UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04665
COMMONWEALTH INTERNATIONAL SERIES TRUST
(Exact name of registrant as specified in charter)
5847 San Felipe, Suite 850, Houston, Texas 77057
(Address of principal executive offices)(Zip code)
Robert W. Scharar
c/o FCA CORP, 5847 San Felipe, Suite 850, Houston, Texas 777057
(Name and address of agent for service)
Copies to:
John H. Lively
Husch Blackwell Sanders LLP
4801 Main Street, Suite 1000
Kansas City, Missouri 64112
Registrant’s telephone number, including area code: 1-713-781-7193
Date of fiscal year end: October 31
Date of reporting period: July 1, 2008 thru June 30, 2009
ITEM 1. PROXY VOTING RECORD
Commonwealth Japan Fund
INTELLIGENCE, LTD. |
Security | J2402D101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | 4842 | Meeting Date | 28-Aug-2008 | |||
ISIN | JP3153000009 | Agenda | 701669890 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Stock-for-Stock Exchange with USEN Corporation In | Management | For | For | ||||
Order To Transit Into USEN’s wholly Owned Subsidiary |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 66 | 0 | 30-Jul-2008 | 30-Jul-2008 |
SHINWA ART AUCTION CO., LTD. |
Security | J74123100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 2437 | Meeting Date | 28-Aug-2008 | |||
ISIN | JP3384900001 | Agenda | 701681454 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 21 | 0 | 15-Aug-2008 | 15-Aug-2008 |
RAYSUM CO., LTD. |
Security | J64329105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8890 | Meeting Date | 21-Nov-2008 | |||
ISIN | JP3979100009 | Agenda | 701762280 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Dividends from Surplus | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Statutory Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 50 | 0 | 08-Nov-2008 | 08-Nov-2008 |
TOYO CORPORATION |
Security | J91042101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 3616 | Meeting Date | 19-Dec-2008 | |||
ISIN | JP3616600007 | Agenda | 701774730 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For | ||||
5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 8000 | 0 | 27-Nov-2008 | 27-Nov-2008 |
NAKANISHI INC. |
Security | J4800J102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 7716 | Meeting Date | 19-Mar-2009 | |||
ISIN | JP3642500007 | Agenda | 701832669 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to the | Management | For | For | ||||
Updated Laws and Regulaions | ||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Amend the Compensation to be Received by Corporate Auditors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1500 | 0 | 06-Mar-2009 | 06-Mar-2009 |
CHUGAI PHARMACEUTICAL CO., LTD. |
Security | J06930101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 4519 | Meeting Date | 25-Mar-2009 | |||
ISIN | JP3519400000 | Agenda | 701829383 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions, Approve Minor | Management | For | For | ||||
Revisions Related to the Updated Laws and Regulaions | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Payment of Accrued Benefits associated with Abolition of | Management | For | For | ||||
Retirement Benefit System for Current Corporate Officers | ||||||||
6 | Approve Details of Stock-Based Compensation Plan and Stock | Management | For | For | ||||
Option Plan for Corporate Officers |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 6500 | 0 | 04-Mar-2009 | 04-Mar-2009 |
KIRIN HOLDINGS COMPANY, LIMITED |
Security | 497350108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 2503 | Meeting Date | 26-Mar-2009 | |||
ISIN | JP3258000003 | Agenda | 701829268 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend the Articles of Incorporation | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
4. | Approve Payment of Bonuses to Corporate Officers | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 5000 | 0 | 04-Mar-2009 | 04-Mar-2009 |
SUMITOMO RUBBER INDUSTRIES, LTD. |
Security | J77884112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 5110 | Meeting Date | 27-Mar-2009 | |||
ISIN | JP3404200002 | Agenda | 701846997 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Profits | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to the | Management | For | For | ||||
Updated Laws and Regulaions | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 10000 | 0 | 17-Mar-2009 | 17-Mar-2009 |
TOKYO TATEMONO CO., LTD. |
Security | J88333117 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8804 | Meeting Date | 27-Mar-2009 | |||
ISIN | JP3582600007 | Agenda | 701827531 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Approve Payment of Bonuses to Directors | Management | For | For | ||||
3. | Amend the Articles of Incorporation | Management | For | For | ||||
4.1 | Appoint a Director | Management | For | For | ||||
4.2 | Appoint a Director | Management | For | For | ||||
4.3 | Appoint a Director | Management | For | For | ||||
4.4 | Appoint a Director | Management | For | For | ||||
4.5 | Appoint a Director | Management | For | For | ||||
4.6 | Appoint a Director | Management | For | For | ||||
4.7 | Appoint a Director | Management | For | For | ||||
4.8 | Appoint a Director | Management | For | For | ||||
4.9 | Appoint a Director | Management | For | For | ||||
4.10 | Appoint a Director | Management | For | For | ||||
4.11 | Appoint a Director | Management | For | For | ||||
4.12 | Appoint a Director | Management | For | For | ||||
4.13 | Appoint a Director | Management | For | For | ||||
4.14 | Appoint a Director | Management | For | For | ||||
4.15 | Appoint a Director | Management | For | For | ||||
4.16 | Appoint a Director | Management | For | For | ||||
4.17 | Appoint a Director | Management | For | For | ||||
4.18 | Appoint a Director | Management | For | For | ||||
5. | Appoint a Corporate Auditor | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 15000 | 0 | 03-Mar-2009 | 03-Mar-2009 |
HOYA CORPORATION |
Security | J22848105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 7741 | Meeting Date | 16-Jun-2009 | |||
ISIN | JP3837800006 | Agenda | 701980232 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
3 | Authorize Use of Stock Options, and Allow Board to Authorize Use | Management | For | For | ||||
of Stock Option Plan |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 30-May-2009 | 30-May-2009 |
HANKYU HANSHIN HOLDINGS, INC. |
Security | J18439109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9042 | Meeting Date | 17-Jun-2009 | |||
ISIN | JP3774200004 | Agenda | 701974722 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to (1) : Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3. | Amend Articles to (2) : Make Resolutions Related to Anti- | Management | For | For | ||||
Takeover Defense Measures | ||||||||
4. | Approve Policy regarding Large-scale Purchases of Company | Management | For | For | ||||
Shares | ||||||||
5.1 | Appoint a Director | Management | For | For | ||||
5.2 | Appoint a Director | Management | For | For | ||||
5.3 | Appoint a Director | Management | For | For | ||||
5.4 | Appoint a Director | Management | For | For | ||||
5.5 | Appoint a Director | Management | For | For | ||||
5.6 | Appoint a Director | Management | For | For | ||||
5.7 | Appoint a Director | Management | For | For | ||||
5.8 | Appoint a Director | Management | For | For | ||||
5.9 | Appoint a Director | Management | For | For | ||||
5.10 | Appoint a Director | Management | For | For | ||||
5.11 | Appoint a Director | Management | For | For | ||||
5.12 | Appoint a Director | Management | For | For | ||||
5.13 | Appoint a Director | Management | For | For | ||||
5.14 | Appoint a Director | Management | For | For | ||||
6.1 | Appoint a Corporate Auditor | Management | For | For | ||||
6.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 22000 | 0 | 28-May-2009 | 28-May-2009 |
TOKAI RIKA CO., LTD. |
Security | J85968105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6995 | Meeting Date | 18-Jun-2009 | |||
ISIN | JP3566600007 | Agenda | 701988543 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
3.17 | Appoint a Director | Management | For | For | ||||
3.18 | Appoint a Director | Management | For | For | ||||
3.19 | Appoint a Director | Management | For | For | ||||
3.20 | Appoint a Director | Management | For | For | ||||
3.21 | Appoint a Director | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
5 | Authorize Use of Stock Options, and Allow Board to Authorize Use | Management | For | For | ||||
of Stock Option Plan | ||||||||
6 | Approve Provision of Retirement Allowance for Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
AISIN SEIKI CO., LTD. |
Security | J00714105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 7259 | Meeting Date | 19-Jun-2009 | |||
ISIN | JP3102000001 | Agenda | 701983252 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
3.17 | Appoint a Director | Management | For | For | ||||
3.18 | Appoint a Director | Management | For | For | ||||
3.19 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||
6 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2000 | 0 | 02-Jun-2009 | 02-Jun-2009 |
MARUBENI CORPORATION |
Security | J39788138 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8002 | Meeting Date | 19-Jun-2009 | |||
ISIN | JP3877600001 | Agenda | 701974671 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 30000 | 0 | 28-May-2009 | 28-May-2009 |
TERUMO CORPORATION |
Security | J83173104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 4543 | Meeting Date | 19-Jun-2009 | |||
ISIN | JP3546800008 | Agenda | 701994116 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
6 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 06-Jun-2009 | 06-Jun-2009 |
KADOKAWA GROUP HOLDINGS, INC. |
Security | J2887C107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9477 | Meeting Date | 21-Jun-2009 | |||
ISIN | JP3214300000 | Agenda | 701988151 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
FUJITSU LIMITED |
Security | J15708159 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6702 | Meeting Date | 22-Jun-2009 | |||
ISIN | JP3818000006 | Agenda | 701977350 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 10000 | 0 | 29-May-2009 | 29-May-2009 |
EAST JAPAN RAILWAY COMPANY |
Security | J1257M109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9020 | Meeting Date | 23-Jun-2009 | |||
ISIN | JP3783600004 | Agenda | 701985078 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Proposal for appropriation of retained earnings | Management | For | For | ||||
2. | Partial amendment to the Articles of Incorporation: Approve Minor | Management | For | For | ||||
Revisions Related to Dematerialization of Shares and the Other | ||||||||
Updated Laws and Regulations | ||||||||
3.1 | Election of Director | Management | For | For | ||||
3.2 | Election of Director | Management | For | For | ||||
3.3 | Election of Director | Management | For | For | ||||
4.1 | Election of Corporate Auditor | Management | For | For | ||||
4.2 | Election of Corporate Auditor | Management | For | For | ||||
5. | Payment of bonuses to Directors and Corporate Auditors | Management | For | For | ||||
6. | Shareholders’ Proposals: Partial amendment to the Articles of | Shareholder | Against | For | ||||
Incorporation (1) Expansion of authority of the General Meeting of | ||||||||
Shareholders by the Articles of Incorporation | ||||||||
7. | Shareholders’ Proposals: Establishment of a Special Committee | Shareholder | Against | For | ||||
for Compliance Surveillance | ||||||||
8. | Shareholders’ Proposals: Partial amendment to the Articles of | Shareholder | Against | For | ||||
Incorporation (2) Disclosure of individual Director’s remunerations | ||||||||
to shareholders | ||||||||
9. | Shareholders’ Proposals: Partial amendment to the Articles of | Shareholder | Against | For | ||||
Incorporation (3) Requirement for appointment of outside | ||||||||
Directors | ||||||||
10. | Shareholders’ Proposals: Partial amendment to the Articles of | Shareholder | Against | For | ||||
Incorporation (4) Deletion of Article 26 (Principal Executive | ||||||||
Advisers and Advisers, etc.) of the current Articles of Incorporation | ||||||||
and addition of new Article 26 (Special Committee) | ||||||||
11.1 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.2 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.3 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.4 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.5 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.6 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.7 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
11.8 | Shareholders’ Proposals: Dismissal of Director | Shareholder | Against | For | ||||
12.1 | Shareholders’ Proposals: Election of Director | Shareholder | Against | For | ||||
12.2 | Shareholders’ Proposals: Election of Director | Shareholder | Against | For | ||||
12.3 | Shareholders’ Proposals: Election of Director | Shareholder | Against | For | ||||
12.4 | Shareholders’ Proposals: Election of Director | Shareholder | Against | For | ||||
12.5 | Shareholders’ Proposals: Election of Director | Shareholder | Against | For | ||||
13. | Shareholders’ Proposals: Reduction of remunerations to Directors | Shareholder | Against | For | ||||
and Corporate Auditors | ||||||||
14. | Shareholders’ Proposals: Proposal for appropriation of retained | Shareholder | Against | For | ||||
earnings (1) | ||||||||
15. | Shareholders’ Proposals: Proposal for appropriation of retained | Shareholder | Against | For | ||||
earnings (2) |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1500 | 0 | 03-Jun-2009 | 03-Jun-2009 |
SUMITOMO CHEMICAL COMPANY, LIMITED |
Security | J77153120 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 4005 | Meeting Date | 23-Jun-2009 | |||
ISIN | JP3401400001 | Agenda | 701982464 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 10000 | 0 | 02-Jun-2009 | 02-Jun-2009 |
DENSO CORPORATION |
Security | J12075107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6902 | Meeting Date | 24-Jun-2009 | |||
ISIN | JP3551500006 | Agenda | 702000263 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Allow Board to Authorize Use of Stock Options and Stock Option | Management | For | For | ||||
Plan | ||||||||
6 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 3000 | 0 | 10-Jun-2009 | 10-Jun-2009 |
TOHO GAS CO., LTD. |
Security | J84850106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9533 | Meeting Date | 24-Jun-2009 | |||
ISIN | JP3600200004 | Agenda | 701991449 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Allow Use of Electronic Systems for Public | ||||||||
Notifications | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 35000 | 0 | 05-Jun-2009 | 05-Jun-2009 |
AOC HOLDINGS, INC. |
Security | J0155M104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 5017 | Meeting Date | 25-Jun-2009 | |||
ISIN | JP3160300004 | Agenda | 702004994 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Allow Board to Make Rules Governing Exercise of | ||||||||
Shareholders’ Rights | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 11-Jun-2009 | 11-Jun-2009 |
TAKEDA PHARMACEUTICAL COMPANY LIMITED |
Security | J8129E108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 4502 | Meeting Date | 25-Jun-2009 | |||
ISIN | JP3463000004 | Agenda | 701984761 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2000 | 0 | 03-Jun-2009 | 03-Jun-2009 |
YAMATO HOLDINGS CO., LTD. |
Security | J96612114 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9064 | Meeting Date | 25-Jun-2009 | |||
ISIN | JP3940000007 | Agenda | 701982678 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 9000 | 0 | 02-Jun-2009 | 02-Jun-2009 |
AMANO CORPORATION |
Security | J01302108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6436 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3124400007 | Agenda | 702008372 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 5000 | 0 | 12-Jun-2009 | 12-Jun-2009 |
FANUC LTD. |
Security | J13440102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6954 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3802400006 | Agenda | 701990877 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
4. | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1500 | 0 | 05-Jun-2009 | 05-Jun-2009 |
FUKUOKA FINANCIAL GROUP, INC. |
Security | J17129107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8354 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3805010000 | Agenda | 701991160 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Substitute Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 10000 | 0 | 05-Jun-2009 | 05-Jun-2009 |
HOKKAIDO ELECTRIC POWER COMPANY, INCORPORATED |
Security | J21378104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9509 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3850200001 | Agenda | 701988187 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Expand Business Lines, Approve Minor | Management | For | For | ||||
Revisions Related to Dematerialization of Shares and the Other | ||||||||
Updated Laws and Regulations, Allow Use of Treasury Shares for | ||||||||
Odd-Lot Purchases | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 6000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
ICHIKAWA CO., LTD. |
Security | J23178106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 3513 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3141200000 | Agenda | 702001784 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Allow Board to Make Rules Governing Exercise of | ||||||||
Shareholders’ Rights, Allow Use of Electronic Systems for Public | ||||||||
Notifications | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 35000 | 0 | 10-Jun-2009 | 10-Jun-2009 |
KAJIMA CORPORATION |
Security | J29223120 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 1812 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3210200006 | Agenda | 702006013 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Approve Reduction of Legal Reserve | Management | For | For | ||||
3 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
4.1 | Appoint a Director | Management | For | For | ||||
4.2 | Appoint a Director | Management | For | For | ||||
4.3 | Appoint a Director | Management | For | For | ||||
4.4 | Appoint a Director | Management | For | For | ||||
4.5 | Appoint a Director | Management | For | For | ||||
5 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 18000 | 0 | 11-Jun-2009 | 11-Jun-2009 |
KEIHIN ELECTRIC EXPRESS RAILWAY CO., LTD. |
Security | J32104119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9006 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3280200001 | Agenda | 702005388 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | ||||
and Corporate Auditors | ||||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For | ||||
7 | Approve Extension of Anti-Takeover Defense Measures | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 13000 | 0 | 11-Jun-2009 | 11-Jun-2009 |
KEIO CORPORATION |
Security | J32190126 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9008 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3277800003 | Agenda | 701988264 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Approve Payment of Bonuses to Directors | Management | For | For | ||||
3. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
4.1 | Appoint a Director | Management | For | For | ||||
4.2 | Appoint a Director | Management | For | For | ||||
4.3 | Appoint a Director | Management | For | For | ||||
4.4 | Appoint a Director | Management | For | For | ||||
4.5 | Appoint a Director | Management | For | For | ||||
4.6 | Appoint a Director | Management | For | For | ||||
4.7 | Appoint a Director | Management | For | For | ||||
4.8 | Appoint a Director | Management | For | For | ||||
4.9 | Appoint a Director | Management | For | For | ||||
4.10 | Appoint a Director | Management | For | For | ||||
4.11 | Appoint a Director | Management | For | For | ||||
4.12 | Appoint a Director | Management | For | For | ||||
4.13 | Appoint a Director | Management | For | For | ||||
4.14 | Appoint a Director | Management | For | For | ||||
4.15 | Appoint a Director | Management | For | For | ||||
4.16 | Appoint a Director | Management | For | For | ||||
4.17 | Appoint a Director | Management | For | For | ||||
4.18 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 18000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
MEIDENSHA CORPORATION |
Security | J41594102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6508 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3919800007 | Agenda | 702001392 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 23000 | 0 | 10-Jun-2009 | 10-Jun-2009 |
MELCO HOLDINGS INC. |
Security | J4225X108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6676 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3921080002 | Agenda | 702007863 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For | ||||
6 | Approve Payment of Bonuses to Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4500 | 0 | 12-Jun-2009 | 12-Jun-2009 |
NGK SPARK PLUG CO., LTD. |
Security | J49119100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 5334 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3738600000 | Agenda | 701997326 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
2.14 | Appoint a Director | Management | For | For | ||||
2.15 | Appoint a Director | Management | For | For | ||||
2.16 | Appoint a Director | Management | For | For | ||||
2.17 | Appoint a Director | Management | For | For | ||||
2.18 | Appoint a Director | Management | For | For | ||||
2.19 | Appoint a Director | Management | For | For | ||||
2.20 | Appoint a Director | Management | For | For | ||||
2.21 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 6000 | 0 | 09-Jun-2009 | 09-Jun-2009 |
NINTENDO CO., LTD. |
Security | J51699106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 7974 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3756600007 | Agenda | 701988048 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
RESORTTRUST, INC. |
Security | J6448M108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 4681 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3974450003 | Agenda | 702006215 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||
6 | Allow Board to Authorize Use of Stock Options | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 3360 | 0 | 11-Jun-2009 | 11-Jun-2009 |
SANKYO CO., LTD. |
Security | J67844100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 6417 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3326410002 | Agenda | 702005352 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2500 | 0 | 11-Jun-2009 | 11-Jun-2009 |
SUMITOMO MITSUI FINANCIAL GROUP, INC. |
Security | J7771X109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8316 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3890350006 | Agenda | 701996312 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Allow Use of Electronic Systems for Public | Management | For | For | ||||
Notifications, Approve Minor Revisions Related to | ||||||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4.4 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | ||||
and Retiring Corporate Auditors |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2400 | 0 | 09-Jun-2009 | 09-Jun-2009 |
SUMITOMO REALTY & DEVELOPMENT CO., LTD. |
Security | J77841112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8830 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3409000001 | Agenda | 701988529 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 6000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
T&D HOLDINGS, INC. |
Security | J86796109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 8795 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3539220008 | Agenda | 701996172 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4.4 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2000 | 0 | 08-Jun-2009 | 08-Jun-2009 |
TAIYO YUDEN CO., LTD. |
Security | J80206113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 1968 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3452000007 | Agenda | 701987969 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the Other Updated Laws and | ||||||||
Regulations | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 10000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
TOBU RAILWAY CO., LTD. |
Security | J84162148 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9001 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3597800006 | Agenda | 701998025 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Allow Board to Make Rules Governing Exercise of | ||||||||
Shareholders’ Rights, Reduce Term of Office of Directors to One | ||||||||
Year | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
3.17 | Appoint a Director | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||
5 | Amend the Compensation to be Received by Corporate Officers | Management | For | For | ||||
6 | Allow Board to Authorize Use of Free Share Purchase Warrants | Management | For | For | ||||
as Anti-Takeover Defense Measure |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 18000 | 0 | 09-Jun-2009 | 09-Jun-2009 |
TOHOKU ELECTRIC POWER COMPANY, INCORPORATED |
Security | J85108108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9506 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3605400005 | Agenda | 701988175 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
Please reference meeting materials. | Non-Voting | ||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||
2. | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | |||||
Dematerialization of Shares and the Other Updated Laws and | |||||||||
Regulations | |||||||||
3.1 | Appoint a Director | Management | For | For | |||||
3.2 | Appoint a Director | Management | For | For | |||||
3.3 | Appoint a Director | Management | For | For | |||||
3.4 | Appoint a Director | Management | For | For | |||||
3.5 | Appoint a Director | Management | For | For | |||||
3.6 | Appoint a Director | Management | For | For | |||||
3.7 | Appoint a Director | Management | For | For | |||||
3.8 | Appoint a Director | Management | For | For | |||||
3.9 | Appoint a Director | Management | For | For | |||||
3.10 | Appoint a Director | Management | For | For | |||||
3.11 | Appoint a Director | Management | For | For | |||||
3.12 | Appoint a Director | Management | For | For | |||||
3.13 | Appoint a Director | Management | For | For | |||||
3.14 | Appoint a Director | Management | For | For | |||||
3.15 | Appoint a Director | Management | For | For | |||||
3.16 | Appoint a Director | Management | For | For | |||||
3.17 | Appoint a Director | Management | For | For | |||||
4. | Appoint a Corporate Auditor | Management | For | For | |||||
5. | Shareholders’ Proposal: Amend Articles to Require Disclosure of | Shareholder | Against | For | |||||
Corporate Officer Compensation | |||||||||
6. | Shareholders’ Proposal: Amend Articles to Abandon Pluthermal | Shareholder | Against | For | |||||
Plan at the Onagawa Nuclear Power Station (Unit. 3) |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 7000 | 0 | 04-Jun-2009 | 04-Jun-2009 |
TOSHO PRINTING COMPANY, LIMITED |
Security | J90053109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 7913 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3626200004 | Agenda | 702009110 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Change Company’s Location to kita-ku, Expand | ||||||||
Business Lines, Allow Use of Treasury Shares for Odd-Lot | ||||||||
Purchases | ||||||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Directors | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 30000 | 0 | 12-Jun-2009 | 12-Jun-2009 |
YAMADA DENKI CO., LTD. |
Security | J95534103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9831 | Meeting Date | 26-Jun-2009 | |||
ISIN | JP3939000000 | Agenda | 701977514 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Please reference meeting materials. | Non-Voting | |||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend Articles to: Expand Business Lines, Approve Minor | Management | For | For | ||||
Revisions Related to Dematerialization of Shares and the other | ||||||||
Updated Laws and Regulations | ||||||||
3. | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Corporate | Management | For | For | ||||
Auditors |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 2000 | 0 | 29-May-2009 | 29-May-2009 |
SUNDRUG CO., LTD. |
Security | J78089109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | 9989 | Meeting Date | 27-Jun-2009 | |||
ISIN | JP3336600006 | Agenda | 702022043 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to | Management | For | For | ||||
Dematerialization of Shares and the other Updated Laws and | ||||||||
Regulations, Allow Board to Make Rules Governing Exercise of | ||||||||
Shareholders’ Rights, Expand Business Lines |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 18-Jun-2009 | 18-Jun-2009 |
Commonwealth Australia/New Zealand Fund
ALLIED WORK FORCE GROUP LTD |
Security | Q02267104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | AWF | Meeting Date | 16-Jul-2008 | |||
ISIN | NZAWFE0001S8 | Agenda | 701652263 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the financial statements and statutory reports for the YE | Management | For | For | ||||
31 MAR 2008 | ||||||||
2. | Grat authority to the dividend of NZD0.03 per share | Management | For | For | ||||
3. | Elect Mr. Ross B Keenan as a Director | Management | For | For | ||||
4. | Authorize the Board to fix the remuneration of the Auditors | Management | For | For | ||||
5. | Approve to increase in the remuneration of the Directors to the | Management | For | For | ||||
amount of NZD105,000 for the YE 31 MAR 2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 277500 | 0 | 09-Jul-2008 | 09-Jul-2008 |
OXIANA LTD |
Security | Q7186A100 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | OXR | Meeting Date | 18-Jul-2008 | |||
ISIN | AU000000OXR0 | Agenda | 701643896 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Approve to change the Company name for the purposes of | Management | For | For | ||||
Section 157 (1) of the Corporations Act 2001 and for all other | ||||||||
purposes, the Company adopt ‘OZ Minerals Limited’ as the New | ||||||||
name of the Company | ||||||||
2.1 | Re-elect Mr. Owen Leigh Hegarty as a Director of the Company, | Management | For | For | ||||
who retires in accordance with Article 6.3(h) of the Company’s | ||||||||
Constitution | ||||||||
2.2 | Re-elect Mr. Peter Mansell as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 6.3 of the Company’s | ||||||||
Constitution | ||||||||
2.3 | Re-elect Dr. Peter Cassidy as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 6.3 of the Company’s | ||||||||
Constitution | ||||||||
2.4 | Re-elect Mr. Anthony Larkin as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 6.3 of the Company’s | ||||||||
Constitution | ||||||||
2.5 | Re-elect Mr. Richard Knight as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 6.3 of the Company’s | ||||||||
Constitution | ||||||||
2.6 | Re-elect Mr. Dean Pritchard as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 6.3 of the Company’s | ||||||||
Constitution | ||||||||
3. | Approve to increase the Directors’ fee limit from the maximum | Management | For | For | ||||
total amount of Directors’ fee payable by the Company to Non- | ||||||||
Executive Directors by AUD 1,500,000 per annum to a maximum | ||||||||
of AUD 2,700,000 per annum with effect from 20 JUN 2008 | ||||||||
4. | Approve, for the purposes of Section 200E of the Corporations Act | Management | For | For | ||||
2001 and for all other purposes the Company benefits payable to | ||||||||
Mr. Owen Hegarty in connection with his retirement as Managing | ||||||||
Director and CEO as described in the Explanatory Memorandum | ||||||||
accompanying the notice convening this meeting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 249942 | 0 | 09-Jul-2008 | 09-Jul-2008 |
GOODMAN PROPERTY TRUST |
Security | Q4232A119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | GMT | Meeting Date | 25-Jul-2008 | |||
ISIN | NZCPTE0001S9 | Agenda | 701656665 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the entry in to and performance by the Trust of Qualifying | Management | For | For | ||||
Transactions with Goodman Group in the period from the date if | ||||||||
this meeting to the date of the next AGM |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 415266 | 0 | 21-Jul-2008 | 21-Jul-2008 |
METHVEN LTD |
Security | Q6047H106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | MVN | Meeting Date | 29-Jul-2008 | |||
ISIN | NZMVNE0001S9 | Agenda | 701653633 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
A. | The Chairman’s introduction | Non-Voting | ||||||
B. | The Chief Executive’s address to shareholders | Non-Voting | ||||||
C. | Shareholders discussion | Non-Voting | ||||||
D. | Receive and consider the financial statements for the YE 31 MAR | Non-Voting | ||||||
2008, together-with the Director’s and the Auditors’ report | ||||||||
E.1 | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | ||||
Company of the Company and that the Directors are authorized to | ||||||||
fix the Auditors’ remuneration | ||||||||
E.2 | Re-elect Mr. Phil Lough as a Director of the Company, as | Management | For | For | ||||
specified | ||||||||
E.3 | Re-elect Mr. Gary Nel as a Director of the Company, as specified | Management | For | For | ||||
E.4 | Approve the total monetary sum per annum payable to all | Management | For | For | ||||
Directors of Mathven [taken together] be increased from NZD | ||||||||
120,000 per annum to NZD 160,000 per annum, as specified | ||||||||
F. | Transact any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 506250 | 0 | 23-Jul-2008 | 23-Jul-2008 |
NATIONAL PROPERTY TRUST |
Security | Q65937106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | NAP | Meeting Date | 29-Jul-2008 | |||
ISIN | NZNAPE0007S3 | Agenda | 701661123 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the inclusion in Trust Deed for calling annual meetings | Management | For | For | ||||
and other unit holder meetings and changes to defined terms and | ||||||||
certain Clauses of the Trust Deed | ||||||||
2. | Amend Trust Deed to provide for unit holder proposals/resolutions | Management | For | For | ||||
3. | Amend Trust Deed to provide for appointment of Independent | Management | For | For | ||||
Director | ||||||||
4. | Approve to replace provisions in Trust Deed relating to annual | Management | Against | Against | ||||
fees, performance fees and property services fees with new | ||||||||
provisions | ||||||||
5. | Approve the payment to the Manager for property related services | Management | Against | Against | ||||
provided my associated persons to the Manager | ||||||||
6. | Approve the issue of units to Manager for performance fees | Management | Against | Against | ||||
payable to the Manager |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 450000 | 0 | 21-Jul-2008 | 21-Jul-2008 |
CANTERBURY BUILDING SOCIETY |
Security | Q0564M101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | CBS | Meeting Date | 30-Jul-2008 | |||
ISIN | NZABSE0001S5 | Agenda | 701665816 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and adopt the annual report for the year to 31 MAR 2008 | Management | For | For | ||||
2. | Re-elect Messrs. D.G. Church, G.R. Kennedy and R.W. Ashford | Management | For | For | ||||
as the Directors, who retires by rotation in accordance with the | ||||||||
Society’s Constitution | ||||||||
3. | Approve to fix the remuneration of the Directors at NZD 250,000 | Management | For | For | ||||
[plus GST if any] for the FY commencing 01 APR 2008 | ||||||||
4. | Re-appoint Deloitte as the Auditor and authorize the Directors to | Management | For | For | ||||
fix their remuneration for the current FY | ||||||||
5. | Any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 301398 | 0 | 23-Jul-2008 | 23-Jul-2008 |
MAINFREIGHT LIMITED MFT |
Security | Q5742H106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | MFT | Meeting Date | 31-Jul-2008 | |||
ISIN | NZMFTE0001S9 | Agenda | 701652465 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the annual report | Management | For | For | ||||
2. | Re-elect Mr. Neil Graham as a Director | Management | For | For | ||||
3. | Re-elect Mr. Bryan Mogridge as a Director | Management | For | For | ||||
4. | Re-elect Mr. Richard Prebble as a Director | Management | For | For | ||||
5. | Authorize the Board to fix remuneration of Ernst & Young, the | Management | For | For | ||||
Company’s Auditors |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 105000 | 0 | 28-Jul-2008 | 28-Jul-2008 |
KERMADEC PROPERTY FUND LIMITED, AUCKLAND |
Security | Q5247J102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | KPF | Meeting Date | 01-Aug-2008 | |||
ISIN | NZKPFE0001S1 | Agenda | 701646626 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Mr. Peter David Wilson as a Director | Management | For | For | ||||
2. | Approve Ernst & Young as the Auditors and authorize the Board | Management | For | For | ||||
to fix their remuneration |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 978391 | 0 | 28-Jul-2008 | 28-Jul-2008 |
LIFE PHARMACY LTD |
Security | Q1400E105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | LPL | Meeting Date | 07-Aug-2008 | |||
ISIN | NZBDOE0001S8 | Agenda | 701668002 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive and consider the annual report, the financial statements | Non-Voting | |||||||
for the year-ended 31 MAR 2008, and the report of the Auditors | ||||||||
thereon | ||||||||
1. | Authorize the Company, to issue up to 1,500 fully paid ordinary | Management | For | For | ||||
shares in the Company at nil consideration to each of the eight | ||||||||
franchisee Companies of the recently-acquired Care Chemist | ||||||||
franchise pharmacy business [being an aggregate issue of up to | ||||||||
12,000 fully paid ordinary shares in the Company] | ||||||||
2.a | Re-appoint Mr. Neil William Webber as a Director of the | Management | For | For | ||||
Company, in accordance with Clause 11.6 of the Company’s | ||||||||
Constitution | ||||||||
2.b | Re-appoint Mr. Mark Steven Vuksich as a Director of the | Management | For | For | ||||
Company, in accordance with Clause 11.6 of the Company’s | ||||||||
Constitution | ||||||||
3. | Authorize the Board of the Company to fix the remuneration of the | Management | For | For | ||||
Auditor for the ensuing year | ||||||||
Other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 268158 | 0 | 05-Aug-2008 | 05-Aug-2008 |
OPTISCAN IMAGING LIMITED |
Security | Q7150K100 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | OIL | Meeting Date | 12-Aug-2008 | |||
ISIN | AU000000OIL4 | Agenda | 701664838 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Ratify, in accordance with Australian Stock Exchange Listing Rule | Management | For | For | ||||
7.4, the issue on 17 JUN 2008 of 11,086,653 fully paid ordinary | ||||||||
shares at the cost of 23 cents each | ||||||||
2. | Approve, in accordance with Australian Stock Exchange Listing | Management | For | For | ||||
Rule 10.11, the issue of fully paid ordinary shares in the capital of | ||||||||
the Company to the following Directors for a price of 23 cents | ||||||||
each: Mr. James Fox - 484,783 shares, Mr. Grant Latta- 870,000 | ||||||||
shares, Mr. Tony Rogers- 434,783 shares, Mr. Vicki Tutungi- | ||||||||
217,400 shares | ||||||||
3. | Approve, in accordance with Australian Stock Exchange Listing | Management | For | For | ||||
Rule 10.17 and the Company’s Constitution, to increase the total | ||||||||
amount of fees that may be paid to the Company’s Non-Executive | ||||||||
Directors as a whole by AUD 150,000 from AUD 250,000 to a | ||||||||
maximum of AUD 400,000 per annum |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 178000 | 0 | 07-Aug-2008 | 07-Aug-2008 |
MOWBRAY COLLECTABLES LTD |
Security | Q6448N108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | MOW | Meeting Date | 13-Aug-2008 | |||
ISIN | NZMOWE0001S5 | Agenda | 701655524 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
The Chairman’s and the Managing Director’s addresses to the | Non-Voting | |||||||
shareholders | ||||||||
Shareholder discussion | Non-Voting | |||||||
1. | Re-elect Mr. Ian Halsted as a Director, who retires by rotation | Management | For | For | ||||
under the Company’s Constitution | ||||||||
2. | Approve the payment of the Directors’ fees up to a maximum of | Management | For | For | ||||
NZD 38,000 in aggregate for each FY | ||||||||
3. | Approve to record the re-appointment of Martin Jarvie PKF as the | Management | For | For | ||||
Company’s Auditor under Section 200 of the Companies Act 1993 | ||||||||
and authorize the Directors to settle their remuneration |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 571593 | 0 | 07-Aug-2008 | 07-Aug-2008 |
FISHER & PAYKEL APPLIANCES HOLDINGS LTD |
Security | Q3898H103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | FPA | Meeting Date | 18-Aug-2008 | |||
ISIN | NZFPAE0001S2 | Agenda | 701652453 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial statements and the Auditors’ report for the | Non-Voting | ||||||
YE 31 MAR 20-08, as contained in the Company’s annual report | ||||||||
2.1 | Re-elect Mr. Gary Paykel as a Director, who retires by rotation | Management | For | For | ||||
2.2 | Re-elect Mr. Peter Lucas as a Director who retires by rotation | Management | For | For | ||||
3. | Authorize the Directors to fix the fees and expenses of the | Management | For | For | ||||
PricewaterHouseCoopers, as the Company’s Auditors | ||||||||
Transact any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 399218 | 0 | 12-Aug-2008 | 12-Aug-2008 |
INFRATIL LTD |
Security | Q4933Q124 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | IFT | Meeting Date | 18-Aug-2008 | |||
ISIN | NZIFTE0003S3 | Agenda | 701670831 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Mr. Duncan Saville as a Director | Management | For | For | ||||
2. | Elect Mr. Humphry Rollestone as a Director | Management | For | For | ||||
3. | Elect Mr. Mark Tume as a Director | Management | For | For | ||||
4. | Approve the issuance of upto NZW 350 million, under the new | Management | For | For | ||||
Infrastructure Bond Programme | ||||||||
5. | Approve the adoption of Infratil Executive Redeemable Share | Management | For | For | ||||
Scheme and the issue of up to 3 million ordinary shares at an | ||||||||
issue price equivalent to the volume weighted average price of the | ||||||||
shares on NZX 20 business days prior to issue date | ||||||||
6. | Approve the issue of up to 30.15 million shares to Utilico Ltd, HRL | Management | For | For | ||||
Morrison & Co Group Ltd, Hugh Richmond Lioyd Morrision and | ||||||||
John Bentley Morrison, JML Trustee Company Ltd and Duncan | ||||||||
Paul Saville | ||||||||
7. | Approve 2008 Share Buyback Programme of up to 34.10 million | Management | For | For | ||||
shares | ||||||||
8. | Authorize the Directors to fix the Auditors remuneration | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 546549 | 0 | 12-Aug-2008 | 12-Aug-2008 |
INFRATIL LTD |
Security | Q49412135 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | IFT | Meeting Date | 18-Aug-2008 | |||
ISIN | NZIFTE0008S2 | Agenda | 701674245 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Mr. Duncan Saville as a Director | Management | For | For | ||||
2. | Elect Mr. Humphry Rollestone as a Director | Management | For | For | ||||
3. | Elect Mr. Mark Tume as a Director | Management | For | For | ||||
4. | Approve the issuance of up to NZD 350 million, under the New | Management | For | For | ||||
Infrastructure Bond Programme | ||||||||
5. | Approve the adoption of Infratil Executive Redeemable Share | Management | For | For | ||||
Scheme and the issue of up to 3 million ordinary shares at an | ||||||||
issue price equivalent to the volume weighted average price of the | ||||||||
shares on NZX 20 business days prior to issue date | ||||||||
6. | Approve the issue of up to 30.15 million shares to Utilico Ltd, HRL | Management | For | For | ||||
Morrision & Co Group Ltd, Mr. Hugh Richmond Lloyd Morrison | ||||||||
and Mr. John Bentley Morrison, JML Trustee Company Ltd, and | ||||||||
Mr. Duncan Paul Saville | ||||||||
7. | Approve the 2008 Share Buyback Programme of up to 34.10 | Management | For | For | ||||
million shares | ||||||||
8. | Authorize the Board to fix remuneration of the Auditors | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 | 12-Aug-2008 | 12-Aug-2008 |
AWB FIN LTD |
Security | Q12332104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | AWB | Meeting Date | 21-Aug-2008 | |||
ISIN | AU000000AWB5 | Agenda | 701661818 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Amend the constitution by omitting Article 2 | Management | For | For | ||||
S.2 | Amend, subject to the Special resolution 1 being passed at this | Management | For | For | ||||
meeting and also at a meeting of A class shareholders in | ||||||||
accordance with Article 4.1 of the Company’s constitution, that the | ||||||||
company, the Constitution by omitting paragraph (a) of the Article | ||||||||
12.17 and substituting the Articles 12.17, 12.18 and 12.19 apply | ||||||||
despite anything else in this Constitution, Articles 12.17, 12.18, | ||||||||
and 12.19 will cease to apply on the date that is 3years after the | ||||||||
date the Redemption event occurs |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 105432 | 0 | 19-Aug-2008 | 19-Aug-2008 |
FISHER & PAYKEL HEALTHCARE CORPORATION LTD |
Security | Q38992105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | FPH | Meeting Date | 22-Aug-2008 | |||
ISIN | NZFAPE0001S2 | Agenda | 701655613 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial statement and the Auditors’ report for the YE | Non-Voting | ||||||
31 MAR 200-8, as specified | ||||||||
2.A | Re-elect Mr. Gary Paykel as a Director, retires by rotation in | Management | For | For | ||||
accordance with the Company’s Constitution | ||||||||
2.B | Re-elect Mr. Michale Smith as a Director, retires by rotation in | Management | For | For | ||||
accordance with the Company’s Constitution | ||||||||
2.C | Elect Mr. Arthur Morris as a Director, retires in accordance with | Management | For | For | ||||
the Company’s Constitution | ||||||||
3. | Authorize the Directors to fix the fees and expenses of | Management | For | For | ||||
PricewaterhouseCoopers as the Company’s Auditor | ||||||||
4. | Approve to issue of up to 160,000 options under the Fisher & | Management | For | For | ||||
Paykel Healthcare 2003 Share Option Plan to Mr. Michael Daniell, | ||||||||
Managing Director and Chief Executive Officer of the Company, | ||||||||
as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 263195 | 0 | 19-Aug-2008 | 19-Aug-2008 |
ING PROPERTY TRUST |
Security | Q4925D107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | ING | Meeting Date | 25-Aug-2008 | |||
ISIN | NZPPZE0001S8 | Agenda | 701677239 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-appoint Mr. Peter Brook as an Independent Director of ING | Management | Against | Against | ||||
Property Trust Management Limited [the Manager of ING Property | ||||||||
Trust] | ||||||||
2. | Re-appoint Mr. Roy Hanns as an Independent Director of ING | Management | Against | Against | ||||
Property Trust Management Limited [the Manager of ING Property | ||||||||
Trust] | ||||||||
3. | Re-appoint Mr. Steven Blakeley as an Independent Director of | Management | Against | Against | ||||
ING Property Trust Management Limited [the Manager of ING | ||||||||
Property Trust] |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 802481 | 0 |
AIR NEW ZEALAND LTD |
Security | Q0169V100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | AIR | Meeting Date | 24-Sep-2008 | |||
ISIN | NZAIRE0001S2 | Agenda | 701688559 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. John Palmer as a Director | Management | For | For | ||||
2. | Re-elect Mr. Roger France as a Director | Management | For | For | ||||
3. | Elect Mr. Paul Bingham as a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 200000 | 0 | 04-Sep-2008 | 04-Sep-2008 |
SOUTH PORT NEW ZEALAND LTD |
Security | Q8662G108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SPN | Meeting Date | 25-Sep-2008 | |||
ISIN | NZSPNE0001S8 | Agenda | 701696861 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the Directors’ report, the financial statements, and the | Non-Voting | |||||||
Auditor’s rep-ort for the YE 30 JUN 2008 | ||||||||
1.1 | Re-elect Mr. R. T. Chapman as a Director, who retires by rotation | Management | For | For | ||||
in accordance with the Company’s Constitution | ||||||||
1.2 | Re-elect Mr. J. A. Harrington as a Director, who retires by rotation | Management | For | For | ||||
in accordance with the Company’s Constitution | ||||||||
2. | Approve to continue the maximum annual aggregate sum NZD | Management | For | For | ||||
170,000 available for payment to Non-Executive Directors for | ||||||||
each FY commencing 01 JUL, such sum to be divided between | ||||||||
the Non-Executive Directors as they determine | ||||||||
3. | Authorize the Board to fix the Auditor’s fees and expenses | Management | For | For | ||||
Question from Shareholders at the Annual Meeting | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1027930 | 0 | 04-Sep-2008 | 04-Sep-2008 |
AGL ENERGY LTD |
Security | Q01630104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | AGK | Meeting Date | 15-Oct-2008 | |||
ISIN | AU000000AGK9 | Agenda | 701705444 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial report of the Company and the consolidated | Management | For | For | ||||
entity and the reports of the Directors and the Auditor for the FYE | ||||||||
30 JUN 2008 | ||||||||
2. | Adopt the remuneration report for the FYE 30 JUN 2008 as | Management | For | For | ||||
specified | ||||||||
3.A | Re-elect Mr. J.C.R. Maycock as a Director of the Company, who | Management | For | For | ||||
retires by rotation at the close of the meeting in accordance with | ||||||||
clause 58 of the Company’s Constitution | ||||||||
3.B | Re-elect Ms. S.V. McPhee as a Director of the Company, who | Management | For | For | ||||
retires by rotation at the close of the meeting in accordance with | ||||||||
clause 58 of the Company’s Constitution | ||||||||
S.4 | Amend the constitution of AGL Energy Limited, with effect from | Management | For | For | ||||
the day after the close of the meeting, as specified | ||||||||
5. | Approve to increase, with effect from 01 JAN 2009, the aggregate | Management | Abstain | Against | ||||
maximum sum available for the remuneration of the Non- | ||||||||
Executive Directors by AUD 250,000 per year to AUD 1,750,000 | ||||||||
per year | ||||||||
6. | Approve, in accordance with the ASX Listing Rule 10.14, to grant | Management | For | For | ||||
the share performance rights under the LTIP to Mr. Michael | ||||||||
Fraser, the Managing Director and the Chief Executive Officer of | ||||||||
the Company, in respect of the FYE 30 JUN 2009, 30 JUN 2010, | ||||||||
30 JUN 2011, on the terms as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 22945 | 0 | 29-Sep-2008 | 29-Sep-2008 |
COCHLEAR LIMITED |
Security | Q25953102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | COH | Meeting Date | 21-Oct-2008 | |||
ISIN | AU000000COH5 | Agenda | 701708046 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the Company’s financial report, Directors’ report and the | Management | For | For | ||||
Auditor’s report in respect of the FYE 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report | Management | For | For | ||||
3.1 | Re-elect Mr. Tommie Bergman as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with the Company’s Constitution | ||||||||
3.2 | Re-elect Mr. Paul Bell as a Director of the Company, who retires | Management | For | For | ||||
by rotation in accordance with the Company’s Constitution | ||||||||
4. | Approve to issue the securities to the Chief Executive | Management | For | For | ||||
Officer/President, Dr. Christopher Roberts, under the Cochlear | ||||||||
Executive Long Term Incentive Plan as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 4000 | 0 | 17-Oct-2008 | 17-Oct-2008 |
ASCIANO GROUP, MELBOURNE VIC |
Security | Q0557G103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | AIO | Meeting Date | 22-Oct-2008 | |||
ISIN | AU000000AIO7 | Agenda | 701711435 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and consider the consolidated financial report of the | Non-Voting | ||||||
Company and the-separate consolidated financial report of the | ||||||||
Trust as well as the reports of-the Company Directors and the | ||||||||
Auditors for the FYE 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report for the FYE 30 JUN 2008 | Management | For | For | ||||
3. | Re-elect Mr. Chris Barlow as a Director of the Company, who | Management | For | For | ||||
retires under the Article 47(a) of the Company’s Constitution | ||||||||
4. | Approve, for all purposes for the grant of 2,164,679 options to | Management | For | For | ||||
acquire stapled securities in Asciano to the Managing Director and | ||||||||
Chief Executive Officer, Mr. Mark Rowsthorn in accordance with | ||||||||
the rules of the Asciano Option and Rights Plan and on the terms | ||||||||
as specified | ||||||||
5. | Approve, for the purposes of ASX Listing Rule 7.1 and all other | Management | For | For | ||||
purposes, the issue to Goldman Sachs JBWere Pty Limited [as | ||||||||
underwriter of the Asciano Security Purchase Plan] on or about 16 | ||||||||
SEP 2008 of stapled securities under the Security Purchase Plan | ||||||||
as specified | ||||||||
S.6 | Approve and adopt the amendments to the Constitution of the | Management | For | For | ||||
Company as specified, with effect from the close of the meeting | ||||||||
S.7 | Approve and adopt the amendments to the Constitution of the | Management | For | For | ||||
Trust as specified, with effect from the close of the meeting and | ||||||||
authorize the Permanent Investment Management Limited as | ||||||||
responsible entity of the Trust [Responsible Entity] to execute the | ||||||||
supplemental deed poll and lodge it with the Australia Securities | ||||||||
and Investments Commission [ASIC] |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 36905 | 0 | 17-Oct-2008 | 17-Oct-2008 |
AWB FIN LTD |
Security | Q12332104 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | AWB | Meeting Date | 22-Oct-2008 | |||
ISIN | AU000000AWB5 | Agenda | 701711827 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Adopt the new Constitution of the Company as specified, in | Management | For | For | ||||
substitution for the existing Constitution of the Company | ||||||||
2.a | Re-elect Mr. Steve Chamarettee as a Director, who retires from | Management | For | For | ||||
office in accordance with the New Constitution | ||||||||
2.b | Re-elect Mr. Brendan Fitzgerald as a Director, who retires from | Management | For | For | ||||
office in accordance with the New Constitution |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 105432 | 0 | 17-Oct-2008 | 17-Oct-2008 |
WEBJET LTD |
Security | Q9570B108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | WEB | Meeting Date | 22-Oct-2008 | |||
ISIN | AU000000WEB7 | Agenda | 701710320 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To receive the financial statements report, the Directors’ report | Non-Voting | |||||||
and the Audi-tor’s report for the YE 30 JUN 2008 | ||||||||
1. | Adopt the remuneration report as specified in the annual report for | Management | For | For | ||||
the FYE 30 JUN 2008 | ||||||||
2. | Re-elect Mr. Allan Nahum as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with Clause 58 of the Company’s | ||||||||
Constitution | ||||||||
3. | Re-elect Mr. John Lemish as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with Clause 58 of the Company’s | ||||||||
Constitution | ||||||||
4. | Elect Mr. Donald Clarke as a Director of the Company, in | Management | For | For | ||||
accordance with Clause 56 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 110000 | 0 | 17-Oct-2008 | 17-Oct-2008 |
PORT OF TAURANGA LTD POT |
Security | Q7701D100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | POT | Meeting Date | 23-Oct-2008 | |||
ISIN | NZPOTE0001S4 | Agenda | 701706840 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the annual report for the YE 30 JUN 2008, together with | Management | For | For | ||||
the reports of the Directors and the Auditors thereon | ||||||||
2.i | Re-elect Mr. John Michael Cronin as a Director | Management | For | For | ||||
2.ii | Re-elect Mr. David Alan Pilkington as a Director | Management | For | For | ||||
3. | Approve to increase the total remuneration payable to the | Management | For | For | ||||
Directors from NZD 380,000 per annum to NZD 420,000 per | ||||||||
annum being an increase of NZD 40,000 per annum as specified | ||||||||
4. | Re-appoint the Audit Office as the Auditors of the Company, | Management | For | For | ||||
pursuant to Section 19 of the Port Companies Act 1988 and | ||||||||
authorize the Directors to fix the Auditor’s remuneration for the | ||||||||
ensuing year |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 175000 | 0 | 17-Oct-2008 | 17-Oct-2008 |
ALLIED FARMERS LTD |
Security | Q02222109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | ALF | Meeting Date | 28-Oct-2008 | |||
ISIN | NZALFE0001S1 | Agenda | 701723391 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive, approve and adopt the annual report, including the | Management | For | For | ||||
Directors’ review and financial accounts for the YE 30 JUN 2008, | ||||||||
together with the Auditors’ report thereon | ||||||||
2.a | Re-elect Mr. Ross James Craufurd Dunlop as a Director of the | Management | For | For | ||||
Company | ||||||||
2.b | Re-elect Mr. Gerald Andrew McDouall as a Director of the | Management | For | For | ||||
Company | ||||||||
3. | Authorize the Directors to fix the remuneration of the Auditors for | Management | For | For | ||||
the ensuing year | ||||||||
Any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 338310 | 0 | 17-Oct-2008 | 17-Oct-2008 |
BILLABONG INTERNATIONAL LTD |
Security | Q1502G107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | BBG | Meeting Date | 28-Oct-2008 | |||
ISIN | AU000000BBG6 | Agenda | 701716221 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the financial report, including the Directors’ declaration for | Non-Voting | |||||||
the YE-30 JUN 2008 and the related Directors’ report and the | ||||||||
audit report | ||||||||
1. | Re-elect Mrs. Margaret Jackson, who retires by rotation in | Management | For | For | ||||
accordance with the Article 6.3[b] of the Company’s Constitution | ||||||||
2. | Re-elect Mr. Anthony Froggatt as a Non-Executive Director, who | Management | For | For | ||||
retires in accordance with Article 6.3[i] of the Company’s | ||||||||
Constitution | ||||||||
3. | Adopt the remuneration report for the YE 30 JUN 2008 | Management | For | For | ||||
4. | Approve and adopt the Executive Performance and Retention | Management | For | For | ||||
plan, the terms and conditions as specified, and the issue of | ||||||||
equity securities under the Executive Performance and Retention | ||||||||
Plan for all purposes, including ASX Listing Rule 7.2, Exception 9 | ||||||||
5. | Approve the grant of up to 629,007 options to Mr. Derek O’Neill | Management | For | For | ||||
pursuant to the Billabong International Limited Executive | ||||||||
Performance and Retention Plan and the issue of shares on the | ||||||||
exercise of those options for the purposes of ASX Listing Rule | ||||||||
10.14 | ||||||||
6. | Approve the grant of up to 524,170 options to Mr. Paul Naude | Management | For | For | ||||
pursuant to the Billabong International Limited Executive | ||||||||
Performance and Retention Plan and the issue of shares on the | ||||||||
exercise of those options for the purposes of ASX Listing Rule | ||||||||
10.14 | ||||||||
7. | Approve, for the purposes of ASX Listing Rule 10.14 to award up | Management | For | For | ||||
to 71,704 fully paid ordinary shares, for no consideration, to Mr. | ||||||||
Derek O’Neill pursuant to the Billabong International Limited | ||||||||
Executive Performance share plan for the FYE 30 JUN 2009 | ||||||||
8. | Approve, for the purposes of ASX Listing Rule 10.14 to award up | Management | For | For | ||||
to 62,020 fully paid ordinary shares, for no consideration, to Mr. | ||||||||
Paul Naude pursuant to the Billabong International Limited | ||||||||
Executive Performance share plan for the FYE 30 JUN 2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 27642 | 0 | 17-Oct-2008 | 17-Oct-2008 |
SUNCORP METWAY LTD, SPRING HILL QLD |
Security | Q8802S103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SUN | Meeting Date | 28-Oct-2008 | |||
ISIN | AU000000SUN6 | Agenda | 701716207 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | To receive and consider the financial report and the reports of the | Non-Voting | ||||||
Directors-and the Auditor for the YE 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report for the YE 30 JUN 2008 | Management | For | For | ||||
3.a | Re-elect Mr. W.J. Bartlett as a Director of the Company, who | Management | For | For | ||||
retires in accordance with the Clause 14(3) of the Company’s | ||||||||
Constitution | ||||||||
3.b | Re-elect Mr. C. Skilton as a Director of the Company, who retires | Management | For | For | ||||
in accordance with the Clause 14(3) of the Company’s | ||||||||
Constitution | ||||||||
3.c | Re-elect Dr. Z.E. Switkowski as a Director of the Company, who | Management | For | For | ||||
retires in accordance with the Clause 14(3) of the Company’s | ||||||||
Constitution | ||||||||
S.4 | Adopt, the constitution tabled at the meeting in substitution for and | Management | For | For | ||||
to the exclusion of the Company’s current Constitution effective | ||||||||
from the close of the meeting | ||||||||
5.a | Approve to issue of 15,924,605 shares to the parties, for the | Management | For | For | ||||
purposes and on the terms as specified | ||||||||
5.b | Approve to issue of 7,350,000 Convertible Preference Shares | Management | For | For | ||||
[CPS] to the parties, for the purposes and on the terms as | ||||||||
specified | ||||||||
5.c | Approve to issue of 13,539,048 shares to the parties, for the | Management | For | For | ||||
purposes and on the terms as specified | ||||||||
5.d | Approve to issue of 23,117,956 shares to the parties, for the | Management | For | For | ||||
purposes and on the terms as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 7065 | 0 | 17-Oct-2008 | 17-Oct-2008 |
NEW ZEALAND OIL & GAS LTD |
Security | Q67650103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | NZO | Meeting Date | 29-Oct-2008 | |||
ISIN | NZNOGE0001S6 | Agenda | 701729507 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Chairman’s address | Non-Voting | |||||||
Chief executive officer’s presentation | Non-Voting | |||||||
Shareholder questions | Non-Voting | |||||||
S.1 | Adopt the proposed the New Constitution tabled at the meeting | Management | For | For | ||||
and signed by the Chairman of the Meeting for the purpose of | ||||||||
identification, as the Constitution of the Company, in substitution | ||||||||
for the present Constitution of the Company | ||||||||
2. | Authorize the Board of Directors to fix the Auditor’s remuneration | Management | For | For | ||||
3. | Re-elect Prof R. F. Meyer as a Director | Management | For | For | ||||
4. | Re-elect Mr. S. J. Rawson as a Director | Management | For | For | ||||
5. | Re-elect Mr. A. T. N. Knight as a Director | Management | For | For | ||||
6. | Approve, the Directors’ fees be increased to a maximum of NZD | Management | For | For | ||||
600,000 per annum being the combined aggregate for all Non- | ||||||||
Executive Directors | ||||||||
7. | Authorize the Board to issue during the period of 12 months | Management | For | For | ||||
following the date of this resolution up to 150,000 partly paid | ||||||||
shares in the Company to Mr. Andrew Knight, being Non- | ||||||||
Executive Director, such issue to occur as a result of the | ||||||||
acceptance of an offer of such shares to Mr. Knight in accordance | ||||||||
with the terms of the Company’s Employee Share Ownership Plan | ||||||||
and on the terms as specified | ||||||||
8. | Authorize the Board at its discretion to issue during the period of | Management | For | For | ||||
12 months following the date of this resolution up to 250,000 partly | ||||||||
paid shares in the Company to the Company’s Managing Director | ||||||||
and Chief Executive Officer Mr. David Salisbury, such issue to | ||||||||
occur as a result of the acceptance of an offer of such shares to | ||||||||
Mr. Salisbury in accordance with the terms of the Company’s | ||||||||
Employee Share Ownership Plan following a determination [if any] | ||||||||
by the Company’s Executive Appointments and Remuneration | ||||||||
Committee that such an offer be made and on the terms as | ||||||||
specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 823526 | 0 | 17-Oct-2008 | 17-Oct-2008 |
SKELLERUP HOLDINGS LTD |
Security | Q8512S104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SKL | Meeting Date | 29-Oct-2008 | |||
ISIN | NZSKXE0001S8 | Agenda | 701720333 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the annual report, including the financial statements for | Non-Voting | Abstain | Against | |||||
the YE 30 JUN 2008 and the report of the Auditor thereon | ||||||||
1. | Re-elect Mrs. Elizabeth Coutts as a Director, who retires by | Management | Abstain | Against | ||||
rotation in accordance with Clause 26.1 of the Company’s | ||||||||
Constitution | ||||||||
2. | Elect Sir Selwyn Cushing as a Director | Management | Abstain | Against | ||||
3. | Elect Mr. John Thompson as a Director | Management | Abstain | Against | ||||
4. | Authorize the Directors to fix the remuneration of the Auditor for | Management | Abstain | Against | ||||
the ensuing year |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 1056599 | 0 |
FREIGHTWAYS LTD |
Security | Q3956J108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | FRE | Meeting Date | 30-Oct-2008 | |||
ISIN | NZFREE0001S0 | Agenda | 701725131 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Chairman’s introduction | Non-Voting | |||||||
The Managing Director’s review and trading update | Non-Voting | |||||||
1. | Re-elect Mr. Wayne Boyd as a Director of Freightways | Management | For | For | ||||
2. | Re-elect Mr. Warwick Lewis as a Director of Freightways | Management | For | For | ||||
3. | Authorize the Directors to fix the Auditors’ remuneration | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 110000 | 0 | 28-Oct-2008 | 28-Oct-2008 |
PGG WRIGHTSON LTD |
Security | Q74429103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | PGW | Meeting Date | 30-Oct-2008 | |||
ISIN | NZREIE0001S4 | Agenda | 701723303 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To hear addresses by the Chairman and the Managing Director | Non-Voting | |||||||
1.1 | Re-elect Mr. Brian James Jolliffe as a Director of the Company, | Management | For | For | ||||
who retires by rotation in accordance with the Company’s | ||||||||
Constitution | ||||||||
1.2 | Re-elect Mr. Samuel Richard Maling as a Director of the | Management | For | For | ||||
Company, who retires by rotation in accordance with the | ||||||||
Company’s Constitution | ||||||||
1.3 | Re-elect Mr. Michael Craig Norgate as a Director of the Company, | Management | For | For | ||||
who retires by rotation in accordance with the Company’s | ||||||||
Constitution | ||||||||
1.4 | Re-elect Mr. Timothy Marshall Miles as a Director of the | Management | For | For | ||||
Company, who retires in accordance with the NZSX Listing Rules | ||||||||
2. | Authorize the Directors to fix the Auditor’s remuneration | Management | For | For | ||||
S.3 | Amend the Company’s Constitution to provide that 1 Executive | Management | For | For | ||||
Director shall be exempt from the obligation to retire as a Director | ||||||||
under NZX Listing Rule 3.3.8 as permitted by Listing Rule 3.3.9[c], | ||||||||
where a Managing Director is appointed, the Managing Director | ||||||||
will be the Executive Director who is exempt from the obligation to | ||||||||
retire | ||||||||
Transact any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 126394 | 0 | 28-Oct-2008 | 28-Oct-2008 |
TOLL HOLDINGS LTD, MELBOURNE VIC |
Security | Q9104H100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | TOL | Meeting Date | 30-Oct-2008 | |||
ISIN | AU000000TOL1 | Agenda | 701724379 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and consider the financial statements of the Company | Non-Voting | ||||||
and its controlle-d entities for the YE 30 JUN 2008 and the related | ||||||||
Directors’ report, Directors-’ declaration and Auditors’ report | ||||||||
2. | Adopt the remuneration report | Management | For | For | ||||
3. | Re-elect Mr. Ray Horsburgh as a Director of the Company, who | Management | For | For | ||||
retires in accordance with the Company’s constitution | ||||||||
4. | Elect Mr. Frank Ford as a Director of the Company, who retires in | Management | For | For | ||||
accordance with the Company’s constitution |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 35422 | 0 | 28-Oct-2008 | 28-Oct-2008 |
JUST WATER INTERNATIONAL LTD |
Security | Q51550103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | JWI | Meeting Date | 31-Oct-2008 | |||
ISIN | NZJWIE0001S3 | Agenda | 701725066 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the annual report of the Company for the YE 30 JUN | Management | For | For | ||||
2008 | ||||||||
2. | Authorize the Board to fix remuneration of the Company’s Auditors | Management | For | For | ||||
3. | Elect Ms. Simone Justine Iles as a Director | Management | For | For | ||||
4. | Elect Mr. Philip John Dash as a Director | Management | For | For | ||||
5. | Elect Mr. Ian Donald Malcolm as a Director | Management | For | For | ||||
6. | Approve to grant up to 300,000 shares to the Directors in Lieu of | Management | For | For | ||||
cash remuneration | ||||||||
7. | Approve the issuance of 40,000 options with an exercise price of | Management | For | For | ||||
NZD 0.72 each to Ms. Simone Iles | ||||||||
8. | Approve the issuance of up to 1.19 million and 238,095 ordinary | Management | For | For | ||||
shares with an issue price of NZD 0.42 each to the Harvard Group | ||||||||
Limited and Falkenstein Unitec Business School Charitable Trust | ||||||||
respectively | ||||||||
Transact other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 279238 | 0 | 28-Oct-2008 | 28-Oct-2008 |
NUPLEX INDUSTRIES LTD |
Security | Q70156106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | NPX | Meeting Date | 31-Oct-2008 | |||
ISIN | NZNPXE0001S8 | Agenda | 701734394 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | The Chairman’s address to the shareholders | Non-Voting | ||||||
2. | The Managing Director’s presentation | Non-Voting | ||||||
3. | Shareholders’ questions, discussions and/or comments on the | Non-Voting | ||||||
Management of Nupl-ex | ||||||||
4. | Re-appoint KPMG as the Auditors of the Nuplex Industries | Management | For | For | ||||
Limited, pursuant to Section 200 of the Companies Act 1993 and | ||||||||
authorize the Nuplex Directors to fix the Auditors’ remuneration for | ||||||||
the ensuring year | ||||||||
5.1 | Re-elect Mr. Robert Aitken as a Director of Nuplex, who retires by | Management | For | For | ||||
rotation in accordance with Regulation 10.6 of Nuplex’s | ||||||||
Constitution | ||||||||
5.2 | Re-elect Ms. Barbara Gibson as a Director of Nuplex, who retires | Management | For | For | ||||
in accordance with Regulation 10.9 of Nuplex’s Constitution |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 177020 | 0 | 28-Oct-2008 | 28-Oct-2008 |
SKY NETWORK TELEVISION LTD |
Security | Q8514Q130 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SKT | Meeting Date | 06-Nov-2008 | |||
ISIN | NZSKTE0001S6 | Agenda | 701711473 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | ||||
Company and authorize the Directors to fix the Auditors’ | ||||||||
remuneration | ||||||||
2. | Re-elect Mr. Robert Bryden as a Director, who retires by rotation, | Management | For | For | ||||
in accordance with the listing rules of the stock market operated | ||||||||
by New Zealand Exchange Limited [NZX Listing Rules] and | ||||||||
Australian Securities Exchange [ASX Listing Rules] | ||||||||
3. | Re-elect Mr. Humphry Rolleston as a Director, who retires by | Management | For | For | ||||
rotation, in accordance with the NZX Listing Rules and ASX | ||||||||
Listing Rules |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 249745 | 0 | 28-Oct-2008 | 28-Oct-2008 |
TEAMTALK LTD |
Security | Q8869G109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | TTK | Meeting Date | 06-Nov-2008 | |||
ISIN | NZTTKE0001S4 | Agenda | 701715596 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To present the financial statements and the Auditors’ report for the | Non-Voting | |||||||
YE 30 JUN 2008 | ||||||||
1. | Re-elect Mr. Russ Ballard as a Director of the Company | Management | For | For | ||||
2. | Re-elect Mr. Geoff Davis as a Director of the Company | Management | For | For | ||||
3. | Approve the issue by the Company of 500,000 share rights to Mr. | Management | For | For | ||||
David Ware on the terms as specified | ||||||||
4. | Authorize the Directors to fix the fees and expenses of the | Management | For | For | ||||
Auditors of the Company for the FYE 30 JUN 2009 | ||||||||
General business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 350000 | 0 | 28-Oct-2008 | 28-Oct-2008 |
TOURISM HOLDINGS LTD |
Security | Q90295108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | THL | Meeting Date | 11-Nov-2008 | |||
ISIN | NZHELE0001S9 | Agenda | 701739192 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. Graeme Bowker as a Director | Management | For | For | ||||
2. | Re-elect Mr. Graeme Wong as a Director | Management | For | For | ||||
3. | Authorize the Directors to fix the Auditor’s remuneration | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 441009 | 0 | 28-Oct-2008 | 28-Oct-2008 |
STEEL AND TUBE HOLDINGS LTD |
Security | Q87497105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | STU | Meeting Date | 13-Nov-2008 | |||
ISIN | NZSUTE0001S5 | Agenda | 701721335 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the annual report and the Auditor’s report for the YE 30 | Non-Voting | |||||||
JUN 2008 | ||||||||
1. | Re-elect Dr. E. J. Doyle as a Director, who retires by rotation | Management | For | For | ||||
2. | Re-elect Mr. A.J. Reeves as a Director, who retires by rotation | Management | For | For | ||||
3. | Approve to record that PricewaterhouseCoopers, the Auditors | Management | For | For | ||||
continue in office by virtue of Section 200 of the Companies Act | ||||||||
1993 and authorize the Directors to fix their remuneration for the | ||||||||
ensuing year |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 209494 | 0 | 28-Oct-2008 | 28-Oct-2008 |
TAYLORS GROUP LTD |
Security | Q8921H103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | TAY | Meeting Date | 19-Nov-2008 | |||
ISIN | NZTAYE0001S5 | Agenda | 701736831 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the financial statements for the YE 30 JUN 2008 together | Non-Voting | |||||||
with the repo-rts of the Directors and Auditors thereon | ||||||||
1. | Re-elect Mr. W.J. Field as a Director, retires in accordance with | Management | For | For | ||||
the Constitution of the Company | ||||||||
2. | Re-elect Mr. A. Carstens as a Director, retires in accordance with | Management | For | For | ||||
the Constitution of the Company | ||||||||
3. | Re-elect Mr. B.K. Morris as a Director, retires in accordance with | Management | For | For | ||||
the Constitution of the Company | ||||||||
4. | Re-elect Mr. G.T. Ricketts as a Director, retires by rotation in | Management | For | For | ||||
accordance with the Constitution of the Company | ||||||||
5. | Authorize the Directors to fix the remuneration of Deloitte for the | Management | For | For | ||||
ensuing year | ||||||||
Any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 519431 | 0 | 13-Nov-2008 | 13-Nov-2008 |
GOODMAN FIELDER LTD |
Security | Q4223N112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | GFF | Meeting Date | 20-Nov-2008 | |||
ISIN | AU000000GFF8 | Agenda | 701734546 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | To receive and consider the financial report and the reports of the | Non-Voting | ||||||
Directors-and the Auditor for the FYE 30 JUN 2008 | ||||||||
2. | Elect Mr. Ian Johnston as a Director of the Company | Management | For | For | ||||
3. | Re-elect Mr. Max Ould as a Director of the Company, who retires | Management | For | For | ||||
by rotation | ||||||||
4. | Re-elect Mr. Hugh Perret as a Director of the Company, who | Management | For | For | ||||
retires by rotation | ||||||||
5. | Adopt the Company’s remuneration report for the FYE 30 JUN | Management | For | For | ||||
2008 | ||||||||
S.6 | Amend the Constitution of the Company as specified | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 | 13-Nov-2008 |
SONIC HEALTHCARE LIMITED |
Security | Q8563C107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SHL | Meeting Date | 20-Nov-2008 | |||
ISIN | AU000000SHL7 | Agenda | 701737530 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To receive and consider the financial report of the Company, the | Non-Voting | |||||||
Directors’ re-port and the Auditor’s report for the FYE 30 JUN | ||||||||
2008 | ||||||||
1. | Re-elect Mr. Peter Campbell as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 71 of the Company’s Constitution | ||||||||
2. | Re-elect Mr. Lou Panaccio as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 71 of the Company’s Constitution | ||||||||
3. | Re-elect Mr. Chris Wilks as a Director of the Company, who | Management | For | For | ||||
retires in accordance with Article 71 of the Company’s Constitution | ||||||||
4. | Adopt the remuneration report for the FYE 30 JUN 2008 | Management | For | For | ||||
5. | Approve, for the purposes of ASX Listing Rule 7.4 to the issue by | Management | For | For | ||||
the Company on 10 OCT of 4,939,366 ordinary shares to the | ||||||||
underwriter of the Dividend Reinvestment Plan of the Company | ||||||||
[DRP] in relation to the 2008 final dividend of the Company | ||||||||
6. | Approve, for the purposes of ASX Listing Rule 7.2 and all other | Management | For | For | ||||
purposes, the issue of options, and shares following the valid | ||||||||
exercise of such options, under and in accordance with the terms | ||||||||
of the Sonic Healthcare Limited Employee Option Plan | ||||||||
7. | Approve, for the purposes of ASX Listing Rule 10.14 and all other | Management | For | For | ||||
purposes, the issue to, and the acquisition by Dr. Colin | ||||||||
Goldschmidt of 1,750,000 options under the Sonic Health Care | ||||||||
Limited Employee Option Plan and subsequently up to 1,750,000 | ||||||||
ordinary shares in the Company following the valid exercise of any | ||||||||
such options subject to the terms and conditions as specified | ||||||||
8. | Approve, for the purposes of ASX Listing Rule 10.14 and all other | Management | For | For | ||||
purposes, the issue to, and the acquisition by Mr. Chris Wilks of | ||||||||
875,000 options under the Sonic Health Care Limited Employee | ||||||||
Option Plan and subsequently up to 875,000 ordinary shares in | ||||||||
the Company following the valid exercise of any such options | ||||||||
subject to the terms and conditions as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 25628 | 0 | 13-Nov-2008 | 13-Nov-2008 |
OPTISCAN IMAGING LIMITED |
Security | Q7150K100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | OIL | Meeting Date | 24-Nov-2008 | |||
ISIN | AU000000OIL4 | Agenda | 701742682 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To receive the financial report, the Directors’ report and the | Non-Voting | Abstain | Against | |||||
Auditor’s repor-t for the FYE 30 JUN 2008 | ||||||||
1. | Adopt the remuneration report included in the annual report for the | Management | Abstain | Against | ||||
YE 30 JUN 2008 | ||||||||
2. | Re-elect Mr. Grant Latta as a Director of the Company, who | Management | Abstain | Against | ||||
retires by rotation in accordance with the Company’s Constitution | ||||||||
3. | Re-elect Mr. Tony Rogers as a Director of the Company, who | Management | Abstain | Against | ||||
retires by rotation in accordance with the Company’s Constitution | ||||||||
4. | Elect Mr. James Fox as a Director of the Company, who retires in | Management | Abstain | Against | ||||
accordance with the Company’s Constitution |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 |
BRAMBLES LTD, SYDNEY NSW |
Security | Q6634U106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | BXB | Meeting Date | 25-Nov-2008 | |||
ISIN | AU000000BXB1 | Agenda | 701710231 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial report, Directors’ report and Auditors’ report | Management | For | For | ||||
for Brambles for the YE 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report for Brambles for the YE 30 JUN | Management | For | For | ||||
2008 | ||||||||
3. | Elect Ms. Mary Elizabeth Doherty as a Director to the Board of | Management | For | For | ||||
Brambles | ||||||||
4. | Re-elect Mr. Anthony Grant Froggatt as a Director to the Board of | Management | For | For | ||||
Brambles, who retires by rotation | ||||||||
5. | Re-elect Mr. David Peter Gosnell as a Director to the Board of | Management | For | For | ||||
Brambles, who retires by rotation | ||||||||
6. | Re-elect Mr. Michael Francis Ihlein as a Director to the Board to | Management | For | For | ||||
Brambles, who retires by rotation | ||||||||
7. | Approve the Brambles Myshare plan, for all purposes, including | Management | For | For | ||||
for the purpose of Australian Securities Exchange Listing Rule 7.2 | ||||||||
exception 9, the principal terms of which are as specified, and the | ||||||||
issue of shares under that plan | ||||||||
8. | Approve, for all purposes, including for the purpose of Australian | Management | For | For | ||||
Securities Exchange Listing Rule 10.14, the participation by Mr. | ||||||||
Michael Francis Ihlein until 25 NOV 2011 in the Brambles | ||||||||
Myshare Plan in the manner as specified | ||||||||
9. | Approve, for all the purposes, including for the purpose of | Management | For | For | ||||
Australian Securities Exchange Listing Rule 10.14, the | ||||||||
participation by Ms. Mary Elizabeth Doherty until 25 NOV 2011 in | ||||||||
the Brambles Myshare Plan in the manner as specified | ||||||||
10. | Approve, for all purposes including for the purpose of Australian | Management | For | For | ||||
Securities Exchange Listing Rule 7.2 exception 9, the Brambles | ||||||||
2006 performance share plan, as amended in the manner as | ||||||||
specified [the Amended Performance Share Plan] and the issue of | ||||||||
shares under the Amended Performance Share Plan | ||||||||
11. | Approve, for all the purposes, including for the purpose of | Management | For | For | ||||
Australian Securities Exchange Listing Rule 10.14, the | ||||||||
participation by Mr. Michael Francis Ihlein until 25 NOV 2011 in | ||||||||
the Amended Performance Share Plan in the manner as specified | ||||||||
12. | Approve, for all the purposes, including for the purpose of | Management | For | For | ||||
Australian Securities Exchange Listing Rule 10.14, Ms. Mary | ||||||||
Elizabeth Doherty until 25 NOV 2011 in the Amended | ||||||||
Performance Share Plan in the manner as specified | ||||||||
S.13 | Amend the Brambles Constitution as specified | Management | For | For | ||||
14. | Authorize the Brambles to conduct on market buy backs of its | Management | For | For | ||||
shares in the 12 month period following the approval of this | ||||||||
resolution, provided that the total number of shares bought back | ||||||||
on market, during that period does not exceed 138,369,968, being | ||||||||
10% of the total shares on issue Brambles as at 08 SEP 2008 and | ||||||||
the purchase price under any such on market buy back does not | ||||||||
exceed the maximum set by Australian Securities Exchange | ||||||||
Listing Rule 7.33 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 | 13-Nov-2008 |
ING MEDICAL PROPERTIES TRUST |
Security | Q4947K105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | IMP | Meeting Date | 25-Nov-2008 | |||
ISIN | NZCHPE0001S4 | Agenda | 701763422 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-appoint Mr. Graeme Horsley as an Independent Director of the | Management | Abstain | Against | ||||
Trust’s Manager, ING Medical Properties Limited [the Manager] | ||||||||
2. | Appoint Mr. Steven Blakeley as an Independent Director of the | Management | Abstain | Against | ||||
Trust’s Manager, ING Medical Properties Limited [the Manager] |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 920733 | 0 |
PREMIER INVESTMENTS LTD |
Security | Q7743D100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | PMV | Meeting Date | 25-Nov-2008 | |||
ISIN | AU000000PMV2 | Agenda | 701742656 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | To receive and consider the financial report of the Company and | Non-Voting | ||||||
the consolidat-ed financial statements of the Company and the | ||||||||
Company’s controlled entities,-the Directors report and the Auditor | ||||||||
report for the YE 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report [which forms part of the Directors’ | Management | Abstain | Against | ||||
report] of the Company for the YE 30 JUN 2008 | ||||||||
3.A | Elect Mr. Solomon Lew as a Director, in accordance with the | Management | Abstain | Against | ||||
Company’s Constitution and ASX Listing Rule 14.4 | ||||||||
3.B | Elect Mr. Henry Lanzer as a Director, in accordance with the | Management | Abstain | Against | ||||
Company’s Constitution and ASX Listing Rule 14.4 | ||||||||
3.C | Re-elect Mr. Michael McLeod as a Director, in accordance with | Management | Abstain | Against | ||||
the Company’s Constitution and ASX Listing Rule 14.4, who | ||||||||
retires by rotation | ||||||||
4. | Approve to increase the maximum total remuneration payable to | Management | Abstain | Against | ||||
Non-Executive Directors from AUD 200,000.00 per annum to an | ||||||||
amount not exceeding AUD 1,000,000.00 to be divided between | ||||||||
the Non-Executive Directors in such proportions and manner as | ||||||||
the Directors determine | ||||||||
5. | Approve, for all purposes [including the issue of securities under | Management | Abstain | Against | ||||
the plan for the purposes of ASX Listing Rule 7.2 exception 9], the | ||||||||
Company’s Performance Rights Share Plan [Plan] | ||||||||
S.6 | Approve to repeal the existing constitution of the Company and | Management | Abstain | Against | ||||
adopt a new constitution, in the form approved by the Board and | ||||||||
initialed by the Chairman of the Board, as the constitution of the | ||||||||
Company, in substitution for and to the exclusion of all other | ||||||||
constituent documents of the Company |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 |
WOOLWORTHS LTD |
Security | Q98418108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | WOW | Meeting Date | 27-Nov-2008 | |||
ISIN | AU000000WOW2 | Agenda | 701743836 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | To receive and consider the financial report of the Company and | Non-Voting | ||||||
the reports of-the Directors and the Auditor for the financial period | ||||||||
ended 29 JUN 2008 | ||||||||
2. | Adopt, the remuneration report [which form part of the Directors’ | Management | For | For | ||||
report] for the FYE 29 JUN 2008 | ||||||||
3.A | Re-elect Dr. Roderick Sheldon Deane as a Director, who retires | Management | For | For | ||||
by rotation in accordance with Article 10.3 of the Company’s | ||||||||
Constitution | ||||||||
3.B | Re-elect Mr. Leon Michael L’Huillier as a Director, who retires by | Management | For | For | ||||
rotation in accordance with Article 10.3 of the Company’s | ||||||||
Constitution | ||||||||
4.A | Approve to grant the options or performance rights or combination | Management | For | For | ||||
of both to the Group Managing Director and Chief Executive | ||||||||
Officer of the Company, Mr. Michael Gerard Luscombe, under the | ||||||||
Woolworths Long Terms Incentive Plan [Plan], as specified, for all | ||||||||
purposes including for the purpose of ASX Listing Rule 10.14 | ||||||||
4.B | Approve to grant the options or performance rights or combination | Management | For | For | ||||
of both to the Finance Director, Mr. Thomas William Pockett, | ||||||||
under the Plan, as specified, for all purposes including for the | ||||||||
purpose of ASX Listing Rule 10.14 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 20606 | 0 | 13-Nov-2008 | 13-Nov-2008 |
PIKE RIVER COAL LTD |
Security | Q75394108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | PRC | Meeting Date | 28-Nov-2008 | |||
ISIN | NZPRCE0001S3 | Agenda | 701720903 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Chairman’s introduction | Non-Voting | |||||||
A report from the Managing Director in respect of the FYE 30 JUN | Non-Voting | |||||||
2008, events-that have occurred subsequent to 30 JUN 2008 will | ||||||||
be covered and shareholder d-iscussion invited | ||||||||
1. | Re-elect Professor Raymond Meyer as a Director | Management | For | For | ||||
2. | Re-elect Mr. Dipak Agarwalla as a Director | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 100000 | 0 | 13-Nov-2008 | 13-Nov-2008 |
VIRGIN BLUE HOLDINGS LTD |
Security | Q9460C109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | VBA | Meeting Date | 28-Nov-2008 | |||
ISIN | AU000000VBA7 | Agenda | 701744799 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | To receive and consider the financial statements and the reports | Non-Voting | ||||||
of the Direct-ors and the Auditor for the Company for the period | ||||||||
ended 30 JUN 2008 | ||||||||
2. | Adopt the remuneration report for the period ended 30 JUN 2008 | Management | Abstain | Against | ||||
3.A | Elect Mr. Mark Vaile as a Director of the Company, who in | Management | Abstain | Against | ||||
accordance with the Company’s Constitution ceases to hold office | ||||||||
3.B | Re-elect Mr. Neil Chatfield as a Director of the Company, who in | Management | Abstain | Against | ||||
accordance with the Company’s Constitution is required to retire | ||||||||
by rotation | ||||||||
3.C | Re-elect Mr. David Baxby as a Director of the Company, who in | Management | Abstain | Against | ||||
accordance with the Company’s Constitution is required to retire | ||||||||
by rotation | ||||||||
4.A | Approve, for the purposes of ASX Listing Rule 10.14, to grant | Management | Abstain | Against | ||||
1,669,139 performance rights to subscribe for 1,669,139 fully paid | ||||||||
ordinary shares in the Company to Mr. Brett Godfrey pursuant to | ||||||||
the Executive Performance Rights Plan on the specified terms and | ||||||||
conditions, and to allot and issue to Mr. Godfrey, any shares | ||||||||
subscribed for by him on exercise of the performance rights | ||||||||
4.B | Approve, for the purposes of ASX Listing Rule 10.14, to issue | Management | Abstain | Against | ||||
331,661 fully paid ordinary shares in the Company to Mr. Brett | ||||||||
Godfrey in respect of the FYs ending 30 JUN 2007 and 30 JUN | ||||||||
2008 pursuant to the Medium Term Incentive Plan on the | ||||||||
specified terms and conditions |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 0 | 0 |
NUFARM LIMITED |
Security | Q7007B105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | NUF | Meeting Date | 04-Dec-2008 | |||
ISIN | AU000000NUF3 | Agenda | 701765111 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial report of the Company and the consolidated | Non-Voting | ||||||
financial sta-tements of the Company and the Company’s | ||||||||
controlled entities and the reports o-f the Directors’ and of the | ||||||||
Auditor for the YE 31 JUL 2008 | ||||||||
2. | Receive and adopt the remuneration report of the Company for | Management | Abstain | Against | ||||
the YE 31 JUL 2008 | ||||||||
3.a | Re-elect Mr. G.D.W. [Doug] Curlewis as a Director of the | Management | Abstain | Against | ||||
Company, who retires by rotation in accordance with the | ||||||||
Company’s Constitution and ASX Listing Rule 14.4 | ||||||||
3.b | Re-elect Mr. K.M. [Kerry] Hoggard as a Director of the Company, | Management | Abstain | Against | ||||
who retires by rotation in accordance with the Company’s | ||||||||
Constitution and ASX Listing Rule 14.4 | ||||||||
4. | Approve the issue of 13,245,034 ordinary shares at an issue price | Management | Abstain | Against | ||||
of AUD 15.10 each on 06 MAR 2008 to institutional investors as | ||||||||
part of an institutional equity placement, for the purpose of Listing | ||||||||
Rule 7.4 | ||||||||
5. | Approve the issue of 527,585 ordinary shares at an issue price of | Management | Abstain | Against | ||||
AUD 15.1169 each on 01 OCT 2008 to the vendor shareholders of | ||||||||
Lefroy Seeds Pty Ltd ACN 106 510 196, First Classic Pty Ltd ACN | ||||||||
106 510 203 and Edgehill Investments Pty Ltd ACN 099 764 226 | ||||||||
pursuant to the terms of the Share Sale Agreements, for the | ||||||||
purpose of Listing Rule 7.4 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 20444 | 0 |
SCOTT TECHNOLOGY LIMITED |
Security | Q8381G108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | SCT | Meeting Date | 11-Dec-2008 | |||
ISIN | NZSCTE0001S3 | Agenda | 701766389 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To consider and adopt the report of the Directors, the financial | Non-Voting | |||||||
statements an-d the Auditor’s report for the YE 31 AUG 2008 | ||||||||
1. | Re-elect, in accordance with the Company’s Constitution, Mr. | Management | For | For | ||||
G.W. Batts as an Independent Director in terms of the NZSX | ||||||||
Listing Rules, who retires by rotation | ||||||||
2. | Re-elect, in accordance with the Company’s Constitution, Mr. M.B. | Management | For | For | ||||
Waller as an Independent Director in terms of the NZSX Listing | ||||||||
Rules, who retires by rotation | ||||||||
3. | Authorize the Directors to fix the remuneration of the Auditor of the | Management | For | For | ||||
Company | ||||||||
4. | Ratify the issue of 3,313,452 ordinary shares to Inchinnam | Management | For | For | ||||
Limited, at an issue price of NZD 1.2072 per share, in part | ||||||||
settlement of the purchase of the Rocklabs business |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 295245 | 0 | 13-Nov-2008 | 13-Nov-2008 |
ASB CAPITAL LTD |
Security | Q0556R118 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | ASBPB | Meeting Date | 28-Jan-2009 | |||
ISIN | NZASBD0002S5 | Agenda | 701798766 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Amend the Constitution to enable the Company to remain a | Management | For | For | ||||
Portfolio Listed Company |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 954218 | 0 | 19-Jan-2009 | 19-Jan-2009 |
TOWER LTD, AUCKLAND |
Security | Q91555104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | TWR | Meeting Date | 17-Feb-2009 | |||
ISIN | NZTWRE0001S3 | Agenda | 701799504 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Chairman’s introduction and review | Non-Voting | |||||||
Group Managing Director’s review | Non-Voting | |||||||
Shareholder discussion | Non-Voting | |||||||
1. | Re-appoint PricewaterhouseCoopers as the Auditor of the | Management | For | For | ||||
Company and authorize the Directors to fix the Auditor’s | ||||||||
remuneration for the coming year | ||||||||
2.1 | Re-elect Mr. Michael Jefferies as a Director, who retires by | Management | For | For | ||||
rotation at the annual meeting | ||||||||
2.2 | Re-elect Mr. Denis Wood as a Director, who retires by rotation at | Management | For | For | ||||
the annual meeting | ||||||||
Any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 324913 | 0 | 19-Jan-2009 | 19-Jan-2009 |
TOLL BROTHERS, INC. |
Security | 889478103 | Meeting Type | Annual | |||
Ticker Symbol | TOL | Meeting Date | 11-Mar-2009 | |||
ISIN | US8894781033 | Agenda | 932997387 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ROBERT S. BLANK | For | For | ||||||
2 ROGER S. HILLAS | For | For | ||||||
3 STEPHEN A. NOVICK | For | For | ||||||
4 PAUL E. SHAPIRO | For | For | ||||||
02 | THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST & | Management | For | For | ||||
YOUNG LLP AS THE COMPANY’S INDEPENDENT | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 | ||||||||
FISCAL YEAR. | ||||||||
03 | A STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD | Shareholder | For | Against | ||||
OF DIRECTORS. | ||||||||
04 | A STOCKHOLDER PROPOSAL RELATING TO THE | Shareholder | For | Against | ||||
SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF | ||||||||
THE BOARD. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 06-Mar-2009 | 06-Mar-2009 |
QBE INSURANCE GROUP LTD |
Security | Q78063114 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | GBE | Meeting Date | 08-Apr-2009 | |||
ISIN | AU000000QBE9 | Agenda | 701835576 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial reports and the reports of the Directors and | Non-Voting | ||||||
the Auditor-s of the Company for the YE 31 DEC 2008 | ||||||||
2. | Adopt the remuneration report of the Company for the FYE 31 | Management | For | For | ||||
DEC 2008 | ||||||||
3. | Ratify the Company, for the purposes of ASX Listing Rule 7.4 and | Management | For | For | ||||
for all other purposes, the Company ratify the allotment and issue | ||||||||
of 97,560,976 shares [at an issue price of AUD 20.50 per share] | ||||||||
on 04 DEC 2008 to institutional investors | ||||||||
S.4 | Approve to renews proportional takeover approval provisions in | Management | For | For | ||||
the form as specefied in Clauses 117 to 119 of the Company’s | ||||||||
constitution, for the purposes of Section 648G of the Corporations | ||||||||
Act | ||||||||
5.A | Re-elect Mr. E.J. Cloney as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with Clause 76 of the Company’s | ||||||||
constitution | ||||||||
5.B | Re-elect Ms. I.F. Hudson as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with Clause 76 of the Company’s | ||||||||
constitution | ||||||||
5.C | Re-elect Ms. B.J. Hutchinson as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with Clause 76 of the Company’s | ||||||||
constitution | ||||||||
5.D | Re-elect Ms. I.Y.L. Lee as a Director of the Company, who retires | Management | For | For | ||||
by rotation in accordance with Clause 76 of the Company’s | ||||||||
constitution |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 31220 | 0 | 19-Mar-2009 | 19-Mar-2009 |
OPUS INTERNATIONAL CONSULTANTS LTD, WELLINGTON |
Security | Q7150X102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | OIC | Meeting Date | 15-Apr-2009 | |||
ISIN | NZOICE0001S5 | Agenda | 701841860 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
A. | Chairman’s introduction | Non-Voting | ||||||
B. | Addresses to shareholders | Non-Voting | ||||||
C. | Shareholder discussion | Non-Voting | ||||||
1. | Authorize the Board to fix the Auditors remuneration | Management | For | For | ||||
2. | Re-elect Mr. Suhaimi Halim as a Director of Opus | Management | For | For | ||||
3. | Re-elect Mr. Tan See Yin as a Director of Opus | Management | For | For | ||||
4. | Re-elect Mr. Keith Watson as a Director of Opus | Management | For | For | ||||
5. | Re-elect Mr. Fraser Whineray as a Director of Opus | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 100000 | 0 | 19-Mar-2009 | 19-Mar-2009 |
PANAUST LTD |
Security | Q7283A110 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | PNA | Meeting Date | 15-Apr-2009 | |||
ISIN | AU000000PNA4 | Agenda | 701848422 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the issue of 75 million options to Goldman Sachs | Management | For | For | ||||
JBWere Capital Markets Limited on the terms and conditions as | ||||||||
specified | ||||||||
2. | Approve, for the purposes of Listing Rule 7.4, the issue of | Management | For | For | ||||
147,065,717 fully paid ordinary shares by way of share placement | ||||||||
on 28 JAN 2009 [on the terms as specified] as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 900000 | 0 | 19-Mar-2009 | 19-Mar-2009 |
CAVOTEC MSL HOLDINGS LIMITED |
Security | Q21458106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | CCC | Meeting Date | 28-Apr-2009 | |||
ISIN | NZMSLE0001S9 | Agenda | 701871116 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
A. | Approve to consider and receive the annual report of the | Management | For | For | ||||
Company [incorporating the Company’s financial statements and | ||||||||
the Auditor’s report on those financial statements] for the YE 31 | ||||||||
DEC 2008 | ||||||||
B.1 | Re-elect Mr. Christer Granskog as a Director | Management | For | For | ||||
B.2 | Re-elect Mr. Jack Groesbeek as a Director | Management | For | For | ||||
B.3 | Re-elect Mr. Erik Lautmann as a Director | Management | For | For | ||||
B.4 | Re-elect Mr. Stefan Widegren as a Director | Management | For | For | ||||
C. | Approve that, record of PricewaterhouseCoopers continue in | Management | For | For | ||||
Office as the Auditors and to authorize the Directors to fix their | ||||||||
remuneration for the ensuring year |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 190000 | 0 | 16-Apr-2009 | 16-Apr-2009 |
BRISCOE GROUP LTD |
Security | Q17964109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | BGR | Meeting Date | 22-May-2009 | |||
ISIN | NZBGRE0001S4 | Agenda | 701889719 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive the financial statements for the YE 25 JAN 2009 together | Non-Voting | |||||||
with the Dire-ctors’ and Auditors’ reports | ||||||||
1.1 | Re-elect Mr. Stuart Johnstone as a Director, who retires by | Management | For | For | ||||
rotation | ||||||||
1.2 | Re-elect Mr. Alaister Wall as a Director, who retires by rotation | Management | For | For | ||||
2. | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | ||||
Company and authorize the Board of Directors to fix the | ||||||||
remuneration of the Auditors for the ensuing year | ||||||||
Any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 405000 | 0 | 08-May-2009 | 08-May-2009 |
GUINNESS PEAT GROUP PLC |
Security | G4205Y111 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | GPG | Meeting Date | 22-May-2009 | |||
ISIN | GB0032163650 | Agenda | 701885228 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the annual report and accounts for the year ended 31 | Management | Abstain | Against | ||||
DEC 2008 | ||||||||
2. | Receive the Directors remuneration report | Management | Abstain | Against | ||||
3. | Re-elect Sir Ron Brierley as a Director | Management | Abstain | Against | ||||
4. | Re-appoint Deloitte LLP as a Auditor | Management | Abstain | Against | ||||
5. | Authorize the Directors to fix the remuneration of the Auditor | Management | Abstain | Against | ||||
6. | Authorize the Directors generally to allot relevant securities under | Management | Abstain | Against | ||||
Companies Act 1985 Section 80 | ||||||||
7. | Approve the 2009 capitalization issue | Management | Abstain | Against | ||||
8. | Authorize the Directors generally to offer a scrip dividend | Management | Abstain | Against | ||||
alternative | ||||||||
S.9 | Approve to disapply pre-emption provisions Companies Act 1985 | Management | Abstain | Against | ||||
Section 95 | ||||||||
S.10 | Authorize the Company generally to make market purchases of its | Management | Abstain | Against | ||||
own ordinary shares | ||||||||
S.11 | Approve to continue to call general meetings other than annual | Management | Abstain | Against | ||||
general meetings on 14 clear days notice |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 63000 | 0 |
PANAUST LTD |
Security | Q7283A110 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | PNA | Meeting Date | 22-May-2009 | |||
ISIN | AU000000PNA4 | Agenda | 701918596 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To receive and consider the Directors’ report and the financial | Non-Voting | |||||||
report of the-Company for the FYE 31 DEC 2008 and the Auditor’s | ||||||||
report on the financial repo-rt | ||||||||
1. | Adopt the remuneration report contained in the Directors’ report of | Management | For | For | ||||
the Company for the FYE 31 DEC 2008 | ||||||||
2. | Elect Mr. Garry Hounsell as a Director of the Company’s | Management | For | For | ||||
3. | Elect Mr. Geoffrey Billard, as a Director of the Company, in | Management | For | For | ||||
accordance with the Company’s constitution | ||||||||
4. | Re-elect Mr. Andrew Daley as a Director of the Company, who | Management | For | For | ||||
retires by rotation in accordance with the Company’s constitution | ||||||||
5. | Approve that, in accordance with rule 10.14 of the ASX Listing | Management | For | For | ||||
Rules of the Australian Securities Exchange Limited, the issue of: | ||||||||
a) 17.2 million options under the Executives’ Option Plan; or b) 8 | ||||||||
million share rights under the Share Rights Plan, to Mr. Gary | ||||||||
Stafford, the Managing Director of the Company, in accordance | ||||||||
with the terms as specified | ||||||||
6. | Approve that, in accordance with rule 7.1 of the ASX Listing Rules | Management | For | For | ||||
of the Australian Securities Exchange Limited, the issue of 75 | ||||||||
million options to Goldman Sachs JBWere Capital Markets Limited | ||||||||
on the terms and conditions as specified | ||||||||
Transact any other business | Non-Voting |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 900000 | 0 | 11-May-2009 | 11-May-2009 |
RENAISSANCE CORPORATION LTD |
Security | Q8071L102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | RNS | Meeting Date | 22-May-2009 | |||
ISIN | NZTMPE0001S8 | Agenda | 701956332 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Accept financial statements and statutory reports for the FYE 31 | Non-Voting | |||||||
DEC 2008 | ||||||||
1. | Elect Mr. C. Giffney as a Director | Management | Against | Against | ||||
2. | Elect Mr. W. J. Ellis as a Director | Management | Against | Against | ||||
3. | Re-appoint Deloitte as the Auditors and authorize the Board to fix | Management | Against | Against | ||||
their remuneration | ||||||||
Transact any other business | Non-Voting | Against | Against |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 728329 | 0 |
OZ MINERALS LTD |
Security | Q7161P106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | OZL | Meeting Date | 11-Jun-2009 | |||
ISIN | AU000000OZL8 | Agenda | 701958463 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Authorize the Company, for all purposes, including ASX Listing | Management | For | For | ||||
Rule 11.2, to sale the following assets to China Mine metals Non- | ||||||||
Ferrous Metals Co., Ltd or a wholly owned subsidiary on the terms | ||||||||
as specified; [a] the Company’s interest in the Sepon copper/gold | ||||||||
mine in Laos; [b] Golden Grove zinc/copper/lead mine in Western | ||||||||
Australia; [c] Century zinc mine in Queensland; [d] Rosebery | ||||||||
zinc/lead/silver mine in Western Australia; [e] Avebury nickel mine | ||||||||
in Tasmania; [f] Dugald River zinc project in Queensland; [g] High | ||||||||
Lake zinc project in Canada; [h] Izok Lake zinc project in Canada | ||||||||
and; [i] All other exploration and development assets [other than | ||||||||
the Prominent Hill gold/copper mine, Martabe gold project and | ||||||||
certain exploration assets in Cambodia and Thailand as specified] | ||||||||
2. | Receive the financial report of the Company for the YE 31 DEC | Management | For | For | ||||
2008 together with the Directors’ report, the Directors’ declaration | ||||||||
and the Auditor’s report as specified | ||||||||
3.1 | Elect Mr. Michael Eager as a Director of the Company, who retires | Management | For | For | ||||
in accordance with Article 6.3 of the Company’s Constitution | ||||||||
3.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: | Shareholder | Abstain | For | ||||
Re-elect Mr. Stephen Mayne as a Director of the Company | ||||||||
4. | Adopt the Company’s remuneration report for the YE 31 DEC | Management | For | For | ||||
2008 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 258661 | 0 | 01-Jun-2009 | 01-Jun-2009 |
PIKE RIVER COAL LTD |
Security | Q75394108 | Meeting Type | Special General Meeting | |||
Ticker Symbol | PRC | Meeting Date | 26-Jun-2009 | |||
ISIN | NZPRCE0001S3 | Agenda | 702007419 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve, for the purpose of Rule 7(d) of the Takeovers Code | Management | For | For | ||||
adopted pursuant to the Takeovers Code approval order 2000 | ||||||||
[Takeovers Code], the allotment to New Zealand Oil & Gas | ||||||||
Limited [NZOG] of up to 17,266,134 new ordinary shares in the | ||||||||
Company at any time on or before 24 APR 2011 on, and pursuant | ||||||||
to, the exercise of 2011 options allotted to NZOG under the rights | ||||||||
issue completed by the Company in APR 2009, as specified |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
55P | 350000 | 0 | 17-Jun-2009 | 17-Jun-2009 |
Commonwealth Global Fund
BRITISH AIRWAYS PLC |
Security | 110419306 | Meeting Type | Annual | |||
Ticker Symbol | BAIRY | Meeting Date | 15-Jul-2008 | |||
ISIN | US1104193065 | Agenda | 932925374 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND ADOPT THE ACCOUNTS FOR THE YEAR | Management | For | For | ||||
ENDED MARCH 31, 2008, TOGETHER WITH THE REPORT OF | ||||||||
THE DIRECTORS. | ||||||||
O2 | TO APPROVE THE REMUNERATION REPORT CONTAINED | Management | For | For | ||||
WITHIN THE REPORT AND ACCOUNTS FOR THE YEAR | ||||||||
ENDED MARCH 31, 2008. | ||||||||
O3 | TO DECLARE A FINAL DIVIDEND OF 5 PENCE PER | Management | For | For | ||||
ORDINARY SHARE AND TO AUTHORIZE ITS PAYMENT ON | ||||||||
JULY 31, 2008 TO SHAREHOLDERS. | ||||||||
O4 | TO RE-ELECT AS A DIRECTOR WILLIE WALSH WHO RETIRES | Management | For | For | ||||
IN ACCORDANCE WITH ARTICLE 94 OF THE ARTICLES OF | ||||||||
ASSOCIATION. | ||||||||
O5 | TO RE-ELECT AS A DIRECTOR MAARTEN VAN DEN BERGH | Management | For | For | ||||
WHO RETIRES IN ACCORDANCE WITH ARTICLE 94 OF THE | ||||||||
ARTICLES OF ASSOCIATION. | ||||||||
O6 | TO RE-ELECT AS A DIRECTOR BARONESS KINGSMILL WHO | Management | For | For | ||||
RETIRES IN ACCORDANCE WITH ARTICLE 94 OF THE | ||||||||
ARTICLES OF ASSOCIATION | ||||||||
O7 | TO RE-ELECT AS A DIRECTOR OF THE COMPANY KEN | Management | For | For | ||||
SMART WHO RETIRES IN ACCORDANCE WITH ARTICLE 94 | ||||||||
OF THE ARTICLES OF ASSOCIATION. | ||||||||
O8 | TO RE-ELECT AS A DIRECTOR BARONESS SYMONS WHO | Management | For | For | ||||
RETIRES IN ACCORDANCE WITH ARTICLE 94 OF THE | ||||||||
ARTICLES OF ASSOCIATION. | ||||||||
O9 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE | Management | For | For | ||||
COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF | ||||||||
THE MEETING TO NEXT MEETING. | ||||||||
O10 | TO AUTHORIZE THE DIRECTORS TO DETERMINE THE | Management | For | For | ||||
AUDITOR’S REMUNERATION. | ||||||||
S11 | TO APPROVE EU POLITICAL DONATIONS. | Management | For | For | ||||
S12 | TO APPROVE THE ALLOTMENT OF SHARES. | Management | For | For | ||||
S13 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION | Management | For | For | ||||
RIGHTS. | ||||||||
S14 | TO AUTHORIZE THE MARKET PURCHASE OF ITS OWN | Management | For | For | ||||
SHARES. | ||||||||
S15 | TO APPROVE THE ADOPTION OF NEW ARTICLES. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3800 | 0 | 09-Jul-2008 | 09-Jul-2008 |
TATE & LYLE PLC |
Security | 876570607 | Meeting Type | Annual | |||
Ticker Symbol | TATYY | Meeting Date | 23-Jul-2008 | |||
ISIN | US8765706077 | Agenda | 932933535 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE THE REPORT AND ACCOUNTS. | Management | For | For | ||||
O2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT. | Management | For | For | ||||
O3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY | Management | For | For | ||||
SHARES. | ||||||||
O4 | TO RE-ELECT DR. BARRY ZOUMAS AS A DIRECTOR. | Management | For | For | ||||
O5 | TO RE-ELECT SIR DAVID LEES AS A DIRECTOR. | Management | For | For | ||||
O6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS | Management | For | For | ||||
AUDITORS. | ||||||||
O7 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS’ | Management | For | For | ||||
REMUNERATION. | ||||||||
S8 | TO RENEW THE COMPANY’S AUTHORITY TO PURCHASE ITS | Management | For | For | ||||
OWN SHARES. | ||||||||
S9 | TO RENEW THE DIRECTORS’ AUTHORITY TO ALLOT | Management | For | For | ||||
SHARES. | ||||||||
S10 | TO RENEW THE DIRECTORS’ AUTHORITY TO DISAPPLY | Management | For | For | ||||
PRE-EMPTION RIGHTS. | ||||||||
S11 | TO RENEW AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||
AND INCUR POLITICAL EXPENDITURE. | ||||||||
S12 | TO ADOPT THE AMENDED ARTICLES OF ASSOCIATION. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4000 | 0 | 09-Jul-2008 | 09-Jul-2008 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO |
Security | 20441A102 | Meeting Type | Special | |||
Ticker Symbol | SBS | Meeting Date | 28-Jul-2008 | |||
ISIN | US20441A1025 | Agenda | 932935767 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | PROPOSAL OF AMENDMENT TO THE BYLAWS, WHICH WILL | Management | For | For | ||||
AMEND AND RENUMBER THE CHAPTERS AND ARTICLES AS | ||||||||
FOLLOWS: CHAPTER I, ARTICLES 1 AND 2, CHAPTER II, | ||||||||
ARTICLES 3 AND 4, CHAPTER III, ARTICLE 5, CHAPTER IV, | ||||||||
ARTICLE 6, CHAPTER V, ARTICLES 7, 8, 9, 10, 11, 12, 13 AND | ||||||||
14, CHAPTER VI, ARTICLES 15, 16, 17, 18 AND 19, ALL AS | ||||||||
MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | ||||||||
II | ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 21-Jul-2008 | 21-Jul-2008 |
NATIONAL GRID PLC |
Security | 636274300 | Meeting Type | Annual | |||
Ticker Symbol | NGG | Meeting Date | 28-Jul-2008 | |||
ISIN | US6362743006 | Agenda | 932931632 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||
02 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||
03 | TO RE-ELECT BOB CATELL | Management | For | For | ||||
04 | TO RE-ELECT TOM KING | Management | For | For | ||||
05 | TO RE-ELECT PHILIP AIKEN | Management | For | For | ||||
06 | TO RE-ELECT JOHN ALLAN | Management | For | For | ||||
07 | TO REAPPOINT THE AUDITOR, | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP | ||||||||
08 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR’S | Management | For | For | ||||
REMUNERATION | ||||||||
09 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
10 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY | Management | For | For | ||||
SHARES | ||||||||
S11 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
S12 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN | Management | For | For | ||||
ORDINARY SHARES | ||||||||
S13 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3071 | 0 | 09-Jul-2008 | 09-Jul-2008 |
NICE-SYSTEMS LTD. |
Security | 653656108 | Meeting Type | Annual | |||
Ticker Symbol | NICE | Meeting Date | 29-Jul-2008 | |||
ISIN | US6536561086 | Agenda | 932932076 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: RON | ||||||||
GULTER | ||||||||
1B | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: JOSEPH | ||||||||
ATSMON | ||||||||
1C | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: RIMON | ||||||||
BEN-SHAOUL |
1D | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: YOSEPH | ||||||||
DAUBER | ||||||||
1E | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: JOHN | ||||||||
HUGHES | ||||||||
1F | TO ELECT DIRECTOR (EXCLUDING "OUTSIDE DIRECTORS") | Management | For | For | ||||
TO THE BOARD OF DIRECTORS OF THE COMPANY: DAVID | ||||||||
KOSTMAN | ||||||||
2A | TO APPROVE THE CASH COMPENSATION OF EACH | Management | For | For | ||||
DIRECTOR (EXCLUDING THE OUTSIDE DIRECTORS), | ||||||||
EFFECTIVE MARCH 6, 2008, AS SET FORTH IN ITEM 2 OF | ||||||||
THE PROXY STATEMENT. | ||||||||
2B | TO APPROVE THE CASH COMPENSATION OF EACH | Management | For | For | ||||
DIRECTOR (INCLUDING THE OUTSIDE DIRECTORS), | ||||||||
EFFECTIVE FROM THE DATE OF THE MEETING. | ||||||||
03 | TO APPROVE A SPECIAL ANNUAL FEE TO THE CHAIRMAN | Management | For | For | ||||
OF THE BOARD OF DIRECTORS. | ||||||||
04 | TO RE-APPOINT KOST FORER GABBAY & KASIERER, A | Management | For | For | ||||
MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY’S | ||||||||
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL | ||||||||
GENERAL MEETING OF THE COMPANY AND TO FIX THEIR | ||||||||
REMUNERATION. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 21-Jul-2008 | 21-Jul-2008 |
VODAFONE GROUP PLC |
Security | 92857W209 | Meeting Type | Annual | |||
Ticker Symbol | VOD | Meeting Date | 29-Jul-2008 | |||
ISIN | US92857W2098 | Agenda | 932928990 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS | Management | For | For | ||||
OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED | ||||||||
31 MARCH 2008. | ||||||||
02 | TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER | Management | For | For | ||||
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | ||||||||
03 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER | Management | For | For | ||||
OF THE AUDIT COMMITTEE) (MEMBER OF THE | ||||||||
NOMINATIONS AND GOVERNANCE COMMITTEE) | ||||||||
04 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||
05 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | ||||
06 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF | Management | For | For | ||||
THE AUDIT COMMITTEE) | ||||||||
07 | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE | Management | For | For | ||||
AUDIT COMMITTEE) | ||||||||
08 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR | Management | For | For | ||||
(MEMBER OF THE AUDIT COMMITTEE) | ||||||||
09 | TO RE-ELECT SIMON MURRAY AS A DIRECTOR (MEMBER | Management | For | For | ||||
OF THE REMUNERATION COMMITTEE) | ||||||||
10 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER | Management | For | For | ||||
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | ||||||||
(MEMBER OF THE REMUNERATION COMMITTEE) | ||||||||
11 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR | Management | For | For | ||||
(MEMBER OF THE REMUNERATION COMMITTEE) | ||||||||
12 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE | Management | For | For | ||||
REMUNERATION COMMITTEE) | ||||||||
13 | TO APPROVE A FINAL DIVIDEND OF 5.02P PER ORDINARY | Management | For | For | ||||
SHARE | ||||||||
14 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | ||||
15 | TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For | ||||
16 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE | Management | For | For | ||||
THE REMUNERATION OF THE AUDITORS | ||||||||
17 | TO RENEW THE AUTHORITY TO ALLOT SHARES UNDER | Management | For | For | ||||
ARTICLE 16.2 OF THE COMPANY’S ARTICLES OF | ||||||||
ASSOCIATION | ||||||||
18 | TO RENEW THE AUTHORITY TO DIS-APPLY PRE-EMPTION | Management | For | For | ||||
RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY’S | ||||||||
ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | ||||||||
19 | TO AUTHORISE THE COMPANY’S PURCHASE OF ITS OWN | Management | For | For | ||||
SHARES (SECTION 166, COMPANIES ACT 1985) (SPECIAL | ||||||||
RESOLUTION) |
20 | TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO | Management | For | For | ||||
POLITICAL PARTIES, AND/OR INDEPENDENT ELECTION | ||||||||
CANDIDATES; TO POLITICAL ORGANIZATIONS OTHER THAN | ||||||||
POLITICAL PARTIES; AND TO INCUR POLITICAL | ||||||||
EXPENDITURE (PART 14, COMPANIES ACT 2006) | ||||||||
21 | TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL | Management | For | For | ||||
RESOLUTION) | ||||||||
22 | TO APPROVE THE RULES OF THE VODAFONE GROUP 2008 | Management | For | For | ||||
SHARESAVE PLAN |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7875 | 0 | 09-Jul-2008 | 09-Jul-2008 |
ELECTRONIC ARTS INC. |
Security | 285512109 | Meeting Type | Annual | |||
Ticker Symbol | ERTS | Meeting Date | 31-Jul-2008 | |||
ISIN | US2855121099 | Agenda | 932927594 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: GARY M. KUSIN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: LAWRENCE F. PROBST III | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOHN S. RICCITIELLO | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LINDA J. SRERE | Management | For | For | ||||
2 | AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN | Management | For | For | ||||
3 | AMENDMENTS TO THE 2000 EMPLOYEE STOCK PURCHASE | Management | For | For | ||||
PLAN | ||||||||
4 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For | ||||
INDEPENDENT AUDITORS |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 28-Jul-2008 | 28-Jul-2008 |
BIOVAIL CORPORATION |
Security | 09067J109 | Meeting Type | Contested-Annual | |||
Ticker Symbol | BVF | Meeting Date | 08-Aug-2008 | |||
ISIN | CA09067J1093 | Agenda | 932903544 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO ELECT THE FOLLOWING BIOVAIL SLATE OF DIRECTOR | Management | Abstain | Against | ||||
NOMINEES: DR. DOUGLAS J.P. SQUIRES, MR. SERGE | ||||||||
GOUIN, MR. DAVID H. LAIDLEY, MR. J. SPENCER LANTHIER, | ||||||||
MR. MARK PARRISH, DR. LAURENCE E. PAUL, MR. ROBERT | ||||||||
N. POWER, MR. LLOYD M. SEGAL, MR. MICHAEL R. VAN | ||||||||
EVERY AND MR. WILLIAM M. WELLS. | ||||||||
02 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS TO | Management | Abstain | Against | ||||
HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL | ||||||||
MEETING OF COMMON SHAREHOLDERS AND TO | ||||||||
AUTHORIZE THE BOARD OF DIRECTORS OF BIOVAIL TO FIX | ||||||||
THE REMUNERATION OF THE AUDITORS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 16000 | 0 | |||||||
01K | 16000 | 0 |
BIOVAIL CORPORATION |
Security | 09067J109 | Meeting Type | Contested-Annual | |||
Ticker Symbol | BVF | Meeting Date | 08-Aug-2008 | |||
ISIN | CA09067J1093 | Agenda | 932921530 - Opposition |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO ELECT THE FOLLOWING SLATE OF DIRECTOR | Management | Abstain | Against | ||||
NOMINEES: BRUCE D. BRYDON, DOUGLAS N. DEETH, | ||||||||
JOSEPH J. KRIVULKA, VINCE M. MAZZA, WILLIAM J. | ||||||||
MENEAR, ROBERT A. PODRUZNY, MARK L. THOMPSON, LIZA | ||||||||
A. HARRIDYAL SODHA, DR. D. LORNE TYRRELL AND | ||||||||
LAURENCE W. ZEIFMAN. | ||||||||
02 | TO RE-APPOINT ERNST & YOUNG LLP, CHARTERED | Management | Abstain | Against | ||||
ACCOUNTANTS, AS AUDITORS TO HOLD OFFICE UNTIL THE | ||||||||
CLOSE OF THE NEXT ANNUAL MEETING OF | ||||||||
SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF | ||||||||
DIRECTORS OF BIOVAIL TO FIX THE REMUNERATION OF | ||||||||
THE AUDITORS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 16000 | 0 |
SIGNET GROUP PLC |
Security | 82668L872 | Meeting Type | Annual | |||
Ticker Symbol | SIG | Meeting Date | 19-Aug-2008 | |||
ISIN | US82668L8726 | Agenda | 932941455 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
C1 | THE PROPOSED SCHEME. | Management | For | For | ||||
S1 | TO: (I) AUTHORISE THE DIRECTORS TO TAKE ALL ACTION | Management | For | For | ||||
NECESSARY OR APPROPRIATE TO IMPLEMENT THE | ||||||||
SCHEME; (II) CANCEL THE SHARE CAPITAL OF THE | ||||||||
COMPANY; (III) INCREASE THE SHARE CAPITAL BY THE | ||||||||
CREATION OF THE NEW SIGNET SHARES AND AUTHORISE | ||||||||
THE DIRECTORS TO ALLOT NEW SIGNET SHARES; AND (IV) | ||||||||
AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. | ||||||||
O1 | TO APPROVE IN PRINCIPLE THE OPERATION OF EACH OF | Management | For | For | ||||
THE SIGNET JEWELERS LIMITED SHARE PLANS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 | 12-Aug-2008 | 12-Aug-2008 |
JAMES HARDIE INDUSTRIES N.V. |
Security | 47030M106 | Meeting Type | Annual | |||
Ticker Symbol | JHX | Meeting Date | 22-Aug-2008 | |||
ISIN | US47030M1062 | Agenda | 932940061 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIVE AND ADOPT ANNUAL ACCOUNTS | Management | For | For | ||||
02 | ADOPT REMUNERATION REPORT | Management | For | For | ||||
03 | RATIFY APPOINTMENT OF AUDITOR | Management | For | For | ||||
4A | RE-ELECT MR D ANDREWS | Management | For | For | ||||
4B | RE-ELECT MR D HARRISON | Management | For | For | ||||
5A | RE-ELECT MR R CHENU | Management | For | For | ||||
5B | RE-ELECT MR R COX | Management | For | For | ||||
6A | APPROVE SBSP PLAN PARTICIPATION FOR MR D ANDREWS | Management | For | For | ||||
6B | APPROVE SBSP PLAN PARTICIPATION FOR MR D HARRISON | Management | For | For | ||||
07 | AMEND JHINV LONG TERM INCENTIVE PLAN | Management | For | For | ||||
08 | APPROVE DEFERRED BONUS PROGRAM RSUS TO MR L | Management | For | For | ||||
GRIES | ||||||||
9A | APPROVE RELATIVE TSR RSUS TO MR L GRIES | Management | For | For | ||||
9B | APPROVE RELATIVE TSR RSUS TO MR R CHENU | Management | For | For | ||||
9C | APPROVE RELATIVE TSR RSUS TO MR R COX | Management | For | For | ||||
10A | APPROVE EXECUTIVE INCENTIVE PROGRAM RSUS TO MR L | Management | For | For | ||||
GRIES | ||||||||
10B | APPROVE EXECUTIVE INCENTIVE PROGRAM RSUS TO MR R | Management | For | For | ||||
CHENU | ||||||||
10C | APPROVE EXECUTIVE INCENTIVE PROGRAM RSUS TO MR R | Management | For | For | ||||
COX | ||||||||
11 | RENEW COMPANY’S AUTHORITY TO ACQUIRE OWN | Management | For | For | ||||
SHARES | ||||||||
12 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5200 | 0 | 07-Aug-2008 | 07-Aug-2008 | |||||
01K | 6900 | 0 | 07-Aug-2008 | 07-Aug-2008 |
SATYAM COMPUTER SERVICES LIMITED |
Security | 804098101 | Meeting Type | Annual | |||
Ticker Symbol | SAY | Meeting Date | 26-Aug-2008 | |||
ISIN | US8040981016 | Agenda | 932942661 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1A | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED | Management | Abstain | Against | ||||
BALANCE SHEET AS OF MARCH 31, 2008. | ||||||||
O1B | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT | Management | Abstain | Against | ||||
AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT | ||||||||
DATE. | ||||||||
O1C | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS’ | Management | Abstain | Against | ||||
REPORT, THEREON. | ||||||||
O1D | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS’ | Management | Abstain | Against | ||||
REPORT. | ||||||||
O2 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | Abstain | Against | ||||
O3 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS | Management | Abstain | Against | ||||
DIRECTOR. | ||||||||
O4 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS | Management | Abstain | Against | ||||
DIRECTOR. | ||||||||
O5 | APPROVAL TO APPOINT M/S. PRICE WATERHOUSE AS | Management | Abstain | Against | ||||
AUDITORS OF THE COMPANY, AND TO FIX THEIR | ||||||||
REMUNERATION. | ||||||||
S6 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS | Management | Abstain | Against | ||||
REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE | ||||||||
COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | ||||||||
S7 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS | Management | Abstain | Against | ||||
MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER | ||||||||
PERIOD OF FIVE YEARS. | ||||||||
S8 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND | Management | Abstain | Against | ||||
IS HEREBY ACCORDED FOR THE PAYMENT OF | ||||||||
REMUNERATION TO THE DIRECTORS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 |
BANCO SANTANDER, S.A. |
Security | 05964H105 | Meeting Type | Special | |||
Ticker Symbol | STD | Meeting Date | 21-Sep-2008 | |||
ISIN | US05964H1059 | Agenda | 932954161 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CAPITAL INCREASE IN THE NOMINAL AMOUNT OF | Management | Abstain | Against | ||||
71,688,495 EUROS BY MEANS OF THE ISSUANCE OF | ||||||||
143,376,990 NEW ORDINARY SHARES HAVING A PAR VALUE | ||||||||
OF ONE-HALF (0.5) EURO EACH AND AN ISSUANCE | ||||||||
PREMIUM TO BE DETERMINED BY THE BOARD OF | ||||||||
DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE | ||||||||
PROXY STATEMENT. | ||||||||
02 | AUTHORIZATION OF THE DELIVERY OF 100 SHARES OF THE | Management | Abstain | Against | ||||
BANK TO EACH EMPLOYEE OF THE ALLIANCE & LEICESTER | ||||||||
PLC GROUP, AS A SPECIAL BONUS WITHIN THE | ||||||||
FRAMEWORK OF THE ACQUISITION OF ALLIANCE & | ||||||||
LEICESTER PLC, ONCE SUCH ACQUISITION HAS BEEN | ||||||||
COMPLETED. | ||||||||
03 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO | Management | Abstain | Against | ||||
INTERPRET, RECTIFY, SUPPLEMENT, EXECUTE AND | ||||||||
FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE | ||||||||
SHAREHOLDERS AT THE GENERAL MEETING, AS WELL AS | ||||||||
TO DELEGATE THE POWERS IT RECEIVES FROM THE | ||||||||
SHAREHOLDERS ACTING AT THE GENERAL MEETING, AND | ||||||||
GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS | ||||||||
INTO NOTARIAL INSTRUMENTS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 17000 | 0 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED |
Security | 881624209 | Meeting Type | Special | |||
Ticker Symbol | TEVA | Meeting Date | 25-Sep-2008 | |||
ISIN | US8816242098 | Agenda | 932949398 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPOINT MR. JOSEPH (YOSI) NITZANI AS A STATUTORY | Management | For | For | ||||
INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10198 | 0 | 04-Sep-2008 | 04-Sep-2008 |
UNILEVER N.V. |
Security | 904784709 | Meeting Type | Special | |||
Ticker Symbol | UN | Meeting Date | 29-Oct-2008 | |||
ISIN | US9047847093 | Agenda | 932963158 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPOINT MR P POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 17-Oct-2008 | 17-Oct-2008 |
LLOYDS BANKING GROUP PLC |
Security | 539439109 | Meeting Type | Annual | |||
Ticker Symbol | LYG | Meeting Date | 19-Nov-2008 | |||
ISIN | US5394391099 | Agenda | 932972145 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO AUTHORISE THE ACQUISITION OF HBOS PLC | Management | For | For | ||||
O2 | TO AUTHORISE THE WAIVER BY THE PANEL IN RELATION | Management | For | For | ||||
TO THE ACQUISITION OF SHARES BY HM TREASURY | ||||||||
O3 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE | Management | For | For | ||||
COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE | ||||||||
NEW SHARES | ||||||||
O4 | TO APPROVE A CAPITALISATION OF THE COMPANY’S | Management | For | For | ||||
RESERVES TO PAY UP NEW BONUS SHARES | ||||||||
O5 | DIRECTORS’ FEES | Management | For | For | ||||
O6 | TO AUTHORISE A BUYBACK OF THE PREFERENCE SHARES | Management | For | For | ||||
TO BE ISSUED TO HM TREASURY | ||||||||
S7 | DIRECTORS’ POWER TO ISSUE SHARES FOR CASH | Management | For | For | ||||
S8 | TO CHANGE THE NAME OF THE COMPANY | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 | 13-Nov-2008 | 13-Nov-2008 |
BNP PARIBAS |
Security | 05565A202 | Meeting Type | Special | |||
Ticker Symbol | BNPQY | Meeting Date | 19-Dec-2008 | |||
ISIN | US05565A2024 | Agenda | 932981637 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE SA | Management | Abstain | Against | ||||
02 | CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE | Management | Abstain | Against | ||||
LUXEMBOURG SA | ||||||||
03 | ISSUANCE OF ORDINARY SHARES TO PAY FOR | Management | Abstain | Against | ||||
CONTRIBUTIONS OF UNLISTED SHARES UP TO THE LIMIT | ||||||||
OF 10% OF THE CAPITAL | ||||||||
04 | POWERS FOR FORMALITIES | Management | Abstain | Against |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 |
COMPANHIA VALE DO RIO DOCE |
Security | 204412209 | Meeting Type | Special | |||
Ticker Symbol | RIO | Meeting Date | 29-Dec-2008 | |||
ISIN | US2044122099 | Agenda | 932983871 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | THE APPROVAL FOR THE PROTOCOL AND JUSTIFICATION | Management | Abstain | Against | ||||
OF THE CONSOLIDARION OF MINERACAO ONCA PUMA S.A. | ||||||||
INTO VALE PURSUANT TO ARTICLES 224 AND 225 OF THE | ||||||||
BRAZILIAN CORPORATE LAW. | ||||||||
02 | TO RATIFY THE APPOINTMENT OF ACAL CONSULTORIA E | Management | Abstain | Against | ||||
AUDITOR S/S, THE EXPERTS HIRED TO APPRAISE THE | ||||||||
VALUE OF MINERACAO ONCA PUMA S.A. | ||||||||
03 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY | Management | Abstain | Against | ||||
THE EXPERT APPRAISERS. | ||||||||
04 | THE APPROVAL FOR THE CONSOLIDATION OF MINERACAO | Management | Abstain | Against | ||||
ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL | ||||||||
INCREASE OR THE ISSUANCE OF NEW VALE SHARES. | ||||||||
05 | TO RATIFY THE APPOINTMENT OF A MEMBER AND AN | Management | Abstain | Against | ||||
ALTERNATE OF THE BOARD OF DIRECTORS, DULY | ||||||||
NOMINATED DURING THE BOARD OF DIRECTORS | ||||||||
MEETINGS HELD ON APRIL 17, 2008 AND MAY 21, 2008 IN | ||||||||
ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE’S | ||||||||
BY-LAWS. | ||||||||
06 | AMEND ARTICLE 1 OF VALE’S BY-LAWS TO REPLACE THE | Management | Abstain | Against | ||||
ACRONYM “CVRD” FOR “VALE” IN ACCORDANCE WITH THE | ||||||||
NEW GLOBAL BRAND UNIFICATION. | ||||||||
07 | TO ADJUST ARTICLES 5 AND 6 OF VALE’S BY-LAWS TO | Management | Abstain | Against | ||||
REFLECT THE CAPITAL INCREASE RESOLVED IN THE | ||||||||
BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 | ||||||||
AND AUGUST 05, 2008. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 16000 | 0 |
AMDOCS LIMITED |
Security | G02602103 | Meeting Type | Annual | |||
Ticker Symbol | DOX | Meeting Date | 22-Jan-2009 | |||
ISIN | GB0022569080 | Agenda | 932983631 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 BRUCE K. ANDERSON | For | For | ||||||
2 ADRIAN GARDNER | For | For | ||||||
3 CHARLES E. FOSTER | For | For | ||||||
4 JAMES S. KAHAN | For | For | ||||||
5 ZOHAR ZISAPEL | For | For | ||||||
6 DOV BAHARAV | For | For | ||||||
7 JULIAN A. BRODSKY | For | For | ||||||
8 ELI GELMAN | For | For | ||||||
9 NEHEMIA LEMELBAUM | For | For | ||||||
10 JOHN T. MCLENNAN | For | For | ||||||
11 ROBERT A. MINICUCCI | For | For | ||||||
12 SIMON OLSWANG | For | For | ||||||
02 | APPROVAL OF SPECIAL RESOLUTION AMENDING AND | Management | For | For | ||||
RESTATING THE MEMORANDUM OF INCORPORATION AND | ||||||||
ARTICLES OF INCORPORATION AS DESCRIBED IN THE | ||||||||
ACCOMPANYING PROXY STATEMENT. | ||||||||
03 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||
FOR FISCAL YEAR 2008. | ||||||||
04 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP | Management | For | For | ||||
AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO | ||||||||
FIX REMUNERATION. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 19-Jan-2009 | 19-Jan-2009 |
BANCO SANTANDER, S.A. |
Security | 05964H105 | Meeting Type | Special | |||
Ticker Symbol | STD | Meeting Date | 26-Jan-2009 | |||
ISIN | US05964H1059 | Agenda | 932991715 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CAPITAL INCREASE IN THE NOMINAL AMOUNT OF | Management | For | For | ||||
88,703,857.50 EUROS BY MEANS OF THE ISSUANCE OF | ||||||||
177,407,715 NEW ORDINARY SHARES HAVING A PAR VALUE | ||||||||
OF ONE-HALF (0.5) EURO EACH AND AN ISSUANCE | ||||||||
PREMIUM TO BE DETERMINED BY THE BOARD OF | ||||||||
DIRECTORS OR, BY DELEGATION, THE EXECUTIVE | ||||||||
COMMITTEE, ALL AS MORE FULLY DESCRIBED IN THE | ||||||||
PROXY STATEMENT. | ||||||||
02 | AUTHORIZATION OF THE DELIVERY OF 100 SHARES OF THE | Management | For | For | ||||
BANK TO EACH EMPLOYEE OF THE ABBEY NATIONAL PLC. | ||||||||
SUBGROUP INCORPORATED FROM THE BRADFORD & | ||||||||
BINGLEY PLC. GROUP, AS A SPECIAL BONUS WITHIN THE | ||||||||
FRAMEWORK OF THE ACQUISITION OF THE RETAIL | ||||||||
DEPOSITS AND BRANCH AND DISTRIBUTION NETWORKS OF | ||||||||
THE BRADFORD & BINGLEY PLC. GROUP. | ||||||||
03 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO | Management | For | For | ||||
INTERPRET, RECTIFY, SUPPLEMENT, EXECUTE AND | ||||||||
FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE | ||||||||
SHAREHOLDERS AT THE GENERAL MEETING, AS WELL AS | ||||||||
TO DELEGATE THE POWERS IT RECEIVES FROM THE | ||||||||
SHAREHOLDERS ACTING AT THE GENERAL MEETING, AND | ||||||||
GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS | ||||||||
INTO NOTARIAL INSTRUMENTS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 17000 | 0 | 19-Jan-2009 | 19-Jan-2009 |
SIEMENS AG |
Security | 826197501 | Meeting Type | Annual | |||
Ticker Symbol | SI | Meeting Date | 27-Jan-2009 | |||
ISIN | US8261975010 | Agenda | 932987297 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
03 | APPROPRIATION OF NET INCOME | Management | Abstain | Against | ||||
4A | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF | Management | Abstain | Against | ||||
THE FOLLOWING MANAGING BOARD MEMBER: RUDI | ||||||||
LAMPRECHT (UNTIL 31.12.2007) | ||||||||
4B | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF | Management | Abstain | Against | ||||
THE FOLLOWING MANAGING BOARD MEMBER: JURGEN | ||||||||
RADOMSKI (UNTIL 31.12.2007) | ||||||||
4C | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF | Management | Abstain | Against | ||||
THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. | ||||||||
SHAREF (UNTIL 31.12.2007) | ||||||||
4D | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF | �� | Management | Abstain | Against | |||
THE FOLLOWING MANAGING BOARD MEMBER: KLAUS | ||||||||
WUCHERER (UNTIL 31.12.2007) | ||||||||
4E | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: PETER LOSCHER | ||||||||
4F | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | ||||||||
4G | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: HEINRICH HIESINGER | ||||||||
4H | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: JOE KAESER | ||||||||
4I | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) |
4J | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | ||||||||
4K | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | ||||||||
4L | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: HERMANN REQUARDT | ||||||||
4M | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF | ||||||||
01.01.2008) | ||||||||
4N | RATIFICATION OF THE ACTS OF THE OTHER MANAGING | Management | Abstain | Against | ||||
BOARD MEMBER: PETER Y. SOLMSSEN | ||||||||
5A | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
GERHARD CROMME | ||||||||
5B | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
RALF HECKMANN | ||||||||
5C | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
JOSEF ACKERMANN | ||||||||
5D | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
LOTHAR ADLER | ||||||||
5E | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
JEAN-LOUIS BEFFA (AS OF 24.01.2008) | ||||||||
5F | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
GERHARD BIELETZKI (UNTIL 03.12.2007) | ||||||||
5G | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
GERD VON BRANDENSTEIN (AS OF 24.01.2008) | ||||||||
5H | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
JOHN DAVID COOMBE (UNTIL 24.01.2008) | ||||||||
5I | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HILDEGARD CORNUDET (UNTIL 24.01.2008) | ||||||||
5J | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
MICHAEL DIEKMANN (AS OF 24.01.2008) | ||||||||
5K | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HANS MICHAEL GAUL (AS OF 24.01.2008) | ||||||||
5L | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
BIRGIT GRUBE (UNTIL 24.01.2008) | ||||||||
5M | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
PETER GRUSS (AS OF 24.01.2008) | ||||||||
5N | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
BETTINA HALLER | ||||||||
5O | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HEINZ HAWRELIUK | ||||||||
5P | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
BERTHOLD HUBER | ||||||||
5Q | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HARALD KERN (AS OF 24.01.2008) | ||||||||
5R | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
WALTER KROLL (UNTIL 24.01.2008) | ||||||||
5S | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | ||||||||
5T | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
MICHAEL MIROW (UNTIL 24.01.2008) | ||||||||
5U | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
WERNER MONIUS (AS OF 24.01.2008) | ||||||||
5V | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | ||||||||
5W | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
THOMAS RACKOW (UNTIL 24.01.2008) | ||||||||
5X | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HAKAN SAMUELSSON (AS OF 24.01.2008) | ||||||||
5Y | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
DIETER SCHEITOR | ||||||||
5Z | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
ALBRECHT SCHMIDT (UNTIL 24.01.2008) | ||||||||
5AA | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | ||||||||
5AB | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
RAINER SIEG (AS OF 24.01.2008) | ||||||||
5AC | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
PETER VON SIEMENS (UNTIL 24.01.2008) | ||||||||
5AD | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
JERRY I. SPEYER (UNTIL 24.01.2008) | ||||||||
5AE | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
BIRGIT STEINBORN (AS OF 24.01.2008) | ||||||||
5AF | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: | Management | Abstain | Against | ||||
LORD IAIN VALLANCE OF TUMMEL | ||||||||
06 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | Abstain | Against | ||||
07 | ACQUISITION AND USE OF SIEMENS SHARES | Management | Abstain | Against |
08 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE | Management | Abstain | Against | ||||
ACQUISITION OF SIEMENS SHARES | ||||||||
09 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Management | Abstain | Against | ||||
10 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION | Management | Abstain | Against | ||||
OF A CONDITIONAL CAPITAL 2009 | ||||||||
11 | ADJUSTMENTS TO THE SUPERVISORY BOARD | Management | Abstain | Against | ||||
REMUNERATION | ||||||||
12 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH | Management | Abstain | Against | ||||
REGARD TO ELECTIONS |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 |
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. |
Security | 922207105 | Meeting Type | Annual | |||
Ticker Symbol | VSEA | Meeting Date | 05-Feb-2009 | |||
ISIN | US9222071055 | Agenda | 932986334 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 GARY E. DICKERSON | For | For | ||||||
2 ROBERT W. DUTTON | For | For | ||||||
02 | APPROVE AN AMENDMENT TO THE AMENDED AND | Management | For | For | ||||
RESTATED 2006 STOCK INCENTIVE PLAN. | ||||||||
03 | TO RATIFY THE SELECTION OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS VARIAN | ||||||||
SEMICONDUCTOR’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||
OCTOBER 2, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 12000 | 0 | 19-Jan-2009 | 19-Jan-2009 |
KT CORPORATION |
Security | 48268K101 | Meeting Type | Special | |||
Ticker Symbol | KTC | Meeting Date | 06-Mar-2009 | |||
ISIN | US48268K1016 | Agenda | 933000109 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND | Management | For | For | ||||
STATEMENT OF APPROPRIATION OF RETAINED EARNINGS | ||||||||
FOR THE 27TH FISCAL YEAR | ||||||||
2A | ELECTION OF DIRECTOR: SANG HOON LEE | Management | For | For | ||||
2B | ELECTION OF DIRECTOR: HYUN-MYUNG PYO | Management | For | For | ||||
2C | ELECTION OF DIRECTOR: CHOON HO LEE | Management | For | For | ||||
2D | ELECTION OF DIRECTOR: E. HAN KIM | Management | For | For | ||||
2E | ELECTION OF DIRECTOR: JEUNG SOO HUH | Management | For | For | ||||
03 | ELECTION OF MEMBER OF AUDIT COMMITTEE | Management | For | For | ||||
04 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9500 | 0 | 24-Feb-2009 | 24-Feb-2009 |
BANCO BILBAO VIZCAYA ARGENTARIA S.A. |
Security | 05946K101 | Meeting Type | Annual | |||
Ticker Symbol | BBV | Meeting Date | 13-Mar-2009 | |||
ISIN | US05946K1016 | Agenda | 933002608 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | EXAMINATION AND APPROVAL, WHERE FORTHCOMING, OF | Management | For | For | ||||
THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT FOR | ||||||||
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS | ||||||||
CONSOLIDATED FINANCIAL GROUP. APPLICATION OF | ||||||||
EARNINGS; DIVIDEND PAYOUT. APPROVAL OF CORPORATE | ||||||||
MANAGEMENT. ALL THESE REFER TO THE YEAR ENDING | ||||||||
31ST DECEMBER 2008. | ||||||||
2A | INCLUSION OF NEW ARTICLE 53.B IN THE BANCO BILBAO | Management | For | For | ||||
VIZCAYA ARGENTARIA, S.A. BYLAWS TO EXPRESSLY | ||||||||
MENTION THE POSSIBILITY OF PAYING OUT DIVIDENDS | ||||||||
AND THE SHARE PREMIUM IN KIND, AND RETURNING | ||||||||
CONTRIBUTIONS IN KIND. | ||||||||
2B | APPROVE A PAYOUT IN KIND TO SHAREHOLDERS | Management | For | For | ||||
SUPPLEMENTARY TO THE 2008 DIVIDEND, BY GIVING | ||||||||
SHAREHOLDERS TREASURY STOCK AGAINST THE SHARE- | ||||||||
PREMIUM RESERVE. | ||||||||
03 | EXAMINATION AND APPROVAL OF MERGER PLAN FOR | Management | For | For | ||||
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. (ABSORBING | ||||||||
COMPANY) AND BANCO DE CREDITO LOCAL DE ESPANA, | ||||||||
S.A.U. AND BBVA FACTORING E.F.C., S.A.U. (ABSORBED | ||||||||
COMPANIES) AND APPROVAL OF THE BALANCE SHEET OF | ||||||||
BANCO BILBAO VIZCAYA ARGENTARIA S.A., CLOSED ON | ||||||||
31ST DECEMBER 2008, AS MERGER BALANCE SHEET. | ||||||||
APPROVAL OF MERGER BETWEEN THE COMPANIES, | ||||||||
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. (ABSORBING | ||||||||
COMPANY) AND BANCO DE CREDITO LOCAL DE ESPANA, | ||||||||
S.A.U. AND BBVA FACTORING E.F.C., S.A.U., ALL AS MORE | ||||||||
FULLY DESCRIBED IN THE PROXY STATEMENT. | ||||||||
4A | RE-ELECTION OF MR JOSE ANTONIO FERNANDEZ RIVERO | Management | For | For | ||||
4B | RE-ELECTION OF MR JOSE MALDONADO RAMOS | Management | For | For | ||||
4C | RE-ELECTION OF MR ENRIQUE MEDINA FERNANDEZ | Management | For | For | ||||
05 | CONFERRAL OF AUTHORITY ON THE BOARD OF | Management | For | For | ||||
DIRECTORS, (PURSUANT TO ARTICLE 153.1.B) OF THE | ||||||||
COMPANIES ACT, TO INCREASE SHARE CAPITAL, UP TO A | ||||||||
MAXIMUM AMOUNT CORRESPONDING TO 50% OF THE | ||||||||
COMPANY’S SHARE CAPITAL ON DATE OF AUTHORISATION, | ||||||||
ON ONE OR SEVERAL OCCASIONS, TO AMOUNT THAT THE | ||||||||
BOARD DECIDES, BY ISSUING NEW ORDINARY OR | ||||||||
PREFERRED SHARES WITH OR WITHOUT VOTING RIGHTS | ||||||||
OF ANY OTHER KIND PERMITTED BY LAW, INCLUDING | ||||||||
REDEEMABLE SHARES; ENVISAGING THE POSSIBILITY OF | ||||||||
INCOMPLETE SUBSCRIPTION, ALL AS MORE FULLY | ||||||||
DESCRIBED IN THE PROXY STATEMENT. | ||||||||
06 | INCREASE BY FIFTY BILLION EUROS ( 50,OOO,OOO,OOO) | Management | For | For | ||||
THE MAXIMUM NOMINAL AMOUNT AGAINST WHICH THE | ||||||||
BOARD OF DIRECTORS WAS AUTHORISED BY THE AGM, | ||||||||
18TH MARCH 2006, UNDER ITS AGENDA ITEM THREE, TO | ||||||||
ISSUE DEBT SECURITIES OF ANY CLASS AND ANY KIND, | ||||||||
INCLUDING EXCHANGEABLE SECURITIES, NOT | ||||||||
CONVERTIBLE INTO SHARES. | ||||||||
07 | AUTHORISATION FOR THE COMPANY TO ACQUIRE | Management | For | For | ||||
TREASURY STOCK DIRECTLY OR THROUGH GROUP | ||||||||
COMPANIES, PURSUANT TO ARTICLE 75 OF THE | ||||||||
COMPANIES ACT (CONSOLIDATED TEXT), ESTABLISHING | ||||||||
THE LIMITS AND REQUIREMENTS FOR THESE | ||||||||
ACQUISITIONS, WITH EXPRESS POWERS TO REDUCE THE | ||||||||
COMPANY’S SHARE CAPITAL TO REDEEM TREASURY | ||||||||
STOCK. DUE AUTHORITY IS CONFERRED ON THE BOARD | ||||||||
OF DIRECTORS TO IMPLEMENT THE RESOLUTIONS PASSED | ||||||||
BY THE AGM IN THIS RESPECT, REPEALING THE | ||||||||
AUTHORISATION CONFERRED BY THE AGM, 14TH MARCH | ||||||||
2008, INSOFAR AS IT HAS NOT BEEN EXECUTED. | ||||||||
8A | LIQUIDATION OF THE 2006-2008 LONG-TERM SHARE- | Management | For | For | ||||
REMUNERATLON PLAN. | ||||||||
8B | APPROVAL, FOR APPLICATION BY THE BANK AND ITS | Management | For | For | ||||
SUBSIDIARIES, OF A VARIABLE REMUNERATLON SCHEME | ||||||||
IN BBVA SHARES FOR 2009 AND 2010, ADDRESSED TO THE | ||||||||
MEMBERS OF THE MANAGEMENT TEAM, INCLUDING | ||||||||
EXECUTIVE DIRECTORS AND MEMBERS OF THE | ||||||||
MANAGEMENT COMMITTEE, COMPRISING THE DELIVERY | ||||||||
OF BBVA SHARES TO BENEFICIARIES. | ||||||||
09 | RE-ELECTION OF THE ACCOUNT AUDITORS FOR BANCO | Management | For | For | ||||
BILBAO VIZCAYA ARGENTARIA S.A. AND ITS | ||||||||
CONSOLIDATED FINANCIAL GROUP FOR 2009. | ||||||||
10 | CONFERRAL OF AUTHORITY ON THE BOARD OF | Management | For | For | ||||
DIRECTORS, WHICH MAY IN TURN DELEGATE SAID | ||||||||
AUTHORITY, TO FORMALISE, CORRECT, INTERPRET AND | ||||||||
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE AGM. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 17220 | 0 | 09-Mar-2009 | 09-Mar-2009 |
BNP PARIBAS |
Security | 05565A202 | Meeting Type | Special | |||
Ticker Symbol | BNPQY | Meeting Date | 27-Mar-2009 | |||
ISIN | US05565A2024 | Agenda | 933003991 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CREATION OF A NEW CLASS OF SHARES COMPRISED OF | Management | For | For | ||||
PREFERENCE SHARES, AND THE CORRESPONDING | ||||||||
AMENDMENT TO THE ARTICLES OF ASSOCIATION | ||||||||
02 | ISSUE OF PREFERENCE SHARES FOR THE SOCIETE DE | Management | For | For | ||||
PRISE DE PARTICIPATION DE I’ETAT | ||||||||
03 | AUTHORISATION TO BE GRANTED TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO CARRY OUT TRANSACTIONS RESERVED | ||||||||
FOR MEMBERS OF THE BNP PARIBAS COMPANY SHARE | ||||||||
PLAN THAT MAY BE IN THE FORM OF A CAPITAL INCREASE | ||||||||
AND/OR TRANSFER OF RESERVED SECURITIES | ||||||||
04 | CAPITAL INCREASE THROUGH THE CAPITALISATION OF | Management | For | For | ||||
RESERVES OR PROFITS, OR SHARE OR CONTRIBUTION | ||||||||
PREMIUMS | ||||||||
05 | POWERS FOR FORMALITIES | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 09-Mar-2009 | 09-Mar-2009 |
KT CORPORATION |
Security | 48268K101 | Meeting Type | Special | |||
Ticker Symbol | KTC | Meeting Date | 27-Mar-2009 | |||
ISIN | US48268K1016 | Agenda | 933003888 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF MERGER AGREEMENT BETWEEN KT | Management | For | For | ||||
CORPORATION AND KT FREETEL, CO., LTD. | ||||||||
02 | AMENDMENT OF ARTICLES OF INCORPORATION. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9500 | 0 | 09-Mar-2009 | 09-Mar-2009 |
PORTUGAL TELECOM, SGPS, S.A. |
Security | 737273102 | Meeting Type | Annual | |||
Ticker Symbol | PT | Meeting Date | 27-Mar-2009 | |||
ISIN | US7372731023 | Agenda | 933006834 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE | Management | Abstain | Against | ||||
SHEET AND ACCOUNTS | ||||||||
02 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT | Management | Abstain | Against | ||||
REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR | ||||||||
2008 | ||||||||
03 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF | Management | Abstain | Against | ||||
PROFITS AND DISTRIBUTION OF RESERVES | ||||||||
04 | A GENERAL APPRAISAL OF THE COMPANY’S MANAGEMENT | Management | Abstain | Against | ||||
AND SUPERVISION | ||||||||
05 | AMENDMENT TO NUMBER 1 OF ARTICLE 18 OF COMPANY’S | Management | Abstain | Against | ||||
ARTICLES | ||||||||
06 | ELECTION OF MEMBERS OF CORPORATE BODIES AND OF | Management | Abstain | Against | ||||
COMPENSATION COMMITTEE FOR 2009-2011 TERM OF | ||||||||
OFFICE |
07 | TO RESOLVE ON THE ELECTION OF THE CHARTERED | Management | Abstain | Against | ||||
ACCOUNTANT, EFFECTIVE AND ALTERNATE, FOR THE 2009- | ||||||||
2011 TERM OF OFFICE | ||||||||
08 | AMENDMENT TO NUMBER 4 OF ARTICLE 13 OF COMPANY’S | Management | Abstain | Against | ||||
ARTICLES | ||||||||
09 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN | Management | Abstain | Against | ||||
SHARES | ||||||||
10 | PURSUANT TO NUMBER 4 OF ARTICLE 8 OF ARTICLES OF | Management | Abstain | Against | ||||
ASSOCIATION ON PARAMETERS APPLICABLE IN EVENT OF | ||||||||
ANY ISSUANCE OF BONDS CONVERTIBLE INTO SHARES | ||||||||
THAT MAY BE RESOLVED UPON BY THE BOARD | ||||||||
11 | THE SUPPRESSION OF THE PRE-EMPTIVE RIGHT OF | Management | Abstain | Against | ||||
SHAREHOLDERS IN THE SUBSCRIPTION OF ANY ISSUANCE | ||||||||
OF CONVERTIBLE BONDS | ||||||||
12 | ISSUANCE OF BONDS AND OTHER SECURITIES, BY BOARD | Management | Abstain | Against | ||||
OF DIRECTORS, AND NOTABLY ON FIXING OF VALUE OF | ||||||||
SUCH SECURITIES | ||||||||
13 | ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER | Management | Abstain | Against | ||||
OWN SECURITIES |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 20300 | 0 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO |
Security | 20441A102 | Meeting Type | Special | |||
Ticker Symbol | SBS | Meeting Date | 13-Apr-2009 | |||
ISIN | US20441A1025 | Agenda | 933025694 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | ELECTION OF BOARD OF DIRECTORS’ MEMBER. | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 30-Mar-2009 | 30-Mar-2009 |
COMPANHIA VALE DO RIO DOCE |
Security | 204412209 | Meeting Type | Special | |||
Ticker Symbol | RIO | Meeting Date | 16-Apr-2009 | |||
ISIN | US2044122099 | Agenda | 933027953 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1A | APPRECIATION OF THE MANAGEMENTS’ REPORT AND | Management | For | For | ||||
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL | ||||||||
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER | ||||||||
31, 2008 | ||||||||
O1B | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE | Management | For | For | ||||
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT | ||||||||
BUDGET FOR VALE | ||||||||
O1C | APPOINTMENT OF THE MEMBERS OF THE BOARD OF | Management | For | For | ||||
DIRECTORS | ||||||||
O1D | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For | ||||
O1E | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR | Management | For | For | ||||
MANAGEMENT AND FISCAL COUNCIL MEMBERS | ||||||||
E2A | TO CHANGE THE LEGAL NAME OF THE COMPANY TO “VALE | Management | For | For | ||||
S.A.”, WITH THE CONSEQUENT AMENDMENT OF ARTICLE 1 | ||||||||
OF VALE’S BY-LAWS IN ACCORDANCE WITH THE NEW | ||||||||
GLOBAL BRAND UNIFICATION | ||||||||
E2B | TO ADJUST ARTICLE 5 OF VALE’S BY-LAWS TO REFLECT | Management | For | For | ||||
THE CAPITAL INCREASE RESOLVED IN THE BOARD OF | ||||||||
DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND | ||||||||
AUGUST 05, 2008 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 06-Apr-2009 | 06-Apr-2009 |
VITRAN CORPORATION INC. |
Security | 92850E107 | Meeting Type | Annual | |||
Ticker Symbol | VTNC | Meeting Date | 22-Apr-2009 | |||
ISIN | CA92850E1079 | Agenda | 933021672 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RICHARD D. MCGRAW | For | For | ||||||
2 RICK E. GAETZ | For | For | ||||||
3 WILLIAM S. DELUCE | For | For | ||||||
4 ANTHONY F. GRIFFITHS | For | For | ||||||
5 JOHN R. GOSSLING | For | For | ||||||
6 GEORGES L. HEBERT | For | For | ||||||
02 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE | Management | For | For | ||||
CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX | ||||||||
THEIR REMUNERATION. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 16000 | 0 | 16-Apr-2009 | 16-Apr-2009 |
AGCO CORPORATION |
Security | 001084102 | Meeting Type | Annual | |||
Ticker Symbol | AG | Meeting Date | 23-Apr-2009 | |||
ISIN | US0010841023 | Agenda | 933026406 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 P. GEORGE BENSON | Abstain | Against | ||||||
2 GERALD L. SHAHEEN | Abstain | Against | ||||||
3 HENDRIKUS VISSER | Abstain | Against | ||||||
02 | RATIFICATION OF KPMG LLP AS THE COMPANY’S | Management | Abstain | Against | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 12000 | 0 |
NESTLE S.A. |
Security | 641069406 | Meeting Type | Annual | |||
Ticker Symbol | NSRGY | Meeting Date | 23-Apr-2009 | |||
ISIN | US6410694060 | Agenda | 933021711 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | APPROVAL OF THE 2008 ANNUAL REPORT, FINANCIAL | Management | For | For | ||||
STATEMENTS OF NESTLE S.A. AND CONSOLIDATED | ||||||||
FINANCIAL STATEMENTS OF THE NESTLE GROUP.* | ||||||||
1B | ACCEPTANCE OF THE 2008 COMPENSATION REPORT (NON- | Management | For | For | ||||
BINDING ADVISORY VOTE). | ||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF | Management | For | For | ||||
DIRECTORS AND OF THE MANAGEMENT. | ||||||||
03 | APPROPRIATION OF PROFITS RESULTING FROM THE | Management | For | For | ||||
BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) | ||||||||
FOR THE FINANCIAL YEAR 2008. | ||||||||
4A1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL | Management | For | For | ||||
BOREL | ||||||||
4A2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS. | Management | For | For | ||||
CAROLINA MULLER-MOHL | ||||||||
4B | ELECTION OF THE STATUTORY AUDITORS KPMG S.A., | Management | For | For | ||||
GENEVA BRANCH (FOR A TERM OF ONE YEAR). | ||||||||
05 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES). | Management | For | For | ||||
06 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE | Management | Abstain | Against | ||||
A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- | ||||||||
LUDOVIC HARTMAN |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7750 | 0 | 30-Mar-2009 | 30-Mar-2009 |
SCANA CORPORATION |
Security | 80589M102 | Meeting Type | Annual | |||
Ticker Symbol | SCG | Meeting Date | 23-Apr-2009 | |||
ISIN | US80589M1027 | Agenda | 933014831 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JAMES A. BENNETT | Abstain | Against | ||||||
2 LYNNE M. MILLER | Abstain | Against | ||||||
3 JAMES W. ROQUEMORE | Abstain | Against | ||||||
4 MACEO K. SLOAN | Abstain | Against | ||||||
02 | APPROVAL OF APPOINTMENT OF INDEPENDENT | Management | Abstain | Against | ||||
REGISTERED PUBLIC ACCOUNTING FIRM |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6075 | 0 |
AMERICAN NATIONAL INSURANCE COMPANY |
Security | 028591105 | Meeting Type | Annual | |||
Ticker Symbol | ANAT | Meeting Date | 24-Apr-2009 | |||
ISIN | US0285911055 | Agenda | 933048414 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ROBERT L. MOODY | Abstain | Against | ||||||
2 G.R. FERDINANDTSEN | Abstain | Against | ||||||
3 F. ANNE MOODY-DAHLBERG | Abstain | Against | ||||||
4 RUSSELL S. MOODY | Abstain | Against | ||||||
5 WILLIAM L. MOODY, IV | Abstain | Against | ||||||
6 JAMES D. YARBROUGH | Abstain | Against | ||||||
7 ARTHUR O. DUMMER | Abstain | Against | ||||||
8 DR. SHELBY M. ELLIOTT | Abstain | Against | ||||||
9 FRANK P. WILLIAMSON | Abstain | Against | ||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | Abstain | Against | ||||
THE AMERICAN NATIONAL INSURANCE COMPANY 1999 | ||||||||
STOCK AND INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4498 | 0 |
ING GROEP N.V. |
Security | 456837103 | Meeting Type | Annual | |||
Ticker Symbol | ING | Meeting Date | 27-Apr-2009 | |||
ISIN | US4568371037 | Agenda | 933025884 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2C | ANNUAL ACCOUNTS FOR 2008. | Management | For | For | ||||
3B | DIVIDEND FOR 2008. | Management | For | For | ||||
7A | DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT OF | Management | For | For | ||||
THE DUTIES PERFORMED DURING THE YEAR 2008. | ||||||||
7B | DISCHARGE OF THE SUPERVISORY BOARD IN RESPECT OF | Management | For | For | ||||
THE DUTIES PERFORMED DURING THE YEAR 2008. | ||||||||
8A | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT | Management | For | For | ||||
OF JAN HOMMEN | ||||||||
8B | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT | Management | For | For | ||||
OF PATRICK FLYNN | ||||||||
9A | COMPOSITION OF THE SUPERVISORY BOARD: | Management | For | For | ||||
REAPPOINTMENT OF GODFRIED VAN DER LUGT | ||||||||
9B | COMPOSITION OF THE SUPERVISORY BOARD: | Management | For | For | ||||
APPOINTMENT OF TINEKE BAHLMANN | ||||||||
9C | COMPOSITION OF THE SUPERVISORY BOARD: | Management | For | For | ||||
APPOINTMENT OF JEROEN VAN DER VEER | ||||||||
9D | COMPOSITION OF THE SUPERVISORY BOARD: | Management | For | For | ||||
APPOINTMENT OF LODWIJK DE WAAL | ||||||||
10 | AUTHORISATION TO ISSUE ORDINARY SHARES WITH OR | Management | For | For | ||||
WITHOUT PREFERENTIAL RIGHTS. | ||||||||
11 | AUTHORISATION TO ACQUIRE ORDINARY SHARES OR | Management | For | For | ||||
DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE | ||||||||
COMPANY’S OWN CAPITAL. | ||||||||
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 13842 | 0 | 30-Mar-2009 | 30-Mar-2009 |
THE LUBRIZOL CORPORATION |
Security | 549271104 | Meeting Type | Annual | |||
Ticker Symbol | LZ | Meeting Date | 27-Apr-2009 | |||
ISIN | US5492711040 | Agenda | 933016215 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 FOREST J. FARMER, SR. | Abstain | Against | ||||||
2 MICHAEL J. GRAFF | Abstain | Against | ||||||
3 JAMES E. SWEETNAM | Abstain | Against | ||||||
4 PHILLIP C. WIDMAN | Abstain | Against | ||||||
02 | CONFIRMATION OF THE APPOINTMENT OF DELOITTE & | Management | Abstain | Against | ||||
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTANT | ||||||||
3A | AMEND THE AMENDED ARTICLES OF INCORPORATION TO: | Management | Abstain | Against | ||||
ADD A MAJORITY VOTING STANDARD IN UNCONTESTED | ||||||||
ELECTIONS OF DIRECTORS | ||||||||
3B | AMEND THE AMENDED ARTICLES OF INCORPORATION TO: | Management | Abstain | Against | ||||
REPEAL ARTICLE NINTH TO DELETE EXISTING CONTROL | ||||||||
SHARE ACQUISITION PROVISIONS | ||||||||
4A | AMEND THE REGULATIONS TO: DECLASSIFY THE BOARD | Management | Abstain | Against | ||||
OF DIRECTORS, ADD A MAJORITY VOTING STANDARD IN | ||||||||
UNCONTESTED ELECTIONS OF DIRECTORS, AUTHORIZE | ||||||||
THE BOARD TO FIX THE NUMBER OF DIRECTORS AND | ||||||||
CLARIFY THE PROVISION RELATING TO REMOVAL OF | ||||||||
DIRECTORS | ||||||||
4B | AMEND THE REGULATIONS TO: MODERNIZE AND CLARIFY | Management | Abstain | Against | ||||
VARIOUS PROVISIONS RELATED TO SHAREHOLDER | ||||||||
MEETINGS AND NOTICES, MEETINGS AND COMMITTEES OF | ||||||||
THE BOARD, ELECTION OF OFFICERS AND | ||||||||
INDEMNIFICATION OF DIRECTORS, OFFICERS AND AGENTS | ||||||||
4C | AMEND THE REGULATIONS TO: REVISE PROVISIONS | Management | Abstain | Against | ||||
RELATED TO SPECIAL MEETINGS REQUESTED BY | ||||||||
SHAREHOLDERS, ADVANCE NOTICE REQUIREMENTS FOR | ||||||||
PROPOSALS AND BUSINESS BROUGHT AT SHAREHOLDER | ||||||||
MEETINGS | ||||||||
4D | AMEND THE REGULATIONS TO: REVISE THE AMENDMENT | Management | Abstain | Against | ||||
PROVISIONS IN ACCORDANCE WITH OHIO LAW |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8055 | 0 |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO |
Security | 20441A102 | Meeting Type | Special | |||
Ticker Symbol | SBS | Meeting Date | 29-Apr-2009 | |||
ISIN | US20441A1025 | Agenda | 933055178 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
A1 | ANALYZE THE MANAGEMENT’S ACCOUNTS AND THE | Management | Abstain | Against | ||||
FINANCIAL STATEMENTS SUPPORTED BY THE FISCAL | ||||||||
COUNCIL’S AND EXTERNAL AUDITORS’ REPORTS RELATED | ||||||||
TO THE FISCAL YEAR 2008, IN CONFORMITY WITH THE | ||||||||
MANAGEMENT’S REPORT, BALANCE SHEETS AND THE | ||||||||
CORRESPONDING EXPLANATORY NOTES. | ||||||||
A2 | RESOLVE ON THE ALLOCATION OF NET INCOME FOR THE | Management | Abstain | Against | ||||
FISCAL YEAR. | ||||||||
A3 | ELECT THE SITTING AND DEPUTY MEMBERS OF THE | Management | Abstain | Against | ||||
FISCAL COUNCIL. | ||||||||
E1 | RATIFY CODEC OPINION 200/2008, WHICH ADDRESSES THE | Management | Abstain | Against | ||||
ANNUAL VACATION OF EXECUTIVE OFFICERS OF | ||||||||
COMPANIES CONTROLLED BY THE STATE. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 |
GRUPO TELEVISA, S.A.B. |
Security | 40049J206 | Meeting Type | Special | |||
Ticker Symbol | TV | Meeting Date | 30-Apr-2009 | |||
ISIN | US40049J2069 | Agenda | 933059366 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | Abstain | Against | ||||
THE MEMBERS OF THE BOARD OF DIRECTORS TO BE | ||||||||
APPOINTED AT THIS MEETING PURSUANT TO ARTICLES | ||||||||
TWENTY SIXTH, TWENTY SEVENTH AND OTHER | ||||||||
APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | ||||||||
II | APPOINTMENT OF DELEGATES TO CARRY OUT AND | Management | Abstain | Against | ||||
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS | ||||||||
MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 |
GRUPO TELEVISA, S.A.B. |
Security | 40049J206 | Meeting Type | Special | |||
Ticker Symbol | TV | Meeting Date | 30-Apr-2009 | |||
ISIN | US40049J2069 | Agenda | 933061373 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S1 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | Abstain | Against | ||||
THE MEMBERS OF THE BOARD OF DIRECTORS TO BE | ||||||||
APPOINTED AT THIS MEETING. | ||||||||
S2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND | Management | Abstain | Against | ||||
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS | ||||||||
MEETING. | ||||||||
O1 | PRESENTATION AND, IN ITS CASE, APPROVAL OF THE | Management | Abstain | Against | ||||
REPORTS REFERRED TO IN ARTICLE 28, PARAGRAPH IV OF | ||||||||
THE SECURITIES MARKET LAW. | ||||||||
O2 | PRESENTATION OF THE REPORT REGARDING CERTAIN | Management | Abstain | Against | ||||
FISCAL OBLIGATIONS OF COMPANY, ALL AS MORE FULLY | ||||||||
DESCRIBED IN THE PROXY STATEMENT. | ||||||||
O3 | RESOLUTION REGARDING THE ALLOCATION OF FINAL | Management | Abstain | Against | ||||
RESULTS FOR THE YEAR ENDED ON DECEMBER 31, 2008. | ||||||||
O4 | RESOLUTION (I) AMOUNT MAY BE ALLOCATED TO | Management | Abstain | Against | ||||
REPURCHASE SHARES PURSUANT TO ARTICLE 56, (II) | ||||||||
PRESENTATION OF REPORT ON POLICIES. | ||||||||
O5 | APPOINTMENT OR RATIFICATION, OF THE MEMBERS THAT | Management | Abstain | Against | ||||
SHALL CONFORM BOARD, SECRETARY, ALTERNATIVE | ||||||||
SECRETARIES AND OFFICERS. | ||||||||
O6 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | Abstain | Against | ||||
MEMBERS THAT SHALL CONFORM THE EXECUTIVE | ||||||||
COMMITTEE. | ||||||||
O7 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | Abstain | Against | ||||
THE CHAIRMAN OF THE AUDIT COMMITTEE AND OF THE | ||||||||
CHAIRMAN OF THE COMMITTEE. | ||||||||
O8 | COMPENSATION TO MEMBERS OF THE BOARD OF | Management | Abstain | Against | ||||
DIRECTORS, OF EXECUTIVE COMMITTEE, ALL AS MORE | ||||||||
FULLY DESCRIBED IN THE PROXY STATEMENT. | ||||||||
O9 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND | Management | Abstain | Against | ||||
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS | ||||||||
MEETING. | ||||||||
E1 | RESOLUTION REGARDING THE CANCELLATION OF SHARES | Management | Abstain | Against | ||||
AND THE RESULTING DECREASE OF THE CAPITAL STOCK. | ||||||||
E2 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND | Management | Abstain | Against | ||||
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS | ||||||||
MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 |
PENTAIR, INC. |
Security | 709631105 | Meeting Type | Annual | |||
Ticker Symbol | PNR | Meeting Date | 30-Apr-2009 | |||
ISIN | US7096311052 | Agenda | 933016140 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ELECTION OF DIRECTOR: CHARLES A. HAGGERTY | Management | For | For | ||||
02 | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | ||||
03 | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | ||||
04 | TO APPROVE OUR EXECUTIVE OFFICER PERFORMANCE | Management | For | For | ||||
PLAN FOR PURPOSES OF INTERNAL REVENUE CODE | ||||||||
162(M). | ||||||||
05 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For | ||||
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||||
FIRM FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 12760 | 0 | 27-Apr-2009 | 27-Apr-2009 |
E.ON AG |
Security | 268780103 | Meeting Type | Annual | |||
Ticker Symbol | EONGY | Meeting Date | 06-May-2009 | |||
ISIN | US2687801033 | Agenda | 933028462 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | APPROPRIATION OF BALANCE SHEET PROFITS FROM THE | Management | For | For | ||||
2008 FINANCIAL YEAR | ||||||||
03 | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE | Management | For | For | ||||
2008 FINANCIAL YEAR | ||||||||
04 | DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2008 | Management | For | For | ||||
FINANCIAL YEAR | ||||||||
05 | ELECTION OF JENS P. HEYERDAHL AS A MEMBER OF THE | Management | For | For | ||||
SUPERVISORY BOARD | ||||||||
6A | ELECTION OF PRICEWATERHOUSECOOPERS | Management | For | For | ||||
AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE ANNUAL | ||||||||
AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS | ||||||||
FOR THE 2009 FINANCIAL YEAR | ||||||||
6B | ELECTION OF PRICEWATERHOUSECOOPERS | Management | For | For | ||||
AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE | ||||||||
INSPECTION OF THE ABBREVIATED FINANCIAL | ||||||||
STATEMENTS AND THE INTERIM MANAGEMENT REPORT | ||||||||
FOR THE FIRST HALF OF THE 2009 FINANCIAL YEAR | ||||||||
07 | AUTHORIZATION FOR THE ACQUISITION AND USE OF | Management | For | For | ||||
TREASURY SHARES | ||||||||
08 | CREATION OF A NEW AUTHORIZED CAPITAL AND RELATED | Management | For | For | ||||
AMENDMENTS TO THE ARTICLES OF ASSOCIATION | ||||||||
9A | AUTHORIZATION I FOR THE ISSUE OF OPTION OR | Management | For | For | ||||
CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR | ||||||||
PARTICIPATING BONDS AND THE EXCLUSION OF THE | ||||||||
SHAREHOLDERS’ SUBSCRIPTION RIGHT; CREATION OF A | ||||||||
CONDITIONAL CAPITAL I | ||||||||
9B | AUTHORIZATION II FOR THE ISSUE OF OPTION OR | Management | For | For | ||||
CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR | ||||||||
PARTICIPATING BONDS AND THE EXCLUSION OF THE | ||||||||
SHAREHOLDERS’ SUBSCRIPTION RIGHT; CREATION OF A | ||||||||
CONDITIONAL CAPITAL II | ||||||||
10 | ALTERATION OF THE CORPORATE PURPOSE (AMENDMENT | Management | For | For | ||||
TO THE ARTICLES OF ASSOCIATION) | ||||||||
11A | AMENDMENT OF SECTION 19 PARA. 2 SENT. 2 OF THE | Management | For | For | ||||
ARTICLES OF ASSOCIATION (AUTHORIZATION TO PERMIT | ||||||||
THE BROADCASTING OF VIDEO AND AUDIO MATERIAL) | ||||||||
11B | AMENDMENT OF SECTION 20 PARA. 1 OF THE ARTICLES OF | Management | For | For | ||||
ASSOCIATION (EXERCISING OF THE VOTING RIGHT | ||||||||
THROUGH PROXIES) | ||||||||
11C | AMENDMENT OF SECTION 18 PARA. 2 OF THE ARTICLES OF | Management | For | For | ||||
ASSOCIATION (DATE OF THE REGISTRATION FOR | ||||||||
PARTICIPATION IN GENERAL MEETINGS) | ||||||||
12 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS | Management | For | For | ||||
TRANSFER AGREEMENT BETWEEN THE COMPANY AND | ||||||||
E.ON EINUNDZWANZIGSTE VERWALTUNGS GMBH | ||||||||
13 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS | Management | For | For | ||||
TRANSFER AGREEMENT BETWEEN THE COMPANY AND | ||||||||
E.ON ZWEIUNDZWANZIGSTE VERWALTUNGS GMBH |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 | 16-Apr-2009 | 16-Apr-2009 |
LUFKIN INDUSTRIES, INC. |
Security | 549764108 | Meeting Type | Annual | |||
Ticker Symbol | LUFK | Meeting Date | 06-May-2009 | |||
ISIN | US5497641085 | Agenda | 933035140 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 D.V. SMITH | For | For | ||||||
2 J.F. ANDERSON | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE | Management | For | For | ||||
COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR FISCAL YEAR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 27-Apr-2009 | 27-Apr-2009 |
BUNGE LIMITED |
Security | G16962105 | Meeting Type | Annual | |||
Ticker Symbol | BG | Meeting Date | 08-May-2009 | |||
ISIN | BMG169621056 | Agenda | 933042892 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: OCTAVIO CARABALLO | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: FRANCIS COPPINGER | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: LARRY G. PILLARD | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S | Management | For | For | ||||
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009 AND TO AUTHORIZE THE AUDIT | ||||||||
COMMITTEE OF THE BOARD OF DIRECTORS TO | ||||||||
DETERMINE THE INDEPENDENT AUDITORS’ FEES. | ||||||||
03 | TO APPROVE THE BUNGE LIMITED 2009 EQUITY INCENTIVE | Management | For | For | ||||
PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6500 | 0 | 05-May-2009 | 05-May-2009 |
METROCORP BANCSHARES, INC. |
Security | 591650106 | Meeting Type | Annual | |||
Ticker Symbol | MCBI | Meeting Date | 08-May-2009 | |||
ISIN | US5916501068 | Agenda | 933045886 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 MAY CHU* | For | For | ||||||
2 ROBERT HSUEH** | For | For | ||||||
3 JOHN LEE* | For | For | ||||||
4 DON WANG* | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | ||||||||
FOR THE YEAR ENDING DECEMBER 31, 2009. | ||||||||
03 | APPROVAL OF AN AMENDMENT TO THE METROCORP | Management | For | For | ||||
BANCSHARES, INC. 2007 STOCK AWARDS AND INCENTIVE | ||||||||
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON | ||||||||
STOCK ISSUABLE THEREUNDER FROM 350,000 TO 650,000 | ||||||||
SHARES. | ||||||||
04 | CONSIDERATION AND APPROVAL OF AN ADVISORY (NON- | Management | For | For | ||||
BINDING) RESOLUTION APPROVING THE COMPENSATION | ||||||||
OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | ||||||||
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 05-May-2009 | 05-May-2009 |
DENTSPLY INTERNATIONAL INC. |
Security | 249030107 | Meeting Type | Annual | |||
Ticker Symbol | XRAY | Meeting Date | 12-May-2009 | |||
ISIN | US2490301072 | Agenda | 933041129 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 WENDY L DIXON, PHD | For | For | ||||||
2 LESLIE A. JONES | For | For | ||||||
3 BRET W. WISE | For | For | ||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT | ||||||||
ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF | ||||||||
THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6700 | 0 | 08-May-2009 | 08-May-2009 |
DST SYSTEMS, INC. |
Security | 233326107 | Meeting Type | Annual | |||
Ticker Symbol | DST | Meeting Date | 12-May-2009 | |||
ISIN | US2333261079 | Agenda | 933018396 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 THOMAS A. MCCULLOUGH | For | For | ||||||
2 WILLIAM C. NELSON | For | For | ||||||
3 TRAVIS E. REED | For | For | ||||||
2 | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7385 | 0 | 08-May-2009 | 08-May-2009 |
LIFEPOINT HOSPITALS, INC. |
Security | 53219L109 | Meeting Type | Annual | |||
Ticker Symbol | LPNT | Meeting Date | 12-May-2009 | |||
ISIN | US53219L1098 | Agenda | 933028804 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 MARGUERITE W. KONDRACKE | For | For | ||||||
2 JOHN E. MAUPIN, JR. | For | For | ||||||
3 OWEN G. SHELL, JR. | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For | ||||
AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR 2009. | ||||||||
03 | REAPPROVAL OF THE ISSUANCE OF COMMON STOCK | Management | For | For | ||||
UNDER THE COMPANY’S MANAGEMENT STOCK PURCHASE | ||||||||
PLAN. | ||||||||
04 | REAPPROVAL OF THE ISSUANCE OF AWARDS UNDER THE | Management | For | For | ||||
COMPANY’S OUTSIDE DIRECTORS STOCK AND INCENTIVE | ||||||||
COMPENSATION PLAN. | ||||||||
05 | REAPPROVAL OF THE COMPANY’S EXECUTIVE | Management | For | For | ||||
PERFORMANCE INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 08-May-2009 | 08-May-2009 |
PRUDENTIAL FINANCIAL, INC. |
Security | 744320102 | Meeting Type | Annual | |||
Ticker Symbol | PRU | Meeting Date | 12-May-2009 | |||
ISIN | US7443201022 | Agenda | 933021696 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: FREDERIC K. BECKER | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: JON F. HANSON | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: CONSTANCE J. HOMER | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | ||||
1L | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For | ||||
1M | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For | ||||
1N | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | For | For | ||||
02 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | ||||||||
AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009. | ||||||||
03 | SHAREHOLDER PROPOSAL REGARDING A SHAREHOLDER | Shareholder | For | Against | ||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ||||||||
04 | SHAREHOLDER PROPOSAL ON SEPARATING THE OFFICES | Shareholder | For | Against | ||||
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 08-May-2009 | 08-May-2009 |
SMITH INTERNATIONAL, INC. |
Security | 832110100 | Meeting Type | Annual | |||
Ticker Symbol | SII | Meeting Date | 12-May-2009 | |||
ISIN | US8321101003 | Agenda | 933061436 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ROBERT KELLEY | For | For | ||||||
2 L.R. LANDIM MACHADO | For | For | ||||||
3 DOUG ROCK | For | For | ||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For | ||||
ACCOUNTING FIRM. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4490 | 0 | 08-May-2009 | 08-May-2009 |
NATIONAL OILWELL VARCO, INC. |
Security | 637071101 | Meeting Type | Annual | |||
Ticker Symbol | NOV | Meeting Date | 13-May-2009 | |||
ISIN | US6370711011 | Agenda | 933034100 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | For | For | ||||
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||
3 | APPROVAL OF AMENDMENT TO NATIONAL OILWELL VARCO | Management | For | For | ||||
LONG-TERM INCENTIVE PLAN |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7266 | 0 | 08-May-2009 | 08-May-2009 |
NORFOLK SOUTHERN CORPORATION |
Security | 655844108 | Meeting Type | Annual | |||
Ticker Symbol | NSC | Meeting Date | 14-May-2009 | |||
ISIN | US6558441084 | Agenda | 933026482 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DANIEL A. CARP | For | For | ||||||
2 STEVEN F. LEER | For | For | ||||||
3 MICHAEL D. LOCKHART | For | For | ||||||
4 CHARLES W. MOORMAN | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, | ||||||||
AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR | ||||||||
THE YEAR ENDING DECEMBER 31, 2009. | ||||||||
03 | STOCKHOLDER PROPOSAL CONCERNING CORPORATE | Shareholder | Against | For | ||||
POLITICAL CONTRIBUTIONS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 08-May-2009 | 08-May-2009 |
UNILEVER N.V. |
Security | 904784709 | Meeting Type | Annual | |||
Ticker Symbol | UN | Meeting Date | 14-May-2009 | |||
ISIN | US9047847093 | Agenda | 933030429 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION | Management | For | For | ||||
OF THE PROFIT FOR THE 2008 FINANCIAL YEAR. | ||||||||
03 | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE | Management | For | For | ||||
DURING THE 2008 FINANCIAL YEAR FOR THE FULFILMENT | ||||||||
OF THEIR TASKS. | ||||||||
04 | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN | Management | For | For | ||||
OFFICE DURING THE 2008 FINANCIAL YEAR FOR THE | ||||||||
FULFILMENT OF THEIR TASKS. | ||||||||
05 | TO RE-APPOINT MR J A LAWRENCE AS AN EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
06 | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
07 | TO RE-APPOINT THE RT HON THE LORD BRITTAN OF | Management | For | For | ||||
SPENNITHORNE QC, DL AS A NON-EXECUTIVE DIRECTOR. | ||||||||
08 | TO RE-APPOINT PROFESSOR W DIK AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
09 | TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
10 | TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
11 | TO RE-APPOINT MR N MURTHY AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
12 | TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
13 | TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
14 | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
15 | TO RE-APPOINT MR J VAN DER VEER AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
16 | TO APPOINT PROFESSOR L O FRESCO AS A NON- | Management | For | For | ||||
EXECUTIVE DIRECTOR. | ||||||||
17 | TO APPOINT MS A M FUDGE AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. | ||||||||
18 | TO APPOINT MR P WALSH AS A NON-EXECUTIVE | Management | For | For | ||||
DIRECTOR. |
19 | TO APPOINT PRICEWATERHOUSECOOPERS | Management | For | For | ||||
ACCOUNTANTS N.V. AS AUDITORS FOR THE 2009 | ||||||||
FINANCIAL YEAR. | ||||||||
20 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE | Management | For | For | ||||
COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE | ||||||||
COMPANY. | ||||||||
21 | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE | Management | For | For | ||||
SHARES AND DEPOSITARY RECEIPTS IN THE COMPANY. | ||||||||
22 | TO REDUCE THE CAPITAL THROUGH CANCELLATION OF | Management | For | For | ||||
SHARES. | ||||||||
23A | VOTING ITEM FOR ALL SHAREHOLDERS AND HOLDERS OF | Management | For | For | ||||
DEPOSITARY RECEIPTS IRRESPECTIVE OF CLASS OF | ||||||||
SHARES HELD: MOVE TO QUARTERLY DIVIDENDS. TO | ||||||||
ALTER THE EQUALISATION AGREEMENT AND THE | ||||||||
ARTICLES OF ASSOCIATION. | ||||||||
23B | VOTING ITEM ONLY FOR HOLDERS OF ORDINARY SHARES | Management | For | For | ||||
AND DEPOSITARY RECEIPTS THEREOF: MOVE TO | ||||||||
QUARTERLY DIVIDENDS. TO APPROVE TO ALTER THE | ||||||||
EQUALISATION AGREEMENT. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 05-May-2009 | 05-May-2009 |
TOTAL S.A. |
Security | 89151E109 | Meeting Type | Annual | |||
Ticker Symbol | TOT | Meeting Date | 15-May-2009 | |||
ISIN | US89151E1091 | Agenda | 933065193 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | Management | For | For | ||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | Management | For | For | ||||
O4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE | Management | For | For | ||||
FRENCH COMMERCIAL CODE | ||||||||
O5 | COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE | Management | For | For | ||||
FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY | ||||||||
DESMAREST | ||||||||
O6 | COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE | Management | For | For | ||||
FRENCH COMMERCIAL CODE CONCERNING MR. | ||||||||
CHRISTOPHE DE MARGERIE | ||||||||
O7 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO | Management | For | For | ||||
TRADE SHARES OF THE COMPANY | ||||||||
O8 | RENEWAL OF THE APPOINTMENT OF MRS. ANNE | Management | For | For | ||||
LAUVERGEON AS A DIRECTOR | ||||||||
O9 | RENEWAL OF THE APPOINTMENT OF MR. DANIEL BOUTON | Management | For | For | ||||
AS A DIRECTOR | ||||||||
O10 | RENEWAL OF THE APPOINTMENT OF MR. BERTRAND | Management | For | For | ||||
COLLOMB AS A DIRECTOR | ||||||||
O11 | RENEWAL OF THE APPOINTMENT OF MR. CHRISTOPHE DE | Management | For | For | ||||
MARGERIE AS A DIRECTOR | ||||||||
O12 | RENEWAL OF THE APPOINTMENT OF MR. MICHEL | Management | For | For | ||||
PEBEREAU AS A DIRECTOR | ||||||||
O13 | APPOINTMENT OF MR. PATRICK ARTUS AS A DIRECTOR | Management | For | For | ||||
E14 | AMENDMENT TO ARTICLE 12 OF THE COMPANY’S ARTICLES | Management | For | For | ||||
OF ASSOCIATION REGARDING THE LIMIT ON THE AGE OF | ||||||||
THE CHAIRMAN OF THE BOARD | ||||||||
A | AMENDMENT TO THE COMPANY’S ARTICLES OF | Management | For | Against | ||||
ASSOCIATION WITH THE INTENT OF DISCLOSING | ||||||||
INDIVIDUAL ALLOCATIONS OF STOCK OPTIONS AND | ||||||||
RESTRICTED SHARES AS PROVIDED BY LAW | ||||||||
B | FOR THE PURPOSE OF AMENDING TO THE ARTICLES OF | Management | Against | For | ||||
ASSOCIATION REGARDING A NEW PROCEDURE FOR | ||||||||
SELECTING A SHAREHOLDER-EMPLOYEE AS BOARD | ||||||||
MEMBER WITH A VIEW TO IMPROVING HIS OR HER | ||||||||
REPRESENTATION AND INDEPENDENCE | ||||||||
C | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE | Management | Against | For | ||||
COMPANY TO ALL EMPLOYEES OF THE GROUP |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5200 | 0 | 27-Apr-2009 | 27-Apr-2009 |
SAP AG |
Security | 803054204 | Meeting Type | Annual | |||
Ticker Symbol | SAP | Meeting Date | 19-May-2009 | |||
ISIN | US8030542042 | Agenda | 933056889 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED | Management | Abstain | Against | ||||
EARNINGS OF THE FISCAL YEAR 2008 | ||||||||
03 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF | Management | Abstain | Against | ||||
THE EXECUTIVE BOARD IN THE FISCAL YEAR 2008 | ||||||||
04 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF | Management | Abstain | Against | ||||
THE SUPERVISORY BOARD IN THE FISCAL YEAR 2008 | ||||||||
05 | APPOINTMENT OF THE AUDITOR OF THE FINANCIAL | Management | Abstain | Against | ||||
STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR | ||||||||
THE FISCAL YEAR 2009 | ||||||||
06 | RESOLUTION ON AUTHORIZATION TO ACQUIRE AND USE | Management | Abstain | Against | ||||
TREASURY SHARES PURSUANT TO SECTION 71 (1) NO. 8 | ||||||||
OF GERMAN STOCK CORPORATION ACT (AKTIENGESETZ; | ||||||||
AKTG), WITH POSSIBLE EXCLUSION OF SHAREHOLDERS’ | ||||||||
SUBSCRIPTION RIGHTS & POTENTIAL RIGHTS TO OFFER | ||||||||
SHARES | ||||||||
07 | RESOLUTION ON THE AMENDMENT OF SECTION 19 OF THE | Management | Abstain | Against | ||||
ARTICLES OF INCORPORATION TO REFLECT THE GERMAN | ||||||||
ACT IMPLEMENTING THE SHAREHOLDERS’ RIGHTS | ||||||||
DIRECTIVE (GESETZ ZUR UMSETZUNG DER | ||||||||
AKTIONARSRICHTLINIE; ARUG) |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 |
GLAXOSMITHKLINE PLC |
Security | 37733W105 | Meeting Type | Annual | |||
Ticker Symbol | GSK | Meeting Date | 20-May-2009 | |||
ISIN | US37733W1053 | Agenda | 933032334 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND ADOPT THE DIRECTORS’ REPORT AND | Management | For | For | ||||
THE FINANCIAL STATEMENTS | ||||||||
O2 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | ||||
O3 | TO ELECT MR JAMES MURDOCH AS A DIRECTOR | Management | For | For | ||||
O4 | TO RE-ELECT MR LARRY CULP AS A DIRECTOR | Management | For | For | ||||
O5 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | ||||
O6 | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | ||||
O7 | TO RE-ELECT MR TOM DE SWAAN AS A DIRECTOR | Management | For | For | ||||
O8 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||
O9 | REMUNERATION OF AUDITORS | Management | For | For | ||||
S10 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO | Management | For | For | ||||
MAKE DONATIONS TO POLITICAL ORGANISATIONS AND | ||||||||
INCUR POLITICAL EXPENDITURE | ||||||||
S11 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
S12 | DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL | Management | For | For | ||||
RESOLUTION) | ||||||||
S13 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN | Management | For | For | ||||
SHARES (SPECIAL RESOLUTION) | ||||||||
S14 | EXEMPTION FROM STATEMENT OF SENIOR STATUTORY | Management | For | For | ||||
AUDITOR’S NAME | ||||||||
S15 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN | Management | For | For | ||||
AN AGM (SPECIAL RESOLUTION) | ||||||||
S16 | ADOPTION OF THE GLAXOSMITHKLINE (“GSK”) 2009 | Management | For | For | ||||
PERFORMANCE SHARE PLAN | ||||||||
S17 | ADOPTION OF THE GSK 2009 SHARE OPTION PLAN | Management | For | For | ||||
S18 | ADOPTION OF THE GSK 2009 DEFERRED ANNUAL BONUS | Management | For | For | ||||
PLAN |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 | 08-May-2009 | 08-May-2009 |
KVH INDUSTRIES, INC. |
Security | 482738101 | Meeting Type | Annual | |||
Ticker Symbol | KVHI | Meeting Date | 20-May-2009 | |||
ISIN | US4827381017 | Agenda | 933067161 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 MARK S. AIN | For | For | ||||||
2 STANLEY K. HONEY | For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO THE KVH INDUSTRIES, | Management | For | For | ||||
INC., 1996 EMPLOYEE STOCK PURCHASE PLAN TO | ||||||||
INCREASE THE NUMBER OF SHARES OF COMMON STOCK | ||||||||
AVAILABLE IN THE PLAN BY 50,000 TO 550,000. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 36000 | 0 | 11-May-2009 | 11-May-2009 |
BJ'S WHOLESALE CLUB, INC. |
Security | 05548J106 | Meeting Type | Annual | |||
Ticker Symbol | BJ | Meeting Date | 21-May-2009 | |||
ISIN | US05548J1060 | Agenda | 933057792 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: CHRISTINE M. COURNOYER | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: EDMOND J. ENGLISH | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: HELEN FRAME PETERS | Management | For | For | ||||
02 | APPROVAL OF THE AMENDMENT TO THE 2008 AMENDED | Management | For | For | ||||
AND RESTATED MANAGEMENT INCENTIVE PLAN. | ||||||||
03 | APPROVAL OF THE AMENDMENT TO THE 2008 AMENDED | Management | For | For | ||||
AND RESTATED GROWTH INCENTIVE PLAN. | ||||||||
04 | APPROVAL OF THE AMENDMENT TO THE 2007 STOCK | Management | For | For | ||||
INCENTIVE PLAN. | ||||||||
05 | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR THE FISCAL YEAR ENDING JANUARY 30, 2010. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5075 | 0 | 18-May-2009 | 18-May-2009 |
CONMED CORPORATION |
Security | 207410101 | Meeting Type | Annual | |||
Ticker Symbol | CNMD | Meeting Date | 21-May-2009 | |||
ISIN | US2074101013 | Agenda | 933056346 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 EUGENE R. CORASANTI | For | For | ||||||
2 JOSEPH J. CORASANTI | For | For | ||||||
3 BRUCE F. DANIELS | For | For | ||||||
4 JO ANN GOLDEN | For | For | ||||||
5 STEPHEN M. MANDIA | For | For | ||||||
6 STUART J. SCHWARTZ | For | For | ||||||
7 MARK E. TRYNISKI | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | ||||||||
ACCOUNTANTS FOR THE COMPANY FOR 2009. | ||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED 1999 LONG- | Management | For | For | ||||
TERM INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7720 | 0 | 18-May-2009 | 18-May-2009 |
FRANCE TELECOM |
Security | 35177Q105 | Meeting Type | Annual | |||
Ticker Symbol | FTE | Meeting Date | 26-May-2009 | |||
ISIN | US35177Q1058 | Agenda | 933069317 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR | Management | For | For | ||||
THE FINANCIAL YEAR ENDED DECEMBER 31, 2008 | ||||||||
02 | APPROVAL OF THE CONSOLIDATED FINANCIAL | Management | For | For | ||||
STATEMENTS FOR THE FINANCIAL YEAR ENDED | ||||||||
DECEMBER 31, 2008 | ||||||||
03 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR | Management | For | For | ||||
ENDED DECEMBER 31, 2008, AS STATED IN THE ANNUAL | ||||||||
FINANCIAL STATEMENTS | ||||||||
04 | APPROVAL OF THE AGREEMENTS REFERRED TO IN | Management | For | For | ||||
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | ||||||||
05 | RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR | Management | For | For | ||||
06 | RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR | Management | For | For | ||||
07 | RENEWAL OF TERM OF A PRINCIPAL STATUTORY AUDITOR | Management | For | For | ||||
08 | RENEWAL OF TERM OF A DEPUTY STATUTORY AUDITOR | Management | For | For | ||||
09 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO PURCHASE OR TRANSFER FRANCE | ||||||||
TELECOM SHARES | ||||||||
10 | AMENDMENT OF ARTICLE 13 OF THE BY-LAWS | Management | For | For | ||||
11 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO ISSUE SHARES OF THE COMPANY AND | ||||||||
SECURITIES GIVING ACCESS TO SHARES OF THE | ||||||||
COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH | ||||||||
PREFERENTIAL SUBSCRIPTION RIGHTS OF THE | ||||||||
SHAREHOLDERS | ||||||||
12 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO ISSUE SHARES OF THE COMPANY AND | ||||||||
SECURITIES GIVING ACCESS TO THE SHARES OF THE | ||||||||
COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT | ||||||||
PREFERENTIAL SUBSCRIPTION RIGHTS OF THE | ||||||||
SHAREHOLDERS | ||||||||
13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS | Management | For | For | ||||
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT | ||||||||
PREFERENTIAL SUBSCRIPTION RIGHTS OF | ||||||||
SHAREHOLDERS, TO INCREASE THE NUMBER OF ISSUABLE | ||||||||
SECURITIES | ||||||||
14 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING | ||||||||
ACCESS TO SHARES, IN THE EVENT OF A PUBLIC | ||||||||
EXCHANGE OFFER INITIATED BY THE COMPANY | ||||||||
15 | AUTHORIZATION OF POWERS TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO ISSUE SHARES AND SECURITIES GIVING | ||||||||
ACCESS TO SHARES, IN CONSIDERATION FOR | ||||||||
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND | ||||||||
COMPRISED OF EQUITY SECURITIES OR SECURITIES | ||||||||
GIVING ACCESS TO SHARE CAPITAL | ||||||||
16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | ||||
TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A | ||||||||
LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR | ||||||||
CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS | ||||||||
OF ORANGE S.A. | ||||||||
17 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management | For | For | ||||
TO PROCEED WITH THE FREE ISSUANCE OF OPTION- | ||||||||
BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE | ||||||||
HOLDERS OF STOCK OPTIONS OF ORANGE S.A. THAT HAVE | ||||||||
SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY | ||||||||
18 | OVERALL LIMITATION OF THE AUTHORIZATIONS | Management | For | For | ||||
19 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO ISSUE SECURITIES GIVING RIGHT TO THE | ||||||||
ALLOCATION OF DEBT SECURITIES | ||||||||
20 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE | ||||||||
COMPANY BY CAPITALIZATION OF RESERVES, PROFITS OR | ||||||||
PREMIUMS | ||||||||
21 | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO | Management | For | For | ||||
ALLOCATE FREE SHARES | ||||||||
22 | DELEGATION OF AUTHORITY TO THE BOARD OF | Management | For | For | ||||
DIRECTORS TO PROCEED WITH CAPITAL INCREASES | ||||||||
RESERVED FOR MEMBERS OF THE FRANCE TELECOM | ||||||||
GROUP SAVINGS PLAN | ||||||||
23 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO | Management | For | For | ||||
REDUCE THE SHARE CAPITAL THROUGH THE | ||||||||
CANCELLATION OF SHARES | ||||||||
24 | POWERS FOR FORMALITIES | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 11-May-2009 | 11-May-2009 |
NORTHWEST NATURAL GAS COMPANY |
Security | 667655104 | Meeting Type | Annual | |||
Ticker Symbol | NWN | Meeting Date | 28-May-2009 | |||
ISIN | US6676551046 | Agenda | 933068581 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 TIMOTHY P. BOYLE* | For | For | ||||||
2 MARK S. DODSON* | For | For | ||||||
3 GEORGE J. PUENTES* | For | For | ||||||
4 GREGG S. KANTOR** | For | For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS NW NATURAL’S | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR | ||||||||
THE FISCAL YEAR 2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 18-May-2009 | 18-May-2009 |
CHEMED CORPORATION |
Security | 16359R103 | Meeting Type | Contested-Annual | |||
Ticker Symbol | CHE | Meeting Date | 29-May-2009 | |||
ISIN | US16359R1032 | Agenda | 933070017 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 KEVIN J. MCNAMARA | Abstain | Against | ||||||
2 JOEL F. GEMUNDER | Abstain | Against | ||||||
3 PATRICK P. GRACE | Abstain | Against | ||||||
4 THOMAS C. HUTTON | Abstain | Against | ||||||
5 WALTER L. KREBS | Abstain | Against | ||||||
6 ANDREA R. LINDELL | Abstain | Against | ||||||
7 ERNEST J. MROZEK | Abstain | Against | ||||||
8 THOMAS P. RICE | Abstain | Against | ||||||
9 DONALD E. SAUNDERS | Abstain | Against | ||||||
10 GEORGE J. WALSH III | Abstain | Against | ||||||
11 FRANK E. WOOD | Abstain | Against | ||||||
2 | RATIFICATION OF AUDIT COMMITTEE’S SELECTION OF | Management | Abstain | Against | ||||
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | ||||||||
ACCOUNTANTS FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5200 | 0 |
CHEMED CORPORATION |
Security | 16359R103 | Meeting Type | Contested-Annal | |||
Ticker Symbol | CHE | Meeting Date | 29-May-2009 | |||
ISIN | US16359R1032 | Agenda | 933073582 - Opposition |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 SCOTT J. CROMIE | Abstain | Against | ||||||
2 JAMES FOY | Abstain | Against | ||||||
3 CLAY B. LIFFLANDER | Abstain | Against | ||||||
4 PETER A. MICHEL | Abstain | Against | ||||||
5 CARROLL R. WETZEL, JR | Abstain | Against | ||||||
6 MGT NOM: K.J. MCNAMARA | Abstain | Against | ||||||
7 MGT NOM: J.F. GEMUNDER | Abstain | Against | ||||||
8 MGT NOM: A.R. LINDELL | Abstain | Against | ||||||
9 MGT NOM: E.J. MROZEK | Abstain | Against | ||||||
10 MGT NOM: THOMAS P. RICE | Abstain | Against | ||||||
11 MGT NOM: FRANK E. WOOD | Abstain | Against | ||||||
02 | THE COMPANY’S PROPOSAL TO RATIFY THE SELECTION BY | Management | Abstain | Against | ||||
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF | ||||||||
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | ||||||||
ACCOUNTANTS FOR THE COMPANY AND ITS | ||||||||
CONSOLIDATED SUBSIDIARIES FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5200 | 0 |
INTERCONTINENTAL HOTELS GROUP PLC |
Security | 45857P301 | Meeting Type | Annual | |||
Ticker Symbol | IHG | Meeting Date | 29-May-2009 | |||
ISIN | US45857P3010 | Agenda | 933018740 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIPT OF FINANCIAL STATEMENTS | Management | For | For | ||||
02 | APPROVAL OF REMUNERATION REPORT | Management | For | For | ||||
03 | DECLARATION OF FINAL DIVIDEND | Management | For | For | ||||
4A | RE-ELECTION OF JENNIFER LAING | Management | For | For | ||||
4B | RE-ELECTION OF JONATHAN LINEN (MEMBER OF THE | Management | For | For | ||||
REMUNERATION COMMITTEE) | ||||||||
4C | RE-ELECTION OF RICHARD SOLOMONS | Management | For | For | ||||
05 | REAPPOINTMENT OF AUDITORS | Management | For | For | ||||
06 | AUTHORITY TO SET AUDITORS’ REMUNERATION | Management | For | For | ||||
07 | POLITICAL DONATIONS | Management | For | For | ||||
08 | ALLOTMENT OF SHARES | Management | For | For | ||||
09 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
10 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||
11 | ARTICLES OF ASSOCIATION AND THE COMPANIES ACT 2006 | Management | For | For | ||||
12 | NOTICE OF GENERAL MEETINGS | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 19003 | 0 | 18-May-2009 | 18-May-2009 |
LLOYDS BANKING GROUP PLC |
Security | 539439109 | Meeting Type | Annual | |||
Ticker Symbol | LYG | Meeting Date | 05-Jun-2009 | |||
ISIN | US5394391099 | Agenda | 933084941 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIVING THE REPORT AND ACCOUNTS | Management | For | For | ||||
02 | APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
3A | ELECTION OF DIRECTOR: MS C J MCCALL | Management | For | For | ||||
3B | ELECTION OF DIRECTOR: MR T T RYAN JR | Management | For | For | ||||
3C | ELECTION OF DIRECTOR: MR M A SCICLUNA | Management | For | For | ||||
3D | ELECTION OF DIRECTOR: MR T J W TOOKEY | Management | For | For | ||||
3E | ELECTION OF DIRECTOR: MR ANTHONY WATSON | Management | For | For | ||||
4A | RE-ELECTION OF DIRECTOR: SIR VICTOR BLANK | Management | For | For | ||||
4B | RE-ELECTION OF DIRECTOR: MR A G KANE | Management | For | For | ||||
4C | RE-ELECTION OF DIRECTOR: LORD LEITCH | Management | For | For | ||||
05 | RE-APPOINTMENT OF THE AUDITORS | Management | For | For | ||||
06 | AUTHORITY TO SET THE REMUNERATION OF THE | Management | For | For | ||||
AUDITORS | ||||||||
07 | INCREASE IN AUTHORISED SHARE CAPITAL | Management | For | For | ||||
08 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
09 | DIRECTORS’ POWER TO ISSUE SHARES FOR CASH | Management | For | For | ||||
10 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS | Management | For | For | ||||
ORDINARY SHARES | ||||||||
11 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS | Management | For | For | ||||
PREFERENCE SHARES | ||||||||
12 | AMENDING THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
13 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||
14 | AUTHORITY RELATING TO POLITICAL DONATIONS OR | Management | For | For | ||||
EXPENDITURE |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 | 18-May-2009 | 18-May-2009 |
LLOYDS BANKING GROUP PLC |
Security | 539439109 | Meeting Type | Annual | |||
Ticker Symbol | LYG | Meeting Date | 05-Jun-2009 | |||
ISIN | US5394391099 | Agenda | 933103640 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE | Management | Abstain | Against | ||||
COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE | ||||||||
SHARES TO BE ISSUED PURSUANT TO THE PLACING AND | ||||||||
COMPENSATORY OPEN OFFER | ||||||||
O2 | TO APPROVE A GENERAL INCREASE IN THE AUTHORISED | Management | Abstain | Against | ||||
SHARE CAPITAL OF THE COMPANY AND GENERALLY | ||||||||
AUTHORISE THE DIRECTORS TO ALLOT NEW SHARES | ||||||||
O3 | TO APPROVE THE PLACING AND COMPENSATORY OPEN | Management | Abstain | Against | ||||
OFFER AND HMT PREFERENCE SHARE REDEMPTION AS A | ||||||||
RELATED PARTY TRANSACTION, PURSUANT TO THE | ||||||||
LISTING RULES | ||||||||
O4 | TO AUTHORISE THE RULE 9 WAIVER GRANTED BY THE | Management | Abstain | Against | ||||
PANEL IN RELATION TO THE ACQUISITION OF SHARES BY | ||||||||
HM TREASURY | ||||||||
S5 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR | Management | Abstain | Against | ||||
CASH ON A NON PRE-EMPTIVE BASIS PURSUANT TO THE | ||||||||
PLACING AND COMPENSATORY OPEN OFFER | ||||||||
S6 | TO PROVIDE THE DIRECTORS WITH A GENERAL | Management | Abstain | Against | ||||
AUTHORITY TO ALLOT SHARES FOR CASH ON A NON PRE- | ||||||||
EMPTIVE BASIS |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 |
BANCO SANTANDER, S.A. |
Security | 05964H105 | Meeting Type | Annual | |||
Ticker Symbol | STD | Meeting Date | 18-Jun-2009 | |||
ISIN | US05964H1059 | Agenda | 933105377 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, | Management | For | For | ||||
OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND | ||||||||
LOSS STATEMENT, STATEMENTS OF CHANGES IN NET | ||||||||
ASSETS AND CASH FLOWS, AND NOTES) AND OF THE | ||||||||
CORPORATE MANAGEMENT OF BANCO SANTANDER, S.A. | ||||||||
AND ITS CONSOLIDATED GROUP, ALL WITH RESPECT TO | ||||||||
THE FISCAL YEAR ENDED DECEMBER 31, 2008 | ||||||||
02 | APPLICATION OF RESULTS FROM FISCAL YEAR 2008 | Management | For | For | ||||
3A | RE-ELECTION OF MR. MATIAS RODRIGUEZ INCIARTE | Management | For | For | ||||
3B | RE-ELECTION OF MR. MANUEL SOTO SERRANO | Management | For | For | ||||
3C | RE-ELECTION OF MR. GUILLERMO DE LA DEHESA ROMERO | Management | For | For | ||||
3D | RE-ELECTION OF MR. ABEL MATUTES JUAN | Management | For | For | ||||
04 | RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL | Management | For | For | ||||
YEAR 2009. | ||||||||
05 | AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES TO | Management | For | For | ||||
ACQUIRE THEIR OWN STOCK PURSUANT TO THE | ||||||||
PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL | ||||||||
PROVISION OF THE BUSINESS CORPORATIONS LAW YLEY | ||||||||
DE SOCIEDADES ANONIMAS, DEPRIVING OF EFFECT TO | ||||||||
THE EXTENT OF THE UNUSED AMOUNT THE | ||||||||
AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT | ||||||||
THE ORDINARY GENERAL SHAREHOLDERS’ MEETING HELD | ||||||||
ON JUNE 21, 2008 | ||||||||
06 | DELEGATION TO THE BOARD OF DIRECTORS OF THE | Management | For | For | ||||
POWER TO CARRY OUT THE RESOLUTION TO BE ADOPTED | ||||||||
BY THE SHAREHOLDERS AT THE MEETING TO INCREASE | ||||||||
THE SHARE CAPITAL PURSUANT TO THE PROVISIONS OF | ||||||||
SECTION 153.1.A) OF THE BUSINESS CORPORATIONS LAW, | ||||||||
DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY | ||||||||
THE SHAREHOLDERS AT SUCH GENERAL MEETING ON | ||||||||
JUNE 21, 2008 | ||||||||
07 | AUTHORIZATION TO THE BOARD, PURSUANT TO | Management | For | For | ||||
PROVISIONS OF ARTICLE 153.1.B) OF BUSINESS | ||||||||
CORPORATIONS LAW, TO INCREASE THE SHARE CAPITAL | ||||||||
ON ONE OR MORE OCCASIONS AT ANY TIME, WITHIN A | ||||||||
TERM OF THREE YEARS, BY MEANS OF MONETARY | ||||||||
CONTRIBUTIONS IN THE MAXIMUM NOMINAL AMOUNT OF | ||||||||
2,038,901,430.50 EUROS, ALL ON SUCH TERMS AND | ||||||||
CONDITIONS AS IT DEEMS APPROPRIATE, DEPRIVING OF | ||||||||
EFFECT THE AUTHORIZATION GRANTED BY | ||||||||
SHAREHOLDERS BY MEANS OF RESOLUTION ONE II) | ||||||||
DELEGATION OF THE POWER TO EXCLUDE PRE-EMPTIVE | ||||||||
RIGHTS PROVIDED FOR IN SECTION 159.2 OF THE | ||||||||
BUSINESS CORPORATIONS LAW | ||||||||
08 | INCREASE OF SHARE CAPITAL IN SUCH AMOUNT AS MAY | Management | For | For | ||||
BE DETERMINED PURSUANT TO RESOLUTION BY MEANS | ||||||||
OF ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR | ||||||||
VALUE OF ONE-HALF (0.5) EURO EACH, WITHOUT | ||||||||
ISSUANCE PREMIUM, OF SAME CLASS AND SERIES AS | ||||||||
THOSE THAT ARE CURRENTLY OUTSTANDING, WITH | ||||||||
CHARGE TO VOLUNTARY RESERVES SET UP WITH | ||||||||
UNAPPROPRIATED EARNINGS. EXPRESS PROVISION FOR | ||||||||
POSSIBILITY OF INCOMPLETE ALLOCATION. DELEGATION | ||||||||
OF POWERS TO BOARD, WITH AUTHORITY TO, IN TURN, | ||||||||
DELEGATE SUCH POWERS TO EXECUTIVE COMMITTEE, ALL | ||||||||
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | ||||||||
09 | DELEGATION TO THE BOARD OF POWER TO ISSUE SIMPLE | Management | For | For | ||||
FIXED INCOME SECURITIES OR DEBT INSTRUMENTS OF | ||||||||
SIMILAR (INCLUDING BONDS, PROMISSORY NOTES OR | ||||||||
WARRANTS), FIXED INCOME SECURITIES CONVERTIBLE | ||||||||
INTO AND/OR EXCHANGEABLE FOR SHARES OF COMPANY. | ||||||||
CONNECTION WITH FIXED-INCOME SECURITIES | ||||||||
CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR SHARES | ||||||||
OF COMPANY, ESTABLISHMENT OF CRITERIA FOR | ||||||||
DETERMINING TERMS AND CONDITIONS APPLICABLE TO | ||||||||
CONVERSION AND/OR EXCHANGE GRANT TO THE BOARD, | ||||||||
ALL AS MORE FULLY DESCRIBED IN THE PROXY | ||||||||
STATEMENT | ||||||||
10A | INCENTIVE POLICY: IN CONNECTION WITH THE LONG-TERM | Management | For | For | ||||
INCENTIVE POLICY APPROVED BY THE BOARD OF | ||||||||
DIRECTORS, APPROVAL OF NEW CYCLES AND PLAN FOR | ||||||||
THE DELIVERY OF SANTANDER SHARES FOR | ||||||||
IMPLEMENTATION BY THE BANK AND BY COMPANIES OF | ||||||||
THE SANTANDER GROUP AND LINKED TO CERTAIN | ||||||||
PERMANENCE REQUIREMENTS OR TO CHANGES IN TOTAL | ||||||||
SHAREHOLDER RETURN. | ||||||||
10B | INCENTIVE POLICY: APPROVAL OF AN INCENTIVE PLAN | Management | For | For | ||||
FOR EMPLOYEES OF ABBEY NATIONAL PLC. AND OTHER | ||||||||
COMPANIES OF THE GROUP IN THE UNITED KINGDOM BY | ||||||||
MEANS OF OPTIONS TO SHARES OF THE BANK LINKED TO | ||||||||
THE CONTRIBUTION OF PERIODIC MONETARY AMOUNTS | ||||||||
AND TO CERTAIN PERMANENCE REQUIREMENTS. | ||||||||
10C | INCENTIVE POLICY: AUTHORIZATION OF THE DELIVERY OF | Management | For | For | ||||
100 SHARES OF THE BANK TO EACH EMPLOYEE OF THE | ||||||||
SOVEREIGN SUBGROUP. | ||||||||
11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO | Management | For | For | ||||
INTERPRET, REMEDY, SUPPLEMENT, CARRY OUT AND | ||||||||
FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE | ||||||||
SHAREHOLDERS AT THE MEETING, AS WELL AS TO | ||||||||
DELEGATE THE POWERS RECEIVED FROM THE | ||||||||
SHAREHOLDERS AT THE MEETING, AND GRANT OF | ||||||||
POWERS TO CONVERT SUCH RESOLUTIONS INTO | ||||||||
NOTARIAL INSTRUMENTS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 17000 | 0 | 10-Jun-2009 | 10-Jun-2009 |
INTEROIL CORPORATION |
Security | 460951106 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | IOC | Meeting Date | 19-Jun-2009 | |||
ISIN | CA4609511064 | Agenda | 933099841 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | THE ELECTION OF DIRECTORS OF INTEROIL CORPORATION | Management | For | For | ||||
FOR THE ENSUING YEAR OF THOSE NOMINEES PROPOSED | ||||||||
BY MANAGEMENT OF INTEROIL CORPORATION AS SET | ||||||||
FORTH IN THE INFORMATION CIRCULAR (THE “CIRCULAR”) | ||||||||
DATED MAY 19, 2009 | ||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS, CHARTERED | Management | For | For | ||||
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A | ||||||||
REMUNERATION TO BE FIXED BY THE DIRECTORS. | ||||||||
03 | TO CONSIDER, AND IF THOUGHT FIT, PASS AN ORDINARY | Management | For | For | ||||
RESOLUTION APPROVING THE NEW STOCK INCENTIVE | ||||||||
PLAN OF THE CORPORATION, AS SET FORTH IN THE | ||||||||
CIRCULAR. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 17-Jun-2009 | 17-Jun-2009 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED |
Security | 881624209 | Meeting Type | Annual | |||
Ticker Symbol | TEVA | Meeting Date | 22-Jun-2009 | |||
ISIN | US8816242098 | Agenda | 933094384 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE BOARD OF DIRECTORS’ | Management | For | For | ||||
RECOMMENDATION THAT THE CASH DIVIDEND FOR THE | ||||||||
YEAR ENDED DECEMBER 31, 2008, WHICH WAS PAID IN | ||||||||
FOUR INSTALLMENTS AND AGGREGATED NIS 1.95 | ||||||||
(APPROXIMATELY US $0.525, ACCORDING TO THE | ||||||||
APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE | ||||||||
(OR ADS), BE DECLARED FINAL. | ||||||||
2A | ELECTION OF DIRECTOR: DR. PHILLIP FROST | Management | For | For | ||||
2B | ELECTION OF DIRECTOR: ROGER ABRAVANEL | Management | For | For | ||||
2C | ELECTION OF DIRECTOR: PROF. ELON KOHLBERG | Management | For | For | ||||
2D | ELECTION OF DIRECTOR: PROF. YITZHAK PETERBURG | Management | For | For | ||||
2E | ELECTION OF DIRECTOR: EREZ VIGODMAN | Management | For | For | ||||
03 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS | ||||||||
THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING OF | ||||||||
SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF | ||||||||
DIRECTORS TO DETERMINE THEIR COMPENSATION | ||||||||
PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY | ||||||||
THE AUDIT COMMITTEE. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10198 | 0 | 01-Jun-2009 | 01-Jun-2009 |
Commonwealth Real Estate Securities Fund
Investment Company Report |
SCUDDER INVESTMENTS |
Security | 233384106 | Meeting Type | Annual | |||
Ticker Symbol | SRQ | Meeting Date | 02-Jul-2008 | |||
ISIN | US2333841060 | Agenda | 932916084 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JEAN GLEASON STROMBERG* | For | For | ||||||
2 RICHARD J. HERRING* | For | For | ||||||
3 AXEL SCHWARZER* | For | For | ||||||
4 PAUL K. FREEMAN** | For | For |
MAGUIRE PROPERTIES, INC. |
Security | 559775101 | Meeting Type | Annual | |||
Ticker Symbol | MPG | Meeting Date | 02-Oct-2008 | |||
ISIN | US5597751016 | Agenda | 932954200 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JONATHAN M. BROOKS | Abstain | Against | ||||||
2 CHRISTINE N. GARVEY | Abstain | Against | ||||||
3 CYRUS S. HADIDI | Abstain | Against | ||||||
4 NELSON C. RISING | Abstain | Against | ||||||
5 GEORGE A. VANDEMAN | Abstain | Against | ||||||
6 PAUL M. WATSON | Abstain | Against | ||||||
7 DAVID L. WEINSTEIN | Abstain | Against | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For | ||||
COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2008 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 | 29-Sep-2008 | 29-Sep-2008 |
ALTO PALERMO, S. A. |
Security | 02151P107 | Meeting Type | Special | |||
Ticker Symbol | APSA | Meeting Date | 31-Oct-2008 | |||
ISIN | US02151P1075 | Agenda | 932967536 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND | Management | For | For | ||||
SIGN THE SHAREHOLDERS’ MEETING MINUTES. | ||||||||
02 | CONSIDERATION OF THE DOCUMENTATION IN SECTION | Management | For | For | ||||
234, SUBSECTION 1 OF LAW 19,550, RELATING TO THE | ||||||||
FISCAL YEAR ENDED JUNE 30, 2008. | ||||||||
03 | CONSIDERATION OF THE BOARD’S PERFORMANCE. | Management | For | For | ||||
04 | CONSIDERATION OF THE SUPERVISORY COMMITTEE’S | Management | For | For | ||||
PERFORMANCE. | ||||||||
05 | TREATMENT AND ALLOCATION OF RESULTS OF THE FISCAL | Management | For | For | ||||
YEAR ENDED JUNE 30, 2008, WHICH RECORDED A | ||||||||
$79,969,977 PROFIT. | ||||||||
06 | CONSIDERATION OF COMPENSATION PAYABLE TO THE | Management | For | For | ||||
BOARD OF DIRECTORS FOR THE FISCAL YEAR ENDED | ||||||||
JUNE 30, 2008 AMOUNTING TO $9,107,811. | ||||||||
07 | CONSIDERATION OF THE COMPENSATION PAYABLE TO | Management | For | For | ||||
THE SUPERVISORY COMMITTEE IN RESPECT OF THE YEAR | ||||||||
ENDED JUNE 30, 2008. | ||||||||
08 | CONSIDERATION OF RESIGNATION OF MR. IRA CHAPLIK’S, | Management | For | For | ||||
DETERMINATION OF THE NUMBER OF REGULAR | ||||||||
DIRECTORS AND ALTERNATE DIRECTORS. | ||||||||
09 | APPOINTMENT OF THE REGULAR AND ALTERNATE | Management | For | For | ||||
MEMBERS OF THE SUPERVISORY COMMITTEE. | ||||||||
10 | APPOINTMENT OF THE CERTIFYING ACCOUNTANT FOR THE | Management | For | For | ||||
NEXT FISCAL YEAR AND DETERMINATION OF THE | ||||||||
COMPENSATION PAYABLE THERETO. | ||||||||
11 | AN UPDATED REPORT ON THE SHARED SERVICES | Management | For | For | ||||
AGREEMENT. | ||||||||
12 | TREATMENT OF THE TAX ON THE SHAREHOLDERS’ | Management | For | For | ||||
PERSONAL ASSETS, PAID BY THE COMPANY IN ITS | ||||||||
CAPACITY OF SUBSTITUTE TAXPAYER. | ||||||||
13 | RENEWAL OF DELEGATION TO BOARD OF POWER TO FIX | Management | For | For | ||||
DETERMINATION OF TIMING AND ISSUANCE CURRENCY, | ||||||||
TERM, PRICE, MANNER AND PAYMENT CONDITIONS, ALL AS | ||||||||
MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 17000 | 0 | 24-Oct-2008 | 24-Oct-2008 |
IRSA INVERSIONES Y REPRESENTACIONES S. A. |
Security | 450047204 | Meeting Type | Special | |||
Ticker Symbol | IRS | Meeting Date | 31-Oct-2008 | |||
ISIN | US4500472042 | Agenda | 932967524 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPOINTMENT OF TWO SHAREHOLDERS TO APPROVE AND | Management | For | For | ||||
SIGN THE SHAREHOLDERS’ MEETING MINUTES. | ||||||||
02 | CONSIDERATION OF THE DOCUMENTATION IN SECTION | Management | For | For | ||||
234, SUBSECTION 1 OF LAW 19,550, RELATING TO THE | ||||||||
FISCAL YEAR ENDED JUNE 30, 2008. | ||||||||
03 | CONSIDERATION OF THE BOARD’S PERFORMANCE. | Management | For | For | ||||
04 | CONSIDERATION OF THE SUPERVISORY COMMITTEE’S | Management | For | For | ||||
PERFORMANCE. | ||||||||
05 | TREATMENT AND ALLOCATION OF RESULTS OF THE FISCAL | Management | For | For | ||||
YEAR ENDED JUNE 30, 2008, WHICH RECORDED A | ||||||||
$54,875,000 PROFIT. | ||||||||
06 | CONSIDERATION OF THE COMPENSATION PAYABLE TO | Management | For | For | ||||
THE BOARD OF DIRECTORS IN RESPECT OF THE YEAR | ||||||||
ENDED JUNE 30, 2008. | ||||||||
07 | CONSIDERATION OF THE COMPENSATION PAYABLE TO | Management | For | For | ||||
THE SUPERVISORY COMMITTEE IN RESPECT OF THE YEAR | ||||||||
ENDED JUNE 30, 2008. | ||||||||
08 | DETERMINATION OF THE NUMBER OF REGULAR | Management | For | For | ||||
DIRECTORS AND ALTERNATE DIRECTORS, IF THE CASE | ||||||||
MAY BE, AND ELECTION THEREOF. | ||||||||
09 | APPOINTMENT OF THE REGULAR AND ALTERNATE | Management | For | For | ||||
MEMBERS OF THE SUPERVISORY COMMITTEE. | ||||||||
10 | APPOINTMENT OF THE CERTIFYING ACCOUNTANT FOR THE | Management | For | For | ||||
NEXT FISCAL YEAR AND DETERMINATION OF THE | ||||||||
COMPENSATION PAYABLE THERETO. | ||||||||
11 | UPDATING OF THE REPORT RELATING TO THE SHARED | Management | For | For | ||||
SERVICES AGREEMENT. | ||||||||
12 | TREATMENT OF THE TAX ON THE SHAREHOLDERS’ | Management | For | For | ||||
PERSONAL ASSETS, PAID BY THE COMPANY IN ITS | ||||||||
CAPACITY OF SUBSTITUTE TAXPAYER. | ||||||||
13 | RENEWAL OF DELEGATION TO BOARD OF POWER TO FIX | Management | For | For | ||||
DETERMINATION OF TIMING AND ISSUANCE CURRENCY, | ||||||||
TERM, PRICE, MANNER AND PAYMENT CONDITIONS, ALL AS | ||||||||
MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 24-Oct-2008 | 24-Oct-2008 |
WOLSELEY PLC |
Security | 97786P100 | Meeting Type | Annual | |||
Ticker Symbol | WOSLY | Meeting Date | 18-Nov-2008 | |||
ISIN | US97786P1003 | Agenda | 932969756 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS | Management | For | For | ||||
AND THE FINANCIAL STATEMENTS | ||||||||
02 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||
03 | TO RE-ELECT MR ROBERT MARCHBANK AS A DIRECTOR | Management | For | For | ||||
(EXECUTIVE DIRECTOR, MEMBER OF THE EXECUTIVE | ||||||||
COMMITTEE) | ||||||||
04 | TO RE-ELECT MR STEPHEN WEBSTER AS A DIRECTOR | Management | For | For | ||||
(CFO, CHAIRMAN OF TREASURY & DISCLOSURE | ||||||||
COMMITTEES, MEMBER OF EXECUTIVE COMMITTEE) | ||||||||
05 | TO RE-ELECT MR JOHN WHYBROW AS A DIRECTOR | Management | For | For | ||||
(CHAIRMAN, CHAIRMAN OF THE NOMINATIONS COMMITTEE | ||||||||
AND MEMBER OF THE REMUNERATION AND DISCLOSURE | ||||||||
COMMITTEES) | ||||||||
06 | TO REAPPOINT THE AUDITORS | Management | For | For | ||||
07 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE | Management | For | For | ||||
AUDITORS’ REMUNERATION | ||||||||
08 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT | Management | For | For | ||||
EQUITY SECURITIES | ||||||||
09 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT | Management | For | For | ||||
EQUITY SECURITIES FOR CASH | ||||||||
10 | TO GIVE RENEWED LIMITED AUTHORITY FOR THE | Management | For | For | ||||
DIRECTORS TO PURCHASE ORDINARY SHARES | ||||||||
011 | TO GIVE LIMITED AUTHORITY TO INCUR POLITICAL | Management | Abstain | Against | ||||
EXPENDITURE AND TO MAKE POLITICAL DONATIONS |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 | 05-Nov-2008 | 05-Nov-2008 |
THE FIRST AMERICAN CORPORATION |
Security | 318522307 | Meeting Type | Annual | |||
Ticker Symbol | FAF | Meeting Date | 10-Dec-2008 | |||
ISIN | US3185223076 | Agenda | 932968653 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 GEORGE L. ARGYROS | For | For | ||||||
2 BRUCE S. BENNETT | For | For | ||||||
3 J. DAVID CHATHAM | For | For | ||||||
4 GLENN C. CHRISTENSON | For | For | ||||||
5 WILLIAM G. DAVIS | For | For | ||||||
6 JAMES L. DOTI | For | For | ||||||
7 LEWIS W. DOUGLAS, JR. | For | For | ||||||
8 CHRISTOPHER V. GREETHAM | For | For | ||||||
9 PARKER S. KENNEDY | For | For | ||||||
10 THOMAS C. O’BRIEN | For | For | ||||||
11 FRANK E. O’BRYAN | For | For | ||||||
12 ROSLYN B. PAYNE | For | For | ||||||
13 D. VAN SKILLING | For | For | ||||||
14 PATRICK F. STONE | For | For | ||||||
15 HERBERT B. TASKER | For | For | ||||||
16 VIRGINIA M. UEBERROTH | For | For | ||||||
17 MARY LEE WIDENER | For | For | ||||||
02 | AMENDMENT OF THE ARTICLES OF INCORPORATION AND | Management | For | For | ||||
BYLAWS TO INCREASE THE RANGE IN THE NUMBER OF | ||||||||
DIRECTORS FROM A RANGE OF 9 TO 17 TO A RANGE OF 10 | ||||||||
TO 18 | ||||||||
03 | RATIFICATION OF SELECTION OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS FIRST AMERICAN’S | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR 2008 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 08-Dec-2008 | 08-Dec-2008 |
USG CORPORATION |
Security | 903293405 | Meeting Type | Special | |||
Ticker Symbol | USG | Meeting Date | 09-Feb-2009 | |||
ISIN | US9032934054 | Agenda | 932987108 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE ISSUANCE OF SHARES OF COMMON | Management | For | For | ||||
STOCK UPON CONVERSION OF $400 MILLION OF 10% | ||||||||
CONTINGENT CONVERTIBLE SENIOR NOTES DUE 2018. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 | 19-Jan-2009 | 19-Jan-2009 |
UNIVERSAL FOREST PRODUCTS, INC. |
Security | 913543104 | Meeting Type | Annual | |||
Ticker Symbol | UFPI | Meeting Date | 15-Apr-2009 | |||
ISIN | US9135431040 | Agenda | 933003826 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DAN M. DUTTON | For | For | ||||||
2 WILLIAM R. PAYNE | For | For | ||||||
3 LOUIS A. SMITH | For | For | ||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | For | For | ||||
THE COMPANY’S 1999 LONG TERM STOCK INCENTIVE | ||||||||
PLAN. | ||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For | ||||
THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR FISCAL 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 | 06-Mar-2009 | 06-Mar-2009 |
CEMEX, S. A. B. DE C. V. |
Security | 151290889 | Meeting Type | Annual | |||
Ticker Symbol | CX | Meeting Date | 23-Apr-2009 | |||
ISIN | US1512908898 | Agenda | 933041509 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE | Management | For | For | ||||
OFFICER, INCLUDING THE COMPANY’S FINANCIAL | ||||||||
STATEMENTS, REPORT OF VARIATIONS OF CAPITAL | ||||||||
STOCK, AND PRESENTATION OF THE REPORT BY THE | ||||||||
BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED | ||||||||
DECEMBER 31, 2008, ALL AS MORE FULLY DESCRIBED IN | ||||||||
THE PROXY STATEMENT. | ||||||||
02 | RESOLUTION ON ALLOCATION OF PROFITS. | Management | For | For | ||||
03 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE | Management | For | For | ||||
COMPANY IN ITS VARIABLE PORTION THROUGH | ||||||||
CAPITALIZATION OF RETAINED EARNINGS. | ||||||||
04 | DEBT RENEGOTIATION WITH FINANCIAL INSTITUTIONS. | Management | For | For | ||||
05 | APPOINTMENT OF DIRECTORS, AND MEMBERS AND | Management | For | For | ||||
PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES | ||||||||
COMMITTEE. | ||||||||
06 | COMPENSATION OF DIRECTORS AND MEMBERS OF THE | Management | For | For | ||||
AUDIT AND CORPORATE PRACTICES COMMITTEE. | ||||||||
07 | APPOINTMENT OF DELEGATES TO FORMALIZE THE | Management | For | For | ||||
RESOLUTIONS ADOPTED AT THE MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 12000 | 0 | 13-Apr-2009 | 13-Apr-2009 |
LASALLE HOTEL PROPERTIES |
Security | 517942108 | Meeting Type | Annual | |||
Ticker Symbol | LHO | Meeting Date | 23-Apr-2009 | |||
ISIN | US5179421087 | Agenda | 933007646 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 DARRYL HARTLEY-LEONARD | For | For | ||||||
2 KELLY L. KUHN | For | For | ||||||
3 WILLIAM S. MCCALMONT | For | For | ||||||
4 MICHAEL D. BARNELLO | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF THE COMPANY’S | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR | ||||||||
THE YEAR ENDING DECEMBER 31, 2009. | ||||||||
3 | TO CONSIDER AND APPROVE THE 2009 EQUITY INCENTIVE | Management | For | For | ||||
PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 | 06-Apr-2009 | 06-Apr-2009 |
SAUL CENTERS, INC. |
Security | 804395101 | Meeting Type | Annual | |||
Ticker Symbol | BFS | Meeting Date | 24-Apr-2009 | |||
ISIN | US8043951016 | Agenda | 933029628 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 PHILIP D. CARACI | For | For | ||||||
2 GILBERT M. GROSVENOR | For | For | ||||||
3 PHILIP C. JACKSON, JR. | For | For | ||||||
4 DAVID B. KAY | For | For | ||||||
5 MARK SULLIVAN III | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For | ||||
AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR 2009. | ||||||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY | Management | For | For | ||||
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR | ||||||||
ADJOURNMENTS THEREOF. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4100 | 0 | 06-Apr-2009 | 06-Apr-2009 |
DIGITAL REALTY TRUST, INC. |
Security | 253868103 | Meeting Type | Annual | |||
Ticker Symbol | DLR | Meeting Date | 28-Apr-2009 | |||
ISIN | US2538681030 | Agenda | 933037548 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RICHARD A. MAGNUSON | For | For | ||||||
2 MICHAEL F. FOUST | For | For | ||||||
3 LAURENCE A. CHAPMAN | For | For | ||||||
4 KATHLEEN EARLEY | For | For | ||||||
5 RUANN F. ERNST, PH.D. | For | For | ||||||
6 DENNIS E. SINGLETON | For | For | ||||||
02 | RATIFYING THE SELECTION OF KPMG LLP AS THE | Management | For | For | ||||
COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, | ||||||||
2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 | 13-Apr-2009 | 13-Apr-2009 |
LMP REAL ESTATE INCOME FUND INC. |
Security | 50208C108 | Meeting Type | Annual | |||
Ticker Symbol | RIT | Meeting Date | 28-Apr-2009 | |||
ISIN | US50208C1080 | Agenda | 933011683 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 WILLIAM R. HUTCHINSON | For | For | ||||||
2 JESWALD W. SALACUSE | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 16000 | 0 | 06-Apr-2009 | 06-Apr-2009 |
DESARROLLADORA HOMEX, S. A. B. DE C. V. |
Security | 25030W100 | Meeting Type | Annual | |||
Ticker Symbol | HXM | Meeting Date | 29-Apr-2009 | |||
ISIN | US25030W1009 | Agenda | 933042284 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF | Management | For | For | ||||
THE REPORTS TO BE PRESENTED BY THE BOARD OF | ||||||||
DIRECTORS, PURSUANT TO ARTICLE 28, SECTION IV OF | ||||||||
THE MEXICAN SECURITIES MARKET LAW, INCLUDING THE | ||||||||
FINANCIAL STATEMENTS CORRESPONDING TO THE YEAR | ||||||||
ENDED ON DECEMBER 31, 2008. | ||||||||
II | RESOLUTION ON THE ALLOCATION OF PROFITS OBTAINED | Management | For | For | ||||
IN SUCH FISCAL YEAR, AS PER THE PROPOSAL OF THE | ||||||||
BOARD OF DIRECTORS. | ||||||||
III | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF | Management | For | For | ||||
THE MAXIMUM AMOUNT OF RESOURCES THAT MAY BE | ||||||||
ALLOCATED FOR STOCK REPURCHASE, AS PER THE | ||||||||
PROPOSAL OF THE BOARD OF DIRECTORS. | ||||||||
IV | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | For | For | ||||
THE MEMBERS OF THE BOARD OF DIRECTORS AND | ||||||||
SECRETARY, AND DETERMINATION OF THEIR | ||||||||
COMPENSATION, AS PER THE PROPOSAL OF THE | ||||||||
GOVERNANCE AND COMPENSATION COMMITTEE. | ||||||||
V | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF | Management | For | For | ||||
THE CHAIRMAN OF THE AUDIT COMMITTEE AND OF THE | ||||||||
CORPORATE GOVERNANCE COMMITTEE AND, IF | ||||||||
APPROPRIATE, APPOINTMENT OF THE OTHER MEMBERS | ||||||||
OF SUCH COMMITTEES AND OF THE EXECUTIVE | ||||||||
COMMITTEE, AS PER THE PROPOSAL OF THE BOARD OF | ||||||||
DIRECTORS. | ||||||||
VI | DESIGNATION OF SPECIAL DELEGATES WHO WILL | Management | For | For | ||||
FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED | ||||||||
AT THIS MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 13-Apr-2009 | 13-Apr-2009 |
STEWART INFORMATION SERVICES CORPORATION |
Security | 860372101 | Meeting Type | Annual | |||
Ticker Symbol | STC | Meeting Date | 01-May-2009 | |||
ISIN | US8603721015 | Agenda | 933024325 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 CATHERINE A. ALLEN | For | For | ||||||
2 ROBERT L. CLARKE | For | For | ||||||
3 DR. E. DOUGLAS HODO | For | For | ||||||
4 LAURIE C. MOORE | For | For | ||||||
5 DR. W. ARTHUR PORTER | For | For | ||||||
02 | APPROVAL OF AN AMENDMENT TO THE COMPANY’S | Management | For | For | ||||
RESTATED CERTIFICATE OF INCORPORATION TO | ||||||||
INCREASE THE NUMBER OF AUTHORIZED SHARES OF | ||||||||
COMMON STOCK. | ||||||||
03 | APPROVAL OF THE STEWART INFORMATION SERVICES | Management | For | For | ||||
CORPORATION 2008 STRATEGIC INCENTIVE POOL PLAN. | ||||||||
04 | APPROVAL OF AN INCREASE OF AUTHORIZED SHARES | Management | For | For | ||||
UNDER THE STEWART INFORMATION SERVICES | ||||||||
CORPORATION 2005 LONG-TERM INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 06-Apr-2009 | 06-Apr-2009 |
WEINGARTEN REALTY INVESTORS |
Security | 948741103 | Meeting Type | Annual | |||
Ticker Symbol | WRI | Meeting Date | 01-May-2009 | |||
ISIN | US9487411038 | Agenda | 933015477 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 STANFORD ALEXANDER | For | For | ||||||
2 ANDREW M. ALEXANDER | For | For | ||||||
3 JAMES W. CROWNOVER | For | For | ||||||
4 ROBERT J. CRUIKSHANK | For | For | ||||||
5 MELVIN A. DOW | For | For | ||||||
6 STEPHEN A. LASHER | For | For | ||||||
7 DOUGLAS W. SCHNITZER | For | For | ||||||
8 C. PARK SHAPER | For | For | ||||||
9 MARC J. SHAPIRO | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS | Management | For | For | ||||
WEINGARTEN’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3450 | 0 | 06-Apr-2009 | 06-Apr-2009 |
PS BUSINESS PARKS, INC. |
Security | 69360J107 | Meeting Type | Annual | |||
Ticker Symbol | PSB | Meeting Date | 04-May-2009 | |||
ISIN | US69360J1079 | Agenda | 933037738 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RONALD L. HAVNER, JR | For | For | ||||||
2 JOSEPH D. RUSSELL, JR. | For | For | ||||||
3 R. WESLEY BURNS | For | For | ||||||
4 JENNIFER H. DUNBAR | For | For | ||||||
5 ARTHUR M. FRIEDMAN | For | For | ||||||
6 JAMES H. KROPP | For | For | ||||||
7 HARVEY LENKIN | For | For | ||||||
8 MICHAEL V. MCGEE | For | For | ||||||
9 ALAN K. PRIBBLE | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, TO | ||||||||
AUDIT THE ACCOUNTS OF PS BUSINESS PARKS, INC. FOR | ||||||||
THE FISCAL YEAR ENDING DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3500 | 0 | 05-May-2009 |
ESSEX PROPERTY TRUST, INC. |
Security | 297178105 | Meeting Type | Annual | |||
Ticker Symbol | ESS | Meeting Date | 05-May-2009 | |||
ISIN | US2971781057 | Agenda | 933028955 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 GEORGE M. MARCUS | For | For | ||||||
2 GARY P. MARTIN | For | For | ||||||
3 MICHAEL J. SCHALL | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, | ||||||||
2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 1000 | 0 | 05-May-2009 |
KITE REALTY GROUP TRUST |
Security | 49803T102 | Meeting Type | Annual | |||
Ticker Symbol | KRG | Meeting Date | 05-May-2009 | |||
ISIN | US49803T1025 | Agenda | 933042462 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOHN A. KITE | For | For | ||||||
2 WILLIAM E. BINDLEY | For | For | ||||||
3 DR. RICHARD A. COSIER | For | For | ||||||
4 EUGENE GOLUB | For | For | ||||||
5 GERALD L. MOSS | For | For | ||||||
6 MICHAEL L. SMITH | For | For | ||||||
7 DARELL E. ZINK, JR. | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For | ||||
THE INDEPENDENT REGISTERED ACCOUNTING FIRM FOR | ||||||||
KITE REALTY GROUP TRUST FOR THE FISCAL YEAR | ||||||||
ENDING DECEMBER 31, 2009. | ||||||||
03 | TO AMEND THE COMPANY’S 2004 EQUITY INCENTIVE PLAN | Management | For | For | ||||
(“THE PLAN”) TO AUTHORIZE AN ADDITIONAL 1,000,000 | ||||||||
SHARES OF THE COMPANY’S COMMON STOCK FOR | ||||||||
FUTURE ISSUANCE UNDER THE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 05-May-2009 |
CAMDEN PROPERTY TRUST |
Security | 133131102 | Meeting Type | Annual | |||
Ticker Symbol | CPT | Meeting Date | 06-May-2009 | |||
ISIN | US1331311027 | Agenda | 933019881 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RICHARD J. CAMPO | For | For | ||||||
2 WILLIAM R. COOPER | For | For | ||||||
3 SCOTT S. INGRAHAM | For | For | ||||||
4 LEWIS A. LEVEY | For | For | ||||||
5 WILLIAM B. MCGUIRE, JR. | For | For | ||||||
6 WILLIAM F. PAULSEN | For | For | ||||||
7 D. KEITH ODEN | For | For | ||||||
8 F. GARDNER PARKER | For | For | ||||||
9 STEVEN A. WEBSTER | For | For | ||||||
10 KELVIN R. WESTBROOK | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 05-May-2009 | 05-May-2009 |
CRH PLC |
Security | 12626K203 | Meeting Type | Annual | |||
Ticker Symbol | CRH | Meeting Date | 06-May-2009 | |||
ISIN | US12626K2033 | Agenda | 933043565 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONSIDERATION OF FINANCIAL STATEMENTS AND | Management | For | For | ||||
REPORTS OF DIRECTORS AND AUDITORS | ||||||||
02 | DECLARATION OF A DIVIDEND | Management | For | For | ||||
3A | RE-ELECTION OF DIRECTOR: W. P. EGAN | Management | For | For | ||||
3B | RE-ELECTION OF DIRECTOR: J. M. DE JONG | Management | For | For | ||||
3C | RE-ELECTION OF DIRECTOR: M. LEE | Management | For | For | ||||
3D | RE-ELECTION OF DIRECTOR: G. A. CULPEPPER | Management | For | For | ||||
3E | RE-ELECTION OF DIRECTOR: A. MANIFOLD | Management | For | For | ||||
3F | RE-ELECTION OF DIRECTOR: W. I. O’MAHONY | Management | For | For | ||||
3G | RE-ELECTION OF DIRECTOR: M. S. TOWE | Management | For | For | ||||
04 | REMUNERATION OF AUDITORS | Management | For | For | ||||
05 | INCREASE IN AUTHORISED SHARE CAPITAL | Management | For | For | ||||
06 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||
07 | DISAPPLICATION OF PRE-EMPTION LEFTS | Management | For | For | ||||
08 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||||
09 | AMENDMENT TO ARTICLES OF ASSOCIATION RE | Management | For | For | ||||
TREASURY SHARES | ||||||||
10 | AUTHORITY TO RE-ISSUE TREASURY SHARES | Management | For | For | ||||
11 | AUTHORITY TO ALLOT SHARES IN LIEU OF CASH | Management | For | For | ||||
DIVIDENDS | ||||||||
12 | NOTICE PERIOD FOR EXTRAORDINARY GENERAL | Management | For | For | ||||
MEETINGS | ||||||||
13 | AMENDMENTS TO ARTICLES OF ASSOCIATION | Management | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9200 | 0 | 13-Apr-2009 | 13-Apr-2009 |
STARWOOD HOTELS & RESORTS WORLDWIDE |
Security | 85590A401 | Meeting Type | Annual | |||
Ticker Symbol | HOT | Meeting Date | 06-May-2009 | |||
ISIN | US85590A4013 | Agenda | 933017421 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 ADAM ARON | For | For | ||||||
2 CHARLENE BARSHEFSKY | For | For | ||||||
3 THOMAS CLARKE | For | For | ||||||
4 CLAYTON DALEY, JR. | For | For | ||||||
5 BRUCE DUNCAN | For | For | ||||||
6 LIZANNE GALBREATH | For | For | ||||||
7 ERIC HIPPEAU | For | For | ||||||
8 STEPHEN QUAZZO | For | For | ||||||
9 THOMAS RYDER | For | For | ||||||
10 FRITS VAN PAASSCHEN | For | For | ||||||
11 KNEELAND YOUNGBLOOD | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | ||||
LLP AS THE COMPANY’S INDEPENDENT REGISTERED | ||||||||
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5500 | 0 | 05-May-2009 | 05-May-2009 |
AMB PROPERTY CORPORATION |
Security | 00163T109 | Meeting Type | Annual | |||
Ticker Symbol | AMB | Meeting Date | 07-May-2009 | |||
ISIN | US00163T1097 | Agenda | 933020935 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: HAMID R. MOGHADAM | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: T. ROBERT BURKE | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: DAVID A. COLE | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: LYDIA H. KENNARD | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: FREDERICK W. REID | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: JEFFREY L. SKELTON | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: THOMAS W. TUSHER | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: CARL B. WEBB | Management | For | For | ||||
2 | RATIFICATION OF THE SELECTION OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM OF AMB | ||||||||
PROPERTY CORPORATION FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3500 | 0 | 05-May-2009 | 05-May-2009 |
AMERICAN CAMPUS COMMUNITIES, INC. |
Security | 024835100 | Meeting Type | Annual | |||
Ticker Symbol | ACC | Meeting Date | 07-May-2009 | |||
ISIN | US0248351001 | Agenda | 933031407 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 WILLIAM C. BAYLESS JR. | For | For | ||||||
2 R. D. BURCK | For | For | ||||||
3 G. STEVEN DAWSON | For | For | ||||||
4 CYDNEY C. DONNELL | For | For | ||||||
5 EDWARD LOWENTHAL | For | For | ||||||
6 JOSEPH M. MACCHIONE | For | For | ||||||
7 BRIAN B. NICKEL | For | For | ||||||
8 WINSTON W. WALKER | For | For | ||||||
02 | RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT | Management | For | For | ||||
AUDITORS FOR 2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 1100 | 0 | 05-May-2009 | 05-May-2009 |
HEALTH CARE REIT, INC. |
Security | 42217K106 | Meeting Type | Annual | |||
Ticker Symbol | HCN | Meeting Date | 07-May-2009 | |||
ISIN | US42217K1060 | Agenda | 933024692 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 PIER C. BORRA | For | For | ||||||
2 GEORGE L. CHAPMAN | For | For | ||||||
3 SHARON M. OSTER | For | For | ||||||
4 JEFFREY R. OTTEN | For | For | ||||||
02 | APPROVAL OF THE AMENDED AND RESTATED HEALTH | Management | For | For | ||||
CARE REIT, INC. 2005 LONG-TERM INCENTIVE PLAN. | ||||||||
03 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | ||||
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||||
FIRM FOR THE FISCAL YEAR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 2500 | 0 | 05-May-2009 | 05-May-2009 |
PUBLIC STORAGE |
Security | 74460D109 | Meeting Type | Annual | |||
Ticker Symbol | PSA | Meeting Date | 07-May-2009 | |||
ISIN | US74460D1090 | Agenda | 933017522 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 B. WAYNE HUGHES | For | For | ||||||
2 RONALD L. HAVNER, JR. | For | For | ||||||
3 DANN V. ANGELOFF | For | For | ||||||
4 WILLIAM C. BAKER | For | For | ||||||
5 JOHN T. EVANS | For | For | ||||||
6 TAMARA HUGHES GUSTAVSON | For | For | ||||||
7 URI P. HARKHAM | For | For | ||||||
8 B. WAYNE HUGHES, JR. | For | For | ||||||
9 HARVEY LENKIN | For | For | ||||||
10 GARY E. PRUITT | For | For | ||||||
11 DANIEL C. STATON | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For | ||||
AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4000 | 0 | 05-May-2009 | 05-May-2009 |
KIMCO REALTY CORPORATION |
Security | 49446R109 | Meeting Type | Annual | |||
Ticker Symbol | KIM | Meeting Date | 12-May-2009 | |||
ISIN | US49446R1095 | Agenda | 933026533 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 M. COOPER | For | For | ||||||
2 R. DOOLEY | For | For | ||||||
3 J. GRILLS | For | For | ||||||
4 D. HENRY | For | For | ||||||
5 F.P. HUGHES | For | For | ||||||
6 F. LOURENSO | For | For | ||||||
7 R. SALTZMAN | For | For | ||||||
8 P. COVIELLO | For | For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4000 | 0 | 05-May-2009 | 05-May-2009 |
WYNDHAM WORLDWIDE CORPORATION |
Security | 98310W108 | Meeting Type | Annual | |||
Ticker Symbol | WYN | Meeting Date | 12-May-2009 | |||
ISIN | US98310W1080 | Agenda | 933029616 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 STEPHEN P. HOLMES | For | For | ||||||
2 MYRA J. BIBLOWIT | For | For | ||||||
3 PAULINE D.E. RICHARDS | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For | ||||
AS WYNDHAM WORLDWIDE CORPORATION’S | ||||||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | ||||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF | Management | For | For | ||||
THE WYNDHAM WORLDWIDE CORPORATION 2006 EQUITY | ||||||||
AND INCENTIVE PLAN PRIMARILY FOR PURPOSES OF | ||||||||
SECTION 162(M) OF THE INTERNAL REVENUE CODE. | ||||||||
4 | SHAREHOLDER PROPOSAL NO. 1 - CONCERNING | Shareholder | Against | For | ||||
SEVERANCE AGREEMENTS. | ||||||||
5 | SHAREHOLDER PROPOSAL NO. 2 - CONCERNING | Shareholder | Against | For | ||||
INDEPENDENT CHAIRMAN OF THE BOARD. | ||||||||
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10000 | 0 | 05-May-2009 | 05-May-2009 |
ACADIA REALTY TRUST |
Security | 004239109 | Meeting Type | Annual | |||
Ticker Symbol | AKR | Meeting Date | 13-May-2009 | |||
ISIN | US0042391096 | Agenda | 933047006 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 KENNETH F. BERNSTEIN | For | For | ||||||
2 DOUGLAS CROCKER II | For | For | ||||||
3 SUZANNE HOPGOOD | For | For | ||||||
4 LORRENCE T. KELLAR | For | For | ||||||
5 WENDY LUSCOMBE | For | For | ||||||
6 WILLIAM T. SPITZ | For | For | ||||||
7 LEE S. WIELANSKY | For | For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF BDO | Management | For | For | ||||
SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL | ||||||||
YEAR ENDING DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4985 | 0 | 05-May-2009 | 05-May-2009 |
HRPT PROPERTIES TRUST |
Security | 40426W101 | Meeting Type | Annual | |||
Ticker Symbol | HRP | Meeting Date | 13-May-2009 | |||
ISIN | US40426W1018 | Agenda | 933033893 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 WILLIAM A. LAMKIN* | For | For | ||||||
2 ADAM D. PORTNOY** | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO OUR DECLARATION OF | Management | For | For | ||||
TRUST THAT WOULD AUTHORIZE OUR BOARD TO EFFECT | ||||||||
REVERSE SPLITS OF OUR COMMON SHARES OF | ||||||||
BENEFICIAL INTEREST. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 10100 | 0 | 05-May-2009 | 05-May-2009 |
UDR, INC. |
Security | 902653104 | Meeting Type | Annual | |||
Ticker Symbol | UDR | Meeting Date | 13-May-2009 | |||
ISIN | US9026531049 | Agenda | 933027585 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 KATHERINE A. CATTANACH | For | For | ||||||
2 ERIC J. FOSS | For | For | ||||||
3 ROBERT P. FREEMAN | For | For | ||||||
4 JON A. GROVE | For | For | ||||||
5 JAMES D. KLINGBEIL | For | For | ||||||
6 ROBERT C. LARSON | For | For | ||||||
7 THOMAS R. OLIVER | For | For | ||||||
8 LYNNE B. SAGALYN | For | For | ||||||
9 MARK J. SANDLER | For | For | ||||||
10 THOMAS W. TOOMEY | For | For | ||||||
11 THOMAS C. WAJNERT | For | For | ||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For | ||||
YOUNG LLP TO SERVE AS OUR INDEPENDENT AUDITORS | ||||||||
FOR THE YEAR ENDING DECEMBER 31, 2009. | ||||||||
03 | APPROVE THE AMENDED AND RESTATED 1999 LONG-TERM | Management | For | For | ||||
INCENTIVE PLAN, INCLUDING TO (I) INCREASE NUMBER OF | ||||||||
SHARES RESERVED FOR ISSUANCE FROM 4,000,000 | ||||||||
SHARES TO 16,000,000 SHARES (II) RAISE ANNUAL PER | ||||||||
PERSON LIMIT ON AWARDS OTHER THAN OPTIONS AND | ||||||||
STOCK APPRECIATION RIGHTS TO$5,000,000, AND SHARES | ||||||||
OF STOCK WITH RESPECT TO OPTIONS AND/OR STOCK | ||||||||
APPRECIATION RIGHTS TO 5,000,000 SHARES. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7565 | 0 | 05-May-2009 | 05-May-2009 |
USG CORPORATION |
Security | 903293405 | Meeting Type | Annual | |||
Ticker Symbol | USG | Meeting Date | 13-May-2009 | |||
ISIN | US9032934054 | Agenda | 933031635 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOSE ARMARIO | For | For | ||||||
2 W. DOUGLAS FORD | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For | ||||
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, | ||||||||
2009 |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 7000 | 0 | 05-May-2009 | 05-May-2009 |
CORPORATE OFFICE PROPERTIES TRUST |
Security | 22002T108 | Meeting Type | Annual | |||
Ticker Symbol | OFC | Meeting Date | 14-May-2009 | |||
ISIN | US22002T1088 | Agenda | 933034871 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 JAY H. SHIDLER | For | For | ||||||
2 CLAY W. HAMLIN, III | For | For | ||||||
3 THOMAS F. BRADY | For | For | ||||||
4 ROBERT L. DENTON | For | For | ||||||
5 DOUGLAS M. FIRSTENBERG | For | For | ||||||
6 RANDALL M. GRIFFIN | For | For | ||||||
7 STEVEN D. KESLER | For | For | ||||||
8 KENNETH S. SWEET JR. | For | For | ||||||
9 KENNETH D. WETHE | For | For | ||||||
2 | RATIFICATION OF THE APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4000 | 0 | 05-May-2009 | 05-May-2009 |
HOST HOTELS & RESORTS, INC. |
Security | 44107P104 | Meeting Type | Annual | |||
Ticker Symbol | HST | Meeting Date | 14-May-2009 | |||
ISIN | US44107P1049 | Agenda | 933037776 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: ROBERT M. BAYLIS | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: RICHARD E. MARRIOTT | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: JUDITH A. MCHALE | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | For | For | ||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT | Management | For | For | ||||
REGISTERED PUBLIC ACCOUNTANTS. | ||||||||
03 | APPROVAL OF 2009 COMPREHENSIVE STOCK AND CASH | Management | For | For | ||||
INCENTIVE PLAN. | ||||||||
04 | APPROVAL OF AMENDMENT TO OUR CHARTER TO | Management | For | For | ||||
INCREASE AUTHORIZED CAPITAL STOCK. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 05-May-2009 | 05-May-2009 |
VORNADO REALTY TRUST |
Security | 929042109 | Meeting Type | Annual | |||
Ticker Symbol | VNO | Meeting Date | 14-May-2009 | |||
ISIN | US9290421091 | Agenda | 933034061 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 STEVEN ROTH | For | For | ||||||
2 MICHAEL D. FASCITELLI | For | For | ||||||
3 RUSSELL B. WIGHT, JR. | For | For | ||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT | Management | For | For | ||||
REGISTERED PUBLIC ACCOUNTING FIRM. | ||||||||
03 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING | Shareholder | Against | For | ||||
FOR TRUSTEES. | ||||||||
04 | SHAREHOLDER PROPOSAL REGARDING THE | Shareholder | Against | For | ||||
APPOINTMENT OF AN INDEPENDENT CHAIRMAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3050 | 0 | 05-May-2009 | 05-May-2009 |
NATIONAL RETAIL PROPERTIES, INC. |
Security | 637417106 | Meeting Type | Annual | |||
Ticker Symbol | NNN | Meeting Date | 15-May-2009 | |||
ISIN | US6374171063 | Agenda | 933029527 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DON DEFOSSET | For | For | ||||||
2 DENNIS E. GERSHENSON | For | For | ||||||
3 KEVIN B. HABICHT | For | For | ||||||
4 RICHARD B. JENNINGS | For | For | ||||||
5 TED B. LANIER | For | For | ||||||
6 ROBERT C. LEGLER | For | For | ||||||
7 CRAIG MACNAB | For | For | ||||||
8 ROBERT MARTINEZ | For | For | ||||||
02 | TO RATIFY THE SELECTION OF THE INDEPENDENT | Management | For | For | ||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | ||||||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY | Management | For | For | ||||
COME BEFORE THE MEETING OR ANY ADJOURNMENT | ||||||||
THEREOF. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 4000 | 0 | 05-May-2009 | 05-May-2009 |
SENIOR HOUSING PROPERTIES TRUST |
Security | 81721M109 | Meeting Type | Annual | |||
Ticker Symbol | SNH | Meeting Date | 18-May-2009 | |||
ISIN | US81721M1099 | Agenda | 933035138 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JEFFREY P. SOMERS* | For | For | ||||||
2 BARRY M. PORTNOY** | For | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6800 | 0 | 05-May-2009 | 05-May-2009 |
WASHINGTON REAL ESTATE INVESTMENT TRUST |
Security | 939653101 | Meeting Type | Annual | |||
Ticker Symbol | WRE | Meeting Date | 18-May-2009 | |||
ISIN | US9396531017 | Agenda | 933048957 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1�� JOHN M. DERRICK, JR. | For | For | ||||||
2 CHARLES T. NASON | For | For | ||||||
3 THOMAS E. RUSSELL, III | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | ||||
LLP AS THE TRUST’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 05-May-2009 | 05-May-2009 |
BOSTON PROPERTIES, INC. |
Security | 101121101 | Meeting Type | Annual | |||
Ticker Symbol | BXP | Meeting Date | 19-May-2009 | |||
ISIN | US1011211018 | Agenda | 933038716 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 FREDERICK J ISEMAN | For | For | ||||||
2 EDWARD H LINDE | For | For | ||||||
3 DAVID A TWARDOCK | For | For | ||||||
2 | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF | Management | For | For | ||||
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT | ||||||||
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL | ||||||||
YEAR ENDING DECEMBER 31, 2009. | ||||||||
3 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||
CONCERNING THE ANNUAL ELECTION OF DIRECTORS, IF | ||||||||
PROPERLY PRESENTED AT THE MEETING. | ||||||||
4 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||
CONCERNING MAJORITY VOTING, IF PROPERLY | ||||||||
PRESENTED AT THE MEETING. | ||||||||
5 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||
CONCERNING THE PREPARATION OF A SUSTAINABILITY | ||||||||
REPORT, IF PROPERLY PRESENTED AT THE MEETING. | ||||||||
6 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | ||||
CONCERNING AN INDEPENDENT BOARD CHAIRMAN, IF | ||||||||
PROPERLY PRESENTED AT THE MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 2500 | 0 | 05-May-2009 | 05-May-2009 |
ALEXANDRIA REAL ESTATE EQUITIES, INC. |
Security | 015271109 | Meeting Type | Annual | |||
Ticker Symbol | ARE | Meeting Date | 20-May-2009 | |||
ISIN | US0152711091 | Agenda | 933053580 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOEL S. MARCUS | For | For | ||||||
2 RICHARD B. JENNINGS | For | For | ||||||
3 JOHN L. ATKINS, III | For | For | ||||||
4 RICHARD H. KLEIN | For | For | ||||||
5 JAMES H. RICHARDSON | For | For | ||||||
6 MARTIN A. SIMONETTI | For | For | ||||||
7 ALAN G. WALTON | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | ||||
LLP AS THE COMPANY’S INDEPENDENT REGISTERED | ||||||||
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 2500 | 0 | 05-May-2009 | 05-May-2009 |
EDUCATION REALTY TRUST, INC. |
Security | 28140H104 | Meeting Type | Annual | |||
Ticker Symbol | EDR | Meeting Date | 20-May-2009 | |||
ISIN | US28140H1041 | Agenda | 933043666 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 PAUL O. BOWER | For | For | ||||||
2 MONTE J. BARROW | For | For | ||||||
3 WILLIAM J. CAHILL | For | For | ||||||
4 JOHN L. FORD | For | For | ||||||
5 WENDELL W. WEAKLEY | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE | Management | For | For | ||||
LLP AS OUR INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | ||||||||
DECEMBER 31, 2009. | ||||||||
3 | TO REAPPROVE THE PERFORMANCE GOALS UNDER THE | Management | For | For | ||||
EDUCATION REALTY TRUST, INC. 2004 INCENTIVE PLAN | ||||||||
PURSUANT TO SECTION 162(M) OF THE INTERNAL | ||||||||
REVENUE CODE. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 05-May-2009 | 05-May-2009 |
EXTRA SPACE STORAGE INC. |
Security | 30225T102 | Meeting Type | Annual | |||
Ticker Symbol | EXR | Meeting Date | 20-May-2009 | |||
ISIN | US30225T1025 | Agenda | 933038603 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 SPENCER F. KIRK | For | For | ||||||
2 ANTHONY FANTICOLA | For | For | ||||||
3 HUGH W. HORNE | For | For | ||||||
4 JOSEPH D. MARGOLIS | For | For | ||||||
5 ROGER B. PORTER | For | For | ||||||
6 K. FRED SKOUSEN | For | For | ||||||
7 KENNETH M. WOOLLEY | For | For | ||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG | Management | For | For | ||||
LLP AS THE COMPANY’S INDEPENDENT REGISTERED | ||||||||
ACCOUNTING FIRM. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 15000 | 0 | 05-May-2009 | 05-May-2009 |
PROLOGIS |
Security | 743410102 | Meeting Type | Annual | |||
Ticker Symbol | PLD | Meeting Date | 20-May-2009 | |||
ISIN | US7434101025 | Agenda | 933040343 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 STEPHEN L. FEINBERG | For | For | ||||||
2 GEORGE L. FOTIADES | For | For | ||||||
3 CHRISTINE N. GARVEY | For | For | ||||||
4 LAWRENCE V. JACKSON | For | For | ||||||
5 DONALD P. JACOBS | For | For | ||||||
6 WALTER C. RAKOWICH | For | For | ||||||
7 D. MICHAEL STEUERT | For | For | ||||||
8 J. ANDRE TEIXEIRA | For | For | ||||||
9 WILLIAM D. ZOLLARS | For | For | ||||||
10 ANDREA M. ZULBERTI | For | For | ||||||
02 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5500 | 0 | 05-May-2009 | 05-May-2009 |
SCUDDER INVESTMENTS |
Security | 233384106 | Meeting Type | Contested-Special | |||
Ticker Symbol | SRQ | Meeting Date | 20-May-2009 | |||
ISIN | US2333841060 | Agenda | 933047981 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVING THE LIQUIDATION AND DISSOLUTION OF DWS | Management | Abstain | Against | ||||
RREEF REAL ESTATE FUND, INC. (THE “FUND”) PURSUANT | ||||||||
TO A PLAN OF LIQUIDATION AND DISSOLUTION. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | |||||||
01K | 9000 | 0 |
AVALONBAY COMMUNITIES, INC. |
Security | 053484101 | Meeting Type | Annual | |||
Ticker Symbol | AVB | Meeting Date | 21-May-2009 | |||
ISIN | US0534841012 | Agenda | 933035277 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 BRYCE BLAIR | For | For | ||||||
2 BRUCE A. CHOATE | For | For | ||||||
3 JOHN J. HEALY, JR. | For | For | ||||||
4 GILBERT M. MEYER | For | For | ||||||
5 TIMOTHY J. NAUGHTON | For | For | ||||||
6 LANCE R. PRIMIS | For | For | ||||||
7 PETER S. RUMMELL | For | For | ||||||
8 H. JAY SARLES | For | For | ||||||
9 W. EDWARD WALTER | For | For | ||||||
02 | TO APPROVE THE AVALONBAY COMMUNITIES, INC. 2009 | Management | For | For | ||||
STOCK OPTION AND INCENTIVE PLAN. | ||||||||
03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS | Management | For | For | ||||
THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR | ||||||||
ENDING DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 1547 | 0 | 05-May-2009 | 05-May-2009 |
BIOMED REALTY TRUST, INC. |
Security | 09063H107 | Meeting Type | Annual | |||
Ticker Symbol | BMR | Meeting Date | 27-May-2009 | |||
ISIN | US09063H1077 | Agenda | 933042842 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 ALAN D. GOLD | For | For | ||||||
2 BARBARA R. CAMBON | For | For | ||||||
3 EDWARD A. DENNIS PH.D. | For | For | ||||||
4 RICHARD I. GILCHRIST | For | For | ||||||
5 GARY A. KREITZER | For | For | ||||||
6 THEODORE D. ROTH | For | For | ||||||
7 M. FAYE WILSON | For | For | ||||||
2 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE | Management | For | For | ||||
COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | ||||||||
2009. | ||||||||
3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF | Management | For | For | ||||
THE 2004 INCENTIVE AWARD PLAN, INCLUDING THE | ||||||||
INCREASE IN THE NUMBER OF SHARES OF COMMON | ||||||||
STOCK RESERVED FOR ISSUANCE THEREUNDER FROM | ||||||||
2,500,000 TO 5,340,000 SHARES. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 9000 | 0 | 05-May-2009 | 05-May-2009 |
EASTGROUP PROPERTIES, INC. |
Security | 277276101 | Meeting Type | Annual | |||
Ticker Symbol | EGP | Meeting Date | 27-May-2009 | |||
ISIN | US2772761019 | Agenda | 933068973 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 D. PIKE ALOIAN | For | For | ||||||
2 H.C. BAILEY, JR. | For | For | ||||||
3 HAYDEN C. EAVES, III | For | For | ||||||
4 FREDRIC H. GOULD | For | For | ||||||
5 DAVID H. HOSTER II | For | For | ||||||
6 MARY E. MCCORMICK | For | For | ||||||
7 DAVID M. OSNOS | For | For | ||||||
8 LELAND R. SPEED | For | For | ||||||
02 | TO CONSIDER AND RATIFY THE APPOINTMENT OF KPMG | Management | For | For | ||||
LLP AS THE COMPANY’S INDEPENDENT REGISTERED | ||||||||
PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 | 05-May-2009 | 05-May-2009 |
MID-AMERICA APARTMENT COMMUNITIES, INC. |
Security | 59522J103 | Meeting Type | Annual | |||
Ticker Symbol | MAA | Meeting Date | 28-May-2009 | |||
ISIN | US59522J1034 | Agenda | 933052956 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | DIRECTOR | Management | ||||||
1 H. ERIC BOLTON, JR. | For | For | ||||||
2 ALAN B. GRAF, JR. | For | For | ||||||
3 JOHN S. GRINALDS | For | For | ||||||
4 RALPH HORN | For | For | ||||||
5 SIMON R.C. WADSWORTH | For | For | ||||||
2 | RATIFICATION OF ERNST & YOUNG LLP AS MID-AMERICA’S | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ||||||||
FOR 2009. | ||||||||
3 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO | Management | For | For | ||||
VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY | ||||||||
COME BEFORE THE MEETING. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 2500 | 0 | 05-May-2009 | 05-May-2009 |
THE HOME DEPOT, INC. |
Security | 437076102 | Meeting Type | Annual | |||
Ticker Symbol | HD | Meeting Date | 28-May-2009 | |||
ISIN | US4370761029 | Agenda | 933042866 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF | ||||||||
THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY | ||||||||
31, 2010. | ||||||||
03 | TO AMEND THE SIXTH ARTICLE OF THE COMPANY’S | Management | For | For | ||||
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS OF | ||||||||
AT LEAST 25% OF SHARES OF THE COMPANY’S | ||||||||
OUTSTANDING COMMON STOCK TO CALL A SPECIAL | ||||||||
MEETING OF SHAREHOLDERS. | ||||||||
04 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE | Shareholder | Against | For | ||||
VOTING. | ||||||||
05 | SHAREHOLDER PROPOSAL REGARDING SPECIAL | Shareholder | Against | For | ||||
SHAREHOLDER MEETINGS. | ||||||||
06 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT | Shareholder | Against | For | ||||
DIVERSITY REPORT. | ||||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE | Shareholder | Against | For | ||||
OFFICER COMPENSATION. | ||||||||
08 | SHAREHOLDER PROPOSAL REGARDING ENERGY USAGE. | Shareholder | Against | For |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 05-May-2009 | 05-May-2009 |
LOWE'S COMPANIES, INC. |
Security | 548661107 | Meeting Type | Annual | |||
Ticker Symbol | LOW | Meeting Date | 29-May-2009 | |||
ISIN | US5486611073 | Agenda | 933047359 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 PETER C. BROWNING | For | For | ||||||
2 MARSHALL O. LARSEN | For | For | ||||||
3 STEPHEN F. PAGE | For | For | ||||||
4 O. TEMPLE SLOAN, JR. | For | For | ||||||
02 | TO APPROVE AMENDMENTS TO THE COMPANY’S 2006 | Management | For | For | ||||
LONG TERM INCENTIVE PLAN. | ||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For | ||||
AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM. | ||||||||
04 | TO APPROVE AMENDMENTS TO LOWE’S ARTICLES OF | Management | For | For | ||||
INCORPORATION ELIMINATING ALL REMAINING | ||||||||
SUPERMAJORITY VOTE REQUIREMENTS. | ||||||||
05 | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Against | For | ||||
REINCORPORATING IN NORTH DAKOTA. | ||||||||
06 | SHAREHOLDER PROPOSAL REGARDING HEALTH CARE | Shareholder | Against | For | ||||
REFORM PRINCIPLES. | ||||||||
07 | SHAREHOLDER PROPOSAL REGARDING SEPARATING THE | Shareholder | Against | For | ||||
ROLES OF CHAIRMAN AND CEO. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 8000 | 0 | 05-May-2009 | 05-May-2009 |
DOUGLAS EMMETT, INC. |
Security | 25960P109 | Meeting Type | Annual | |||
Ticker Symbol | DEI | Meeting Date | 11-Jun-2009 | |||
ISIN | US25960P1093 | Agenda | 933075245 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 DAN A. EMMETT, | For | For | ||||||
2 JORDAN L. KAPLAN | For | For | ||||||
3 KENNETH M. PANZER | For | For | ||||||
4 LESLIE E. BIDER | For | For | ||||||
5 VICTOR J. COLEMAN | For | For | ||||||
6 GHEBRE S. MEHRETEAB | For | For | ||||||
7 THOMAS E. O’HERN | For | For | ||||||
8 DR. ANDREA RICH | For | For | ||||||
9 WILLIAM WILSON III | For | For | ||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & | Management | For | For | ||||
YOUNG L.L.P AS OUR INDEPENDENT REGISTERED PUBLIC | ||||||||
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, | ||||||||
2009 | ||||||||
03 | PROPOSAL TO APPROVE AMENDMENTS TO OUR 2006 | Management | For | For | ||||
OMNIBUS STOCK INCENTIVE PLAN |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 05-May-2009 | 05-May-2009 |
EQUITY RESIDENTIAL |
Security | 29476L107 | Meeting Type | Annual | |||
Ticker Symbol | EQR | Meeting Date | 11-Jun-2009 | |||
ISIN | US29476L1070 | Agenda | 933069800 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 JOHN W. ALEXANDER | For | For | ||||||
2 CHARLES L. ATWOOD | For | For | ||||||
3 BOONE A. KNOX | For | For | ||||||
4 JOHN E. NEAL | For | For | ||||||
5 DAVID J. NEITHERCUT | For | For | ||||||
6 SHELI Z. ROSENBERG | For | For | ||||||
7 GERALD A. SPECTOR | For | For | ||||||
8 B. JOSEPH WHITE | For | For | ||||||
9 SAMUEL ZELL | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP | Management | For | For | ||||
AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE | ||||||||
YEAR ENDING DECEMBER 31, 2009. | ||||||||
03 | SHAREHOLDER PROPOSAL RELATING TO A CHANGE IN THE | Shareholder | Against | For | ||||
VOTING STANDARD FOR TRUSTEE ELECTIONS. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 6000 | 0 | 05-May-2009 | 05-May-2009 |
S.L. GREEN REALTY CORP. |
Security | 78440X101 | Meeting Type | Annual | |||
Ticker Symbol | SLG | Meeting Date | 11-Jun-2009 | |||
ISIN | US78440X1019 | Agenda | 933073568 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 STEPHEN L. GREEN | For | For | ||||||
2 JOHN H. ALSCHULER, JR. | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | For | ||||
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||||
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 3000 | 0 | 05-May-2009 | 05-May-2009 |
W. P. CAREY & CO. LLC |
Security | 92930Y107 | Meeting Type | Annual | |||
Ticker Symbol | WPC | Meeting Date | 11-Jun-2009 | |||
ISIN | US92930Y1073 | Agenda | 933075106 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 WM. POLK CAREY | For | For | ||||||
2 FRANCIS J. CAREY | For | For | ||||||
3 TREVOR P. BOND | For | For | ||||||
4 NATHANIEL S. COOLIDGE | For | For | ||||||
5 GORDON F. DUGAN | For | For | ||||||
6 EBERHARD FABER, IV | For | For | ||||||
7 BENJAMIN H. GRISWOLD IV | For | For | ||||||
8 LAWRENCE R. KLEIN | For | For | ||||||
9 KARSTEN VON KOLLER | For | For | ||||||
10 ROBERT MITTELSTAEDT, JR. | For | For | ||||||
11 CHARLES E. PARENTE | For | For | ||||||
12 REGINALD WINSSINGER | For | For | ||||||
02 | APPROVAL OF THE 2009 SHARE INCENTIVE PLAN. | Management | For | For | ||||
03 | APPROVAL OF THE 2009 NON-EMPLOYEE DIRECTORS’ | Management | For | For | ||||
INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 05-May-2009 | 05-May-2009 |
W. P. CAREY & CO. LLC |
Security | 92930Y107 | Meeting Type | Annual | |||
Ticker Symbol | WPC | Meeting Date | 11-Jun-2009 | |||
ISIN | US92930Y1073 | Agenda | 933085094 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 WM. POLK CAREY | For | For | ||||||
2 FRANCIS J. CAREY | For | For | ||||||
3 TREVOR P. BOND | For | For | ||||||
4 NATHANIEL S. COOLIDGE | For | For | ||||||
5 GORDON F. DUGAN | For | For | ||||||
6 EBERHARD FABER, IV | For | For | ||||||
7 BENJAMIN H. GRISWOLD IV | For | For | ||||||
8 LAWRENCE R. KLEIN | For | For | ||||||
9 KARSTEN VON KOLLER | For | For | ||||||
10 ROBERT MITTELSTAEDT, JR. | For | For | ||||||
11 CHARLES E. PARENTE | For | For | ||||||
12 REGINALD WINSSINGER | For | For | ||||||
02 | APPROVAL OF THE 2009 SHARE INCENTIVE PLAN. | Management | For | For | ||||
03 | APPROVAL OF THE 2009 NON-EMPLOYEE DIRECTORS’ | Management | For | For | ||||
INCENTIVE PLAN. |
Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
01K | 5000 | 0 | 10-Jun-2009 | 10-Jun-2009 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
COMMONWEALTH INTERNATIONAL SERIES TRUST
By (Signature and Title)* | /s/ Robert W. Scharar | |
Robert W. Scharar, President | ||
Date: | August 17, 2009 | |