UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-04665
COMMONWEALTH INTERNATIONAL SERIES TRUST
(Exact name of registrant as specified in charter)
5847 San Felipe, Suite 850
Houston, Texas 77057
(Address of principal executive offices)(Zip code)
Robert W. Scharar
c/o FCA CORP
5847 San Felipe, Suite 850
Houston, Texas 777057
(Name and address of agent for service)
Copies to:
C. Richard Ropka, Esq
Rabil & Ropka, LLC
215 Fries Mill Road
Turnersville, New Jersey 08012
856-374-5800
Registrant’s telephone number, including area code: 1-713-781-7193
Date of fiscal year end: OCTOBER 31
Date of reporting period: JULY 1, 2006 thru JUNE 30, 2007
TABLE OF CONTENTS
ITEM 1. PROXY VOTING RECORD
RINKER GROUP LTD | |||||||
Security | Q8142Y109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 18-Jul-2006 | |||||
ISIN | AU000000RIN3 | Agenda | 701021177 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and approve the financial report and the reports of the Directors and of the Auditor for the FYE 31 MAR 2006 | Management | For | For | ||||
2. | Adopt the remuneration report for the YE 31 MAR 2006 | Management | For | For | ||||
3.a | Re-elect Mr. Walter Revell as a Director, who retires in accordance with Clause 56 of the Company's Constitution | Management | For | For | ||||
3.b | Re-elect Mr. Jack Thompson as a Director, who retires in accordance with Clause 54 of the Company's Constitution | Management | For | For | ||||
4. | Approve that, with effect from the FY commencing 01 APR 2006, the aggregate maximum sum available for remuneration of Non- Executive Directors is increased by AUD 450,000 per year to AUD 1,700,000 per year | Management | For | For | ||||
5. | Authorize the Company, for the purpose of Section 256B and Section 256C(1) of the Corporations Act 2001, to reduce its share capital by paying to each person who is a shareholder of the Company the amount of AUD 0.50 per share held by the shareholder on the record date 25 JUL 2006 Record Date | Management | For | For | ||||
S.6 | Amend the Clause 23 of the constitution of the Rinker Group Limited, as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 12-Jul-2006 | 12-Jul-2006 |
-3-
ALLIED WORK FORCE GROUP LTD | ||||||||
Security | Q02267104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Jul-2006 | ||||||
ISIN | NZAWFE0001S8 | Agenda | 701025543 - Management |
Item | Proposal | Type | Vote | For/AgainstManagement | ||||
1. | Approve the financial statements and the statutory reports for the YE 31 MAR 2006 | Management | For | For | ||||
2. | Approve the dividends of NZD 0.0643 per share | Management | For | For | ||||
3. | Elect Mr. Ross Kenon as a Director | Management | For | For | ||||
4. | Approve Deloitte as the Auditors and authorize the Board to fix their remuneration | Management | For | For | ||||
5. | Approve the remuneration for Non-Executive Directors in at the amount of NZD 62,000 for the YE 31 MAR 2007 | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 102500 | 0 | 06-Jul-2006 | 06-Jul-2006 |
-4-
LOAN & BUILDING SOCIETY (NS) | ||||||||
Security | Q5610K108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jul-2006 | ||||||
ISIN | NZLBSE0001S2 | Agenda | 701032550 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Mr. George Brown as a Director | Management | For | For | ||||
2. | Elect Mr. Laurence Cooney as a Director | Management | For | For | ||||
3. | Adopt new Rule as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 59322 | 0 | 12-Jul-2006 | 12-Jul-2006 |
-5-
CANTERBURY BUILDING SOCIETY | ||||||||
Security | Q0564M101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jul-2006 | ||||||
ISIN | NZABSE0001S5 | Agenda | 701038514 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial statements and statutory reports for the YE31 MAR 2006 | Management | For | For | ||||
2. | Approve the dividends totaling NZD 1.07 million at NZD 0.15 per ordinary share and NZD 0.08 preference share | Management | For | For | ||||
3.a | Elect Mr. D.G. Church as a Director | Management | For | For | ||||
3.b | Elect Mr. G.R. Kennedy as a Director | Management | For | For | ||||
3.c | Elect Mr. N.J. Wagner as a Director | Management | For | For | ||||
4. | Approve to fix the remuneration of the Directors at NZD 0.15 million for the FY 01 APR 2006 | Management | For | For | ||||
5. | Ratify Deloitte as the Auditor and authorize the Directors to fix the remuneration of the Auditor for the current FY | Management | For | For | ||||
6. | Amend the Society's Rules | Management | For | For | ||||
7. | Other business | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 251354 | 0 | 20-Jul-2006 | 20-Jul-2006 |
-6-
METHVEN LTD | ||||||||
Security | Q6047H106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jul-2006 | ||||||
ISIN | NZMVNE0001S9 | Agenda | 701034352 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix the Auditors remuneration | Management | For | For | ||||
2. | Re-elect Mr. Peter Stanes as a Director of the Company | Management | For | For | ||||
3. | Re-elect Mr. Phil Lough as a Director of the Company | Management | For | For | ||||
4. | Elect Mr. Gary Nel as a Director of the Company | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 450000 | 0 | 20-Jul-2006 | 20-Jul-2006 |
-7-
MOWBRAY COLLECTABLES LTD | ||||||||
Security | Q6448N108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Jul-2006 | ||||||
ISIN | NZMOWE0001S5 | Agenda | 701029882 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
3. | Re-elect Mr. Ian Halsted as a Director, who retires by rotation under the Company's Constitution and NZSX Listing Rules | Management | For | For | ||||
4. | Elect Mr. David Heather as a Director, who retires under the Company's Constitution and NZSX Listing Rules | Management | For | For | ||||
5. | Re-appoint Martin Jarvie PKF as the Company's Auditor under Section 200 of the Companies Act 1993 and authorize the Directors to settle their remuneration | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 419630 | 0 | 20-Jul-2006 | 20-Jul-2006 |
-8-
RYMAN HEALTHCARE GROUP LIMITED | ||||||||
Security | Q8203F106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Aug-2006 | ||||||
ISIN | NZRYME0001S4 | Agenda | 701027383 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Dr. David Kerr as a Director | Management | For | For | ||||
2. | Re-elect Mr. Sidney Ashton as a Director | Management | For | For | ||||
3. | Authorize the Directors to fix the remuneration of the Auditors | Management | For | For | ||||
S.4 | Amend the Company's Constitution | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 210000 | 0 | 26-Jul-2006 | 26-Jul-2006 |
-9-
WAKEFIELD HEALTH LTD | ||||||||
Security | Q95157105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Aug-2006 | ||||||
ISIN | NZWFDE0001S2 | Agenda | 701036572 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve PricewaterhouseCoopers to continue in the office as the Auditors of Wakefield and authorize the Directors to fix the Auditor's fees and the expenses for the ensuing year | Management | For | For | ||||
2.1 | Re-elect Mr. Richard Gordon Maxwell Christie, in accordance with Wakefield's Constitution, as a Director for the Board of Wakefield, who retires at the annual meeting | Management | For | For | ||||
2.2 | Re-elect Mr. John Arthur Calder, in accordance with Wakefield's Constitution, as a Director for the Board of Wakefield, who retires at the annual meeting | Management | For | For | ||||
2.3 | Elect Mr. David Cushing, in accordance with Wakefield's Constitution, as a Director for the Board of Wakefield, who retires at the annual meeting | Management | For | For | ||||
S.3 | Approve, pursuant to Section 32 of the Companies Act 1993, the revocation of Wakefield's existing constitution and adopt a new Constitution as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 100532 | 0 | 26-Jul-2006 | 26-Jul-2006 |
-10-
INFRATIL LTD | ||||||||
Security | Q4933Q124 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Aug-2006 | ||||||
ISIN | NZIFTE0003S3 | Agenda | 701036697 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Re-elect Mr. Humphry Rolleston as a Director, in accordance with the Company's Constitution, who retires in accordance with the Company's Constitution and Listing Rule 3.3.3 | Management | For | For | ||||
3. | Re-elect Mr. Duncan Saville as a Director in accordance with the Company's Constitution, in accordance with the Company's Constitution and Listing Rule 3.3.8, who retires by rotation | Management | For | For | ||||
4. | Re-elect Mr. David Caygill as a Director in accordance with the Company's Constitution, in accordance with the Company's Constitution and Listing Rule 3.3.8, who retires by rotation | Management | For | For | ||||
5. | Approve that the Company continue to raise finance through thecontinuation of its Infrastructure Bond Programme by the issue ofbonds Infrastructure Bonds including bonds convertible intoordinary shares in the Company the maximum face amount ofInfrastructure Bonds convertible into ordinary shares in theCompany Convertible Infrastructure Bonds which may be issuedpursuant to the Infrastructure Bond Programme in the periodcommencing 07 AUG 2006 and ending on 30 AUG 2007 shall notexceed NZD 300,000,000, the key terms and conditions of theConvertible Infrastructure Bonds shall be as specified | Management | For | For | ||||
6.A | Approve the remuneration payable to the Directors of the Company and its subsidiaries, in accordance with Listing Rule 3.5.1, of a monetary sum of not more, in aggregate, of NZD 466,000 plus GST per annum to the Directors of the Company, making in aggregate a limit of NZD 797,000 plus GST or VAT as appropriate assuming an exchange rate of NZD 1.00 = GBP 0.332 , being an increase from NZD 716,000 plus GST or VAT as appropriate per annum effectively approved in 2004 | Management | For | For | ||||
6.B | Approve the remuneration payable to the Directors of the Company and its subsidiaries, in accordance with Listing Rule 3.5.1, of a monetary sum of not more, in aggregate, of NZD 105,000 plus GST per annum to those Directors of Wellington international Airport Limited who are also Directors of the Company, making in aggregate a limit of NZD 797,000 plus GST or VAT as appropriate assuming an exchange rate of NZD 1.00 = GBP 0.332 , being an increase from NZD 716,000 plus GST or VAT as appropriate per annum effectively approved in 2004 | Management | For | For | ||||
6.C | Approve the remuneration payable to the Directors of the Company and its subsidiaries, in accordance with Listing Rule 3.5.1, of a monetary sum of not more, in aggregate, of GBP 75,000 plus VAT per annum to those Directors of Infratil Airports Europe Limited who are also Directors of the Company, making in aggregate a limit of NZD 797,000 plus GST or VAT as appropriate assuming an exchange rate of NZD 1.00 = GBP 0.332 , being an increase from NZD 716,000 plus GST or VAT as appropriate per annum effectively approved in 2004 | Management | For | For | ||||
7. | Approve to record that KPMG is automatically reappointed as the Auditor of the Company pursuant to Section 200 of the Companies Act 1993 and authorize the Directors to fix the Auditor's remuneration | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 277729 | 0 | 26-Jul-2006 | 26-Jul-2006 |
-11-
FISHER & PAYKEL APPLIANCES HOLDINGS LTD | ||||||||
Security | Q3898H103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Aug-2006 | ||||||
ISIN | NZFPAE0001S2 | Agenda | 701029870 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2.A | Re-elect Mr. Norman Geary as a Director | Management | Abstain | Against | ||||
2.B | Re-elect Mr. John Gilks as a Director | Management | Abstain | Against | ||||
2.C | Re-elect Mr. Gary Paykel as a Director | Management | Abstain | Against | ||||
3. | Authorize the Directors to fix fees and expenses of PricewaterhouseCoopers as the Company's Auditors | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 250000 | 0 |
-12-
FISHER & PAYKEL HEALTHCARE CORPORATION LTD | ||||||||
Security | Q38992105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Aug-2006 | ||||||
ISIN | NZFAPE0001S2 | Agenda | 701027042 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Sir Colin J Maiden as the Director | Management | For | For | ||||
2. | Elect Mr. W Lindsay Gillanders as the Director | Management | For | For | ||||
3. | Appoint PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | Management | For | For | ||||
4. | Grant 180,000 Options to Mr. Michael Daniell, Managing Director & Chief Executive Officer, pursuant to the Fisher & Payel Healthcare 2003 Share Option Plan | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 263195 | 0 | 15-Aug-2006 | 15-Aug-2006 |
-13-
ING PROPERTY TRUST | ||||||||
Security | Q4925D107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Aug-2006 | ||||||
ISIN | NZPPZE0001S8 | Agenda | 701051815 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
E.1 | Amend Trust Deed by: (a) deleting Clause 28.2 and replacing it with specified Clause and renumbering the existing Clauses 28.3 to 28.6 accordingly; (b) deleting Clause 28.7 meeting of class of unit holders ; (c) inserting the specified Schedule as a new Paragraph 14 as specified | Management | Abstain | Against | ||||
E.2 | Authorize the Trustee and the Manager to make any amendments to the Trust Deed that they agree are necessary or desirable: a) due to the Trust being declared a portfolio investment entity pursuant to the taxation annual rates, saving investments and miscellaneous provisions bill, as modified from time to time, after the final form of such bill is finalized is given royal assent, thereby becoming law, provided that the Trustee is of the opinion that the amendments are in the interests of all unit holders; or b) to ensure that after the adoption of New Zealand International Financial Reporting standards, any relevant provision of the Trust Deed continues to be interpreted as if the New Zealand International Financial Reporting Standards had not been adopted | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 758633 | 0 |
-14-
JAMES HARDIE INDUSTRIES N.V. | ||||||||
Security | 47030M106 | Meeting Type | Annual | |||||
Ticker Symbol | JHX | Meeting Date | 25-Sep-2006 | |||||
ISIN | Agenda | 932578707 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2006 | Management | Abstain | Against | ||||
02 | ADOPT THE REMUNERATION REPORT FOR FINANCIAL YEAR ENDED 31 MARCH 2006 | Management | Abstain | Against | ||||
3A | RE-ELECT MS M HELLICAR TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||
3B | RE-ELECT MR M J GILLILLIAN TO THE SUPERVISORY ANDJOINT BOARDS | Management | Abstain | Against | ||||
3C | RE-ELECT MR D G MCGAUCHIE TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||
4 | TO INCREASE THE AGGREGATE MAXIMUM REMUNERATION PAYABLE TO MEMBERS OF THE SUPERVISORY BOARD | Management | Abstain | Against | ||||
5A | APPROVE THE SUPERVISORY BOARD SHARE PLAN 2005 (SBSP) AND THE ISSUE OF SHARES UNDER IT | Management | Abstain | Against | ||||
5B | APPROVE PARTICIPATION IN THE SBSP BY MS M HELLICAR | Management | Abstain | Against | ||||
5C | APPROVE PARTICIPATION IN THE SBSP BY MR J D BARR | Management | Abstain | Against | ||||
5D | APPROVE PARTICIPATION IN THE SBSP BY MR M R BROWN | Management | Abstain | Against | ||||
5E | APPROVE PARTICIPATION IN THE SBSP BY MR M J GILLILLIAN | Management | Abstain | Against | ||||
5F | APPROVE PARTICIPATION IN THE SBSP BY MR J R H LOUDON | Management | Abstain | Against | ||||
5G | APPROVE PARTICIPATION IN THE SBSP BY MR D G MCGAUCHIE | Management | Abstain | Against | ||||
6A | APPROVE ESTABLISHMENT OF THE LONG TERM INCENTIVE PLAN 2006 (LTIP) AND THE ISSUE OF SECURITIES | Management | Abstain | Against | ||||
6B | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR L GRIES | Management | Abstain | Against | ||||
6C | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR R L CHENU | Management | Abstain | Against | ||||
6D | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR B P BUTTERFIELD | Management | Abstain | Against | ||||
7 | RENEWAL OF AUTHORITY FOR THE COMPANY TO ACQUIRE ITS OWN SHARES | Management | For | For | ||||
8 | RENEWAL OF RIGHTS RELATING TO THE TAKEOVER PROVISIONS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876209 | 01K | 5200 | 0 | 12-Sep-2006 | 12-Sep-2006 |
-15-
SKELLERUP HOLDINGS LTD | ||||||||
Security | Q8512S104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Sep-2006 | ||||||
ISIN | NZSKXE0001S8 | Agenda | 701056485 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect, in accordance with Clause 26.1 of the CompaniesConstitution and in terms of the NZSX Listing Rules, Mr. KeithSmith as a Independent Director, who retire by rotation | Management | For | For | ||||
2. | Re-elect, in accordance with Clause 26.1 of the Companies Constitution and in terms of the NZSX Listing Rules, Mr. Arthur Young as a Independent Director, who retire by rotation | Management | For | For | ||||
3. | Approve an increase of NZD 40,000 per annum in total Non Executive Director' remuneration from NZD 280,000 per annum to NZD 320,000 per annum | Management | For | For | ||||
4. | Authorize the Directors to fix the remuneration of the Auditor for the ensuring year | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 300000 | 0 | 12-Sep-2006 | 12-Sep-2006 |
-16-
SOUTH PORT NEW ZEALAND LTD | ||||||||
Security | Q8662G108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Sep-2006 | ||||||
ISIN | NZSPNE0001S8 | Agenda | 701064711 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | Elect Mr. Rick G. Bettle as a Director | Management | For | For | ||||
1.2 | Elect Mr. Thomas McCuish Foggo as a Director | Management | For | For | ||||
2. | Approve to increase the remuneration of the Non-Executive Directors to NZD 157,375 | Management | For | For | ||||
3. | Authorize the Board to fix the remuneration of the Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 1027930 | 0 | 20-Sep-2006 | 20-Sep-2006 |
-17-
AUSTRALIAN GAS LT CO | ||||||||
Security | Q09680101 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 06-Oct-2006 | ||||||
ISIN | AU000000AGL7 | Agenda | 701068125 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Amend the Scheme of Arrangement between the Company and the holders of its ordinary shares as specified | Management | Abstain | Against | ||||
2. | Approve, pursuant to, and in accordance with Section 411 of the Corporations Act, the Scheme of Arrangement between the Company and the holders of its ordinary shares, designated the Amended Scheme as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 12000 | 0 |
-18-
STEEL AND TUBE HOLDINGS LTD | ||||||||
Security | Q87497105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Oct-2006 | ||||||
ISIN | NZSUTE0001S5 | Agenda | 701066513 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. A.J. Reeves as a Director, who retires by rotation | Management | For | For | ||||
2. | Re-elect Mr. B.M.J. Dineen as a Director, who retires by rotation | Management | For | For | ||||
3. | Approve to record that PricewaterhouseCoopers, the Auditors continue in office by virtue of Section 200 of the Companies Act 1993 and authorize the Directors to fix their remuneration for the ensuing year | Management | For | For | ||||
*Management Position Unknown |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 140000 | 0 | 23-Sep-2006 | 23-Sep-2006 |
-19-
AIR NEW ZEALAND LTD | ||||||||
Security | Q0169V100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Oct-2006 | ||||||
ISIN | NZAIRE0001S2 | Agenda | 701076805 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Sir. Ron Carter as a Director | Management | Abstain | Against | ||||
2. | Re-elect Mr. Warren Larsen as a Director | Management | Abstain | Against | ||||
3. | Adopt the proposed new constitution | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 150000 | 0 | 12-Oct-2006 | 12-Oct-2006 |
-20-
ORIGIN ENERGY LTD | ||||||||
Security | Q71610101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Oct-2006 | ||||||
ISIN | AU000000ORG5 | Agenda | 701069038 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report of the Company and the entities it controlled during the year for the YE 30 JUN 2006 | Management | Abstain | Against | ||||
3.1 | Elect Mr. H. Kevin McCann as a Director | Management | Abstain | Against | ||||
3.2 | Elect Ms. Helen M. Nugent as a Director | Management | Abstain | Against | ||||
4. | Approve: a) to grant to Mr. Grant A. King, Managing Director, options to subscribe for up to 300,000 fully paid ordinary shares in the Company, at an exercise price equal to the Origin Energy market price and otherwise on the terms as specified and to allot to Mr. Grant A. King up to 300,000 fully paid ordinary shares in the Company pursuant to the valid exercise of those options; and b) to grant to Mr. Grant A. King, Managing Director, performance share rights enabling him to acquire up to 100,000 fully paid ordinary shares in the Company on the terms as specified and to allot or transfer to Mr. Grant A. King of up to 100,000 fully paid ordinary shares in the Company pursuant to the valid exercise of those performance share rights | Management | Abstain | Against | ||||
5. | Approve to increase the maximum sum of fees payable to the Directors of the Company and its unlisted subsidiaries by AUD 200,000 to AUD 1,600,000 per annum | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 102702 | 0 | 17-Oct-2006 | 17-Oct-2006 |
-21-
TOLL HOLDINGS LTD | ||||||||
Security | Q9104H100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Oct-2006 | ||||||
ISIN | AU000000TOL1 | Agenda | 701077934 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report | Management | Abstain | Against | ||||
3. | Re-elect Mr. Mark Rowsthom as a Director of the Company, who retires by rotation in accordance with the Company's Constitution | Management | Abstain | Against | ||||
4. | Re-elect Mr. Alastair Lucas as a Director of the Company, who retires by rotation in accordance with the Company's Constitution | Management | Abstain | Against | ||||
5. | Approve to increase the total amount of Directors' fees to be paid to the Non-Executive Directors for their services as the Non- Executive Directors of the Company, from AUD 1,000,000 to a maximum aggregate amount of AUD 1,500,000 per annum, being an increase of AUD 500,000 | Management | Abstain | Against | ||||
6. | Approve to renew the proportional takeover approval provisions contained in Article 8.13 of, and Schedule 2 to, the Constitution, for a further 3 years from their date of expiry on 2 NOV 2006 | Management | Abstain | Against | ||||
7. | Approve to issue the options under the Senior Executive Option Plan to the executives of the Company as specified for the purposes of exception 9 of ASX Listing Rule 7.2 | Management | Abstain | Against | ||||
8. | Approve, under the Senior Executive Option Plan, to grant of options up to 2,000,000 to Mr. Paul Little over a 3 year period as specified | Management | Against | Against | ||||
9. | Approve, under the Senior Executive Option Plan, to grant options up to 2,000,000 to Mr. Mark Rowsthorn over a 3 year period as specified | Management | Against | Against | ||||
10 | Approve, under the Senior Executive Option Plan, to grant options up to 1,200,000 to Mr. Neil Chatfield over a 3 year period as specified | Management | Against | Against | ||||
S.11 | Approve, in accordance with the requirements of Section260A(1)(b) of the Corporations Act 2001, the Patrick CorporationLimited [Patrick] and each wholly owned subsidiary of Patrick [orsuch of them as may be nominated by the Company from time totime] financially assisting the acquisition by the Company ofshares in Patrick by giving a guarantee of, and providing anindemnity in respect of the obligations of Toll Finance Pty Ltd [awholly owned subsidiary of the Company] under the AcquisitionBridge Facility Agreement between Toll Finance Pry Ltd, theCompany, Citigroup NA., Australia and New Zealand BankingGroup Limited, Westpac Banking Corporation and others dated onor around 10 MAY 2005, as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 34000 | 0 | 20-Oct-2006 | 20-Oct-2006 |
-22-
BILLABONG INTERNATIONAL LTD | ||||||||
Security | Q1502G107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Oct-2006 | ||||||
ISIN | AU000000BBG6 | Agenda | 701068062 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and approve the financial report, including the Directors' remuneration for the YE 30 JUN 2006 and the related Directors' report and the audit report | Non-Voting | ||||||
2. | Re-elect Mr. Gordon Merchant as a Director, who retires by rotation in accordance with Article 6.3 of the Company's Constitution | Management | Abstain | Against | ||||
3. | Re-elect Mr. Colette Paull as a Director, who retires by rotation in accordance with Article 6.3 of the Company's Constitution | Management | Abstain | Against | ||||
4. | Re-elect Mr. Paul Naude as a Director, who retires by rotation in accordance with Article 6.3 of the Company's Constitution | Management | Abstain | Against | ||||
5. | Adopt the remuneration report for the YE 30 JUN 2006 | Management | Abstain | Against | ||||
6. | Approve, for the purpose of ASX Listing Rule 10.14, to award 44,123 fully paid ordinary shares, for no consideration, to Mr. Derek O'Neill pursuant to the Billabong International Limited Executive Performance Share Plan for the FYE 30 JUN 2007 | Management | Abstain | Against | ||||
7. | Approve, for the purpose of ASX Listing Rule 10.14, to award41,917 fully paid ordinary shares, for no consideration, to Mr. PaulNaude pursuant to the Billabong International Limited ExecutivePerformance Share Plan for the FYE 30 JUN 2007 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 27000 | 0 |
-23-
JUBILEE MINES NL | ||||||||
Security | Q5135J107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Oct-2006 | ||||||
ISIN | AU000000JBM7 | Agenda | 701067779 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Adopt the remuneration report forming part of the Company's 2006 annual report | Management | Abstain | Against | ||||
2. | Re-elect Mr. A. Senior as a Director of the Company, who retires in accordance with the Company's Constitution | Management | Abstain | Against | ||||
*Management Position Unknown |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 75000 | 0 | 20-Oct-2006 | 20-Oct-2006 |
-24-
SKY NETWORK TELEVISION LTD | ||||||||
Security | Q8514Q130 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Oct-2006 | ||||||
ISIN | NZSKTE0001S6 | Agenda | 701068149 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-appoint PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | Management | Abstain | Against | ||||
2. | Re-elect Mr. Peter Macourt as a Director | Management | Abstain | Against | ||||
3. | Re-elect Mr. Barrie Downey as a Director | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 319745 | 0 |
-25-
TOLL NZ LTD | ||||||||
Security | Q9106T102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Oct-2006 | ||||||
ISIN | NZTRHE0001S4 | Agenda | 701075120 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.A | Re-elect Mr. Terence Thomas Mallon as a Director of the Company | Management | Abstain | Against | ||||
1.B | Re-elect Mr. Roger Dixon Armstrong as a Director of the Company | Management | Abstain | Against | ||||
2. | Re-appoint KPMG as the Auditors of the Company and authorize the Directors to fix the remuneration for the ensuing year | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 70000 | 0 | 13-Oct-2006 | 13-Oct-2006 |
-26-
PGG WRIGHTSON LTD | ||||||||
Security | Q74429103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Oct-2006 | ||||||
ISIN | NZREIE0001S4 | Agenda | 701077009 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
To hear addresses by the Chairman and the Chief Executive Officer | Non-Voting | |||||||
1.1 | Re-elect Mr. Michael Craig Norgate as a Director | Management | Abstain | Against | ||||
1.2 | Re-elect Mr. Keith Raymond Smith as a Director | Management | Abstain | Against | ||||
1.3 | Re-elect Mr. William David Thomas as a Director | Management | Abstain | Against | ||||
2. | Appoint KPMG as the Company's Auditors and authorize the Directors to fix the remuneration of the Auditors | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 457263 | 0 | 13-Oct-2006 | 13-Oct-2006 |
-27-
ALLIED FARMERS LTD | ||||||||
Security | Q02222109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Oct-2006 | ||||||
ISIN | NZALFE0001S1 | Agenda | 701079837 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive and consider the annual report including the financial statements and the Auditor's report for the period ended 30 JUN 2006 | Management | Abstain | Against | ||||
2.a | Re-elect Mr. John James Loughlin as a Director of the Company | Management | Abstain | Against | ||||
2.B | Re-elect Mr. Philip Charles Luscombe as a Director of the Company | Management | Abstain | Against | ||||
3. | Authorize the Directors to fix the remuneration of the Auditors, PricewaterhouseCoopers for the ensuring year | Management | Abstain | Against | ||||
4. | Approve to increase the aggregate amount of fees paid to the Directors in their capacity as Directors from NZD 190,000 to an amount not exceeding NZD 332,000 from 01 NOV 2006 in respect of each FY of the Company and such amount is to be divided among the Directors in such proportion and in such manner as they may agree | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 372786 | 0 |
-28-
PORT OF TAURANGA LTD POT | ||||||||
Security | Q7701D100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Oct-2006 | ||||||
ISIN | NZPOTE0001S4 | Agenda | 701072148 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Adopt the financial statements for the YE 30 JUN 2006 and the reports of the Directors and the Auditors | Management | Abstain | Against | ||||
2. | Elect Mr. Arthur William Baylis as a Director | Management | Abstain | Against | ||||
3. | Re-elect Mr. Alistair William Capamagian as a Director | Management | Abstain | Against | ||||
4. | Re-elect Mr. Dryden Spring as a Director | Management | Abstain | Against | ||||
5. | Approve to increase the total remuneration payable to the Directors from NZD 350,000.00 per annum to NZD 380,000.00 per annum | Management | Abstain | Against | ||||
6. | Authorize the Directors to fix the remuneration of the Auditors for the ensuing year | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 175000 | 0 |
-29-
WEBJET LTD | ||||||||
Security | Q9570B108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 02-Nov-2006 | ||||||
ISIN | AU000000WEB7 | Agenda | 701064709 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Adopt the remuneration report as specified in the annual report for the FYE 30 JUN 2006 | Management | Abstain | Against | ||||
2. | Re-elect Dr. Ben Lochtenberg as a Director of the Company, who retires by rotation in accordance with Clause 58 of the Company's Constitution �� | Management | Abstain | Against | ||||
3. | Elect Mr. John Guscic as a Director of the Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 440000 | 0 | 26-Oct-2006 | 26-Oct-2006 |
-30-
NUPLEX INDUSTRIES LTD | ||||||||
Security | Q70156106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 03-Nov-2006 | ||||||
ISIN | NZNPXE0001S8 | Agenda | 701080614 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4.A | Re-elect Mr. Fred Holland as a Director of Nuplex IndustriesLimited, who retires by rotation in accordance with regulation 10.6of Nuplex's Constitution | Management | Abstain | Against | ||||
4.B | Re-elect Mr. Michael Wynter as a Director of Nuplex Industries Limited, who retires by rotation in accordance with regulation 10.6 of Nuplex's Constitution | Management | Abstain | Against | ||||
4.C | Elect Mr. Rob Aitken as a Director of a Nuplex as a Director of Nuplex Industries Limited, in accordance with regulation 10.9(a) of Nuplex's Constitution | Management | Abstain | Against | ||||
4.D | Elect Mr. David Jackson as a Director of Nuplex Industries Limited, in accordance with regulation 10.3(a) of Nuplex's Constitution | Management | Abstain | Against | ||||
5. | Re-appoint KPMG as the Auditors of Nuplex Industries Limited, pursuant to Section 200 of the Companies Act 1993 and authorize the Nuplex Directors to fix the Auditors' remuneration for the ensuing year | Management | Abstain | Against | ||||
S.6 | Amend the Regulation 10.1, 10.4 and 10.9 of the Nuplex's Constitution as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 166355 | 0 | 26-Oct-2006 | 26-Oct-2006 |
-31-
TEAMTALK LTD | ||||||||
Security | Q8869G109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 08-Nov-2006 | ||||||
ISIN | NZTTKE0001S4 | Agenda | 701079104 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2.A | Re-elect Mr. Paul Collins as a Director | Management | Abstain | Against | ||||
2.B | Re-elect Mr. Geoff Davis as a Director | Management | Abstain | Against | ||||
3. | Adopt the amended Constitution of the Company | Management | Abstain | Against | ||||
4. | Re-appoint KPMG as the Auditors | Management | Abstain | Against | ||||
5. | Approve to fix the remuneration of the Auditors | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 300000 | 0 | 26-Oct-2006 | 26-Oct-2006 |
-32-
BRAMBLES INDUSTRIES LTD | ||||||||
Security | Q17481104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 09-Nov-2006 | ||||||
ISIN | AU000000BIL1 | Agenda | 701064139 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the Directors' report, Auditors' report and the financial statements for Brambles Industries Limited for the YE 30 JUN 2006 | Management | Abstain | Against | ||||
2. | Receive the reports and the accounts for Brambles Industries plc for the YE 30 Jun 2006 | Management | Abstain | Against | ||||
3. | Approve and adopt the Brambles remuneration report for the YE 30 JUN 2006 | Management | Abstain | Against | ||||
4. | Elect Mr. A.G. Froggatt to the Board of Brambles Industries Limited | Management | Abstain | Against | ||||
5. | Elect Mr. A.G. Froggatt to the Board of Brambles Industries plc | Management | Abstain | Against | ||||
6. | Elect Mr. D.P. Gosnell to the Board of Brambles Industries Limited | Management | Abstain | Against | ||||
7. | Elect Mr. D.P. Gosnell to the Board of Brambles Industries plc | Management | Abstain | Against | ||||
8. | Elect Ms. S.C.H. Kay to the Board of Brambles Industries Limited | Management | Abstain | Against | ||||
9. | Elect Ms. S.C.H. Kay to the Board of Brambles Industries plc | Management | Abstain | Against | ||||
10. | Elect Mr. G.J. Kraehe Ao to the Board of Brambles Industries Limited | Management | Abstain | Against | ||||
11. | Elect Mr. G.J. Kraehe Ao to the Board of Brambles Industries plc | Management | Abstain | Against | ||||
12. | Re-elect Mr. R.D. Brown to the Board of Brambles Industries Limited, who retires by rotation | Management | Abstain | Against | ||||
13. | Re-elect Mr. R.D. Brown to the Board of Brambles Industries plc, who retires by rotation | Management | Abstain | Against | ||||
14. | Re-elect Mr. M.D.I. Burrows to the Board of Brambles Industries Limited, who retires by rotation | Management | Abstain | Against | ||||
15. | Re-elect Mr. M.D.I. Burrows to the Board of Brambles Industries plc, who retires by rotation | Management | Abstain | Against | ||||
16. | Re-elect Mr. M.F. Ihlein to the Board of Brambles Industries Limited, who retires by rotation | Management | Abstain | Against | ||||
17. | Re-elect Mr. M.F. Ihlein to the Board of Brambles Industries plc, who retires by rotation | Management | Abstain | Against | ||||
18. | Re-elect Mr. D.J. Turner to the Board of Brambles Industries Limited, who retires by rotation | Management | Abstain | Against | ||||
19. | Re-elect Mr. D.J. Turner to the Board of Brambles Industries plc,who retires by rotation | Management | Abstain | Against | ||||
20. | Re-elect Sir. David Lees to the Board of Brambles Industries Limited | Management | Abstain | Against | ||||
21. | Re-elect Sir. David Lees to the Board of Brambles Industries plc | Management | Abstain | Against | ||||
22. | Re-appoint PricewaterhouseCoopers LLP as the Auditors of Brambles Industries plc until the conclusion of the next general meeting at which accounts are laid before that Company | Management | Abstain | Against | ||||
23. | Authorize the Directors to agree the Auditors' fees | Management | Abstain | Against | ||||
24. | Authorize the Directors by Article 7 of Brambles Industries plc's Articles of Association to allot relevant securities; [Authority expires at the end of the AGM to be held in 2007]; and for that period the Section 80 amount shall be GBP 11,135,011 | Management | Abstain | Against | ||||
25. | Authorize the Directors by Article 7 of Brambles Industries plc's Articles of Association to allot equity securities for cash; [Authority expires at the end of the AGM to be held in 2007]; and for that period the Section 89 amount shall be GBP 1,670,251 | Management | Abstain | Against | ||||
26. | Authorize Brambles Industries plc, to make market purchases [Section 163(3) of the UK Companies Act 1985] of up to 66,810,063 of 5 pence each, at a minimum price of 5 pence and the maximum price [excluding expenses] which may be paid for an ordinary share is not more than the higher of an amount equal to 105% of the average middle market quotations as derived from the Daily Official List of the London Stock Exchange, over the previous 5 business days and that stipulated by Article 5 of Commission Regulations [EC][of 22 DEC 2003][No. 2273/2003]; [Authority expires at the end of the AGM to be held in 2007]; the Brambles Industries plc, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 23-Sep-2006 | 23-Sep-2006 |
-33-
BRAMBLES INDUSTRIES LTD | ||||||||
Security | Q17481104 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 09-Nov-2006 | ||||||
ISIN | AU000000BIL1 | Agenda | 701073330 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Approve the financial assistance by BIL and BFL to Brambles Limited for the purpose of, or in connection with, the acquisition by Brambles Limited of BIL shares pursuant to the BIL Scheme as specified | Management | For | For | ||||
2. | Approve, the scheme of arrangement dated 13 SEP 2006, between BIP and the scheme shareholders as defined in the said scheme , as specified or with or subject to any modification, addition or condition approved by the Court BIP Scheme , and authorize the Directors of BIP to take all such actions as they may consider necessary or appropriate for carrying the BIP Scheme into effect | Management | For | For | ||||
3. | Approve, for the purpose of giving effect to the BIP Scheme in itsoriginal form or with or subject to any modification, addition orcondition approved by the Court: A) at 7:00 pm London time onthe Record date [as defined in the BIP Scheme] the schemeshares [as defined in the BIP Scheme] be reclassified as follows:i) in the case of scheme shares held by a scheme share holder [asdefined in the BIP Scheme] who has made a valid tender whichhas been treated as successful by Brambles Limited under thecash alternative [as defined in the BIP Scheme] in accordancewith the terms of the BIP Scheme in respect of all of his schemeshares, each scheme share shall be reclassified into one Aordinary share of 5 pence each [A Share] having the rightsspecified in a new Article 7 to be adopted pursuant to theParagraph B) in this resolution; ii) in the case of Scheme Sharesheld by a Scheme Shareholder who has not made any electionunder the cash alternative, each scheme share shall bereclassified into one B ordinary share of 5 pence each [B Share]having the rights specified in a new Article 7 to be adoptedpursuant to the Paragraph B) in this resolution; iii) in the case ofscheme shares held by a scheme shareholder who has made avalid tender which has been treated as successful by BramblesLimited under the cash alternative in accordance with the terms ofthe BIP Scheme in respect of part only of his holding of SchemeShares: I) such number of scheme shares in respect of which hehas made a valid tender which has been treated as successful byBrambles Limited under the Cash Alternative shall each bereclassified into one A Share; and II) the balance of the schemeshares held by such scheme shareholder shall each bereclassified into one B Share, and for the purposes of theParagraph A) of this resolution, each portion of a Member'sholding which is recorded in the register of members of BIP byreference to a separate designation immediately prior to 7:00pmLondon time on the record date, whether in certificated oruncertificated form, shall be treated as though it were a separateholding held at such time by a separate person; B) with effect fromthe reclassifications referred to in Paragraph A) above, Article 7(a)of the Articles of Association of BIP shall be replaced by thespecified new Article 7(a); C) subject to and forthwith on thereclassifications referred to in paragraph A) above taking effect,the capital of BIP be reduced by canceling and extinguishing allthe A Shares; and D) subject to and forthwith on the saidreduction of capital taking effect and notwithstanding any other | Management | For | For | ||||
provision in the BIP Articles of Association: i) the capital of BIP beincreased to its former amount by the creation of such number ofordinary shares of 5 pence each as shall be equal to the numberof A Shares cancelled pursuant to paragraph C) above; ii) thereserve arising in the books of BIP as a result of the said reductionof capital be applied in paying up in full at par the ordinary sharesso created, such ordinary shares to be allotted and issuedcredited as fully paid to Brambles Limited and/or one or more of itswholly owned subsidiaries in accordance with the terms of the BIPScheme; iii) to authorize the Directors of BIP, in addition andwithout prejudice to any other authority under the said Section 80previously granted, for the purposes of Section 80 of theCompanies Act 1985 to allot the ordinary shares referred to inparagraph D)ii) in this resolution, provided that a) the maximumaggregate nominal amount of shares which may be allottedhereunder is AUD 45,000,000; Authority expires on the 5thanniversary of this resolution ; and iv) provided that if thereduction of capital referred to in the BIP Scheme does notbecome effective by 7:00pm London time on the 10th businessday following the record date, or such later time and date as maybe agreed by BIP and Brambles Limited and which the court maythink fit to approve Reversal Time : I) the reclassificationseffected by paragraph A) above shall be reversed and the AShares and the B Shares shall be reclassified into ordinary sharesof 5 pence each and one Brambles UK special voting share of 5pence accordingly; and II) with effect from the Reversal Time,Article 7(a) of the Articles of Association of BIP shall be replacedby the specified new article 7(a) | ||||||||
4. | Amend the BIP Articles of Association by the adoption and inclusion with the specified new Article 7ZA before Article 7A | Management | For | Against | ||||
5. | Approve, the B Shares reclassified into ordinary shares of 5 pence each and to replace Article 7(a) of the BIP Articles of Association by the specified new Article 7(a) | Management | For | Against | ||||
6. | Approve, for all purposes [including as an exception to Australian Stock Exchange Listing Rule 7.1], the Brambles Limited 2006 Performance Share Plan, the principal terms of which are as specified, and the issue of shares under that plan | Management | For | For | ||||
7. | Authorize the Board to establish further plans based on the Brambles Limited 2006 Performance Share Plan but modified to take account of local tax, exchange control or securities laws in territories, outside Australia, provided that any shares made available under such further plans are treated as counting against the limits on individual or overall participation in the Brambles Limited 2006 Performance Share Plan | Management | For | For | ||||
8. | Approve, for all purposes, including for the purpose of AustralianStock Exchange Listing Rule 10.14, the participation by Mr. D.J.Turner until 09 NOV 2009 in the Brambles Limited 2006Performance Share Plan as specified | Management | For | For | ||||
9. | Approve, for all purposes, including for the purpose of Australian Stock Exchange Listing Rule 10.14, the participation by Mr. M.F. Ihlein until 09 NOV 2009 in the Brambles Limited 2006 Performance Share Plan as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 06-Nov-2006 | 06-Nov-2006 |
-34-
BRAMBLES INDUSTRIES LTD | ||||||||
Security | Q17481104 | Meeting Type | Scheme Meeting | |||||
Ticker Symbol | Meeting Date | 09-Nov-2006 | ||||||
ISIN | AU000000BIL1 | Agenda | 701073342 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve [with or without any modifications as approved by the Federal Court of Australia], pursuant to and in accordance with Section 411 of the Corporations Act 2001, the BIL Scheme to be entered into between BIL and BIL Shareholders to effect the transfer of all BIL Shares to Brambles Limited as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 06-Nov-2006 | 06-Nov-2006 |
-35-
TOURISM HOLDINGS LIMITED THL | ||||||||
Security | Q90295108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-Nov-2006 | ||||||
ISIN | NZHELE0001S9 | Agenda | 701091883 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. Rick Christie as a Director, who retires by rotation | Management | Abstain | Against | ||||
2. | Re-elect Mr. David Cushing as a Director, who retires by rotation | Management | Abstain | Against | ||||
3. | Re-appoint PricewaterhouseCoopers as the Auditors of theCompany, and authorize the Directors to fix the remuneration ofthe Auditors for the ensuing year | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 0 | 0 | 06-Nov-2006 |
-36-
GOODMAN FIELDER LTD, TAMWORTH | ||||||||
Security | Q4223N112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-Nov-2006 | ||||||
ISIN | AU000000GFF8 | Agenda | 701079178 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Re-elect Mr. Max Ould as a Director of the Company, who retires by rotation at the close of the meeting | Management | Abstain | Against | ||||
3. | Re-elect Mr. Hugh Perrett as a Director of the Company, who retires by rotation at the close of the meeting | Management | Abstain | Against | ||||
4. | Adopt the Company's remuneration report for the FYE 30 JUN 2006 | Management | Abstain | Against | ||||
5. | Appoint KPMG as the Auditor of the Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 150000 | 0 |
-37-
SONIC HEALTHCARE LIMITED | ||||||||
Security | Q8563C107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 15-Nov-2006 | ||||||
ISIN | AU000000SHL7 | Agenda | 701080777 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. Barry Patterson as a Director of the Company, who retires in accordance with Article 71 of the Company's Constitution | Management | Abstain | Against | ||||
2. | Re-elect Mr. Colin Jackson as a Director of the Company, who retires in accordance with Article 71 of the Company's Constitution | Management | Abstain | Against | ||||
3. | Adopt the remuneration report for the YE 30 JUN 2006 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 25000 | 0 |
-38-
BURNS PHILP & CO LTD | ||||||||
Security | Q19083106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Nov-2006 | ||||||
ISIN | AU000000BPC5 | Agenda | 701081527 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Adopt the remuneration report for the YE 30 JUN 2006 | Management | Abstain | Against | ||||
2. | Re-elect Mr. Graeme R. Hart as a Director of the Company who retires by rotation in accordance with the Company's Constitution | Management | Abstain | Against | ||||
3. | Re-elect Mr. Bryce M. Murray as a Director of the Company who retires by rotation in accordance with the Company's Constitution | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 500000 | 0 | 14-Nov-2006 | 14-Nov-2006 |
-39-
TAYLORS GROUP LTD | ||||||||
Security | Q8921H103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 20-Nov-2006 | ||||||
ISIN | NZTAYE0001S5 | Agenda | 701073758 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-elect Mr. J.J. Bongiorno as a Director, who retires by rotation in accordance with the Constitution of the Company | Management | Abstain | Against | ||||
2. | Re-elect Mr. P.C. East as a Director, who retires by rotation in accordance with the Constitution of the Company | Management | Abstain | Against | ||||
3. | Authorize the Directors to fix the remuneration of Deloitte for the ensuing year | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 519431 | 0 | 08-Nov-2006 | 08-Nov-2006 |
-40-
PUMPKIN PATCH LTD | ||||||||
Security | Q7778B102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Nov-2006 | ||||||
ISIN | NZPPLE0001S8 | Agenda | 701082454 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Re-appoint the PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | Abstain | Against | ||||
2. | Re-elect Ms. Jane Freeman as a Director of the Company | Management | Abstain | Against | ||||
3. | Re-elect Mr. David Jackson as a Director of the Company | Management | Abstain | Against | ||||
4. | Approve, pursuant to the Pumpkin Patch 2007 Share Option Scheme, under which 2,700,000 options to acquire shares in the Company will be issued to employees of the Company and which is permitted under Listing Rule 7.3.6 of the Listing Rules of New Zealand Exchange Limited , and subject to compliance with the Listing Rules and with the provision for the Company's Constitution, as required by Listing Rule 7.3.6 for the issue of options to acquire ordinary shares in the capital of the Company to the following Directors in the following numbers: to Mr. Greg Muir, Executive Chairman options to acquire 125,000 ordinary shares in the Capital of the Company; to Mr. Maurice Prendergast, Managing Director options to acquire 125,000 ordinary shares in the capital of the Company; and to Ms. Chrissy Conyngham, Design and Marketing Director options to acquire 250,000 ordinary shares in the capital of the Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 50000 | 0 |
-41-
JUST GROUP LTD | ||||||||
Security | Q514B4101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Nov-2006 | ||||||
ISIN | AU000000JST6 | Agenda | 701078671 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the financial report of the Company and the reports of the Directors and the Auditors for the YE 29 JUL 2006 | Non-Voting | ||||||
2.A | Re-elect Ms. Laura Anderson as a Director of the Company, who retires in accordance with Rule 8.1(d) of the Company's Constitution | Management | Abstain | Against | ||||
2.B | Re-elect Mr. Ian Pollard as a Director of the Company, who retires in accordance with Rule 8.1(d) of the Company's Constitution | Management | Abstain | Against | ||||
3. | Adopt the remuneration report as specified for the YE 29 JUL 2006 | Management | Abstain | Against | ||||
4. | Approve to increase the maximum annual aggregate of remuneration, that the Non Executive Directors are entitled, to be paid for their services as Directors out of the funds of the Company under Rule 8.3(a)(2) of the Constitution by AUD 200,000 and fixed at AUD 900,000 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 165000 | 0 | 14-Nov-2006 | 14-Nov-2006 |
-42-
WOOLWORTHS LTD | ||||||||
Security | Q98418108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Nov-2006 | ||||||
ISIN | AU000000WOW2 | Agenda | 701087151 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report for the FYE 25 JUN 2006 | Management | Abstain | Against | ||||
3.a | Elect Mr. Thomas William Pockett as a Director | Management | Abstain | Against | ||||
3.b | Re-elect Mr. John Frederick Astbury as a Director, who retires by rotation in accordance with Article 10.3 of the Company's Constitution | Management | Abstain | Against | ||||
3.c | Elect Mr. Stephen Mayne as a Director | Shareholder | Abstain | Against | ||||
3.d | Elect Mr. Michael Gerard Luscombe as a Director, who retires in accordance with Article 10.10 of the Company's Constitution | Management | Abstain | Against | ||||
3.e | Re-elect Mr. James Alexander Strong as a Director, who retires byrotation in accordance with Article 10.3 of the Company'sConstitution | Management | Abstain | Against | ||||
4.a | Approve, for all purposes including for the purpose of ASX Listing Rule 10.14, the grant to the Group Managing Director and Chief Executive Officer of the Company Mr. Michael Luscombe, of up to a maximum of 1,500,000 options to subscribe for ordinary shares in the Company, such options to be granted pursuant to the Woolworths Long Term Incentive Plan Plan in accordance with the terms of the Plan | Management | Abstain | Against | ||||
4.b | Approve, for all purposes including for the purpose of ASX Listing Rule 10.14, the grant to the Director of Finance, Mr. Thomas William Pockett of up to a maximum of 750,000 options to subscribe for ordinary shares in the Company, such options to be granted pursuant to the Plan in accordance with the terms of the Plan | Management | Abstain | Against | ||||
S.5 | Approve that the Constitution of the Company is repealed and the Constitution be adopted as the Constitution of the Company, with effect from the close of this meeting | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 20000 | 0 |
-43-
SCOTT TECHNOLOGY LIMITED | ||||||||
Security | Q8381G108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 06-Dec-2006 | ||||||
ISIN | NZSCTE0001S3 | Agenda | 701093091 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.i | Re-elect Mr. T. D. Scott as a Director, who retires by rotation | Management | Abstain | Against | ||||
1.ii | Elect Mr. G. W. Batts as a Director, who retires by rotation | Management | Abstain | Against | ||||
2. | Authorize the Directors to fix the remuneration of the Auditors of the Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 195245 | 0 |
-44-
NUFARM LIMITED | ||||||||
Security | Q7007B105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Dec-2006 | ||||||
ISIN | AU000000NUF3 | Agenda | 701092671 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report of the Company for the YE 31 JUL 2006 | Management | Abstain | Against | ||||
3.a | Re-elect Dr. W.B. Goodfellow as a Director, who retires by rotation in accordance with the Company's Constitution and ASX Listing Rule 14.4 | Management | Abstain | Against | ||||
3.b | Re-elect Dr. J.W. Stocker as a Director, who retires by rotation in accordance with the Company's Constitution and ASX Listing Rule 14.4 | Management | Abstain | Against | ||||
4.a | Approve, for the purposes of ASX Listing Rule 10.14 and in accordance with the Company's NED Share Plan and other terms and conditions as specified , to issue up to that number of remuneration shares in the capital of the Company to Dr. W.B. Goodfellow, a Non-Executive Director of the Company, calculated in accordance with the prescribed formula | Management | Abstain | Against | ||||
4.b | Approve, for the purposes of ASX Listing Rule 10.14 and in accordance with the Company's NED Share Plan and other terms and conditions as specified , to issue up to that number of remuneration shares in the capital of the Company to Mr. K.M. Hoggard, the Chairman and Non-Executive Director of the Company, calculated in accordance with the prescribed formula | Management | Abstain | Against | ||||
4.c | Approve, for the purposes of ASX Listing Rule 10.14 and in accordance with the Company's NED Share Plan and other terms and conditions as specified , to issue up to that number of remuneration shares in the capital of the Company to Mr. G.A. Hounsell, a Non-Executive Director of the Company, calculated in accordance with the prescribed formula | Management | Abstain | Against | ||||
4.d | Approve, for the purposes of ASX Listing Rule 10.14 and in accordance with the Company's NED Share Plan other terms and conditions as specified , to issue up to that number of remuneration shares in the capital of the Company to Mr. D.G. McGauchie, a Non-Executive Director of the Company, calculated in accordance with the prescribed formula | Management | Abstain | Against | ||||
4.e | Approve, for the purposes of ASX Listing Rule 10.14 and inaccordance with the Company's NED Share Plan other terms andconditions as specified , to issue up to that number ofremuneration shares in the capital of the Company to Dr. J.W.Stocker, a Non-Executive Director of the Company, calculated inaccordance with the prescribed formula | Management | Abstain | Against | ||||
4.f | Approve, for the purposes of ASX Listing Rule 10.14 and in accordance with the Company's NED Share Plan other terms and conditions as specified , to issue up to that number of remuneration shares in the capital of the Company to Mr. R.F.E. Warburton, a Non-Executive Director of the Company, calculated in accordance with the prescribed formula | Management | Abstain | Against | ||||
5. | Approve, for the purposes of ASX Listing Rule 10.11, to issue to Dr. J.W. Stocker and Mrs. J. Stocker of a total of 9,002 ordinary shares in the capital of the Company in accordance with the terms as specified | Management | Abstain | Against | ||||
6. | Approve, for the purposes of ASX Listing Rule 7.4, to the previous issue of 1,634,938 ordinary shares in the Company at an issue price of AUD 10,9922 per share on 10 MAY 2006 to shareholder of Nutrihealth Pty. Limited ABN 85,091,02,813 Nutrihealth Vendors as specified | Management | Abstain | Against | ||||
7. | Approve, for the purposes of ASX Listing Rule 7.4, to issue Nufarm Finance of the Nufarm Step-Up Securities NSS at an issue price of AUD 100 per NSS and the issue of ordinary shares into which the NSS may, from time to time, be converted pursuant to, and in accordance with, the prospectus on the terms and conditions as specified | Management | Abstain | Against | ||||
8. | Approve to increase the maximum total remuneration payable to the Non-Executive Director from AUD 900,000 per annum to an amount not exceeding AUD 1,200,000.00 to be divided among the Non-Executive Directors in such proportions and manners as the Directors may determine | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 20000 | 0 |
-45-
JAMES HARDIE INDUSTRIES N.V. | ||||||||
Security | 47030M106 | Meeting Type | Special | |||||
Ticker Symbol | JHX | Meeting Date | 07-Feb-2007 | |||||
ISIN | Agenda | 932621902 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF MATTERS RELATED TO THE FFA | Management | For | For | ||||
2A | RE-ELECTION OF BRIAN ANDERSON | Management | For | For | ||||
2B | RE-ELECTION OF DON DEFOSSET | Management | For | For | ||||
2C | ELECTION OF MICHAEL HAMMES | Management | For | For | ||||
2D | ELECTION OF RUDY VAN DER MEER | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876209 | 01K | 5200 | 0 | 29-Jan-2007 | 29-Jan-2007 |
-46-
INFRATIL LTD | ||||||||
Security | Q4933Q124 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Feb-2007 | ||||||
ISIN | NZIFTE0003S3 | Agenda | 701136889 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Ratify the issue of NZD 195 million Perpetual Infratil Infrastructure Bonds [Existing PIIBs] issued pursuant to Listing Rule 7.3.5 in the period from 16 NOV 2006 to 31 JAN 2007 | Management | For | For | ||||
2. | Approve the Company continue to raise finance through the continuation of its Infrastructure Bond Programme by the issue of PIIBs [New PIIBs]; the maximum face amount of New PIIBs which may be issued pursuant to the Infrastructure Bond Programme in the period commencing 21 FEB 2007 and ending 30 AUG 2007 shall not exceed NZD 150 million; the key terms and conditions of the New PIIBs shall be as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 277729 | 0 | 12-Feb-2007 | 12-Feb-2007 |
-47-
AWB LTD | ||||||||
Security | Q12332104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Feb-2007 | ||||||
ISIN | AU000000AWB5 | Agenda | 701131093 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.2B1 | Elect Mr. Tony Howarth as a Director | Management | Abstain | Against | ||||
1.2B2 | Elect Mr. John McElvaney as a Director | Management | Abstain | Against | ||||
1.3 | Adopt the remuneration report [which forms part of the Directors' report] for the YE 30 SEP 2006 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 101545 | 0 |
-48-
GRAINCORP LIMITED | ||||||||
Security | Q42655102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Feb-2007 | ||||||
ISIN | AU000000GNC9 | Agenda | 701132083 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report for the FYE 30 SEP 2006 set out in the Directors' report | Management | Abstain | Against | ||||
3.a | Elect Mr. Don Taylor as a Director of the Company | Management | Abstain | Against | ||||
3.b | Elect Mr. David Trebeck as a Director of the Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 20-Feb-2007 |
-49-
ALLIED FARMERS LTD | ||||||||
Security | Q02222109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 13-Mar-2007 | ||||||
ISIN | NZALFE0001S1 | Agenda | 701147818 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the issuance of up to NZD 20 million of convertible capital notes with a right to accept up to NZD 10 million in oversubscriptions and a maturity date of 15 NOV 2011 | Management | For | For | ||||
2. | Approve the Executive Share Option Plan and to issue 1.3 millionoptions exercisable at NZD 2.25 each to Allied Farmers OptionScheme Ltd. as Trustee of the Allied Farmers Executive ShareOption Trust | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 372786 | 0 | 02-Mar-2007 | 02-Mar-2007 |
-50-
QBE INS GROUP LTD | ||||||||
Security | Q78063114 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Apr-2007 | ||||||
ISIN | AU000000QBE9 | Agenda | 701154560 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the remuneration report of the Company for the financial YE 31 DEC 2006 | Management | For | For | ||||
3. | Approve, for the purpose of ASX Listing Rule 10.17 and for all other purposes to increase the maximum aggregate fees payable to all Non-executive Directors by AUD 500,000 from AUD 2.2 million to AUD 2.7 million per FY with effect from 01 JAN 2007 | Management | For | For | ||||
4. | Approve, for the purposes of ASX Listing Rule 10.14 and for all other purposes to the grant to the Chief Executive Officer, Mr. FM O'Halloran of conditional rights over a maximum of 30,000 ordinary shares in the Company and options to subscribe for a maximum of 60,000 unissued ordinary shares of the Company and either the allotment or transfer of ordinary shares in the Company on satisfaction of and subject to the conditions attached to the conditional rights and on valid exercise of the options under the Company's 2006 Deferred Compensation Plan | Management | For | For | ||||
5. | Re-elect MR. Len F. Bleasel AM, who retires by rotation in accordance with Clause 76 of the Company's constitution, as a Director of the Company | Management | For | For | ||||
6. | Elect Mr. Duncan M. Boyle as a Director of the Company, who was appointed in accordance with Clause 74(b) of the Company's constitution | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 30000 | 0 | 12-Mar-2007 | 12-Mar-2007 |
-51-
LIFE PHARMACY LTD | ||||||||
Security | Q1400E105 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Apr-2007 | ||||||
ISIN | NZBDOE0001S8 | Agenda | 701207993 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Authorize the Company, pursuant to an ordinary resolution, to issue up to 21,250,000 ordinary shares in the Company to persons selected by the Board of the Company [provided that no Director, or an associated person of a Director, who is not an existing holder of options of the Company will be issued such shares], at an issue price of NZD 0.80 per share at any time determined by the Board of the Company [in its sole discretion] | Management | Abstain | Against | ||||
S.2 | Authorize the Company, pursuant to a special resolution and as a major transaction (pursuant to section 129 of the Companies Act 1993 and NZSX Listing Rule 9.1), to renegotiate each of its shareholder agreements and enter into new agreements, including new put options and call options, as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 268158 | 0 |
-52-
SUNCORP METWAY LIMITED, SPRING HILL QLD | ||||||||
Security | Q8802S103 | Meeting Type | Extra Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Apr-2007 | ||||||
ISIN | AU000000SUN6 | Agenda | 701183028 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Amend the Article of Constitution by replacing Clause 14.1(a) and Clause 14.2 and by inserting Clause 1.2, as specified | Management | Abstain | Against | ||||
2.a | Elect Mr. Leo Tutt as a Director of the Company | Management | Abstain | Against | ||||
2.b | Elect Mr. Ewoud Kulk as a Director of the Company | Management | Abstain | Against | ||||
2.c | Elect Mr. Geoffrey Ricketts as a Director of the Company | Management | Abstain | Against | ||||
2.d | Elect Ms. Paula Dwyer as a Director of the Company | Management | Abstain | Against | ||||
3. | Approve, for the purposes of the Clauses 14.8(a) of theCompany's Constitution and Listing Rule 10.17, the maximumamount payable as remuneration to the Directors of the Companyand its subsidiaries as the Directors' fees in any FY be increasedby AUD 1,000,000 from AUD 2,500,000 per annum to AUD3,500,000 per annum inclusive of all statutory superannuationguarantee made by the Company and its subsidiaries on behalf ofthe Directors | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 6500 | 0 |
-53-
SKELLERUP HOLDINGS LTD | ||||||||
Security | Q8512S104 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Apr-2007 | ||||||
ISIN | NZSKXE0001S8 | Agenda | 701179473 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve to issue and allot up to 3 million partly paid redeemable ordinary shares to selected Senior Executives, under the Long Term Executive Incentive Scheme | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 300000 | 0 |
-54-
ALLIED FARMERS LTD | ||||||||
Security | Q02222109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2007 | ||||||
ISIN | NZALFE0001S1 | Agenda | 701209694 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve the acquisition from Hanover Financial Services Ltd of all the shares in Nationwide Finance Ltd | Management | For | For | ||||
2. | Authorize the Company Directors to take all actions, to execute allagreements and documents, and to do all other things considerednecessary to give effect to the acquisition of Nationwide FinanceLtd | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 372786 | 0 | 24-Apr-2007 | 24-Apr-2007 |
-55-
OXIANA LTD | ||||||||
Security | Q7186A100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 02-May-2007 | ||||||
ISIN | AU000000OXR0 | Agenda | 701186973 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2. | Adopt the Company's remuneration report for the YE 31 DEC 2006 | Management | Abstain | Against | ||||
3. | Re-elect Mr. Ronald Beevor as a Director of the Company, who retires in accordance with the Article 6.3(b) of the Company's Constitution | Management | Abstain | Against | ||||
4. | Approve, pursuant to ASX Listing Rule 10.14, to the grant of 2 million options over unissued ordinary shares in the capital of the Company to Mr. Owen Hegarty or his nominee on the terms as specified | Management | Abstain | Against | ||||
5. | Approve, in accordance with Mr. Owen Hegart'y new employment contract that commenced on 01 JAN 2007, for the grant of 750,000 ordinary shares in the capital of the Company to Mr. Hegarty over 3 year period on the terms as specified | Management | Abstain | Against | ||||
S.6 | Approve, pursuant to Section 136 of the Corporations Act. To modify the Constitution of the Company, with effect from the date of the meeting, in the form tabled at the meeting and signed by the Chairman of the meeting for the purposes of identification as specified | Management | Abstain | Against | ||||
S.7 | Approve, pursuant to Section 136 of the Corporations Act, to modify the Constitution of the Company, with effect from the date of the meeting, to insert the proportional takeover provisions as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 244026 | 0 |
-56-
RENAISSANCE CORPORATION LTD | ||||||||
Security | Q8071L102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-May-2007 | ||||||
ISIN | NZTMPE0001S8 | Agenda | 701191758 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Elect Mr. W J. Ellis as a Director | Management | Abstain | Against | ||||
2. | Elect Mr. C M. Lewis as a Director | Management | Abstain | Against | ||||
3. | Re-appoint Deloitte as the Auditors for the Company and authorize the Directors to fix the Auditors remuneration for the ensuing year | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 202000 | 0 |
-57-
NEW ZEALAND INVESTMENT TRUST PLC | ||||||||
Security | G64988101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 10-May-2007 | ||||||
ISIN | GB0006348741 | Agenda | 701215849 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Receive the Director's report and the audited accounts for the YE 31 OCT 2006 | Management | Abstain | Against | ||||
2. | Receive the Directors' remuneration report for the YE 31 OCT 2006 | Management | Abstain | Against | ||||
3. | Declare a final dividend of 7.5p per share | Management | Abstain | Against | ||||
4. | Re-elect Mr. Donald M. Campbell as a Director of the Company | Management | Abstain | Against | ||||
5. | Re-elect Mr. Timothy R.H. Kimber as a Director of the Company | Management | Abstain | Against | ||||
6. | Re-elect Mr. Brian A. Gaynor as a Director of the Company | Management | Abstain | Against | ||||
7. | Re-elect Mr. Frank S. Pearson as a Director of the Company | Management | Abstain | Against | ||||
8. | Re-elect Mr. Alexander E. Zagoreos as a Director of the Company | Management | Abstain | Against | ||||
9. | Re-appoint KPMG Audit PLC as the Auditors and authorize the Directors to determine their remuneration | Management | Abstain | Against | ||||
S.10 | Authorize the Directors, in accordance with Section 80 of theCompanies Act 1985, to allot relevant securities [as specified inthe Section] up to an aggregate nominal amount of GBP 312,445;[Authority expires the earlier of the conclusion of the next AGM ofthe Company or 15 months]; and the Directors may allot relevantsecurities after the expiry of this authority in pursuance of such anoffer or agreement made prior to such expiry | Management | Abstain | Against | ||||
S.11 | Authorize the Directors, pursuant to Section 95(1) of the Companies Act 1985, to allot equity securities [Section 94 of the Companies Act 1985] pursuant to the authority conferred by Resolution S.10, disapplying the statutory pre-emption rights [Section 89(1) of the Companies Act 1985], provided that this power is limited to the allotment of equity securities: a) in connection with an offer by way of rights to ordinary shareholders; and b) to the sale of shares held by the Company as treasury shares, treated as an allotment of equity securities by virtue of Section 94(3A) of the Companies Act 1985; c) up to an aggregate nominal amount of GBP 268,756; [Authority expires the earlier of the conclusion of the next AGM of the Company or 15 months]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | Management | Abstain | Against | ||||
S.12 | Authorize the Directors, subject to the passing of Resolution S.11, for the purpose of Paragraph 15.4.23 of the Listing Rules of the United Kingdom Listing Authority: a) to issue ordinary shares of 25p each in the capital of the Company held by it as Treasury Shares; and b) to issue ordinary shares of 25p each in the capital of the Company at a price below the net asset value per share of the existing ordinary shares in issue | Management | Abstain | Against | ||||
S.13 | Authorize the Company, in accordance with Article 47(e) of the Company's Articles of Association, to make market purchases [Section 163 of the Companies Act 1985] of up to 1,547,620 [14.99% of the ordinary shares in issue immediately before passing this resolution] ordinary shares of 25p each in the capital of the Company, at a minimum price of 25p [in each case exclusive of expenses and advance corporation tax, if any] and an amount equal to 105% of the average of the mid-market prices as | Management | Abstain | Against | ||||
derived from the quotations for the ordinary shares in the London Stock Exchange Daily Official List, for the 5 business days immediately preceding the date of purchase; [Authority expires at the conclusion of the next AGM of the Company]; and the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | ||||||||
14. | Approve the Company shall continue to operate as an InvestmentTrust Company | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 150169 | 0 |
-58-
AUSTRALIAN GAS LT CO | ||||||||
Security | Q0197P125 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2007 | ||||||
ISIN | AU000000AAN6 | Agenda | 701214102 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
Receive and approve the financial report, Directors' report and the Auditor's report for the YE 31 DEC 2006 | Non-Voting | |||||||
1. | Elect Mr. John Akehurst as a Director, who retires in accordance with Rule 3.3 of the Company's constitution | Management | For | For | ||||
2. | Elect Ms. Fiona Harris as a Director, who retires in accordance with Rule 3.3 of the Company's constitution | Management | For | For | ||||
3. | Elect Ms. Tina McMeckan as a Director, who retires in accordance with Rule 3.3 of the Company's constitution | Management | For | For | ||||
4. | Elect Mr. Michael Wilkins as a Director, who retires in accordance with Rule 3.3 of the Company's constitution | Management | For | For | ||||
5. | Adopt the remuneration report for the YE 31 DEC 2006 | Management | For | For | ||||
6. | Approve, for the purposes of Clause 27 of the Merger Implementation Agreement dated 22 JUN 2006 between the Company, AGL, Alinta 2000 Limited [formerly Alinta Limited] and AGL Energy Limited, the Disposal [meaning in relation to an asset, any dealing with the asset, including but not limited to, a sale, transfer, assignment, trust, option, swap, lease, any alienation of all or any part of the rights attaching to the asset or interest in the asset and includes any attempt to so deal or the taking of any steps for the purpose of so dealing] by the Company or its subsidiaries of any or all of the assets owned by Alinta LGA Limited [formerly The Australian Gas Light Company] [AGL] | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 16930 | 0 | 17-May-2007 | 17-May-2007 |
-59-
PAN AUSTRALIAN RESOURCES LTD | ||||||||
Security | Q7283A110 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-May-2007 | ||||||
ISIN | AU000000PNA4 | Agenda | 701225701 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Adopt the remuneration report contained in the Directors' report of the Company for the FYE 31 DEC 2006 | Management | Abstain | Against | ||||
2. | Re-elect Mrs. Nerolie Withnall as a Director of the Company, who retires by rotation in accordance with Clause 55.2 of the Company's Constitution | Management | Abstain | Against | ||||
3. | Elect Mr. Geoffrey Handley as a Director of the Company, who retires by rotation in accordance with Clause 53.2 of the Company's Constitution | Management | Abstain | Against | ||||
4. | Approve, in accordance with the requirements of Rule 10.17 of the Listing Rules of the Australian Stock Exchange Limited and Clause 58.1 of the Company's Constitution, the aggregate amount of fees that may be paid to the Non-Executive Directors as a whole be increased from AUD 300,000 to AUD 500,000 per annum | Management | Abstain | Against | ||||
5. | Approve, in accordance with Rules 7.1 and 10.14 of the Listing Rules of the Australian Stock Exchange Limited, the issue of 3,500,000 executive options to Mr. Gary Stafford, the Managing Director of the Company, under the Executives' Option Plan [as specified] | Management | Abstain | Against | ||||
6. | Approve, in accordance with Rule 7.2 [exception 9(b)] of the Listing Rules of the Australian Stock Exchange Limited , the issue of securities under the: a) the Executives' Option Plan; and b) the Share Rights Plan, [as specified] as an exception to Rule 7.1 of the Listing Rules | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 900000 | 0 |
-60-
TOLL HOLDINGS LTD | ||||||||
Security | Q9104H100 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 28-May-2007 | ||||||
ISIN | AU000000TOL1 | Agenda | 701226739 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve, for the purposes of the Section 256B of the Corporations Act of the Company, upon the Scheme of Arrangement set out in part A of Section 13 pursuant, to reduce the Company's share capital by an aggregate sum of AUD 289,172,700 with reduction effected by an ordinary shares | Management | Abstain | Against | ||||
2. | Approve, for the purposes of the Section 256B, in accordance with section 411(10) of the Corporations Act of the Company, upon the Scheme of Arrangement set out in part B of Section 13 pursuant , [Share Scheme], to reduce the Company's share capital by an aggregate sum of AUD 2,409,772,500 with reduction effected by an ordinary shares | Management | Abstain | Against | ||||
3. | Approve, for the purposes of the Section 260B [2], in accordance of the Corporations Act of the Company, and for all other purposes, to provide financial assistance by granting the guarantees and securities as specified | Management | Abstain | Against | ||||
4. | Approve, for the purpose of ASX Listing Rule 10.11, Section 208 of the Corporations Act, to issue to Mr. Mostia dion Nominees Pty Ltd as trustee for the mark Rowsthron family trust of the trust of that of stapled securities at an aggregate issue of AUD 50 million on the terms and conditions as specified | Management | Abstain | Against | ||||
5. | Approve, for the purpose of ASX Listing Rule 10.19, Section 200E of the Corporations Act, the benefits payable on termination to Mr. Paul Little on termination of employment under the terms of executive service deeds entered into in APR 2007 | Management | Abstain | Against | ||||
6. | Approve, for the purpose of ASX Listing Rule 10.19, Section 200E of the Corporations Act, the benefits payable on termination to Mr. Toll executives Mr. Neil Chatfield John Ludeke, Stephen Stanley and Bernard Mclnerney on termination of employment under the terms of executive service deeds entered into in APR 2007 | Management | Abstain | Against | ||||
7. | Approve, for the purpose of ASX Listing Rule 10.19, Section 200E of the Corporations Act 200E the benefits payable on termination to Toll Executives on termination of employment under the terms of executive service deeds entered into in APR 2007 | Management | Abstain | Against | ||||
8. | Approve, for the purpose of ASX Listing Rule 10.19, Section 200E of the Corporations Act, the benefits payable on termination to Mr. Mark Rowsthorn on termination of employment under the terms of executive service deeds entered into in APR 2007 | Management | Abstain | Against | ||||
9. | Approve, for the purpose of ASX Listing Rule 10.19, Section 200Eof the Corporations Act, the benefits payable on termination toMr. Don Telford on termination of employment under the terms ofexecutive service deeds entered into in APR 2007 | Management | Abstain | Against | ||||
10. | Approve, for the purposes of the Section 208 of the Corporations Act and for all other purposes, the entering into of a deed of indemnity, insurance and access with each present and future Director of any subsidiary of the Company, and to provide the financial benefits required by the Deed of Indemnity, insurance and Acess as specified | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 34284 | 0 |
-61-
TOLL HOLDINGS LTD | ||||||||
Security | Q9104H100 | Meeting Type | Court Meeting | |||||
Ticker Symbol | Meeting Date | 28-May-2007 | ||||||
ISIN | AU000000TOL1 | Agenda | 701227541 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve, pursuant to and in accordance with Section 411[4] of the Corporations Act, the Scheme of Arrangement between the Company and the holders of its ordinary shares as specified [with or without modification as approved by the Supreme Court of Victoria] | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 34284 | 0 |
-62-
WEBJET LTD | ||||||||
Security | Q9570B108 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Jun-2007 | ||||||
ISIN | AU000000WEB7 | Agenda | 701233986 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
S.1 | Approve for the purposes of section 257 D of the Corporation Act,the purchased by the Company of the buy-back shares inaccordance with the terms of the selective Buy-Back Agreement | Management | For | For | ||||
2. | Approve to convert all the Company's issued ordinary shares [shares] into a smaller number of shares by consolidating them in a ratio of 4 to 1 and otherwise on the terms, as specified | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135438 | 55P | 440000 | 0 | 05-Jun-2007 | 05-Jun-2007 |
-63-
BRITISH AIRWAYS PLC | ||||||||
Security | 110419306 | Meeting Type | Annual | |||||
Ticker Symbol | BAB | Meeting Date | 18-Jul-2006 | |||||
ISIN | Agenda | 932551078 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE AND ADOPT THE ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2006, TOGETHER WITH THE REPORT OF THE DIRECTORS. | Management | For | For | ||||
02 | TO APPROVE THE REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2006 TOGETHER WITH THE REPORT OF THE DIRECTORS. | Management | For | For | ||||
03 | TO RE-ELECT AS A DIRECTOR OF THE COMPANY MARTIN BROUGHTON. | Management | For | For | ||||
04 | TO RE-ELECT AS A DIRECTOR OF THE COMPANY MARTIN READ. | Management | For | For | ||||
05 | TO ELECT AS A DIRECTOR OF THE COMPANY CHUMPOL NALAMLIENG. | Management | For | For | ||||
06 | TO ELECT AS A DIRECTOR OF THE COMPANY KEITH WILLIAMS. | Management | For | For | ||||
07 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY. | Management | For | For | ||||
08 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION. | Management | For | For | ||||
09 | TO APPROVE EU POLITICAL DONATIONS. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3800 | 0 | 16-Jun-2006 | 16-Jun-2006 |
-64-
TATE & LYLE PLC | ||||||||
Security | 876570607 | Meeting Type | Annual | |||||
Ticker Symbol | TATYY | Meeting Date | 19-Jul-2006 | |||||
ISIN | Agenda | 932558072 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE THE REPORT AND ACCOUNTS. | Management | For | For | ||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | ||||
03 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES. | Management | For | For | ||||
04 | TO RE-ELECT JAIN FERGUSON AS A DIRECTOR. | Management | For | For | ||||
05 | TO RE-ELECT STANLEY MUSESANGWA AS A DIRECTOR. | Management | For | For | ||||
06 | TO RE-ELECT STUART STRATHDEE AS A DIRECTOR. | Management | For | For | ||||
07 | TO RE-ELECT ROBERT WALKER AS A DIRECTOR. | Management | For | For | ||||
08 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | Management | For | For | ||||
09 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | For | For | ||||
10 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES. | Management | For | For | ||||
11 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES. | Management | For | For | ||||
12 | TO RENEW THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | Management | For | For | ||||
13 | TO RENEW THE COMPANY'S AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 4000 | 0 | 12-Jul-2006 | 12-Jul-2006 |
-65-
VODAFONE GROUP PLC | ||||||||
Security | 92857W100 | Meeting Type | Special | |||||
Ticker Symbol | VOD | Meeting Date | 25-Jul-2006 | |||||
ISIN | Agenda | 932558438 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
E1 | TO APPROVE THE RETURN OF CAPITAL BY WAY OF A B SHARE SCHEME AND SHARE CONSOLIDATION AND THE CONSEQUENTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||
A1 | TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS | Management | For | For | |||||
A2 | DIRECTOR | Management | |||||||
1 | SIR JOHN BOND, 2,3 | For | For | ||||||
2 | ARUN SARIN, 2 | For | For | ||||||
3 | THOMAS GEITNER | For | For | ||||||
4 | DR MICHAEL BOSKIN, 1,3 | For | For | ||||||
5 | LORD BROERS, 1,2 | For | For | ||||||
6 | JOHN BUCHANAN, 1 | For | For | ||||||
7 | ANDREW HALFORD | For | For | ||||||
8 | PROF J. SCHREMPP, 2,3 | For | For | ||||||
9 | LUC VANDEVELDE, 3 | For | For | ||||||
10 | PHILIP YEA, 3 | For | For | ||||||
11 | ANNE LAUVERGEON | For | For | ||||||
12 | ANTHONY WATSON | For | For | ||||||
A14 | TO APPROVE A FINAL DIVIDEND OF 3.87P PER ORDINARY SHARE | Management | For | For | |||||
A15 | TO APPROVE THE REMUNERATION REPORT | Management | For | For | |||||
A16 | TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For | |||||
A17 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||
A18 | TO ADOPT NEW ARTICLES OF ASSOCIATION + | Management | For | For | |||||
A19 | TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 | Management | For | For | |||||
A20 | TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE 16.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |||||
A21 | TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION + | Management | Abstain | Against | |||||
A22 | TO AUTHORISE THE COMPANY'S PURCHASE OF ITS OWN SHARES (SECTION 166, COMPANIES ACT 1985) + | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 9000 | 0 | 06-Jul-2006 | 06-Jul-2006 |
-66-
PLANTRONICS, INC. | ||||||||
Security | 727493108 | Meeting Type | Annual | |||||
Ticker Symbol | PLT | Meeting Date | 26-Jul-2006 | |||||
ISIN | Agenda | 932557082 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARV TSEU | Withheld | Against | |||||||
2 | KEN KANNAPPAN | Withheld | Against | |||||||
3 | GREGG HAMMANN | Withheld | Against | |||||||
4 | MARSHALL MOHR | Withheld | Against | |||||||
5 | TRUDE TAYLOR | Withheld | Against | |||||||
6 | ROGER WERY | Withheld | Against | |||||||
7 | JOHN HART | Withheld | Against | |||||||
02 | PROPOSAL TO RATIFY AND APPROVE AN INCREASE OF 1.8 MILLION SHARES IN THE COMMON STOCK ISSUABLE UNDER THE 2003 STOCK PLAN AND TO BE USED SOLELY FOR STOCK OPTION GRANT AWARDS. | Management | Abstain | Against | ||||||
03 | PROPOSAL TO RATIFY AND APPROVE AN INCREASE OF 200,000 SHARES IN THE COMMON STOCK ISSUABLE UNDER THE 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | Abstain | Against | ||||||
04 | PROPOSAL TO APPROVE THE PERFORMANCE BONUS PLAN. | Management | Abstain | Against | ||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 | 25-Jul-2006 | 25-Jul-2006 |
-67-
NATIONAL GRID PLC | ||||||||
Security | 636274300 | Meeting Type | Annual | |||||
Ticker Symbol | NGG | Meeting Date | 31-Jul-2006 | |||||
ISIN | Agenda | 932560091 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||
02 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||
03 | TO RE-ELECT SIR JOHN PARKER | Management | For | For | ||||
04 | TO RE-ELECT STEVE LUCAS | Management | For | For | ||||
05 | TO RE-ELECT NICK WINSER | Management | For | For | ||||
06 | TO RE-ELECT KEN HARVEY | Management | For | For | ||||
07 | TO RE-ELECT STEPHEN PETTIT | Management | For | For | ||||
08 | TO RE-ELECT GEORGE ROSE | Management | For | For | ||||
09 | TO RE-ELECT STEVE HOLLIDAY | Management | For | For | ||||
10 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND SET THEIR REMUNERATION | Management | For | For | ||||
11 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||
12 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management | For | For | ||||
13 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||
14 | TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY'S ORDINARY SHARES | Management | For | For | ||||
15 | TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY'S B SHARES | Management | For | For | ||||
16 | TO AUTHORISE THE DIRECTORS TO APPROVE THE BROKER CONTRACT FOR THE REPURCHASE OF B SHARES | Management | For | For | ||||
17 | TO AMEND THE ARTICLES OF ASSOCIATION | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3071 | 0 | 26-Jul-2006 | 26-Jul-2006 |
-68-
NATIONAL GRID PLC | |||||||
Security | 636274300 | Meeting Type | Special | ||||
Ticker Symbol | NGG | Meeting Date | 31-Jul-2006 | ||||
ISIN | Agenda | 932566118 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE ACQUISITION | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3071 | 0 | 25-Jul-2006 | 25-Jul-2006 |
-69-
KOREA ELECTRIC POWER CORPORATION | ||||||||
Security | 500631106 | Meeting Type | Special | |||||
Ticker Symbol | KEP | Meeting Date | 09-Aug-2006 | |||||
ISIN | Agenda | 932571347 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, AS A STANDING DIRECTOR. | Management | For | For | ||||
02 | ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING DIRECTOR. | Management | For | For | ||||
03 | ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 8000 | 0 | 04-Aug-2006 | 04-Aug-2006 |
-70-
MICROCHIP TECHNOLOGY INCORPORATED | |||||||
Security | 595017104 | Meeting Type | Annual | ||||
Ticker Symbol | MCHP | Meeting Date | 18-Aug-2006 | ||||
ISIN | Agenda | 932562083 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEVE SANGHI | For | For | |||||||
2 | ALBERT J. HUGO-MARTINEZ | For | For | |||||||
3 | L.B. DAY | For | For | |||||||
4 | MATTHEW W. CHAPMAN | For | For | |||||||
5 | WADE F. MEYERCORD | For | For | |||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30% LIMITATION ON THE NUMBER OF SHARES THAT CAN BE GRANTED AS RESTRICTED STOCK UNITS SO THAT WE CAN CONTINUE GRANTING RESTRICTED STOCK UNITS INSTEAD OF STOCK OPTIONS AS OUR PRIMARY EQUITY COMPENSATION INCENTIVE. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS FOR "PERFORMANCE-BASED COMPENSATION" UNDER 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For | ||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3455 | 0 | 15-Aug-2006 | 15-Aug-2006 |
-71-
SATYAM COMPUTER SERVICES LIMITED | |||||||
Security | 804098101 | Meeting Type | Annual | ||||
Ticker Symbol | SAY | Meeting Date | 21-Aug-2006 | ||||
ISIN | Agenda | 932569722 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE AUDITED BALANCE SHEET, THE AUDITED PROFIT AND LOSS ACCOUNT, THE AUDITORS' REPORT AND THE DIRECTORS' REPORT. | Management | Abstain | Against | ||||
02 | APPROVAL TO DECLARE FINAL DIVIDEND ON EQUITY SHARES. | Management | Abstain | Against | ||||
03 | APPROVAL TO RE-APPOINT MR. VINOD K DHAM, AS DIRECTOR. | Management | Abstain | Against | ||||
04 | APPROVAL TO APPOINT M/S. PRICE WATERHOUSE AS AUDITORS OF THE COMPANY. | Management | Abstain | Against | ||||
O5 | APPROVAL TO APPOINT PROF. RAMMOHAN RAO MENDU, AS DIRECTOR. | Management | Abstain | Against | ||||
S6 | APPROVAL TO APPOINT MR. RAM MOHAN RAO MYNAMPATI (RAM MYNAMPATI) AS DIRECTOR. | Management | Abstain | Against | ||||
S7 | APPROVAL FOR THE PAYMENT OF REMUNERATION TO PROF. KRISHNA G PALEPU, NON-EXECUTIVE DIRECTOR. | Management | Abstain | Against | ||||
O8 | APPROVAL FOR THE INCREASE OF THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND THE ALTERATION OF THE MEMORANDUM OF ASSOCIATION. | Management | Abstain | Against | ||||
O9 | APPROVAL FOR THE ISSUANCE AND ALLOTMENT OF BONUS SHARES BY THE COMPANY. | Management | Abstain | Against | ||||
S10 | APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND DIRECTORS RESTRICTED STOCK UNITS. | Management | Abstain | Against | ||||
S11 | APPROVAL TO ISSUE, OFFER AND ALLOT TO ANY ONE OR MORE OR ALL OF THE PERMANENT EMPLOYEES AND DIRECTORS OF THE SUBSIDIARY COMPANIES WHETHER IN INDIA OR OVERSEAS RESTRICTED STOCK UNITS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 4000 | 0 |
-72-
TEVA PHARMACEUTICAL INDUSTRIES LIMIT | ||||||||
Security | 881624209 | Meeting Type | Special | |||||
Ticker Symbol | TEVA | Meeting Date | 05-Oct-2006 | |||||
ISIN | Agenda | 932581348 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE REMUNERATION OF MR. ELI HURVITZ IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF TEVA, IN AN AMOUNT OF THE NIS EQUIVALENT OF $300,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX, TOGETHER WITH AN OFFICE AND SECRETARIAL AND CAR SERVICES. SUCH REMUNERATION IS TO BE EFFECTIVE AS OF JULY 3, 2006. | Management | Abstain | Against | ||||
02 | TO APPROVE THE REMUNERATION OF DR. PHILLIP FROST IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA AND CHAIRMAN OF THE BOARD'S SCIENCE AND TECHNOLOGY COMMITTEE, IN AN AMOUNT OF THE NIS EQUIVALENT OF $275,000 PER ANNUM PLUS VAT, TO BE ADJUSTED BY THE INCREASE OF THE ISRAELI CONSUMER PRICE INDEX. SUCH REMUNERATION IS TO BE EFFECTIVE AS OF JULY 3, 2006. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 2198 | 0 | 20-Sep-2006 | 20-Sep-2006 |
-73-
MICHAELS STORES, INC. | ||||||||
Security | 594087108 | Meeting Type | Special | |||||
Ticker Symbol | MIK | Meeting Date | 05-Oct-2006 | |||||
ISIN | Agenda | 932584318 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 30, 2006, AS AMENDED, AMONG BAIN PASTE MERGERCO, INC., BLACKSTONE PASTE MERGERCO, INC., BAIN PASTE FINCO, LLC, BLACKSTONE PASTE FINCO, LLC AND MICHAELS STORES, INC. (THE "MERGER AGREEMENT"). | Management | For | For | ||||
02 | TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5100 | 0 | 23-Sep-2006 | 24-Sep-2006 |
-74-
ATI TECHNOLOGIES INC. | ||||||||
Security | 001941103 | Meeting Type | Special | |||||
Ticker Symbol | ATYT | Meeting Date | 13-Oct-2006 | |||||
ISIN | Agenda | 932585841 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE ARRANGEMENT RESOLUTION. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 15000 | 0 | 23-Sep-2006 | 24-Sep-2006 |
-75-
BRIGGS & STRATTON CORPORATION | ||||||||
Security | 109043109 | Meeting Type | Annual | |||||
Ticker Symbol | BGG | Meeting Date | 18-Oct-2006 | |||||
ISIN | Agenda | 932588392 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT J. O'TOOLE | Withheld | Against | ||||||
2 | JOHN S. SHIELY | Withheld | Against | ||||||
3 | CHARLES I. STORY | Withheld | Against | ||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | Abstain | Against | |||||
03 | RATIFICATION OF THE RIGHTS AGREEMENT AS AMENDED BY THE BOARD OF DIRECTORS ON AUGUST 9, 2006. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 | 12-Oct-2006 | 12-Oct-2006 |
-76-
INTERNATIONAL RECTIFIER CORPORATION | ||||||||
Security | 460254105 | Meeting Type | Annual | |||||
Ticker Symbol | IRF | Meeting Date | 20-Nov-2006 | |||||
ISIN | Agenda | 932594941 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JAMES D. PLUMMER | Withheld | Against | ||||||
2 | ROBERT S. ATTIYEH | Withheld | Against | ||||||
3 | PHILIP M. NECHES | Withheld | Against | ||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY TO SERVE FOR FISCAL YEAR 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 | 14-Nov-2006 | 14-Nov-2006 |
-77-
SIGNET GROUP PLC | ||||||||
Security | 82668L872 | Meeting Type | Special | |||||
Ticker Symbol | SIG | Meeting Date | 12-Dec-2006 | |||||
ISIN | Agenda | 932606227 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO AMEND THE RIGHTS OF ORDINARY SHARES ON A WINDING UP IN THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
02 | TO APPROVE THE SHARE CAPITAL REDUCTION, INCREASE AND REDENOMINATION | Management | For | For | ||||
03 | TO AMEND THE ARTICLES OF ASSOCIATION PURSUANT TO THE REDENOMINATION | Management | For | For | ||||
04 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||
05 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON SHARE ALLOTMENTS | Management | For | For | ||||
06 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 8000 | 0 | 05-Dec-2006 | 05-Dec-2006 |
-78-
COMPANHIA VALE DO RIO DOCE | ||||||||
Security | 204412209 | Meeting Type | Special | |||||
Ticker Symbol | RIO | Meeting Date | 28-Dec-2006 | |||||
ISIN | Agenda | 932615593 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | THE APPROVAL AND JUSTIFICATION FOR CONSOLIDATION OF CAEMI MINERACAO E METALURGIA S.A. ("CAEMI"), A WHOLLY OWNED SUBSIDIARY OF CVRD, PURSUANT TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE LAW | Management | For | For | ||||
02 | TO RATIFY THE APPOINTMENT OF THE EXPERTS TO APPRAISE THE VALUE OF THE COMPANY TO BE CONSOLIDATED | Management | For | For | ||||
03 | TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY THE EXPERT APPRAISERS | Management | For | For | ||||
04 | THE APPROVAL FOR THE CONSOLIDATION OF CAEMI, WITHOUT A CAPITAL INCREASE OR THE ISSUANCE OF NEW SHARES BY THIS COMPANY | Management | For | For | ||||
05 | TO RATIFY THE ACQUISITION OF THE CONTROL OF INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE 256 OF THE BRAZILIAN CORPORATE LAW | Management | For | For | ||||
06 | TO RATIFY THE APPOINTMENT OF A BOARD MEMBER, DULY NOMINATED DURING THE BOARD OF DIRECTORS MEETING HELD ON JUNE 21, 2006, IN ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF THE COMPANY'S BY-LAWS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 12000 | 0 | 20-Dec-2006 | 20-Dec-2006 |
-79-
COMPANHIA DE SANEAMENTO BASICO DO ES | ||||||||
Security | 20441A102 | Meeting Type | Special | |||||
Ticker Symbol | SBS | Meeting Date | 16-Jan-2007 | |||||
ISIN | Agenda | 932619224 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
I | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
II | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL, MEMBERS AND ALTERNATES. | Management | Abstain | Against | ||||
III | TO ESTABLISH THE COMPENSATION OF THE MANAGEMENT AND FISCAL COUNCIL MEMBERS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 | 11-Jan-2007 | 11-Jan-2007 |
-80-
AMDOCS LIMITED | ||||||||
Security | G02602103 | Meeting Type | Annual | |||||
Ticker Symbol | DOX | Meeting Date | 18-Jan-2007 | |||||
ISIN | Agenda | 932615632 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | BRUCE K. ANDERSON | Abstain | Against | ||||||
2 | ADRIAN GARDNER | Abstain | Against | ||||||
3 | CHARLES E. FOSTER | Abstain | Against | ||||||
4 | JAMES S. KAHAN | Abstain | Against | ||||||
5 | DOV BAHARAV | Abstain | Against | ||||||
6 | JULIAN A. BRODSKY | Abstain | Against | ||||||
7 | ELI GELMAN | Abstain | Against | ||||||
8 | NEHEMIA LEMELBAUM | Abstain | Against | ||||||
9 | JOHN T. MCLENNAN | Abstain | Against | ||||||
10 | ROBERT A. MINICUCCI | Abstain | Against | ||||||
11 | SIMON OLSWANG | Abstain | Against | ||||||
12 | MARIO SEGAL | Abstain | Against | ||||||
13 | JOSEPH VARDI | Abstain | Against | ||||||
02 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2006. | Management | Abstain | Against | |||||
03 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-81-
SIEMENS AG | ||||||||
Security | 826197501 | Meeting Type | Annual | |||||
Ticker Symbol | SI | Meeting Date | 25-Jan-2007 | |||||
ISIN | Agenda | 932620380 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
03 | TO CONSIDER AND VOTE UPON APPROPRIATION OF THE NET INCOME OF SIEMENS AG TO PAY A DIVIDEND. | Management | Abstain | Against | ||||
04 | TO RATIFY THE ACTS OF THE MANAGING BOARD. | Management | Abstain | Against | ||||
05 | TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. | Management | Abstain | Against | ||||
06 | TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS. | Management | Abstain | Against | ||||
07 | TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING THE ACQUISITION AND USE OF SIEMENS SHARES AND THE EXCLUSION OF SHAREHOLDERS' PREEMPTIVE AND TENDER RIGHTS. | Management | Abstain | Against | ||||
08 | TO CONSIDER AND VOTE UPON AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO MODERNIZE THEM. | Management | Abstain | Against | ||||
09 | TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3000 | 0 |
-82-
VARIAN SEMICONDUCTOR EQUIP. ASSOC., | ||||||||
Security | 922207105 | Meeting Type | Annual | |||||
Ticker Symbol | VSEA | Meeting Date | 05-Feb-2007 | |||||
ISIN | Agenda | 932618450 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | XUN (ERIC) CHEN | Abstain | Against | ||||||
2 | DENNIS G. SCHMAL | Abstain | Against | ||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VARIAN SEMICONDUCTOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-83-
EQUITY OFFICE PROPERTIES TRUST | ||||||||
Security | 294741509 | Meeting Type | Special | |||||
Ticker Symbol | EOPPRB | Meeting Date | 07-Feb-2007 | |||||
ISIN | Agenda | 932620746 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE MERGER OF EQUITY OFFICE PROPERTIES TRUST WITH AND INTO BLACKHAWK ACQUISITION TRUST AND THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 19, 2006, AS AMENDED, AMONG EQUITY OFFICE PROPERTIES TRUST, EOP OPERATING LIMITED PARTNERSHIP, BLACKHAWK PARENT LLC, BLACKHAWK ACQUISITION TRUST AND BLACKHAWK ACQUISITION L.P., AS FULLY DESCRIBED IN THE ENCLOSED STATEMENT. | Management | Abstain | Against | ||||
02 | TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER AND THE AGREEMENT AND PLAN OF MERGER, AS AMENDED. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 1000 | 0 | 01-Feb-2007 | 01-Feb-2007 |
-84-
CHINA NETCOM GROUP CORP (HONG KONG) | ||||||||
Security | 16940Q101 | Meeting Type | Special | |||||
Ticker Symbol | CN | Meeting Date | 14-Feb-2007 | |||||
ISIN | Agenda | 932629453 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
E1 | TO APPROVE THE ASSET TRANSFER AGREEMENT, DATED 15 JANUARY 2007 (THE "ASSET TRANSFER AGREEMENT"), BETWEEN CHINA NETCOM (GROUP) COMPANY LIMITED ("CNC CHINA") AND CHINA NETWORK COMMUNICATIONS GROUP CORPORATION ("CHINA NETCOM GROUP") AND THE TRANSACTION CONTEMPLATED THEREUNDER, AS SET FORTH IN THE COMPANY'S CIRCULAR ENCLOSED HEREWITH. * | Management | For | For | ||||
E2 | TO APPROVE THE REVISION OF THE DIRECTOR'S FEE COMMENCING FROM THE 2007 FINANCIAL YEAR, AS SET FORTH IN THE COMPANY'S CIRCULAR ENCLOSED HEREWITH. ** | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 4000 | 0 | 08-Feb-2007 | 08-Feb-2007 |
-85-
HEADWATERS INCORPORATED | |||||||
Security | 42210P102 | Meeting Type | Annual | ||||
Ticker Symbol | HW | Meeting Date | 27-Feb-2007 | ||||
ISIN | Agenda | 932625594 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | R. SAM CHRISTENSEN | Abstain | Against | ||||||
2 | WILLIAM S. DICKINSON | Abstain | Against | ||||||
3 | MALYN K. MALQUIST | Abstain | Against | ||||||
02 | RATIFY THE SELECTION BY THE BOARD OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF HEADWATERS FOR FISCAL 2007 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-86-
QUANEX CORPORATION | |||||||
Security | 747620102 | Meeting Type | Annual | ||||
Ticker Symbol | NX | Meeting Date | 27-Feb-2007 | ||||
ISIN | Agenda | 932625998 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JOSEPH J. ROSS | Abstain | Against | ||||||
2 | RICHARD L. WELLEK | Abstain | Against | ||||||
02 | APPROVE THE AMENDMENT TO ARTICLE FOUR OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK TO 100,000,000 SHARES. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6487 | 0 |
-87-
PORTUGAL TELECOM, SGPS, S.A. | ||||||||
Security | 737273102 | Meeting Type | Contested-Special | |||||
Ticker Symbol | PT | Meeting Date | 02-Mar-2007 | |||||
ISIN | Agenda | 932631282 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RESOLVE ON THE ELECTION OF THE VICE-CHAIRMAN AND SECRETARY OF THE GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE TERMINATION OF THE OFFICE OF THE FORMER HOLDERS OF THESE POSITIONS. | Management | Abstain | Against | ||||
02 | TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT OF A DIRECTOR TO FILL A VACANCY ON THE BOARD OF DIRECTORS TO COMPLETE THE 2006/2008 MANDATE. | Management | Abstain | Against | ||||
03 | TO RESOLVE ON THE REMOVAL OF SUBPARAGRAPH A), NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION, AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS B) AND D), NUMBER 1 OF ARTICLE 12 AND NUMBERS 2 AND 3 AND SUBPARAGRAPH B). NUMBER 14 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION. | Management | Abstain | Against | ||||
04 | TO RESOLVE ON THE AUTHORISATION, UNDER THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING MORE THAN 10% OF THE COMPANY'S SHARE CAPITAL, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATMENT. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 20300 | 0 |
-88-
PORTUGAL TELECOM, SGPS, S.A. | ||||||||
Security | 737273102 | Meeting Type | Contested-Special | |||||
Ticker Symbol | PT | Meeting Date | 02-Mar-2007 | |||||
ISIN | Agenda | 932631840 - Opposition |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ELECTION OF THE VICE-CHAIRMAN AND SECRETARY OF THE GENERAL MEETING. | Management | Abstain | Against | ||||
02 | THE RATIFICATION OF THE APPOINTMENT OF A DIRECTOR TO COMPLETE THE 2006/2008 MANDATE. | Management | Abstain | Against | ||||
03 | THE REMOVAL OF SUBPARAGRAPH A), NUMBER 1 OF THE ARTICLE 12 AND NUMBERS 7,8,9,11,12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION AS WELL AS THE AMENDMENTS TO SUBPARAGRAPHS B) AND D), NUMBER 1 OF ARTICLE 12 AND NUMBERS 2 AND 3 AND SUBPARAGRAPH B), NUMBER 14 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION. | Management | Abstain | Against | ||||
04 | THE AUTHORIZATION FOR SONAECOM, SGPS S.A. AND/OR SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING MORE THAN 10% OF THE COMPANY'S SHARE CAPITAL. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 20300 | 0 |
-89-
KT CORPORATION | ||||||||
Security | 48268K101 | Meeting Type | Annual | |||||
Ticker Symbol | KTC | Meeting Date | 16-Mar-2007 | |||||
ISIN | Agenda | 932635494 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF FINANCIAL STATEMENTS FOR THE 25TH FISCAL YEAR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For | ||||
02 | APPROVAL OF AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
3A | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: JEONG RO YOON. | Management | Abstain | Against | ||||
3B | ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: KON SIK KIM. | Management | Abstain | Against | ||||
4A | ELECTION OF DIRECTOR: JONG LOK YOON. | Management | Abstain | Against | ||||
4B | ELECTION OF DIRECTOR: JEONG SOO SUH. | Management | Abstain | Against | ||||
4C | ELECTION OF DIRECTOR: PAUL C. YI | Management | Abstain | Against | ||||
05 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 9500 | 0 | 02-Mar-2007 | 02-Mar-2007 |
-90-
UBS AG | ||||||||
Security | H89231338 | Meeting Type | Annual | |||||
Ticker Symbol | UBS | Meeting Date | 18-Apr-2007 | |||||
ISIN | Agenda | 932658529 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS | Management | For | For | ||||
02 | APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR FINANCIAL YEAR 2006 | Management | For | For | ||||
03 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | For | For | ||||
4A1 | RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER | Management | For | For | ||||
4A2 | RE-ELECTION OF BOARD MEMBER: HELMUT PANKE | Management | For | For | ||||
4A3 | RE-ELECTION OF BOARD MEMBER: PETER SPUHLER | Management | For | For | ||||
4B1 | ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE | Management | For | For | ||||
4C | ELECTION OF THE GROUP AND STATUTORY AUDITORS | Management | For | For | ||||
5A | CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
5B | CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK PROGRAM FOR 2007-2010 | Management | For | For | ||||
06 | IN CASE OF AD-HOC SHAREHOLDERS' MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6000 | 0 | 11-Apr-2007 | 11-Apr-2007 |
-91-
NESTLE S.A. | ||||||||
Security | 641069406 | Meeting Type | Annual | |||||
Ticker Symbol | NSRGY | Meeting Date | 19-Apr-2007 | |||||
ISIN | Agenda | 932646651 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE 2006 ANNUAL REPORT, OF THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP.* | Management | For | For | ||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | ||||
03 | APPROVAL OF THE APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A., AS SET FORTH IN THE INVITATION. | Management | For | For | ||||
04 | CAPITAL REDUCTION AND CONSEQUENT AMENDMENT TO ARTICLE 5 OF THE ARTICLES OF ASSOCIATION, AS SET FORTH IN THE INVITATION. | Management | For | For | ||||
5A | RE-ELECTION OF MR. PETER BRABECK-LETMATHE, TO THE BOARD OF DIRECTORS FOR A TERM OF FIVE (5) YEARS. | Management | For | For | ||||
5B | RE-ELECTION MR. EDWARD GEORGE (LORD GEORGE), TO THE BOARD OF DIRECTORS FOR A TERM OF FOUR (4) YEARS. | Management | For | For | ||||
06 | MARK THE "FOR" BOX AT RIGHT IF YOU WISH TO GIVE A PROXY TO THE INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION). | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3100 | 0 | 02-Apr-2007 | 02-Apr-2007 |
-92-
THE LUBRIZOL CORPORATION | ||||||||
Security | 549271104 | Meeting Type | Annual | |||||
Ticker Symbol | LZ | Meeting Date | 23-Apr-2007 | |||||
ISIN | Agenda | 932639959 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||
01 | DIRECTOR | Management | ||||||||||||||
1 | JAMES L. HAMBRICK | Abstain | Against | |||||||||||||
2 | GORDON D. HARNETT | Abstain | Against | |||||||||||||
3 | VICTORIA F. HAYNES | Abstain | Against | |||||||||||||
4 | WILLIAM P. MADAR | Abstain | Against | |||||||||||||
5 | JAMES E. SWEETNAM | Abstain | Against | |||||||||||||
6 | HARRIETT TEE TAGGART | Abstain | Against | |||||||||||||
02 | CONFIRMATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5055 | 0 |
-93-
SMITH INTERNATIONAL, INC. | ||||||||
Security | 832110100 | Meeting Type | Annual | |||||
Ticker Symbol | SII | Meeting Date | 24-Apr-2007 | |||||
ISIN | Agenda | 932650054 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JAMES R. GIBBS | Abstain | Against | ||||||
2 | JOHN YEARWOOD | Abstain | Against | ||||||
02 | APPROVAL OF SECOND AMENDED AND RESTATED 1989 LONG-TERM INCENTIVE COMPENSATION PLAN | Management | Abstain | Against | |||||
03 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 4490 | 0 |
-94-
ING GROEP N.V. | |||||||
Security | 456837103 | Meeting Type | Annual | ||||
Ticker Symbol | ING | Meeting Date | 24-Apr-2007 | ||||
ISIN | Agenda | 932653478 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
2C | ANNUAL ACCOUNTS FOR 2006. | Management | For | For | ||||
3B | DIVIDEND FOR 2006. | Management | For | For | ||||
4B | MAXIMUM NUMBER OF STOCK OPTIONS AND PERFORMANCE SHARES TO BE GRANTED TO MEMBERS OF THE EXECUTIVE BOARD FOR 2006. | Management | For | For | ||||
5B | AMENDMENT OF THE ARTICLES OF ASSOCIATION. | Management | For | For | ||||
7A | DISCHARGE OF THE EXECUTIVE BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2006. | Management | For | For | ||||
7B | DISCHARGE OF THE SUPERVISORY BOARD IN RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2006. | Management | For | For | ||||
9A | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF MR. JOHN HELE. | Management | For | For | ||||
9B | COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF MR. KOOS TIMMERMANS. | Management | For | For | ||||
10A | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MR. CLAUS DIETER HOFFMANN. | Management | For | For | ||||
10B | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MR. WIM KOK. | Management | For | For | ||||
10C | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF MR. HENK BREUKINK. | Management | For | For | ||||
10D | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF MR. PETER ELVERDING. | Management | For | For | ||||
10E | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF MR. PIET HOOGENDOORN. | Management | For | For | ||||
11A | AUTHORISATION TO ISSUE ORDINARY SHARES WITH OR WITHOUT PREFERENTIAL RIGHTS. | Management | Abstain | Against | ||||
11B | AUTHORISATION TO ISSUE PREFERENCE B SHARES WITH OR WITHOUT PREFERENTIAL RIGHTS. | Management | Abstain | Against | ||||
12A | AUTHORISATION TO ACQUIRE ORDINARY SHARES OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL. | Management | For | For | ||||
12B | AUTHORISATION TO ACQUIRE PREFERENCE A SHARES OR DEPOSITARY RECEIPTS FOR PREFERENCE A SHARES IN THE COMPANY'S OWN CAPITAL. | Management | For | For | ||||
13 | CANCELLATION OF (DEPOSITARY RECEIPTS OF) PREFERENCE A SHARES WHICH ARE HELD BY ING GROEP N.V. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 13842 | 0 | 11-Apr-2007 | 11-Apr-2007 |
-95-
VITRAN CORPORATION INC. | |||||||
Security | 92850E107 | Meeting Type | Annual | ||||
Ticker Symbol | VTNC | Meeting Date | 25-Apr-2007 | ||||
ISIN | Agenda | 932657818 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | RICHARD D. MCGRAW | Abstain | Against | ||||||
2 | RICK E. GAETZ | Abstain | Against | ||||||
3 | WILLIAM S. DELUCE | Abstain | Against | ||||||
4 | ANTHONY F. GRIFFITHS | Abstain | Against | ||||||
5 | JOHN R. GOSSLING | Abstain | Against | ||||||
6 | GEORGES L. HEBERT | Abstain | Against | ||||||
02 | TO APPOINT KPMG LLP AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 16000 | 0 |
-96-
SCANA CORPORATION | |||||||
Security | 80589M102 | Meeting Type | Annual | ||||
Ticker Symbol | SCG | Meeting Date | 26-Apr-2007 | ||||
ISIN | Agenda | 932648554 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | W. HAYNE HIPP | For | For | ||||||
2 | HAROLD C. STOWE | For | For | ||||||
3 | G. SMEDES YORK | For | For | ||||||
02 | APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6075 | 0 | 24-Apr-2007 | 24-Apr-2007 |
-97-
AGCO CORPORATION | |||||||
Security | 001084102 | Meeting Type | Annual | ||||
Ticker Symbol | AG | Meeting Date | 26-Apr-2007 | ||||
ISIN | Agenda | 932661906 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | W. WAYNE BOOKER | For | For | ||||||
2 | FRANCISCO R. GROS | For | For | ||||||
3 | GERALD B. JOHANNESON | For | For | ||||||
4 | CURTIS E. MOLL | For | For | ||||||
02 | APPROVAL OF RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 15000 | 0 | 24-Apr-2007 | 24-Apr-2007 |
-98-
ABN AMRO HOLDING N.V. | |||||||
Security | 000937102 | Meeting Type | Annual | ||||
Ticker Symbol | ABN | Meeting Date | 26-Apr-2007 | ||||
ISIN | Agenda | 932677656 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
4A | ADOPTION OF THE 2006 FINANCIAL STATEMENTS. | Management | Abstain | Against | ||||
4B | ADOPTION OF THE PROPOSED DIVIDEND 2006. | Management | Abstain | Against | ||||
5A | DISCHARGE OF THE MEMBERS OF THE MANAGING BOARD IN RESPECT OF THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR, AS DESCRIBED BY THE 2006 ANNUAL REPORT AND THE INFORMATION PROVIDED DURING THIS MEETING. | Management | Abstain | Against | ||||
5B | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR SUPERVISION DURING THE PAST FINANCIAL YEAR, AS DESCRIBED BY THE 2006 ANNUAL REPORT AND THE INFORMATION PROVIDED DURING THIS MEETING. | Management | Abstain | Against | ||||
06 | APPROVAL OF THE PROPOSAL BY THE SUPERVISORY BOARD WITH RESPECT TO THE MANAGING BOARD COMPENSATION POLICY. | Management | Abstain | Against | ||||
7A | NOMINATION FOR THE APPOINTMENT OF MRS. A.M. LLOPIS RIVAS. | Management | Abstain | Against | ||||
7B | NOMINATION FOR THE REAPPOINTMENT OF D.R.J. BARON DE ROTHSCHILD. | Management | Abstain | Against | ||||
7C | NOMINATION FOR THE REAPPOINTMENT OF MR P. SCARONI. | Management | Abstain | Against | ||||
7D | NOMINATION FOR THE REAPPOINTMENT OF LORD C. SHARMAN OF REDLYNCH. | Management | Abstain | Against | ||||
7E | NOMINATION FOR THE REAPPOINTMENT OF MR M.V. PRATINI DE MORAES. | Management | Abstain | Against | ||||
08 | AUTHORISATION OF THE MANAGING BOARD TO LET THE COMPANY ACQUIRE SHARES IN THE COMPANY'S CAPITAL, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD. | Management | Abstain | Against | ||||
9A | AUTHORISATION OF THE MANAGING BOARD TO ISSUE ORDINARY SHARES, CONVERTIBLE PREFERENCE SHARES AND PREFERENCE FINANCING SHARES, INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR SUCH CLASSES OF SHARES FOR A PERIOD OF 18 MONTHS FROM 27 APRIL 2007. | Management | Abstain | Against | ||||
9B | AUTHORISATION OF THE MANAGING BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS' PRE-EMPTIVE RIGHTS FOR A PERIOD OF 18 MONTHS FROM 27 APRIL 2007. | Management | Abstain | Against | ||||
11A | A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO ACTIVELY PURSUE ANY POSSIBILITIES TO SELL, SPIN-OFF OR MERGE SOME OR ALL OF THE MAJOR BUSINESSES OF THE COMPANY TO MAXIMIZE SHAREHOLDER VALUE. | Management | Abstain | Against | ||||
11B | A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO RETURN THE CASH PROCEEDS OF ANY MAJOR BUSINESS DISPOSALS TO ALL SHAREHOLDERS BY WAY OF A SHARE BUYBACK OR SPECIAL DIVIDEND. | Management | Abstain | Against | ||||
11C | A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO ACTIVELY PURSUE ANY POSSIBILITIES TO SELL OR MERGE THE WHOLE COMPANY TO MAXIMIZE SHAREHOLDER VALUE. | Management | Abstain | Against | ||||
11D | A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO REPORT TO SHAREHOLDERS UPON THE OUTCOME OF SUCH ACTIVE INVESTIGATIONS REFERRED TO IN THE ABOVE PARAGRAPHS WITHIN 6 MONTHS FROM THE DATE OF THE AGM. | Management | Abstain | Against | ||||
11E | A SHAREHOLDER VOTE ON THE PRINCIPLE THAT IT IS IN THE BEST INTERESTS OF ALL SHAREHOLDERS, OTHER STAKEHOLDERS AND THE COMPANY FOR THE MANAGING BOARD OF ABN AMRO TO CEASE THE PURSUIT, FOR A PERIOD OF SIX MONTHS FROM THE DATE OF THE AGM, OF ANY MAJOR BUSINESS ACQUISITIONS, INCLUDING THE RUMOURED ACQUISITION OF CAPITALIA SPA WHICH HAS BEEN THE SUBJECT OF REPEATED SPECULATION IN THE PUBLIC PRESS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10706 | 0 |
-99-
AMERICAN NATIONAL INSURANCE COMPANY | |||||||
Security | 028591105 | Meeting Type | Annual | ||||
Ticker Symbol | ANAT | Meeting Date | 27-Apr-2007 | ||||
ISIN | Agenda | 932656436 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT L. MOODY | For | For | ||||||
2 | G RICHARD FERDINANDTSEN | For | For | ||||||
3 | F. ANNE MOODY-DAHLBERG | For | For | ||||||
4 | RUSSELL S. MOODY | For | For | ||||||
5 | WILLIAM L. MOODY, IV | For | For | ||||||
6 | JAMES D. YARBROUGH | For | For | ||||||
7 | ARTHUR O. DUMMER | For | For | ||||||
8 | DR. SHELBY M. ELLIOTT | For | For | ||||||
9 | FRANK P. WILLIAMSON | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 2998 | 0 | 24-Apr-2007 | 24-Apr-2007 |
-100-
COMPANHIA VALE DO RIO DOCE | |||||||
Security | 204412209 | Meeting Type | Special | ||||
Ticker Symbol | RIO | Meeting Date | 27-Apr-2007 | ||||
ISIN | Agenda | 932676313 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPRECIATION OF THE MANAGEMENTS' REPORT ANDANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | Abstain | Against | ||||
O2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET OF THE COMPANY. | Management | Abstain | Against | ||||
O3 | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
O4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. | Management | Abstain | Against | ||||
O5 | ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE OFFICERS AND THE FISCAL COUNCIL. | Management | Abstain | Against | ||||
E1 | PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF THE COMPANY'S BY-LAWS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 12000 | 0 |
-101-
PORTUGAL TELECOM, SGPS, S.A. | |||||||
Security | 737273102 | Meeting Type | Annual | ||||
Ticker Symbol | PT | Meeting Date | 27-Apr-2007 | ||||
ISIN | Agenda | 932681984 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006. | Management | Abstain | Against | ||||
02 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006. | Management | Abstain | Against | ||||
03 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS. | Management | Abstain | Against | ||||
04 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION. | Shareholder | Abstain | Against | ||||
05 | TO RESOLVE ON THE FREE ALLOTMENT OF ALL THE ORDINARY SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA. | Management | Abstain | Against | ||||
06 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN SHARES. | Management | Abstain | Against | ||||
07 | TO RESOLVE ON A REDUCTION IN SHARE CAPITAL OF UP TO 65,191,463.05 EUROS. | Management | Abstain | Against | ||||
08 | TO RESOLVE ON A SHARE CAPITAL INCREASE TO 471,119,730 EUROS. | Management | Abstain | Against | ||||
09 | TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 33,865,695 EUROS. | Management | Abstain | Against | ||||
10 | TO RESOLVE ON THE PARAMETERS APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO SHARES. | Management | Abstain | Against | ||||
11 | TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE RIGHT IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS. | Management | Abstain | Against | ||||
12 | TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
13 | TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF OWN BONDS AND OTHER OWN SECURITIES. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 20300 | 0 |
-102-
COMPANHIA DE SANEAMENTO BASICO DO ES | |||||||
Security | 20441A102 | Meeting Type | Special | ||||
Ticker Symbol | SBS | Meeting Date | 30-Apr-2007 | ||||
ISIN | Agenda | 932686617 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
A1 | ANALYSIS OF THE MANAGEMENT'S ACCOUNTS AND FINANCIAL STATEMENTS, SUPPORTED BY THE REPORTS OF THE FISCAL COUNCIL AND EXTERNAL AUDITORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | Against | ||||
A2 | ALLOCATION OF THE INCOME OF THE PERIOD AND TRANSFER OF THE BALANCE OF RETAINED EARNINGS TO THE INVESTMENTS RESERVE ACCOUNT. | Management | For | Against | ||||
A3 | ELECTION OF THE BOARD OF DIRECTORS AND FISCAL COUNCIL SITTING AND ALTERNATE MEMBERS. | Management | For | Against | ||||
A4 | DEFINITION OF THE COMPENSATION OF THE BOARD OF DIRECTORS, AUDIT COMMITTEE, FISCAL COUNCIL AND EXECUTIVE OFFICE MEMBERS. | Management | For | Against | ||||
E1 | ANALYSIS OF THE BOARD OF DIRECTORS' REVERSE STOCK SPLIT PROPOSAL, AT THE RATIO OF 125:1, I.E., EACH ONE HUNDRED TWENTY FIVE (125) COMMON SHARES WILL CORRESPOND TO ONE (01) COMMON SHARE AFTER THE REVERSE SPLIT. | Management | For | Against | ||||
E2 | AMENDMENT TO THE COMPANY'S BYLAWS: ARTICLE 2, PURSUANT TO FEDERAL LAW 11,445/07, ARTICLE 5, RESULTING FROM THE AFOREMENTIONED RESOLUTION AND ARTICLE 28, COMPANY'S ORGANIZATIONAL ADEQUACY. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 | 24-Apr-2007 | 24-Apr-2007 |
-103-
LUFKIN INDUSTRIES, INC. | |||||||
Security | 549764108 | Meeting Type | Annual | ||||
Ticker Symbol | LUFK | Meeting Date | 02-May-2007 | ||||
ISIN | Agenda | 932654610 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | J.H. LOLLAR | Abstain | Against | ||||||
2 | B.H. O'NEAL | Abstain | Against | ||||||
3 | T.E. WIENER | Abstain | Against | ||||||
4 | L.M. HOES | Abstain | Against | ||||||
02 | THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S INCENTIVE STOCK COMPENSATION PLAN 2000 TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY AS TO WHICH OPTIONS MAY BE GRANTED UNDER THE PLAN FROM 1,800,000 TO 2,800,000. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-104-
LYONDELL CHEMICAL COMPANY | |||||||
Security | 552078107 | Meeting Type | Annual | ||||
Ticker Symbol | LYO | Meeting Date | 03-May-2007 | ||||
ISIN | Agenda | 932643718 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | CAROL A. ANDERSON | Abstain | Against | ||||||
2 | SUSAN K. CARTER | Abstain | Against | ||||||
3 | STEPHEN I. CHAZEN | Abstain | Against | ||||||
4 | TRAVIS ENGEN | Abstain | Against | ||||||
5 | PAUL S. HALATA | Abstain | Against | ||||||
6 | DANNY W. HUFF | Abstain | Against | ||||||
7 | DAVID J. LESAR | Abstain | Against | ||||||
8 | DAVID J.P. MEACHIN | Abstain | Against | ||||||
9 | DANIEL J. MURPHY | Abstain | Against | ||||||
10 | DAN F. SMITH | Abstain | Against | ||||||
11 | WILLIAM R. SPIVEY | Abstain | Against | ||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS FOR THE YEAR 2007. | Management | Abstain | Against | |||||
03 | SHAREHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTION REPORT. | Shareholder | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-105-
E.ON AG | |||||||
Security | 268780103 | Meeting Type | Annual | ||||
Ticker Symbol | EON | Meeting Date | 03-May-2007 | ||||
ISIN | Agenda | 932646699 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | APPROPRIATION OF THE BALANCE SHEET INCOME FROM THE 2006 FINANCIAL YEAR | Management | Abstain | Against | ||||
03 | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2006 FINANCIAL YEAR | Management | Abstain | Against | ||||
04 | DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR | Management | Abstain | Against | ||||
05 | AUTHORIZATION TO ACQUIRE AND USE OWN SHARES | Management | Abstain | Against | ||||
06 | ELECTION OF THE AUDITORS FOR THE 2007 FINANCIAL YEAR | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 8000 | 0 |
-106-
PENTAIR, INC. | |||||||
Security | 709631105 | Meeting Type | Annual | ||||
Ticker Symbol | PNR | Meeting Date | 03-May-2007 | ||||
ISIN | Agenda | 932651575 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | GLYNIS A. BRYAN | Abstain | Against | ||||||
2 | WILLIAM T. MONAHAN | Abstain | Against | ||||||
3 | T. MICHAEL GLENN | Abstain | Against | ||||||
4 | DAVID H.Y. HO | Abstain | Against | ||||||
02 | TO AMEND OUR ARTICLES OF INCORPORATION TO ADOPT A MAJORITY VOTING STANDARD FOR THE ELECTION OF DIRECTORS. | Management | Abstain | Against | |||||
03 | TO AMEND OUR ARTICLES OF INCORPORATION AND OUR BY-LAWS TO PROVIDE FOR THE ELECTION OF UP TO ELEVEN DIRECTORS. | Management | Abstain | Against | |||||
04 | TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS THAT WE ADD SEXUAL ORIENTATION TO OUR WRITTEN NON-DISCRIMINATION POLICY. | Shareholder | Abstain | Against | |||||
05 | TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS THAT WE ISSUE A SUSTAINABILITY REPORT TO SHAREHOLDERS. | Shareholder | Abstain | Against | |||||
06 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 12760 | 0 |
-107-
DST SYSTEMS, INC. | |||||||
Security | 233326107 | Meeting Type | Annual | ||||
Ticker Symbol | DST | Meeting Date | 08-May-2007 | ||||
ISIN | Agenda | 932642627 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | A. EDWARD ALLINSON | Abstain | Against | ||||||
2 | MICHAEL G. FITT | Abstain | Against | ||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 7385 | 0 |
-108-
PRUDENTIAL FINANCIAL, INC. | |||||||
Security | 744320102 | Meeting Type | Annual | ||||
Ticker Symbol | PRU | Meeting Date | 08-May-2007 | ||||
ISIN | Agenda | 932651880 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | FREDERIC K. BECKER | Abstain | Against | ||||||
2 | GORDON M. BETHUNE | Abstain | Against | ||||||
3 | GASTON CAPERTON | Abstain | Against | ||||||
4 | GILBERT F. CASELLAS | Abstain | Against | ||||||
5 | JAMES G. CULLEN | Abstain | Against | ||||||
6 | WILLIAM H. GRAY III | Abstain | Against | ||||||
7 | JON F. HANSON | Abstain | Against | ||||||
8 | CONSTANCE J. HORNER | Abstain | Against | ||||||
9 | KARL J. KRAPEK | Abstain | Against | ||||||
10 | CHRISTINE A. POON | Abstain | Against | ||||||
11 | ARTHUR F. RYAN | Abstain | Against | ||||||
12 | JAMES A. UNRUH | Abstain | Against | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 |
-109-
LIFEPOINT HOSPITALS, INC. | |||||||
Security | 53219L109 | Meeting Type | Annual | ||||
Ticker Symbol | LPNT | Meeting Date | 08-May-2007 | ||||
ISIN | Agenda | 932667061 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DEWITT EZELL, JR. | Abstain | Against | ||||||
2 | WILLIAM V. LAPHAM | Abstain | Against | ||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2007. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" | Management | Abstain | Against | |||||
03 | THE NON-BINDING STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS. | Shareholder | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 15000 | 0 |
-110-
LLOYDS TSB GROUP PLC | |||||||
Security | 539439109 | Meeting Type | Annual | ||||
Ticker Symbol | LYG | Meeting Date | 09-May-2007 | ||||
ISIN | Agenda | 932677834 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIVING THE REPORT AND ACCOUNTS | Management | Abstain | Against | ||||
02 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT | Management | Abstain | Against | ||||
3A | RE-ELECTION OF DIRECTOR: DR. W C G BERNDT | Management | Abstain | Against | ||||
3B | RE-ELECTION OF DIRECTOR: MR EWAN BROWN | Management | Abstain | Against | ||||
3C | RE-ELECTION OF DIRECTOR: MR J E DANIELS | Management | Abstain | Against | ||||
3D | RE-ELECTION OF DIRECTOR: MRS H A WEIR | Management | Abstain | Against | ||||
04 | RE-APPOINTMENT OF THE AUDITORS | Management | Abstain | Against | ||||
05 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS | Management | Abstain | Against | ||||
06 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | Abstain | Against | ||||
07 | DIRECTORS' POWER TO ISSUE SHARES FOR CASH | Management | Abstain | Against | ||||
08 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS SHARES | Management | Abstain | Against | ||||
09 | ADOPTION OF A NEW SHARESAVE SCHEME | Management | Abstain | Against | ||||
10 | APPROVAL OF ELECTRONIC COMMUNICATIONS | Management | Abstain | Against | ||||
11 | AMENDING THE ARTICLES OF ASSOCIATION | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10900 | 0 |
-111-
THOMSON S.A. | |||||||
Security | 885118109 | Meeting Type | Annual | ||||
Ticker Symbol | TMS | Meeting Date | 09-May-2007 | ||||
ISIN | Agenda | 932689384 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF THE PARENT COMPANY STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. | Management | Abstain | Against | ||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. | Management | Abstain | Against | ||||
O3 | ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 AND APPROVAL OF DISTRIBUTION. | Management | Abstain | Against | ||||
O4 | RENEWAL OF THE TERM OF OFFICE OF MR. ERIC BOURDAIS DE CHARBONNIERE. | Management | Abstain | Against | ||||
O5 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | Abstain | Against | ||||
O6 | POWERS TO CARRY OUT ALL FORMALITIES. | Management | Abstain | Against | ||||
E7 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL. | Management | Abstain | Against | ||||
E8 | DELEGATION TO THE BOARD TO APPROVE A CAPITAL INCREASE, THROUGH THE ISSUANCE - WITH PREFERRED SUBSCRIPTION RIGHTS. | Management | Abstain | Against | ||||
E9 | DELEGATION TO THE BOARD TO APPROVE A CAPITAL INCREASE, THROUGH THE ISSUANCE - WITHOUT PREFERRED SUBSCRIPTION RIGHTS. | Management | Abstain | Against | ||||
E10 | DELEGATION TO THE BOARD TO APPROVE A CAPITAL INCREASE, BY CAPITALIZING PREMIUMS, RESERVES, PROFITS OR OTHER. | Management | Abstain | Against | ||||
E11 | DELEGATION TO THE BOARD TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF A CAPITAL INCREASE. | Management | Abstain | Against | ||||
E12 | DELEGATION TO THE BOARD TO INCREASE THE CAPITAL IN FAVOR OF MEMBERS OF COMPANY SAVINGS PLANS. | Management | Abstain | Against | ||||
E13 | DELEGATION OF THE BOARD OF ITS CAPACITY TO GRANT, FOR FREE, EXISTING OR FUTURE SHARES. | Management | Abstain | Against | ||||
E14 | MODIFICATION OF THE BY-LAWS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 9200 | 0 |
-112-
NORFOLK SOUTHERN CORPORATION | |||||||
Security | 655844108 | Meeting Type | Annual | ||||
Ticker Symbol | NSC | Meeting Date | 10-May-2007 | ||||
ISIN | Agenda | 932651955 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ALSTON D. CORRELL | For | For | ||||||
2 | LANDON HILLIARD | For | For | ||||||
3 | BURTON M. JOYCE | For | For | ||||||
4 | JANE MARGARET O'BRIEN | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 9000 | 0 | 08-May-2007 | 08-May-2007 |
-113-
SAP AG | |||||||
Security | 803054204 | Meeting Type | Annual | ||||
Ticker Symbol | SAP | Meeting Date | 10-May-2007 | ||||
ISIN | Agenda | 932675828 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2006 | Management | For | For | ||||
03 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2006 | Management | For | For | ||||
04 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2006 | Management | For | For | ||||
05 | APPOINTMENT OF THE AUDITOR OF THE FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2007 | Management | For | For | ||||
6A | ELECTION TO THE SUPERVISORY BOARD: PEKKA ALA- PIETILA | Management | For | For | ||||
6B | ELECTION TO THE SUPERVISORY BOARD: PROF. DR. WILHELM HAARMANN | Management | For | For | ||||
6C | ELECTION TO THE SUPERVISORY BOARD: DR. H.C. HARTMUT MEHDORN | Management | For | For | ||||
6D | ELECTION TO THE SUPERVISORY BOARD: PROF. DR-ING. DR H.C. DR.-ING. E.H. JOACHIM MILBERG | Management | For | For | ||||
6E | ELECTION TO THE SUPERVISORY BOARD: PROF. DR. H.C. MULT. HASSO PLATTNER | Management | For | For | ||||
6F | ELECTION TO THE SUPERVISORY BOARD: PROF. DR. DR. H.C. MULT. AUGUST-WILHELM SCHEER | Management | For | For | ||||
6G | ELECTION TO THE SUPERVISORY BOARD: DR. ERHART SCHIPPOREIT | Management | For | For | ||||
6H | ELECTION TO THE SUPERVISORY BOARD: PROF. DR-ING. DR-ING. E.H. KLAUS WUCHERER | Management | For | For | ||||
07 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND USE TREASURY SHARES | Management | For | For | ||||
08 | RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES | Management | For | For | ||||
09 | APPROVAL OF MAKING INFORMATION AVAILABLE TO SHAREHOLDERS BY MEANS OF TELECOMMUNICATION AND AMENDING CLAUSE 3 OF THE ARTICLES | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-114-
TOTAL S.A. | |||||||
Security | 89151E109 | Meeting Type | Annual | ||||
Ticker Symbol | TOT | Meeting Date | 11-May-2007 | ||||
ISIN | Agenda | 932691769 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | Management | Abstain | Against | ||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | Management | Abstain | Against | ||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | Management | Abstain | Against | ||||
O4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | Abstain | Against | ||||
O5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY | Management | Abstain | Against | ||||
O6 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR | Management | Abstain | Against | ||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR | Management | Abstain | Against | ||||
O8 | RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR | Management | Abstain | Against | ||||
O9 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||
O10 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||
O11 | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||
O12 | DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS' COMPENSATION | Management | Abstain | Against | ||||
E13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | Abstain | Against | ||||
E14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | Abstain | Against | ||||
E15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE | Management | Abstain | Against | ||||
E16 | AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES | Management | Abstain | Against | ||||
E17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | Management | Abstain | Against | ||||
E18 | AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY'S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS' MEETINGS | Management | Abstain | Against | ||||
E19 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES FROM THE DECREE OF DECEMBER 11, 2006 RELATING TO THE COMPANY'S BOOK-BASED SYSTEM FOR RECORDING SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE IN ANY FORM WHATSOEVER IN A GENERAL MEETING OF THE COMPANY | Management | Abstain | Against | ||||
E20 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION | Management | Abstain | Against | ||||
A | NEW PROCEDURE TO NOMINATE THE EMPLOYEE- SHAREHOLDER DIRECTOR | Management | Abstain | Against | ||||
B | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES | Management | Abstain | Against | ||||
C | AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5200 | 0 |
-115-
UNILEVER N.V. | |||||||
Security | 904784709 | Meeting Type | Annual | ||||
Ticker Symbol | UN | Meeting Date | 15-May-2007 | ||||
ISIN | Agenda | 932663378 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
02 | ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2006 FINANCIAL YEAR. | Management | Abstain | Against | ||||||||||
04 | DISCHARGE OF THE EXECUTIVE DIRECTORS. | Management | Abstain | Against | ||||||||||
05 | DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. | Management | Abstain | Against | ||||||||||
06 | DIRECTOR | Management | ||||||||||||
1 | PJ CESCAU* | Abstain | Against | |||||||||||
2 | CJ VAN DER GRAAF* | Abstain | Against | |||||||||||
3 | RD KUGLER* | Abstain | Against | |||||||||||
4 | THE LORD BRITTAN** | Abstain | Against | |||||||||||
5 | PROFESSOR W DIK** | Abstain | Against | |||||||||||
6 | CE GOLDEN** | Abstain | Against | |||||||||||
7 | DR BE GROTE** | Abstain | Against | |||||||||||
8 | LORD SIMON** | Abstain | Against | |||||||||||
9 | J-C SPINETTA** | Abstain | Against | |||||||||||
10 | KJ STORM** | Abstain | Against | |||||||||||
11 | J VAN DER VEER** | Abstain | Against | |||||||||||
12 | PROF. G. BERGER** | Abstain | Against | |||||||||||
13 | N MURTHY** | Abstain | Against | |||||||||||
14 | H NYASULU** | Abstain | Against | |||||||||||
15 | M TRESCHOW** | Abstain | Against | |||||||||||
08 | REMUNERATION OF EXECUTIVE DIRECTORS. | Management | Abstain | Against | ||||||||||
09 | REMUNERATION OF NON-EXECUTIVE DIRECTORS. | Management | Abstain | Against | ||||||||||
10 | ALTERATION TO THE ARTICLES OF ASSOCIATION. | Management | Abstain | Against | ||||||||||
11 | APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2007 FINANCIAL YEAR. | Management | Abstain | Against | ||||||||||
12 | DESIGNATION OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE COMPANY. | Management | Abstain | Against | ||||||||||
13 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO PURCHASE SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS THEREFOR. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 9000 | 0 |
-116-
XTO ENERGY INC. | |||||||
Security | 98385X106 | Meeting Type | Annual | ||||
Ticker Symbol | XTO | Meeting Date | 15-May-2007 | ||||
ISIN | Agenda | 932682974 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: LANE G. COLLINS | Management | Abstain | Against | ||||
1B | ELECTION OF DIRECTOR: SCOTT G. SHERMAN | Management | Abstain | Against | ||||
1C | ELECTION OF DIRECTOR: BOB R. SIMPSON | Management | Abstain | Against | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 |
-117-
DENTSPLY INTERNATIONAL INC. | |||||||
Security | 249030107 | Meeting Type | Annual | ||||
Ticker Symbol | XRAY | Meeting Date | 15-May-2007 | ||||
ISIN | Agenda | 932683104 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | PAULA H. CHOLMONDELEY | Abstain | Against | ||||||
2 | MICHAEL J. COLEMAN | Abstain | Against | ||||||
3 | JOHN C. MILES II | Abstain | Against | ||||||
4 | W. KEITH SMITH | Abstain | Against | ||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | Abstain | Against | |||||
03 | PROPOSAL TO APPROVE AMENDMENTS TO THE 2002 EQUITY INCENTIVE PLAN. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6700 | 0 |
-118-
BNP PARIBAS |
Security | 05565A202 | Meeting Type | Annual | ||||
Ticker Symbol | BNPQY | Meeting Date | 15-May-2007 | ||||
ISIN | Agenda | 932686225 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF THE CONSOLIDATED BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED 31 DECEMBER 2006 | Management | Abstain | Against | ||||
O2 | APPROVAL OF THE BANK'S BALANCE SHEET AND PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED 31 DECEMBER 2006 | Management | Abstain | Against | ||||
O3 | APPROPRIATION OF NET INCOME FOR THE YEAR ENDED 31 DECEMBER 2006 AND APPROVAL OF DIVIDEND PAYOUT | Management | Abstain | Against | ||||
O4 | AUDITORS' SPECIAL REPORT ON THE TRANSACTIONS AND AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE APPROVED IN ADVANCE, INCLUDING THOSE BETWEEN THE BANK AND ITS DIRECTORS AND OFFICERS, AND BETWEEN GROUP COMPANIES WITH COMMON CORPORATE OFFICERS | Management | Abstain | Against | ||||
O5 | AUTHORISATION FOR BNP PARIBAS TO BUY BACK ITS OWN SHARES | Management | Abstain | Against | ||||
O6 | RATIFICATION OF THE APPOINTMENT OF A DIRECTOR: APPOINTMENT OF SUZANNE BERGER KENISTON AS A DIRECTOR | Management | Abstain | Against | ||||
O7 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: RENEW LOUIS SCHWEITZER'S TERM OF OFFICE AS A DIRECTOR | Management | Abstain | Against | ||||
O8 | POWERS TO CARRY OUT FORMALITIES | Management | Abstain | Against | ||||
09 | AMENDMENT TO THE AUTHORISATION GIVEN IN THE FIFTEENTH RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF 18 MAY 2005 TO GRANT SHARE AWARDS TO EMPLOYEES AND CORPORATE OFFICERS OF BNP PARIBAS AND RELATED COMPANIES - IN ACCORDANCE WITH THE FRENCH ACT OF 30 DECEMBER 2006 RELATING TO THE PROMOTION OF EMPLOYEE PROFIT-SHARING AND SHARE OWNERSHIP | Management | Abstain | Against | ||||
10 | AMENDMENT TO THE AUTHORISATION GIVEN TO THE BOARD OF DIRECTORS IN THE TWENTY-SECOND RESOLUTION OF THE EXTRAORDINARY GENERAL MEETING OF 23 MAY 2006 TO INCREASE THE BANK'S CAPITAL VIA THE ISSUE OF SHARES RESERVED FOR MEMBERS OF THE BNP PARIBAS CORPORATE SAVINGS PLAN - IN ACCORDANCE WITH THE FRENCH ACT OF 30 DECEMBER 2006 RELATING TO THE PROMOTION OF EMPLOYEE PROFIT-SHARING AND SHARE OWNERSHIP | Management | Abstain | Against | ||||
11 | AUTHORISATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE BANK'S CAPITAL BY CANCELLATION OF SHARES | Management | Abstain | Against | ||||
12A | APPROVAL OF THE PROPOSED MERGER OF BNL INTO PARIBAS | Management | Abstain | Against | ||||
12B | APPROVAL OF THE CORRESPONDING INCREASE IN THE BANK'S SHARE CAPITAL | Management | Abstain | Against | ||||
12C | APPROVAL OF BNP PARIBAS TAKING OVER COMMITMENTS RELATED TO STOCK OPTIONS GRANTED BY BNL | Management | Abstain | Against | ||||
12D | APPROVAL OF AN AUTHORISATION TO SELL ALL SHARES CORRESPONDING TO FRACTIONS OF SHARES | Management | Abstain | Against | ||||
13 | APPROVAL OF THE MERGER OF COMPAGNIE IMMOBILIERE DE FRANCE INTO BNP PARIBAS | Management | Abstain | Against | ||||
14 | APPROVAL OF THE MERGER OF SOCIETE IMMOBILIERE DU 36 AVENUE DE L'OPERA INTO BNP PARIBAS | Management | Abstain | Against | ||||
15 | APPROVAL OF THE MERGER OF CAPEFI INTO BNP PARIBAS | Management | Abstain | Against | ||||
16 | AMENDMENT OF THE BANK'S ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE FRENCH GOVERNMENT DECREE OF 11 DECEMBER 2006 WHICH AMENDS THE TERMS AND CONDITIONS RELATING TO ATTENDANCE AT SHAREHOLDERS' MEETINGS PROVIDED FOR IN THE DECREE OF 23 MARCH 1967 CONCERNING COMMERCIAL COMPANIES | Management | Abstain | Against | ||||
17 | POWERS TO CARRY OUT FORMALITIES | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | �� | 6000 | 0 |
-119-
BIOVAIL CORPORATION | |||||||
Security | 09067J109 | Meeting Type | Annual and Special Meeting | ||||
Ticker Symbol | BVF | Meeting Date | 16-May-2007 | ||||
ISIN | Agenda | 932665221 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | EUGENE N. MELNYK | Abstain | Against | ||||||
2 | WILFRED G. BRISTOW | Abstain | Against | ||||||
3 | DR. LAURENCE E. PAUL | Abstain | Against | ||||||
4 | SHELDON PLENER | Abstain | Against | ||||||
5 | JAMIE C. SOKALSKY | Abstain | Against | ||||||
6 | DR.DOUGLAS J.P. SQUIRES | Abstain | Against | ||||||
7 | MICHAEL R. VAN EVERY | Abstain | Against | ||||||
8 | WILLIAM M. WELLS | Abstain | Against | ||||||
02 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF COMMON SHAREHOLDERS AND AUTHORIZATION OF THE BOARD OF DIRECTORS OF BIOVAIL TO FIX THE REMUNERATION OF THE AUDITORS. | Management | Abstain | Against | |||||
03 | THE RESOLUTION IN THE FORM SET OUT IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR APPROVING THE REVISIONS TO THE AMENDMENT PROVISIONS OF THE 2006 STOCK OPTION PLAN, THE 2004 STOCK OPTION PLAN AND THE 1993 STOCK OPTION PLAN. | Management | Abstain | Against | |||||
04 | THE RESOLUTION IN THE FORM SET OUT IN APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR APPROVING THE AMENDMENT TO THE 2006 STOCK OPTION PLAN PROVIDING FOR RESTRICTED SHARE UNIT AWARDS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 16000 | 0 |
-120-
CONMED CORPORATION | |||||||
Security | 207410101 | Meeting Type | Annual | ||||
Ticker Symbol | CNMD | Meeting Date | 17-May-2007 | ||||
ISIN | Agenda | 932687291 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | EUGENE R. CORASANTI | Abstain | Against | ||||||
2 | BRUCE F. DANIELS | Abstain | Against | ||||||
3 | WILLIAM D. MATTHEWS | Abstain | Against | ||||||
4 | STUART J. SCHWARTZ | Abstain | Against | ||||||
5 | JOSEPH J. CORASANTI | Abstain | Against | ||||||
6 | STEPHEN M. MANDIA | Abstain | Against | ||||||
7 | JO ANN GOLDEN | Abstain | Against | ||||||
8 | MARK E. TRYNISKI | Abstain | Against | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2007. | Management | Abstain | Against | |||||
03 | APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 7720 | 0 |
-121-
CHEMED CORPORATION | |||||||
Security | 16359R103 | Meeting Type | Annual | ||||
Ticker Symbol | CHE | Meeting Date | 21-May-2007 | ||||
ISIN | Agenda | 932669116 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | EDWARD L. HUTTON | For | For | ||||||
2 | KEVIN J. MCNAMARA | For | For | ||||||
3 | CHARLES H. ERHART, JR. | For | For | ||||||
4 | JOEL F. GEMUNDER | For | For | ||||||
5 | PATRICK P. GRACE | For | For | ||||||
6 | THOMAS C. HUTTON | For | For | ||||||
7 | WALTER L. KREBS | For | For | ||||||
8 | SANDRA E. LANEY | For | For | ||||||
9 | TIMOTHY S. O'TOOLE | For | For | ||||||
10 | DONALD E. SAUNDERS | For | For | ||||||
11 | GEORGE J. WALSH III | For | For | ||||||
12 | FRANK E.WOOD | For | For | ||||||
02 | TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5200 | 0 | 17-May-2007 | 17-May-2007 |
-122-
FRANCE TELECOM | |||||||
Security | 35177Q105 | Meeting Type | Special | ||||
Ticker Symbol | FTE | Meeting Date | 21-May-2007 | ||||
ISIN | Agenda | 932703122 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. | Management | Abstain | Against | ||||
02 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. | Management | Abstain | Against | ||||
03 | ALLOCATION OF THE RESULTS. | Management | Abstain | Against | ||||
04 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE. | Management | Abstain | Against | ||||
05 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES. | Management | Abstain | Against | ||||
06 | APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE | Management | Abstain | Against | ||||
07 | AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER TO BRING IT INTO CONFORMITY WITH THE DECREE NO. 2007-431 OF MARCH 25, 2007. | Management | Abstain | Against | ||||
08 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. | Management | Abstain | Against | ||||
09 | DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. | Management | Abstain | Against | ||||
10 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING. | Management | Abstain | Against | ||||
11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED. | Management | Abstain | Against | ||||
12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY. | Management | Abstain | Against | ||||
13 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. | Management | Abstain | Against | ||||
14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES, AS A RESULT OF THE ISSUANCE BY THE COMPANY'S SUBSIDIARIES OF SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY. | Management | Abstain | Against | ||||
15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF THE FIRM ORANGE S.A. | Management | Abstain | Against | ||||
16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ISSUANCE OF OPTION- BASED LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES OF A LIQUIDITY AGREEMENT. | Management | Abstain | Against | ||||
17 | OVERALL LIMITATION OF THE AUTHORIZATIONS. | Management | Abstain | Against | ||||
18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES. | Management | Abstain | Against | ||||
19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS. | Management | Abstain | Against | ||||
20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF ORDINARY SHARES FROM THE COMPANY. | Management | Abstain | Against | ||||
21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN. | Management | Abstain | Against | ||||
22 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF ORDINARY SHARES. | Management | Abstain | Against | ||||
23 | POWERS FOR FORMALITIES. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 |
-123-
GLAXOSMITHKLINE PLC | |||||||
Security | 37733W105 | Meeting Type | Annual | ||||
Ticker Symbol | GSK | Meeting Date | 23-May-2007 | ||||
ISIN | Agenda | 932647780 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS | Management | Abstain | Against | ||||
O2 | TO APPROVE THE REMUNERATION REPORT | Management | Abstain | Against | ||||
O3 | TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Management | Abstain | Against | ||||
O4 | TO ELECT DR STEPHANIE BURNS AS A DIRECTOR | Management | Abstain | Against | ||||
O5 | TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR | Management | Abstain | Against | ||||
O6 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Management | Abstain | Against | ||||
O7 | TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR | Management | Abstain | Against | ||||
O8 | TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR | Management | Abstain | Against | ||||
O9 | RE-APPOINTMENT OF AUDITORS | Management | Abstain | Against | ||||
O10 | REMUNERATION OF AUDITORS | Management | Abstain | Against | ||||
S11 | TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE | Management | Abstain | Against | ||||
S12 | AUTHORITY TO ALLOT SHARES | Management | Abstain | Against | ||||
S13 | DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||
S14 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | Abstain | Against | ||||
S15 | AMENDMENT OF THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 8000 | 0 |
-124-
KVH INDUSTRIES, INC. | |||||||
Security | 482738101 | Meeting Type | Annual | ||||
Ticker Symbol | KVHI | Meeting Date | 23-May-2007 | ||||
ISIN | Agenda | 932702396 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | CHARLES R. TRIMBLE | Abstain | Against | ||||||
2 | A.H.K. VAN HEYNINGEN | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 16000 | 0 |
-125-
SANDISK CORPORATION | |||||||
Security | 80004C101 | Meeting Type | Annual | ||||
Ticker Symbol | SNDK | Meeting Date | 24-May-2007 | ||||
ISIN | Agenda | 932675208 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DR. ELI HARARI | Abstain | Against | ||||||
2 | IRWIN FEDERMAN | Abstain | Against | ||||||
3 | STEVEN J. GOMO | Abstain | Against | ||||||
4 | EDDY W. HARTENSTEIN | Abstain | Against | ||||||
5 | CATHERINE P. LEGO | Abstain | Against | ||||||
6 | MICHAEL E. MARKS | Abstain | Against | ||||||
7 | DR. JAMES D. MEINDL | Abstain | Against | ||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2007. | Management | Abstain | Against | |||||
03 | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-VESTING SHARES. | Shareholder | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5000 | 0 |
-126-
NORTHWEST NATURAL GAS COMPANY | |||||||
Security | 667655104 | Meeting Type | Annual | ||||
Ticker Symbol | NWN | Meeting Date | 24-May-2007 | ||||
ISIN | Agenda | 932676969 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | TOD R. HAMACHEK | Abstain | Against | ||||||
2 | KENNETH THRASHER | Abstain | Against | ||||||
3 | RUSSELL F. TROMLEY | Abstain | Against | ||||||
02 | THE REAPPROVAL OF THE RESTATED STOCK OPTION PLAN. | Management | Abstain | Against | |||||
03 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NW NATURAL'S INDEPENDENT AUDITORS FOR THE YEAR 2007. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6000 | 0 |
-127-
DEUTSCHE BANK AG | |||||||
Security | D18190898 | Meeting Type | Annual | ||||
Ticker Symbol | DB | Meeting Date | 24-May-2007 | ||||
ISIN | Agenda | 932688647 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
02 | APPROPRIATION OF DISTRIBUTABLE PROFIT | Management | For | For | ||||
03 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR | Management | For | For | ||||
04 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR | Management | For | For | ||||
05 | ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL YEAR, INTERIM ACCOUNT | Management | For | For | ||||
06 | AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) | Management | For | For | ||||
07 | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE | Management | For | For | ||||
08 | AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES | Management | For | For | ||||
09 | ELECTION TO THE SUPERVISORY BOARD | Management | For | For | ||||
10 | RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM 8 | Management | For | For | ||||
11 | RESOLUTION ON AN AMENDMENT TO SECTION 14 OF THE ARTICLES OF ASSOCIATION CONCERNING THE REMUNERATION OF THE SUPERVISORY BOARD | Management | For | For | ||||
12 | RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||
13 | RESOLUTION ON THE AMENDMENT OF SECTION 8 OF THE ARTICLES OF ASSOCIATION ON THE REORGANIZATION OF THE ADVISORY BODIES | Management | For | For | ||||
14 | CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 4000 | 0 | 17-May-2007 | 17-May-2007 |
-128-
BJ'S WHOLESALE CLUB, INC. | |||||||
Security | 05548J106 | Meeting Type | Annual | ||||
Ticker Symbol | BJ | Meeting Date | 24-May-2007 | ||||
ISIN | Agenda | 932695224 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | S. JAMES COPPERSMITH | Abstain | Against | ||||||
2 | THOMAS J. SHIELDS | Abstain | Against | ||||||
3 | HERBERT J ZARKIN | Abstain | Against | ||||||
02 | APPROVAL OF 2007 STOCK INCENTIVE PLAN. | Management | Abstain | Against | |||||
03 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2008. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 5075 | 0 |
-129-
BUNGE LIMITED | |||||||
Security | G16962105 | Meeting Type | Annual | ||||
Ticker Symbol | BG | Meeting Date | 25-May-2007 | ||||
ISIN | Agenda | 932685401 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | TO ELECT AS CLASS I DIRECTOR: JORGE BORN, JR. | Management | Abstain | Against | ||||
1B | TO ELECT AS CLASS I DIRECTOR: BERNARD DE LA TOUR D'AUVERGNE LAURAGUAIS | Management | Abstain | Against | ||||
1C | TO ELECT AS CLASS I DIRECTOR: WILLIAM ENGELS | Management | Abstain | Against | ||||
1D | TO ELECT AS CLASS I DIRECTOR: L. PATRICK LUPO | Management | Abstain | Against | ||||
1E | TO ELECT AS CLASS II DIRECTOR: OCTAVIO CARABALLO | Management | Abstain | Against | ||||
02 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | Abstain | Against | ||||
03 | TO APPROVE THE BUNGE LIMITED 2007 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN AS SET FORTH IN THE PROXY STATEMENT. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 6500 | 0 |
-130-
INTERCONTINENTAL HOTELS GROUP PLC | |||||||
Security | 45857P202 | Meeting Type | Annual | ||||
Ticker Symbol | IHG | Meeting Date | 01-Jun-2007 | ||||
ISIN | Agenda | 932660889 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIPT OF FINANCIAL STATEMENTS | Management | Abstain | Against | ||||
02 | APPROVAL OF REMUNERATION REPORT | Management | Abstain | Against | ||||
03 | DECLARATION OF FINAL DIVIDEND | Management | Abstain | Against | ||||
4A | RE-ELECTION OF ROBERT C LARSON+ | Management | Abstain | Against | ||||
4B | RE-ELECTION OF SIR DAVID PROSSER+ | Management | Abstain | Against | ||||
4C | RE-ELECTION OF RICHARD SOLOMONS | Management | Abstain | Against | ||||
4D | RE-ELECTION OF DAVID WEBSTER | Management | Abstain | Against | ||||
05 | REAPPOINTMENT OF AUDITORS | Management | Abstain | Against | ||||
06 | AUTHORITY TO SET AUDITORS' REMUNERATION | Management | Abstain | Against | ||||
07 | POLITICAL DONATIONS | Management | Abstain | Against | ||||
08 | ALLOTMENT OF SHARES | Management | Abstain | Against | ||||
09 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||
10 | AUTHORITY TO PURCHASE OWN SHARES | Management | Abstain | Against | ||||
11 | E-COMMUNICATIONS AND THE COMPANIES ACT 2006 | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 22642 | 0 |
-131-
INTERCONTINENTAL HOTELS GROUP PLC | |||||||
Security | 45857P202 | Meeting Type | Special | ||||
Ticker Symbol | IHG | Meeting Date | 01-Jun-2007 | ||||
ISIN | Agenda | 932711662 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONSOLIDATION OF SHARE CAPITAL | Management | Abstain | Against | ||||
02 | AUTHORITY TO PURCHASE OWN SHARES | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 22642 | 0 |
-132-
NATIONAL OILWELL VARCO, INC. | |||||||
Security | 637071101 | Meeting Type | Annual | ||||
Ticker Symbol | NOV | Meeting Date | 05-Jun-2007 | ||||
ISIN | Agenda | 932695046 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | BEN A. GUILL | Abstain | Against | ||||||
2 | ROGER L. JARVIS | Abstain | Against | ||||||
3 | ERIC L. MATTSON | Abstain | Against | ||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 3633 | 0 |
-133-
SIGNET GROUP PLC | |||||||
Security | 82668L872 | Meeting Type | Annual | ||||
Ticker Symbol | SIG | Meeting Date | 08-Jun-2007 | ||||
ISIN | Agenda | 932718539 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RECEIVE THE AUDITED ACCOUNTS AND ACCOMPANYING REPORTS | Management | Abstain | Against | ||||
02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | Abstain | Against | ||||
03 | TO DECLARE A FINAL DIVIDEND | Management | Abstain | Against | ||||
04 | TO RE-ELECT BROOK LAND | Management | Abstain | Against | ||||
05 | TO RE-ELECT ROBERT BLANCHARD | Management | Abstain | Against | ||||
06 | TO RE-ELECT WALKER BOYD | Management | Abstain | Against | ||||
07 | TO RE-ELECT DALE HILPERT | Management | Abstain | Against | ||||
08 | TO RE-APPOINT THE AUDITOR | Management | Abstain | Against | ||||
09 | TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES | Management | Abstain | Against | ||||
10 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON SHARE ALLOTMENTS* | Management | Abstain | Against | ||||
11 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES* | Management | Abstain | Against | ||||
12 | TO ADOPT NEW ARTICLES OF ASSOCIATION* | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 8000 | 0 |
-134-
CONTINENTAL AIRLINES, INC. | |||||||
Security | 210795308 | Meeting Type | Annual | ||||
Ticker Symbol | CAL | Meeting Date | 12-Jun-2007 | ||||
ISIN | Agenda | 932701786 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | THOMAS J. BARRACK, JR. | For | For | ||||||
2 | KIRBYJON H. CALDWELL | For | For | ||||||
3 | LAWRENCE W. KELLNER | For | For | ||||||
4 | DOUGLAS H. MCCORKINDALE | For | For | ||||||
5 | HENRY L. MEYER III | For | For | ||||||
6 | OSCAR MUNOZ | For | For | ||||||
7 | GEORGE G.C. PARKER | For | For | ||||||
8 | JEFFERY A. SMISEK | For | For | ||||||
9 | KAREN HASTIE WILLIAMS | For | For | ||||||
10 | RONALD B. WOODARD | For | For | ||||||
11 | CHARLES A. YAMARONE | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | |||||
03 | STOCKHOLDER PROPOSAL RELATED TO POLITICAL ACTIVITIES | Shareholder | Against | Against | |||||
04 | STOCKHOLDER PROPOSAL RELATED TO PERFORMANCE- BASED EQUITY COMPENSATION FOR SENIOR OFFICERS | Shareholder | Abstain | Against | |||||
05 | PLEASE MARK "FOR" IF STOCK OWNED BENEFICIALLY BY YOU IS OWNED OR CONTROLLED BY PERSONS WHO ARE NOT U.S. CITIZENS (AS DEFINED IN THE PROXY STATEMENT) | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 10000 | 0 | 05-Jun-2007 | 05-Jun-2007 |
-135-
PORTUGAL TELECOM, SGPS, S.A. | |||||||
Security | 737273102 | Meeting Type | Special | ||||
Ticker Symbol | PT | Meeting Date | 22-Jun-2007 | ||||
ISIN | Agenda | 932741449 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO RESOLVE ON THE FOLLOWING AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | Management | Abstain | Against | ||||
02 | TO RESOLVE ON THE CHANGE IN THE COMPOSITION AND ON THE ELECTION OF NEW MEMBERS OF THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
03 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE AS WELL AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD. | Management | Abstain | Against | ||||
04 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, FOR THE 2006-2008 PERIOD. | Management | Abstain | Against | ||||
05 | TO RESOLVE ON THE AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 20300 | 0 |
-136-
BANCO SANTANDER CENTRAL HISPANO S.A. | |||||||
Security | 05964H105 | Meeting Type | Annual | ||||
Ticker Symbol | STD | Meeting Date | 23-Jun-2007 | ||||
ISIN | Agenda | 932734684 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS STATEMENT, STATEMENTS OF CHANGES IN NET ASSETS AND CASH FLOWS, AND NOTES) AND OF THE CORPORATE MANAGEMENT OF BANCO SANTANDER CENTRAL HISPANO, S.A. AND ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR ENDED 31 DECEMBER 2006. | Management | Abstain | Against | |||||
02 | APPLICATION OF RESULTS FROM FISCAL YEAR 2006. | Management | Abstain | Against | |||||
03 | DIRECTOR | Management | |||||||
1 | MS. I.T. BISCAROLASAGA | Abstain | Against | ||||||
2 | A. GENERALI S.P.A. | Abstain | Against | ||||||
3 | MR. A.B. GARCIA-TUNON | Abstain | Against | ||||||
4 | MR. A. ESCAMEZ TORRES | Abstain | Against | ||||||
5 | MR. F. LUZON LOPEZ | Abstain | Against | ||||||
04 | RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL YEAR 2007. | Management | Abstain | Against | |||||
05 | AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION OF THE BUSINESS CORPORATIONS LAW. | Management | Abstain | Against | |||||
6A | BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 1. | Management | Abstain | Against | |||||
6B | BYLAWS: AMENDMENT OF ARTICLE 28. | Management | Abstain | Against | |||||
6C | BYLAWS: AMENDMENT OF THE SECOND PARAGRAPH OF ARTICLE 36. | Management | Abstain | Against | |||||
6D | BYLAWS: AMENDMENT OF THE LAST PARAGRAPH OF ARTICLE 37. | Management | Abstain | Against | |||||
6E | BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE 40. | Management | Abstain | Against | |||||
7A | RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF THE PREAMBLE. | Management | Abstain | Against | |||||
7B | RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 2. | Management | Abstain | Against | |||||
7C | RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: AMENDMENT OF ARTICLE 21 AND CORRESPONDING AMENDMENT OF PARAGRAPH 1 OF THE CURRENT ARTICLE 22. | Management | Abstain | Against | |||||
7D | RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: ADDITION OF A NEW ARTICLE 22 AND RENUMBERING OF CURRENT ARTICLE 22 ET SEQ. | Management | Abstain | Against | |||||
08 | DELEGATION TO THE BOARD OF THE POWER TO CARRY OUT THE RESOLUTION TO BE ADOPTED TO INCREASE THE SHARE CAPITAL, PURSUANT TO THE PROVISIONS OF SECTION 153.1A) OF THE BUSINESS CORPORATIONS LAW. | Management | Abstain | Against | |||||
09 | DELEGATION TO THE BOARD OF THE POWER TO ISSUE FIXED INCOME SECURITIES NOT CONVERTIBLE INTO SHARES. | Management | Abstain | Against | |||||
10 | AUTHORIZATION TO DELIVER, WITHOUT CHARGE, 100 SANTANDER SHARES TO EACH OF THE EMPLOYEES OF COMPANIES OF THE GROUP WHO SATISFY THE CONDITIONS ESTABLISHED IN THE RESOLUTION TO BE ADOPTED. | Management | Abstain | Against | |||||
11 | AMENDMENT OF THE INCENTIVE PLAN FOR ABBEY MANAGERS BY MEANS OF THE DELIVERY OF SANTANDER SHARES APPROVED BY THE SHAREHOLDERS AT THE MEETING OF 22 JUNE 2006 AND LINKED TO THE ATTAINMENT OF REVENUE AND PROFIT TARGETS OF SUCH BRITISH ENTITY. | Management | Abstain | Against | |||||
12 | APPROVAL, IN CONNECTION WITH THE LONG-TERM INCENTIVE POLICY APPROVED BY THE BOARD, OF VARIOUS PLANS FOR THE DELIVERY OF SANTANDER SHARES, FOR IMPLEMENTATION THEREOF BY THE BANK AND COMPANIES WITHIN THE SANTANDER GROUP. | Management | Abstain | Against | |||||
13 | AUTHORIZATION TO THE BOARD TO INTERPRET, REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO SUBSTITUTE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034078465 | 01K | 17000 | 0 |
-137-
SHINWA ART AUCTION CO LTD, TOKYO | |||||||
Security | J74123100 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Aug-2006 | |||||
ISIN | JP3384900001 | Agenda | 701051827 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to the New Commercial Code, Allow Use of Electronic Systems for Public Notifications, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint an Independent Auditor | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors | Management | Against | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 7 | 0 | 19-Aug-2006 | 19-Aug-2006 |
-138-
RECRM RESEARCH CO LTD, TOKYO | |||||||
Security | J64329105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 24-Nov-2006 | |||||
ISIN | JP3979100009 | Agenda | 701098748 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 50 | 0 | 11-Nov-2006 | 11-Nov-2006 |
-139-
JAPAN SMALLER CAPITALIZATION FUND, I | |||||||
Security | 47109U104 | Meeting Type | Annual | ||||
Ticker Symbol | JOF | Meeting Date | 13-Dec-2006 | ||||
ISIN | Agenda | 932595311 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DIRECTOR | Management | ||||||
1 RODNEY A. BUCK | For | For | ||||||
2 DAVID B. CHEMIDLIN | For | For | ||||||
02 | AMENDMENT OF THE FUNDAMENTAL INVESTMENT RESTRICTIONS OF THE FUND TO PERMIT THE FUND TO LEND ITS PORTFOLIO SECURITIES. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 4000 | 0 | 15-Nov-2006 | 15-Nov-2006 |
-140-
INTELLIGENCE,LTD. | |||||||
Security | J2402D101 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 19-Dec-2006 | |||||
ISIN | JP3153000009 | Agenda | 701114059 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Disposition of Surplus | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code, Change Fiscal Year End | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Supplementary Auditor | Management | For | For | ||||
*Management Position Unknown |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 66 | 0 | 09-Dec-2006 | 09-Dec-2006 |
-141-
TOYO CORPORATION | |||||||
Security | J91042101 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 20-Dec-2006 | |||||
ISIN | JP3616600007 | Agenda | 701106925 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors | Management | Against | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 8000 | 0 | 28-Nov-2006 | 28-Nov-2006 |
-142-
THE BANK OF FUKUOKA, LTD. | |||||||
Security | J03822103 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Dec-2006 | |||||
ISIN | JP3804000002 | Agenda | 701111635 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
1 | Create a Holding Company, called Fukuoka Financial Group, Inc., by Stock Transfer with Kumamoto Family Bank | Management | For | For | |||||
2 | Amend Articles to: Approve Minor Revisions Related to Establishing the Holding Company | Management | For | For | |||||
3 | Appoint a Director | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 10000 | 0 | 06-Dec-2006 | 06-Dec-2006 |
-143-
CHUGAI PHARMACEUTICAL CO., LTD. | |||||||
Security | J06930101 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Mar-2007 | |||||
ISIN | JP3519400000 | Agenda | 701150827 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for All Directors and All Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code, Expand Business Lines | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||
6 | Amend the Compensation to be Received by Corporate Officers | Management | For | For | ||||
7 | Authorize Use of Stock Options for Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 6500 | 0 | 03-Mar-2007 | 22-Mar-2007 |
-144-
ALLIED TELESIS HOLDINGS K.K. | |||||||
Security | J3920V102 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Mar-2007 | |||||
ISIN | JP3124900006 | Agenda | 701168040 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Amend Articles to: Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Allow Board to Authorize Use of Stock Options | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 35000 | 0 | 16-Mar-2007 | 22-Mar-2007 |
-145-
KIRIN BREWERY COMPANY,LIMITED | |||||||
Security | 497350108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Mar-2007 | |||||
ISIN | JP3258000003 | Agenda | 701134493 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Approve the Corporate Split Agreements | Management | For | For | ||||
3. | Amend the Articles of Incorporation : Change Official Company Name, Reduce Board Size, Change Business Lines, Revisions Related to the New Corporate Law | Management | For | For | ||||
4.1 | Appoint a Director | Management | For | For | ||||
4.2 | Appoint a Director | Management | For | For | ||||
4.3 | Appoint a Director | Management | For | For | ||||
4.4 | Appoint a Director | Management | For | For | ||||
4.5 | Appoint a Director | Management | For | For | ||||
4.6 | Appoint a Director | Management | For | For | ||||
4.7 | Appoint a Director | Management | For | For | ||||
4.8 | Appoint a Director | Management | For | For | ||||
4.9 | Appoint a Director | Management | For | For | ||||
4.10 | Appoint a Director | Management | For | For | ||||
5.1 | Appoint a Corporate Auditor | Management | For | For | ||||
5.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5.3 | Appoint a Corporate Auditor | Management | For | For | ||||
6. | Approve Retirement Allowance for Retiring Corporate Officers, and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | Management | For | For | ||||
7. | Approve Payment of Bonuses to Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 5000 | 0 | 07-Mar-2007 | 13-Mar-2007 |
-146-
NAKANISHI INC. | |||||||
Security | J4800J102 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Mar-2007 | |||||
ISIN | JP3642500007 | Agenda | 701162341 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for Internal Auditors, Adopt Reduction of Liability System for Outside Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Allow Use of Electronic Systems for Public Notifications, Appoint Independent Auditors, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||
3.1 | Appoint a Supplementary Auditor | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
5 | Amend the Compensation to be Received by Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 1500 | 0 | 15-Mar-2007 | 15-Mar-2007 |
-147-
SUMITOMO RUBBER INDUSTRIES,LTD. | |||||||
Security | J77884112 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Mar-2007 | |||||
ISIN | JP3404200002 | Agenda | 701160777 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for All Directors and All Auditors, Allow Disclosure of Shareholder Meeting Materials on the Internet, Approve Minor Revisions Related to the New Commercial Code | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
4 | Appoint Accounting Auditors | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
6 | Amend the Compensation to be Received by Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 10000 | 0 | 14-Mar-2007 | 14-Mar-2007 |
-148-
TOKYO TATEMONO CO.,LTD. | |||||||
Security | J88333117 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Mar-2007 | |||||
ISIN | JP3582600007 | Agenda | 701134506 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend the Articles of Incorporation : Approve Revisions Related to the New Corporate Law, Expand Business Lines, Allow Use of Electronic Systems for Public Notifications | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Approve Provision of Retirement Allowance for Retiring Corporate Officers | Management | For | For | ||||
6. | Approve Payment of Bonuses to Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 15000 | 0 | 09-Mar-2007 | 09-Mar-2007 |
-149-
AFLAC INCORPORATED | |||||||
Security | 001055102 | Meeting Type | Contested-Annual | ||||
Ticker Symbol | AFL | Meeting Date | 07-May-2007 | ||||
ISIN | Agenda | 932651789 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DANIEL P. AMOS | Abstain | Against | ||||||
2 | JOHN SHELBY AMOS II | Abstain | Against | ||||||
3 | PAUL S. AMOS II | Abstain | Against | ||||||
4 | YOSHIRO AOKI | Abstain | Against | ||||||
5 | MICHAEL H. ARMACOST | Abstain | Against | ||||||
6 | KRISS CLONINGER III | Abstain | Against | ||||||
7 | JOE FRANK HARRIS | Abstain | Against | ||||||
8 | ELIZABETH J. HUDSON | Abstain | Against | ||||||
9 | KENNETH S. JANKE SR. | Abstain | Against | ||||||
10 | DOUGLAS W. JOHNSON | Abstain | Against | ||||||
11 | ROBERT B. JOHNSON | Abstain | Against | ||||||
12 | CHARLES B. KNAPP | Abstain | Against | ||||||
13 | E. STEPHEN PURDOM, M.D. | Abstain | Against | ||||||
14 | B.K. RIMER, DR. PH | Abstain | Against | ||||||
15 | MARVIN R. SCHUSTER | Abstain | Against | ||||||
16 | DAVID GARY THOMPSON | Abstain | Against | ||||||
17 | ROBERT L. WRIGHT | Abstain | Against | ||||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 3000 | 0 |
-150-
INTELLIGENCE,LTD. | |||||||
Security | J2402D101 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 24-May-2007 | |||||
ISIN | JP3153000009 | Agenda | 701245501 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Appoint a Supplementary Auditor | Management | For | For | ||||
5 | Authorize Use of Stock Option Plan for Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 66 | 0 | 12-May-2007 | 12-May-2007 |
-151-
JSR CORPORATION | |||||||
Security | J2856K106 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 15-Jun-2007 | |||||
ISIN | JP3385980002 | Agenda | 701235005 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4. | Approve Payment of Bonuses to Directors | Management | For | For | ||||
5. | Approve Setting the Amount of the Directors' Remuneration to be Granted as Stock Options | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 6000 | 0 | 25-May-2007 | 25-May-2007 |
-152-
HOYA CORPORATION | |||||||
Security | J22848105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 19-Jun-2007 | |||||
ISIN | JP3837800006 | Agenda | 701272914 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | Appoint a Director | Management | For | For | ||||
1.2 | Appoint a Director | Management | For | For | ||||
1.3 | Appoint a Director | Management | For | For | ||||
1.4 | Appoint a Director | Management | For | For | ||||
1.5 | Appoint a Director | Management | For | For | ||||
1.6 | Appoint a Director | Management | For | For | ||||
1.7 | Appoint a Director | Management | For | For | ||||
1.8 | Appoint a Director | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-153-
MORGAN STANLEY ASIA-PACIFIC FUND, IN | |||||||
Security | 61744U106 | Meeting Type | Annual | ||||
Ticker Symbol | APF | Meeting Date | 19-Jun-2007 | ||||
ISIN | Agenda | 932725609 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | FRANK L. BOWMAN | Abstain | Against | ||||||
2 | JAMES F. HIGGINS | Abstain | Against | ||||||
3 | MANUEL H. JOHNSON | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 6000 | �� | 0 |
-154-
TOKAI RIKA CO.,LTD. | |||||||
Security | J85968105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 20-Jun-2007 | |||||
ISIN | JP3566600007 | Agenda | 701273106 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
2.14 | Appoint a Director | Management | For | For | ||||
2.15 | Appoint a Director | Management | For | For | ||||
2.16 | Appoint a Director | Management | For | For | ||||
2.17 | Appoint a Director | Management | For | For | ||||
2.18 | Appoint a Director | Management | For | For | ||||
2.19 | Appoint a Director | Management | For | For | ||||
2.20 | Appoint a Director | Management | For | For | ||||
2.21 | Appoint a Director | Management | For | For | ||||
2.22 | Appoint a Director | Management | For | For | ||||
2.23 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
3.4 | Appoint a Corporate Auditor | Management | For | For | ||||
3.5 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
5 | Allow Board to Authorize Use of Stock Options | Management | For | For | ||||
6 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-155-
SONY CORPORATION | |||||||
Security | 835699307 | Meeting Type | Annual | ||||
Ticker Symbol | SNE | Meeting Date | 21-Jun-2007 | ||||
ISIN | Agenda | 932733074 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | HOWARD STRINGER | For | For | ||||||
2 | RYOJI CHUBACHI | For | For | ||||||
3 | KATSUMI IHARA | For | For | ||||||
4 | AKISHIGE OKADA | For | For | ||||||
5 | HIROBUMI KAWANO | For | For | ||||||
6 | YOTARO KOBAYASHI | For | For | ||||||
7 | SAKIE T. FUKUSHIMA | For | For | ||||||
8 | YOSHIHIKO MIYAUCHI | For | For | ||||||
9 | YOSHIAKI YAMAUCHI | For | For | ||||||
10 | PETER BONFIELD | For | For | ||||||
11 | FUEO SUMITA | For | For | ||||||
12 | FUJIO CHO | For | For | ||||||
13 | NED LAUTENBACH | For | For | ||||||
14 | RYUJI YASUDA | For | For | ||||||
02 | TO ELECT THE INDEPENDENT AUDITOR. | Management | For | For | |||||
03 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. PROPOSALS 1, 2, 3 ABOVE ARE CORPORATION'S PROPOSALS. PROPOSAL 4 BELOW IS A SHAREHOLDERS' PROPOSAL. | Management | For | For | |||||
04 | TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION PAID TO EACH DIRECTOR. | Shareholder | No Action |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 2000 | 0 | 05-Jun-2007 | 05-Jun-2007 |
-156-
EAST JAPAN RAILWAY COMPANY | |||||||
Security | J1257M109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 22-Jun-2007 | |||||
ISIN | JP3783600004 | Agenda | 701236285 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||
5. | Shareholders' Proposals : Partial amendment to the Articles of Incorporation (1) | Shareholder | Against | For | ||||
6. | Shareholders' Proposals : Remedy of labor policies | Shareholder | Against | For | ||||
7. | Shareholders' Proposals : Partial amendment to the Articles of Incorporation (2) | Shareholder | Against | For | ||||
8. | Shareholders' Proposals : Partial amendment to the Articles of Incorporation (3) | Shareholder | Against | For | ||||
9. | Shareholders' Proposals : Partial amendment to the Articles of Incorporation (4) | Shareholder | Against | For | ||||
10.1 | Shareholders' Proposals : Dismissal of Directors | Shareholder | Against | For | ||||
10.2 | Shareholders' Proposals : Dismissal of Directors | Shareholder | Against | For | ||||
10.3 | Shareholders' Proposals : Dismissal of Directors | Shareholder | Against | For | ||||
10.4 | Shareholders' Proposals : Dismissal of Directors | Shareholder | Against | For | ||||
10.5 | Shareholders' Proposals : Dismissal of Directors | Shareholder | Against | For | ||||
11.1 | Shareholders' Proposals : Election of Directors | Shareholder | Against | For | ||||
11.2 | Shareholders' Proposals : Election of Directors | Shareholder | Against | For | ||||
11.3 | Shareholders' Proposals : Election of Directors | Shareholder | Against | For | ||||
11.4 | Shareholders' Proposals : Election of Directors | Shareholder | Against | For | ||||
11.5 | Shareholders' Proposals : Election of Directors | Shareholder | Against | For | ||||
12. | Shareholders' Proposals : Proposal for appropriation of retained earnings | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 15 | 0 | 01-Jun-2007 | 04-Jun-2007 |
-157-
FUJITSU LIMITED | |||||||
Security | J15708159 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 22-Jun-2007 | |||||
ISIN | JP3818000006 | Agenda | 701234990 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Reduction of Capital Reserve | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4. | Grant Retirement Allowances to Retiring Members of the Board and Auditor and Final Payments of Retirement Allowances in line with the Abolition of Retirement Allowance System for Members of the Board and Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 10000 | 0 | 04-Jun-2007 | 04-Jun-2007 |
-158-
KUBOTA CORPORATION | |||||||
Security | 501173207 | Meeting Type | Annual | ||||
Ticker Symbol | KUB | Meeting Date | 22-Jun-2007 | ||||
ISIN | Agenda | 932739987 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DAISUKE HATAKAKE | Abstain | Against | ||||||
2 | MORIYA HAYASHI | Abstain | Against | ||||||
3 | TOSHIHIRO FUKUDA | Abstain | Against | ||||||
4 | YASUO MASUMOTO | Abstain | Against | ||||||
5 | EISAKU SHINOHARA | Abstain | Against | ||||||
6 | YOSHIHIKO TABATA | Abstain | Against | ||||||
7 | KAZUNOBU UETA | Abstain | Against | ||||||
8 | MORIMITSU KATAYAMA | Abstain | Against | ||||||
9 | NOBUYUKI TOSHIKUNI | Abstain | Against | ||||||
10 | HIROKAZU NARA | Abstain | Against | ||||||
11 | MASAYOSHI KITAOKA | Abstain | Against | ||||||
12 | TETSUJI TOMITA | Abstain | Against | ||||||
13 | MASATOSHI KIMATA | Abstain | Against | ||||||
14 | NOBUYO SHIOJI | Abstain | Against | ||||||
15 | TAKESHI TORIGOE | Abstain | Against | ||||||
16 | SATORU SAKAMOTO | Abstain | Against | ||||||
17 | HIDEKI IWABU | Abstain | Against | ||||||
18 | TAKASHI YOSHII | Abstain | Against | ||||||
19 | KOHKICHI UJI | Abstain | Against | ||||||
20 | TOSHIHIRO KUBO | Abstain | Against | ||||||
21 | KENSHIRO OGAWA | Abstain | Against | ||||||
2A | MATTERS CONCERNING ELECTION OF CORPORATE AUDITOR: YOSHIHARU NISHIGUCHI | Management | Abstain | Against | |||||
2B | MATTERS CONCERNING ELECTION OF CORPORATE AUDITOR: MASANOBU WAKABAYASHI | Management | Abstain | Against | |||||
03 | MATTERS CONCERNING BONUS PAYMENTS FOR DIRECTORS | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 2000 | 0 |
-159-
MARUBENI CORPORATION | |||||||
Security | J39788138 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 22-Jun-2007 | |||||
ISIN | JP3877600001 | Agenda | 701235574 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Amend the Articles of Incorporation | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
3.4 | Appoint a Corporate Auditor | Management | For | For | ||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
5. | Approve Retirement Allowance for Retiring Corporate Officers, and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | Management | For | For | ||||
6. | Amend the Compensation to be received by Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 30000 | 0 | 31-May-2007 | 31-May-2007 |
-160-
NIDEC CORPORATION | |||||||
Security | 654090109 | Meeting Type | Annual | ||||
Ticker Symbol | NJ | Meeting Date | 22-Jun-2007 | ||||
ISIN | Agenda | 932741982 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | TO AMEND PARTLY THE ARTICLES OF INCORPORATION | Management | Abstain | Against | |||||
02 | DIRECTOR | Management | |||||||
1 | SHIGENOBU NAGAMORI | Abstain | Against | ||||||
2 | HIROSHI KOBE | Abstain | Against | ||||||
3 | YASUNOBU TORIYAMA | Abstain | Against | ||||||
4 | KENJI SAWAMURA | Abstain | Against | ||||||
5 | JYUNTARO FUJII | Abstain | Against | ||||||
6 | YASUO HAMAGUCHI | Abstain | Against | ||||||
7 | SEIZABURO KAWAGUCHI | Abstain | Against | ||||||
8 | TADAAKI HAMADA | Abstain | Against | ||||||
9 | SEIICHI HATTORI | Abstain | Against | ||||||
10 | TETSUO INOUE | Abstain | Against | ||||||
11 | TAKASHI IWATA | Abstain | Against | ||||||
12 | AKIRA KAGATA | Abstain | Against | ||||||
13 | KIYOYOSHI TAKEGAMI | Abstain | Against | ||||||
14 | TORU KODAKI | Abstain | Against | ||||||
15 | NORIMASA GOTO* | Abstain | Against | ||||||
16 | OSAMU NARUMIYA* | Abstain | Against | ||||||
3A | ELECT HIDEO ASAHINA AS A CORPORATE AUDITOR | Management | Abstain | Against | |||||
3B | ELECT RYOJI TAKAHASHI* AS A CORPORATE AUDITOR | Management | Abstain | Against | |||||
3C | ELECT SUSUMU OONO* AS A CORPORATE AUDITOR | Management | Abstain | Against | |||||
04 | TO ELECT AN ACCOUNTING AUDITOR | Management | Abstain | Against | |||||
05 | TO PAY BONUS TO OFFICERS | Management | Abstain | Against | |||||
06 | TO CHANGE THE LIMITATION OF COMPENSATION FOR DIRECTORS AND AUDITORS | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 9000 | 0 |
-161-
NIS GROUP CO., LTD. | |||||||
Security | 654655109 | Meeting Type | Annual | ||||
Ticker Symbol | NIS | Meeting Date | 23-Jun-2007 | ||||
ISIN | Agenda | 932741083 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | REVERSE STOCK SPLIT. | Management | Abstain | Against | ||||
02 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION (NO. 1). | Management | Abstain | Against | ||||
03 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION (NO. 2). | Management | Abstain | Against | ||||
04 | SELECTION OF ELEVEN (11) DIRECTORS. | Management | Abstain | Against | ||||
05 | SELECTION OF TWO (2) STATUTORY AUDITORS. | Management | Abstain | Against | ||||
06 | DETERMINATION OF COMPENSATION IN THE FORM OF STOCK OPTIONS FOR DIRECTORS. | Management | Abstain | Against | ||||
07 | PRESENTATION OF RETIREMENT BONUS TO A RETIRING DIRECTOR. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 11520 | 0 |
-162-
SUNDRUG CO.,LTD. | |||||||
Security | J78089109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Jun-2007 | |||||
ISIN | JP3336600006 | Agenda | 701288119 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Appoint a Corporate Auditor | Management | For | For | ||||
3 | Appoint Accounting Auditors | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-163-
KADOKAWA GROUP HOLDINGS,INC. | |||||||
Security | J2887C107 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 24-Jun-2007 | |||||
ISIN | JP3214300000 | Agenda | 701277445 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Allow Board to Authorize Use of Stock Options | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-164-
ALPINE ELECTRONICS,INC. | |||||||
Security | J01134105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Jun-2007 | |||||
ISIN | JP3126200009 | Agenda | 701277457 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
3 | Approve Provision of Retirement Allowance for Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 8000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-165-
DENSO CORPORATION | |||||||
Security | J12075107 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Jun-2007 | |||||
ISIN | JP3551500006 | Agenda | 701283133 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Approve Purchase of Own Shares | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Allow Board to Authorize Use of Stock Options | Management | For | For | ||||
6 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
7 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Management | For | For | ||||
8 | Amend the Compensation to be Received by Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 3000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-166-
INTERNET INITIATIVE JAPAN INC. | |||||||
Security | 46059T109 | Meeting Type | Annual | ||||
Ticker Symbol | IIJI | Meeting Date | 26-Jun-2007 | ||||
ISIN | Agenda | 932741108 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROPRIATION OF RETAINED EARNINGS | Management | For | For | ||||
02 | AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | For | For | ||||
03 | ELECTION OF EIGHT (8) DIRECTORS | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 7000 | 0 | 27-Jun-2007 |
-167-
TOHO GAS CO LTD | |||||||
Security | J84850106 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Jun-2007 | |||||
ISIN | JP3600200004 | Agenda | 701277471 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Auditors | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4.4 | Appoint a Corporate Auditor | Management | For | For | ||||
4.5 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Appoint Accounting Auditors | Management | For | For | ||||
6 | Approve Payment of Bonuses to Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 35000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-168-
AOC HOLDINGS, INC. | |||||||
Security | J0155M104 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2007 | |||||
ISIN | JP3160300004 | Agenda | 701292461 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
3.4 | Appoint a Corporate Auditor | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 13-Jun-2007 | 13-Jun-2007 |
-169-
FANUC LTD. | |||||||
Security | J13440102 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2007 | |||||
ISIN | JP3802400006 | Agenda | 701275059 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
3.4 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Amend the Compensation to be Received by Corporate Auditors | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 1500 | 0 | 07-Jun-2007 | 07-Jun-2007 |
-170-
T&D HOLDINGS, INC. | |||||||
Security | J86796109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2007 | |||||
ISIN | JP3539220008 | Agenda | 701235308 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
3. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
4. | Amend the Compensation to be received by Corporate Officers | Management | For | For | ||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 2000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-171-
TAIHEIYO CEMENT CORPORATION | |||||||
Security | J7923L110 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2007 | |||||
ISIN | JP3449020001 | Agenda | 701235928 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4. | Amend the Compensation to be received by Directors | Management | For | For | ||||
5. | Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 40000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-172-
YAMATO HOLDINGS CO.,LTD. | |||||||
Security | J96612114 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Jun-2007 | |||||
ISIN | JP3940000007 | Agenda | 701283335 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | Appoint a Director | Management | For | For | ||||
1.2 | Appoint a Director | Management | For | For | ||||
1.3 | Appoint a Director | Management | For | For | ||||
1.4 | Appoint a Director | Management | For | For | ||||
1.5 | Appoint a Director | Management | For | For | ||||
2 | Appoint a Supplementary Auditor | Management | For | For | ||||
3 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 9000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-173-
AMANO CORPORATION | |||||||
Security | J01302108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3124400007 | Agenda | 701297459 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
3.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Appoint Accounting Auditors | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For | ||||
6 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 5000 | 0 | 15-Jun-2007 | 15-Jun-2007 |
-174-
HANKYU HANSHIN HOLDINGS,INC. | |||||||
Security | J18439109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3774200004 | Agenda | 701288157 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
2.14 | Appoint a Director | Management | For | For | ||||
2.15 | Appoint a Director | Management | For | For | ||||
2.16 | Appoint a Director | Management | For | For | ||||
2.17 | Appoint a Director | Management | For | For | ||||
2.18 | Appoint a Director | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 22000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-175-
HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED | |||||||
Security | J21378104 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3850200001 | Agenda | 701236615 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Approve Retirement Allowance for Retiring Corporate Officers, and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | Management | For | For | ||||
6. | Amend the Compensation to be received by Corporate Officers | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 6000 | 0 | 05-Jun-2007 | 05-Jun-2007 |
-176-
ICHIKAWA CO.,LTD. | |||||||
Security | J23178106 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3141200000 | Agenda | 701290328 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 35000 | 0 | 13-Jun-2007 | 13-Jun-2007 |
-177-
KAJIMA CORPORATION | |||||||
Security | J29223120 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3210200006 | Agenda | 701301208 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 36000 | 0 | 15-Jun-2007 | 15-Jun-2007 |
-178-
KEIHIN ELECTRIC EXPRESS RAILWAY CO.,LTD. | |||||||
Security | J32104119 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3280200001 | Agenda | 701287282 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Allow Use of Electronic Systems for Public Notifications, Reduce Term of Office of Directors to One Year | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
6 | Approve Adoption of Anti-Takeover Defense Measures | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 13000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-179-
KEIO CORPORATION | |||||||
Security | J32190126 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3277800003 | Agenda | 701277192 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Approve Payment of Bonuses to Directors | Management | For | For | ||||
3 | Approve Purchase of Own Shares | Management | For | For | ||||
4 | Amend Articles to: Expand Business Lines, Reduce Board Size to 20, Reduce Term of Office of Directors to One Year, Clarify the Rights and Responsibilities of Outside Directors and Auditors | Management | For | For | ||||
5.1 | Appoint a Director | Management | For | For | ||||
5.2 | Appoint a Director | Management | For | For | ||||
5.3 | Appoint a Director | Management | For | For | ||||
5.4 | Appoint a Director | Management | For | For | ||||
5.5 | Appoint a Director | Management | For | For | ||||
5.6 | Appoint a Director | Management | For | For | ||||
5.7 | Appoint a Director | Management | For | For | ||||
5.8 | Appoint a Director | Management | For | For | ||||
5.9 | Appoint a Director | Management | For | For | ||||
5.10 | Appoint a Director | Management | For | For | ||||
5.11 | Appoint a Director | Management | For | For | ||||
5.12 | Appoint a Director | Management | For | For | ||||
5.13 | Appoint a Director | Management | For | For | ||||
5.14 | Appoint a Director | Management | For | For | ||||
5.15 | Appoint a Director | Management | For | For | ||||
5.16 | Appoint a Director | Management | For | For | ||||
5.17 | Appoint a Director | Management | For | For | ||||
6 | Appoint a Corporate Auditor | Management | For | For | ||||
7 | Amend Articles to: Make Resolutions Related to Anti-Takeover Defense Measures | Management | For | For | ||||
8 | Approve Adoption of Anti-Takeover Defense Measures | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 18000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-180-
MEIDENSHA CORPORATION | |||||||
Security | J41594102 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3919800007 | Agenda | 701280543 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
3 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
4 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 38000 | 0 | 10-Jun-2007 | 10-Jun-2007 |
-181-
MELCO HOLDINGS INC. | |||||||
Security | J4225X108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3921080002 | Agenda | 701292992 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
3 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4500 | 0 | 14-Jun-2007 | 14-Jun-2007 |
-182-
MITSUBISHI UFJ FINANCIAL GROUP, INC. | |||||||
Security | 606822104 | Meeting Type | Annual | ||||
Ticker Symbol | MTU | Meeting Date | 28-Jun-2007 | ||||
ISIN | Agenda | 932743455 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROPRIATION OF SURPLUS | Management | Abstain | Against | ||||
02 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | Abstain | Against | ||||
03 | ELECTION OF 15 (FIFTEEN) DIRECTORS | Management | Abstain | Against | ||||
04 | ELECTION OF 1 (ONE) CORPORATE AUDITOR | Management | Abstain | Against | ||||
05 | GRANTING OF RETIREMENT GRATUITIES TO RETIRING DIRECTORS AND CORPORATE AUDITOR AND PAYMENT OF LUMP-SUM RETIREMENT GRATUITIES TO DIRECTORS AND CORPORATE AUDITORS DUE TO THE ABOLITION OF RETIREMENT GRATUITIES PROGRAM FOR OFFICERS | Management | Abstain | Against | ||||
06 | REVISION OF THE AMOUNT OF REMUNERATION, ETC. FOR DIRECTORS AND CORPORATE AUDITORS, AND DETERMINATION OF THE AMOUNT AND DETAILS OF STOCK OPTION REMUNERATION, ETC. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 10000 | 0 |
-183-
NGK SPARK PLUG CO.,LTD. | |||||||
Security | J49119100 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3738600000 | Agenda | 701283791 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1.1 | Appoint a Director | Management | For | For | ||||
1.2 | Appoint a Director | Management | For | For | ||||
1.3 | Appoint a Director | Management | For | For | ||||
1.4 | Appoint a Director | Management | For | For | ||||
1.5 | Appoint a Director | Management | For | For | ||||
1.6 | Appoint a Director | Management | For | For | ||||
1.7 | Appoint a Director | Management | For | For | ||||
1.8 | Appoint a Director | Management | For | For | ||||
1.9 | Appoint a Director | Management | For | For | ||||
1.10 | Appoint a Director | Management | For | For | ||||
1.11 | Appoint a Director | Management | For | For | ||||
1.12 | Appoint a Director | Management | For | For | ||||
1.13 | Appoint a Director | Management | For | For | ||||
1.14 | Appoint a Director | Management | For | For | ||||
1.15 | Appoint a Director | Management | For | For | ||||
1.16 | Appoint a Director | Management | For | For | ||||
1.17 | Appoint a Director | Management | For | For | ||||
1.18 | Appoint a Director | Management | For | For | ||||
1.19 | Appoint a Director | Management | For | For | ||||
1.20 | Appoint a Director | Management | For | For | ||||
1.21 | Appoint a Director | Management | For | For | ||||
1.22 | Appoint a Director | Management | For | For | ||||
1.23 | Appoint a Director | Management | For | For | ||||
1.24 | Appoint a Director | Management | For | For | ||||
2 | Appoint a Corporate Auditor | Management | For | For | ||||
3 | Appoint Accounting Auditors | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Retiring Corporate Officers, and Special Payment for Deceased Director | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 6000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-184-
NINTENDO CO.,LTD. | |||||||
Security | J51699106 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3756600007 | Agenda | 701235942 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend the Articles of Incorporation | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Appoint Accounting Auditors | Management | For | For | ||||
6. | Amend the Compensation to be received by Directors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 1000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-185-
RESORTTRUST,INC. | |||||||
Security | J6448M108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3974450003 | Agenda | 701295405 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Allow Use of Electronic Systems for Public Notifications | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Directors | Management | For | For | ||||
6 | Approve Adoption of Anti-Takeover Defense Measures | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 2800 | 0 | 14-Jun-2007 | 14-Jun-2007 |
-186-
SANKYO CO.,LTD. | |||||||
Security | J67844100 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3326410002 | Agenda | 701299364 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Corporate Auditor | Management | For | For | ||||
2.2 | Appoint a Corporate Auditor | Management | For | For | ||||
2.3 | Appoint a Corporate Auditor | Management | For | For | ||||
2.4 | Appoint a Corporate Auditor | Management | For | For | ||||
3 | Appoint Accounting Auditors | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 2500 | 0 | 15-Jun-2007 | 15-Jun-2007 |
-187-
SUMITOMO MITSUI FINANCIAL GROUP,INC. | |||||||
Security | J7771X109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3890350006 | Agenda | 701301943 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2 | Amend Articles to: Decrease Authorized Capital,Approve Minor Revisions Related to Class Revisions | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 24 | 0 | 16-Jun-2007 | 16-Jun-2007 |
-188-
SUMITOMO REALTY & DEVELOPMENT CO LTD | |||||||
Security | J77841112 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3409000001 | Agenda | 701273459 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2 | Amend the Articles of Incorporation | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Policy regarding Large-scale Purchases of Company Shares | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 6000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-189-
TAIYO YUDEN CO.,LTD. | |||||||
Security | J80206113 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3452000007 | Agenda | 701235182 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Partial Amendment to the Articles of Incorporation with respect to the Expansion of the Total Number of Shares Authorized to be Issued | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||
6. | Appoint Accounting Auditors | Management | For | For | ||||
7. | Approve Payment of Bonuses to Directors | Management | For | For | ||||
8. | Approve the Amounts and Conditions of Stock Options as Remuneration to Directors | Management | For | For | ||||
9. | Amend the Compensation to be received by Directors | Management | For | For | ||||
10. | Partial Amendment to the Articles of Incorporation with respect to the Introduction,etc.of the Anti-Takeover Measures | Management | For | For | ||||
11. | Approve Policy regarding Large-scale Purchases of Company Shares | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 10000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-190-
TAKEDA PHARMACEUTICAL COMPANY LIMITED | |||||||
Security | J8129E108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3463000004 | Agenda | 701235788 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Appropriation of Surplus | Management | For | For | ||||
2. | Partial Amendments to the Articles of Incorporation | Management | For | For | ||||
3.1 | Election of a Director | Management | For | For | ||||
3.2 | Election of a Director | Management | For | For | ||||
3.3 | Election of a Director | Management | For | For | ||||
3.4 | Election of a Director | Management | For | For | ||||
4. | Election of a Corporate Auditor | Management | For | For | ||||
5. | Election of an Independent Auditor | Management | For | For | ||||
6. | Payment of bonus allowances to Directors and Corporate Auditors | Management | For | For | ||||
7. | Payment of retirement allowances to a retiring Director and a retiring Corporate Auditor | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 2000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-191-
TDK CORPORATION | |||||||
Security | 872351408 | Meeting Type | Annual | ||||
Ticker Symbol | TDK | Meeting Date | 28-Jun-2007 | ||||
ISIN | Agenda | 932741970 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | APPROVAL OF PROPOSAL FOR APPROPRIATION OF RETAINED EARNINGS FOR THE 111TH FISCAL YEAR, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O2 | APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTION SCHEME FOR STOCK COMPENSATION-TYPE PLAN. | Management | Abstain | Against | ||||
O3 | APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTION SCHEME, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O4 | ELECTION OF SEVEN (7) DIRECTORS, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O5 | ELECTION OF FIVE (5) CORPORATE AUDITORS, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O6 | APPROVAL OF PROVISION OF BONUS TO DIRECTORS AS A GROUP, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O7 | APPROVAL OF THE PRESENTATION OF RETIREMENT GRANTS TO THE RESIGNING DIRECTORS AND RESIGNING CORPORATE AUDITORS, AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | Abstain | Against | ||||
O8 | APPROVAL OF THE PRESENTATION OF RETIREMENT GRANTS TO THE RESIGNING OUTSIDE CORPORATE AUDITORS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010032876217 | 01K | 1500 | 0 |
-192-
TERUMO CORPORATION | |||||||
Security | J83173104 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3546800008 | Agenda | 701272902 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Profits | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
2.10 | Appoint a Director | Management | For | For | ||||
2.11 | Appoint a Director | Management | For | For | ||||
2.12 | Appoint a Director | Management | For | For | ||||
2.13 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Appoint a Supplementary Auditor | Management | For | For | ||||
5 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 4000 | 0 | 06-Jun-2007 | 06-Jun-2007 |
-193-
TOBU RAILWAY CO LTD | |||||||
Security | J84162148 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3597800006 | Agenda | 701278132 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2 | Amend Articles to: Allow Board to Authorize Use of Free Share Purchase Warrants for Anti-Takeover Defense Measures | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
4 | Approve Payment of Bonuses to Directors and Corporate Auditors | Management | For | For | ||||
5 | Allow Board to Authorize Use of Free Share Purchase Warrants for Anti-Takeover Defense Measures | Management | For | For | ||||
6 | Shareholder's Proposal: Amend Articles to Establish a New Article Related to Healthy Labor-Management Relations and Avoidance of Labor disputes | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 18000 | 0 | 08-Jun-2007 | 08-Jun-2007 |
-194-
TOHOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||
Security | J85108108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3605400005 | Agenda | 701283501 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2 | Amend Articles to: Reduce Term of Office of Directors to One Year | Management | For | For | ||||
3.1 | Appoint a Director | Management | For | For | ||||
3.2 | Appoint a Director | Management | For | For | ||||
3.3 | Appoint a Director | Management | For | For | ||||
3.4 | Appoint a Director | Management | For | For | ||||
3.5 | Appoint a Director | Management | For | For | ||||
3.6 | Appoint a Director | Management | For | For | ||||
3.7 | Appoint a Director | Management | For | For | ||||
3.8 | Appoint a Director | Management | For | For | ||||
3.9 | Appoint a Director | Management | For | For | ||||
3.10 | Appoint a Director | Management | For | For | ||||
3.11 | Appoint a Director | Management | For | For | ||||
3.12 | Appoint a Director | Management | For | For | ||||
3.13 | Appoint a Director | Management | For | For | ||||
3.14 | Appoint a Director | Management | For | For | ||||
3.15 | Appoint a Director | Management | For | For | ||||
3.16 | Appoint a Director | Management | For | For | ||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||
4.4 | Appoint a Corporate Auditor | Management | For | For | ||||
4.5 | Appoint a Corporate Auditor | Management | For | For | ||||
5 | Approve Final Payment Associated with Abolition of Retirement Benefit System for Directors and Auditors | Management | For | For | ||||
6 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||
7 | Amend the Compensation to be Received by Directors and Corporate Auditors | Management | For | For | ||||
8 | Shareholder's Proposal: Amend Articles to Require Disclosure of Corporate Officer Compensation | Shareholder | Against | For | ||||
9 | Shareholder's Proposal: Amend Articles to Require Creation of a Compliance Committee Composed of Unaffiliated Parties | Shareholder | Against | For | ||||
10 | Shareholder's Proposal: Amend Articles to Require Abolition of Nuclear Plants Closed for More Than One Year as the Result of an Accident | Shareholder | Against | For | ||||
11 | Shareholder's Proposal: Amend Articles to Prohibit Cooperation with the Rokkasho Nuclear Waste Processing Facility in the Interests of Environmental Protection | Shareholder | Against | For | ||||
12 | Shareholder's Proposal: Remove President Takahashi as a Director | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 7000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-195-
TOSHO PRINTING COMPANY,LIMITED | |||||||
Security | J90053109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3626200004 | Agenda | 701284781 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2.1 | Appoint a Director | Management | For | For | ||||
2.2 | Appoint a Director | Management | For | For | ||||
2.3 | Appoint a Director | Management | For | For | ||||
2.4 | Appoint a Director | Management | For | For | ||||
2.5 | Appoint a Director | Management | For | For | ||||
2.6 | Appoint a Director | Management | For | For | ||||
2.7 | Appoint a Director | Management | For | For | ||||
2.8 | Appoint a Director | Management | For | For | ||||
2.9 | Appoint a Director | Management | For | For | ||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||
4 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 30000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
-196-
YAMADA DENKI CO.,LTD. | |||||||
Security | J95534103 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2007 | |||||
ISIN | JP3939000000 | Agenda | 701235423 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||
2. | Amend the Articles of Incorporation | Management | For | For | ||||
3. | Amend the Articles of Incorporation concerning the Addition of Business Purpose | Management | For | For | ||||
4. | Amend the Articles of Incorporation concerning the Change of Total Number of Shares Issuable | Management | For | For | ||||
5. | Appoint a Corporate Auditor | Management | For | For | ||||
6. | Approve Provision of Retirement Allowance for Retiring Corporate Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
135440 | 55P | 2000 | 0 | 25-May-2007 | 25-May-2007 |
-197-
RINKER GROUP LIMITED | |||||||
Security | 76687M101 | Meeting Type | Annual | ||||
Ticker Symbol | RIN | Meeting Date | 18-Jul-2006 | ||||
ISIN | Agenda | 932558402 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND CONSIDER THE FINANCIAL AND OTHER REPORTS | Management | For | For | ||||
O2 | TO ADOPT THE REMUNERATION REPORT | Management | For | For | ||||
O3A | TO RE-ELECT MR WALTER REVELL AS A DIRECTOR | Management | For | For | ||||
O3B | TO ELECT MR JACK THOMPSON AS A DIRECTOR | Management | For | For | ||||
S4 | TO INCREASE THE MAXIMUM AGGREGATE REMUNERATION OF NON EXECUTIVE DIRECTORS | Management | For | For | ||||
S5 | TO APPROVE A RETURN OF CAPITAL TO SHAREHOLDERS | Management | For | For | ||||
S6 | TO AMEND THE CONSTITUTION TO RENEW THE PROPORTIONAL TAKEOVER PROVISIONS FOR A FURTHER THREE YEARS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4000 | 0 | 26-Jun-2006 | 26-Jun-2006 |
-198-
PUBLIC STORAGE, INC. | ||||||||
Security | 74460D109 | Meeting Type | Annual | |||||
Ticker Symbol | PSA | Meeting Date | 22-Aug-2006 | |||||
ISIN | Agenda | 932569479 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | APPROVAL OF THE MERGER AGREEMENT DATED AS OF MARCH 6, 2006, BY AND AMONG PUBLIC STORAGE, INC., SHURGARD STORAGE CENTERS, INC. AND ASKL SUB LLC AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE ISSUANCE OF PUBLIC STORAGE COMMON STOCK. | Management | For | For | |||||
02 | DIRECTOR | Management | |||||||
1 | B. WAYNE HUGHES | For | For | ||||||
2 | RONALD L. HAVNER, JR. | For | For | ||||||
3 | HARVEY LENKIN | For | For | ||||||
4 | ROBERT J. ABERNETHY | For | For | ||||||
5 | DANN V. ANGELOFF | For | For | ||||||
6 | WILLIAM C. BAKER | For | For | ||||||
7 | JOHN T. EVANS | For | For | ||||||
8 | URI P. HARKHAM | For | For | ||||||
9 | B. WAYNE HUGHES, JR. | For | For | ||||||
10 | DANIEL C. STATON | For | For | ||||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT THE ACCOUNTS OF PUBLIC STORAGE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Management | For | For | |||||
04 | APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL MEETING IF NECESSARY. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 2500 | 0 | 01-Aug-2006 | 01-Aug-2006 |
-199-
CEMEX, S.A.B. DE C.V. | |||||||
Security | 151290889 | Meeting Type | Special | ||||
Ticker Symbol | CX | Meeting Date | 31-Aug-2006 | ||||
ISIN | Agenda | 932578012 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONSIDERATION AND, IF APPLICABLE, AUTHORIZATION OF A TRANSACTION, AFTER HEARING A REPORT BY THE CHIEF EXECUTIVE OFFICER AND THE OPINION OF THE BOARD OF DIRECTORS. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11538 | 0 | 24-Aug-2006 | 24-Aug-2006 |
-200-
GMH COMMUNITIES TRUST | ||||||||
Security | 36188G102 | Meeting Type | Annual | |||||
Ticker Symbol | GCT | Meeting Date | 06-Sep-2006 | |||||
ISIN | Agenda | 932573973 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | FREDERICK F. BUCHHOLZ | For | For | ||||||
2 | RADM J.W EASTWOOD (RET) | For | For | ||||||
3 | MICHAEL D. FASCITELLI | For | For | ||||||
4 | GARY M. HOLLOWAY, SR. | For | For | ||||||
5 | STEVEN J. KESSLER | For | For | ||||||
6 | DENIS J. NAYDEN | For | For | ||||||
7 | DENNIS J. O'LEARY | For | For | ||||||
8 | BRUCE F. ROBINSON | For | For | ||||||
9 | RICHARD A. SILFEN | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 15500 | 0 | 24-Aug-2006 | 24-Aug-2006 |
-201-
AAMES INVESTMENT CORPORATION | ||||||||
Security | 00253G108 | Meeting Type | Special | |||||
Ticker Symbol | AIC | Meeting Date | 14-Sep-2006 | |||||
ISIN | Agenda | 932573000 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE MERGER OF AAMES INVESTMENT CORPORATION, A MARYLAND CORPORATION ("AAMES"), WITH AND INTO AHL ACQUISITION, LLC, A MARYLAND LIMITED LIABILITY COMPANY ("MERGER SUB"), AND WHOLLY OWNED SUBSIDIARY OF ACCREDITED HOME LENDERS HOLDING CO., A DELAWARE CORPORATION ("ACCREDITED"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
02 | TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER DESCRIBED IN ITEM 1. | Management | For | For | ||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE AAMES SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 12000 | 0 | 08-Aug-2006 | 08-Aug-2006 |
-202-
JAMES HARDIE INDUSTRIES N.V. | ||||||||
Security | 47030M106 | Meeting Type | Annual | |||||
Ticker Symbol | JHX | Meeting Date | 25-Sep-2006 | |||||
ISIN | Agenda | 932578707 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | RECEIVE AND ADOPT ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2006 | Management | Abstain | Against | ||||
02 | ADOPT THE REMUNERATION REPORT FOR FINANCIAL YEAR ENDED 31 MARCH 2006 | Management | Abstain | Against | ||||
3A | RE-ELECT MS M HELLICAR TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||
3B | RE-ELECT MR M J GILLILLIAN TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||
3C | RE-ELECT MR D G MCGAUCHIE TO THE SUPERVISORY AND JOINT BOARDS | Management | Abstain | Against | ||||
4 | TO INCREASE THE AGGREGATE MAXIMUM REMUNERATION PAYABLE TO MEMBERS OF THE SUPERVISORY BOARD | Management | Abstain | Against | ||||
5A | APPROVE THE SUPERVISORY BOARD SHARE PLAN 2005 (SBSP) AND THE ISSUE OF SHARES UNDER IT | Management | Abstain | Against | ||||
5B | APPROVE PARTICIPATION IN THE SBSP BY MS M HELLICAR | Management | Abstain | Against | ||||
5C | APPROVE PARTICIPATION IN THE SBSP BY MR J D BARR | Management | Abstain | Against | ||||
5D | APPROVE PARTICIPATION IN THE SBSP BY MR M R BROWN | Management | Abstain | Against | ||||
5E | APPROVE PARTICIPATION IN THE SBSP BY MR M J GILLILLIAN | Management | Abstain | Against | ||||
5F | APPROVE PARTICIPATION IN THE SBSP BY MR J R H LOUDON | Management | Abstain | Against | ||||
5G | APPROVE PARTICIPATION IN THE SBSP BY MR D G MCGAUCHIE | Management | Abstain | Against | ||||
6A | APPROVE ESTABLISHMENT OF THE LONG TERM INCENTIVE PLAN 2006 (LTIP) AND THE ISSUE OF SECURITIES | Management | Abstain | Against | ||||
6B | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR L GRIES | Management | Abstain | Against | ||||
6C | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR R L CHENU | Management | Abstain | Against | ||||
6D | APPROVE PARTICIPATION IN THE LTIP AND ISSUE OF OPTIONS TO MR B P BUTTERFIELD | Management | Abstain | Against | ||||
7 | RENEWAL OF AUTHORITY FOR THE COMPANY TO ACQUIRE ITS OWN SHARES | Management | For | For | ||||
8 | RENEWAL OF RIGHTS RELATING TO THE TAKEOVER PROVISIONS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 6900 | 0 | 12-Sep-2006 | 12-Sep-2006 |
-203-
ALTO PALERMO, S.A. | ||||||||
Security | 02151P107 | Meeting Type | Annual | |||||
Ticker Symbol | APSA | Meeting Date | 31-Oct-2006 | |||||
ISIN | Agenda | 932596705 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DESIGNATION OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING. | Management | Abstain | Against | ||||
02 | TREATMENT OF THE PERTINENT DOCUMENTATION TO FISCAL YEAR ENDED ON JUNE 30, 2006. | Management | Abstain | Against | ||||
03 | DELIBERATION ABOUT THE BOARD OF DIRECTORS' PERFORMANCE. | Management | Abstain | Against | ||||
04 | DELIBERATION OF THE SUPERVISORY COMMITTEE'S PERFORMANCE. | Management | Abstain | Against | ||||
05 | TREATMENT AND ALLOCATION OF PS.44,679,032 OF PROFITS AS OF FISCAL YEAR ENDED ON JUNE 30, 2006. | Management | Abstain | Against | ||||
06 | DELIBERATION ABOUT THE BOARD'S REMUNERATION FOR THE FISCAL YEAR ENDED ON JUNE 30, 2006, FOR AN AMOUNT OF PS.4,708,721. | Management | Abstain | Against | ||||
07 | TREATMENT OF THE SUPERVISORY COMMITTEE'S REMUNERATION PERTINENT FOR THE FISCAL YEAR ENDED ON JUNE 30, 2006. | Management | Abstain | Against | ||||
08 | DETERMINATION OF THE NUMBER AND APPOINTMENT OF PERMANENT AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
09 | APPOINTMENT OF PERMANENT AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | Abstain | Against | ||||
10 | APPOINTMENT OF THE CERTIFIED PUBLIC ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS REMUNERATION. | Management | Abstain | Against | ||||
11 | CONFIRMATION OF THE DECISIONS ARRIVED AT THE SHAREHOLDERS' MEETING OF OCTOBER 22, 2004. | Management | Abstain | Against | ||||
12 | CONSIDERATION OF A GLOBAL PROGRAMME FOR THE ISSUANCE OF NON-CONVERTIBLE NEGOTIABLE NOTES WORTH US$ 200,000,000. | Management | Abstain | Against | ||||
13 | APPROVAL OF THE BY-LAWS ORDERED CONTENTS. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 17000 | 0 | 26-Oct-2006 | 26-Oct-2006 |
-204-
IRSA INVERSIONES Y REPRESENTACIONES | ||||||||
Security | 450047204 | Meeting Type | Annual | |||||
Ticker Symbol | IRS | Meeting Date | 31-Oct-2006 | |||||
ISIN | Agenda | 932596488 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | DESIGNATION OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING. | �� | Management | Abstain | Against | |||
02 | TREATMENT OF THE PERTINENT DOCUMENTATION TO FISCAL YEAR ENDED ON JUNE 30, 2006, PURSUANT TO SECTION 234, SUBSECTION 1 OF LAW 19,550. | Management | Abstain | Against | ||||
03 | DELIBERATION OF THE BOARD OF DIRECTORS' PERFORMANCE. | Management | Abstain | Against | ||||
04 | DELIBERATION OF THE SUPERVISORY COMMITTEE'S PERFORMANCE. | Management | Abstain | Against | ||||
05 | TREATMENT AND ALLOCATION OF PS.96,573,000 OF PROFITS AS OF FISCAL YEAR ENDED ON JUNE 30, 2006. | Management | Abstain | Against | ||||
06 | DELIBERATION OF THE BOARD'S REMUNERATION AS OF FISCAL YEAR ENDED ON JUNE 30, 2006, FOR AN AMOUNT OF PS.7,400,000. | Management | Abstain | Against | ||||
07 | TREATMENT OF THE SUPERVISORY COMMITTEE'S REMUNERATION PERTINENT TO FISCAL YEAR ENDED ON JUNE 30, 2006. | Management | Abstain | Against | ||||
08 | DETERMINATION OF THE NUMBER AND APPOINTMENT OF PERMANENT DIRECTORS AS WELL AS ALTERNATE DIRECTORS, IF DEEMED NECESSARY. | Management | Abstain | Against | ||||
09 | APPOINTMENT OF PERMANENT AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | Abstain | Against | ||||
10 | APPOINTMENT OF THE CERTIFIED PUBLIC ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS REMUNERATION. | Management | Abstain | Against | ||||
11 | CONFIRMATION OF THE DECISIONS ARRIVED AT THE SHAREHOLDERS' MEETING OF OCTOBER 22, 2004. | Management | Abstain | Against | ||||
12 | CONSIDERATION OF A GLOBAL PROGRAMME FOR THE ISSUANCE OF NON-CONVERTIBLE NEGOTIABLE NOTES WORTH US$ 200,000,000. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 10000 | 0 | 26-Oct-2006 | 26-Oct-2006 |
-205-
WOLSELEY PLC | ||||||||
Security | 97786P100 | Meeting Type | Annual | |||||
Ticker Symbol | WOS | Meeting Date | 29-Nov-2006 | |||||
ISIN | Agenda | 932601291 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | TO RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS AND THE FINANCIAL STATEMENTS | Management | For | For | ||||
O2 | TO RECEIVE AND ADOPT THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||
O3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||
O4 | TO ELECT MR FRANK ROACH A DIRECTOR (CHIEF EXECUTIVE, WOLSELEY NORTH AMERICA) | Management | For | For | ||||
O5 | TO RE-ELECT MR GARETH DAVIS A DIRECTOR (SENIOR INDEPENDENT NON-EXECUTIVE DIRECTOR. MEMBER OF THE AUDIT, REMUNERATION AND NOMINATIONS COMMITTEES) | Management | For | For | ||||
O6 | TO RE-ELECT MR FENTON HORD A DIRECTOR (CHIEF EXECUTIVE, US BUILDING MATERIALS DISTRIBUTION) | Management | For | For | ||||
O7 | TO RE-ELECT MR NIGEL STEIN A DIRECTOR (NON-EXECUTIVE DIRECTOR, MEMBER OF THE AUDIT COMMITTEE) | Management | For | For | ||||
O8 | TO RE-APPOINT AUDITORS | Management | For | For | ||||
O9 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||
O10 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | For | For | ||||
S11 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||
S12 | TO GIVE RENEWED LIMITED AUTHORITY FOR THE DIRECTORS TO REPURCHASE ORDINARY SHARES | Management | For | For | ||||
O13 | TO GIVE LIMITED AUTHORITY TO INCUR EU POLITICAL EXPENDITURE AND TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 8000 | 0 | 21-Nov-2006 | 21-Nov-2006 |
-206-
CEMEX, S.A.B. DE C.V. | ||||||||
Security | 151290889 | Meeting Type | Annual | |||||
Ticker Symbol | CX | Meeting Date | 07-Dec-2006 | |||||
ISIN | Agenda | 932606570 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONSIDERATION AND, IF APPLICABLE, AUTHORIZATION OF A TRANSACTION, AFTER HEARING A REPORT BY THE CHIEF EXECUTIVE OFFICER AND THE OPINION OF THE BOARD OF DIRECTORS. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11538 | 0 | 01-Dec-2006 | 01-Dec-2006 |
-207-
RAIT FINANCIAL TRUST | ||||||||
Security | 749227104 | Meeting Type | Special | |||||
Ticker Symbol | RAS | Meeting Date | 11-Dec-2006 | |||||
ISIN | Agenda | 932604019 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | PROPOSAL TO APPROVE THE ISSUANCE OF COMMON SHARES OF BENEFICIAL INTEREST OF RAIT INVESTMENT TRUST ("RAIT") AS CONSIDERATION IN THE PROPOSED MERGER OF TABERNA REALTY FINANCE TRUST ("TABERNA") WITH RT SUB INC., A NEWLY-FORMED SUBSIDIARY OF RAIT, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 8, 2006 BY AND AMONG RAIT, TABERNA AND RT SUB INC. | Management | For | For | ||||
02 | ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4000 | 0 | 07-Dec-2006 | 07-Dec-2006 |
-208-
EQUITY OFFICE PROPERTIES TRUST | ||||||||
Security | 294741103 | Meeting Type | Special | |||||
Ticker Symbol | EOP | Meeting Date | 07-Feb-2007 | |||||
ISIN | Agenda | 932620746 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO APPROVE THE MERGER OF EQUITY OFFICE PROPERTIES TRUST WITH AND INTO BLACKHAWK ACQUISITION TRUST AND THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 19, 2006, AS AMENDED, AMONG EQUITY OFFICE PROPERTIES TRUST, EOP OPERATING LIMITED PARTNERSHIP, BLACKHAWK PARENT LLC, BLACKHAWK ACQUISITION TRUST AND BLACKHAWK ACQUISITION L.P., AS FULLY DESCRIBED IN THE ENCLOSED STATEMENT. | Management | Abstain | Against | ||||
02 | TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE MERGER AND THE AGREEMENT AND PLAN OF MERGER, AS AMENDED. | Management | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4100 | 0 | 11-Jan-2007 | 11-Jan-2007 |
-209-
JAMES HARDIE INDUSTRIES N.V. | ||||||||
Security | 47030M106 | Meeting Type | Special | |||||
Ticker Symbol | JHX | Meeting Date | 07-Feb-2007 | |||||
ISIN | Agenda | 932621902 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVAL OF MATTERS RELATED TO THE FFA | Management | For | For | ||||
2A | RE-ELECTION OF BRIAN ANDERSON | Management | For | For | ||||
2B | RE-ELECTION OF DON DEFOSSET | Management | For | For | ||||
2C | ELECTION OF MICHAEL HAMMES | Management | For | For | ||||
2D | ELECTION OF RUDY VAN DER MEER | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 6900 | 0 | 29-Jan-2007 | 29-Jan-2007 |
-210-
AIM SELECT REAL ESTATE INCOME | ||||||||
Security | 00888R107 | Meeting Type | Special | |||||
Ticker Symbol | RRE | Meeting Date | 26-Feb-2007 | |||||
ISIN | Agenda | 932616470 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION WHICH PROVIDES FOR THE REORGANIZATION OF AIM SELECT REAL ESTATE INCOME FUND A CLOSED-END EXCHANGE-TRADED FUND INTO AN OPEN-END FUND. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 16000 | 0 | 29-Jan-2007 | 29-Jan-2007 |
-211-
LMP REAL ESTATE INCOME FUND INC. | ||||||||
Security | 50208C108 | Meeting Type | Annual | |||||
Ticker Symbol | RIT | Meeting Date | 16-Apr-2007 | |||||
ISIN | Agenda | 932655131 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | LESLIE H. GELB | For | For | ||||||
2 | R. JAY GERKEN | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 16000 | 0 | 03-Apr-2007 | 03-Apr-2007 |
-212-
UNIVERSAL FOREST PRODUCTS, INC. | ||||||||
Security | 913543104 | Meeting Type | Annual | |||||
Ticker Symbol | UFPI | Meeting Date | 18-Apr-2007 | |||||
ISIN | Agenda | 932648679 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | WILLIAM G. CURRIE | For | For | ||||||
2 | JOHN M. ENGLER | For | For | ||||||
3 | MICHAEL B. GLENN | For | For | ||||||
4 | LOUIS A. SMITH | For | For | ||||||
02 | APPROVE THE COMPANY'S AMENDED DIRECTOR RETAINER STOCK PLAN. | Management | For | For | |||||
03 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR FISCAL 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 1800 | 0 | 18-Apr-2007 |
-213-
CEMEX, S.A.B. DE C.V. | ||||||||
Security | 151290889 | Meeting Type | Annual | |||||
Ticker Symbol | CX | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932673874 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
02 | PROPOSAL FOR: (I) THE ALLOCATION OF PROFITS AND (II) THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | Management | For | For | ||||
03 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION CHARGED AGAINST RETAINED EARNINGS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
04 | APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. | Management | For | For | ||||
05 | COMPENSATION OF DIRECTORS AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR CONSIDERATION AT THE MEETING. | Management | For | For | ||||
06 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11538 | 0 | 27-Apr-2007 |
-214-
DESARROLLADORA HOMEX, S.A.B. DE C.V. | ||||||||
Security | 25030W100 | Meeting Type | Special | |||||
Ticker Symbol | HXM | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932680920 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
O1 | READING, DISCUSSION AND APPROVAL OR AMENDMENT, AS THE CASE MAY BE, OF THE REPORTS OF THE BOARD OF DIRECTORS ON THE COMPANY'S REVIEW PURSUANT TO ARTICLE 28, SECTION IV OF THE MEXICAN SECURITIES LAW, INCLUDING THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON DECEMBER 31, 2006. | Management | For | For | ||||
O2 | RESOLUTION OVER THE APPLICATION OF THE RESULTS OBTAINED IN SUCH FISCAL YEAR. | Management | For | For | ||||
O3 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY, AND DETERMINATION OF THEIR COMPENSATION. | Management | For | For | ||||
O4 | APPOINTMENT OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE AND CORPORATE GOVERNANCE COMMITTEE. | Management | For | For | ||||
O5 | DISCUSSION AND APPROVAL, AS THE CASE MAY BE, OF THE MAXIMUM AMOUNT THAT COULD BE USED TO REPURCHASE OF STOCK OF THE COMPANY DURING 2007. | Management | For | For | ||||
O6 | DESIGNATION OF DELEGATES WHO WILL FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | For | ||||
E1 | ADJUSTMENTS AND CHANGES TO THE BYLAWS OF DESARROLLADORA HOMEX, S.A.B. DE C.V., TO MODIFY ARTICLES SIX, TWENTY TWO, THIRTY THREE AND THIRTY FOUR. | Management | For | For | ||||
E2 | DESIGNATION OF DELEGATES WHO WILL FORMALIZE AND EXECUTE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 9000 | 0 | 27-Apr-2007 |
-215-
DIAMONDROCK HOSPITALITY COMPANY | ||||||||
Security | 252784301 | Meeting Type | Annual | |||||
Ticker Symbol | DRH | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932656789 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | WILLIAM W. MCCARTEN | For | For | ||||||
2 | DANIEL J. ALTOBELLO | For | For | ||||||
3 | W. ROBERT GRAFTON | For | For | ||||||
4 | MAUREEN L. MCAVEY | For | For | ||||||
5 | GILBERT T. RAY | For | For | ||||||
6 | JOHN L. WILLIAMS | For | For | ||||||
02 | TO APPROVE THE AMENDMENTS TO DIAMONDROCK HOSPITALITY COMPANY'S 2004 STOCK OPTION AND INCENTIVE PLAN ATTACHED TO THE PROXY STATEMENT. | Management | For | For | |||||
03 | TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR DIAMONDROCK HOSPITALITY COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 12000 | 0 | 27-Apr-2007 |
-216-
SAUL CENTERS, INC. | |||||||||
Security | 804395101 | Meeting Type | Annual | ||||||
Ticker Symbol | BFS | Meeting Date | 27-Apr-2007 | ||||||
ISIN | Agenda | 932661437 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | PAUL X. KELLEY | For | For | ||||||
2 | CHARLES R. LONGSWORTH | For | For | ||||||
3 | PATRICK F. NOONAN | For | For | ||||||
4 | B. FRANCIS SAUL III | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | For | For | |||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4100 | 0 | 27-Apr-2007 |
-217-
STEWART INFORMATION SERVICES CORPORA | ||||||||
Security | 860372101 | Meeting Type | Annual | |||||
Ticker Symbol | STC | Meeting Date | 27-Apr-2007 | |||||
ISIN | Agenda | 932653656 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT L. CLARKE | For | For | ||||||
2 | NITA B. HANKS | For | For | ||||||
3 | DR. E. DOUGLAS HODO | For | For | ||||||
4 | DR. W. ARTHUR PORTER | For | For | ||||||
5 | LAURIE C. MOORE | For | For | ||||||
02 | AMENDMENT OF THE 2005 LONG-TERM INCENTIVE PLAN. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 2700 | 0 | 27-Apr-2007 |
-218-
PS BUSINESS PARKS, INC. | ||||||||
Security | 69360J107 | Meeting Type | Annual | |||||
Ticker Symbol | PSB | Meeting Date | 30-Apr-2007 | |||||
ISIN | Agenda | 932675171 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | RONALD L. HAVNER, JR. | For | For | ||||||
2 | JOSEPH D. RUSSELL, JR. | For | For | ||||||
3 | R. WESLEY BURNS | For | For | ||||||
4 | ARTHUR M. FRIEDMAN | For | For | ||||||
5 | JAMES H. KROPP | For | For | ||||||
6 | HARVEY LENKIN | For | For | ||||||
7 | MICHAEL V. MCGEE | For | For | ||||||
8 | ALAN K. PRIBBLE | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS BUSINESS PARKS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3500 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-219-
CAMDEN PROPERTY TRUST | ||||||||
Security | 133131102 | Meeting Type | Annual | |||||
Ticker Symbol | CPT | Meeting Date | 01-May-2007 | |||||
ISIN | Agenda | 932658644 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | RICHARD J. CAMPO | For | For | ||||||
2 | WILLIAM R. COOPER | For | For | ||||||
3 | SCOTT S. INGRAHAM | For | For | ||||||
4 | LEWIS A. LEVEY | For | For | ||||||
5 | WILLIAM B. MCGUIRE, JR. | For | For | ||||||
6 | WILLIAM F. PAULSEN | For | For | ||||||
7 | D. KEITH ODEN | For | For | ||||||
8 | F. GARDNER PARKER | For | For | ||||||
9 | STEVEN A. WEBSTER | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3900 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-220-
AMERICAN LAND LEASE, INC. | ||||||||
Security | 027118108 | Meeting Type | Annual | |||||
Ticker Symbol | ANL | Meeting Date | 03-May-2007 | |||||
ISIN | Agenda | 932663087 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | TERRY CONSIDINE | For | For | ||||||
2 | BRUCE D. BENSON | For | For | ||||||
02 | TO RATIFY THE PRIOR ELECTION OF THOMAS HARVEY AS A CLASS I DIRECTOR (TO SERVE UNTIL 2009). | Management | For | For | |||||
03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 5600 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-221-
PUBLIC STORAGE, INC. | ||||||||
Security | 74460D109 | Meeting Type | Annual | |||||
Ticker Symbol | PSA | Meeting Date | 03-May-2007 | |||||
ISIN | Agenda | 932677214 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | B. WAYNE HUGHES | For | For | ||||||
2 | RONALD L. HAVNER, JR. | For | For | ||||||
3 | HARVEY LENKIN | For | For | ||||||
4 | DANN V. ANGELOFF | For | For | ||||||
5 | WILLIAM C. BAKER | For | For | ||||||
6 | JOHN T. EVANS | For | For | ||||||
7 | URI P. HARKHAM | For | For | ||||||
8 | B. WAYNE HUGHES, JR. | For | For | ||||||
9 | GARY E. PRUITT | For | For | ||||||
10 | DANIEL C. STATON | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | |||||
03 | APPROVAL OF THE 2007 EQUITY AND PERFORMANCE- BASED INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||
04 | APPROVAL OF THE PROPOSAL TO REORGANIZE FROM A CALIFORNIA CORPORATION TO A MARYLAND REAL ESTATE INVESTMENT TRUST. | Management | For | For | |||||
05 | APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL MEETING IF NECESSARY. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 2500 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-222-
WEINGARTEN REALTY INVESTORS | ||||||||
Security | 948741103 | Meeting Type | Annual | |||||
Ticker Symbol | WRI | Meeting Date | 03-May-2007 | |||||
ISIN | Agenda | 932648465 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | STANFORD ALEXANDER | For | For | ||||||
2 | ANDREW M. ALEXANDER | For | For | ||||||
3 | JAMES W. CROWNOVER | For | For | ||||||
4 | ROBERT J. CRUIKSHANK | For | For | ||||||
5 | MELVIN A. DOW | For | For | ||||||
6 | STEPHEN A. LASHER | For | For | ||||||
7 | DOUGLAS W. SCHNITZER | For | For | ||||||
8 | MARC J. SHAPIRO | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS WEINGARTEN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3450 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-223-
AGREE REALTY CORPORATION | ||||||||
Security | 008492100 | Meeting Type | Annual | |||||
Ticker Symbol | ADC | Meeting Date | 07-May-2007 | |||||
ISIN | Agenda | 932656157 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ELLIS G. WACHS | For | For | ||||||
2 | LEON M. SCHURGIN | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4400 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-224-
KITE REALTY GROUP TRUST | ||||||||
Security | 49803T102 | Meeting Type | Annual | |||||
Ticker Symbol | KRG | Meeting Date | 07-May-2007 | |||||
ISIN | Agenda | 932672632 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ALVIN E. KITE, JR. | For | For | ||||||
2 | JOHN A. KITE | For | For | ||||||
3 | WILLIAM E. BINDLEY | For | For | ||||||
4 | DR. RICHARD A. COSIER | For | For | ||||||
5 | EUGENE GOLUB | For | For | ||||||
6 | GERALD L. MOSS | For | For | ||||||
7 | MICHAEL L. SMITH | For | For | ||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR KITE REALTY GROUP TRUST FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 10000 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-225-
CRH PLC | ||||||||
Security | 12626K203 | Meeting Type | Annual | |||||
Ticker Symbol | CRH | Meeting Date | 09-May-2007 | |||||
ISIN | Agenda | 932681821 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS AND AUDITORS | Management | For | For | ||||
02 | DECLARATION OF A DIVIDEND | Management | For | For | ||||
3A | RE-ELECTION OF DIRECTOR: D.M. KENNEDY | Management | For | For | ||||
3B | RE-ELECTION OF DIRECTOR: T.V. NEILL | Management | For | For | ||||
3C | RE-ELECTION OF DIRECTOR: W.I. O'MAHONY | Management | For | For | ||||
3D | RE-ELECTION OF DIRECTOR: W.P. EGAN | Management | For | For | ||||
3E | RE-ELECTION OF DIRECTOR: D.N. O'CONNOR | Management | For | For | ||||
04 | REMUNERATION OF AUDITORS | Management | For | For | ||||
05 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||
06 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||||
07 | AUTHORITY IN RELATION TO RE-ISSUE PRICE RANGE OF TREASURY SHARES | Management | For | For | ||||
08 | AMENDMENT TO ARTICLES OF ASSOCIATION | Management | For | For | ||||
09 | AUTHORITY TO RE-ISSUE TREASURY SHARES | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 9200 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-226-
USG CORPORATION | ||||||||
Security | 903293405 | Meeting Type | Annual | |||||
Ticker Symbol | USG | Meeting Date | 09-May-2007 | |||||
ISIN | Agenda | 932664786 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | LAWRENCE M. CRUTCHER | For | For | ||||||
2 | WILLIAM C. FOOTE | For | For | ||||||
3 | STEVEN F. LEER | For | For | ||||||
4 | JUDITH A. SPRIESER | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 7000 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-227-
EQUITY INNS, INC. | ||||||||
Security | 294703103 | Meeting Type | Annual | |||||
Ticker Symbol | ENN | Meeting Date | 10-May-2007 | |||||
ISIN | Agenda | 932661499 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | PHILLIP H. MCNEILL, SR. | For | For | ||||||
2 | RAYMOND E. SCHULTZ | For | For | ||||||
02 | APPROVAL OF THE COMPANY'S 2007 STOCK INCENTIVE PLAN. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11000 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-228-
ACADIA REALTY TRUST | ||||||||
Security | 004239109 | Meeting Type | Annual | |||||
Ticker Symbol | AKR | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932672579 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | KENNETH F. BERNSTEIN | For | For | ||||||
2 | DOUGLAS CROCKER II | For | For | ||||||
3 | ALAN S. FORMAN | For | For | ||||||
4 | SUZANNE HOPGOOD | For | For | ||||||
5 | LORRENCE T. KELLAR | For | For | ||||||
6 | WENDY LUSCOMBE | For | For | ||||||
7 | LEE S. WIELANSKY | For | For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4800 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-229-
GENERAL GROWTH PROPERTIES, INC. | ||||||||
Security | 370021107 | Meeting Type | Annual | |||||
Ticker Symbol | GGP | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932652527 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JOHN BUCKSBAUM | For | For | ||||||
2 | ALAN COHEN | For | For | ||||||
3 | ANTHONY DOWNS | For | For | ||||||
02 | AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||
03 | RATIFICATION OF THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For | |||||
04 | STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4500 | 0 | 17-May-2007 |
-230-
HRPT PROPERTIES TRUST | ||||||||
Security | 40426W101 | Meeting Type | Annual | |||||
Ticker Symbol | HRP | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932682443 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | PATRICK F. DONELAN | For | For | ||||||
02 | TO APPROVE AMENDMENTS TO THE DECLARATION OF TRUST THAT WILL CHANGE THE REQUIRED SHAREHOLDER VOTE AND MANNER OF VOTING FOR CERTAIN ACTIONS AND PROVIDE THAT THE REQUIRED SHAREHOLDER VOTE NECESSARY FOR THE ELECTION OF TRUSTEES OR TO TAKE CERTAIN OTHER ACTIONS SHALL BE SET IN THE BYLAWS. | Management | For | For | |||||
03 | TO APPROVE AMENDMENTS TO THE DECLARATION OF TRUST THAT WILL CHANGE THE REQUIRED SHAREHOLDER VOTE FOR CERTAIN AMENDMENTS TO THE DECLARATION OF TRUST, FOR CERTAIN BUSINESS COMBINATIONS OR FOR TERMINATION OF THE TRUST. | Management | For | For | |||||
04 | TO APPROVE AN AMENDMENT TO THE DECLARATION OF TRUST THAT, SUBJECT TO AN EXPRESS PROVISION IN THE TERMS OF ANY CLASS OR SERIES OF SHARES OF BENEFICIAL INTEREST, WOULD AUTHORIZE THE BOARD TO DIVIDE OR COMBINE THE OUTSTANDING SHARES OF ANY CLASS OR SERIES OF SHARES OF BENEFICIAL INTEREST WITHOUT A SHAREHOLDER VOTE. | Management | For | For | |||||
05 | TO APPROVE AN AMENDMENT TO THE DECLARATION OF TRUST TO PROVIDE THAT ANY SHAREHOLDER WHO VIOLATES THE DECLARATION OF TRUST OR BYLAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||
06 | TO APPROVE AN AMENDMENT TO THE DECLARATION OF TRUST THAT WOULD PERMIT ISSUANCE OF SECURITIES. | Management | For | For | |||||
07 | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ELECT A TRUSTEE AS PROPOSED IN ITEM 1 OR TO APPROVE ITEMS 2, 3, 4, 5 OR 6. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 10100 | 0 | 17-May-2007 |
-231-
PROLOGIS | ||||||||
Security | 743410102 | Meeting Type | Annual | |||||
Ticker Symbol | PLD | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932666653 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | K. DANE BROOKSHER | For | For | ||||||
2 | STEPHEN L. FEINBERG | For | For | ||||||
3 | GEORGE L. FOTIADES | For | For | ||||||
4 | CHRISTINE N. GARVEY | For | For | ||||||
5 | DONALD P. JACOBS | For | For | ||||||
6 | WALTER C. RAKOWICH | For | For | ||||||
7 | NELSON C. RISING | For | For | ||||||
8 | JEFFREY H. SCHWARTZ | For | For | ||||||
9 | D. MICHAEL STEUERT | For | For | ||||||
10 | J. ANDRE TEIXEIRA | For | For | ||||||
11 | WILLIAM D. ZOLLARS | For | For | ||||||
12 | ANDREA M. ZULBERTI | For | For | ||||||
02 | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3500 | 0 | 17-May-2007 |
-232-
THE ST. JOE COMPANY | ||||||||
Security | 790148100 | Meeting Type | Annual | |||||
Ticker Symbol | JOE | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932682784 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | MICHAEL L. AINSLIE | For | For | ||||||
2 | HUGH M. DURDEN | For | For | ||||||
3 | THOMAS A. FANNING | For | For | ||||||
4 | HARRY H. FRAMPTON, III | For | For | ||||||
5 | ADAM W. HERBERT, JR. | For | For | ||||||
6 | DELORES M. KESLER | For | For | ||||||
7 | JOHN S. LORD | For | For | ||||||
8 | WALTER L. REVELL | For | For | ||||||
9 | PETER S. RUMMELL | For | For | ||||||
10 | WILLIAM H. WALTON, III | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE ST. JOE COMPANY FOR THE 2007 FISCAL YEAR. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 2000 | 0 | 17-May-2007 |
-233-
BIOMED REALTY TRUST, INC. | ||||||||
Security | 09063H107 | Meeting Type | Annual | |||||
Ticker Symbol | BMR | Meeting Date | 16-May-2007 | |||||
ISIN | Agenda | 932695387 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ALAN D. GOLD | For | For | ||||||
2 | BARBARA R. CAMBON | For | For | ||||||
3 | EDWARD A. DENNIS, PH.D. | For | For | ||||||
4 | GARY A. KREITZER | For | For | ||||||
5 | MARK J. RIEDY, PH.D. | For | For | ||||||
6 | THEODORE D. ROTH | For | For | ||||||
7 | M. FAYE WILSON | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4000 | 0 | 17-May-2007 |
-234-
DELTA FINANCIAL CORPORATION | ||||||||
Security | 247918105 | Meeting Type | Annual | |||||
Ticker Symbol | DFC | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932699020 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | SIDNEY A. MILLER | For | For | ||||||
2 | MARTIN D. PAYSON | For | For | ||||||
3 | JOHN ADAMOVICH, JR. | For | For | ||||||
02 | RATIFICATION OF BDO SEIDMAN, LLP AS THE INDEPENDENT AUDITORS OF THE CORPORATION. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR" RATIFICATION OF BDO SEIDMAN, LLP | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 17000 | 0 | 17-May-2007 |
-235-
HOST HOTELS & RESORTS, INC. | ||||||||
Security | 44107P104 | Meeting Type | Annual | |||||
Ticker Symbol | HST | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932676894 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: ROBERT M. BAYLIS | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: RICHARD E. MARRIOTT | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: JUDITH A. MCHALE | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA | Management | For | For | ||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11636 | 0 | 17-May-2007 |
-236-
STRATEGIC HOTELS & RESORTS INC. | ||||||||
Security | 86272T106 | Meeting Type | Annual | |||||
Ticker Symbol | BEE | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932687215 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT P. BOWEN | For | For | ||||||
2 | MICHAEL W. BRENNAN | For | For | ||||||
3 | EDWARD C. COPPOLA | For | For | ||||||
4 | KENNETH FISHER | For | For | ||||||
5 | LAURENCE S. GELLER | For | For | ||||||
6 | JAMES A. JEFFS | For | For | ||||||
7 | SIR DAVID MICHELS | For | For | ||||||
8 | WILLIAM A. PREZANT | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 10000 | 0 | 17-May-2007 |
-237-
EDUCATION REALTY TRUST, INC. | ||||||||
Security | 28140H104 | Meeting Type | Annual | |||||
Ticker Symbol | EDR | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932693509 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | PAUL O. BOWER | For | For | ||||||
2 | MONTE J. BARROW | For | For | ||||||
3 | WILLIAM J. CAHILL, III | For | For | ||||||
4 | JOHN L. FORD | For | For | ||||||
5 | WENDELL W. WEAKLEY | For | For | ||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS EDR'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 9000 | 0 | 17-May-2007 | 17-May-2007 |
-238-
FIRST POTOMAC REALTY TRUST | ||||||||
Security | 33610F109 | Meeting Type | Annual | |||||
Ticker Symbol | FPO | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932674751 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT H. ARNOLD | For | For | ||||||
2 | RICHARD B. CHESS | For | For | ||||||
3 | DOUGLAS J. DONATELLI | For | For | ||||||
4 | LOUIS T. DONATELLI | For | For | ||||||
5 | J. RODERICK HELLER, III | For | For | ||||||
6 | R. MICHAEL MCCULLOUGH | For | For | ||||||
7 | ALAN G. MERTEN | For | For | ||||||
8 | TERRY L. STEVENS | For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO INCREASE THE PERCENTAGE OF STOCK AWARDS THAT MAY BE ISSUED UNDER THE COMPANY'S 2003 EQUITY COMPENSATION PLAN. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 8000 | 0 | 17-May-2007 | 17-May-2007 |
-239-
RAIT FINANCIAL TRUST | ||||||||
Security | 749227104 | Meeting Type | Annual | |||||
Ticker Symbol | RAS | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932684738 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | BETSY Z. COHEN | For | For | ||||||
2 | DANIEL G. COHEN | For | For | ||||||
3 | EDWARD S. BROWN | For | For | ||||||
4 | FRANK A. FARNESI | For | For | ||||||
5 | S. KRISTIN KIM | For | For | ||||||
6 | ARTHUR MAKADON | For | For | ||||||
7 | DANIEL PROMISLO | For | For | ||||||
8 | JOHN F. QUIGLEY, III | For | For | ||||||
9 | MURRAY STEMPEL, III | For | For | ||||||
02 | PROPOSAL TO APPROVE THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 FISCAL YEAR. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4000 | 0 | 17-May-2007 | 17-May-2007 |
-240-
VORNADO REALTY TRUST | ||||||||
Security | 929042109 | Meeting Type | Annual | |||||
Ticker Symbol | VNO | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932700479 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT P. KOGOD | For | For | ||||||
2 | DAVID MANDELBAUM | For | For | ||||||
3 | RICHARD R. WEST | For | For | ||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
03 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR TRUSTEES. | Management | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 1000 | 0 | 17-May-2007 |
-241-
EXTRA SPACE STORAGE INC. | ||||||||
Security | 30225T102 | Meeting Type | Annual | |||||
Ticker Symbol | EXR | Meeting Date | 23-May-2007 | |||||
ISIN | Agenda | 932687506 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | KENNETH M. WOOLLEY* | For | For | ||||||
2 | ANTHONY FANTICOLA** | For | For | ||||||
3 | HUGH W. HORNE** | For | For | ||||||
4 | SPENCER F. KIRK** | For | For | ||||||
5 | JOSEPH D. MARGOLIS** | For | For | ||||||
6 | ROGER B. PORTER** | For | For | ||||||
7 | K. FRED SKOUSEN** | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 13200 | 0 | 17-May-2007 | 17-May-2007 |
-242-
EQUITY RESIDENTIAL | ||||||||
Security | 29476L107 | Meeting Type | Annual | |||||
Ticker Symbol | EQR | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932690957 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JOHN W. ALEXANDER | For | For | ||||||
2 | CHARLES L. ATWOOD | For | For | ||||||
3 | STEPHEN O. EVANS | For | For | ||||||
4 | BOONE A. KNOX | For | For | ||||||
5 | JOHN E. NEAL | For | For | ||||||
6 | DAVID J. NEITHERCUT | For | For | ||||||
7 | DESIREE G. ROGERS | For | For | ||||||
8 | SHELI Z. ROSENBERG | For | For | ||||||
9 | GERALD A. SPECTOR | For | For | ||||||
10 | B. JOSEPH WHITE | For | For | ||||||
11 | SAMUEL ZELL | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2007. THE BOARD RECOMMENDS A VOTE "AGAINST" PROPOSAL 3. | Management | For | For | |||||
03 | SHAREHOLDER PROPOSAL: ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF TRUSTEES. | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 2500 | 0 | 17-May-2007 | 17-May-2007 |
-243-
HERSHA HOSPITALITY TRUST | ||||||||
Security | 427825104 | Meeting Type | Annual | |||||
Ticker Symbol | HT | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932692901 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | HASU P. SHAH | For | For | ||||||
2 | MICHAEL A. LEVEN | For | For | ||||||
3 | KIRAN P. PATEL | For | For | ||||||
4 | JOHN M. SABIN | For | For | ||||||
02 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 12000 | 0 | 17-May-2007 | 17-May-2007 |
-244-
STARWOOD HOTELS & RESORTS WORLDWIDE, | ||||||||
Security | 85590A401 | Meeting Type | Annual | |||||
Ticker Symbol | HOT | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932703576 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DUNCAN | For | For | ||||||
2 | ARON | For | For | ||||||
3 | BARSHEFSKY | For | For | ||||||
4 | CHAPUS | For | For | ||||||
5 | GALBREATH | For | For | ||||||
6 | HIPPEAU | For | For | ||||||
7 | QUAZZO | For | For | ||||||
8 | RYDER | For | For | ||||||
9 | YOUNGBLOOD | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Management | For | For | |||||
03 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S CHARTER. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3000 | 0 | 17-May-2007 | 17-May-2007 |
-245-
THE FIRST AMERICAN CORPORATION | ||||||||
Security | 318522307 | Meeting Type | Annual | |||||
Ticker Symbol | FAF | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932685437 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | GEORGE L. ARGYROS | For | For | ||||||
2 | GARY J. BEBAN | For | For | ||||||
3 | J. DAVID CHATHAM | For | For | ||||||
4 | WILLIAM G. DAVIS | For | For | ||||||
5 | JAMES L. DOTI | For | For | ||||||
6 | LEWIS W. DOUGLAS, JR. | For | For | ||||||
7 | D.P. KENNEDY | For | For | ||||||
8 | PARKER S. KENNEDY | For | For | ||||||
9 | FRANK E. O'BRYAN | For | For | ||||||
10 | ROSLYN B. PAYNE | For | For | ||||||
11 | D. VAN SKILLING | For | For | ||||||
12 | HERBERT B. TASKER | For | For | ||||||
13 | VIRGINIA M. UEBERROTH | For | For | ||||||
14 | MARY LEE WIDENER | For | For | ||||||
02 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS FIRST AMERICAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3500 | 0 | 17-May-2007 | 17-May-2007 |
-246-
THE HOME DEPOT, INC. | ||||||||
Security | 437076102 | Meeting Type | Annual | |||||
Ticker Symbol | HD | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932680499 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
1A | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For | ||||
1B | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||
1C | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||
1D | ELECTION OF DIRECTOR: JOHN L. CLENDENIN | Management | For | For | ||||
1E | ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ | Management | For | For | ||||
1F | ELECTION OF DIRECTOR: MILLEDGE A. HART, III | Management | For | For | ||||
1G | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | ||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||
1I | ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD | Management | For | For | ||||
1J | ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON | Management | For | For | ||||
1K | ELECTION OF DIRECTOR: KENNETH G. LANGONE | Management | For | For | ||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008 | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION | Shareholder | Against | For | ||||
04 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT DISCLOSURE | Shareholder | Against | For | ||||
05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | Shareholder | Against | For | ||||
06 | SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES | Shareholder | Against | For | ||||
07 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS | Shareholder | Against | For | ||||
08 | SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION | Shareholder | Against | For | ||||
09 | SHAREHOLDER PROPOSAL REGARDING PAY-FOR- SUPERIOR PERFORMANCE | Shareholder | Against | For | ||||
10 | SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP | Shareholder | Against | For | ||||
11 | SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3300 | 0 | 17-May-2007 | 17-May-2007 |
-247-
LOWE'S COMPANIES, INC. | ||||||||
Security | 548661107 | Meeting Type | Annual | |||||
Ticker Symbol | LOW | Meeting Date | 25-May-2007 | |||||
ISIN | Agenda | 932687152 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | DAVID W. BERNAUER | For | For | ||||||
2 | LEONARD L. BERRY | For | For | ||||||
3 | DAWN E. HUDSON | For | For | ||||||
4 | ROBERT A. NIBLOCK | For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO THE LOWE'S COMPANIES EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | |||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||
04 | SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES. | Shareholder | Against | For | |||||
05 | SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT ON WOOD PROCUREMENT. | Shareholder | Against | For | |||||
06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF EACH DIRECTOR. | Shareholder | Against | For | |||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS. | Shareholder | Against | For | |||||
08 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION PLAN. | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 6000 | 0 | 17-May-2007 | 17-May-2007 |
-248-
SENIOR HOUSING PROPERTIES TRUST | ||||||||
Security | 81721M109 | Meeting Type | Annual | |||||
Ticker Symbol | SNH | Meeting Date | 30-May-2007 | |||||
ISIN | Agenda | 932692913 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JOHN L. HARRINGTON | For | For | ||||||
2 | ADAM D. PORTNOY | For | For | ||||||
02 | TO APPROVE AMENDMENTS TO THE DECLARATION OF TRUST THAT WILL CHANGE THE REQUIRED SHAREHOLDER VOTE FOR CERTAIN ACTIONS AND PROVIDE THAT THE REQUIRED SHAREHOLDER VOTE NECESSARY FOR CERTAIN OTHER ACTIONS SHALL BE SET IN THE BYLAWS. | Management | For | For | |||||
03 | TO APPROVE AN AMENDMENT TO THE DECLARATION OF TRUST TO PROVIDE THAT ANY SHAREHOLDER WHO VIOLATES THE DECLARATION OF TRUST OR BYLAWS WILL INDEMNIFY AND HOLD THE COMPANY HARMLESS FROM AND AGAINST ALL COSTS, EXPENSES, PENALTIES, FINES AND OTHER AMOUNTS, INCLUDING ATTORNEYS' AND OTHER PROFESSIONAL FEES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||
04 | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ELECT EACH OF THE TRUSTEES AS PROPOSED IN ITEM 1 OR TO APPROVE ITEMS 2 OR 3. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 6800 | 0 | 27-Apr-2007 | 27-Apr-2007 |
-249-
MAGUIRE PROPERTIES INC. | ||||||||
Security | 559775101 | Meeting Type | Annual | |||||
Ticker Symbol | MPG | Meeting Date | 05-Jun-2007 | |||||
ISIN | Agenda | 932712652 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT F. MAGUIRE III | For | For | ||||||
2 | LAWRENCE S. KAPLAN | For | For | ||||||
3 | CAROLINE S. MCBRIDE | For | For | ||||||
4 | ANDREA L. VAN DE KAMP | For | For | ||||||
5 | WALTER L. WEISMAN | For | For | ||||||
6 | LEWIS N. WOLFF | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2007. | Management | For | For | |||||
03 | APPROVAL OF THE SECOND AMENDED AND RESTATED 2003 INCENTIVE AWARD PLAN OF THE COMPANY, MAGUIRE PROPERTIES SERVICES, INC. AND MAGUIRE PROPERTIES L.P. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 3000 | 0 | 17-May-2007 | 17-May-2007 |
-250-
AMERICAN FINANCIAL REALTY TRUST | ||||||||
Security | 02607P305 | Meeting Type | Annual | |||||
Ticker Symbol | AFR | Meeting Date | 06-Jun-2007 | |||||
ISIN | Agenda | 932713628 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | RICHARD J. BERRY | For | For | ||||||
2 | JOHN R. BIGGAR | For | For | ||||||
3 | RAYMOND GAREA | For | For | ||||||
4 | JOHN P. HOLLIHAN III | For | For | ||||||
5 | RICHARD A. KRAEMER | For | For | ||||||
6 | ALAN E. MASTER | For | For | ||||||
7 | HAROLD W. POTE | For | For | ||||||
8 | LEWIS S. RANIERI | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 12000 | 0 | 17-May-2007 | 17-May-2007 |
-251-
SCUDDER INVESTMENTS | ||||||||
Security | 233384106 | Meeting Type | Annual | |||||
Ticker Symbol | SRQ | Meeting Date | 07-Jun-2007 | |||||
ISIN | Agenda | 932718111 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | HENRY P. BECTON, JR.* | Abstain | Against | ||||||
2 | DAWN-MARIE DRISCOLL* | Abstain | Against | ||||||
3 | KEITH R. FOX* | Abstain | Against | ||||||
4 | MARTIN J. GRUBER* | Abstain | Against | ||||||
5 | AXEL SCHWARZER** | Abstain | Against |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 9000 | 0 |
-252-
AMERICAN MORTGAGE ACCEPTANCE COMPANY | ||||||||
Security | 027568104 | Meeting Type | Annual | |||||
Ticker Symbol | AMC | Meeting Date | 12-Jun-2007 | |||||
ISIN | Agenda | 932691860 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JEFF T. BLAU | For | For | ||||||
2 | J. LARRY DUGGINS | For | For | ||||||
3 | GEORGE P. JOHN | For | For | ||||||
4 | HARRY LEVINE | For | For | ||||||
5 | SCOTT M. MANNES | For | For | ||||||
6 | STANLEY R. PERLA | For | For | ||||||
7 | MARC SCHNITZER | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF AMERICAN MORTAGE ACCEPTANCE COMPANY. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 4000 | 0 | 17-May-2007 | 17-May-2007 |
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GMH COMMUNITIES TRUST | ||||||||
Security | 36188G102 | Meeting Type | Annual | |||||
Ticker Symbol | GCT | Meeting Date | 14-Jun-2007 | |||||
ISIN | Agenda | 932719480 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | GARY M. HOLLOWAY, SR. | For | For | ||||||
2 | BRUCE F. ROBINSON | For | For | ||||||
3 | FREDERICK F. BUCHHOLZ | For | For | ||||||
4 | RADM J.W EASTWOOD (RET) | For | For | ||||||
5 | MICHAEL D. FASCITELLI | For | For | ||||||
6 | STEVEN J. KESSLER | For | For | ||||||
7 | DENIS J. NAYDEN | For | For | ||||||
8 | DENNIS J. O'LEARY | For | For | ||||||
9 | RICHARD A. SILFEN | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 15500 | 0 | 17-May-2007 | 17-May-2007 |
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W. P. CAREY & CO. LLC | ||||||||
Security | 92930Y107 | Meeting Type | Annual | |||||
Ticker Symbol | WPC | Meeting Date | 14-Jun-2007 | |||||
ISIN | Agenda | 932705859 - Management |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | WM. POLK CAREY | For | For | ||||||
2 | GORDON F. DUGAN | For | For | ||||||
3 | FRANCIS J. CAREY | For | For | ||||||
4 | TREVOR P. BOND | For | For | ||||||
5 | NATHANIEL S. COOLIDGE | For | For | ||||||
6 | EBERHARD FABER, IV | For | For | ||||||
7 | B.H. GRISWOLD, IV | For | For | ||||||
8 | DR. LAWRENCE R. KLEIN | For | For | ||||||
9 | R.E. MITTELSTAEDT, JR. | For | For | ||||||
10 | CHARLES E. PARENTE | For | For | ||||||
11 | GEORGE E. STODDARD | For | For | ||||||
12 | DR. KARSTEN VON KOLLER | For | For | ||||||
13 | REGINALD WINSSINGER | For | For | ||||||
02 | TO APPROVE AN AMENDMENT AND EXTENSION OF THE 1997 NON-EMPLOYEE DIRECTOR INCENTIVE PLAN. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 5000 | 0 | 12-Jun-2007 | 12-Jun-2007 |
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WINSTON HOTELS, INC. | ||||||||
Security | 97563A102 | Meeting Type | Special | |||||
Ticker Symbol | WXH | Meeting Date | 21-Jun-2007 | |||||
ISIN | Agenda | 932724241 - Management |
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | TO ADOPT AND APPROVE THE MERGER OF WINSTON HOTELS, INC. WITH AND INTO INLAND AMERICAN ACQUISITION (WINSTON), LLC PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 2, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER, THE MERGER AGREEMENT AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||
010034177804 | 01K | 11900 | 0 | 12-Jun-2007 | 12-Jun-2007 |
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Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
COMMONWEALTH INTERNATIONAL SERIES TRUST
(Registrant)
By: /s/ Robert W. Scharar
Robert W. Scharar, President
Date: August 23, 2007
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