BROWN TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||||
03B | RE-ELECTION OF G J CLARK TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||||
03C | RE-ELECTION OF MR J R H LOUNDON TO THE SUPERVOSRY AND JOINT BOARDS | Management | Abstain | Against | ||||||
04A | ELECTION OF MR L GRIES TO THE MANAGING BOARD | Management | Abstain | Against | ||||||
04B | ELECTION OF MR R L CHENU TO THE MANAGING BOARD | Management | Abstain | Against | ||||||
04C | ELECTION OF MR B P BUTTERFIELD TO THE MANAGING BOARD | Management | Abstain | Against | ||||||
05A | RENEW APPROVAL FOR THE SBSP AND ISSUE OF SHARES UNDER THE SBSP | Management | Abstain | Against | ||||||
05B | APPROVE PARTICIPATION IN SBSP BY MS M HELLICAR | Management | Abstain | Against | ||||||
05C | APPROVE PARTICIPATION IN SBSP BY MR J BARR | Management | Abstain | Against | ||||||
05D | APPROVE PARTICIPATION IN SBSP BY MR M R BROWN | Management | Abstain | Against | ||||||
05E | APPROVE PARTICIPATION IN SBSP BY P S CAMERON | Management | Abstain | Against | ||||||
05F | APPROVE PARTICIPATION IN SBSP BY G J CLARK | Management | Abstain | Against | ||||||
05G | APPROVE PARTICIPATION IN SBSP BY J GILLILLIAN | Management | Abstain | Against | ||||||
05H | APPROVE PARTICIPATION IN SBSP BY J H R LOUDON | Management | Abstain | Against | ||||||
05I | APPROVE PARTICIPATION IN SBSP BY MR D G MCGAUCHIE | Management | Abstain | Against | ||||||
06 | ADOPT MANAGING BOARD REMUNERATION POLICY | Management | Abstain | Against | ||||||
07A | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS | Management | Abstain | Against | ||||||
07B | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS TO MR L GRIES | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 5200 | 0 | 28-Jul-2005 | 28-Jul-2005 |
Page 6 of 65
JAMES HARDIE INDUSTRIES N.V. | ||||||||||
Security | 47030M106 | Meeting Type | Consent | |||||||
Ticker Symbol | JHX | Meeting Date | 22-Aug-2005 | |||||||
ISIN | Agenda | 932383487 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
7C | APPROVE ESTABLISHMENT OF BBTSOP AND ISSUE OF OPTIONS TO MR R L CHENU | Management | Abstain | Against | ||||||
7D | APPROVE ESTABLISHMENT OF MBTSOP AND ISSUE OF OPTIONS TO MR B P BUTTERFIELD | Management | Abstain | Against | ||||||
8A | RENEWAL OF AUTHORITY FOR THE SUPERVISORY BOARD TO ISSUE SHARES AND GRANTING OPTIONS | Management | Abstain | Against | ||||||
8B | RENEWAL OF AUTHORITY FOR THE SUPERVISORY BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | Abstain | Against | ||||||
09 | RENEWAL OF AUTHORITY FOR THE COMPANY TO ACQUIRE ITS OWN SHARES | Management | Abstain | Against | ||||||
010 | RENEW ARTICLE49 TAKEOVER PROVISIONS FOR 5 YEARS FROM THE PASSING OF THE RESOLUTION | Management | Abstain | Against | ||||||
11A | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||
11B | PROCEDURAL AUTHORISATIONS REGARDING AMENDMENTS TO THE ARTICLE OF ASSOCIATION | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 5200 | 0 | 01-Aug-2005 | 01-Aug-2005 |
Page 7 of 65
PROLOGIS | ||||||||||
Security | 743410102 | Meeting Type | Special | |||||||
Ticker Symbol | PLD | Meeting Date | 14-Sep-2005 | |||||||
ISIN | Agenda | 932387271 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVAL OF THE ISSUANCE OF PROLOGIS COMMON SHARES OF BENEFICIAL INTEREST CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 5, 2005, BY AND AMONG PROLOGIS, PALMTREE ACQUISITION CORPORATION AND CATELLUS DEVELOPMENT CORPORATION, AS AMENDED. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2500 | 0 | 22-Aug-2005 | 22-Aug-2005 |
Page 8 of 65
ALTO PALERMO, S.A. | ||||||||||
Security | 02151P107 | Meeting Type | Special | |||||||
Ticker Symbol | APSA | Meeting Date | 01-Nov-2005 | |||||||
ISIN | Agenda | 932408873 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DESIGNATION OF TWO SHAREHOLDERS TO APPROVE THE MINUTES OF THE MEETING | Management | Abstain | Against | ||||||
02 | CONSIDERATION OF THE DOCUMENTATION PERTINENT TO FISCAL YEAR ENDED AS AT JUNE 30TH, 2005 | Management | Abstain | Against | ||||||
03 | CONSIDERATION OF THE BOARD OF DIRECTORS' MANAGEMENT | Management | Abstain | Against | ||||||
04 | CONSIDERATION OF THE SUPERVISORY COMMITTEE'S ACTION | Management | Abstain | Against | ||||||
05 | TREATMENT AND ALLOCATION OF $33,255,400 WORTH OF PROFITS POSTED AS AT YEAR-END JUNE 30TH, 2005 | Management | Abstain | Against | ||||||
06 | DETERMINATION OF THE NUMBER AND APPOINTMENT OF PERMANENT AND TEMPORARY DIRECTORS | Management | Abstain | Against | ||||||
07 | CONSIDERATION OF THE BOARD'S REMUNERATION AS AT YEAR-END JUNE 30TH, 2005 | Management | Abstain | Against | ||||||
08 | CONSIDERATION OF THE SUPERVISORY COMMITTEE'S REMUNERATION PERTINENT TO FISCAL YEAR ENDED AS AT JUNE 30TH, 2005 | Management | Abstain | Against | ||||||
09 | APPOINTMENT OF PERMANENT AND TEMPORARY MEMBERS OF THE SUPERVISORY COMMITTEE | Management | Abstain | Against | ||||||
10 | APPOINTMENT OF THE CERTIFIED PUBLIC ACCOUNT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS REMUNERATION | Management | Abstain | Against | ||||||
11 | CONSIDERATION OF THE SPECIAL BALANCE SHEET FOR THE MERGER OF APSA AND ALTO RESEARCH DEVELOPMENT S.A. (ARDESA) | Management | Abstain | Against | ||||||
12 | APPROVAL OF THE LOAN FOR USE GRANTED TO FUNDACION MUSEO DE LOS NINOS IN SHOPPING ROSARIO | Management | Abstain | Against | ||||||
13 | MOTIVES LEADING TO THE OUT-OF-SCHEDULE CALLING | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 17000 | 0 | 28-Oct-2005 | 28-Oct-2005 |
Page 9 of 65
IRSA INVERSIONES Y REPRESENTACIONES | ||||||||||
Security | 450047204 | Meeting Type | Special | |||||||
Ticker Symbol | IRS | Meeting Date | 01-Nov-2005 | |||||||
ISIN | Agenda | 932409697 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DESIGNATION OF TWO SHAREHOLDERS TO APPROVE THE MINUTES OF THE MEETING. | Management | Abstain | Against | ||||||
02 | CONSIDERATION OF THE DOCUMENTATION PERTINENT TO FISCAL YEAR ENDED AS AT JUNE 30TH, 2005, PURSUANT TO SECTION 234 SUBSECTION 1 OF LAW 19550. | Management | Abstain | Against | ||||||
03 | CONSIDERATION OF THE BOARD OF DIRECTORS' MANAGEMENT. | Management | Abstain | Against | ||||||
04 | CONSIDERATION OF THE SUPERVISORY COMMITTEE'S ACTION. | Management | Abstain | Against | ||||||
05 | TREATMENT AND ALLOCATION OF $103,245,000 WORTH OF PROFITS POSTED AS AT YEAR-END JUNE 30TH, 2005. | Management | Abstain | Against | ||||||
06 | CONSIDERATION OF THE BOARD'S REMUNERATION AMOUNTING TO $7,400,000 (APPROPRIATED AMOUNT) PERTINENT TO FISCAL YEAR ENDED AS AT JUNE 30TH, 2005. | Management | Abstain | Against | ||||||
07 | CONSIDERATION OF THE SUPERVISORY COMMITTEE'S REMUNERATION PERTINENT TO FISCAL YEAR ENDED AS AT JUNE 30TH, 2005. | Management | Abstain | Against | ||||||
08 | DETERMINATION OF THE NUMBER AND APPOINTMENT OF PERMANENT DIRECTORS, IF DEEMED NECESSARY. | Management | Abstain | Against | ||||||
09 | APPOINTMENT OF PERMANENT AND TEMPORARY MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | Abstain | Against | ||||||
10 | APPOINTMENT OF THE CERTIFIED PUBLIC ACCOUNT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS REMUNERATION. | Management | Abstain | Against | ||||||
11 | CONSIDERATION OF THE SPECIAL BALANCE SHEET FOR THE MERGER OF IRSA AND BUENOS AIRES TRADE & FINANCE CENTER S.A. | Management | Abstain | Against | ||||||
12 | MOTIVES LEADING TO THE OUT-OF-SCHEDULE CALLING. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 10000 | 0 | 28-Oct-2005 | 28-Oct-2005 |
Page 10 of 65
WOLSELEY PLC | ||||||||||
Security | 97786P100 | Meeting Type | Annual | |||||||
Ticker Symbol | WOS | Meeting Date | 17-Nov-2005 | |||||||
ISIN | Agenda | 932408974 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | TO RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS AND THE FINANCIAL STATEMENTS | Management | Abstain | Against | ||||||
O2 | TO RECEIVE AND ADOPT THE DIRECTORS' REMUNERATION REPORT | Management | Abstain | Against | ||||||
O3 | TO DECLARE A FINAL DIVIDEND | Management | Abstain | Against | ||||||
O4 | TO ELECT MR ROBERT MARCHBANK A DIRECTOR (CHIEF EXECUTIVE OF EUROPE) | Management | Abstain | Against | ||||||
O5 | TO RE-ELECT MR ROBERT WALKER A DIRECTOR (NON- EXECUTIVE DIRECTOR. CHAIRMAN OF THE REMUNERATION COMMITTEE AND MEMBER OF THE NOMINATIONS COMMITTEE) | Management | Abstain | Against | ||||||
O6 | TO RE-ELECT MR STEPHEN WEBSTER A DIRECTOR (GROUP FINANCE DIRECTOR, CHAIRMAN OF THE TREASURY COMMITTEE) | Management | Abstain | Against | ||||||
O7 | TO RE-ELECT MR JOHN WHYBROW A DIRECTOR (CHAIRMAN, CHAIRMAN OF THE NOMINATIONS COMMITTEE) | Management | Abstain | Against | ||||||
O8 | TO RE-APPOINT AUDITORS | Management | Abstain | Against | ||||||
O9 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | Abstain | Against | ||||||
S10 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | Abstain | Against | ||||||
S11 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH | Management | Abstain | Against | ||||||
S12 | TO GIVE RENEWED LIMITED AUTHORITY FOR THE DIRECTORS TO REPURCHASE ORDINARY SHARES | Management | Abstain | Against | ||||||
S13 | TO GIVE LIMITED AUTHORITY TO INCUR EU POLITICAL EXPENDITURE AND TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 28-Oct-2005 | 28-Oct-2005 |
Page 11 of 65
REAL ESTATE INCOME FUND INC. | ||||||||||
Security | 755881109 | Meeting Type | Special | |||||||
Ticker Symbol | RIT | Meeting Date | 29-Nov-2005 | |||||||
ISIN | Agenda | 932396826 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE A NEW MANAGEMENT AGREEMENT. TO APPROVE A NEW MANAGEMENT AGREEMENT. | Management | Abstain | Against | ||||||
02 | TO APPROVE A NEW SUBADVISORY AGREEMENT. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 | 15-Sep-2005 | 15-Sep-2005 |
Page 12 of 65
REAL ESTATE INCOME FUND INC. | ||||||||||
Security | 755881109 | Meeting Type | Contested-Special | |||||||
Ticker Symbol | RIT | Meeting Date | 29-Nov-2005 | |||||||
ISIN | Agenda | 932401235 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO APPROVE A NEW MANAGEMENT AGREEMENT. | Management | Abstain | Against | ||||||
02 | TO APPROVE A NEW SUBADVISORY AGREEMENT. | Management | Abstain | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 |
Page 13 of 65
REAL ESTATE INCOME FUND INC. | ||||||||||
Security | 755881109 | Meeting Type | Contested-Special | |||||||
Ticker Symbol | RIT | Meeting Date | 29-Nov-2005 | |||||||
ISIN | Agenda | 932407883 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | APPROVE A NEW MANAGEMENT AGREEMENT APPROVE A NEW MANAGEMENT AGREEMENT | Management | Abstain | Against | ||||||
02 | APPROVE A NEW SUBADVISORY AGREEMENT | Management | Abstain | Against | ||||||
*Management Position Unknown | ||||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 | 28-Nov-2005 | 28-Nov-2005 |
Page 14 of 65
HOST HOTELS & RESORTS | ||||||||||
Security | 44107P104 | Meeting Type | Special | |||||||
Ticker Symbol | HMT | Meeting Date | 05-Apr-2006 | |||||||
ISIN | Agenda | 932444994 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ISSUANCE OF SHARES OF HOST MARRIOTT CORPORATION COMMON STOCK IN THE TRANSACTIONS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 9800 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 15 of 65
REAL ESTATE INCOME FUND INC. | ||||||||||
Security | 755881109 | Meeting Type | Annual | |||||||
Ticker Symbol | RIT | Meeting Date | 07-Apr-2006 | |||||||
ISIN | Agenda | 932459692 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DWIGHT B. CRANE | For | For | |||||||
2 | WILLIAM R. HUTCHINSON | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 | 30-Mar-2006 | 30-Mar-2006 |
Page 16 of 65
WASHINGTON MUTUAL, INC. | ||||||||||
Security | 939322103 | Meeting Type | Annual | |||||||
Ticker Symbol | WM | Meeting Date | 18-Apr-2006 | |||||||
ISIN | Agenda | 932456002 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KERRY K. KILLINGER* | For | For | |||||||
2 | THOMAS C. LEPPERT* | For | For | |||||||
3 | CHARLES M. LILLIS* | For | For | |||||||
4 | MICHAEL K. MURPHY* | For | For | |||||||
5 | ORIN C. SMITH* | For | For | |||||||
6 | REGINA MONTOYA** | For | For | |||||||
02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2006 | Management | For | For | ||||||
03 | TO APPROVE THE WASHINGTON MUTUAL, INC. AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES THAT MAY BE SUBJECT TO AWARDS MADE THEREUNDER | Management | For | For | ||||||
04 | TO APPROVE THE WASHINGTON MUTUAL, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||
05 | TO APPROVE THE COMPANY PROPOSAL TO AMEND THE WASHINGTON MUTUAL, INC. ARTICLES OF INCORPORATION (AS AMENDED) TO DECLASSIFY THE BOARD OF DIRECTORS AND ESTABLISH ANNUAL ELECTIONS FOR ALL COMPANY DIRECTORS COMMENCING WITH THE 2007 ANNUAL MEETING, RATHER THAN THE CURRENT STAGGERED THREE-YEAR TERMS | Management | For | For | ||||||
06 | SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 1000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 17 of 65
UNIVERSAL FOREST PRODUCTS, INC. | ||||||||||
Security | 913543104 | Meeting Type | Annual | |||||||
Ticker Symbol | UFPI | Meeting Date | 19-Apr-2006 | |||||||
ISIN | Agenda | 932459008 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAN M. DUTTON | For | For | |||||||
2 | JOHN W. GARSIDE | For | For | |||||||
3 | PETER F. SECCHIA | For | For | |||||||
4 | LOUIS A. SMITH | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR FISCAL 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 1800 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 18 of 65
DIAMONDROCK HOSPITALITY CO. | ||||||||||
Security | 252784301 | Meeting Type | Annual | |||||||
Ticker Symbol | DRH | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932466483 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WILLIAM W. MCCARTEN | For | For | |||||||
2 | DANIEL J. ALTOBELLO | For | For | |||||||
3 | W. ROBERT GRAFTON | For | For | |||||||
4 | MAUREEN L. MCAVEY | For | For | |||||||
5 | GILBERT T. RAY | For | For | |||||||
6 | JOHN L. WILLIAMS | For | For | |||||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR DIAMONDROCK HOSPITALITY COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 12000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 19 of 65
CEMEX, S.A. DE C.V. | ||||||||||
Security | 151290889 | Meeting Type | Special | |||||||
Ticker Symbol | CX | Meeting Date | 27-Apr-2006 | |||||||
ISIN | Agenda | 932484621 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
E1 | PROPOSAL TO SPLIT EACH OF THE COMPANY'S ORDINARY COMMON SHARES SERIES "A" AND SERIES "B" SHARES AND AMEND ARTICLE 6 OF THE COMPANY'S BY-LAWS. | Management | For | For | ||||||
E2 | PROPOSAL TO CHANGE THE COMPANY'S BY-LAWS. | Management | For | For | ||||||
E3 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING AND THE CHANGES IN THE COMPANY'S BY-LAWS OR ESTATUTOS SOCIALES, IF APPLICABLE. | Management | For | For | ||||||
O1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005. | Management | For | For | ||||||
O2 | ALLOCATION OF PROFITS AND THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | Management | For | For | ||||||
O3 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION. | Management | For | For | ||||||
O4 | APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, AND PRESIDENT OF THE AUDIT COMMITTEE AND SOCIETAL PRACTICES. | Management | For | For | ||||||
O5 | COMPENSATION OF DIRECTORS, STATUTORY AUDITORS AND AUDIT AND SOCIETAL PRACTICES COMMITTEE. | Management | For | For | ||||||
O6 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 5611 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 20 of 65
SAUL CENTERS, INC. | ||||||||||
Security | 804395101 | Meeting Type | Annual | |||||||
Ticker Symbol | BFS | Meeting Date | 28-Apr-2006 | |||||||
ISIN | Agenda | 932459286 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PHILIP D. CARACI | For | For | |||||||
2 | GILBERT M. GROSVENOR | For | For | |||||||
3 | PHILIP C. JACKSON JR. | For | For | |||||||
4 | DAVID B. KAY | For | For | |||||||
02 | TO AMEND THE COMPANY'S FIRST AMENDED AND RESTATED ARTICLES OF INCORPORATION REGARDING STOCKHOLDER OWNERSHIP LIMITS. | Management | For | For | ||||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | Management | For | For | ||||||
04 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4100 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 21 of 65
STEWART INFORMATION SERVICES CORPORA | ||||||||||
Security | 860372101 | Meeting Type | Annual | |||||||
Ticker Symbol | STC | Meeting Date | 28-Apr-2006 | |||||||
ISIN | Agenda | 932463019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT L. CLARKE | For | For | |||||||
2 | NITA B. HANKS | For | For | |||||||
3 | DR. E. DOUGLAS HODO | For | For | |||||||
4 | DR. W. ARTHUR PORTER | For | For | |||||||
5 | LAURIE C. MOORE | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2700 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 22 of 65
WEINGARTEN REALTY INVESTORS | ||||||||||
Security | 948741103 | Meeting Type | Annual | |||||||
Ticker Symbol | WRI | Meeting Date | 01-May-2006 | |||||||
ISIN | Agenda | 932452369 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STANFORD ALEXANDER | For | For | |||||||
2 | ANDREW M. ALEXANDER | For | For | |||||||
3 | J. MURRY BOWDEN | For | For | |||||||
4 | JAMES W. CROWNOVER | For | For | |||||||
5 | ROBERT J. CRUIKSHANK | For | For | |||||||
6 | MELVIN A. DOW | For | For | |||||||
7 | STEPHEN A. LASHER | For | For | |||||||
8 | DOUGLAS W. SCHNITZER | For | For | |||||||
9 | MARC J. SHAPIRO | For | For | |||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS WEINGARTEN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | APPROVE THE AMENDMENT OF THE 2001 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||
04 | SHAREHOLDER PROPOSAL ENTITLED "PAY-FOR- SUPERIOR-PERFORMANCE". | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3450 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 23 of 65
PS BUSINESS PARKS, INC. | ||||||||||
Security | 69360J107 | Meeting Type | Annual | |||||||
Ticker Symbol | PSB | Meeting Date | 01-May-2006 | |||||||
ISIN | Agenda | 932482956 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RONALD L. HAVNER, JR. | For | For | |||||||
2 | JOSEPH D. RUSSELL, JR. | For | For | |||||||
3 | R. WESLEY BURNS | For | For | |||||||
4 | VERN O. CURTIS | For | For | |||||||
5 | ARTHUR M. FRIEDMAN | For | For | |||||||
6 | JAMES H. KROPP | For | For | |||||||
7 | HARVEY LENKIN | For | For | |||||||
8 | ALAN K. PRIBBLE | For | For | |||||||
02 | APPROVAL OF AN AMENDMENT TO THE COMPANY BYLAWS TO CHANGE THE AUTHORIZED NUMBER OF DIRECTORS FROM A RANGE OF 5 TO 9 TO A RANGE OF 7 TO 13. | Management | For | For | ||||||
03 | APPROVAL OF THE PS BUSINESS PARKS, INC. PERFORMANCE-BASED COMPENSATION PLAN. | Management | For | For | ||||||
04 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS BUSINESS PARKS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3500 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 24 of 65
CAMDEN PROPERTY TRUST | ||||||||||
Security | 133131102 | Meeting Type | Annual | |||||||
Ticker Symbol | CPT | Meeting Date | 02-May-2006 | |||||||
ISIN | Agenda | 932475165 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD J. CAMPO | For | For | |||||||
2 | WILLIAM R. COOPER | For | For | |||||||
3 | GEORGE A. HRDLICKA | For | For | |||||||
4 | SCOTT S. INGRAHAM | For | For | |||||||
5 | LEWIS A. LEVEY | For | For | |||||||
6 | WILLIAM B. MCGUIRE, JR. | For | For | |||||||
7 | WILLIAM F. PAULSEN | For | For | |||||||
8 | D. KEITH ODEN | For | For | |||||||
9 | F. GARDNER PARKER | For | For | |||||||
10 | STEVEN A. WEBSTER | For | For | |||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3900 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 25 of 65
STARWOOD HOTELS & RESORTS WORLDWIDE, | ||||||||||
Security | 85590A203 | Meeting Type | Annual | |||||||
Ticker Symbol | Meeting Date | 02-May-2006 | ||||||||
ISIN | Agenda | 932488302 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | HEYER | For | For | |||||||
2 | BARSHEFSKY | For | For | |||||||
3 | CHAPUS | For | For | |||||||
4 | DUNCAN | For | For | |||||||
5 | GALBREATH | For | For | |||||||
6 | HIPPEAU | For | For | |||||||
7 | QUAZZO | For | For | |||||||
8 | RYDER | For | For | |||||||
9 | YIH | For | For | |||||||
10 | YOUNGBLOOD | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3000 | 0 | 13-Apr-2006 | 13-Apr-2006 |
Page 26 of 65
AMERICAN LAND LEASE, INC. | ||||||||||
Security | 027118108 | Meeting Type | Annual | |||||||
Ticker Symbol | ANL | Meeting Date | 03-May-2006 | |||||||
ISIN | Agenda | 932474644 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | TODD W. SHEETS | For | For | |||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
03 | TO CONSIDER AND APPROVE AN AMENDMENT TO THE 1998 STOCK INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES CURRENTLY AVAILABLE FOR ISSUANCE BY REMOVING THE 15% LIMITATION ON OUTSTANDING SHARES AND OP UNITS AND (II) QUALIFY SUCH PLAN FOR PURPOSES OF SECTIONS 162(M) AND 422 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED AND NEW YORK STOCK EXCHANGE SHAREHOLDER APPROVAL RULES. | Management | For | For | ||||||
04 | TO AUTHORIZE THE GRANTING OF HIGH PERFORMANCE STOCK AWARDS PURSUANT TO THE 1998 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 5600 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 27 of 65
CRH PLC | ||||||||||
Security | 12626K203 | Meeting Type | Annual | |||||||
Ticker Symbol | CRH | Meeting Date | 03-May-2006 | |||||||
ISIN | Agenda | 932494127 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS AND AUDITORS. | Management | For | For | ||||||
02 | DECLARATION OF A DIVIDEND. | Management | For | For | ||||||
3A | RE-ELECTION OF DIRECTORS: MR. D.W. DOYLE. | Management | For | For | ||||||
3B | RE-ELECTION OF DIRECTORS: MR. J.M. DE JONG. | Management | For | For | ||||||
3C | RE-ELECTION OF DIRECTORS: MR. D.M. KENNEDY. | Management | For | For | ||||||
3D | RE-ELECTION OF DIRECTORS: MR. M. LEE. | Management | For | For | ||||||
04 | REMUNERATION OF AUDITORS. | Management | For | For | ||||||
05 | AUTHORITY TO ALLOT SHARES. | Management | For | For | ||||||
06 | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For | ||||||
07 | AUTHORITY TO PURCHASE OWN ORDINARY/INCOME SHARES. | Management | For | For | ||||||
08 | AUTHORITY IN RELATION TO RE-ISSUE PRICE RANGE OF TREASURY SHARES. | Management | For | For | ||||||
09 | PERFORMANCE SHARE PLAN. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 9200 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 28 of 65
KITE REALTY GROUP TRUST | ||||||||||
Security | 49803T102 | Meeting Type | Annual | |||||||
Ticker Symbol | KRG | Meeting Date | 04-May-2006 | |||||||
ISIN | Agenda | 932474024 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ALVIN E. KITE, JR. | For | For | |||||||
2 | JOHN A. KITE | For | For | |||||||
3 | WILLIAM E. BINDLEY | For | For | |||||||
4 | DR. RICHARD A. COSIER | For | For | |||||||
5 | EUGENE GOLUB | For | For | |||||||
6 | GERALD L. MOSS | For | For | |||||||
7 | MICHAEL L. SMITH | For | For | |||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR KITE REALTY GROUP TRUST FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 10000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 29 of 65
WINSTON HOTELS, INC. | ||||||||||
Security | 97563A102 | Meeting Type | Annual | |||||||
Ticker Symbol | WXH | Meeting Date | 05-May-2006 | |||||||
ISIN | Agenda | 932464150 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHARLES M. WINSTON | For | For | |||||||
2 | ROBERT W. WINSTON, III | For | For | |||||||
3 | THOMAS F. DARDEN, II | For | For | |||||||
4 | RICHARD L. DAUGHERTY | For | For | |||||||
5 | EDWIN B. BORDEN | For | For | |||||||
6 | DAVID C. SULLIVAN | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 11900 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 30 of 65
AGREE REALTY CORPORATION | ||||||||||
Security | 008492100 | Meeting Type | Annual | |||||||
Ticker Symbol | ADC | Meeting Date | 08-May-2006 | |||||||
ISIN | Agenda | 932476775 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD AGREE | For | For | |||||||
2 | MICHAEL ROTCHFORD | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4400 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 31 of 65
AIM SELECT REAL ESTATE INCOME | ||||||||||
Security | 00888R107 | Meeting Type | Annual | |||||||
Ticker Symbol | RRE | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932481815 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BOB R. BAKER | For | For | |||||||
2 | FRANK S. BAYLEY | For | For | |||||||
3 | PREMA MATHAI-DAVIS | For | For | |||||||
4 | LEWIS F. PENNOCK | For | For | |||||||
5 | LARRY SOLL | For | For | |||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 32 of 65
SENIOR HOUSING PROPERTIES TRUST | ||||||||||
Security | 81721M109 | Meeting Type | Annual | |||||||
Ticker Symbol | SNH | Meeting Date | 09-May-2006 | |||||||
ISIN | Agenda | 932490460 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRANK J. BAILEY | For | For | |||||||
2 | BARRY M. PORTNOY | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 6800 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 33 of 65
USG CORPORATION | ||||||||||
Security | 903293405 | Meeting Type | Annual | |||||||
Ticker Symbol | USG | Meeting Date | 10-May-2006 | |||||||
ISIN | Agenda | 932474579 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KEITH A. BROWN | For | For | |||||||
2 | JAMES C. COTTING | For | For | |||||||
3 | W. DOUGLAS FORD | For | For | |||||||
4 | JOHN B. SCHWEMM | For | For | |||||||
02 | APPROVAL OF THE USG CORPORATION MANAGEMENT INCENTIVE PLAN. | Management | For | For | ||||||
03 | APPROVAL OF THE USG CORPORATION LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3500 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 34 of 65
EQUITY INNS, INC. | ||||||||||
Security | 294703103 | Meeting Type | Annual | |||||||
Ticker Symbol | ENN | Meeting Date | 11-May-2006 | |||||||
ISIN | Agenda | 932487805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT P. BOWEN | For | For | |||||||
2 | JOSEPH W. MCLEARY | For | For | |||||||
02 | APPROVAL OF PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 11000 | 0 | 13-Apr-2006 | 13-Apr-2006 |
Page 35 of 65
STRATEGIC HOTELS & RESORTS INC. | ||||||||||
Security | 86272T106 | Meeting Type | Annual | |||||||
Ticker Symbol | BEE | Meeting Date | 11-May-2006 | |||||||
ISIN | Agenda | 932495179 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT P. BOWEN | For | For | |||||||
2 | MICHAEL W. BRENNAN | For | For | |||||||
3 | EDWARD C. COPPOLA | For | For | |||||||
4 | JOHN C. DETERDING | For | For | |||||||
5 | RICHARD L. FISHER | For | For | |||||||
6 | LAURENCE S. GELLER | For | For | |||||||
7 | DAVID M.C. MICHELS | For | For | |||||||
8 | WILLIAM A. PREZANT | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 10000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 36 of 65
ACADIA REALTY TRUST | ||||||||||
Security | 004239109 | Meeting Type | Annual | |||||||
Ticker Symbol | AKR | Meeting Date | 15-May-2006 | |||||||
ISIN | Agenda | 932503065 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KENNETH F. BERNSTEIN | For | For | |||||||
2 | DOUGLAS CROCKER II | For | For | |||||||
3 | ALAN S. FORMAN | For | For | |||||||
4 | SUZANNE HOPGOOD | For | For | |||||||
5 | LORRENCE T. KELLAR | For | For | |||||||
6 | WENDY LUSCOMBE | For | For | |||||||
7 | LEE S. WIELANSKY | For | For | |||||||
02 | TO APPROVE THE ACADIA REALTY TRUST 2006 SHARE INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO DECLARATION OF TRUST TO ELIMINATE THE 4% EXCESS SHARE PROVISION. | Management | For | For | ||||||
04 | THE RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
05 | THE ADJOURNMENT OR POSTPONEMENT OF THE ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE PROPOSALS. | Management | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4800 | 0 | 11-May-2006 | 11-May-2006 |
Page 37 of 65
GENERAL GROWTH PROPERTIES, INC. | ||||||||||
Security | 370021107 | Meeting Type | Annual | |||||||
Ticker Symbol | GGP | Meeting Date | 16-May-2006 | |||||||
ISIN | Agenda | 932487021 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ADAM METZ | For | For | |||||||
2 | ROBERT MICHAELS | For | For | |||||||
3 | THOMAS NOLAN | For | For | |||||||
4 | JOHN RIORDAN | For | For | |||||||
02 | AMENDMENT OF THE 2003 INCENTIVE STOCK PLAN TO PROVIDE FOR AN ANNUAL AWARD OF RESTRICTED STOCK TO OUR NON-EMPLOYEE DIRECTORS AND TO PERMIT ISSUANCES UNDER THE PLAN TO BE EFFECTED ELECTRONICALLY. | Management | For | For | ||||||
03 | RATIFICATION OF THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4500 | 0 | 13-Apr-2006 | 13-Apr-2006 |
Page 38 of 65
THE ST. JOE COMPANY | ||||||||||
Security | 790148100 | Meeting Type | Annual | |||||||
Ticker Symbol | JOE | Meeting Date | 16-May-2006 | |||||||
ISIN | Agenda | 932497476 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MICHAEL L. AINSLIE | For | For | |||||||
2 | HUGH M. DURDEN | For | For | |||||||
3 | THOMAS A. FANNING | For | For | |||||||
4 | HARRY H. FRAMPTON, III | For | For | |||||||
5 | ADAM W. HERBERT, JR. | For | For | |||||||
6 | DELORES M. KESLER | For | For | |||||||
7 | JOHN S. LORD | For | For | |||||||
8 | WALTER L. REVELL | For | For | |||||||
9 | PETER S. RUMMELL | For | For | |||||||
10 | WILLIAM H. WALTON, III | For | For | |||||||
02 | APPROVAL OF THE ST. JOE COMPANY ANNUAL INCENTIVE PLAN - TO APPROVE THE ST. JOE COMPANY ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||
03 | RATIFICATION OF INDEPENDENT AUDITORS - TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2006 FISCAL YEAR. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 39 of 65
FIRST INDUSTRIAL REALTY TRUST, INC. | ||||||||||
Security | 32054K103 | Meeting Type | Annual | |||||||
Ticker Symbol | FR | Meeting Date | 17-May-2006 | |||||||
ISIN | Agenda | 932490434 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES F. MILLAR* | For | For | |||||||
2 | JOHN RAU** | For | For | |||||||
3 | ROBERT J. SLATER** | For | For | |||||||
4 | W. ED TYLER** | For | For | |||||||
02 | APPROVAL OF AMENDMENT NO. 1 TO THE 2001 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2500 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 40 of 65
KILROY REALTY CORPORATION | ||||||||||
Security | 49427F108 | Meeting Type | Annual | |||||||
Ticker Symbol | KRC | Meeting Date | 18-May-2006 | |||||||
ISIN | Agenda | 932493012 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN B. KILROY, JR. | For | For | |||||||
2 | DALE F. KINSELLA | For | For | |||||||
02 | APPROVAL OF 2006 INCENTIVE AWARD PLAN | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2400 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 41 of 65
THE FIRST AMERICAN CORPORATION | ||||||||||
Security | 318522307 | Meeting Type | Annual | |||||||
Ticker Symbol | FAF | Meeting Date | 18-May-2006 | |||||||
ISIN | Agenda | 932493113 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GEORGE L. ARGYROS | For | For | |||||||
2 | GARY J. BEBAN | For | For | |||||||
3 | J. DAVID CHATHAM | For | For | |||||||
4 | WILLIAM G. DAVIS | For | For | |||||||
5 | JAMES L. DOTI | For | For | |||||||
6 | LEWIS W. DOUGLAS, JR. | For | For | |||||||
7 | D.P. KENNEDY | For | For | |||||||
8 | PARKER S. KENNEDY | For | For | |||||||
9 | FRANK E. O'BRYAN | For | For | |||||||
10 | ROSLYN B. PAYNE | For | For | |||||||
11 | D. VAN SKILLING | For | For | |||||||
12 | HERBERT B. TASKER | For | For | |||||||
13 | VIRGINIA M. UEBERROTH | For | For | |||||||
14 | MARY LEE WIDENER | For | For | |||||||
02 | APPROVAL OF THE 2006 INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3500 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 42 of 65
HOST HOTELS & RESORTS | ||||||||||
Security | 44107P104 | Meeting Type | Annual | |||||||
Ticker Symbol | HST | Meeting Date | 18-May-2006 | |||||||
ISIN | Agenda | 932507633 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT M. BAYLIS | For | For | |||||||
2 | TERENCE C. GOLDEN | For | For | |||||||
3 | ANN M. KOROLOGOS | For | For | |||||||
4 | RICHARD E. MARRIOTT | For | For | |||||||
5 | JUDITH A. MCHALE | For | For | |||||||
6 | JOHN B. MORSE, JR. | For | For | |||||||
7 | CHRISTOPHER J. NASSETTA | For | For | |||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||
03 | STOCKHOLDER PROPOSAL TO ELECT DIRECTORS BY A MAJORITY VOTE STANDARD. | Shareholder | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 9800 | 0 | 11-May-2006 | 11-May-2006 |
Page 43 of 65
BIOMED REALTY TRUST, INC. | ||||||||||
Security | 09063H107 | Meeting Type | Annual | |||||||
Ticker Symbol | BMR | Meeting Date | 19-May-2006 | |||||||
ISIN | Agenda | 932493404 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ALAN D. GOLD | For | For | |||||||
2 | BARBARA R. CAMBON | For | For | |||||||
3 | EDWARD A. DENNIS, PH.D. | For | For | |||||||
4 | GARY A. KREITZER | For | For | |||||||
5 | MARK J. RIEDY, PH.D. | For | For | |||||||
6 | THEODORE D. ROTH | For | For | |||||||
7 | M. FAYE WILSON | For | For | |||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 44 of 65
HRPT PROPERTIES TRUST | ||||||||||
Security | 40426W101 | Meeting Type | Annual | |||||||
Ticker Symbol | HRP | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932472614 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WILLIAM A. LAMKIN | For | For | |||||||
2 | ADAM D. PORTNOY | For | For | |||||||
02 | TO APPROVE AMENDMENTS TO OUR DECLARATION OF TRUST THAT INCREASE CERTAIN OF OUR BENEFICIAL OWNERSHIP LIMITATIONS FROM 8.5% TO 9.8% OF THE VALUE OF OUR TOTAL SHARES OUTSTANDING, AND PROVIDE THAT OUR BYLAWS MAY INCLUDE MEASURES TO ENFORCE THOSE OWNERSHIP LIMITATIONS, IN ADDITION TO THE MECHANISMS CURRENTLY PROVIDED IN OUR DECLARATION OF TRUST. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO OUR DECLARATION OF TRUST THAT WILL PROVIDE THE BOARD OF TRUSTEES WITH THE POWER TO AMEND OUR DECLARATION OF TRUST TO CHANGE OUR NAME. | Management | For | For | ||||||
04 | TO APPROVE AN AMENDMENT TO OUR DECLARATION OF TRUST THAT PERMITS US TO ISSUE SHARES WITHOUT CERTIFICATES. | Management | For | For | ||||||
05 | TO APPROVE AN AMENDMENT TO OUR DECLARATION OF TRUST TO REMOVE OUR OBLIGATION TO DELIVER CERTAIN REPORTS TO OUR SHAREHOLDERS. | Management | For | For | ||||||
06 | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE ITEMS 2 THROUGH 5. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 10100 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 45 of 65
HIGHLAND HOSPITALITY CORP. | ||||||||||
Security | 430141101 | Meeting Type | Annual | |||||||
Ticker Symbol | HIH | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932492844 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BRUCE D. WARDINSKI | For | For | |||||||
2 | JAMES L. FRANCIS | For | For | |||||||
3 | JOHN M. ELWOOD | For | For | |||||||
4 | W. REEDER GLASS | For | For | |||||||
5 | JOHN W. HILL | For | For | |||||||
6 | THOMAS A. NATELLI | For | For | |||||||
7 | MARGARET A. SHEEHAN | For | For | |||||||
8 | WILLIAM L. WILSON | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | ||||||
03 | AMENDMENT AND RESTATEMENT OF 2003 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 17300 | 0 | 21-Apr-2006 | 21-Apr-2006 |
Page 46 of 65
RAIT INVESTMENT TRUST | ||||||||||
Security | 749227104 | Meeting Type | Annual | |||||||
Ticker Symbol | RAS | Meeting Date | 23-May-2006 | |||||||
ISIN | Agenda | 932499127 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BETSY Z. COHEN | For | For | |||||||
2 | EDWARD S. BROWN | For | For | |||||||
3 | JONATHAN Z. COHEN | For | For | |||||||
4 | S. KRISTIN KIM | For | For | |||||||
5 | ARTHUR MAKADON | For | For | |||||||
6 | JOEL R. MESZNIK | For | For | |||||||
7 | DANIEL PROMISLO | For | For | |||||||
8 | R. RANDLE SCARBOROUGH | For | For | |||||||
02 | PROPOSAL TO APPROVE THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2006 FISCAL YEAR. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 11-May-2006 | 11-May-2006 |
Page 47 of 65
EQUITY OFFICE PROPERTIES TRUST | ||||||||||
Security | 294741103 | Meeting Type | Annual | |||||||
Ticker Symbol | EOP | Meeting Date | 24-May-2006 | |||||||
ISIN | Agenda | 932498492 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARILYN A. ALEXANDER | For | For | |||||||
2 | THOMAS E. DOBROWSKI | For | For | |||||||
3 | WILLIAM M. GOODYEAR | For | For | |||||||
4 | JAMES D. HARPER, JR. | For | For | |||||||
5 | RICHARD D. KINCAID | For | For | |||||||
6 | SHELI Z. ROSENBERG | For | For | |||||||
7 | STEPHEN I. SADOVE | For | For | |||||||
8 | SALLY SUSMAN | For | For | |||||||
9 | J.H.W.R. VAN DER VLIST | For | For | |||||||
10 | SAMUEL ZELL | For | For | |||||||
02 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4100 | 0 | 11-May-2006 | 11-May-2006 |
Page 48 of 65
EXTRA SPACE STORAGE INC. | ||||||||||
Security | 30225T102 | Meeting Type | Annual | |||||||
Ticker Symbol | EXR | Meeting Date | 24-May-2006 | |||||||
ISIN | Agenda | 932505831 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KENNETH M. WOOLLEY | For | For | |||||||
2 | ANTHONY FANTICOLA | For | For | |||||||
3 | HUGH W. HORNE | For | For | |||||||
4 | SPENCER F. KIRK | For | For | |||||||
5 | JOSEPH D. MARGOLIS | For | For | |||||||
6 | ROGER B. PORTER | For | For | |||||||
7 | K. FRED SKOUSEN | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 13200 | 0 | 11-May-2006 | 11-May-2006 |
Page 49 of 65
EDUCATION REALTY TRUST, INC. | ||||||||||
Security | 28140H104 | Meeting Type | Annual | |||||||
Ticker Symbol | EDR | Meeting Date | 24-May-2006 | |||||||
ISIN | Agenda | 932514931 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PAUL O. BOWER | For | For | |||||||
2 | MONTE J. BARROW | For | For | |||||||
3 | WILLIAM J. CAHILL, III | For | For | |||||||
4 | RANDALL L. CHURCHEY | For | For | |||||||
5 | JOHN L. FORD | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 9000 | 0 | 11-May-2006 | 11-May-2006 |
Page 50 of 65
THE HOME DEPOT, INC. | ||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||
Ticker Symbol | HD | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932490307 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GREGORY D. BRENNEMAN | For | For | |||||||
2 | JOHN L. CLENDENIN | For | For | |||||||
3 | CLAUDIO X. GONZALEZ | For | For | |||||||
4 | MILLEDGE A. HART, III | For | For | |||||||
5 | BONNIE G. HILL | For | For | |||||||
6 | LABAN P. JACKSON, JR. | For | For | |||||||
7 | LAWRENCE R. JOHNSTON | For | For | |||||||
8 | KENNETH G. LANGONE | For | For | |||||||
9 | ANGELO R. MOZILO | For | For | |||||||
10 | ROBERT L. NARDELLI | For | For | |||||||
11 | THOMAS J. RIDGE | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2006. | Management | For | For | ||||||
03 | SHAREHOLDER PROPOSAL REGARDING COMMITTEE REPORT. | Shareholder | Against | For | ||||||
04 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT DISCLOSURE. | Shareholder | Against | For | ||||||
05 | SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO. | Shareholder | Against | For | ||||||
06 | SHAREHOLDER PROPOSAL REGARDING METHOD OF VOTING FOR DIRECTORS. | Shareholder | Against | For | ||||||
07 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. | Shareholder | Against | For | ||||||
08 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||
09 | SHAREHOLDER PROPOSAL REGARDING GOVERNING DOCUMENTS. | Shareholder | Against | For | ||||||
10 | SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP. | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3300 | 0 | 22-May-2006 | 22-May-2006 |
Page 51 of 65
LOWE'S COMPANIES, INC. | ||||||||||
Security | 548661107 | Meeting Type | Annual | |||||||
Ticker Symbol | LOW | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932502277 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PETER C. BROWNING | For | For | |||||||
2 | MARSHALL O. LARSEN | For | For | |||||||
3 | STEPHEN F. PAGE | For | For | |||||||
4 | O. TEMPLE SLOAN, JR. | For | For | |||||||
02 | TO APPROVE LOWE'S COMPANIES, INC. 2006 ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE LOWE'S COMPANIES, INC. 2006 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||
05 | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION. | Management | For | For | ||||||
06 | SHAREHOLDER PROPOSAL ENTITLED "WOOD PROCUREMENT REPORT." | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3000 | 0 | 22-May-2006 | 22-May-2006 |
Page 52 of 65
HERSHA HOSPITALITY TRUST | ||||||||||
Security | 427825104 | Meeting Type | Annual | |||||||
Ticker Symbol | HT | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932509512 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DONALD J. LANDRY | For | For | |||||||
2 | THOMAS S. CAPELLO | For | For | |||||||
3 | JAY H. SHAH | For | For | |||||||
02 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | ||||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 12000 | 0 | 11-May-2006 | 11-May-2006 |
Page 53 of 65
DELTA FINANCIAL CORPORATION | ||||||||||
Security | 247918105 | Meeting Type | Annual | |||||||
Ticker Symbol | DFC | Meeting Date | 25-May-2006 | |||||||
ISIN | Agenda | 932514094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD BLASS | For | For | |||||||
2 | ARNOLD B. POLLARD | For | For | |||||||
3 | JOHN ADAMOVICH, JR. | For | For | |||||||
4 | WILLIAM ADDAS | For | For | |||||||
02 | RATIFICATION OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE CORPORATION. | Management | For | For | ||||||
03 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 17000 | 0 | 11-May-2006 | 11-May-2006 |
Page 54 of 65
PROLOGIS | ||||||||||
Security | 743410102 | Meeting Type | Annual | |||||||
Ticker Symbol | PLD | Meeting Date | 26-May-2006 | |||||||
ISIN | Agenda | 932469528 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | K. DANE BROOKSHER | For | For | |||||||
2 | STEPHEN L. FEINBERG | For | For | |||||||
3 | GEORGE L. FOTIADES | For | For | |||||||
4 | CHRISTINE N. GARVEY | For | For | |||||||
5 | DONALD P. JACOBS | For | For | |||||||
6 | WALTER C. RAKOWICH | For | For | |||||||
7 | NELSON C. RISING | For | For | |||||||
8 | JEFFREY H. SCHWARTZ | For | For | |||||||
9 | D. MICHAEL STEUERT | For | For | |||||||
10 | J. ANDRE TEIXEIRA | For | For | |||||||
11 | WILLIAM D. ZOLLARS | For | For | |||||||
12 | ANDREA M. ZULBERTI | For | For | |||||||
02 | APPROVAL AND ADOPTION OF THE 2006 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
03 | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | Management | For | For | ||||||
04 | TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF IN THE DISCRETION OF THE PROXY HOLDER. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 2500 | 0 | 11-Apr-2006 | 11-Apr-2006 |
Page 55 of 65
WASHINGTON REAL ESTATE INVESTMENT TR | ||||||||||
Security | 939653101 | Meeting Type | Annual | |||||||
Ticker Symbol | WRE | Meeting Date | 26-May-2006 | |||||||
ISIN | Agenda | 932503407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MR. JOHN M. DERRICK JR. | For | For | |||||||
2 | MR. CHARLES T. NASON | For | For | |||||||
02 | DECLARATION OF TRUST AMENDMENT INCREASING THE MAXIMUM NUMBER OF TRUSTEES THAT MAY BE ELECTED TO THE BOARD TO ELEVEN TRUSTEES. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 11-May-2006 | 11-May-2006 |
Page 56 of 65
AMERICAN FINANCIAL REALTY TRUST | ||||||||||
Security | 02607P305 | Meeting Type | Annual | |||||||
Ticker Symbol | AFR | Meeting Date | 01-Jun-2006 | |||||||
ISIN | Agenda | 932519284 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GLENN BLUMENTHAL | For | For | |||||||
2 | RAYMOND GAREA | For | For | |||||||
3 | MICHAEL J. HAGAN | For | For | |||||||
4 | JOHN P. HOLLIHAN III | For | For | |||||||
5 | WILLIAM M. KAHANE | For | For | |||||||
6 | RICHARD A. KRAEMER | For | For | |||||||
7 | ALAN E. MASTER | For | For | |||||||
8 | HAROLD W. POTE | For | For | |||||||
9 | LEWIS S. RANIERI | For | For | |||||||
10 | NICHOLAS S. SCHORSCH | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 12000 | 0 | 11-May-2006 | 11-May-2006 |
Page 57 of 65
MAGUIRE PROPERTIES INC. | ||||||||||
Security | 559775101 | Meeting Type | Annual | |||||||
Ticker Symbol | MPG | Meeting Date | 06-Jun-2006 | |||||||
ISIN | Agenda | 932524689 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT F. MAGUIRE III | For | For | |||||||
2 | LAWRENCE S. KAPLAN | For | For | |||||||
3 | CAROLINE S. MCBRIDE | For | For | |||||||
4 | ANDREA L. VAN DE KAMP | For | For | |||||||
5 | WALTER L. WEISMAN | For | For | |||||||
6 | LEWIS N. WOLFF | For | For | |||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3000 | 0 | 11-May-2006 | 11-May-2006 |
Page 58 of 65
W. P. CAREY & CO. LLC | ||||||||||
Security | 92930Y107 | Meeting Type | Annual | |||||||
Ticker Symbol | WPC | Meeting Date | 07-Jun-2006 | |||||||
ISIN | Agenda | 932519690 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WM. POLK CAREY | For | For | |||||||
2 | FRANCIS J. CAREY | For | For | |||||||
3 | EBERHARD FABER IV | For | For | |||||||
4 | GEORGE E. STODDARD | For | For | |||||||
5 | KARSTEN VON KOLLER | For | For | |||||||
6 | GORDON F. DUGAN | For | For | |||||||
7 | C.C. TOWNSEND, JR. | For | For | |||||||
8 | CHARLES E. PARENTE | For | For | |||||||
9 | NATHANIEL S. COOLIDGE | For | For | |||||||
10 | LAWRENCE R. KLEIN | For | For | |||||||
11 | REGINALD H. WINSSINGER | For | For | |||||||
02 | TO AMEND THE W. P. CAREY & CO. LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT TO CONFORM THE PROVISION REGARDING SALES OF ASSETS TO A CORRESPONDING PROVISION OF THE DELAWARE GENERAL CORPORATE LAW. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 5000 | 0 | 11-May-2006 | 11-May-2006 |
Page 59 of 65
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||
Security | 649445103 | Meeting Type | Annual | |||||||
Ticker Symbol | NYB | Meeting Date | 07-Jun-2006 | |||||||
ISIN | Agenda | 932533640 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MAUREEN E. CLANCY | For | For | |||||||
2 | ROBERT S. FARRELL | For | For | |||||||
3 | JOSEPH R. FICALORA | For | For | |||||||
4 | MICHAEL F. MANZULLI | For | For | |||||||
5 | JAMES J. O'DONOVAN | For | For | |||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
03 | APPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||
04 | APPROVAL OF THE NEW YORK COMMUNITY BANCORP, INC. 2006 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
05 | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ELECTION OF ALL DIRECTORS ON AN ANNUAL BASIS. | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 7000 | 0 | 22-May-2006 | 22-May-2006 |
Page 60 of 65
AMERICAN MORTGAGE ACCEPTANCE COMPANY | ||||||||||
Security | 027568104 | Meeting Type | Annual | |||||||
Ticker Symbol | AMC | Meeting Date | 14-Jun-2006 | |||||||
ISIN | Agenda | 932506390 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JEFF T. BLAU | For | For | |||||||
2 | ALAN P. HIRMES | For | For | |||||||
3 | SCOTT M. MANNES | For | For | |||||||
4 | STANLEY R. PERLA | For | For | |||||||
5 | RICHARD M. ROSAN | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 4000 | 0 | 11-May-2006 | 11-May-2006 |
Page 61 of 65
AEW REAL ESTATE INCOME FUND | ||||||||||
Security | 00104H107 | Meeting Type | Annual | |||||||
Ticker Symbol | RIF | Meeting Date | 14-Jun-2006 | |||||||
ISIN | Agenda | 932513080 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MR GRAHAM T ALLISON, JR | For | For | |||||||
2 | MR. ROBERT BLANDING | For | For | |||||||
3 | MR. PAUL CHENAULT | For | For | |||||||
4 | MR. RICHARD DARMAN | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 16000 | 0 | 11-May-2006 | 11-May-2006 |
Page 62 of 65
REPUBLIC PROPERTY TRUST | ||||||||||
Security | 760737106 | Meeting Type | Annual | |||||||
Ticker Symbol | RPB | Meeting Date | 14-Jun-2006 | |||||||
ISIN | Agenda | 932516290 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN S. CHALSTY | For | For | |||||||
2 | STEVEN A. GRIGG | For | For | |||||||
3 | MARK R. KELLER | For | For | |||||||
4 | RICHARD L. KRAMER | For | For | |||||||
5 | RONALD J. KRAMER | For | For | |||||||
6 | GREGORY H. LEISCH | For | For | |||||||
7 | RONALD D. PAUL | For | For | |||||||
02 | APPROVAL AND RATIFICATION OF THE TRUSTEES' APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 8000 | 0 | 11-May-2006 | 11-May-2006 |
Page 63 of 65
TRUSTREET PROPERTIES, INC. | ||||||||||
Security | 898404108 | Meeting Type | Annual | |||||||
Ticker Symbol | TSY | Meeting Date | 22-Jun-2006 | |||||||
ISIN | Agenda | 932515527 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT A. BOURNE | For | For | |||||||
2 | G. STEVEN DAWSON | For | For | |||||||
3 | G. RICHARD HOSTETTER | For | For | |||||||
4 | RICHARD C. HUSEMAN | For | For | |||||||
5 | JAMES H. KROPP | For | For | |||||||
6 | J. JOSEPH KRUSE | For | For | |||||||
7 | CURTIS B. MCWILLIAMS | For | For | |||||||
8 | JAMES M. SENEFF, JR. | For | For | |||||||
02 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 3500 | 0 | 11-May-2006 | 11-May-2006 |
Page 64 of 65
SCUDDER INVESTMENTS | ||||||||||
Security | 233384106 | Meeting Type | Annual | |||||||
Ticker Symbol | SRQ | Meeting Date | 28-Jun-2006 | |||||||
ISIN | Agenda | 932549857 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | REBECCA W. RIMEL | For | For | |||||||
2 | PHILIP SAUNDERS, JR. | For | For | |||||||
3 | WILLIAM N. SEARCY, JR. | For | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
010034177804 | 01K | 9000 | 0 | 26-Jun-2006 | 26-Jun-2006 |
Page 65 of 65
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
COMMONWEALTH INTERNATIONAL SERIES TRUST
(Registrant)
By: /s/ Robert W. Scharar
Robert W. Scharar, President
Date: August 4, 2005