UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4840
Name of Fund: | The Tocqueville Trust | |
Fund Address: | 40 West 57th Street, 19th Floor | |
New York, New York 10019 | ||
Name and address of agent for service: | ||
Michael R. Rosella, Esq. 75 East 55th Street New York, New York, 10022 |
Registrant’s telephone number, including area code: (212) 698-0800
Date of fiscal year end: 10/31
Date of reporting period: 07/01/10 – 06/30/11
Item 1 – Proxy Voting Record
The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote; and
(i) Whether the registrant cast its vote for or against management.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04840
Reporting Period: 07/01/2010 – 06/30/2011
The Tocqueville Trust
============================== THE DELAFIELD FUND ==============================
A. SCHULMAN, INC.
Ticker: | SHLM | Security ID: | 808194104 | |||
Meeting Date: | DEC 09, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene R. Allspach | For | For | Management | ||||
1.2 | Elect Director Gregory T. Barmore | For | For | Management | ||||
1.3 | Elect Director David G. Birney | For | For | Management | ||||
1.4 | Elect Director Howard R. Curd | For | For | Management | ||||
1.5 | Elect Director Joseph M. Gingo | For | For | Management | ||||
1.6 | Elect Director Michael A. McManus, Jr. | For | For | Management | ||||
1.7 | Elect Director Lee D. Meyer | For | For | Management | ||||
1.8 | Elect Director James A. Mitarotonda | For | For | Management | ||||
1.9 | Elect Director Ernest J. Novak, Jr. | For | Withhold | Management | ||||
1.10 | Elect Director Irvin D. Reid | For | For | Management | ||||
1.11 | Elect Director John B. Yasinsky | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
ACUITY BRANDS, INC.
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.2 | Elect Director Robert F. McCullough | For | For | Management | ||||
1.3 | Elect Director Neil Williams | For | For | Management | ||||
1.4 | Elect Director Norman H. Wesley | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
ALBANY INTERNATIONAL CORP.
Ticker: | AIN | Security ID: | 012348108 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
Page 1
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John F. Cassidy, Jr. | For | Against | Management | ||||
2 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
3 | Elect Director Edgar G. Hotard | For | Against | Management | ||||
4 | Elect Director Erland E. Kailbourne | For | Against | Management | ||||
5 | Elect Director Joseph G. Morone | For | Against | Management | ||||
6 | Elect Director Juhani Pakkala | For | Against | Management | ||||
7 | Elect Director Christine L. Standish | For | Against | Management | ||||
8 | Elect Director John C. Standish | For | Against | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Approve Omnibus Stock Plan | For | Against | Management |
AMETEK, INC.
Ticker: | AME | Security ID: | 031100100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Conti | For | Withhold | Management | ||||
1.2 | Elect Director Frank S. Hermance | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
ASHLAND INC.
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kathleen Ligocki | For | For | Management | ||||
1.2 | Elect Director James J. O’Brien | For | For | Management | ||||
1.3 | Elect Director Barry W. Perry | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
BARNES GROUP INC.
Ticker: | B | Security ID: | 067806109 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
Page 2
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William S. Bristow, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Hassell H. McClellan | For | Withhold | Management | ||||
1.3 | Elect Director Gregory F. Milzcik | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Declassify the Board of Directors | Against | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
BELDEN INC.
Ticker: | BDC | Security ID: | 077454106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David Aldrich | For | For | Management | ||||
1.2 | Elect Director Lance C. Balk | For | For | Management | ||||
1.3 | Elect Director Judy L. Brown | For | For | Management | ||||
1.4 | Elect Director Bryan C. Cressey | For | For | Management | ||||
1.5 | Elect Director Glenn Kalnasy | For | For | Management | ||||
1.6 | Elect Director Mary S. Mcleod | For | For | Management | ||||
1.7 | Elect Director George Minnich | For | For | Management | ||||
1.8 | Elect Director John M. Monter | For | For | Management | ||||
1.9 | Elect Director Bernard G. Rethore | For | Withhold | Management | ||||
1.10 | Elect Director John S. Stroup | For | For | Management | ||||
1.11 | Elect Director Dean Yoost | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management |
CARLISLE COMPANIES INCORPORATED
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert G. Bohn | For | For | Management | ||||
2 | Elect Director Terry D. Growcock | For | For | Management | ||||
3 | Elect Director Gregg A. Ostrander | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
CHECKPOINT SYSTEMS, INC.
Page 3
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Jack W. Partridge | For | For | Management | ||||
1.3 | Elect Director Robert P. van der Merwe | For | For | Management | ||||
1.4 | Elect Director Julie S. England | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
COLLECTIVE BRANDS, INC.
Ticker: | PSS | Security ID: | 19421W100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Moran | For | For | Management | ||||
1.2 | Elect Director Matthew A. Ouimet | For | For | Management | ||||
1.3 | Elect Director Matthew E. Rubel | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
COMMERCIAL METALS COMPANY
Ticker: | CMC | Security ID: | 201723103 | |||
Meeting Date: | JAN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Guido | For | For | Management | ||||
1.2 | Elect Director Sarah E. Raiss | For | Withhold | Management | ||||
1.3 | Elect Director J. David Smith | For | For | Management | ||||
1.4 | Elect Director Robert R. Womack | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management |
Page 4
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CRANE CO.
Ticker: | CR | Security ID: | 224399105 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director E. Thayer Bigelow | For | For | Management | ||||
2 | Elect Director Philip R. Lochner, Jr. | For | Against | Management | ||||
3 | Elect Director Ronald F. McKenna | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CYTEC INDUSTRIES INC.
Ticker: | CYT | Security ID: | 232820100 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
2 | Elect Director Jerry R. Satrum | For | For | Management | ||||
3 | Elect Director Raymond P. Sharpe | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director D.H. Benson | �� | For | For | Management | |||
2 | Elect Director R.W. Cremin | For | For | Management | ||||
3 | Elect Director J-P.M. Ergas | For | For | Management | ||||
4 | Elect Director P.T. Francis | For | For | Management | ||||
5 | Elect Director K.C. Graham | For | For | Management | ||||
6 | Elect Director R.A. Livingston | For | For | Management |
Page 5
7 | Elect Director R.K. Lochridge | For | For | Management | ||||
8 | Elect Director B.G. Rethore | For | For | Management | ||||
9 | Elect Director M.B. Stubbs | For | For | Management | ||||
10 | Elect Director S.M. Todd | For | For | Management | ||||
11 | Elect Director S.K. Wagner | For | For | Management | ||||
12 | Elect Director M.A. Winston | For | Against | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EASTMAN CHEMICAL COMPANY
Ticker: | EMN | Security ID: | 277432100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Humberto P. Alfonso | For | Against | Management | ||||
2 | Elect Director Michael P. Connors | For | For | Management | ||||
3 | Elect Director Howard L. Lance | For | For | Management | ||||
4 | Elect Director James P. Rogers | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | Against | Management | ||||
8 | Declassify the Board of Directors | For | For | Management | ||||
9 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management | ||||
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | Against | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | Against | Management |
ETHAN ALLEN INTERIORS INC.
Page 6
Ticker: | ETH | Security ID: | 297602104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Clinton A. Clark | For | Against | Management | ||||
2 | Elect Director Kristin Gamble | For | For | Management | ||||
3 | Elect Director Don M. Wilson | For | Against | Management | ||||
4 | Elect Director James W. Schmotter | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles P. Carinalli | For | Against | Management | ||||
2 | Elect Director Randy W. Carson | For | For | Management | ||||
3 | Elect Director Anthony Lear | For | Against | Management | ||||
4 | Elect Director Thomas L. Magnanti | For | For | Management | ||||
5 | Elect Director Kevin J. McGarity | For | For | Management | ||||
6 | Elect Director Bryan R. Roub | For | Against | Management | ||||
7 | Elect Director Ronald W. Shelly | For | For | Management | ||||
8 | Elect Director Mark S. Thompson | For | For | Management | ||||
9 | Amend Omnibus Stock Plan | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | Against | Management |
FEDERAL SIGNAL CORPORATION
Ticker: | FSS | Security ID: | 313855108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William F. Owens | For | Withhold | Management | ||||
1.2 | Elect Director Charles R. Campbell | For | Withhold | Management | ||||
1.3 | Elect Director Paul W. Jones | For | For | Management | ||||
1.4 | Elect Director Dennis J. Martin | For | For | Management | ||||
1.5 | Elect Director Brenda L. Reichelderfer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
FERRO CORPORATION
Ticker: | FOE | Security ID: | 315405100 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual |
Page 7
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sandra Austin Crayton | For | Withhold | Management | ||||
1.2 | Elect Director Richard J. Hipple | For | For | Management | ||||
1.3 | Elect Director William B. Lawrence | For | For | Management | ||||
1.4 | Elect Director Timothy K. Pistell | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FLEXTRONICS INTERNATIONAL LTD.
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 23, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect H. Raymond Bingham as a Director | For | For | Management | ||||
2 | Reelect Willy C. Shih as a Director | For | For | Management | ||||
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | For | For | Management | ||||
6 | Authorize Share Repurchase Program | For | For | Management |
FMC CORPORATION
Ticker: | FMC | Security ID: | 302491303 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward J. Mooney | For | Against | Management | ||||
2 | Elect Director Enrique J. Sosa | For | For | Management | ||||
3 | Elect Director Vincent R. Volpe, Jr | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FOOT LOCKER, INC.
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
Page 8
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nicholas DiPaolo | For | For | Management | ||||
1.2 | Elect Director Matthew M. McKenna | For | For | Management | ||||
1.3 | Elect Director Allen Questrom | For | Withhold | Management | ||||
1.4 | Elect Director Cheryl Nido Turpin | For | For | Management | ||||
1.5 | Elect Director Guillermo Marmol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
GAMESTOP CORP.
Ticker: | GME | Security ID: | 36467W109 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stanley (Mickey) Steinberg | For | Withhold | Management | ||||
1.2 | Elect Director Gerald R. Szczepanski | For | Withhold | Management | ||||
1.3 | Elect Director Lawrence S. Zilavy | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management |
GRIFFON CORPORATION
Ticker: | GFF | Security ID: | 398433102 | |||
Meeting Date: | FEB 03, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bertrand M. Bell | For | For | Management | ||||
1.2 | Elect Director Robert G. Harrison | For | For | Management | ||||
1.3 | Elect Director Ronald J. Kramer | For | For | Management | ||||
1.4 | Elect Director Martin S. Sussman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
HARRIS CORPORATION
Ticker: | HRS | Security ID: | 413875105 | |||
Meeting Date: | OCT 22, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 27, 2010 |
Page 9
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Howard L. Lance | For | For | Management | ||||
2 | Elect Director Thomas A. Dattilo | For | For | Management | ||||
3 | Elect Director Terry D. Growcock | For | For | Management | ||||
4 | Elect Director Leslie F. Kenne | For | For | Management | ||||
5 | Elect Director David B. Rickard | For | For | Management | ||||
6 | Elect Director James C. Stoffel | For | For | Management | ||||
7 | Elect Director Gregory T. Swienton | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
10 | Amend Omnibus Stock Plan | For | Against | Management | ||||
11 | Require Independent Board Chairman | Against | Against | Shareholder |
HARSCO CORPORATION
Ticker: | HSC | Security ID: | 415864107 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. G. Eddy | For | Withhold | Management | ||||
1.2 | Elect Director D. C. Everitt | For | Withhold | Management | ||||
1.3 | Elect Director S. D. Fazzolari | For | For | Management | ||||
1.4 | Elect Director S. E. Graham | For | For | Management | ||||
1.5 | Elect Director T. D. Growcock | For | Withhold | Management | ||||
1.6 | Elect Director H. W. Knueppel | For | For | Management | ||||
1.7 | Elect Director J. M. Loree | For | Withhold | Management | ||||
1.8 | Elect Director A. J. Sordoni, III | For | For | Management | ||||
1.9 | Elect Director R. C. Wilburn | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HONEYWELL INTERNATIONAL INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Elect Director Kevin Burke | For | For | Management | ||||
3 | Elect Director Jaime Chico Pardo | For | For | Management | ||||
4 | Elect Director David M. Cote | For | For | Management | ||||
5 | Elect Director D. Scott Davis | For | For | Management | ||||
6 | Elect Director Linnet F. Deily | For | For | Management | ||||
7 | Elect Director Judd Gregg | For | Against | Management | ||||
8 | Elect Director Clive R. Hollick | For | For | Management | ||||
9 | Elect Director George Paz | For | Against | Management | ||||
10 | Elect Director Bradley T. Sheares | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Omnibus Stock Plan | For | Against | Management | ||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Provide Right to Act by Written Consent | Against | For | Shareholder |
Page 10
17 | Amend Articles/By laws/charter — Call Special Meetings | Against | For | Shareholder |
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Timothy H. Powers | For | For | Management | ||||
1.2 | Elect Director Lynn J. Good | For | For | Management | ||||
1.3 | Elect Director Anthony J. Guzzi | For | For | Management | ||||
1.4 | Elect Director Neal J. Keating | For | For | Management | ||||
1.5 | Elect Director Andrew McNally, IV | For | For | Management | ||||
1.6 | Elect Director G. Jackson Ratcliffe | For | For | Management | ||||
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management | ||||
1.8 | Elect Director Richard J. Swift | For | For | Management | ||||
1.9 | Elect Director Daniel S. Van Riper | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
IDEX CORPORATION
Ticker: | IEX | Security ID: | 45167R104 | |||
Meeting Date: | APR 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Bradley J. Bell | For | For | Management | ||||
1.2 | Elect Director Lawrence D. Kingsley | For | For | Management | ||||
1.3 | Elect Director Gregory F. Milzcik | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
INGERSOLL-RAND PLC
Ticker: | IR | Security ID: | G47791101 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ann C. Berzin | For | For | Management | ||||
2 | Elect Director John Bruton | For | For | Management | ||||
3 | Elect Director Jared L. Cohon | For | For | Management | ||||
4 | Elect Director Gary D. Forsee | For | For | Management | ||||
5 | Elect Director Peter C. Godsoe | For | For | Management |
Page 11
6 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director Michael W. Lamach | For | For | Management | ||||
9 | Elect Director Theodore E. Martin | For | For | Management | ||||
10 | Elect Director Richard J. Swift | For | Against | Management | ||||
11 | Elect Director Tony L. White | For | For | Management | ||||
12 | Approve Executive Incentive Scheme | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Authorize Market Purchase | For | For | Management | ||||
16 | Ratify Auditors | For | Against | Management |
INSITUFORM TECHNOLOGIES, INC.
Ticker: | INSU | Security ID: | 457667103 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Joseph Burgess | For | For | Management | ||||
1.2 | Elect Director Stephen P. Cortinovis | For | For | Management | ||||
1.3 | Elect Director Stephanie A. Cuskley | For | For | Management | ||||
1.4 | Elect Director John P. Dubinsky | For | For | Management | ||||
1.5 | Elect Director Charles R. Gordon | For | For | Management | ||||
1.6 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
1.7 | Elect Director M. Richard Smith | For | For | Management | ||||
1.8 | Elect Director Alfred L. Woods | For | For | Management | ||||
2 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
KENNAMETAL, INC.
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director Larry D. Yost | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
KIMCO REALTY CORPORATION
Ticker: | KIM | Security ID: | 49446R109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
Page 12
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Cooper | For | Withhold | Management | ||||
1.2 | Elect Director P. Coviello | For | Withhold | Management | ||||
1.3 | Elect Director R. Dooley | For | Withhold | Management | ||||
1.4 | Elect Director J. Grills | For | Withhold | Management | ||||
1.5 | Elect Director D. Henry | For | Withhold | Management | ||||
1.6 | Elect Director F. P. Hughes | For | Withhold | Management | ||||
1.7 | Elect Director F. Lourenso | For | Withhold | Management | ||||
1.8 | Elect Director C. Nicholas | For | For | Management | ||||
1.9 | Elect Director R. Saltzman | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
LECROY CORPORATION
Ticker: | LCRY | Security ID: | 52324W109 | |||
Meeting Date: | OCT 22, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Walter O. LeCroy | For | Withhold | Management | ||||
1.2 | Elect Director Robert E. Anderson | For | Withhold | Management | ||||
1.3 | Elect Director Thomas H. Reslewic | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
LYDALL, INC.
Ticker: | LDL | Security ID: | 550819106 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dale G. Barnhart | For | For | Management | ||||
1.2 | Elect Director Kathleen Burdett | For | Withhold | Management | ||||
1.3 | Elect Director W. Leslie Duffy | For | For | Management | ||||
1.4 | Elect Director Matthew T. Farrell | For | For | Management | ||||
1.5 | Elect Director Marc T. Giles | For | For | Management | ||||
1.6 | Elect Director William D. Gurley | For | For | Management | ||||
1.7 | Elect Director Suzanne Hammett | For | For | Management | ||||
1.8 | Elect Director S. Carl Soderstrom, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
MINERALS TECHNOLOGIES INC.
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
Page 13
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paula H. J. Cholmondeley | For | Withhold | Management | ||||
1.2 | Elect Director Duane R. Dunham | For | For | Management | ||||
1.3 | Elect Director Steven J. Golub | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
NCI BUILDING SYSTEMS, INC.
Ticker: | NCS | Security ID: | 628852204 | |||
Meeting Date: | FEB 18, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman C. Chambers | For | Withhold | Management | ||||
1.2 | Elect Director Kathleen J. Affeldt | For | For | Management | ||||
1.3 | Elect Director Nathan K. Sleeper | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter S. Hellman | For | Withhold | Management | ||||
1.2 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.3 | Elect Director John J. Mcmackin, Jr. | For | For | Management | ||||
1.4 | Elect Director Hugh H. Roberts | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
POLYONE CORPORATION
Ticker: | POL | Security ID: | 73179P106 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Douglas Campbell | For | Withhold | Management | ||||
1.2 | Elect Director Carol A. Cartwright | For | For | Management | ||||
1.3 | Elect Director Richard H. Fearon | For | Withhold | Management | ||||
1.4 | Elect Director Gordon D. Harnett | For | Withhold | Management | ||||
1.5 | Elect Director Richard A. Lorraine | For | For | Management |
Page 14
1.6 | Elect Director Edward J. Mooney | For | Withhold | Management | ||||
1.7 | Elect Director Stephen D. Newlin | For | For | Management | ||||
1.8 | Elect Director William H. Powell | For | Withhold | Management | ||||
1.9 | Elect Director Farah M. Walters | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
R. R. DONNELLEY & SONS COMPANY
Ticker: | RRD | Security ID: | 257867101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Quinlan, III | For | For | Management | ||||
2 | Elect Director Stephen M. Wolf | For | For | Management | ||||
3 | Elect Director Lee A. Chaden | For | For | Management | ||||
4 | Elect Director Judith H. Hamilton | For | For | Management | ||||
5 | Elect Director Susan M. Ivey | For | For | Management | ||||
6 | Elect Director Thomas S. Johnson | For | For | Management | ||||
7 | Elect Director John C. Pope | For | For | Management | ||||
8 | Elect Director Michael T. Riordan | For | For | Management | ||||
9 | Elect Director Oliver R. Sockwell | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Report on Sustainable Paper Purchasing | Against | For | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||
15 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
16 | Other Business | For | Against | Management |
RUSH ENTERPRISES, INC.
Ticker: | RUSHA | Security ID: | 781846209 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W. Marvin Rush | For | Withhold | Management | ||||
1.2 | Elect Director W.M. ‘Rusty’ Rush | For | Withhold | Management | ||||
1.3 | Elect Director James C. Underwood | For | Withhold | Management | ||||
1.4 | Elect Director Harold D. Marshall | For | Withhold | Management | ||||
1.5 | Elect Director Thomas A. Akin | For | Withhold | Management | ||||
1.6 | Elect Director Gerald R. Szczepanski | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Non-Employee Director Stock Option Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
Page 15
SCHOOL SPECIALTY, INC.
| ||||||
Ticker: | SCHS | Security ID: | 807863105 | |||
Meeting Date: | AUG 17, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Jacqueline Dout | For | For | Management | ||||
1.2 | Elect Director Terry L. Lay | For | For | Management | ||||
1.3 | Elect Director Herbert A. Trucksess, III | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
SOLUTIA INC.
Ticker: | SOA | Security ID: | 834376501 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William T. Monahan | For | For | Management | ||||
1.2 | Elect Director Robert A. Peiser | For | Withhold | Management | ||||
1.3 | Elect Director Jeffry N. Quinn | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.L. Coker | For | For | Management | ||||
1.2 | Elect Director J.M. Micali | For | For | Management | ||||
1.3 | Elect Director L.W. Newton | For | For | Management | ||||
1.4 | Elect Director M.D. Oken | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
SOUTHERN UNION COMPANY
Ticker: | SUG | Security ID: | 844030106 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George L. Lindemann | For | Withhold | Management | ||||
1.2 | Elect Director Eric D. Herschmann | For | Withhold | Management |
Page 16
1.3 | Elect Director David Brodsky | For | Withhold | Management | ||||
1.4 | Elect Director Frank W. Denius | For | Withhold | Management | ||||
1.5 | Elect Director Kurt A. Gitter | For | For | Management | ||||
1.6 | Elect Director Herbert H. Jacobi | For | Withhold | Management | ||||
1.7 | Elect Director Thomas N. McCarter, III | For | Withhold | Management | ||||
1.8 | Elect Director George Rountree, III | For | Withhold | Management | ||||
1.9 | Elect Director Allan D. Scherer | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Prepare Sustainability Report | Against | For | Shareholder |
SPARTECH CORPORATION
Ticker: | SEH | Security ID: | 847220209 | |||
Meeting Date: | MAR 17, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ralph B. Andy | For | For | Management | ||||
1.2 | Elect Director Lloyd E. Campbell | For | For | Management | ||||
1.3 | Elect Director Edward J. Dineen | For | For | Management | ||||
1.4 | Elect Director Victoria M. Holt | For | For | Management | ||||
1.5 | Elect Director Walter J. Klein | For | Against | Management | ||||
1.6 | Elect Director Pamela F. Lenehan | For | For | Management | ||||
1.7 | Elect Director Jackson W. Robinson | For | For | Management | ||||
1.8 | Elect Director Craig A. Wolfanger | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
STANLEY BLACK & DECKER, INC.
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George W. Buckley | For | Withhold | Management | ||||
1.2 | Elect Director Carlos M. Cardoso | For | Withhold | Management | ||||
1.3 | Elect Director Robert B. Coutts | For | Withhold | Management | ||||
1.4 | Elect Director Manuel A. Fernandez | For | Withhold | Management | ||||
1.5 | Elect Director Marianne M. Parrs | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TELEFLEX INCORPORATED
Page 17
Ticker: | TFX | Security ID: | 879369106 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George Babich, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director William R. Cook | For | Withhold | Management | ||||
1.3 | Elect Director Stephen K. Klasko | For | For | Management | ||||
1.4 | Elect Director Benson F. Smith | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James W. Bagley | For | For | Management | ||||
2 | Elect Director Michael A. Bradley | For | For | Management | ||||
3 | Elect Director Albert Carnesale | For | For | Management | ||||
4 | Elect Director Daniel W. Christman | For | Against | Management | ||||
5 | Elect Director Edwin J. Gillis | For | Against | Management | ||||
6 | Elect Director Timothy E. Guertin | For | Against | Management | ||||
7 | Elect Director Paul J. Tufano | For | For | Management | ||||
8 | Elect Director Roy A. Vallee | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
11 | Amend Omnibus Stock Plan | For | Against | Management | ||||
12 | Ratify Auditors | For | Against | Management |
THE LUBRIZOL CORPORATION
Ticker: | LZ | Security ID: | 549271104 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
THERMO FISHER SCIENTIFIC INC.
Ticker: | TMO | Security ID: | 883556102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
Page 18
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Thomas J. Lynch | For | For | Management | ||||
2 | Elect Director William G. Parrett | For | Against | Management | ||||
3 | Elect Director Michael E. Porter | For | For | Management | ||||
4 | Elect Director Scott M. Sperling | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
7 | Ratify Auditors | For | Against | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
TREX COMPANY, INC.
Ticker: | TREX | Security ID: | 89531P105 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jay M. Gratz | For | Withhold | Management | ||||
1.2 | Elect Director Ronald W. Kaplan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
TYCO INTERNATIONAL, LTD.
Ticker: | TYC | Security ID: | H89128104 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
3.1 | Elect Edward D. Breen as Director | For | Did Not Vote | Management | ||||
3.2 | Elect Michael Daniels as Director | For | Did Not Vote | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | Did Not Vote | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | Did Not Vote | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | Did Not Vote | Management | ||||
3.6 | Reelect Rajiv L. Gupta as Director | For | Did Not Vote | Management | ||||
3.7 | Reelect John Krol as Director | For | Did Not Vote | Management | ||||
3.8 | Reelect Brendan O’Neill as Director | For | Did Not Vote | Management | ||||
3.9 | Reelect Dinesh Paliwal as Director | For | Did Not Vote | Management | ||||
3.10 | Reelect William Stavropoulos as Director | For | Did Not Vote | Management | ||||
3.11 | Reelect Sandra Wijnberg as Director | For | Did Not Vote | Management | ||||
3.12 | Reelect R. David Yost as Director | For | Did Not Vote | Management | ||||
4a | Ratify Deloitte AG as Auditors | For | Did Not Vote | Management | ||||
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | For | Did Not Vote | Management | ||||
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | Did Not Vote | Management | ||||
5a | Approve Carrying Forward of Net Loss | For | Did Not Vote | Management |
Page 19
5b | Approve Ordinary Cash Dividend | For | Did Not Vote | Management | ||||
6 | Amend Articles to Renew Authorized Share Capital | For | Did Not Vote | Management | ||||
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | For | Did Not Vote | Management | ||||
8a | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
8b | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management |
WESCO INTERNATIONAL, INC.
Ticker: | WCC | Security ID: | 95082P105 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George L. Miles Jr. | For | For | Management | ||||
1.2 | Elect Director John K. Morgan | For | Withhold | Management | ||||
1.3 | Elect Director James L. Singleton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
============================= THE TOCQUEVILLE FUND =============================
ADOBE SYSTEMS INCORPORATED
Ticker: | ADBE | Security ID: | 00724F101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert K. Burgess | For | Against | Management | ||||
2 | Elect Director Daniel Rosensweig | For | Against | Management | ||||
3 | Elect Director Robert Sedgewick | For | Against | Management | ||||
4 | Elect Director John E. Warnock | For | Against | Management | ||||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Ratify Auditors | For | Against | Management | ||||
8 | Declassify the Board of Directors | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
Page 20
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel P. Amos | For | Against | Management | ||||
2 | Elect Director John Shelby Amos II | For | Against | Management | ||||
3 | Elect Director Paul S. Amos II | For | Against | Management | ||||
4 | Elect Director Michael H. Armacost | For | For | Management | ||||
5 | Elect Director Kriss Cloninger III | For | Against | Management | ||||
6 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
7 | Elect Director Douglas W. Johnson | For | For | Management | ||||
8 | Elect Director Robert B. Johnson | For | For | Management | ||||
9 | Elect Director Charles B. Knapp | For | For | Management | ||||
10 | Elect Director E. Stephen Purdom | For | For | Management | ||||
11 | Elect Director Barbara K. Rimer | For | Against | Management | ||||
12 | Elect Director Marvin R. Schuster | For | Against | Management | ||||
13 | Elect Director David Gary Thompson | For | Against | Management | ||||
14 | Elect Director Robert L. Wright | For | Against | Management | ||||
15 | Elect Director Takuro Yoshida | For | For | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
18 | Ratify Auditors | For | Against | Management |
ANADARKO PETROLEUM CORPORATION
Ticker: | APC | Security ID: | 032511107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Butler, Jr. | For | Against | Management | ||||
2 | Elect Director Kevin P. Chilton | For | Against | Management | ||||
3 | Elect Director Luke R. Corbett | For | Against | Management | ||||
4 | Elect Director H. Paulett Eberhart | For | Against | Management | ||||
5 | Elect Director Preston M. Geren, III | For | Against | Management | ||||
6 | Elect Director John R. Gordon | For | Against | Management | ||||
7 | Elect Director James T. Hackett | For | Against | Management | ||||
8 | Ratify Auditors | For | For | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder | ||||
12 | Require Independent Board Chairman | Against | For | Shareholder | ||||
13 | Pro-rata Vesting of Equity Plans | Against | For | Shareholder | ||||
14 | Report on Political Contributions | Against | For | Shareholder |
APPLIED MATERIALS, INC.
Ticker: | AMAT | Security ID: | 038222105 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aart J. De Geus | For | For | Management | ||||
1.2 | Elect Director Stephen R. Forrest | For | For | Management | ||||
1.3 | Elect Director Thomas J. Iannotti | For | For | Management | ||||
1.4 | Elect Director Susan M. James | For | For | Management |
Page 21
1.5 | Elect Director Alexander A. Karsner | For | For | Management | ||||
1.6 | Elect Director Gerhard H. Parker | For | For | Management | ||||
1.7 | Elect Director Dennis D. Powell | For | For | Management | ||||
1.8 | Elect Director Willem P. Roelandts | For | For | Management | ||||
1.9 | Elect Director James E. Rogers | For | For | Management | ||||
1.10 | Elect Director Michael R. Splinter | For | For | Management | ||||
1.11 | Elect Director Robert H. Swan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOMATIC DATA PROCESSING, INC.
Ticker: | ADP | Security ID: | 053015103 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||
1.4 | Elect Director Leon G. Cooperman | For | Withhold | Management | ||||
1.5 | Elect Director Eric C. Fast | For | For | Management | ||||
1.6 | Elect Director Linda R. Gooden | For | For | Management | ||||
1.7 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.8 | Elect Director John P. Jones | For | For | Management | ||||
1.9 | Elect Director Sharon T. Rowlands | For | For | Management | ||||
1.10 | Elect Director Enrique T. Salem | For | For | Management | ||||
1.11 | Elect Director Gregory L. Summe | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management |
BANCO SANTANDER S.A.
Ticker: | STD | Security ID: | 05964H105 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | For | For | Management | ||||
1.B | Approve Discharge of Directors for FY 2010 | For | For | Management | ||||
2 | Approve Allocation of Income for FY 2010 | For | For | Management | ||||
3.A | Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director | For | Against | Management | ||||
3.B | Reelect Rodrigo Echenique Gordillo as Director | For | Against | Management | ||||
3.C | Reelect Lord Burns as Director | For | Against | Management | ||||
3.D | Reelect Assicurazioni Generali S.p.A. as Director | For | Against | Management | ||||
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | For | For | Management |
Page 22
5.A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | For | For | Management | ||||
5.B | Amend Several Articles of Bylaws | For | For | Management | ||||
5.C | Amend Article 62 and 69 of Bylaws | For | For | Management | ||||
6.A | Amend Preamble and Article 2 of General Meeting Regulations | For | For | Management | ||||
6.B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | For | For | Management | ||||
6.C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | For | For | Management | ||||
7 | Grant Board Authorization to Increase Capital | For | For | Management | ||||
8.A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
8.B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | For | For | Management | ||||
9.B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | For | For | Management | ||||
10.A | Approve Sixth Cycle of Performance Share Plan | For | For | Management | ||||
10.B | Approve Second Cycle of Deferred and Conditional Share Plan | For | For | Management | ||||
10.C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | For | For | Management | ||||
10.D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | For | For | Management | ||||
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
12 | Advisory Vote on Remuneration Policy Report | For | For | Management |
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: | BHP | Security ID: | 088606108 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 17, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | For | For | Management | ||||
2 | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
4 | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
5 | Elect John Schubert as a Director of | For | For | Management |
Page 23
BHP Billiton Ltd and BHP Billiton Plc | ||||||||
6 | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
7 | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
8 | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
9 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | Management | ||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | For | For | Management | ||||
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | For | For | Management | ||||
12 | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | For | For | Management | ||||
13 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | For | For | Management | ||||
14 | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | For | For | Management | ||||
15 | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | For | For | Management | ||||
16 | Approve the Amendments to Constitution of BHP Billiton Ltd | For | For | Management | ||||
17 | Approve the Amendments to the Articles of Association of BHP Billiton Plc | For | For | Management |
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | Abstain | Management | ||||
2.1 | Elect Director Daniel Camus | For | Withhold | Management | ||||
2.2 | Elect Director John H. Clappison | For | For | Management | ||||
2.3 | Elect Director Joe F. Colvin | For | For | Management | ||||
2.4 | Elect Director James R. Curtiss | For | For | Management | ||||
2.5 | Elect Director Donald H.F. Deranger | For | Withhold | Management | ||||
2.6 | Elect Director James K. Gowans | For | For | Management | ||||
2.7 | Elect Director Timothy S. Gitzel | For | For | Management | ||||
2.8 | Elect Director Gerald W. Grandey | For | For | Management | ||||
2.9 | Elect Director Nancy E. Hopkins | For | For | Management | ||||
2.10 | Elect Director Oyvind Hushovd | For | Withhold | Management | ||||
2.11 | Elect Director A. Anne McLellan | For | Withhold | Management | ||||
2.12 | Elect Director A. Neil McMillan | For | Withhold | Management | ||||
2.13 | Elect Director Victor J. Zaleschuk | For | For | Management |
Page 24
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Amend By-Laws | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation Approach | For | For | Management |
CAMPBELL SOUP COMPANY
Ticker: | CPB | Security ID: | 134429109 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edmund M. Carpenter | For | For | Management | ||||
1.2 | Elect Director Paul R. Charron | For | For | Management | ||||
1.3 | Elect Director Douglas R. Conant | For | For | Management | ||||
1.4 | Elect Director Bennett Dorrance | For | For | Management | ||||
1.5 | Elect Director Harvey Golub | For | For | Management | ||||
1.6 | Elect Director Lawrence C. Karlson | For | For | Management | ||||
1.7 | Elect Director Randall W. Larrimore | For | For | Management | ||||
1.8 | Elect Director Mary Alice D. Malone | For | For | Management | ||||
1.9 | Elect Director Sara Mathew | For | Withhold | Management | ||||
1.10 | Elect Director Denise M. Morrison | For | For | Management | ||||
1.11 | Elect Director William D. Perez | For | For | Management | ||||
1.12 | Elect Director Charles R. Perrin | For | For | Management | ||||
1.13 | Elect Director A. Barry Rand | For | Withhold | Management | ||||
1.14 | Elect Director Nick Shreiber | For | For | Management | ||||
1.15 | Elect Director Archbold D. Van Beuren | For | For | Management | ||||
1.16 | Elect Director Les C. Vinney | For | Withhold | Management | ||||
1.17 | Elect Director Charlotte C. Weber | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management |
CANON INC.
Ticker: | 7751 | Security ID: | 138006309 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | For | For | Management | ||||
2.1 | Elect Director Mitarai, Fujio | For | For | Management | ||||
2.2 | Elect Director Uchida, Tsuneji | For | For | Management | ||||
2.3 | Elect Director Tanaka, Toshizo | For | For | Management | ||||
2.4 | Elect Director Ikoma, Toshiaki | For | For | Management | ||||
2.5 | Elect Director Watanabe, Kunio | For | For | Management | ||||
2.6 | Elect Director Adachi, Yoroku | For | For | Management | ||||
2.7 | Elect Director Mitsuhashi, Yasuo | For | For | Management | ||||
2.8 | Elect Director Iwashita, Tomonori | For | For | Management | ||||
2.9 | Elect Director Osawa, Masahiro | For | For | Management | ||||
2.10 | Elect Director Matsumoto, Shigeyuki | For | For | Management | ||||
2.11 | Elect Director Shimizu, Katsuichi | For | For | Management | ||||
2.12 | Elect Director Banba, Ryoichi | For | For | Management | ||||
2.13 | Elect Director Honma, Toshio | For | For | Management | ||||
2.14 | Elect Director Nakaoka, Masaki | For | For | Management | ||||
2.15 | Elect Director Honda, Haruhisa | For | For | Management | ||||
2.16 | Elect Director Ozawa, Hideki | For | For | Management |
Page 25
2.17 | Elect Director Maeda, Masaya | For | For | Management | ||||
2.18 | Elect Director Tani, Yasuhiro | For | For | Management | ||||
2.19 | Elect Director Araki, Makoto | For | For | Management | ||||
3 | Appoint Statutory Auditor Oe, Tadashi | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Stock Option Plan | For | For | Management |
CB RICHARD ELLIS GROUP, INC.
Ticker: | CBG | Security ID: | 12497T101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Blum | For | For | Management | ||||
1.2 | Elect Director Curtis F. Feeny | For | Withhold | Management | ||||
1.3 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.4 | Elect Director Michael Kantor | For | For | Management | ||||
1.5 | Elect Director Frederic V. Malek | For | For | Management | ||||
1.6 | Elect Director Jane J. Su | For | For | Management | ||||
1.7 | Elect Director Laura D. Tyson | For | For | Management | ||||
1.8 | Elect Director Brett White | For | For | Management | ||||
1.9 | Elect Director Gary L. Wilson | For | For | Management | ||||
1.10 | Elect Director Ray Wirta | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | Withhold | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual |
Page 26
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | Against | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | Against | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | Against | Management |
COLGATE-PALMOLIVE COMPANY
Ticker: | CL | Security ID: | 194162103 |
Page 27
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John T. Cahill | For | For | Management | ||||
2 | Elect Director Ian Cook | For | For | Management | ||||
3 | Elect Director Helene D. Gayle | For | For | Management | ||||
4 | Elect Director Ellen M. Hancock | For | For | Management | ||||
5 | Elect Director Joseph Jimenez | For | For | Management | ||||
6 | Elect Director Richard J. Kogan | For | For | Management | ||||
7 | Elect Director Delano E. Lewis | For | For | Management | ||||
8 | Elect Director J. Pedro Reinhard | For | For | Management | ||||
9 | Elect Director Stephen I. Sadove | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | Against | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | Against | Management |
Page 28
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EAST WEST BANCORP, INC.
Ticker: | EWBC | Security ID: | 27579R104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Iris S. Chan | For | For | Management | ||||
1.2 | Elect Director Rudolph I. Estrada | For | Withhold | Management | ||||
1.3 | Elect Director Julia S. Gouw | For | Withhold | Management | ||||
1.4 | Elect Director Paul H. Irving | For | For | Management | ||||
1.5 | Elect Director Andrew S. Kane | For | For | Management | ||||
1.6 | Elect Director John Lee | For | For | Management | ||||
1.7 | Elect Director Herman Y. Li | For | Withhold | Management | ||||
1.8 | Elect Director Jack C. Liu | For | Withhold | Management | ||||
1.9 | Elect Director Dominic Ng | For | Withhold | Management | ||||
1.10 | Elect Director Keith W. Renken | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EXXON MOBIL CORPORATION
Ticker: | XOM | Security ID: | 30231G102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M.J. Boskin | For | Withhold | Management | ||||
1.2 | Elect Director P. Brabeck-Letmathe | For | For | Management | ||||
1.3 | Elect Director L.R. Faulkner | For | For | Management | ||||
1.4 | Elect Director J.S. Fishman | For | For | Management | ||||
1.5 | Elect Director K.C. Frazier | For | For | Management | ||||
1.6 | Elect Director W.W. George | For | For | Management | ||||
1.7 | Elect Director M.C. Nelson | For | For | Management | ||||
1.8 | Elect Director S.J. Palmisano | For | For | Management | ||||
1.9 | Elect Director S.S. Reinemund | For | For | Management | ||||
1.10 | Elect Director R.W. Tillerson | For | For | Management | ||||
1.11 | Elect Director E.E. Whitacre, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require Independent Board Chairman | Against | For | Shareholder |
Page 29
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||
8 | Adopt Policy on Human Right to Water | Against | For | Shareholder | ||||
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder | ||||
10 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
11 | Report on Energy Technologies Development | Against | Against | Shareholder | ||||
12 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder |
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: | FNF | Security ID: | 31620R105 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William P. Foley, II | For | For | Management | ||||
1.2 | Elect Director Douglas K. Ammerman | For | Withhold | Management | ||||
1.3 | Elect Director Thomas M. Hagerty | For | For | Management | ||||
1.4 | Elect Director Peter O. Shea, Jr. | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
GENERAL ELECTRIC COMPANY
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director W. Geoffrey Beattie | For | For | Management | ||||
2 | Elect Director James I. Cash, Jr. | For | Against | Management | ||||
3 | Elect Director Ann M. Fudge | For | For | Management | ||||
4 | Elect Director Susan Hockfield | For | For | Management | ||||
5 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
6 | Elect Director Andrea Jung | For | Against | Management | ||||
7 | Elect Director Alan G. Lafley | For | For | Management | ||||
8 | Elect Director Robert W. Lane | For | Against | Management | ||||
9 | Elect Director Ralph S. Larsen | For | Against | Management | ||||
10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
11 | Elect Director James J. Mulva | For | For | Management | ||||
12 | Elect Director Sam Nunn | For | Against | Management | ||||
13 | Elect Director Roger S. Penske | For | For | Management | ||||
14 | Elect Director Robert J. Swieringa | For | For | Management | ||||
15 | Elect Director James S. Tisch | For | For | Management | ||||
16 | Elect Director Douglas A. Warner III | For | Against | Management | ||||
17 | Ratify Auditors | For | Against | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
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19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
21 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
22 | Withdraw Stock Options Granted to Executive Officers | Against | Against | Shareholder | ||||
23 | Report on Climate Change Business Risk | Against | Against | Shareholder | ||||
24 | Report on Animal Testing and Plans for Reduction | Against | Against | Shareholder |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | Withhold | Management | ||||
1.2 | Elect Director Sergey Brin | For | Withhold | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | Withhold | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | Withhold | Management | ||||
1.6 | Elect Director Ann Mather | For | Withhold | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan Crown | For | For | Management | ||||
2 | Elect Director Don H. Davis, Jr. | For | For | Management | ||||
3 | Elect Director Robert C. McCormack | For | Against | Management | ||||
4 | Elect Director Robert S. Morrison | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Elect Director David B. Smith, Jr. | For | For | Management | ||||
7 | Elect Director David B. Speer | For | For | Management | ||||
8 | Elect Director Pamela B. Strobel | For | Against | Management | ||||
9 | Elect Director Kevin M. Warren | For | For | Management | ||||
10 | Elect Director Anre D. Williams | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
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13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | Against | Management |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | Against | Management | ||||
3 | Elect Director John J. Donahoe | For | Against | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Amend Omnibus Stock Plan | For | Against | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
ITT CORPORATION
Ticker: | ITT | Security ID: | 450911102 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven R. Loranger | For | For | Management | ||||
1.2 | Elect Director Curtis J. Crawford | For | For | Management | ||||
1.3 | Elect Director Christina A. Gold | For | For | Management | ||||
1.4 | Elect Director Ralph F. Hake | For | For | Management | ||||
1.5 | Elect Director John J. Hamre | For | For | Management | ||||
1.6 | Elect Director Paul J. Kern | For | For | Management | ||||
1.7 | Elect Director Frank T. MacInnis | For | Withhold | Management | ||||
1.8 | Elect Director Surya N. Mohapatra | For | For | Management | ||||
1.9 | Elect Director Linda S. Sanford | For | For | Management | ||||
1.10 | Elect Director Markos I. Tambakeras | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Human Rights Policies | Against | For | Shareholder |
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JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
2 | Elect Director James G. Cullen | For | Against | Management | ||||
3 | Elect Director Ian E.L. Davis | For | For | Management | ||||
4 | Elect Director Michael M.e. Johns | For | Against | Management | ||||
5 | Elect Director Susan L. Lindquist | For | For | Management | ||||
6 | Elect Director Anne M. Mulcahy | For | Against | Management | ||||
7 | Elect Director Leo F. Mullin | For | For | Management | ||||
8 | Elect Director William D. Perez | For | Against | Management | ||||
9 | Elect Director Charles Prince | For | Against | Management | ||||
10 | Elect Director David Satcher | For | For | Management | ||||
11 | Elect Director William C. Weldon | For | For | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status | Against | For | Shareholder | ||||
17 | Adopt Animal-Free Training Methods | Against | Against | Shareholder |
KIMBERLY-CLARK CORPORATION
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John R. Alm | For | Against | Management | ||||
2 | Elect Director John F. Bergstrom | For | Against | Management | ||||
3 | Elect Director Abelardo E. Bru | For | For | Management | ||||
4 | Elect Director Robert W. Decherd | For | Against | Management | ||||
5 | Elect Director Thomas J. Falk | For | For | Management | ||||
6 | Elect Director Mae C. Jemison | For | For | Management | ||||
7 | Elect Director James M. Jenness | For | For | Management | ||||
8 | Elect Director Nancy J. Karch | For | Against | Management | ||||
9 | Elect Director Ian C. Read | For | For | Management | ||||
10 | Elect Director Linda Johnson Rice | For | Against | Management | ||||
11 | Elect Director Marc J. Shapiro | For | For | Management | ||||
12 | Elect Director G. Craig Sullivan | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
15 | Approve Omnibus Stock Plan | For | Against | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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KRAFT FOODS INC.
Ticker: | �� | KFT | Security ID: | 50075N104 | ||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ajaypal S. Banga | For | For | Management | ||||
2 | Elect Director Myra M. Hart | For | For | Management | ||||
3 | Elect Director Peter B. Henry | For | Against | Management | ||||
4 | Elect Director Lois D. Juliber | For | For | Management | ||||
5 | Elect Director Mark D. Ketchum | For | For | Management | ||||
6 | Elect Director Richard A. Lerner | For | For | Management | ||||
7 | Elect Director Mackey J. McDonald | For | For | Management | ||||
8 | Elect Director John C. Pope | For | For | Management | ||||
9 | Elect Director Fredric G. Reynolds | For | Against | Management | ||||
10 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
11 | Elect Director J.F. Van Boxmeer | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
15 | Ratify Auditors | For | Against | Management |
LSI CORPORATION
Ticker: | LSI | Security ID: | 502161102 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charles A. Haggerty | For | For | Management | ||||
2 | Elect Director Richard S. Hill | For | For | Management | ||||
3 | Elect Director John H.f. Miner | For | For | Management | ||||
4 | Elect Director Arun Netravali | For | For | Management | ||||
5 | Elect Director Charles C. Pope | For | Against | Management | ||||
6 | Elect Director Gregorio Reyes | For | For | Management | ||||
7 | Elect Director Michael G. Strachan | For | Against | Management | ||||
8 | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
9 | Elect Director Susan M. Whitney | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MASCO CORPORATION
Ticker: | MAS | Security ID: | 574599106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Verne G. Istock | For | Against | Management | ||||
2 | Elect Director J. Michael Losh | For | Against | Management | ||||
3 | Elect Director Timothy Wadhams | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
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5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | SEP 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Reduce Supermajority Vote Requirement | For | Against | Management | ||||
3 | Amend Board Qualifications | For | For | Management | ||||
4 | Amend Stock Ownership Limitations | For | For | Management | ||||
5 | Adjourn Meeting | For | For | Management | ||||
6.1 | Elect Director Nancy J. Karch | For | Withhold | Management | ||||
6.2 | Elect Director Jose Octavio Reyes Lagunes | For | Withhold | Management | ||||
6.3 | Elect Director Edward Suning Tian | For | For | Management | ||||
6.4 | Elect Director Silvio Barzi | For | Withhold | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | Against | Management |
MASTERCARD INCORPORATED
Ticker: | MA | Security ID: | 57636Q104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Olivie | For | For | Management | ||||
2 | Elect Director Rima Qureshi | For | Against | Management | ||||
3 | Elect Director Mark Schwartz | For | Against | Management | ||||
4 | Elect Director Jackson P. Tai | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | Against | Management |
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 58933Y105 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Leslie A. Brun | For | Against | Management | ||||
2 | Elect Director Thomas R. Cech | For | For | Management | ||||
3 | Elect Director Richard T. Clark | For | For | Management | ||||
4 | Elect Director Kenneth C. Frazier | For | For | Management | ||||
5 | Elect Director Thomas H. Glocer | For | For | Management | ||||
6 | Elect Director Steven F. Goldstone | For | For | Management | ||||
7 | Elect Director William B. Harrison. Jr. | For | For | Management |
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8 | Elect Director Harry R. Jacobson | For | For | Management | ||||
9 | Elect Director William N. Kelley | For | For | Management | ||||
10 | Elect Director C. Robert Kidder | For | For | Management | ||||
11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
12 | Elect Director Carlos E. Represas | For | For | Management | ||||
13 | Elect Director Patricia F. Russo | For | For | Management | ||||
14 | Elect Director Thomas E. Shenk | For | For | Management | ||||
15 | Elect Director Anne M. Tatlock | For | For | Management | ||||
16 | Elect Director Craig B. Thompson | For | For | Management | ||||
17 | Elect Director Wendell P. Weeks | For | For | Management | ||||
18 | Elect Director Peter C. Wendell | For | For | Management | ||||
19 | Ratify Auditors | For | Against | Management | ||||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
21 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | Against | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | Against | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: | 8306 | Security ID: | 606822104 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | For | For | Management | ||||
2.1 | Elect Director Okihara, Takamune | For | For | Management | ||||
2.2 | Elect Director Okauchi, Kinya | For | For | Management | ||||
2.3 | Elect Director Nagayasu, Katsunori | For | For | Management | ||||
2.4 | Elect Director Tanaka, Tatsuo | For | For | Management | ||||
2.5 | Elect Director Hirano, Nobuyuki | For | For | Management | ||||
2.6 | Elect Director Yuuki, Taihei | For | For | Management | ||||
2.7 | Elect Director Hamakawa, Ichiro | For | For | Management | ||||
2.8 | Elect Director Hasegawa, Masao | For | For | Management | ||||
2.9 | Elect Director Toyoizumi, Toshiro | For | For | Management | ||||
2.10 | Elect Director Teraoka, Shunsuke | For | For | Management |
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2.11 | Elect Director Wakabayashi, Tatsuo | For | For | Management | ||||
2.12 | Elect Director Oyamada, Takashi | For | For | Management | ||||
2.13 | Elect Director Noguchi, Hiroyuki | For | For | Management | ||||
2.14 | Elect Director Araki, Ryuuji | For | For | Management | ||||
2.15 | Elect Director Watanabe, Kazuhiro | For | For | Management | ||||
2.16 | Elect Director Otoshi, Takuma | For | For | Management | ||||
3 | Appoint Statutory Auditor Nemoto, Takehiko | For | For | Management |
MURPHY OIL CORPORATION
Ticker: | MUR | Security ID: | 626717102 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F.W. Blue | For | For | Management | ||||
2 | Elect Director C.P. Deming | For | For | Management | ||||
3 | Elect Director R.A. Hermes | For | For | Management | ||||
4 | Elect Director J.V. Kelley | For | For | Management | ||||
5 | Elect Director R.M. Murphy | For | Against | Management | ||||
6 | Elect Director W.C. Nolan, Jr. | For | For | Management | ||||
7 | Elect Director N.E. Schmale | For | For | Management | ||||
8 | Elect Director D.J.H. Smith | For | For | Management | ||||
9 | Elect Director C.G. Theus | For | For | Management | ||||
10 | Elect Director D.M. Wood | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | Against | Management |
MYRIAD GENETICS, INC.
Ticker: | MYGN | Security ID: | 62855J104 | |||
Meeting Date: | DEC 03, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Heiner Dreismann | For | Withhold | Management | ||||
1.2 | Elect Director Peter D. Meldrum | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management |
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1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.8 | Elect Director John B. Prescott | For | For | Management | ||||
1.9 | Elect Director Donald C. Roth | For | For | Management | ||||
1.10 | Elect Director Simon Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Other Business | For | Against | Management |
NEXTERA ENERGY, INC.
Ticker: | NEE | Security ID: | 65339F101 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sherry S. Barrat | For | For | Management | ||||
1.2 | Elect Director Robert M. Beall, II | For | For | Management | ||||
1.3 | Elect Director J. Hyatt Brown | For | For | Management | ||||
1.4 | Elect Director James L. Camaren | For | For | Management | ||||
1.5 | Elect Director Kenneth B. Dunn | For | For | Management | ||||
1.6 | Elect Director J. Brian Ferguson | For | For | Management | ||||
1.7 | Elect Director Lewis Hay, III | For | For | Management | ||||
1.8 | Elect Director Toni Jennings | For | For | Management | ||||
1.9 | Elect Director Oliver D. Kingsley, Jr. | For | For | Management | ||||
1.10 | Elect Director Rudy E. Schupp | For | For | Management | ||||
1.11 | Elect Director William H. Swanson | For | For | Management | ||||
1.12 | Elect Director Michael H. Thaman | For | Withhold | Management | ||||
1.13 | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NORTHROP GRUMMAN CORPORATION
Ticker: | NOC | Security ID: | 666807102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Wesley G. Bush | For | For | Management | ||||
2 | Elect Director Lewis W. Coleman | For | For | Management | ||||
3 | Elect Director Victor H. Fazio | For | For | Management | ||||
4 | Elect Director Donald E. Felsinger | For | For | Management | ||||
5 | Elect Director Stephen E. Frank | For | For | Management | ||||
6 | Elect Director Bruce S. Gordon | For | For | Management | ||||
7 | Elect Director Madeleine Kleiner | For | For | Management | ||||
8 | Elect Director Karl J. Krapek | For | For | Management | ||||
9 | Elect Director Richard B. Myers | For | For | Management | ||||
10 | Elect Director Aulana L. Peters | For | For | Management | ||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
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13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter S. Hellman | For | Withhold | Management | ||||
1.2 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.3 | Elect Director John J. Mcmackin, Jr. | For | For | Management | ||||
1.4 | Elect Director Hugh H. Roberts | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||
2 | Elect Director Michael S. Brown | For | For | Management | ||||
3 | Elect Director M. Anthony Burns | For | For | Management | ||||
4 | Elect Director W. Don Cornwell | For | Against | Management | ||||
5 | Elect Director Frances D. Fergusson | For | Against | Management | ||||
6 | Elect Director William H. Gray III | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director James M. Kilts | For | Against | Management | ||||
9 | Elect Director George A. Lorch | For | For | Management | ||||
10 | Elect Director John P. Mascotte | For | For | Management | ||||
11 | Elect Director Suzanne Nora Johnson | For | Against | Management | ||||
12 | Elect Director Ian C. Read | For | For | Management | ||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
17 | Publish Political Contributions | Against | Against | Shareholder | ||||
18 | Report on Public Policy Advocacy Process | Against | Against | Shareholder | ||||
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | Shareholder | ||||
20 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
21 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
Page 39
22 | Report on Animal Testing and Plans for Reduction | Against | Against | Shareholder |
SAFEWAY INC.
Ticker: | SWY | Security ID: | 786514208 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Burd | For | For | Management | ||||
2 | Elect Director Janet E. Grove | For | For | Management | ||||
3 | Elect Director Mohan Gyani | For | Against | Management | ||||
4 | Elect Director Paul Hazen | For | Against | Management | ||||
5 | Elect Director Frank C. Herringer | For | Against | Management | ||||
6 | Elect Director Kenneth W. Oder | For | Against | Management | ||||
7 | Elect Director T. Gary Rogers | For | Against | Management | ||||
8 | Elect Director Arun Sarin | For | Against | Management | ||||
9 | Elect Director Michael S. Shannon | For | Against | Management | ||||
10 | Elect Director William Y. Tauscher | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | Against | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Philippe Camus | For | For | Management | ||||
1.2 | Elect Director Peter L.S. Currie | For | Against | Management | ||||
1.3 | Elect Director Andrew Gould | For | For | Management | ||||
1.4 | Elect Director Tony Isaac | For | For | Management | ||||
1.5 | Elect Director K. Vaman Kamath | For | For | Management | ||||
1.6 | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1.7 | Elect Director Adrian Lajous | For | For | Management | ||||
1.8 | Elect Director Michael E. Marks | For | For | Management | ||||
1.9 | Elect Director Elizabeth Moler | For | For | Management | ||||
1.10 | Elect Director Leo Rafael Reif | For | For | Management | ||||
1.11 | Elect Director Tore I. Sandvold | For | For | Management | ||||
1.12 | Elect Director Henri Seydoux | For | For | Management | ||||
1.13 | Elect Director Paal Kibsgaard | For | For | Management | ||||
1.14 | Elect Director Lubna S. Olayan | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Adopt Plurality Voting for Contested Election of Directors | For | For | Management | ||||
6 | Adopt and Approve Financials and Dividends | For | For | Management |
Page 40
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Against | Management |
SONOCO PRODUCTS COMPANY
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.L. Coker | For | For | Management | ||||
1.2 | Elect Director J.M. Micali | For | For | Management | ||||
1.3 | Elect Director L.W. Newton | For | For | Management | ||||
1.4 | Elect Director M.D. Oken | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard R. Devenuti | For | Against | Management | ||||
2 | Elect Director Thomas H. Garrett, III | For | Against | Management | ||||
3 | Elect Director Wendy L. Yarno | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Declassify the Board of Directors | None | For | Shareholder | ||||
8 | Ratify Auditors | For | Against | Management |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Stephen M. Bennett | For | For | Management | ||||
2 | Elect Director Michael A. Brown | For | For | Management | ||||
3 | Elect Director William T. Coleman, III | For | For | Management | ||||
4 | Elect Director Frank E. Dangeard | For | For | Management | ||||
5 | Elect Director Geraldine B. Laybourne | For | For | Management | ||||
6 | Elect Director David L. Mahoney | For | For | Management | ||||
7 | Elect Director Robert S. Miller | For | For | Management | ||||
8 | Elect Director Enrique Salem | For | For | Management | ||||
9 | Elect Director Daniel H. Schulman | For | For | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director V. Paul Unruh | For | Against | Management |
Page 41
12 | Ratify Auditors | For | Against | Management | ||||
13 | Amend Omnibus Stock Plan | For | Against | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
THE ALLSTATE CORPORATION
Ticker: | ALL | Security ID: | 020002101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | Against | Management | ||||
2 | Elect Director Robert D. Beyer | For | Against | Management | ||||
3 | Elect Director W. James Farrell | For | Against | Management | ||||
4 | Elect Director Jack M. Greenberg | For | Against | Management | ||||
5 | Elect Director Ronald T. Lemay | For | Against | Management | ||||
6 | Elect Director Andrea Redmond | For | Against | Management | ||||
7 | Elect Director H. John Riley, Jr. | For | Against | Management | ||||
8 | Elect Director Joshua I. Smith | For | Against | Management | ||||
9 | Elect Director Judith A. Sprieser | For | Against | Management | ||||
10 | Elect Director Mary Alice Taylor | For | Against | Management | ||||
11 | Elect Director Thomas J. Wilson | For | Against | Management | ||||
12 | Ratify Auditors | For | Against | Management | ||||
13 | Provide Right to Call Special Meeting | For | For | Management | ||||
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
17 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | For | Shareholder |
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ruth E. Bruch | For | For | Management | ||||
2 | Elect Director Nicholas M. Donofrio | For | Against | Management | ||||
3 | Elect Director Gerald L. Hassell | For | For | Management | ||||
4 | Elect Director Edmund F. Kelly | For | For | Management | ||||
5 | Elect Director Robert P. Kelly | For | For | Management | ||||
6 | Elect Director Richard J. Kogan | For | For | Management | ||||
7 | Elect Director Michael J. Kowalski | For | For | Management | ||||
8 | Elect Director John A. Luke, Jr. | For | For | Management | ||||
9 | Elect Director Mark A. Nordenberg | For | For | Management | ||||
10 | Elect Director Catherine A. Rein | For | Against | Management | ||||
11 | Elect Director William C. Richardson | For | For | Management | ||||
12 | Elect Director Samuel C. Scott III | For | For | Management | ||||
13 | Elect Director John P. Surma | For | For | Management | ||||
14 | Elect Director Wesley W. von Schack | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 42
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Amend Omnibus Stock Plan | For | Against | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
19 | Ratify Auditors | For | Against | Management | ||||
20 | Provide for Cumulative Voting | Against | For | Shareholder |
THE BOEING COMPANY
Ticker: | BA | Security ID: | 097023105 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John E. Bryson | For | For | Management | ||||
2 | Elect Director David L. Calhoun | For | For | Management | ||||
3 | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||
4 | Elect Director Linda Z. Cook | For | For | Management | ||||
5 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
6 | Elect Director Edmund P. Giambastiani, Jr. | For | For | Management | ||||
7 | Elect Director Edward M. Liddy | For | For | Management | ||||
8 | Elect Director John F. McDonnell | For | For | Management | ||||
9 | Elect Director W. James McNerney, Jr. | For | For | Management | ||||
10 | Elect Director Susan C. Schwab | For | For | Management | ||||
11 | Elect Director Ronald A. Williams | For | For | Management | ||||
12 | Elect Director Mike S. Zafirovski | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Implement Third-Party Supply Chain Monitoring | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
20 | Require Independent Board Chairman | Against | For | Shareholder |
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||
3 | Elect Director Howard G. Buffett | For | For | Management | ||||
4 | Elect Director Barry Diller | For | For | Management | ||||
5 | Elect Director Evan G. Greenberg | For | For | Management | ||||
6 | Elect Director Alexis M. Herman | For | For | Management | ||||
7 | Elect Director Muhtar Kent | For | For | Management | ||||
8 | Elect Director Donald R. Keough | For | For | Management | ||||
9 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
10 | Elect Director Donald F. McHenry | For | For | Management |
Page 43
11 | Elect Director Sam Nunn | For | For | Management | ||||
12 | Elect Director James D. Robinson III | For | For | Management | ||||
13 | Elect Director Peter V. Ueberroth | For | Against | Management | ||||
14 | Elect Director Jacob Wallenberg | For | For | Management | ||||
15 | Elect Director James B. Williams | For | For | Management | ||||
16 | Ratify Auditors | For | Against | Management | ||||
17 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Amend Restricted Stock Plan | For | For | Management | ||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
20 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
21 | Publish Report on Chemical Bisphenol-A (BPA) | Against | For | Shareholder |
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | Against | Management | ||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||
3 | Elect Director Ari Bousbib | For | For | Management | ||||
4 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
5 | Elect Director J. Frank Brown | For | Against | Management | ||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||
7 | Elect Director Armando Codina | For | For | Management | ||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||
10 | Elect Director Ronald L. Sargent | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | For | For | Management | ||||
15 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
17 | Prepare Employment Diversity Report | Against | For | Shareholder | ||||
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against | Shareholder |
THE WASHINGTON POST COMPANY
Ticker: | WPO | Security ID: | 939640108 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Christopher C. Davis | For | Withhold | Management | ||||
1.2 | Elect Director John L. Dotson Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Anne M. Mulcahy | For | Withhold | Management |
Page 44
TOTAL SYSTEM SERVICES, INC.
Ticker: | TSS | Security ID: | 891906109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kriss Cloninger III | For | Against | Management | ||||
2 | Elect Director Sidney E. Harris | For | For | Management | ||||
3 | Elect Director Mason H. Lampton | For | Against | Management | ||||
4 | Elect Director H. Lynn Page | For | Against | Management | ||||
5 | Elect Director Philip W. Tomlinson | For | Against | Management | ||||
6 | Elect Director John T. Turner | For | For | Management | ||||
7 | Elect Director Richard W. Ussery | For | Against | Management | ||||
8 | Elect Director M. Troy Woods | For | Against | Management | ||||
9 | Elect Director James D. Yancey | For | Against | Management | ||||
10 | Elect Director Rebecca K. Yarbrough | For | Against | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TOYOTA MOTOR CORP.
Ticker: | 7203 | Security ID: | 892331307 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Management | ||||
2 | Amend Articles To Decrease Maximum Board Size | For | For | Management | ||||
3.1 | Elect Director Cho, Fujio | For | For | Management | ||||
3.2 | Elect Director Toyoda, Akio | For | For | Management | ||||
3.3 | Elect Director Uchiyamada, Takeshi | For | For | Management | ||||
3.4 | Elect Director Funo, Yukitoshi | For | For | Management | ||||
3.5 | Elect Director Niimi, Atsushi | For | For | Management | ||||
3.6 | Elect Director Sasaki, Shinichi | For | For | Management | ||||
3.7 | Elect Director Ozawa, Satoshi | For | For | Management | ||||
3.8 | Elect Director Kodaira, Nobuyori | For | For | Management | ||||
3.9 | Elect Director Furuhashi, Mamoru | For | For | Management | ||||
3.10 | Elect Director Ijichi, Takahiko | For | For | Management | ||||
3.11 | Elect Director Ihara, Yasumori | For | For | Management | ||||
4.1 | Appoint Statutory Auditor Matsuo, Kunihiro | For | For | Management | ||||
4.2 | Appoint Statutory Auditor Wake, Yoko | For | For | Management | ||||
4.3 | Appoint Statutory Auditor Ichimaru, Yoichiro | For | For | Management | ||||
4.4 | Appoint Statutory Auditor Kato, Masahiro | For | For | Management | ||||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management | ||||
6 | Approve Annual Bonus Payment to Directors | For | For | Management |
Page 45
TYCO INTERNATIONAL, LTD.
Ticker: | TYC | Security ID: | H89128104 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
3.1 | Elect Edward D. Breen as Director | For | Did Not Vote | Management | ||||
3.2 | Elect Michael Daniels as Director | For | Did Not Vote | Management | ||||
3.3 | Reelect Timothy Donahue as Director | For | Did Not Vote | Management | ||||
3.4 | Reelect Brian Duperreault as Director | For | Did Not Vote | Management | ||||
3.5 | Reelect Bruce Gordon as Director | For | Did Not Vote | Management | ||||
3.6 | Reelect Rajiv L. Gupta as Director | For | Did Not Vote | Management | ||||
3.7 | Reelect John Krol as Director | For | Did Not Vote | Management | ||||
3.8 | Reelect Brendan O’Neill as Director | For | Did Not Vote | Management | ||||
3.9 | Reelect Dinesh Paliwal as Director | For | Did Not Vote | Management | ||||
3.10 | Reelect William Stavropoulos as Director | For | Did Not Vote | Management | ||||
3.11 | Reelect Sandra Wijnberg as Director | For | Did Not Vote | Management | ||||
3.12 | Reelect R. David Yost as Director | For | Did Not Vote | Management | ||||
4a | Ratify Deloitte AG as Auditors | For | Did Not Vote | Management | ||||
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | For | Did Not Vote | Management | ||||
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | For | Did Not Vote | Management | ||||
5a | Approve Carrying Forward of Net Loss | For | Did Not Vote | Management | ||||
5b | Approve Ordinary Cash Dividend | For | Did Not Vote | Management | ||||
6 | Amend Articles to Renew Authorized Share Capital | For | Did Not Vote | Management | ||||
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | For | Did Not Vote | Management | ||||
8a | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
8b | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
2 | Approve Financial Statements and Allocation of Income | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Executive Board Members | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Non-Executive Board Members | For | Did Not Vote | Management | ||||
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | For | Did Not Vote | Management | ||||
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | For | Did Not Vote | Management |
Page 46
7 | Reelect L.O. Fresco to Board of Directors | For | Did Not Vote | Management | ||||
8 | Reelect A.M. Fudge to Board of Directors | For | Did Not Vote | Management | ||||
9 | Reelect C.E. Golden to Board of Directors | For | Did Not Vote | Management | ||||
10 | Reelect B.E. Grote to Board of Directors | For | Did Not Vote | Management | ||||
11 | Reelect H. Nyasulu to Board of Directors | For | Did Not Vote | Management | ||||
12 | Reelect M. Rifkind to Board of Directors | For | Did Not Vote | Management | ||||
13 | Reelect K.J. Storm to Board of Directors | For | Did Not Vote | Management | ||||
14 | Reelect M. Treschow to Board of Directors | For | Did Not Vote | Management | ||||
15 | Reelect P.S. Walsh to Board of Directors | For | Did Not Vote | Management | ||||
16 | Elect S. Bharti Mittal to Board of Directors | For | Did Not Vote | Management | ||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
18 | Approve Authorization to Cancel Ordinary Shares | For | Did Not Vote | Management | ||||
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
20 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
21 | Allow Questions and Close Meeting | None | None | Management |
UNITED PARCEL SERVICE, INC.
Ticker: | UPS | Security ID: | 911312106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
2 | Elect Director Michael J. Burns | For | For | Management | ||||
3 | Elect Director D. Scott Davis | For | For | Management | ||||
4 | Elect Director Stuart E. Eizenstat | For | For | Management | ||||
5 | Elect Director Michael L. Eskew | For | For | Management | ||||
6 | Elect Director William R. Johnson | For | For | Management | ||||
7 | Elect Director Ann M. Livermore | For | For | Management | ||||
8 | Elect Director Rudy H.P. Markham | For | For | Management | ||||
9 | Elect Director Clark T. Randt, Jr. | For | Against | Management | ||||
10 | Elect Director John W. Thompson | For | For | Management | ||||
11 | Elect Director Carol B. Tome | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Other Business | For | Against | Management |
Page 47
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | Against | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | Against | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings Pre-emptive Rights | Against | For | Shareholder |
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | 92857W209 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Re-elect Alan Jebson as Director | For | For | Management | ||||
9 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
10 | Re-elect Nick Land as Director | For | For | Management | ||||
11 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||
12 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
13 | Re-elect Anthony Watson as Director | For | For | Management | ||||
14 | Re-elect Philip Yea as Director | For | For | Management | ||||
15 | Approve Final Dividend | For | For | Management | ||||
16 | Approve Remuneration Report | For | For | Management | ||||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management |
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20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Adopt New Articles of Association | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks' Notice | For | For | Management | ||||
24 | Approve Share Incentive Plan | For | For | Management |
VULCAN MATERIALS COMPANY
Ticker: | VMC | Security ID: | 929160109 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald M. James | For | For | Management | ||||
1.2 | Elect Director Ann M. Korologos | For | For | Management | ||||
1.3 | Elect Director James T. Prokopanko | For | Withhold | Management | ||||
1.4 | Elect Director K. Wilson-Thompson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
WEYERHAEUSER COMPANY
Ticker: | WY | Security ID: | 962166104 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Wayne W. Murdy | For | Against | Management | ||||
2 | Elect Director John I. Kieckhefer | For | Against | Management | ||||
3 | Elect Director Charles R. Williamson | For | Against | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Ratify Auditors | For | Against | Management |
YUM! BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David W. Dorman | For | For | Management | ||||
2 | Elect Director Massimo Ferragamo | For | For | Management |
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3 | Elect Director J. David Grissom | For | For | Management | ||||
4 | Elect Director Bonnie G. Hill | For | For | Management | ||||
5 | Elect Director Robert Holland, Jr. | For | For | Management | ||||
6 | Elect Director Kenneth G. Langone | For | For | Management | ||||
7 | Elect Director Jonathan S. Linen | For | For | Management | ||||
8 | Elect Director Thomas C. Nelson | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Thomas M. Ryan | For | For | Management | ||||
11 | Elect Director Jing-Shyh S. Su | For | For | Management | ||||
12 | Elect Director Robert D. Walter | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Call Special Meeting | For | For | Management |
ZHONGPIN INC.
Ticker: | HOGS | Security ID: | 98952K107 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Xianfu Zhu | For | Withhold | Management | ||||
1.2 | Elect Director Baoke Ben | For | Withhold | Management | ||||
1.3 | Elect Director Min Chen | For | Withhold | Management | ||||
1.4 | Elect Director Raymond Leal | For | Withhold | Management | ||||
1.5 | Elect Director Yaoguo Pan | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
=========================== THE TOCQUEVILLE GOLD FUND ===========================
AGNICO-EAGLE MINES LIMITED
Ticker: | AEM | Security ID: | 008474108 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Leanne M. Baker as Director | For | For | Management | ||||
1.2 | Elect Douglas R. Beaumont as Director | For | For | Management | ||||
1.3 | Elect Sean Boyd as Director | For | For | Management | ||||
1.4 | Elect Martine A. Celej as Director | For | For | Management | ||||
1.5 | Elect Clifford J. Davis as Director | For | For | Management | ||||
1.6 | Elect Robert J. Gemmell as Director | For | For | Management | ||||
1.7 | Elect Bernard Kraft as Director | For | For | Management | ||||
1.8 | Elect Mel Leiderman as Director | For | Withhold | Management | ||||
1.9 | Elect James D.Nasso as Director | For | For | Management | ||||
1.10 | Elect Sean Riley as Director | For | For | Management | ||||
1.11 | Elect J. Merfyn Roberts as Director | For | For | Management | ||||
1.12 | Elect Eberhard Scherkus as Director | For | For | Management | ||||
1.13 | Elect Howard R. Stockford as Director | For | For | Management | ||||
1.14 | Elect Pertti Voutilainen as Director | For | For | Management |
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2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Re-approve Stock Option Plan | For | Against | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
ALACER GOLD CORP.
Ticker: | AQG | Security ID: | 010679108 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Reynolds | For | For | Management | ||||
1.2 | Elect Director Timothy J. Haddon | For | For | Management | ||||
1.3 | Elect Director Richard Graff | For | For | Management | ||||
1.4 | Elect Director Edward C. Dowling Jr. | For | Withhold | Management | ||||
1.5 | Elect Director Jay C. Kellerman | For | Withhold | Management | ||||
1.6 | Elect Director Rohan I. Williams | For | Withhold | Management | ||||
1.7 | Elect Director Stephanie J. Unwin | For | Withhold | Management | ||||
1.8 | Elect Director David F. Quinlivan | For | Withhold | Management | ||||
1.9 | Elect Director Jan Castro | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Restricted Stock Unit Plan | For | For | Management |
ALAMOS GOLD INC.
Ticker: | AGI | Security ID: | 011527108 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Seven | For | For | Management | ||||
2.1 | Elect Director Mark Wayne | For | For | Management | ||||
2.2 | Elect Director John A. McCluskey | For | For | Management | ||||
2.3 | Elect Director Leonard Harris | For | For | Management | ||||
2.4 | Elect Director James M. McDonald | For | For | Management | ||||
2.5 | Elect Director David Gower | For | For | Management | ||||
2.6 | Elect Director Paul J. Murphy | For | For | Management | ||||
2.7 | Elect Director Anthony Garson | For | Withhold | Management | ||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | For | Management |
ALLIED GOLD LTD.
Ticker: | ALD | Security ID: | Q02233106 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | NOV 08, 2010 |
Page 51
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Remuneration Report for the | For | For | Management | ||||
Fiscal Year Ended June 30, 2010 | ||||||||
2 | Elect Anthony Lowrie as a Director | For | For | Management | ||||
3 | Elect Montague House as a Director | For | For | Management | ||||
4 | Elect Terence Sean Harvey as a Director | For | For | Management | ||||
5 | Approve the Amendments to the Company’s Constitution Regarding the Payment of Dividends | For | For | Management |
ALLIED NEVADA GOLD CORP.
Ticker: | ANV | Security ID: | 019344100 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Buchan | For | Withhold | Management | ||||
1.2 | Elect Director Scott A. Caldwell | For | Withhold | Management | ||||
1.3 | Elect Director John W. Ivany | For | Withhold | Management | ||||
1.4 | Elect Director Cameron A. Mingay | For | Withhold | Management | ||||
1.5 | Elect Director Terry M. Palmer | For | Withhold | Management | ||||
1.6 | Elect Director Carl Pescio | For | For | Management | ||||
1.7 | Elect Director D. Bruce Sinclair | For | Withhold | Management | ||||
1.8 | Elect Director Robert G. Wardell | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
ANDEAN RESOURCES LTD.
Ticker: | Security ID: | Q0793X100 | ||||
Meeting Date: | DEC 03, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Scheme of Arrangement Between Andean Resources Ltd and Its Shareholders | For | For | Management | ||||
2 | Elect Charles Winograd as a Director | For | For | Management | ||||
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | For | For | Management | ||||
4a | Approve the Grant of Up to 46,200 Shares and 106,260 Options Exercisable at C$3.41 Each to Wayne Hubert, Director, Under the Employee Share Ownership Plan | For | Against | Management | ||||
4b | Approve the Grant of Up to 150,000 Shares to Charles Winograd, Director, Under the Employee Share Ownership Plan | For | For | Management | ||||
4c | Approve the Grant of A$240,000 Worth of Performance Rights to Charles Winograd, Director, Under the Employee Share Ownership Plan | For | For | Management | ||||
5 | Approve the Cancellation of Up to 3.22 Million Options Held by Option Holders in Accordance with the Option Cancellation Deed | For | Against | Management | ||||
6 | Elect Ian Hume as a Director | For | For | Management |
Page 52
7 | Approve the Company’s New Employee Share Ownership Plan | For | Against | Management | ||||
8 | Ratify the Past Issue of 70 Million Shares to a Syndicate of Underwriters Led by BMO Nesbitt Burns Inc at C$3.35 Each | For | For | Management |
ANGLOGOLD ASHANTI LTD
Ticker: | ANG | Security ID: | 035128206 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Special | |||
Record Date: | SEP 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management |
ANGLOGOLD ASHANTI LTD
Ticker: | ANG | Security ID: | 035128206 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | For | For | Management | ||||
2 | Reappoint Ernst & Young Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Tito Mboweni as Director and Chairman | For | For | Management | ||||
4 | Elect Ferdinand Ohene-Kena as Director | For | For | Management | ||||
5 | Elect Rhidwaan Gasant as Director | For | For | Management | ||||
6 | Re-elect Bill Nairn as Director | For | For | Management | ||||
7 | Re-elect Sipho Pityana as Director | For | For | Management | ||||
8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | For | For | Management | ||||
11 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | For | For | Management | ||||
13 | Amend Long Term Incentive Plan 2005 | For | For | Management | ||||
14 | Approve Remuneration Policy | For | For | Management | ||||
15 | Approve Increase in Non-executive Directors Fees | For | For | Management | ||||
16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | For | For | Management | ||||
17 | Authorise Repurchase of Up to 5 Percent | For | For | Management |
Page 53
of Issued Share Capital | ||||||||
1 | Approve the Proposed Amendments to the BEE Transaction | For | For | Management | ||||
2 | Amend Articles of Association | For | For | Management | ||||
3 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | For | For | Management |
ATAC RESOURCES LTD.
Ticker: | ATC | Security ID: | 046491106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Robert C. Carne | For | Withhold | Management | ||||
2.2 | Elect Director Bruce J. Kenway | For | Withhold | Management | ||||
2.3 | Elect Director Glenn R. Yeadon | For | Withhold | Management | ||||
2.4 | Elect Director Helmut H. Wober | For | Withhold | Management | ||||
2.5 | Elect Director Douglas O. Goss | For | Withhold | Management | ||||
2.6 | Elect Director Bruce A. Youngman | For | Withhold | Management | ||||
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | For | Withhold | Management |
BANRO CORPORATION
Ticker: | BAA | Security ID: | 066800103 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F.W. Village as Directors | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
BANRO CORPORATION
Ticker: | BAA | Security ID: | 066800103 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John A. Clarke, Peter N. Cowley, | For | For | Management |
Page 54
Arnold T. Kondrat, Richard J. Lachcik, Peter A. Ruxton, Bernard R. van Rooyen and Simon F. W. Village as Directors | ||||||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
BARRICK GOLD CORPORATION
Ticker: | ABX | Security ID: | 067901108 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect H. L. Beck as Director | For | For | Management | ||||
1.2 | Elect C. W. D. Birchall as Director | For | Withhold | Management | ||||
1.3 | Elect D. J. Carty as Director | For | For | Management | ||||
1.4 | Elect G. Cisneros as Director | For | For | Management | ||||
1.5 | Elect P.A. Crossgrove as Director | For | For | Management | ||||
1.6 | Elect R. M. Franklin as Director | For | Withhold | Management | ||||
1.7 | Elect J. B. Harvey as Director | For | Withhold | Management | ||||
1.8 | Elect D. Moyo as Director | For | For | Management | ||||
1.9 | Elect B. Mulroney as Director | For | Withhold | Management | ||||
1.10 | Elect A. Munk as Director | For | Withhold | Management | ||||
1.11 | Elect P. Munk as Director | For | Withhold | Management | ||||
1.12 | Elect A. W. Regent as Director | For | Withhold | Management | ||||
1.13 | Elect N.P. Rothschild as Director | For | Withhold | Management | ||||
1.14 | Elect S. J. Shapiro as Director | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
BRAZILIAN GOLD CORPORATION
Ticker: | BGC | Security ID: | 105885107 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Director Luis Mauricio F. de Azevedo | For | For | Management | ||||
2.2 | Elect Director Christian Bue | For | For | Management | ||||
2.3 | Elect Director Glen Dickson | For | Withhold | Management | ||||
2.4 | Elect Director James Mellon | For | For | Management | ||||
2.5 | Elect Director John (Ian) Stalker | For | For | Management | ||||
2.6 | Elect Director Joanne Yan | For | Withhold | Management | ||||
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Amend Stock Option Plan | For | Against | Management |
Page 55
CAMECO CORPORATION
Ticker: | CCO | Security ID: | 13321L108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | Abstain | Management | ||||
2.1 | Elect Director Daniel Camus | For | Withhold | Management | ||||
2.2 | Elect Director John H. Clappison | For | For | Management | ||||
2.3 | Elect Director Joe F. Colvin | For | For | Management | ||||
2.4 | Elect Director James R. Curtiss | For | For | Management | ||||
2.5 | Elect Director Donald H.F. Deranger | For | Withhold | Management | ||||
2.6 | Elect DirectorJames K. Gowans | For | For | Management | ||||
2.7 | Elect Director Timothy S. Gitzel | For | For | Management | ||||
2.8 | Elect Director Gerald W. Grandey | For | For | Management | ||||
2.9 | Elect Director Nancy E. Hopkins | For | For | Management | ||||
2.10 | Elect Director Oyvind Hushovd | For | Withhold | Management | ||||
2.11 | Elect Director A. Anne McLellan | For | Withhold | Management | ||||
2.12 | Elect Director A. Neil McMillan | For | Withhold | Management | ||||
2.13 | Elect Director Victor J. Zaleschuk | For | For | Management | ||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
4 | Amend By-Laws | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation For Approach | For | Management |
CENTAMIN EGYPT LTD
Ticker: | CEY | Security ID: | Q2159B110 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | NOV 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2.1 | Elect Harry Michael as Director | For | For | Management | ||||
2.2 | Re-elect Robert Bowker as Director | For | For | Management | ||||
2.3 | Re-elect Colin Cowden as Director | For | For | Management | ||||
2.4 | Re-elect Josef El-Raghy as Director | For | For | Management | ||||
3 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
4 | Approve Loan Funded Share Plan 2010 | For | Against | Management |
CENTAMIN EGYPT LTD
Ticker: | CEY | Security ID: | Q2159B110 | |||
Meeting Date: | FEB 15, 2011 | Meeting Type: | Special | |||
Record Date: | FEB 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Executive Director Loan Funded Share Plan 2011 | For | For | Management | ||||
2 | Approve the Employee Loan Funded Share Plan 2011 | For | For | Management |
Page 56
CENTAMIN EGYPT LTD
Ticker: | CEY | Security ID: | Q2159B110 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3.1 | Elect Mark Arnesen as Director | For | For | Management | ||||
3.2 | Elect Mark Bankes as Director | For | For | Management | ||||
3.3 | Elect Edward Haslam as Director | For | For | Management | ||||
3.4 | Re-elect Trevor Schultz as Director | For | For | Management | ||||
3.5 | Re-elect Josef El-Raghy as Director | For | For | Management | ||||
3.6 | Re-elect Harry Michael as Director | For | For | Management | ||||
3.7 | Re-elect Robert Bowker as Director | For | For | Management | ||||
4.1 | Appoint Deloitte Touche Tohmatsu as Auditors | For | For | Management | ||||
4.2 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
5 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
6 | Approve Increase in Remuneration of Non-Executive Directors | For | For | Management |
COMAPLEX MINERALS CORPORATION
Ticker: | CMF | Security ID: | 199901109 | |||
Meeting Date: | JUL 06, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Gary J. Drummond, George F. Fink, Carl R. Jonsson, and F. William Woodward as Directors | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Merger Agreement | For | For | Management | ||||
4 | Approve Stock Option Plan | For | Against | Management |
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: | BUENAVC1 | Security ID: | 204448104 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect or Remove Directors | For | Did Not Vote | Management | ||||
2 | Approve Financial Statements Annual Reports; Discharge Directors | For | Did Not Vote | Management | ||||
3 | Approve Allocation of Income | For | Did Not Vote | Management |
Page 57
4 | Elect External Auditors for 2011 Fiscal Year | For | Did Not Vote | Management |
DETOUR GOLD CORPORATION
Ticker: | DGC | Security ID: | 250669108 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter E. Crossgrove | For | For | Management | ||||
1.2 | Elect Director Louis Dionne | For | Withhold | Management | ||||
1.3 | Elect Director Robert E. Doyle | For | Withhold | Management | ||||
1.4 | Elect Director Ingrid J. Hibbard | For | Withhold | Management | ||||
1.5 | Elect Director J. Michael Kenyon | For | Withhold | Management | ||||
1.6 | Elect Director Alex G. Morrison | For | Withhold | Management | ||||
1.7 | Elect Director Gerald S. Panneton | For | Withhold | Management | ||||
1.8 | Elect Director Jonathan Rubenstein | For | Withhold | Management | ||||
1.9 | Elect Director Ronald W. Thiessen | For | For | Management | ||||
1.10 | Elect Director Graham Wozniak | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
EAST ASIA MINERALS CORPORATION
Ticker: | EAS | Security ID: | 270541105 | |||
Meeting Date: | MAR 02, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Four | For | For | Management | ||||
2.1 | Elect Michael A. Hawkins as Director | For | Withhold | Management | ||||
2.2 | Elect Darren M. Pylot as Director | For | Withhold | Management | ||||
2.3 | Elect Edward C. Rochette as Director | For | Withhold | Management | ||||
2.4 | Elect John Wright as Director | For | Withhold | Management | ||||
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Re-approve Stock Option Plan | For | Against | Management | ||||
5 | Ratify All Acts of Directors | For | For | Management | ||||
6 | Other Business (Voting) | For | Against | Management |
ELDORADO GOLD CORPORATION
Ticker: | EAU | Security ID: | 284902103 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. Ross Cory | For | For | Management | ||||
1.2 | Elect Director Robert R. Gilmore | For | Withhold | Management | ||||
1.3 | Elect Director Geoffrey A. Handley | For | For | Management | ||||
1.4 | Elect Director Wayne D. Lenton | For | For | Management |
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1.5 | Elect Director Michael Price | For | Withhold | Management | ||||
1.6 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
1.7 | Elect Director Donald M. Shumka | For | For | Management | ||||
1.8 | Elect Director Paul N. Wright | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | Withhold | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
4 | Approve Incentive Stock Option Plan | For | Against | Management |
ELDORADO GOLD CORPORATION
Ticker: | EAU | Security ID: | C3314P106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. Ross Cory | For | For | Management | ||||
1.2 | Elect Director Robert R. Gilmore | For | Withhold | Management | ||||
1.3 | Elect Director Geoffrey A. Handley | For | For | Management | ||||
1.4 | Elect Director Wayne D. Lenton | For | For | Management | ||||
1.5 | Elect Director Michael Price | For | Withhold | Management | ||||
1.6 | Elect Director Jonathan A. Rubenstein | For | For | Management | ||||
1.7 | Elect Director Donald M. Shumka | For | For | Management | ||||
1.8 | Elect Director Paul N. Wright | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | Withhold | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
4 | Approve Incentive Stock Option Plan | For | Against | Management |
EUROPEAN GOLDFIELDS LIMITED
Ticker: | EGU | Security ID: | 298774100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Martyn Konig, Mark Rachovides, Timothy Morgan-Wynne, Dimitrios Koutras, Georgios Sossidis, Jeffrey O’Leary, Bruce Burrows, and Alfred Vinton as Directors | For | Withhold | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | Against | For | Shareholder |
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858105 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 31, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | Withhold | Management | ||||
1.2 | Elect Director David Harquail | For | Withhold | Management | ||||
1.3 | Elect Director Derek W. Evans | For | For | Management | ||||
1.4 | Elect Director Graham Farquharson | For | Withhold | Management | ||||
1.5 | Elect Director Louis Gignac | For | For | Management | ||||
1.6 | Elect Director Randall Oliphant | For | For | Management | ||||
1.7 | Elect Director David R. Peterson | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
FRANCO-NEVADA CORPORATION
Ticker: | FNV | Security ID: | 351858204 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pierre Lassonde | For | Withhold | Management | ||||
1.2 | Elect Director David Harquail | For | Withhold | Management | ||||
1.3 | Elect Director Derek W. Evans | For | For | Management | ||||
1.4 | Elect Director Graham Farquharson | For | Withhold | Management | ||||
1.5 | Elect Director Louis Gignac | For | For | Management | ||||
1.6 | Elect Director Randall Oliphant | For | For | Management | ||||
1.7 | Elect Director David R. Peterson | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualification | Against | Against | Shareholder |
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GEOMARK EXPLORATION LTD.
Ticker: | GME | Security ID: | 37252H109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary J. Drummond | For | For | Management | ||||
1.2 | Elect Director George F. Fink | For | Withhold | Management | ||||
1.3 | Elect Director Carl R. Jonsson | For | For | Management | ||||
1.4 | Elect Director F. William Woodward | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Stock Option Plan | For | Against | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | For | For | Management | ||||
2 | Appoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Mamphela Ramphele as Director | For | For | Management | ||||
4 | Elect Paul Schmidt as Director | For | For | Management | ||||
5 | Re-elect Rupert Pennant-Rea as Director | For | For | Management | ||||
6 | Re-elect Donald Ncube as Director | For | For | Management | ||||
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management | ||||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | For | For | Management | ||||
11 | Approve Increase in Non-executive Director Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 |
Page 61
Meeting Date: | NOV 02, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | For | For | Management | ||||
2 | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | For | For | Management | ||||
3 | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | For | For | Management | ||||
1 | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | For | For | Management | ||||
4 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | For | For | Management | ||||
2 | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | For | For | Management | ||||
3 | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | For | For | Management | ||||
1 | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | For | For | Management | ||||
4 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | For | For | Management | ||||
2 | Appoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Mamphela Ramphele as Director | For | For | Management | ||||
4 | Elect Paul Schmidt as Director | For | For | Management | ||||
5 | Re-elect Rupert Pennant-Rea as Director | For | For | Management | ||||
6 | Re-elect Donald Ncube as Director | For | For | Management | ||||
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management |
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8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | For | For | Management | ||||
11 | Approve Increase in Non-executive Director Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Sello Moloko as Director | For | For | Management | ||||
3 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
4 | Re-elect David Murray as Director | For | For | Management | ||||
5 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | For | For | Management | ||||
7 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
8 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | For | For | Management | ||||
10 | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
11 | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | For | For | Management | ||||
12 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
13 | Approve Remuneration Policy | For | For | Management | ||||
1 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
1 | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | For | For | Management | ||||
2 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Sello Moloko as Director | For | For | Management | ||||
4 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
5 | Re-elect David Murray as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Director | For | For | Management |
Page 63
7 | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management | ||||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Sello Moloko as Director | For | For | Management | ||||
3 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
4 | Re-elect David Murray as Director | For | For | Management | ||||
5 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | For | For | Management | ||||
7 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
8 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | For | For | Management | ||||
10 | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
11 | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | For | For | Management | ||||
12 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
13 | Approve Remuneration Policy | For | For | Management | ||||
1 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
1 | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | For | For | Management | ||||
2 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Sello Moloko as Director | For | For | Management | ||||
4 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
5 | Re-elect David Murray as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
7 | Place Ten Percent Authorised but | For | For | Management |
Page 64
Unissued Ordinary Shares under Control of Directors | ||||||||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | S31755101 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Assistance to Related or Inter-related Company | For | For | Management | ||||
1 | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | For | For | Management | ||||
2 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Special | |||
Record Date: | MAY 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Assistance to Related or Inter-related Company | For | For | Management | ||||
1 | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | For | For | Management | ||||
2 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GOLD RESOURCE CORPORATION
Ticker: | GORO | Security ID: | 38068T105 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 29, 2010 |
Page 65
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William W. Reid | For | For | Management | ||||
1.2 | Elect Director Jason D. Reid | For | For | Management | ||||
1.3 | Elect Director Bill M. Conrad | For | For | Management | ||||
1.4 | Elect Director Isac Burstein | For | For | Management | ||||
1.5 | Elect Director Tor Falck | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management |
GOLD RESOURCE CORPORATION
Ticker: | GORO | Security ID: | 38068T105 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William W. Reid | For | For | Management | ||||
1.2 | Elect Director Jason D. Reid | For | For | Management | ||||
1.3 | Elect Director Bill M. Conrad | For | For | Management | ||||
1.4 | Elect Director Isac Burstein | For | For | Management | ||||
1.5 | Elect Director Tor Falck | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years | Management | ||||
4 | Ratify Auditors | For | For | Management |
GOLDCORP INC.
Ticker: | G | Security ID: | 380956409 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ian W. Telfer as Director | For | For | Management | ||||
1.2 | Elect Douglas M. Holtby as Director | For | For | Management | ||||
1.3 | Elect Charles A. Jeannes as Director | For | For | Management | ||||
1.4 | Elect John P. Bell as Director | For | For | Management | ||||
1.5 | Elect Lawrence I. Bell as Director | For | For | Management | ||||
1.6 | Elect Beverley A. Briscoe as Director | For | For | Management | ||||
1.7 | Elect Peter J. Dey as Director | For | For | Management | ||||
1.8 | Elect P. Randy Reifel as Director | For | For | Management | ||||
1.9 | Elect A. Dan Rovig as Director | For | For | Management | ||||
1.10 | Elect Kenneth F. Williamson as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Amend Stock Option Plan | For | Against | Management | ||||
4 | Approve Increase in Size of Board from 10 to 12 | For | For | Management | ||||
5 | Improve Human Rights Standards or Policies | Against | For | Shareholder |
Page 66
GOLDEN STAR RESOURCES LTD.
Ticker: | GSC | Security ID: | 38119T104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Askew | For | Withhold | Management | ||||
1.2 | Elect Director Robert E. Doyle | For | Withhold | Management | ||||
1.3 | Elect Director Ian MacGregor | For | Withhold | Management | ||||
1.4 | Elect Director Thomas G. Mair | For | Withhold | Management | ||||
1.5 | Elect Director Michael P. Martineau | For | For | Management | ||||
1.6 | Elect Director Craig J. Nelsen | For | Withhold | Management | ||||
1.7 | Elect Director Christopher M. T. Thompson | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
5 | Approve Deferred Compensation Plan | For | Against | Management |
HARMONY GOLD MINING COMPANY LTD
Ticker: | HAR | Security ID: | S34320101 | |||
Meeting Date: | DEC 01, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports for the Year Ended 30 | ||||||||
June 2010 | ||||||||
2 | Re-elect Patrice Motsepe as Director | For | For | Management | ||||
3 | Elect Harry Mashego as Director | For | For | Management | ||||
4 | Re-elect Joaquim Chissano as Director | For | Against | Management | ||||
5 | Re-elect Cathie Markus as Director | For | For | Management | ||||
6 | Re-elect Andre Wilkens as Director | For | For | Management | ||||
7 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and FJ Lombard as the Designated Partner | For | For | Management | ||||
8 | Approve Increase in Non-executive Directors Fees | For | For | Management | ||||
9 | Authorise Directors to Allot and Issue Ordinary Shares in Accordance with the Harmony 2001 Share Option Scheme, Harmony 2003 Share Option Scheme and the Harmony 2006 Share Plan and up to a Maximum of Ten Percent of Issued Share Capital | For | Against | Management | ||||
10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | For | For | Management | ||||
11 | Approve Broad-based Employee Share Ownership Plan (ESOP) | For | For | Management | ||||
12 | Authorise Directors to Allot and Issue Ordinary Shares for the Purposes of the ESOP | For | For | Management | ||||
13 | Amend Harmony 2006 Share Plan | For | For | Management |
Page 67
HUDBAY MINERALS INC.
Ticker: | HBM | Security ID: | 443628102 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Bruce Barraclough | For | Withhold | Management | ||||
1.2 | Elect Director David Garofalo | For | For | Management | ||||
1.3 | Elect Director Alan R. Hibben | For | For | Management | ||||
1.4 | Elect Director W. Warren Holmes | For | Withhold | Management | ||||
1.5 | Elect Director John L. Knowles | For | Withhold | Management | ||||
1.6 | Elect Director Alan J. Lenczner | For | For | Management | ||||
1.7 | Elect Director Kenneth G. Stowe | For | Withhold | Management | ||||
1.8 | Elect Director G. Wesley Voorheis | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
IAMGOLD CORPORATION
Ticker: | IMG | Security ID: | 450913108 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Derek Bullock | For | For | Management | ||||
1.2 | Elect Director John E. Caldwell | For | For | Management | ||||
1.3 | Elect Director Donald K. Charter | For | For | Management | ||||
1.4 | Elect Director W. Robert Dengler | For | For | Management | ||||
1.5 | Elect Director Guy G. Dufresne | For | For | Management | ||||
1.6 | Elect Director Stephen J. J. Letwin | For | For | Management | ||||
1.7 | Elect Director Mahendra Naik | For | For | Management | ||||
1.8 | Elect Director William D. Pugliese | For | For | Management | ||||
1.9 | Elect Director John T. Shaw | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
INTERNATIONAL TOWER HILL MINES LTD.
Ticker: | ITH | Security ID: | 46051L104 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Arrangement | For | For | Management | ||||
2 | Ratify Corvus Stock Option Plan | For | For | Management |
Page 68
INTERNATIONAL TOWER HILL MINES LTD.
Ticker: | ITH | Security ID: | 46050R102 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Six | For | For | Management | ||||
2.1 | Elect Hendrik Van Alphen as Director | For | Withhold | Management | ||||
2.2 | Elect Daniel A. Carriere as Director | For | For | Management | ||||
2.3 | Elect Steven Aaker as Director | For | Withhold | Management | ||||
2.4 | Elect Anton J. Drescher as Director | For | Withhold | Management | ||||
2.5 | Elect Ronald Sheardown as Director | For | For | Management | ||||
2.6 | Elect Timothy Haddon as Director | For | Withhold | Management | ||||
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
IVANHOE AUSTRALIA LTD.
Ticker: | IVA | Security ID: | Q4980B103 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
2 | Approve the Adoption of Remuneration | For | Against | Management | ||||
Report for the Year Ended Dec. 31, 2010 | ||||||||
3a | Elect Robert M. Friedland as a Director | For | For | Management | ||||
3b | Elect Ian R. Plimer as a Director | For | For | Management | ||||
3c | Elect Kyle Wightman as a Director | For | For | Management | ||||
4 | Ratify the Past Issue of 13.2 Million Shares at an Issue Price of A$2.88 Each and 6.6 Million Free Attaching Options at an Exercise Price of A$3.38 Each to Selected Institutional Investors | For | For | Management | ||||
5a | Approve the Ivanhoe Australia Limited Share Plan | For | Against | Management | ||||
5b | Approve the Grant of Performance Rights and Shares Under the Ivanhoe Australia Limited Share Plan | For | Against | Management | ||||
6 | Approve the Grant of 600,000 Performance Rights Under the Ivanhoe Australia Limited Share Plan to Directors of the Company | For | Against | Management | ||||
7 | Approve the Provision of Termination Benefits Under the Ivanhoe Australia Limited Share Plan | For | Against | Management |
IVANHOE MINES LTD.
Ticker: | IVN | Security ID: | 46579N103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert M. Friedland as Director | For | Withhold | Management |
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1.2 | Elect Peter Meredith as Director | For | Withhold | Management | ||||
1.3 | Elect David Huberman as Director | For | Withhold | Management | ||||
1.4 | Elect R. Edward Flood as Director | For | Withhold | Management | ||||
1.5 | Elect Howard Balloch as Director | For | Withhold | Management | ||||
1.6 | Elect Markus Faber as Director | For | For | Management | ||||
1.7 | Elect David Korbin as Director | For | For | Management | ||||
1.8 | Elect Livia Mahler as Director | For | Withhold | Management | ||||
1.9 | Elect Tracy Stevenson as Director | For | Withhold | Management | ||||
1.10 | Elect Michael Gordon as Director | For | Withhold | Management | ||||
1.11 | Elect Dan Westbrook as Director | For | Withhold | Management | ||||
1.12 | Elect Robert Holland III as Director | For | Withhold | Management | ||||
1.13 | Elect Andrew Harding as Director | For | Withhold | Management | ||||
1.14 | Elect Kay Priestly as Director | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
IVANHOE NICKEL & PLATINUM LTD.
Ticker: | Security ID: | 46581P104 | ||||
Meeting Date: | MAY 26, 2011 | Meeting Type: | EGM/AGM | |||
Record Date: | MAY 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Private Company Resolution: Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Private Company Resolution: Elect Robert Friedland as Director | For | For | Management | ||||
4 | Private Company Resolution: Elect Charles Russell as Director | For | For | Management | ||||
5 | Private Company Resolution: Elect Peter Meredith as Director | For | For | Management | ||||
6 | Private Company Resolution: Elect Cyril Ramaphosa as Director | For | For | Management | ||||
7 | Private Company Resolution: Elect Markus Faber as Director | For | For | Management | ||||
8 | Private Company Resolution: Elect William Lamarque as Director | For | For | Management | ||||
9 | Private Company Resolution: Elect William Hayden as Director | For | For | Management | ||||
10 | Private Company Resolution: Elect Oyvind Hushovd as Director | For | For | Management | ||||
11 | Private Company Resolution: Elect Guy De Selliers as Director | For | For | Management | ||||
12 | Private Company Resolution: Elect Ian Cockerill as Director | For | For | Management | ||||
13 | Private Company Resolution: Establish Range for Board Size | For | For | Management | ||||
14 | Private Company Resolution: Change Company Name to Ivanplats Limited | For | For | Management | ||||
15 | Private Company Resolution: Approve Stock Split | For | For | Management | ||||
16 | Private Company Resolution: Reclassify Common Shares As Class B Common Shares | For | For | Management | ||||
17 | Private Company Resolution: Create A New Class Of Common Shares | For | For | Management | ||||
18 | Private Company Resolution: Continue the Company From The Yukon (under The Yukon Business Corporations Act) To British Columbia (under The British Columbia Business Corporations Act) | For | For | Management |
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MINEFINDERS CORPORATION LTD.
Ticker: | MFL | Security ID: | 602900102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark H. Bailey | For | For | Management | ||||
1.2 | Elect Director James M. Dawson | For | Withhold | Management | ||||
1.3 | Elect Director W. Robert Gilroy | For | Withhold | Management | ||||
1.4 | Elect Director H. Leo King | For | For | Management | ||||
1.5 | Elect Director Robert L. Leclerc | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Stock Option Plan | For | For | Management |
MINEFINDERS CORPORATION LTD.
Ticker: | MFL | Security ID: | 602900102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark H. Bailey | For | For | Management | ||||
1.2 | Elect Director James M. Dawson | For | Withhold | Management | ||||
1.3 | Elect Director W. Robert Gilroy | For | Withhold | Management | ||||
1.4 | Elect Director H. Leo King | For | For | Management | ||||
1.5 | Elect Director Robert L. Leclerc | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Stock Option Plan | For | Against | Management |
NEVSUN RESOURCES LTD.
Ticker: | NSU | Security ID: | 64156L101 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R. Stuart Angus | For | Withhold | Management | ||||
1.2 | Elect Director Cliff T. Davis | For | Withhold | Management | ||||
1.3 | Elect Director Robert G. Gayton | For | Withhold | Management | ||||
1.4 | Elect Director Gary E. German | For | Withhold | Management | ||||
1.5 | Elect Director Gerard E. Munera | For | Withhold | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
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NEW GOLD INC.
Ticker: | NGD | Security ID: | 644535106 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Director James Estey | For | Withhold | Management | ||||
2.2 | Elect Director Robert Gallagher | For | Withhold | Management | ||||
2.3 | Elect Director Vahan Kololian | For | For | Management | ||||
2.4 | Elect Director Martyn Konig | For | Withhold | Management | ||||
2.5 | Elect Director Pierre Lassonde | For | For | Management | ||||
2.6 | Elect Director Craig Nelsen | For | For | Management | ||||
2.7 | Elect Director Randall Oliphant | For | Withhold | Management | ||||
2.8 | Elect Director Raymond Threlkeld | For | Withhold | Management | ||||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Stock Option Plan | For | Against | Management |
NEWMONT MINING CORPORATION
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management | ||||
1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.8 | Elect Director John B. Prescott | For | For | Management | ||||
1.9 | Elect Director Donald C. Roth | For | For | Management | ||||
1.10 | Elect Director Simon Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Other Business | For | Against | Management |
NOVAGOLD RESOURCES INC.
Ticker: | NG | Security ID: | 66987E206 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc Faber | For | Withhold | Management | ||||
1.2 | Elect Director Tony S. Giardini | For | For | Management | ||||
1.3 | Elect Director Igor Levental | For | Withhold | Management | ||||
1.4 | Elect Director Kalidas V. Madhavpeddi | For | Withhold | Management | ||||
1.5 | Elect Director Gerald J. McConnell | For | Withhold | Management |
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1.6 | Elect Director Clynton R. Nauman | For | Withhold | Management | ||||
1.7 | Elect Director James L. Philip | For | For | Management | ||||
1.8 | Elect Director Rick Van Nieuwenhuyse | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
OREZONE GOLD CORPORATION
Ticker: | ORE | Security ID: | 68616T109 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Ronald Little, Michael Halvorson, Alain Krushnisky, James Gill, Patrick Downey, and Keith Peck as Directors | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
OSISKO MINING CORPORATION
Ticker: | OSK | Security ID: | 688278100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Staph Leavenworth Bakali as Director | For | For | Management | ||||
1.2 | Elect Victor Bradley as Director | For | For | Management | ||||
1.3 | Elect Marcel Cote as Director | For | For | Management | ||||
1.4 | Elect Andre J. Douchane as Director | For | For | Management | ||||
1.5 | Elect William A. MacKinnon as Director | For | For | Management | ||||
1.6 | Elect Sean Roosen as Director | For | For | Management | ||||
1.7 | Elect Norman Storm as Director | For | For | Management | ||||
1.8 | Elect Serge Vezina as Director | For | For | Management | ||||
1.9 | Elect Robert Wares as Director | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Re-approve Stock Option Plan | For | Against | Management | ||||
4 | Re-approve Employee Stock Purchase Plan | For | For | Management | ||||
5 | Adopt By-law No. 2011-1 | For | For | Management |
PAN AMERICAN SILVER CORP.
Ticker: | PAA | Security ID: | 697900108 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ross J. Beaty as Director | For | Withhold | Management | ||||
1.2 | Elect Geoffrey A. Burns as Director | For | Withhold | Management |
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1.3 | Elect Robert P. Pirooz as Director | For | Withhold | Management | ||||
1.4 | Elect William Flecknestein as Director | For | Withhold | Management | ||||
1.5 | Elect Michael J.J. Maloney as Director | For | Withhold | Management | ||||
1.6 | Elect David C. Press as Director | For | For | Management | ||||
1.7 | Elect Walter T. Segsworth as Director | For | For | Management | ||||
1.8 | Elect Michael Carroll as Director | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
PANORAMIC RESOURCES LTD.
Ticker: | PAN | Security ID: | Q7318E103 | |||
Meeting Date: | SEP 03, 2010 | Meeting Type: | Special | |||
Record Date: | SEP 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the 2010 Panoramic Resources Ltd Employee Share Plan | For | For | Management | ||||
2 | Approve the Grant of Up to 1.05 Million Performance Rights to Peter Harold, Managing Director, Under the 2010 Panoramic Resources Ltd Employee Share Plan | For | For | Management | ||||
3 | Approve the Grant of Termination Benefits to Peter Harold, Managing Director | For | For | Management | ||||
4 | Approve the Grant of Termination Benefits to Other Key Management | For | For | Management |
PANORAMIC RESOURCES LTD.
Ticker: | PAN | Security ID: | Q7318E103 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | NOV 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John Rowe as a Director | For | For | Management | ||||
2 | Elect Brian Phillips as a Director | For | For | Management | ||||
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | For | For | Management |
PREMIER GOLD MINES LIMITED
Ticker: | PG | Security ID: | 74051D104 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Begeman | For | Withhold | Management | ||||
1.2 | Elect Director Jean-Pierre Colin | For | Withhold | Management |
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1.3 | Elect Director Ewan S. Downie | For | Withhold | Management | ||||
1.4 | Elect Director Richard J. Hall | For | Withhold | Management | ||||
1.5 | Elect Director Henry J. Knowles | For | Withhold | Management | ||||
1.6 | Elect Director John A. Pollock | For | Withhold | Management | ||||
1.7 | Elect Director John Seaman | For | Withhold | Management | ||||
2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management |
PRIMERO MINING CORP.
Ticker: | P | Security ID: | 74164W106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Nine | For | For | Management | ||||
2.1 | Elect Director Wade Nesmith | For | Withhold | Management | ||||
2.2 | Elect Director Joseph Conway | For | Withhold | Management | ||||
2.3 | Elect Director Eduardo Luna | For | Withhold | Management | ||||
2.4 | Elect Director David Demers | For | Withhold | Management | ||||
2.5 | Elect Director Michael Riley | For | For | Management | ||||
2.6 | Elect Director Grant Edey | For | Withhold | Management | ||||
2.7 | Elect Director Rohan Hazelton | For | For | Management | ||||
2.8 | Elect Director Timo Jauristo | For | Withhold | Management | ||||
2.9 | Elect Director Robert Quartermain | For | Withhold | Management | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
4 | Amend Articles | For | For | Management | ||||
5 | Approve Payment of Convertible Promissory Note | For | For | Management |
RANDGOLD RESOURCES LTD
Ticker: | RRS | Security ID: | 752344309 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Philippe Lietard as Director | For | For | Management | ||||
5 | Re-elect Mark Bristow as Director | For | For | Management | ||||
6 | Re-elect Graham Shuttleworth as Director | For | For | Management | ||||
7 | Re-elect Norborne Cole Jr as Director | For | For | Management | ||||
8 | Re-elect Christopher Coleman as Director | For | For | Management | ||||
9 | Re-elect Kadri Dagdelen as Director | For | For | Management | ||||
10 | Re-elect Robert Israel as Director | For | For | Management | ||||
11 | Re-elect Karl Voltaire as Director | For | For | Management | ||||
12 | Reappoint BDO LLP as Auditors | For | For | Management | ||||
13 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
14 | Approve Fees Payable to Directors | For | For | Management |
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15 | Approve Co-Investment Plan | For | For | Management | ||||
16 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Market Purchase | For | For | Management | ||||
19 | Adopt New Articles of Association | For | For | Management |
RED BACK MINING INC.
Ticker: | Security ID: | 756297305 | ||||
Meeting Date: | SEP 15, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 11, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition by Kinross Gold Corporation | For | For | Management |
RICHFIELD VENTURES CORP
Ticker: | RVC | Security ID: | 76340N207 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Bernier | For | For | Management | ||||
1.2 | Elect Director Raymond Fortier | For | For | Management | ||||
1.3 | Elect Director Dirk Tempelman-Kluit | For | For | Management | ||||
1.4 | Elect Director Victor Harwardt | For | For | Management | ||||
1.5 | Elect Director Lindsay Bottomer | For | For | Management | ||||
1.6 | Elect Director Robert Pease | For | For | Management | ||||
2 | Ratify Smythe Ratcliffe LLP as Auditors | For | For | Management | ||||
3 | Amend Stock Option Plan | For | For | Management | ||||
4 | Amend Articles | For | For | Management |
RICHFIELD VENTURES CORP.
Ticker: | RVC | Security ID: | 76340N207 | |||
Meeting Date: | MAY 30, 2011 | Meeting Type: | Special | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Acquisition by New Gold Inc. | For | For | Management |
ROMARCO MINERALS INC.
Ticker: | R | Security ID: | 775903206 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 08, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Diane R. Garrett as Director | For | Withhold | Management | ||||
2.2 | Elect Leendert G. Krol as Director | For | Withhold | Management | ||||
2.3 | Elect R.J. (Don) MacDonald as Director | For | Withhold | Management | ||||
2.4 | Elect Patrick Michaels as Director | For | For | Management | ||||
2.5 | Elect Robert van Doorn as Director | For | For | Management | ||||
2.6 | Elect Edward van Ginkel as Director | For | Withhold | Management | ||||
2.7 | Elect James R. Arnold as Director | For | Withhold | Management | ||||
2.8 | Elect John O. Marsden as Director | For | Withhold | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Stock Option Plan | For | Against | Management |
ROMARCO MINERALS INC.
Ticker: | R | Security ID: | 775903206 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Fix Number of Directors at Eight | For | For | Management | ||||
2.1 | Elect Director Edward van Ginkel | For | Withhold | Management | ||||
2.2 | Elect Director Diane R. Garrett | For | Withhold | Management | ||||
2.3 | Elect Director James R. Arnold | For | Withhold | Management | ||||
2.4 | Elect Director Leendert Krol | For | Withhold | Management | ||||
2.5 | Elect Director R.J. (Don) MacDonald | For | Withhold | Management | ||||
2.6 | Elect Director John O. Marsden | For | Withhold | Management | ||||
2.7 | Elect Director Patrick Michaels | For | For | Management | ||||
2.8 | Elect Director Robert van Doorn | For | Withhold | Management | ||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Shareholder Rights Plan | For | Against | Management |
ROYAL GOLD, INC.
Ticker: | RGLD | Security ID: | 780287108 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William Hayes | For | For | Management | ||||
2 | Elect Director James W. Stuckert | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | For | Management |
SCORPIO MINING CORPORATION
Ticker: | SPM | Security ID: | 80917V105 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 29, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Peter J. Hawley, Parviz Farsangi, Jonathan Berg, Ewan Mason, and Pierre Lacombe as Directors | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Change Location of Registered Office/Headquarters | For | For | Management | ||||
4 | Approve Issuance of Bonus Shares to Peter Hawley | For | For | Management |
SEMAFO INC.
Ticker: | SMF | Security ID: | 816922108 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terence F. Bowles | For | Withhold | Management | ||||
1.2 | Elect Director Pierre Claver Damiba | For | Withhold | Management | ||||
1.3 | Elect Director Benoit La Salle | For | Withhold | Management | ||||
1.4 | Elect Director Jean Lamarre | For | Withhold | Management | ||||
1.5 | Elect Director John LeBoutillier | For | Withhold | Management | ||||
1.6 | Elect Director Gilles Masson | For | Withhold | Management | ||||
1.7 | Elect Director Lawrence McBrearty | For | Withhold | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Withhold | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
SILVER WHEATON CORP.
Ticker: | SLW | Security ID: | 828336107 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Peter D. Barnes as Director | For | For | Management | ||||
1.2 | Elect Lawrence I. Bell as Director | For | For | Management | ||||
1.3 | Elect George L. Brack as Director | For | For | Management | ||||
1.4 | Elect John A. Brough as Director | For | For | Management | ||||
1.5 | Elect R. Peter Gillin as Director | For | For | Management | ||||
1.6 | Elect Douglas M. Holtby as Director | For | For | Management | ||||
1.7 | Elect Eduardo Luna as Director | For | For | Management | ||||
1.8 | Elect Wade D. Nesmith as Director | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
TAHOE RESOURCES INC.
Ticker: | THO | Security ID: | 873868103 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Dan Rovig | For | For | Management | ||||
1.2 | Elect Director C. Kevin McArthur | For | For | Management | ||||
1.3 | Elect Director Lorne B. Anderson | For | For | Management | ||||
1.4 | Elect Director Paul B. Sweeney | For | For | Management | ||||
1.5 | Elect Director James S. Voorhees | For | For | Management | ||||
1.6 | Elect Director John P. Bell | For | For | Management | ||||
1.7 | Elect Director Kenneth F. Williamson | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
TOREX GOLD RESOURCES INC.
Ticker: | TXG | Security ID: | 891054108 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred Stanford | For | Withhold | Management | ||||
1.2 | Elect Director Michael Murphy | For | Withhold | Management | ||||
1.3 | Elect Director A. Terrance MacGibbon | For | Withhold | Management | ||||
1.4 | Elect Director David Fennell | For | Withhold | Management | ||||
1.5 | Elect Director Andrew Adams | For | Withhold | Management | ||||
1.6 | Elect Director Frank Davis | For | Withhold | Management | ||||
1.7 | Elect Director James Crombie | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Approve Shareholder Rights Plan | For | Against | Management |
WITS GOLD
Ticker: | WGR | Security ID: | S98297104 | |||
Meeting Date: | NOV 05, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management |
WITWATERSRAND CONSOLIDATED GOLD RESOURCES LIMITED
Ticker: | WGR | Security ID: | S98297104 | |||
Meeting Date: | SEP 10, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2010 | For | For | Management | ||||
2 | Reappoint KPMG Inc as Auditors and Authorise the Board to Determine Their Remuneration | For | For | Management |
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3 | Approve Non-executive Director Fees for the Year Ended 28 February 2010 | For | For | Management | ||||
4 | Re-elect Taole Mokoena as Director | For | For | Management | ||||
5 | Re-elect Dr Humphrey Mathe as Director | For | For | Management | ||||
6 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
7 | Authorise Board to Issue Shares for Cash up to a Maximum of 15 Percent of Issued Share Capital | For | For | Management |
YAMANA GOLD INC.
Ticker: | YRI | Security ID: | 98462Y100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Peter Marrone as Director | For | For | Management | ||||
1.2 | Elect Patrick J. Mars as Director | For | For | Management | ||||
1.3 | Elect John Begeman as Director | For | For | Management | ||||
1.4 | Elect Alexander Davidson as Director | For | Withhold | Management | ||||
1.5 | Elect Richard Graff as Director | For | For | Management | ||||
1.6 | Elect Robert Horn as Director | For | For | Management | ||||
1.7 | Elect Nigel Lees as Director | For | For | Management | ||||
1.8 | Elect Juvenal Mesquita Filho as Director | For | For | Management | ||||
1.9 | Elect Carl Renzoni as Director | For | For | Management | ||||
1.10 | Elect Antenor F. Silva, Jr. as Director | For | For | Management | ||||
1.11 | Elect Dino Titaro as Director | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
=================== THE TOCQUEVILLE INTERNATIONAL VALUE FUND ===================
3I GROUP PLC
Ticker: | III | Security ID: | G88473148 | |||
Meeting Date: | JUL 07, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 05, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Elect John Allan as Director | For | For | Management | ||||
5 | Elect Alistair Cox as Director | For | For | Management | ||||
6 | Re-elect Richard Meddings as Director | For | For | Management | ||||
7 | Re-elect Willem Mesdag as Director | For | For | Management | ||||
8 | Elect Sir Adrian Montague as Director | For | For | Management | ||||
9 | Re-elect Christine Morin-Postel as Director | For | For | Management | ||||
10 | Re-elect Michael Queen as Director | For | For | Management | ||||
11 | Re-elect Robert Swannell as Director | For | For | Management | ||||
12 | Re-elect Julia Wilson as Director | For | For | Management | ||||
13 | Reappoint Ernst & Young LLP as Auditors | For | For | Management |
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14 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
15 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
16 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Market Purchase | For | For | Management | ||||
19 | Authorise Market Purchase | For | For | Management | ||||
20 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
21 | Adopt New Articles of Association | For | For | Management |
AMADA CO. LTD.
Ticker: | 6113 | Security ID: | J01218106 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | For | For | Management | ||||
2.1 | Elect Director Okamoto, Mitsuo | For | For | Management | ||||
2.2 | Elect Director Takagi, Toshio | For | For | Management | ||||
2.3 | Elect Director Yamashita, Yoshihiro | For | For | Management | ||||
2.4 | Elect Director Isobe, Tsutomu | For | For | Management | ||||
2.5 | Elect Director Sueoka, Chikahiro | For | For | Management | ||||
2.6 | Elect Director Abe, Atsushige | For | For | Management | ||||
2.7 | Elect Director Shibata, Kotaro | For | For | Management | ||||
2.8 | Elect Director Shigeta, Takaya | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Hashimoto, Ryoichi | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Nozaki, Shoichi | For | For | Management | ||||
3.3 | Appoint Statutory Auditor Saito, Masanori | For | For | Management | ||||
3.4 | Appoint Statutory Auditor Yasuda, Katsuhiko | For | For | Management | ||||
4 | Appoint Alternate Statutory Auditor Nishiwaki, Nobuhiko | For | For | Management | ||||
5 | Approve Annual Bonus Payment to Directors | For | For | Management |
BANCO SANTANDER S.A.
Ticker: | STD | Security ID: | 05964H105 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | For | For | Management | ||||
1.B | Approve Discharge of Directors for FY 2010 | For | For | Management | ||||
2 | Approve Allocation of Income for FY 2010 | For | For | Management |
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3.A | Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director | For | Against | Management | ||||
3.B | Reelect Rodrigo Echenique Gordillo as Director | For | Against | Management | ||||
3.C | Reelect Lord Burns as Director | For | Against | Management | ||||
3.D | Reelect Assicurazioni Generali S.p.A. as Director | For | Against | Management | ||||
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | For | For | Management | ||||
5.A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | For | For | Management | ||||
5.B | Amend Several Articles of Bylaws | For | For | Management | ||||
5.C | Amend Article 62 and 69 of Bylaws | For | For | Management | ||||
6.A | Amend Preamble and Article 2 of General Meeting Regulations | For | For | Management | ||||
6.B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | For | For | Management | ||||
6.C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | For | For | Management | ||||
7 | Grant Board Authorization to Increase Capital | For | For | Management | ||||
8.A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
8.B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | For | For | Management | ||||
9.A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | For | For | Management | ||||
9.B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | For | For | Management | ||||
10.A | Approve Sixth Cycle of Performance Share Plan | For | For | Management | ||||
10.B | Approve Second Cycle of Deferred and Conditional Share Plan | For | For | Management | ||||
10.C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | For | For | Management | ||||
10.D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | For | For | Management | ||||
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
12 | Advisory Vote on Remuneration Policy Report | For | For | Management |
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker: | BHP | Security ID: | 088606108 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 17, 2010 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | For | For | Management | ||||
2 | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
4 | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
5 | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
6 | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
7 | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
8 | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | For | For | Management | ||||
9 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | Management | ||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | For | For | Management | ||||
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | For | For | Management | ||||
12 | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | For | For | Management | ||||
13 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | For | For | Management | ||||
14 | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | For | For | Management | ||||
15 | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | For | For | Management | ||||
16 | Approve the Amendments to Constitution of BHP Billiton Ltd | For | For | Management | ||||
17 | Approve the Amendments to the Articles of Association of BHP Billiton Plc | For | For | Management |
BOLLORE
Ticker: | BOL | Security ID: | F10659112 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 3 per Share | For | For | Management |
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4 | Approve Auditors’ Special Report on Related-Party Transactions | For | Against | Management | ||||
5 | Elect Marie Bollore as Director | For | Against | Management | ||||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 550,000 | For | Against | Management | ||||
7 | Authorize Filing of Required Documents/Other Formalities | For | For | Management | ||||
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | For | Against | Management | ||||
2 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
3 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
4 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
5 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
BRIDGESTONE CORP.
Ticker: | 5108 | Security ID: | J04578126 | |||
Meeting Date: | MAR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | For | For | Management | ||||
2.1 | Elect Director Arakawa, Shoshi | For | For | Management | ||||
2.2 | Elect Director Nishigai, Kazuhisa | For | For | Management | ||||
2.3 | Elect Director Tsuya, Masaaki | For | For | Management | ||||
2.4 | Elect Director Masunaga, Mikio | For | For | Management | ||||
2.5 | Elect Director Kakehi, Kazuo | For | For | Management | ||||
2.6 | Elect Director Tachibana Fukushima, Sakie | For | For | Management | ||||
2.7 | Elect Director Enkawa, Takao | For | For | Management | ||||
2.8 | Elect Director Murofushi, Kimiko | For | For | Management | ||||
2.9 | Elect Director Scott Trevor Davis | For | For | Management | ||||
3 | Appoint Statutory Auditor Masuda, Kenichi | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Deep Discount Stock Option Plan | For | For | Management |
CANON INC.
Ticker: | 7751 | Security ID: | 138006309 | |||
Meeting Date: | MAR 30, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | For | For | Management | ||||
2.1 | Elect Director Mitarai, Fujio | For | For | Management | ||||
2.2 | Elect Director Uchida, Tsuneji | For | For | Management |
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2.3 | Elect Director Tanaka, Toshizo | For | For | Management | ||||
2.4 | Elect Director Ikoma, Toshiaki | For | For | Management | ||||
2.5 | Elect Director Watanabe, Kunio | For | For | Management | ||||
2.6 | Elect Director Adachi, Yoroku | For | For | Management | ||||
2.7 | Elect Director Mitsuhashi, Yasuo | For | For | Management | ||||
2.8 | Elect Director Iwashita, Tomonori | For | For | Management | ||||
2.9 | Elect Director Osawa, Masahiro | For | For | Management | ||||
2.10 | Elect Director Matsumoto, Shigeyuki | For | For | Management | ||||
2.11 | Elect Director Shimizu, Katsuichi | For | For | Management | ||||
2.12 | Elect Director Banba, Ryoichi | For | For | Management | ||||
2.13 | Elect Director Honma, Toshio | For | For | Management | ||||
2.14 | Elect Director Nakaoka, Masaki | For | For | Management | ||||
2.15 | Elect Director Honda, Haruhisa | For | For | Management | ||||
2.16 | Elect Director Ozawa, Hideki | For | For | Management | ||||
2.17 | Elect Director Maeda, Masaya | For | For | Management | ||||
2.18 | Elect Director Tani, Yasuhiro | For | For | Management | ||||
2.19 | Elect Director Araki, Makoto | For | For | Management | ||||
3 | Appoint Statutory Auditor Oe, Tadashi | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management | ||||
5 | Approve Stock Option Plan | For | For | Management |
CLEAR MEDIA LTD.
Ticker: | 00100 | Security ID: | G21990109 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2a | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
2b | Elect William Eccleshare as Non-Executive Director | For | For | Management | ||||
2c | Reelect Peter Cosgrove as Non-Executive Director | For | For | Management | ||||
2d | Reelect Leonie Ki as Independent Non-Executive Director | For | For | Management | ||||
2e | Reelect Mark Thewlis as Non-Executive Director | For | Against | Management | ||||
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
6 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
COMPAGNIE DE SAINT GOBAIN
Ticker: | SGO | Security ID: | F80343100 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 06, 2011 |
Page 85
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | For | For | Management | ||||
4 | Elect Anne-Marie Idrac as Director | For | For | Management | ||||
5 | Elect Jacques Pestre as Director | For | Against | Management | ||||
6 | Elect Olivia Qiu as Director | For | For | Management | ||||
7 | Reelect Gerard Mestrallet as Director | For | Against | Management | ||||
8 | Reelect Denis Ranque as Director | For | For | Management | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million | For | For | Management | ||||
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million | For | For | Management | ||||
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
14 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
15 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
17 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | For | Against | Management | ||||
18 | Authorize Filing of Required | For | For | Management | ||||
Documents/Other Formalities |
DCC PLC
Ticker: | DCC | Security ID: | G2689P101 | |||
Meeting Date: | JUL 16, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Dividends | For | Did Not Vote | Management | ||||
3 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
4(a) | Reelect Tommy Breen as a Director | For | Did Not Vote | Management | ||||
4(b) | Reelect Roisin Brennan as a Director | For | Did Not Vote | Management | ||||
4(c) | Reelect Michael Buckley as a Director | For | Did Not Vote | Management | ||||
4(d) | Reelect David Byrne as a Director | For | Did Not Vote | Management | ||||
4(e) | Reelect Maurice Keane as a Director | For | Did Not Vote | Management | ||||
4(f) | Reelect Kevin Melia as a Director | For | Did Not Vote | Management | ||||
4(g) | Reelect John Moloney as a Director | For | Did Not Vote | Management |
Page 86
4(h) | Reelect Donal Murphy as a Director | For | Did Not Vote | Management | ||||
4(i) | Reelect Fergal O’Dwyer as a Director | For | Did Not Vote | Management | ||||
4(j) | Reelect Bernard Somers as a Director | For | Did Not Vote | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | Did Not Vote | Management | ||||
6 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Did Not Vote | Management | ||||
8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management | ||||
9 | Authorise Share Repurchase Program | For | Did Not Vote | Management | ||||
10 | Authorise Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
11 | Approve Convening of an EGM on 14 Days Notice | For | Did Not Vote | Management | ||||
12 | Amend Articles Re: Purposes of Identification | For | Did Not Vote | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | For | For | Management | ||||
5 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release for Historic Dividends | For | For | Management | ||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management |
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EXPERIAN PLC
Ticker: | EXPN | Security ID: | G32655105 | |||
Meeting Date: | JUL 21, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
3 | Elect Judith Sprieser as Director | For | Did Not Vote | Management | ||||
4 | Elect Paul Walker as Director | For | Did Not Vote | Management | ||||
5 | Re-elect Alan Jebson as Director | For | Did Not Vote | Management | ||||
6 | Re-elect Don Robert as Director | For | Did Not Vote | Management | ||||
7 | Re-elect David Tyler as Director | For | Did Not Vote | Management | ||||
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | Did Not Vote | Management | ||||
9 | Authorise Board to Fix Remuneration of Auditors | For | Did Not Vote | Management | ||||
10 | Authorise Issue of Equity with Pre-emptive Rights | For | Did Not Vote | Management | ||||
11 | Authorise Issue of Equity without Pre-emptive Rights | For | Did Not Vote | Management | ||||
12 | Authorise Market Purchase | For | Did Not Vote | Management |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA)
Ticker: | FEMSAUBD | Security ID: | 344419106 | |||
Meeting Date: | MAR 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO’s Report and Audit and Corporate Practices Committees Chairmen Report | For | For | Management | ||||
2 | Approve Tax Report on Fiscal Obligations | For | For | Management | ||||
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit | For | For | Management | ||||
4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | For | For | Management | ||||
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | For | Against | Management | ||||
6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | For | Against | Management | ||||
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Management | ||||
8 | Approve Minutes of Meeting | For | For | Management |
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GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | For | For | Management | ||||
2 | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | For | For | Management | ||||
3 | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | For | For | Management | ||||
1 | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | For | For | Management | ||||
4 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | NOV 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | For | For | Management | ||||
2 | Appoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Mamphela Ramphele as Director | For | For | Management | ||||
4 | Elect Paul Schmidt as Director | For | For | Management | ||||
5 | Re-elect Rupert Pennant-Rea as Director | For | For | Management | ||||
6 | Re-elect Donald Ncube as Director | For | For | Management | ||||
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management | ||||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | For | For | Management | ||||
11 | Approve Increase in Non-executive Director Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
Page 89
GOLD FIELDS LTD
Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
2 | Elect Sello Moloko as Director | For | For | Management | ||||
3 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
4 | Re-elect David Murray as Director | For | For | Management | ||||
5 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | For | For | Management | ||||
7 | Re-elect Richard Menell as Member of the Audit Committee | For | For | Management | ||||
8 | Re-elect Donald Ncube as Member of the Audit Committee | For | For | Management | ||||
9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | For | For | Management | ||||
10 | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
11 | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | For | For | Management | ||||
12 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
13 | Approve Remuneration Policy | For | For | Management | ||||
1 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
1 | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | For | For | Management | ||||
2 | Reappoint KPMG Inc as Auditors of the Company | For | For | Management | ||||
3 | Elect Sello Moloko as Director | For | For | Management | ||||
4 | Re-elect Kofi Ansah as Director | For | For | Management | ||||
5 | Re-elect David Murray as Director | For | For | Management | ||||
6 | Re-elect Gayle Wilson as Director | For | For | Management | ||||
7 | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | For | For | Management | ||||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | Management | ||||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | For | For | Management | ||||
10 | Approve Increase of Audit Committee Non-Executive Directors’ Fees | For | For | Management | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management |
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Ticker: | GFI | Security ID: | 38059T106 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Special | |||
Record Date: | MAY 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Assistance to Related or Inter-related Company | For | For | Management | ||||
1 | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | For | For | Management | ||||
2 | Authorise Board to Ratify and Execute Approved Resolutions | For | For | Management |
GROUPE BRUXELLES LAMBERT
Ticker: | GBLB | Security ID: | B4746J115 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Electronic Voting on Resolutions | For | Did Not Vote | Management | ||||
2 | Receive Directors’ and Auditors’ Reports | None | None | Management | ||||
3.1 | Receive Consolidated Financial Statements | None | None | Management | ||||
3.2 | Approve Financial Statements and Allocation of Income | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
5 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
6.1.1 | Reelect Albert Frere as Director | For | Did Not Vote | Management | ||||
6.1.2 | Reelect Paul Desmarais as Director | For | Did Not Vote | Management | ||||
6.1.3 | Reelect Gerald Frere as Director | For | Did Not Vote | Management | ||||
6.1.4 | Reelect Paul Desmarais jr as Director | For | Did Not Vote | Management | ||||
6.1.5 | Reelect Gilles Samyn as Director | For | Did Not Vote | Management | ||||
6.2.1 | Elect Antoinette d’Aspremont Lynden as Director | For | Did Not Vote | Management | ||||
6.2.2 | Elect Gerard Lamarche as Director | For | Did Not Vote | Management | ||||
6.3.1 | Indicate Antoinette d’Aspremont Lyndenas Independent Board Members | For | Did Not Vote | Management | ||||
7 | Approve Remuneration of Non Executive Directors | For | Did Not Vote | Management | ||||
8 | Approve Stock Option Plan Grants | For | Did Not Vote | Management | ||||
9 | Transact Other Business | None | None | Management |
GROUPE BRUXELLES LAMBERT
Ticker: | GBLB | Security ID: | B4746J115 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1.1 | Approve Electronic Voting on Resolutions | For | Did Not Vote | Management |
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2.1.1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
2.1.2 | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
2.1.3 | Authorize Board to Repurchase Up to 20 Percent of Shares in the Event of a Serious and Imminent Harm | For | Did Not Vote | Management | ||||
2.1.4 | Amend Articles to Reflect Changes in Capital Re: Items 2.1.2 and 2.1.3 | For | Did Not Vote | Management | ||||
3.1.1 | Receive Special Board Report | None | None | Management | ||||
3.1.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Did Not Vote | Management | ||||
3.1.3 | Amend Articles to Reflect Changes in Capital Re: Item 3.1.2 | For | Did Not Vote | Management | ||||
3.1.4 | Authorize Issuance of Warrants/Bonds without Preemptive Rights | For | Did Not Vote | Management | ||||
3.1.5 | Amend Articles to Reflect Changes in Capital Re: Item 3.1.4 | For | Did Not Vote | Management | ||||
3.2.1 | Amend Article 9 Re: Electronic Communication | For | Did Not Vote | Management | ||||
3.2.2 | Amend Article 11 Re: Delete Paragraph 1 | For | Did Not Vote | Management | ||||
3.2.3 | Amend Article 15 Re: Term of Board | For | Did Not Vote | Management | ||||
3.2.4 | Amend Article 16 Re: Management Board Regulations | For | Did Not Vote | Management | ||||
3.2.5 | Delete Article 18 | For | Did Not Vote | Management | ||||
3.2.6 | Amend Article 21 Re: Minutes of Board Meetings | For | Did Not Vote | Management | ||||
3.2.7 | Amend Article 22 Re: Board Representatives | For | Did Not Vote | Management | ||||
3.2.8 | Amend Article 24 Re: Stock Option Plan | For | Did Not Vote | Management | ||||
3.2.9 | Change Date of Annual Meeting | For | Did Not Vote | Management | ||||
3.210 | Amend Article 26 Re: Delete Transitional Measure | For | Did Not Vote | Management | ||||
3.211 | Amend Article 28 Re: Voting | For | Did Not Vote | Management | ||||
3.212 | Amend Article 35 Re: Change in Wording | For | Did Not Vote | Management | ||||
3.213 | Detele Article 42 | For | Did Not Vote | Management | ||||
3.214 | Delete Transitional Measure on Authorized Capital | For | Did Not Vote | Management | ||||
3.215 | Delete Paragraphs 7 and 6.2 of the Transitional Measures | For | Did Not Vote | Management | ||||
3.3.1 | Approve Condition Precedent Re: Items 3.3.2-3.3.6 | For | Did Not Vote | Management | ||||
3.3.2 | Amend Article 27 Re: Notice of Meeting | For | Did Not Vote | Management | ||||
3.3.3 | Amend Article 29 Re: Registration General Meeting | For | Did Not Vote | Management | ||||
3.3.4 | Add New Article 30 Re: Proxy Voting | For | Did Not Vote | Management | ||||
3.3.5 | Add New Article 31 Re: Shareholder Right to Submit Agenda Items | For | Did Not Vote | Management | ||||
3.3.6 | Amend Article 33 Re: Postponement of General Meeting | For | Did Not Vote | Management | ||||
3.4.1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | Did Not Vote | Management |
HAULOTTE GROUP
Ticker: | PIG | Security ID: | F4752U109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual/Special |
Page 92
Record Date: | MAY 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Approve Treatment of Losses | For | For | Management | ||||
3 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | Against | Management | ||||
5 | Reelect Bertrand Badre as Director | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Management | ||||
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
HITACHI LTD.
Ticker: | 6501 | Security ID: | J20454112 | |||
Meeting Date: | JUN 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kawamura, Takashi | For | For | Management | ||||
1.2 | Elect Director Ota, Yoshie | For | For | Management | ||||
1.3 | Elect Director Ohashi, Mitsuo | For | For | Management | ||||
1.4 | Elect Director Katsumata, Nobuo | For | For | Management | ||||
1.5 | Elect Director Motobayashi, Toru | For | Against | Management | ||||
1.6 | Elect Director Ono, Isao | For | For | Management | ||||
1.7 | Elect Director Stephen Gomersall | For | For | Management | ||||
1.8 | Elect Director Sakiyama, Tadamichi | For | For | Management | ||||
1.9 | Elect Director Sumikawa, Masaharu | For | For | Management | ||||
1.10 | Elect Director Nakanishi, Hiroaki | For | For | Management | ||||
1.11 | Elect Director Nakamura, Michiharu | For | For | Management | ||||
1.12 | Elect Director Hacchoji, Takashi | For | For | Management | ||||
1.13 | Elect Director Miyoshi, Takashi | For | For | Management | ||||
2 | Remove Director Miyoshi, Takashi from Office | Against | Against | Shareholder |
HONGKONG ELECTRIC HOLDINGS LTD.
Ticker: | 00006 | Security ID: | Y33549117 | |||
Meeting Date: | SEP 09, 2010 | Meeting Type: | Special | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve JV Transaction and Related Transactions | For | Did Not Vote | Management |
HONGKONG ELECTRIC HOLDINGS LTD.
Ticker: | 00006 | Security ID: | Y33549117 |
Page 93
Meeting Date: | JAN 26, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Change Company Name from Hongkong Electric Holdings Limited to Power Assets Holdings Limited | For | Did Not Vote | Management |
INDRA SISTEMAS S.A
Ticker: | BIDR | Security ID: | E6271Z155 | |||
Meeting Date: | JUN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share | For | For | Management | ||||
2 | Approve Discharge of Directors | For | For | Management | ||||
3.1 | Fix Number of Directors at 15 | For | Against | Management | ||||
3.2 | Elect Javier de Andres Gonzalez as Director | For | Against | Management | ||||
3.3 | Reelect Mediacion y Diagnosticos SA as Director | For | Against | Management | ||||
3.4 | Reelect Participaciones y Cartera de Inversion SL as Director | For | Against | Management | ||||
3.5 | Reelect Isabel Aguilera Navarro as Director | For | For | Management | ||||
3.6 | Reelect Rosa Sugranes Arimany as Director | For | For | Management | ||||
3.7 | Reelect Javier Monzon de Caceres as Director | For | Against | Management | ||||
3.8 | Reelect Regino Moranchel Fernandez as Director | For | Against | Management | ||||
3.9 | Elect Ignacio Santillana del Barrio as Director | For | For | Management | ||||
4.1 | Amend Several Articles to Adapt to Spanish Corporate Enterprises Act | For | For | Management | ||||
4.2 | Amend Article 30 Paragraph 3 (New Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee | For | For | Management | ||||
4.3 | Amend Article 14 Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders’ Meeting | For | For | Management | ||||
4.4 | Amend Article 2 Re: Corporate Purpose | For | For | Management | ||||
4.5 | Amend Article 27 Re: Remuneration of Board of Directors | For | For | Management | ||||
4.6 | Amend Several Articles Re: Changes in Stylistics | For | For | Management | ||||
4.7 | Approve Restated Bylaws | For | For | Management | ||||
5.1 | Amend Several Articles of General Meeting Regulations to Adapt to Spanish Corporate Enterprises Act | For | For | Management | ||||
5.2 | Amend Several Articles of General Meeting Regulations Re: Changes in Stylistics | For | For | Management | ||||
5.3 | Amend Article 6 (New Article 7) of General Meeting Regulations Re: Elimination of Minimum Ownership | For | For | Management |
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Requirement to Attend the Shareholders’ Meeting | ||||||||
5.4 | Approve Restated General Meeting Regulations | For | For | Management | ||||
6 | Receive Changes to Board of Directors’ Guidelines | None | None | Management | ||||
7 | Advisory Vote on Remuneration Report | For | Against | Management | ||||
8 | Approve Remuneration of Directors | For | For | Management | ||||
9 | Approve Restricted Share Plan | For | Against | Management | ||||
10 | Reelect KPMG as Auditors | For | For | Management | ||||
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
INTERPUMP GROUP SPA
Ticker: | IP | Security ID: | T5513W107 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Allocation of Income | For | Did Not Vote | Management | ||||
3 | Fix Number of Directors and Elect Directors (Bundled) | For | Did Not Vote | Management | ||||
4 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
5 | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | For | Did Not Vote | Management | ||||
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
7 | Amend Regulations on General Meetings | For | Did Not Vote | Management | ||||
1 | Amend Company Bylaws | For | Did Not Vote | Management |
INTERPUMP GROUP SPA
Ticker: | IP | Security ID: | T5513W107 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Special | |||
Record Date: | JUN 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 6 Re: Shareholder Meetings and Proxy Holders | For | Did Not Vote | Management | ||||
2 | Amend Article 11 Re: Single Call for Shareholder Meetings | For | Did Not Vote | Management | ||||
3 | Amend Article 14 Re: Board Powers | For | Did Not Vote | Management | ||||
4 | Amend Article 16 Re: Board Meetings | For | Did Not Vote | Management | ||||
5 | Approve New Article 25 Re: Shareholder Identification | For | Did Not Vote | Management | ||||
6 | Approve New Articles 26 and 27 Re: Related-Party Transactions and Board Powers | For | Did Not Vote | Management |
INTERSERVE PLC
Page 95
Ticker: | IRV | Security ID: | G49105102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Tim Haywood as Director | For | For | Management | ||||
5 | Elect Keith Ludeman as Director | For | For | Management | ||||
6 | Elect David Paterson as Director | For | For | Management | ||||
7 | Elect Dougie Sutherland as Director | For | For | Management | ||||
8 | Re-elect Lord Blackwell as Director | For | For | Management | ||||
9 | Re-elect Steven Dance as Director | For | For | Management | ||||
10 | Re-elect Bruce Melizan as Director | For | For | Management | ||||
11 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
12 | Authorise Directors acting through the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
13 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
14 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
16 | Authorise Market Purchase | For | For | Management | ||||
17 | Amend Articles of Association | For | For | Management | ||||
18 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
INVENSYS PLC
Ticker: | ISYS | Security ID: | G49133161 | |||
Meeting Date: | JUL 28, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
3a | Elect Francesco Caio as Director | For | Did Not Vote | Management | ||||
3b | Re-elect Ulf Henriksson as Director | For | Did Not Vote | Management | ||||
3c | Elect Paul Lester as Director | For | Did Not Vote | Management | ||||
3d | Elect Dr Martin Read as Director | For | Did Not Vote | Management | ||||
3e | Re-elect Pat Zito as Director | For | Did Not Vote | Management | ||||
4 | Reappoint Ernst & Young LLP as Auditors | For | Did Not Vote | Management | ||||
5 | Authorise Board to Fix Remuneration of Auditors | For | Did Not Vote | Management | ||||
6 | Approve Final Dividend | For | Did Not Vote | Management | ||||
7 | Authorise Issue of Equity with Pre-emptive Rights | For | Did Not Vote | Management | ||||
8 | Authorise Issue of Equity without Pre-emptive Rights | For | Did Not Vote | Management | ||||
9 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | Did Not Vote | Management | ||||
10 | Authorise Market Purchase | For | Did Not Vote | Management | ||||
11 | Authorise EU Political Donations and Expenditure | For | Did Not Vote | Management | ||||
12 | Adopt New Articles of Association | For | Did Not Vote | Management |
Page 96
IPSEN
Ticker: | IPN | Security ID: | F5362H107 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | For | For | Management | ||||
4 | Ratify Appointment of Marc de Garidel as Director | For | Against | Management | ||||
5 | Approve Transaction with Mayroy SA | For | For | Management | ||||
6 | Approve Transaction with Jean Luc Belingard | For | Against | Management | ||||
7 | Approve Transaction with Marc de Garidel | For | For | Management | ||||
8 | Approve Severance Payment Agreement with Marc de Garidel | For | Against | Management | ||||
9 | Renew Appointment of KPMG SA as Auditor | For | For | Management | ||||
10 | Ratify KPMG Audit IS as Alternate Auditor | For | For | Management | ||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
12 | Amend Article 15.1 of Bylaws Re: Directors Lenght of Term | For | Against | Management | ||||
13 | Elect Christophe Verot as Director | For | For | Management | ||||
14 | Reelect Marc de Garidel as Director | For | Against | Management | ||||
15 | Reelect Henri Beaufour as Director | For | For | Management | ||||
16 | Reelect Anne Beaufour as Director | For | For | Management | ||||
17 | Reelect Herve Couffin as Director | For | For | Management | ||||
18 | Reelect Pierre Martinet as Director | For | For | Management | ||||
19 | Reelect Antoine Flochel as Director | For | For | Management | ||||
20 | Reelect Gerard Hauser as Director | For | For | Management | ||||
21 | Reelect Klaus Peter Schwabe as Director | For | For | Management | ||||
22 | Reelect Rene Merkt as Director | For | For | Management | ||||
23 | Reelect Yves Rambaud as Director | For | For | Management | ||||
24 | Authorize Capitalization of Reserves of up to 20 Percent of Issued Share Capital for Bonus Issue or Increase in Par Value | For | For | Management | ||||
25 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Share Capital | For | For | Management | ||||
26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | For | For | Management | ||||
27 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | For | For | Management | ||||
28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 25 to 27 Above | For | For | Management |
Page 97
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
30 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
31 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Management | ||||
32 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | Management | ||||
33 | Amend Article 23 of Bylaws to Comply with New Legislation Re: Shareholders’ Proposals | For | For | Management | ||||
34 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
KLOECKNER & CO SE
Ticker: | KCO | Security ID: | D40376101 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
5a | Reelect Michael Rogowski to the Supervisory Board | For | For | Management | ||||
5b | Elect Hauke Stars to the Supervisory Board | For | For | Management | ||||
5c | Reelect Dieter Vogel to the Supervisory Board | For | For | Management | ||||
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | For | For | Management | ||||
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | For | For | Management | ||||
8 | Approve Creation of EUR 33.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Management | ||||
9 | Approve Amendment to Share Issuance Authorization Adopted at 2010 AGM | For | For | Management | ||||
10 | Approve Remuneration System for Management Board Members | For | For | Management |
KYOTO KIMONO YUZEN LTD.
Ticker: | 7615 | Security ID: | J3805M102 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
Page 98
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Management | ||||
2.1 | Elect Director Hattori, Masachika | For | For | Management | ||||
2.2 | Elect Director Takamura, Kikuo | For | For | Management | ||||
2.3 | Elect Director Tanaka, Kenkichi | For | For | Management | ||||
2.4 | Elect Director Kuwada, Kensaku | For | For | Management | ||||
2.5 | Elect Director Kai, Chieko | For | For | Management | ||||
2.6 | Elect Director Mikami, Akiko | For | For | Management | ||||
2.7 | Elect Director Matsuoka, Etsuko | For | For | Management | ||||
2.8 | Elect Director Ishikubo, Yoshiyuki | For | For | Management | ||||
2.9 | Elect Director Hashimoto, Yasushi | For | For | Management | ||||
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | For | For | Management |
MAKITA CORP.
Ticker: | 6586 | Security ID: | J39584107 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a | For | For | Management | ||||
Final Dividend of JPY 51 | ||||||||
2.1 | Elect Director Goto, Masahiko | For | For | Management | ||||
2.2 | Elect Director Kanzaki, Yasuhiko | For | For | Management | ||||
2.3 | Elect Director Torii, Tadayoshi | For | For | Management | ||||
2.4 | Elect Director Hori, Shiro | For | For | Management | ||||
2.5 | Elect Director Kato, Tomoyasu | For | For | Management | ||||
2.6 | Elect Director Asanuma, Tadashi | For | For | Management | ||||
2.7 | Elect Director Niwa, Hisayoshi | For | For | Management | ||||
2.8 | Elect Director Tomita, Shinichiro | For | For | Management | ||||
2.9 | Elect Director Kaneko, Tetsuhisa | For | For | Management | ||||
2.10 | Elect Director Aoki, Yoji | For | For | Management | ||||
2.11 | Elect Director Yokoyama, Motohiko | For | For | Management | ||||
3 | Appoint Statutory Auditor Nakamura, Masafumi | For | For | Management | ||||
4 | Approve Annual Bonus Payment to Directors | For | For | Management |
MISUMI GROUP INC.
Ticker: | 9962 | Security ID: | J43293109 | |||
Meeting Date: | JUN 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 10.5 | For | For | Management | ||||
2.1 | Elect Director Saegusa, Tadashi | For | For | Management | ||||
2.2 | Elect Director Takaya, Masayuki | For | For | Management | ||||
2.3 | Elect Director Eguchi, Masahiko | For | For | Management | ||||
2.4 | Elect Director Aruga, Teiichi | For | For | Management | ||||
2.5 | Elect Director Ono, Ryuusei | For | For | Management | ||||
2.6 | Elect Director Ikeguchi, Tokuya | For | For | Management | ||||
2.7 | Elect Director Sanada, Yoshiyuki | For | For | Management |
Page 99
2.8 | Elect Director Fukino, Hiroshi | For | For | Management | ||||
2.9 | Elect Director Numagami, Tsuyoshi | For | For | Management | ||||
3 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | For | For | Management |
MOBISTAR SA
Ticker: | MOBB | Security ID: | B60667100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive and Discuss Directors’ Reports | None | None | Management | ||||
2 | Receive Auditors’ Reports | None | None | Management | ||||
3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 4.30 per Share | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
5 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
6a | Reelect Jan Steyart as Director | For | Did Not Vote | Management | ||||
6b | Reelect Brigitte Bourgoin-Castagnet as Director | For | Did Not Vote | Management | ||||
6c | Reelect Nathalie Thevenon-Clere as Director | For | Did Not Vote | Management | ||||
6d | Reelect Bertrand Du Boucher as Director | For | Did Not Vote | Management | ||||
6e | Reelect Olaf Meijer Swantee as Director | For | Did Not Vote | Management | ||||
6f | Reelect Benoit Scheen as Director | For | Did Not Vote | Management | ||||
6g | Reelect Wirefree Services Belgium, Permanently Represented by Aldo Cardoso, as Director | For | Did Not Vote | Management | ||||
6h | Elect Gerard Ries as Director | For | Did Not Vote | Management | ||||
6i | Reelect Eric Dekeuleneer as Independent Director | For | Did Not Vote | Management | ||||
6j | Elect Conseils Geston Organisation NV, Permanently Represented by Philippe Delaunois, as Independent Director | For | Did Not Vote | Management | ||||
6k | Elect Sogestra BVBA, Permanently Represented by Nadine Rozencweig-Lemaitre as Independent Director | For | Did Not Vote | Management | ||||
6l | Elect Johan Deschuyffeleer as Independent Director | For | Did Not Vote | Management | ||||
7 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
8 | Approve Deviation from Belgian Company Law Re: Article 520ter | For | Did Not Vote | Management | ||||
9 | Ratify Deloitte as Auditors and Approve Auditors’ Remuneration | For | Did Not Vote | Management | ||||
10 | Amend Article 12 Re: Bearer Bonds and Warrants | For | Did Not Vote | Management | ||||
11 | Amend Article 13 Re: Reelection of Independent Directors | For | Did Not Vote | Management | ||||
12 | Amend Article 16.2 Re: Convocation of Meetings | For | Did Not Vote | Management | ||||
13 | Amend Article 16.4 Re: Representation at Board Meetings | For | Did Not Vote | Management | ||||
14 | Amend Article 25.2 Re: Executive Committee | For | Did Not Vote | Management | ||||
15 | Amend Article 26 Re: Remuneration and Nomination Committee | For | Did Not Vote | Management | ||||
16 | Amend Article 31 Re: Announcement of Meeting | For | Did Not Vote | Management |
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17 | Amend Article 32 Re: Registration of Meeting | For | Did Not Vote | Management | ||||
18 | Amend Article 33 Re: Representation at Shareholder Meetings | For | Did Not Vote | Management | ||||
19 | Amend Article 35 Re: Postponement of Shareholder Meetings | For | Did Not Vote | Management | ||||
20 | Amend Article 36.2 Re: Attendance of Bondholders and Certificate Holders at Shareholder Meetings | For | Did Not Vote | Management | ||||
21 | Amend Article 36.2 Re: Deliberation at Shareholder Meetings | For | Did Not Vote | Management | ||||
22 | Amend Article 38 Re: Publication of Minutes | For | Did Not Vote | Management | ||||
23 | Authorize Coordination of Articles | For | Did Not Vote | Management | ||||
24 | Approve Change-of-Control Clause Re : Revolving Credit Facility Agreement | For | Did Not Vote | Management | ||||
25 | Discussion on Company’s Corporate Governance Structure | None | None | Management |
NESTLE SA | ||||||
Ticker: | NESN | Security ID: | H57312649 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
1.2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | For | Did Not Vote | Management | ||||
4.1.1 | Reelect Paul Bulcke as Director | For | Did Not Vote | Management | ||||
4.1.2 | Reelect Andreas Koopmann as Director | For | Did Not Vote | Management | ||||
4.1.3 | Reelect Rolf Haenggi as Director | For | Did Not Vote | Management | ||||
4.1.4 | Reelect Jean-Pierre Meyers as Director | For | Did Not Vote | Management | ||||
4.1.5 | Reelect Naina Lal Kidwai as Director | For | Did Not Vote | Management | ||||
4.1.6 | Reelect Beat Hess as Director | For | Did Not Vote | Management | ||||
4.2 | Elect Ann Veneman as Director | For | Did Not Vote | Management | ||||
4.3 | Ratify KPMG AG as Auditors | For | Did Not Vote | Management | ||||
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | For | Did Not Vote | Management |
NEWMONT MINING CORPORATION | ||||||
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.4 | Elect Director Noreen Doyle | For | Withhold | Management |
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1.5 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.6 | Elect Director Michael S. Hamson | For | For | Management | ||||
1.7 | Elect Director Richard T. O’Brien | For | For | Management | ||||
1.8 | Elect Director John B. Prescott | For | For | Management | ||||
1.9 | Elect Director Donald C. Roth | For | For | Management | ||||
1.10 | Elect Director Simon Thompson | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Other Business | For | Against | Management |
NEXANS | ||||||
Ticker: | NEX | Security ID: | F65277109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Discharge Directors | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Reelect Gianpaolo Caccini as Director | For | For | Management | ||||
6 | Reelect Georges Chodron de Courcel as Director | For | Against | Management | ||||
7 | Reelect Jerome Gallot as Director | For | For | Management | ||||
8 | Reelect Nicolas de Tavernost as Director | For | Against | Management | ||||
9 | Elect Mouna Sepehri as Director | For | For | Management | ||||
10 | Elect Cyrille Duval as Director | For | For | Management | ||||
11 | Elect Robert Brunck as Director | For | For | Management | ||||
12 | Elect Francisco Perez as Director | For | For | Management | ||||
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
14 | Authorize Shares for Use in Restricted Stock Plan up to Nominal Amount of EUR 156,000 (with Performance Conditions Attached) | For | For | Management | ||||
15 | Authorize Shares for Use in Restricted Stock Plan up to Nominal Amount of EUR 14,000 (without Performance Conditions Attached) | For | For | Management | ||||
16 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
17 | Amend Article 12.1 of Bylaws Re: | For | For | Management | ||||
Directors Length of Term | ||||||||
18 | Amend Article 12.3 of Bylaws Re: Directors Age Limit | For | For | Management | ||||
19 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
NUTRECO NV
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Ticker: | NUO | Security ID: | N6509P102 | |||
Meeting Date: | DEC 21, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2.1 | Authorize Repurchase of All Outstanding Cumulative Preference A Shares | For | Did Not Vote | Management | ||||
2.2 | Authorize Cancellation of All Outstanding Cumulative Preference A Shares | For | Did Not Vote | Management | ||||
3 | Amend Articles Re: Acquisition of Own Shares | For | Did Not Vote | Management | ||||
4 | Close Meeting | None | None | Management |
NV BEKAERT SA | ||||||
Ticker: | BEKB | Security ID: | B09800135 | |||
Meeting Date: | OCT 07, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 3:1 Stock Split | For | Did Not Vote | Management | ||||
2 | Amend Article 12bis Re: Reissuance of Shares for Share Option Plans | For | Did Not Vote | Management |
NV BEKAERT SA | ||||||
Ticker: | BEKB | Security ID: | B09800135 | |||
Meeting Date: | OCT 07, 2010 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Interim Dividend of EUR 2.00 per Share | For | Did Not Vote | Management | ||||
2 | Approve Stock Option Plan 2010-2014 | For | Did Not Vote | Management |
NV BEKAERT SA | ||||||
Ticker: | BEKB | Security ID: | B6346B111 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Change-of-Control Clause Re: Securities Note of Dec. 2, 2010 | For | Did Not Vote | Management |
NV BEKAERT SA | ||||||
Ticker: | BEKB | Security ID: | B6346B111 |
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Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ Reports (Non-Voting) | None | None | Management | ||||
2 | Receive Auditors’ Reports (Non-Voting) | None | None | Management | ||||
3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.667 per Share | For | Did Not Vote | Management | ||||
4.1 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
4.2 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
5 | Elect Alan Begg as Independent Director | For | Did Not Vote | Management | ||||
6 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
7 | Approve Auditors’ Remuneration | For | Did Not Vote | Management | ||||
8 | Receive Announcements on Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management |
OMRON CORP.
| ||||||
Ticker: | 6645 | Security ID: | J61374120 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | For | For | Management | ||||
2.1 | Elect Director Sakuta, Hisao | For | For | Management | ||||
2.2 | Elect Director Tateishi, Fumio | For | For | Management | ||||
2.3 | Elect Director Yamada, Yoshihito | For | For | Management | ||||
2.4 | Elect Director Morishita, Yoshinobu | For | For | Management | ||||
2.5 | Elect Director Sakumiya, Akio | For | For | Management | ||||
2.6 | Elect Director Toyama, Kazuhiko | For | For | Management | ||||
2.7 | Elect Director Sakurai, Masamitsu | For | For | Management | ||||
3 | Appoint Statutory Auditor Kawashima, Tokio | For | For | Management | ||||
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | For | For | Management | ||||
5 | Approve Annual Bonus Payment to Directors | For | For | Management |
PETROLEO BRASILEIRO
| ||||||
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | Did Not Vote | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | Did Not Vote | Management |
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3 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
PETROLEO BRASILEIRO
| ||||||
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | Did Not Vote | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | Did Not Vote | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | Did Not Vote | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | Did Not Vote | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | Did Not Vote | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
| ||||||
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | Did Not Vote | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | Did Not Vote | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | Did Not Vote | Management | ||||
4 | Approve Independent Firm’s Appraisal | For | Did Not Vote | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | Did Not Vote | �� | Management | |||
6 | Amend Articles to Reflect Changes in Capital | For | Did Not Vote | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | Did Not Vote | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | Did Not Vote | Management | ||||
9 | Renumber Articles | For | Did Not Vote | Management | ||||
10 | Renumber Articles | For | Did Not Vote | Management | ||||
11 | Amend Articles | For | Did Not Vote | Management | ||||
12 | Amend Articles | For | Did Not Vote | Management | ||||
13 | Amend Articles | For | Did Not Vote | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Page 105
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | Did Not Vote | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | Did Not Vote | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | Did Not Vote | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | Did Not Vote | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | Did Not Vote | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | Did Not Vote | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
| ||||||
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | Did Not Vote | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | Did Not Vote | Management | ||||
3 | Approve Allocation of Income and Dividends | For | Did Not Vote | Management | ||||
4 | Elect Directors | For | Did Not Vote | Management | ||||
5 | Elect Board Chairman | For | Did Not Vote | Management | ||||
6 | Elect Fiscal Council Members | For | Did Not Vote | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Did Not Vote | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | Did Not Vote | Management |
POWER ASSETS HOLDINGS LTD.
| ||||||
Ticker: | 00006 | Security ID: | Y33549117 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Elect Fok Kin Ning, Canning as Director | For | For | Management | ||||
3b | Elect Tso Kai Sum as Director | For | For | Management | ||||
3c | Elect Ronald Joseph Arculli as Director | For | For | Management | ||||
3d | Elect Chow Woo Mo Fong, Susan as Director | For | For | Management | ||||
3e | Elect Andrew John Hunter as Director | For | For | Management | ||||
3f | Elect Kam Hing Lam as Director | For | For | Management | ||||
3g | Elect Holger Kluge as Director | For | For | Management |
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3h | Elect Li Tzar Kuoi, Victor as Director | For | For | Management | ||||
3i | Elect George Colin Magnus as Director | For | For | Management | ||||
3j | Elect Yuen Sui See as Director | For | Against | Management | ||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management |
PYI CORPORATION LTD.
| ||||||
Ticker: | 00498 | Security ID: | G7304P105 | |||
Meeting Date: | SEP 10, 2010 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
2a1 | Relect Lau Ko Yuen, Tom as Director | For | Did Not Vote | Management | ||||
2a2 | Reelect Kwok Shiu Keung, Ernest as Director | For | Did Not Vote | Management | ||||
2a3 | Reelect Leung Po Wing, Bowen Joseph as Director | For | Did Not Vote | Management | ||||
2b | Authorize Board to Fix the Remuneration of Directors | For | Did Not Vote | Management | ||||
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | For | Did Not Vote | Management | ||||
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Did Not Vote | Management | ||||
4b | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
4c | Authorize Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
4d | Approve Refreshment of Mandate Limit Under PYI Share Option Scheme | For | Did Not Vote | Management | ||||
4e | Approve Refreshment of Mandate Limit Under PYE Share Option Scheme | For | Did Not Vote | Management |
PYI CORPORATION LTD.
| ||||||
Ticker: | 00498 | Security ID: | G7304P105 | |||
Meeting Date: | MAR 14, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Disposal by Glory Well Limited of 50.1 Percent Equity Interest in Jiangsu Yangkou Port Development and Investment Co., Ltd. and Related Transactions | For | For | Management |
Page 107
RECKITT BENCKISER GROUP PLC
Ticker: | RB | Security ID: | G74079107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | Abstain | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Re-elect Adrian Bellamy as Director | For | For | Management | ||||
5 | Re-elect Peter Harf as Director | For | Abstain | Management | ||||
6 | Re-elect Bart Becht as Director | For | For | Management | ||||
7 | Re-elect Graham Mackay as Director | For | For | Management | ||||
8 | Elect Liz Doherty as Director | For | For | Management | ||||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
10 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
11 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
12 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
13 | Authorise Market Purchase | For | For | Management | ||||
14 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
15 | Amend 2007 Senior Executives’ Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | For | For | Management |
SANOFI AVENTIS
Ticker: | SAN | Security ID: | F5548N101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | For | For | Management | ||||
6 | Ratify Appointment of Carole Piwnica as Director | For | For | Management | ||||
7 | Elect Suet Fern Lee as Director | For | For | Management | ||||
8 | Reelect Thierry Desmarest as Director | For | For | Management | ||||
9 | Reelect Igor Landau as Director | For | For | Management | ||||
10 | Reelect Gerard Van Kemmel as Director | For | For | Management |
Page 108
11 | Reelect Serge Weinberg as Director | For | For | Management | ||||
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | For | For | Management | ||||
13 | Appoint Yves Nicolas as Alternate Auditor | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | For | For | Management | ||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
20 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | For | Against | Management | ||||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
23 | Amend Article 11 of Bylaws Re: Board Size | For | For | Management | ||||
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | For | For | Management | ||||
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | For | For | Management | ||||
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | For | For | Management | ||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SCHLUMBERGER LIMITED
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Philippe Camus | For | For | Management | ||||
1.2 | Elect Director Peter L.S. Currie | For | Against | Management | ||||
1.3 | Elect Director Andrew Gould | For | For | Management | ||||
1.4 | Elect Director Tony Isaac | For | For | Management | ||||
1.5 | Elect Director K. Vaman Kamath | For | For | Management | ||||
1.6 | Elect Director Nikolay Kudryavtsev | For | For | Management | ||||
1.7 | Elect Director Adrian Lajous | For | For | Management | ||||
1.8 | Elect Director Michael E. Marks | For | For | Management | ||||
1.9 | Elect Director Elizabeth Moler | For | For | Management | ||||
1.10 | Elect Director Leo Rafael Reif | For | For | Management | ||||
1.11 | Elect Director Tore I. Sandvold | For | For | Management |
Page 109
1.12 | Elect Director Henri Seydoux | For | For | Management | ||||
1.13 | Elect Director Paal Kibsgaard | For | For | Management | ||||
1.14 | Elect Director Lubna S. Olayan | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Adopt Plurality Voting for Contested Election of Directors | For | For | Management | ||||
6 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Against | Management |
SIEMENS AG
Ticker: | SIE | Security ID: | 826197501 | |||
Meeting Date: | JAN 25, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | None | None | Management | ||||
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | None | None | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | For | For | Management | ||||
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | For | For | Management | ||||
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | For | For | Management | ||||
6 | Approve Remuneration System for Management Board Members | For | For | Management | ||||
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | For | For | Management | ||||
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | Management | ||||
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | For | For | Management | ||||
11 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
12 | Approve Affiliation Agreements with Siemens Finance GmbH | For | For | Management | ||||
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 | For | For | Management |
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Million Pool of Capital to Guarantee Conversion Rights | ||||||||
14 | Amend Corporate Purpose | Against | Against | Shareholder |
SMC CORP.
Ticker: | 6273 | Security ID: | J75734103 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Management | ||||
2.1 | Elect Director Takada, Yoshiyuki | For | For | Management | ||||
2.2 | Elect Director Maruyama, Katsunori | For | For | Management | ||||
2.3 | Elect Director Ito, Fumitaka | For | For | Management | ||||
2.4 | Elect Director Usui, Ikuji | For | For | Management | ||||
2.5 | Elect Director Fukano, Yoshihiro | For | For | Management | ||||
2.6 | Elect Director Takada, Yoshiki | For | For | Management | ||||
2.7 | Elect Director Tomita, Katsunori | For | For | Management | ||||
2.8 | Elect Director Kosugi, Seiji | For | For | Management | ||||
2.9 | Elect Director Kitabatake, Tamon | For | For | Management | ||||
2.10 | Elect Director Mogi, Iwao | For | For | Management | ||||
2.11 | Elect Director Ohashi, Eiji | For | For | Management | ||||
2.12 | Elect Director Satake, Masahiko | For | For | Management | ||||
2.13 | Elect Director Shikakura, Koichi | For | For | Management | ||||
2.14 | Elect Director Kuwahara, Osamu | For | For | Management | ||||
2.15 | Elect Director Ogura, Koji | For | For | Management | ||||
2.16 | Elect Director Kawada, Motoichi | For | For | Management | ||||
2.17 | Elect Director German Berakoetxea | For | For | Management | ||||
2.18 | Elect Director Daniel Langmeier | For | For | Management | ||||
2.19 | Elect Director Lup Yin Chan | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Honda, Takashi | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Takahashi, Koji | For | For | Management | ||||
3.3 | Appoint Statutory Auditor Ogawa, Yoshiaki | For | For | Management | ||||
4 | Appoint External Audit Firm | For | For | Management | ||||
5 | Approve Retirement Bonus Payment for Directors | For | For | Management |
SOGEFI S.P.A.
Ticker: | SO | Security ID: | T86807103 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Company Bylaws | For | Did Not Vote | Management | ||||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | Did Not Vote | Management | ||||
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Did Not Vote | Management | ||||
3 | Approve Stock Grant Plan 2011 | For | Did Not Vote | Management | ||||
4 | Approve Regulations on General Meetings | For | Did Not Vote | Management |
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SOL MELIA SA
Ticker: | SOL | Security ID: | E89049154 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | For | For | Management | ||||
2 | Approve Allocation of Income for FY 2010 | For | For | Management | ||||
3 | Approve Discharge of Directors for FY 2010 | For | For | Management | ||||
4 | Ratify Appointment of Luis Maria Diaz de Bustamante y Terminel as Director | For | For | Management | ||||
5 | Authorize Increase in Capital up to EUR 18.48 Million Without Preemptive Rights; Void Authorization Granted at 2010 AGM | For | For | Management | ||||
6 | Authorize Issuance of Non-Convertible and Convertible Debt Securities Without Preemptive Rights; Void Authorization Granted at 2010 AGM | For | For | Management | ||||
7 | Authorize Repurchase of Shares; Void Unused Authorization Granted at 2010 AGM | For | For | Management | ||||
8 | Amend Article 1 of Bylaws Re: Company Name | For | For | Management | ||||
9 | Approve Remuneration Report | For | Against | Management | ||||
10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
SOLVAY SA
Ticker: | SOLB | Security ID: | B82095116 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports (Non-Voting) | None | None | Management | ||||
2 | Approve Remuneration Report | For | Did Not Vote | Management | ||||
3 | Approve Departure from Belgian Company Law, Article 520ter | For | Did Not Vote | Management | ||||
4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.07 per Share | For | Did Not Vote | Management | ||||
6a | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
6b | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
7a1 | Reelect C. Casimir-Lambert as Director | For | Did Not Vote | Management | ||||
7a2 | Reelect Y.T. de Silguy as Director | For | Did Not Vote | Management | ||||
7b1 | Indicate C. Casimir-Lambert as Independent Board Member | For | Did Not Vote | Management |
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7b2 | Indicate Y.T. de Silguy as Independent Board Member | For | Did Not Vote | Management | ||||
7c | Indicate E. du Monceau as Independent Board Member | For | Did Not Vote | Management | ||||
8 | Transact Other Business | None | None | Management |
SOLVAY SA
Ticker: | SOLB | Security ID: | B82095116 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Special | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Receive Special Board Report on Company Purpose | None | None | Management | ||||
1.2 | Receive Special Auditor Report on Company Purpose | None | None | Management | ||||
1.3 | Amend Article 3 Re: Company Purpose | For | Did Not Vote | Management | ||||
2.1 | Receive Board Report on Amend Article 10ter: Shareholders Rights | None | None | Management | ||||
2.2 | Authorize Board to Repurchase Up to 20 Percent of Shares in the Event of a Serious and Imminent Harm | For | Did Not Vote | Management | ||||
2.3.1 | Delete Article 10 Re: Increase of Capital | For | Did Not Vote | Management | ||||
2.3.2 | Amend Article 11 Re: Defaulting Shareholders | For | Did Not Vote | Management | ||||
2.3.3 | Delete Point 2 of Article 13bis Re: Notification of Ownership Thresholds | For | Did Not Vote | Management | ||||
2.3.4 | Amend Article 15 Re: Election of Directors | For | Did Not Vote | Management | ||||
2.3.5 | Delete Article 16 | For | Did Not Vote | Management | ||||
2.3.6 | Amend Article 20 Re: Electronic Communication Board Meetings | For | Did Not Vote | Management | ||||
2.3.7 | Amend Article 21 Re: Proxies for Board Meetings | For | Did Not Vote | Management | ||||
2.3.8 | Amend Article 33 Re: Shareholders Meeting | For | Did Not Vote | Management | ||||
2.39a | Change Time of Annual Meeting | For | Did Not Vote | Management | ||||
2.39b | Amend Article 34 Re: Ownership Requirement to Submit Agenda Items | For | Did Not Vote | Management | ||||
2.310 | Amend Article 36 Re: Announcement of Shareholder Meeting | For | Did Not Vote | Management | ||||
2.311 | Amend Article 37 Re: Record Date | For | Did Not Vote | Management | ||||
2.312 | Amend Article 38 Re: Proxy | For | Did Not Vote | Management | ||||
2313a | Amend Article 39 Re: Deliberation at Shareholder Meetings | For | Did Not Vote | Management | ||||
2313b | Amend Article 39 Re: Electronic Voting | For | Did Not Vote | Management | ||||
2.314 | Delete Article 40 | For | Did Not Vote | Management | ||||
2.316 | Amend Article 41 Re: Shares | For | Did Not Vote | Management | ||||
2.317 | Amend Article 42 Re: Meeting Procedures | For | Did Not Vote | Management | ||||
2.318 | Amend Article 43 Re: Postponement of Shareholder Meeting | For | Did Not Vote | Management | ||||
2.319 | Amend Article 45 Re: Annual Accounts | For | Did Not Vote | Management | ||||
2.320 | Amend Article 46 Re: Publication of Documents | For | Did Not Vote | Management | ||||
2.321 | Amend Article 48 Re: Dividends | For | Did Not Vote | Management | ||||
3 | Approve Condition Precedent | For | Did Not Vote | Management | ||||
4 | Authorize Coordination of Articles | For | Did Not Vote | Management |
Page 113
TAKATA CORP
Ticker: | 7312 | Security ID: | J8124G108 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Takada, Shigehisa | For | Against | Management | ||||
1.2 | Elect Director Kosugi, Noriyuki | For | For | Management | ||||
1.3 | Elect Director Kobori, Kimio | For | For | Management | ||||
1.4 | Elect Director Ueno, Yasuhiko | For | For | Management | ||||
1.5 | Elect Director Maekawa, Tetsuya | For | For | Management | ||||
1.6 | Elect Director Nishioka, Hiroshi | For | For | Management | ||||
2 | Appoint Alternate Statutory Auditor Onogi, Takashi | For | For | Management | ||||
3 | Approve Special Bonus for Family of | For | Against | Management | ||||
Deceased Director |
TELEVISION BROADCAST LTD.
Ticker: | 00511 | Security ID: | Y85830100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Declare Final Dividend | For | For | Management | ||||
3a | Elect Charles Chan Kwok Keung as Director | For | For | Management | ||||
3b | Elect Cher Wang Hsiueh Hong as Director | For | For | Management | ||||
3c | Elect Jonathan Milton Nelson as Director | For | For | Management | ||||
4a | Reelect Chow Yei Ching as Director | For | For | Management | ||||
4b | Reelect Kevin Lo Chung Ping as Director | For | Against | Management | ||||
4c | Reelect Chien Lee as Director | For | For | Management | ||||
4d | Reelect Gordon Siu Kwing Chue as Director | For | For | Management | ||||
5 | Approve Increase in Directors’ Fee | For | For | Management | ||||
6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
9 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
10 | Approve Extension of Book Close Period from 30 Days to 60 Days | For | For | Management |
TITAN CEMENT COMPANY SA
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Ticker: | TITK | Security ID: | X90766126 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | JUN 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Income Allocation | For | Did Not Vote | Management | ||||
2 | Approve Allocation of Reserves to Shareholders | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Board and Auditors | For | Did Not Vote | Management | ||||
4 | Approve Director Remuneration for 2010 and Pre-approve Director Remuneration for 2011 | For | Did Not Vote | Management | ||||
5 | Elect Members of Audit Committee | For | Did Not Vote | Management | ||||
6 | Approve Auditors and Fix Their Remuneration | For | Did Not Vote | Management | ||||
7 | Amend Company Articles | For | Did Not Vote | Management | ||||
8 | Authorize Board to Participate in Companies with Similar Business Interests | For | Did Not Vote | Management |
TOTAL SA
Ticker: | FP | Security ID: | 89151E109 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | Management | ||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Reelect Patricia Barbizet as Director | For | Against | Management | ||||
7 | Reelect Paul Desmarais Jr. as Director | For | Against | Management | ||||
8 | Reelect Claude Mandil as Director | For | For | Management | ||||
9 | Elect Marie-Christine Coisne as Director | For | For | Management | ||||
10 | Elect Barbara Kux as Director | For | For | Management | ||||
11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | Against | Against | Shareholder |
UMICORE
Ticker: | UMI | Security ID: | B95505168 | |||
Meeting Date: | OCT 29, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 22, 2010 |
Page 115
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
2 | Discuss Merger Proposal Re: Item 4 | None | None | Management | ||||
3 | Approve Terms and Conditions Re: Item 4 | For | Did Not Vote | Management | ||||
4 | Approve Merger by Absorption of Umicore Oxyde Belgium NV/SA | For | Did Not Vote | Management |
UMICORE
Ticker: | UMI | Security ID: | B95505168 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Directors’ and Auditors’ Reports | None | None | Management | ||||
2 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | For | Did Not Vote | Management | ||||
3 | Receive Consolidated Financial Statements and Statutory Reports | None | None | Management | ||||
4 | Approve Discharge of Directors | For | Did Not Vote | Management | ||||
5 | Approve Discharge of Auditors | For | Did Not Vote | Management | ||||
6.1 | Reelect G. Pacquot as Director | For | Did Not Vote | Management | ||||
6.2 | Reelect U-E. Bufe as Director | For | Did Not Vote | Management | ||||
6.3 | Reelect A. de Pret as Director | For | Did Not Vote | Management | ||||
6.4 | Reelect J. Oppenheimer as Director | For | Did Not Vote | Management | ||||
6.5 | Elect I. Kolmsee as Independent Director | For | Did Not Vote | Management | ||||
6.6 | Approve Remuneration of Directors | For | Did Not Vote | Management | ||||
7.1 | Ratify PricewaterhauseCoopers as Auditors | For | Did Not Vote | Management | ||||
7.2 | Approve Auditors’ Remuneration | For | Did Not Vote | Management | ||||
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Did Not Vote | Management | ||||
2.1 | Amend Article 16 Re: Convening of Shareholders’ Meetings | For | Did Not Vote | Management | ||||
2.2 | Amend Article 17 Re: Admission of Shareholders’ Meetings | For | Did Not Vote | Management | ||||
2.3 | Amend Article 18 Re: Conduct of Shareholders’ meeting | For | Did Not Vote | Management | ||||
2.4 | Amend Article 19 Re: Votes at Shareholder Meeting | For | Did Not Vote | Management | ||||
3 | Approve Precedent Condition for Items 2.1-2.4 | For | Did Not Vote | Management |
UNILEVER NV
Ticker: | UN | Security ID: | 904784709 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Report of Management Board (Non-Voting) | None | None | Management |
Page 116
2 | Approve Financial Statements and Allocation of Income | For | Did Not Vote | Management | ||||
3 | Approve Discharge of Executive Board Members | For | Did Not Vote | Management | ||||
4 | Approve Discharge of Non-Executive Board Members | For | Did Not Vote | Management | ||||
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | For | Did Not Vote | Management | ||||
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | For | Did Not Vote | Management | ||||
7 | Reelect L.O. Fresco to Board of Directors | For | Did Not Vote | Management | ||||
8 | Reelect A.M. Fudge to Board of Directors | For | Did Not Vote | Management | ||||
9 | Reelect C.E. Golden to Board of Directors | For | Did Not Vote | Management | ||||
10 | Reelect B.E. Grote to Board of Directors | For | Did Not Vote | Management | ||||
11 | Reelect H. Nyasulu to Board of Directors | For | Did Not Vote | Management | ||||
12 | Reelect M. Rifkind to Board of Directors | For | Did Not Vote | Management | ||||
13 | Reelect K.J. Storm to Board of Directors | For | Did Not Vote | Management | ||||
14 | Reelect M. Treschow to Board of Directors | For | Did Not Vote | Management | ||||
15 | Reelect P.S. Walsh to Board of Directors | For | Did Not Vote | Management | ||||
16 | Elect S. Bharti Mittal to Board of Directors | For | Did Not Vote | Management | ||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
18 | Approve Authorization to Cancel Ordinary Shares | For | Did Not Vote | Management | ||||
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | Did Not Vote | Management | ||||
20 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
21 | Allow Questions and Close Meeting | None | None | Management |
VALE S.A.
Ticker: | VALE5 | Security ID: | 91912E105 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | Did Not Vote | Management | ||||
2 | Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 | For | Did Not Vote | Management | ||||
3 | Elect Directors | For | Did Not Vote | Management | ||||
4 | Elect Fiscal Council Members | For | Did Not Vote | Management | ||||
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Did Not Vote | Management |
Page 117
1 | Authorize Capitalization of Reserves Without Share Issuance and Amend Article 5 | For | Did Not Vote | Management |
VIVENDI | ||||||
Ticker: | VIV | Security ID: | F97982106 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | For | For | Management | ||||
5 | Reelect Jean Yves Charlier as Supervisory Board Member | For | For | Management | ||||
6 | Reelect Henri Lachmann as Supervisory Board Member | For | For | Management | ||||
7 | Reelect Pierre Rodocanachi as Supervisory Board Member | For | For | Management | ||||
8 | Appoint KPMG SA as Auditor | For | For | Management | ||||
9 | Appoint KPMG Audit IS SAS as Alternate Auditor | For | For | Management | ||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | For | For | Management | ||||
13 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | For | Management | ||||
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | For | For | Management | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | For | For | Management | ||||
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 | For | For | Management | ||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | Management | ||||
18 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | Management | ||||
20 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | Management |
Page 118
21 | Add Article 10.6 to Bylaws Re: Censors | For | For | Management | ||||
22 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
VODAFONE GROUP PLC | ||||||
Ticker: | VOD | Security ID: | 92857W209 | |||
Meeting Date: | JUL 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
5 | Re-elect Michel Combes as Director | For | For | Management | ||||
6 | Re-elect Andy Halford as Director | For | For | Management | ||||
7 | Re-elect Stephen Pusey as Director | For | For | Management | ||||
8 | Re-elect Alan Jebson as Director | For | For | Management | ||||
9 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
10 | Re-elect Nick Land as Director | For | For | Management | ||||
11 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||
12 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||
13 | Re-elect Anthony Watson as Director | For | For | Management | ||||
14 | Re-elect Philip Yea as Director | For | For | Management | ||||
15 | Approve Final Dividend | For | For | Management | ||||
16 | Approve Remuneration Report | For | For | Management | ||||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Market Purchase | For | For | Management | ||||
22 | Adopt New Articles of Association | For | For | Management | ||||
23 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management | ||||
24 | Approve Share Incentive Plan | For | For | Management |
WACKER NEUSON SE | ||||||
Ticker: | WAC | Security ID: | D9553L101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.17 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management |
Page 119
5 | Approve Spin-Off of Operational Business Areas and Adoption of Holding Company Structure | For | For | Management | ||||
6 | Amend Corporate Purpose | For | For | Management | ||||
7 | Amend Articles Re: Convocation of General Meeting | For | For | Management | ||||
8 | Amend Articles Re: Voting at General Meeting by Post or via Electronic Means | For | For | Management | ||||
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Management | ||||
10 | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | For | Against | Management | ||||
11 | Ratify Rolfs RP AG as Auditors for Fiscal 2010 | For | For | Management |
======================= THE TOCQUEVILLE OPPORTUNITY FUND =======================
1-800-FLOWERS.COM INC. | ||||||
Ticker: | FLWS | Security ID: | 68243Q106 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John J. Conefry | For | Withhold | Management | ||||
1.2 | Elect Director Leonard J. Elmore | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
ACME PACKET, INC. | ||||||
Ticker: | APKT | Security ID: | 004764106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary J. Bowen | For | Withhold | Management | ||||
1.2 | Elect Director Robert C. Hower | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
ADVANCE AUTO PARTS, INC. | ||||||
Ticker: | AAP | Security ID: | 00751Y106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
Page 120
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Bergstrom | For | For | Management | ||||
1.2 | Elect Director John C. Brouillard | For | For | Management | ||||
1.3 | Elect Director Fiona P. Dias | For | For | Management | ||||
1.4 | Elect Director Frances X. Frei | For | For | Management | ||||
1.5 | Elect Director Darren R. Jackson | For | For | Management | ||||
1.6 | Elect Director William S. Oglesby | For | For | Management | ||||
1.7 | Elect Director J. Paul Raines | For | For | Management | ||||
1.8 | Elect Director Gilbert T. Ray | For | For | Management | ||||
1.9 | Elect Director Carlos A. Saladrigas | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
ALBEMARLE CORPORATION | ||||||
Ticker: | ALB | Security ID: | 012653101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Alfred Broaddus, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director William H. Hernandez | For | For | Management | ||||
1.3 | Elect Director R. William Ide III | For | For | Management | ||||
1.4 | Elect Director Richard L. Morrill | For | For | Management | ||||
1.5 | Elect Director Jim W. Nokes | For | For | Management | ||||
1.6 | Elect Director Barry W. Perry | For | Withhold | Management | ||||
1.7 | Elect Director Mark C. Rohr | For | For | Management | ||||
1.8 | Elect Director John Sherman, Jr. | For | For | Management | ||||
1.9 | Elect Director Harriett Tee Taggart | For | For | Management | ||||
1.10 | Elect Director Anne Marie Whittemore | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ALEXION PHARMACEUTICALS, INC. | ||||||
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard Bell | For | For | Management | ||||
1.2 | Elect Director Max Link | For | For | Management | ||||
1.3 | Elect Director William R. Keller | For | For | Management | ||||
1.4 | Elect Director Joseph A. Madri | For | For | Management | ||||
1.5 | Elect Director Larry L. Mathis | For | For | Management | ||||
1.6 | Elect Director R. Douglas Norby | For | Withhold | Management | ||||
1.7 | Elect Director Alvin S. Parven | For | For | Management | ||||
1.8 | Elect Director Andreas Rummelt | For | For | Management | ||||
1.9 | Elect Director Ann M. Veneman | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ALKERMES, INC.
Ticker: | ALKS | Security ID: | 01642T108 | |||
Meeting Date: | OCT 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Anstice | For | For | Management | ||||
1.2 | Elect Director Floyd E. Bloom | For | Withhold | Management | ||||
1.3 | Elect Director Robert A. Breyer | For | Withhold | Management | ||||
1.4 | Elect Director Geraldine Henwood | For | Withhold | Management | ||||
1.5 | Elect Director Paul J. Mitchell | For | Withhold | Management | ||||
1.6 | Elect Director Richard F. Pops | For | Withhold | Management | ||||
1.7 | Elect Director Alexander Rich | For | Withhold | Management | ||||
1.8 | Elect Director Mark B. Skaletsky | For | For | Management | ||||
1.9 | Elect Director Michael A. Wall | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: | MDRX | Security ID: | 01988P108 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis Chookaszian | For | Withhold | Management | ||||
1.2 | Elect Director Eugene V. Fife | For | Withhold | Management | ||||
1.3 | Elect Director Marcel L. “Gus” Gamache | For | Withhold | Management | ||||
1.4 | Elect Director Philip D. Green | For | Withhold | Management | ||||
1.5 | Elect Director Edward A. Kangas | For | For | Management | ||||
1.6 | Elect Director John King | For | Withhold | Management | ||||
1.7 | Elect Director Michael J. Kluger | For | Withhold | Management | ||||
1.8 | Elect Director Philip M. Pead | For | Withhold | Management | ||||
1.9 | Elect Director Glen E. Tullman | For | Withhold | Management | ||||
1.10 | Elect Director Stephen Wilson | For | Withhold | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | ||||||
Ticker: | MDRX | Security ID: | 01988P108 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis Chookaszian | For | For | Management | ||||
1.2 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.3 | Elect Director Marcel L. “Gus” Gamache | For | Withhold | Management | ||||
1.4 | Elect Director Philip D. Green | For | For | Management | ||||
1.5 | Elect Director Edward A. Kangas | For | For | Management |
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1.6 | Elect Director Michael J. Kluger | For | For | Management | ||||
1.7 | Elect Director Philip M. Pead | For | For | Management | ||||
1.8 | Elect Director Glen E. Tullman | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
Ticker: | MDRX | Security ID: | 01988P108 | |||
Meeting Date: | AUG 13, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
ARKANSAS BEST CORPORATION
Ticker: | ABFS | Security ID: | 040790107 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Alden | For | Withhold | Management | ||||
1.2 | Elect Director Frank Edelstein | For | Withhold | Management | ||||
1.3 | Elect Director William M. Legg | For | Withhold | Management | ||||
1.4 | Elect Director Judy R. McReynolds | For | Withhold | Management |
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1.5 | Elect Director Robert A. Young III | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AUXILIUM PHARMACEUTICALS, INC.
Ticker: | AUXL | Security ID: | 05334D107 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rolf A. Classon | For | For | Management | ||||
1.2 | Elect Director Al Altomari | For | Withhold | Management | ||||
1.3 | Elect Director Armando Anido | For | For | Management | ||||
1.4 | Elect Director Peter C. Brandt | For | Withhold | Management | ||||
1.5 | Elect Director Oliver S. Fetzer | For | For | Management | ||||
1.6 | Elect Director Paul A. Friedman | For | For | Management | ||||
1.7 | Elect Director Renato Fuchs | For | For | Management | ||||
1.8 | Elect Director Nancy S. Lurker | For | Withhold | Management | ||||
1.9 | Elect Director William T. McKee | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BIOMARIN PHARMACEUTICAL INC.
Ticker: | BMRN | Security ID: | 09061G101 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.2 | Elect Director Michael Grey | For | For | Management | ||||
1.3 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.4 | Elect Director Pierre Lapalme | For | For | Management | ||||
1.5 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.6 | Elect Director Richard A. Meier | For | For | Management | ||||
1.7 | Elect Director Alan J. Lewis | For | For | Management | ||||
1.8 | Elect Director William D. Young | For | Withhold | Management | ||||
1.9 | Elect Director Kenneth M. Bate | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
BORGWARNER INC.
Ticker: | BWA | Security ID: | 099724106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robin J. Adams | For | For | Management | ||||
2 | Elect Director David T. Brown | For | For | Management | ||||
3 | Elect Director Jan Carlson | For | Against | Management | ||||
4 | Elect Director Dennis C. Cuneo | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | Withhold | Management | ||||
1.2 | Elect Director David T. Brigham | For | Withhold | Management | ||||
1.3 | Elect Director Harold D. Carter | For | Withhold | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | Withhold | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | Withhold | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | Against | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | For | Management |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
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CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | Against | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sigmund L. Cornelius | For | For | Management | ||||
1.2 | Elect Director James B. Jennings | For | For | Management | ||||
1.3 | Elect Director Gary A. Kolstad | For | For | Management | ||||
1.4 | Elect Director H. E. Lentz, Jr. | For | For | Management | ||||
1.5 | Elect Director Randy L. Limbacher | For | For | Management | ||||
1.6 | Elect Director William C. Morris | For | For | Management | ||||
1.7 | Elect Director Robert S. Rubin | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CARMAX, INC.
Ticker: | KMX | Security ID: | 143130102 | |||
Meeting Date: | JUN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Folliard | For | For | Management | ||||
1.2 | Elect Director Rakesh Gangwal | For | Withhold | Management | ||||
1.3 | Elect Director Shira Goodman | For | For | Management | ||||
1.4 | Elect Director W. Robert Grafton | For | For | Management | ||||
1.5 | Elect Director Edgar H. Grubb | For | For | Management | ||||
1.6 | Elect Director Mitchell D. Steenrod | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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CAVIUM NETWORKS, INC.
Ticker: | CAVM | Security ID: | 14965A101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Pantuso | For | For | Management | ||||
1.2 | Elect Director C.N. Reddy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CERADYNE, INC.
Ticker: | CRDN | Security ID: | 156710105 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joel P. Moskowitz | For | For | Management | ||||
1.2 | Elect Director Richard A. Alliegro | For | For | Management | ||||
1.3 | Elect Director Frank Edelstein | For | For | Management | ||||
1.4 | Elect Director Richard A. Kertson | For | Withhold | Management | ||||
1.5 | Elect Director William C. LaCourse | For | For | Management | ||||
1.6 | Elect Director Milton L. Lohr | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
CHIPOTLE MEXICAN GRILL, INC.
Ticker: | CMG | Security ID: | 169656105 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John S. Charlesworth | For | For | Management | ||||
1.2 | Elect Director Montgomery F. Moran | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
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CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jose B. Alvarez | For | Withhold | Management | ||||
1.2 | Elect Director James R. Craigie | For | For | Management | ||||
1.3 | Elect Director Rosina B. Dixon | For | For | Management | ||||
1.4 | Elect Director Robert D. LeBlanc | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
CITRIX SYSTEMS, INC.
Ticker: | CTXS | Security ID: | 177376100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Murray J. Demo | For | Against | Management | ||||
2 | Elect Director Asiff S. Hirji | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CLEAN HARBORS, INC.
Ticker: | CLH | Security ID: | 184496107 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Eugene Banucci | For | For | Management | ||||
1.2 | Elect Director Edward G. Galante | For | For | Management | ||||
1.3 | Elect Director John F. Kaslow | For | For | Management | ||||
1.4 | Elect Director Thomas J. Shields | For | Withhold | Management | ||||
2 | Increase Authorized Common Stock and Reduce Authorized Preferred Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
COMPLETE PRODUCTION SERVICES, INC.
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Ticker: | CPX | Security ID: | 20453E109 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert S. Boswell | For | Withhold | Management | ||||
1.2 | Elect Director Michael McShane | For | For | Management | ||||
1.3 | Elect Director Marcus A. Watts | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CONCUR TECHNOLOGIES, INC.
Ticker: | CNQR | Security ID: | 206708109 | |||
Meeting Date: | MAR 15, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey T. McCabe | For | Withhold | Management | ||||
1.2 | Elect Director Edward P. Gilligan | For | Withhold | Management | ||||
1.3 | Elect Director Rajeev Singh | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CONTINENTAL RESOURCES, INC.
Ticker: | CLR | Security ID: | 212015101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. R. Sanders, Jr. | For | For | Management | ||||
1.2 | Elect Director Robert J. Grant | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CORE LABORATORIES NV
Ticker: | CEI | Security ID: | N22717107 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David M. Demshur | For | Did Not Vote | Management | ||||
1.2 | Elect Director Rene R. Joyce | For | Did Not Vote | Management | ||||
1.3 | Elect Director Michael C. Kearney | For | Did Not Vote | Management | ||||
1.4 | Elect Director Jan Willem Sodderland | For | Did Not Vote | Management | ||||
2 | Approve Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
3 | Approve Cancellation of Repurchased Shares | For | Did Not Vote | Management | ||||
4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | For | Did Not Vote | Management | ||||
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | For | Did Not Vote | Management | ||||
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | For | Did Not Vote | Management | ||||
7 | Ratify PricewaterhouseCoopers as Auditors | For | Did Not Vote | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management |
COVANCE INC.
Ticker: | CVD | Security ID: | 222816100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary E. Costley | For | For | Management | ||||
1.2 | Elect Director Sandra L. Helton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Report on Animal Welfare Act Violations | Against | Against | Shareholder |
CROWN HOLDINGS, INC.
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jenne K. Britell | For | Withhold | Management | ||||
1.2 | Elect Director John W. Conway | For | For | Management | ||||
1.3 | Elect Director Arnold W. Donald | For | For | Management | ||||
1.4 | Elect Director William G. Little | For | For | Management | ||||
1.5 | Elect Director Hans J. Loliger | For | For | Management | ||||
1.6 | Elect Director James H. Miller | For | For | Management | ||||
1.7 | Elect Director Josef M. Muller | For | For | Management | ||||
1.8 | Elect Director Thomas A. Ralph | For | For | Management | ||||
1.9 | Elect Director Hugues du Rouret | For | For | Management | ||||
1.10 | Elect Director Jim L. Turner | For | For | Management | ||||
1.11 | Elect Director William S. Urkiel | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management |
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4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DECKERS OUTDOOR CORPORATION
Ticker: | DECK | Security ID: | 243537107 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Angel R. Martinez | For | For | Management | ||||
1.2 | Elect Director Rex A. Licklider | For | For | Management | ||||
1.3 | Elect Director John M. Gibbons | For | Withhold | Management | ||||
1.4 | Elect Director John G. Perenchio | For | For | Management | ||||
1.5 | Elect Director Maureen Conners | For | For | Management | ||||
1.6 | Elect Director Ruth M. Owades | For | For | Management | ||||
1.7 | Elect Director Karyn O. Barsa | For | For | Management | ||||
1.8 | Elect Director Michael F. Devine, III | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DENDREON CORPORATION
Ticker: | DNDN | Security ID: | 24823Q107 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard B. Brewer | For | For | Management | ||||
1.2 | Elect Director Mitchell H. Gold | For | For | Management | ||||
1.3 | Elect Director Pedro Granadillo | For | Withhold | Management | ||||
1.4 | Elect Director David C. Stump | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DICK’S SPORTING GOODS, INC.
Ticker: | DKS | Security ID: | 253393102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Stack | For | For | Management | ||||
1.2 | Elect Director Lawrence J. Schorr | For | For | Management | ||||
1.3 | Elect Director Jacqualyn A. Fouse | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
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4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DOLBY LABORATORIES, INC.
Ticker: | DLB | Security ID: | 25659T107 | |||
Meeting Date: | FEB 02, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin Yeaman | For | Withhold | Management | ||||
1.2 | Elect Director Peter Gotcher | For | Withhold | Management | ||||
1.3 | Elect Director David Dolby | For | Withhold | Management | ||||
1.4 | Elect Director Nicholas Donatiello, Jr | For | For | Management | ||||
1.5 | Elect Director Ted W. Hall | For | Withhold | Management | ||||
1.6 | Elect Director Bill Jasper | For | Withhold | Management | ||||
1.7 | Elect Director Sanford Robertson | For | Withhold | Management | ||||
1.8 | Elect Director Roger Siboni | For | Withhold | Management | ||||
1.9 | Elect Director Avadis Tevanian, Jr. | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
DREAMWORKS ANIMATION SKG, INC.
Ticker: | DWA | Security ID: | 26153C103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey Katzenberg | For | Withhold | Management | ||||
1.2 | Elect Director Roger A. Enrico | For | Withhold | Management | ||||
1.3 | Elect Director Lewis Coleman | For | Withhold | Management | ||||
1.4 | Elect Director Harry Brittenham | For | Withhold | Management | ||||
1.5 | Elect Director Thomas Freston | For | Withhold | Management | ||||
1.6 | Elect Director Judson C. Green | For | For | Management | ||||
1.7 | Elect Director Mellody Hobson | For | Withhold | Management | ||||
1.8 | Elect Director Michael Montgomery | For | For | Management | ||||
1.9 | Elect Director Nathan Myhrvold | For | For | Management | ||||
1.10 | Elect Director Richard Sherman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DRIL-QUIP, INC.
Ticker: | DRQ | Security ID: | 262037104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Mike Walker | For | Withhold | Management | ||||
1.2 | Elect Director John V. Lovoi | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EQUINIX, INC.
Ticker: | EQIX | Security ID: | 29444U502 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven T. Clontz | For | For | Management | ||||
1.2 | Elect Director Gary F. Hromadko | For | For | Management | ||||
1.3 | Elect Director Scott G. Kriens | For | For | Management | ||||
1.4 | Elect Director William K. Luby | For | For | Management | ||||
1.5 | Elect Director Irving F. Lyons, III | For | For | Management | ||||
1.6 | Elect Director Christopher B. Paisley | For | Withhold | Management | ||||
1.7 | Elect Director Stephen M. Smith | For | For | Management | ||||
1.8 | Elect Director Peter F. Van Camp | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | For | Against | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | Against | Management | ||||
7 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | For | Against | Management |
F5 NETWORKS, INC.
Ticker: | FFIV | Security ID: | 315616102 | |||
Meeting Date: | MAR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Chapple | For | Against | Management | ||||
2 | Elect Director A. Gary Ames | For | For | Management | ||||
3 | Elect Director Scott Thompson | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
FAIR ISAAC CORPORATION
Ticker: | FICO | Security ID: | 303250104 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual |
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Record Date: | DEC 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. George Battle | For | For | Management | ||||
1.2 | Elect Director Nicholas F. Graziano | For | For | Management | ||||
1.3 | Elect Director Mark N. Greene | For | For | Management | ||||
1.4 | Elect Director Alex W. Hart | For | For | Management | ||||
1.5 | Elect Director James D. Kirsner | For | Withhold | Management | ||||
1.6 | Elect Director William J. Lansing | For | For | Management | ||||
1.7 | Elect Director Rahul N. Merchant | For | Withhold | Management | ||||
1.8 | Elect Director Margaret L. Taylor | For | For | Management | ||||
1.9 | Elect Director Duane E. White | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
FLIR SYSTEMS, INC.
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William W. Crouch | For | For | Management | ||||
1.2 | Elect Director Angus L. Macdonald | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
FOSSIL, INC.
Ticker: | FOSL | Security ID: | 349882100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elaine Agather | For | For | Management | ||||
1.2 | Elect Director Jeffrey N. Boyer | For | For | Management | ||||
1.3 | Elect Director Kosta N. Kartsotis | For | For | Management | ||||
1.4 | Elect Director Elysia Holt Ragusa | For | For | Management | ||||
1.5 | Elect Director Jal S. Shroff | For | For | Management | ||||
1.6 | Elect Director James E. Skinner | For | Withhold | Management | ||||
1.7 | Elect Director Michael Steinberg | For | For | Management | ||||
1.8 | Elect Director Donald J. Stone | For | For | Management | ||||
1.9 | Elect Director James M. Zimmerman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
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GAYLORD ENTERTAINMENT COMPANY
Ticker: | GET | Security ID: | 367905106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glenn J. Angiolillo | For | For | Management | ||||
1.2 | Elect Director Michael J. Bender | For | Withhold | Management | ||||
1.3 | Elect Director E. K. Gaylord II | For | For | Management | ||||
1.4 | Elect Director Ralph Horn | For | For | Management | ||||
1.5 | Elect Director David W. Johnson | For | For | Management | ||||
1.6 | Elect Director Ellen Levine | For | For | Management | ||||
1.7 | Elect Director Terrell T. Philen, Jr. | For | Withhold | Management | ||||
1.8 | Elect Director Robert S. Prather, Jr. | For | For | Management | ||||
1.9 | Elect Director Colin V. Reed | For | For | Management | ||||
1.10 | Elect Director Michael D. Rose | For | For | Management | ||||
1.11 | Elect Director Michael I. Roth | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GENTEX CORPORATION
Ticker: | GNTX | Security ID: | 371901109 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arlyn Lanting | For | For | Management | ||||
1.2 | Elect Director Mark Newton | For | For | Management | ||||
1.3 | Elect Director Richard Schaum | For | Withhold | Management | ||||
2 | Prepare Sustainability Report | Against | For | Shareholder | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | None | For | Shareholder | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management |
GLOBAL PAYMENTS, INC.
Ticker: | GPN | Security ID: | 37940X102 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edwin H. Burba, Jr. | For | For | Management | ||||
1.2 | Elect Director Raymond L. Killian | For | For | Management | ||||
1.3 | Elect Director Ruth Ann Marshall | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management |
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GREATBATCH, INC.
Ticker: | GB | Security ID: | 39153L106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pamela G. Bailey | For | For | Management | ||||
1.2 | Elect Director Michael Dinkins | For | For | Management | ||||
1.3 | Elect Director Thomas J. Hook | For | For | Management | ||||
1.4 | Elect Director Kevin C. Melia | For | Withhold | Management | ||||
1.5 | Elect Director Joseph A. Miller, Jr. | For | Withhold | Management | ||||
1.6 | Elect Director Bill R. Sanford | For | For | Management | ||||
1.7 | Elect Director Peter H. Soderberg | For | For | Management | ||||
1.8 | Elect Director William B. Summers, Jr. | For | For | Management | ||||
1.9 | Elect Director Helena S. Wisniewski | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: | GMCR | Security ID: | 393122106 | |||
Meeting Date: | MAR 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Blanford | For | For | Management | ||||
1.2 | Elect Director Michael J. Mardy | For | For | Management | ||||
1.3 | Elect Director David E. Moran | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: | HLX | Security ID: | 42330P107 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy K. Quinn | For | Withhold | Management | ||||
1.2 | Elect Director William L. Transier | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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HERBALIFE LTD.
| ||||||
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael O. Johnson | For | For | Management | ||||
1.2 | Elect Director John Tartol | For | For | Management | ||||
1.3 | Elect Director Carole Black | For | For | Management | ||||
1.4 | Elect Director Michael J. Levitt | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve 2:1 Stock Split | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management |
HERTZ GLOBAL HOLDINGS, INC.
| ||||||
Ticker: | HTZ | Security ID: | 42805T105 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Durham | For | Withhold | Management | ||||
1.2 | Elect Director Mark P. Frissora | For | For | Management | ||||
1.3 | Elect Director David H. Wasserman | For | Withhold | Management | ||||
1.4 | Elect Director Henry C. Wolf | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
HUNTINGTON BANCSHARES INCORPORATED
| ||||||
Ticker: | HBAN | Security ID: | 446150104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Don M. Casto III | For | For | Management | ||||
1.2 | Elect Director Ann B. Crane | For | For | Management | ||||
1.3 | Elect Director Steven G. Elliott | For | Withhold | Management | ||||
1.4 | Elect Director Michael J. Endres | For | For | Management | ||||
1.5 | Elect Director John B. Gerlach, Jr. | For | For | Management | ||||
1.6 | Elect Director D. James Hilliker | For | For | Management | ||||
1.7 | Elect Director David P. Lauer | For | For | Management | ||||
1.8 | Elect Director Jonathan A. Levy | For | For | Management | ||||
1.9 | Elect Director Gerard P. Mastroianni | For | For | Management | ||||
1.10 | Elect Director Richard W. Neu | For | For | Management | ||||
1.11 | Elect Director David L. Porteous | For | For | Management | ||||
1.12 | Elect Director Kathleen H. Ransier | For | For | Management | ||||
1.13 | Elect Director William R. Robertson | For | For | Management |
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1.14 | Elect Director Stephen D. Steinour | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Approve Deferred Compensation Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
HYATT HOTELS CORPORATION
| ||||||
Ticker: | H | Security ID: | 448579102 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas J. Pritzker | For | Withhold | Management | ||||
1.2 | Elect Director James H. Wooten, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Byron D. Trott | For | Withhold | Management | ||||
1.4 | Elect Director Richard C. Tuttle | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INCYTE CORPORATION
| ||||||
Ticker: | INCY | Security ID: | 45337C102 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard U. De Schutter | For | For | Management | ||||
1.2 | Elect Director Barry M. Ariko | For | For | Management | ||||
1.3 | Elect Director Julian C. Baker | For | For | Management | ||||
1.4 | Elect Director Paul A. Brooke | For | For | Management | ||||
1.5 | Elect Director Wendy L. Dixon | For | Withhold | Management | ||||
1.6 | Elect Director Paul A. Friedman | For | For | Management | ||||
1.7 | Elect Director John F. Niblack | For | Withhold | Management | ||||
1.8 | Elect Director Roy A. Whitfield | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
INFORMATICA CORPORATION
| ||||||
Ticker: | INFA | Security ID: | 45666Q102 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mark A. Bertelsen | For | For | Management | ||||
2 | Elect Director A. Brooke Seawell | For | Against | Management | ||||
3 | Elect Director Godfrey R. Sullivan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
INTERCONTINENTAL HOTELS GROUP PLC
| ||||||
Ticker: | IHG | Security ID: | 45857P301 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4a | Elect James Abrahamson as Director | For | For | Management | ||||
4b | Elect Kirk Kinsell as Director | For | For | Management | ||||
4c | Re-elect Graham Allan as Director | For | For | Management | ||||
4d | Re-elect Andrew Cosslett as Director | For | For | Management | ||||
4e | Re-elect David Kappler as Director | For | For | Management | ||||
4f | Re-elect Ralph Kugler as Director | For | For | Management | ||||
4g | Re-elect Jennifer Laing as Director | For | For | Management | ||||
4h | Re-elect Jonathan Linen as Director | For | For | Management | ||||
4i | Re-elect Richard Solomons as Director | For | For | Management | ||||
4j | Re-elect David Webster as Director | For | For | Management | ||||
4k | Re-elect Ying Yeh as Director | For | For | Management | ||||
5 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
8 | Authorise Issue of Equity with Pre-emptive Rights | For | For | Management | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
10 | Authorise Market Purchase | For | For | Management | ||||
11 | Authorise the Company to Call EGM with Two Weeks’ Notice | For | For | Management |
KANSAS CITY SOUTHERN
| ||||||
Ticker: | KSU | Security ID: | 485170302 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Henry R. Davis | For | Withhold | Management | ||||
1.2 | Elect Director Robert J. Druten | For | Withhold | Management | ||||
1.3 | Elect Director Rodney E. Slater | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
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4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
LANDEC CORPORATION
| ||||||
Ticker: | LNDC | Security ID: | 514766104 | |||
Meeting Date: | OCT 14, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Frederick Frank | For | Withhold | Management | ||||
1.2 | Elect Director Steven Goldby | For | Withhold | Management | ||||
1.3 | Elect Director Stephen E. Halprin | For | Withhold | Management | ||||
1.4 | Elect Director Richard S. Schneider | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
LAZARD LTD
| ||||||
Ticker: | LAZ | Security ID: | G54050102 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kenneth M. Jacobs as Director | For | Withhold | Management | ||||
1.2 | Elect Philip A. Laskawy as Director | For | Withhold | Management | ||||
1.3 | Elect Michael J. Turner as Director | For | Withhold | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
LKQ CORPORATION
| ||||||
Ticker: | LKQX | Security ID: | 501889208 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A. Clinton Allen | For | For | Management | ||||
1.2 | Elect Director Victor M. Casini | For | For | Management | ||||
1.3 | Elect Director Robert M. Devlin | For | Withhold | Management | ||||
1.4 | Elect Director Donald F. Flynn | For | For | Management | ||||
1.5 | Elect Director Kevin F. Flynn | For | For | Management | ||||
1.6 | Elect Director Ronald G. Foster | For | For | Management | ||||
1.7 | Elect Director Joseph M. Holsten | For | For | Management | ||||
1.8 | Elect Director Paul M. Meister | For | Withhold | Management | ||||
1.9 | Elect Director John F. O’Brien | For | For | Management | ||||
1.10 | Elect Director William M. Webster, IV | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management |
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3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LOGMEIN, INC.
| ||||||
Ticker: | LOGM | Security ID: | 54142L109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven J. Benson | For | For | Management | ||||
1.2 | Elect Director Michael J. Christenson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
| ||||||
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management | ||||
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MAGELLAN HEALTH SERVICES, INC.
| ||||||
Ticker: | MGLN | Security ID: | 559079207 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. McBride | For | Withhold | Management | ||||
1.2 | Elect Director Robert M. Le Blanc | For | For | Management | ||||
1.3 | Elect Director William D. Forrest | For | For | Management | ||||
1.4 | Elect Director Barry M. Smith | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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4 | Approve Omnibus Stock Plan | For | Against | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
6 | Ratify Auditors | For | Against | Management |
MARVELL TECHNOLOGY GROUP LTD
| ||||||
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kuo Wei (Herbert) Chang | For | Against | Management | ||||
2 | Elect Director Juergen Gromer | For | Against | Management | ||||
3 | Elect Director Arturo Krueger | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Approve Reduction of Share Premium Account | For | For | Management | ||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Management |
MATERION CORPORATION
| ||||||
Ticker: | MTRN | Security ID: | 576690101 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph P. Keithley | For | Withhold | Management | ||||
1.2 | Elect Director N. Mohan Reddy | For | For | Management | ||||
1.3 | Elect Director Craig S. Shular | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MERCADOLIBRE, INC.
| ||||||
Ticker: | MELI | Security ID: | 58733R102 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anton J. Levy | For | Withhold | Management | ||||
1.2 | Elect Director Michael Spence | For | Withhold | Management |
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1.3 | Elect Director Mario Eduardo Vazquez | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
MGM RESORTS INTERNATIONAL
| ||||||
Ticker: | MGM | Security ID: | 552953101 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert H. Baldwin | For | For | Management | ||||
1.2 | Elect Director William A. Bible | For | Withhold | Management | ||||
1.3 | Elect Director Burton M. Cohen | For | For | Management | ||||
1.4 | Elect Director Willie D. Davis | For | Withhold | Management | ||||
1.5 | Elect Director Alexis M. Herman | For | For | Management | ||||
1.6 | Elect Director Roland Hernandez | For | Withhold | Management | ||||
1.7 | Elect Director Anthony Mandekic | For | Withhold | Management | ||||
1.8 | Elect Director Rose McKinney-James | For | Withhold | Management | ||||
1.9 | Elect Director James J. Murren | For | For | Management | ||||
1.10 | Elect Director Daniel J. Taylor | For | Withhold | Management | ||||
1.11 | Elect Director Melvin B. Wolzinger | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Prepare Sustainability Report | Against | For | Shareholder |
MINERALS TECHNOLOGIES INC.
| ||||||
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paula H. J. Cholmondeley | For | Withhold | Management | ||||
1.2 | Elect Director Duane R. Dunham | For | For | Management | ||||
1.3 | Elect Director Steven J. Golub | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MOTOROLA MOBILITY HOLDINGS, INC.
| ||||||
Ticker: | MMI | Security ID: | 620097105 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Sanjay K. Jha | For | For | Management | ||||
2 | Elect Director Jon E. Barfield | For | For | Management | ||||
3 | Elect Director William R. Hambrecht | For | For | Management | ||||
4 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
5 | Elect Director Keith A. Meister | For | For | Management | ||||
6 | Elect Director Thomas J. Meredith | For | For | Management | ||||
7 | Elect Director Daniel A. Ninivaggi | For | For | Management | ||||
8 | Elect Director James R. Stengel | For | For | Management | ||||
9 | Elect Director Anthony J. Vinciquerra | For | For | Management | ||||
10 | Elect Director Andrew J. Viterbi | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
MSCI INC.
| ||||||
Ticker: | MSCI | Security ID: | 55354G100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Benjamin F. duPont | For | For | Management | ||||
2 | Elect Director Henry A. Fernandez | For | For | Management | ||||
3 | Elect Director Alice W. Handy | For | For | Management | ||||
4 | Elect Director Catherine R. Kinney | For | For | Management | ||||
5 | Elect Director Linda H. Riefler | For | For | Management | ||||
6 | Elect Director George W. Siguler | For | For | Management | ||||
7 | Elect Director Scott M. Sipprelle | For | For | Management | ||||
8 | Elect Director Patrick Tierney | For | For | Management | ||||
9 | Elect Director Rodolphe M. Vallee | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Ratify Auditors | For | For | Management |
MYRIAD GENETICS, INC.
| ||||||
Ticker: | MYGN | Security ID: | 62855J104 | |||
Meeting Date: | DEC 03, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Heiner Dreismann | For | Withhold | Management | ||||
1.2 | Elect Director Peter D. Meldrum | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
NETFLIX, INC.
| ||||||
Ticker: | NFLX | Security ID: | 64110L106 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Reed Hastings | For | For | Management | ||||
1.2 | Elect Director Jay C. Hoag | For | For | Management | ||||
1.3 | Elect Director A. George (Skip) Battle | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
NETGEAR, INC.
| ||||||
Ticker: | NTGR | Security ID: | 64111Q104 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick C.S. Lo | For | For | Management | ||||
1.2 | Elect Director Jocelyn E. Carter-Miller | For | For | Management | ||||
1.3 | Elect Director Ralph E. Faison | For | For | Management | ||||
1.4 | Elect Director A. Timothy Godwin | For | Withhold | Management | ||||
1.5 | Elect Director Jef Graham | For | For | Management | ||||
1.6 | Elect Director Linwood A. Lacy, Jr. | For | For | Management | ||||
1.7 | Elect Director Gregory J. Rossmann | For | For | Management | ||||
1.8 | Elect Director Julie A. Shimer | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
NETLOGIC MICROSYSTEMS, INC.
| ||||||
Ticker: | NETL | Security ID: | 64118B100 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald Jankov | For | Withhold | Management | ||||
1.2 | Elect Director Norman Godinho | For | Withhold | Management | ||||
1.3 | Elect Director Marvin Burkett | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
NETSPEND HOLDINGS, INC.
| ||||||
Ticker: | NTSP | Security ID: | 64118V106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual |
Page 145
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew W. Adams | For | For | Management | ||||
1.2 | Elect Director Daniel R. Henry | For | Withhold | Management | ||||
1.3 | Elect Director Stephen A. Vogel | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
NOBLE CORPORATION
| ||||||
Ticker: | N0L | Security ID: | H5833N103 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Lawrence J. Chazen | For | Did Not Vote | Management | ||||
1.2 | Elect Director Jon A. Marshall | For | Did Not Vote | Management | ||||
1.3 | Elect Director Mary P. Ricciardello | For | Did Not Vote | Management | ||||
2 | Accept Financial Statements and Statutory Reports | For | Did Not Vote | Management | ||||
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | For | Did Not Vote | Management | ||||
4 | Approve CHF 38.4 Million Reduction in Share Capital | For | Did Not Vote | Management | ||||
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | For | Did Not Vote | Management | ||||
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | For | Did Not Vote | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | For | Did Not Vote | Management | ||||
8 | Approve Discharge of Board and Senior Management | For | Did Not Vote | Management | ||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Did Not Vote | Management | ||||
10 | Advisory Vote on Say on Pay Frequency | Three Years | Did Not Vote | Management |
OCEANEERING INTERNATIONAL, INC.
| ||||||
Ticker: | OII | Security ID: | 675232102 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Jay Collins | For | Withhold | Management | ||||
1.2 | Elect Director D. Michael Hughes | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive | For | For | Management |
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3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
OPENWAVE SYSTEMS, INC.
| ||||||
Ticker: | OPWV | Security ID: | 683718308 | |||
Meeting Date: | DEC 01, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick S. Jones | For | For | Management | ||||
1.2 | Elect Director Charles E. Levine | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
PANERA BREAD COMPANY
| ||||||
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Shaich | For | Withhold | Management | ||||
1.2 | Elect Director Fred K. Foulkes | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
PARAMETRIC TECHNOLOGY CORPORATION
| ||||||
Ticker: | PMTC | Security ID: | 699173209 | |||
Meeting Date: | MAR 09, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. Richard Harrison | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
PETSMART, INC.
| ||||||
Ticker: | PETM | Security ID: | 716768106 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
Page 147
1 | Elect Director Angel Cabrera | For | For | Management | ||||
2 | Elect Director Philip L. Francis | For | For | Management | ||||
3 | Elect Director Rakesh Gangwal | For | For | Management | ||||
4 | Elect Director Gregory P. Josefowicz | For | For | Management | ||||
5 | Elect Director Richard K. Lochridge | For | Against | Management | ||||
6 | Elect Director Robert F. Moran | For | For | Management | ||||
7 | Elect Director Barbara A. Munder | For | For | Management | ||||
8 | Elect Director Thomas G. Stemberg | For | For | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Approve Omnibus Stock Plan | For | Against | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
| ||||||
Ticker: | PPDI | Security ID: | 717124101 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stuart Bondurant | For | For | Management | ||||
1.2 | Elect Director Vaughn D. Bryson | For | Withhold | Management | ||||
1.3 | Elect Director Fredric N. Eshelman | For | For | Management | ||||
1.4 | Elect Director Frederick Frank | For | Withhold | Management | ||||
1.5 | Elect Director Robert A. Ingram | For | Withhold | Management | ||||
1.6 | Elect Director Terry Magnuson | For | Withhold | Management | ||||
1.7 | Elect Director Ernest Mario | For | For | Management | ||||
1.8 | Elect Director Ralph Snyderman | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Other Business | For | Against | Management |
PINNACLE FINANCIAL PARTNERS, INC.
| ||||||
Ticker: | PNFP | Security ID: | 72346Q104 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Cope | For | Withhold | Management | ||||
1.2 | Elect Director Robert A. McCabe, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director William H. Huddleston, IV | For | For | Management | ||||
1.4 | Elect Director Wayne J. Riley | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PIONEER NATURAL RESOURCES COMPANY
Page 148
Ticker: | PXD | Security ID: | 723787107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edison C. Buchanan | For | Withhold | Management | ||||
1.2 | Elect Director R. Hartwell Gardner | For | Withhold | Management | ||||
1.3 | Elect Director Jim A. Watson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
PLAINS EXPLORATION & PRODUCTION COMPANY
| ||||||
Ticker: | PXP | Security ID: | 726505100 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director James C. Flores | For | For | Management | ||||
2 | Elect Director Isaac Arnold, Jr. | For | For | Management | ||||
3 | Elect Director Alan R. Buckwalter, III | For | For | Management | ||||
4 | Elect Director Jerry L. Dees | For | For | Management | ||||
5 | Elect Director Tom H. Delimitros | For | Against | Management | ||||
6 | Elect Director Thomas A. Fry, III | For | For | Management | ||||
7 | Elect Director Charles G. Groat | For | For | Management | ||||
8 | Elect Director John H. Lollar | For | For | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
PORTFOLIO RECOVERY ASSOCIATES, INC.
| ||||||
Ticker: | PRAA | Security ID: | 73640Q105 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James M. Voss | For | Withhold | Management | ||||
1.2 | Elect Director Scott M. Tabakin | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
PRICELINE.COM INCORPORATED
Page 149
Ticker: | PCLN | Security ID: | 741503403 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffery H. Boyd | For | For | Management | ||||
1.2 | Elect Director Ralph M. Bahna | For | For | Management | ||||
1.3 | Elect Director Howard W. Barker, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Jan L. Docter | For | For | Management | ||||
1.5 | Elect Director Jeffrey E. Epstein | For | For | Management | ||||
1.6 | Elect Director James M. Guyette | For | For | Management | ||||
1.7 | Elect Director Nancy B. Peretsman | For | For | Management | ||||
1.8 | Elect Director Craig W. Rydin | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
RIGHTNOW TECHNOLOGIES, INC.
| ||||||
Ticker: | RNOW | Security ID: | 76657R106 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Lansing | For | For | Management | ||||
1.2 | Elect Director Allen E. Snyder | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
RIVERBED TECHNOLOGY, INC.
| ||||||
Ticker: | RVBD | Security ID: | 768573107 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael R. Kourey | For | Against | Management | ||||
2 | Elect Director Mark S. Lewis | For | Against | Management | ||||
3 | Elect Director Steven McCanne | For | For | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ROVI CORPORATION
| ||||||
Ticker: | ROVI | Security ID: | 779376102 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
Page 150
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alfred J. Amoroso | For | For | Management | ||||
1.2 | Elect Director Alan L. Earhart | For | Withhold | Management | ||||
1.3 | Elect Director Andrew K. Ludwick | For | For | Management | ||||
1.4 | Elect Director James E. Meyer | For | Withhold | Management | ||||
1.5 | Elect Director James P. O?Shaughnessy | For | Withhold | Management | ||||
1.6 | Elect Director Ruthann Quindlen | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ROWAN COMPANIES, INC.
| ||||||
Ticker: | RDC | Security ID: | 779382100 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director R. G. Croyle | For | For | Management | ||||
2 | Elect Director Lord Moynihan | For | For | Management | ||||
3 | Elect Director W. Matt Ralls | For | For | Management | ||||
4 | Elect Director John J. Quicke | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ROYAL CARIBBEAN CRUISES LTD.
| ||||||
Ticker: | RCL | Security ID: | V7780T103 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Laura D.B. Laviada as Director | For | For | Management | ||||
2 | Elect Eyal M. Ofer as Director | For | For | Management | ||||
3 | Elect William K. Relly as Director | For | For | Management | ||||
4 | Elect A. Alexander Wihelmsen as Director | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Against | Management | ||||
8 | Advisory Vote to Ratify Directors’ Compensation | Against | Against | Shareholder |
SALESFORCE.COM, INC.
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Ticker: | CRM | Security ID: | 79466L302 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marc Benioff | For | For | Management | ||||
2 | Elect Director Craig Conway | For | For | Management | ||||
3 | Elect Director Alan Hassenfeld | For | Against | Management | ||||
4 | Ratify Auditors | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | Against | For | Shareholder |
SHORETEL, INC.
| ||||||
Ticker: | SHOR | Security ID: | 825211105 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark F. Bregman | For | For | Management | ||||
1.2 | Elect Director Edward F. Thompson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management |
SILICON IMAGE, INC.
| ||||||
Ticker: | SIMG | Security ID: | 82705T102 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William Raduchel | For | For | Management | ||||
1.2 | Elect Director Camillo Martino | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
SIRONA DENTAL SYSTEMS, INC
| ||||||
Ticker: | SIRO | Security ID: | 82966C103 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William K. Hood | For | For | Management | ||||
1.2 | Elect Director Thomas Jetter | For | Withhold | Management | ||||
1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | For | Withhold | Management | ||||
1.4 | Elect Director Jeffrey T. Slovin | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
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3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SKYWORKS SOLUTIONS, INC.
| ||||||
Ticker: | SWKS | Security ID: | 83088M102 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Director David J. McLachlan | For | For | Management | ||||
2.2 | Elect Director David J. Aldrich | For | For | Management | ||||
2.3 | Elect Director Kevin L. Beebe | For | For | Management | ||||
2.4 | Elect Director Moiz M. Beguwala | For | For | Management | ||||
2.5 | Elect Director Timothy R. Furey | For | For | Management | ||||
2.6 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||||
2.7 | Elect Director Thomas C. Leonard | For | For | Management | ||||
2.8 | Elect Director David P. McGlade | For | For | Management | ||||
2.9 | Elect Director Robert A. Schriesheim | For | Withhold | Management | ||||
3.1 | Elect Director David J. Aldrich | For | For | Management | ||||
3.2 | Elect Director Moiz M. Beguwala | For | For | Management | ||||
3.3 | Elect Director David P. McGlade | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
9 | Ratify Auditors | For | Against | Management |
SM ENERGY CO.
| ||||||
Ticker: | SM | Security ID: | 78454L100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara M. Baumann | For | For | Management | ||||
2 | Elect Director Anthony J. Best | For | For | Management | ||||
3 | Elect Director Larry W. Bickle | For | For | Management | ||||
4 | Elect Director Stephen R. Brand | For | Against | Management | ||||
5 | Elect Director William J. Gardiner | For | Against | Management | ||||
6 | Elect Director Julio M. Quintana | For | For | Management | ||||
7 | Elect Director John M. Seidl | For | For | Management | ||||
8 | Elect Director William D. Sullivan | For | For | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
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SODASTREAM INTERNATIONAL LTD.
| ||||||
Ticker: | SODA | Security ID: | M9068E105 | |||
Meeting Date: | FEB 07, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Eytan Glazer as External Director | For | For | Management | ||||
2 | Elect Lauri Hanover as External Director | For | For | Management |
SOTHEBY’S
| ||||||
Ticker: | BID | Security ID: | 835898107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John M. Angelo | For | For | Management | ||||
2 | Elect Director Michael Blakenham | For | For | Management | ||||
3 | Elect Director The Duke Of Devonshire | For | For | Management | ||||
4 | Elect Director Daniel Meyer | For | Against | Management | ||||
5 | Elect Director James Murdoch | For | For | Management | ||||
6 | Elect Director Allen Questrom | For | For | Management | ||||
7 | Elect Director William F. Ruprecht | For | For | Management | ||||
8 | Elect Director Marsha Simms | For | Against | Management | ||||
9 | Elect Director Michael I. Sovern | For | For | Management | ||||
10 | Elect Director Donald M. Stewart | For | For | Management | ||||
11 | Elect Director Robert S. Taubman | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director Dennis M. Weibling | For | Against | Management | ||||
14 | Ratify Auditors | For | Against | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SUCCESSFACTORS, INC.
| ||||||
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
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TELETECH HOLDINGS, INC.
| ||||||
Ticker: | TTEC | Security ID: | 879939106 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth D. Tuchman | For | For | Management | ||||
1.2 | Elect Director James E. Barlett | For | For | Management | ||||
1.3 | Elect Director William Linnenbringer | For | Withhold | Management | ||||
1.4 | Elect Director Ruth C. Lipper | For | Withhold | Management | ||||
1.5 | Elect Director Shrikant Mehta | For | For | Management | ||||
1.6 | Elect Director Anjan Mukherjee | For | Withhold | Management | ||||
1.7 | Elect Director Robert M. Tarola | For | For | Management | ||||
1.8 | Elect Director Shirley Young | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TEMPUR-PEDIC INTERNATIONAL INC.
| ||||||
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Evelyn S. Dilsaver | For | For | Management | ||||
2 | Elect Director Frank Doyle | For | Against | Management | ||||
3 | Elect Director John A. Heil | For | For | Management | ||||
4 | Elect Director Peter K. Hoffman | For | For | Management | ||||
5 | Elect Director Paul Judge | For | For | Management | ||||
6 | Elect Director Nancy F. Koehn | For | For | Management | ||||
7 | Elect Director Christopher A. Masto | For | For | Management | ||||
8 | Elect Director P. Andrews Mclane | For | For | Management | ||||
9 | Elect Director Mark Sarvary | For | Against | Management | ||||
10 | Elect Director Robert B. Trussell, Jr. | For | For | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TETRA TECHNOLOGIES, INC.
| ||||||
Ticker: | TTI | Security ID: | 88162F105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stuart M. Brightman | For | Withhold | Management | ||||
1.2 | Elect Director Paul D. Coombs | For | Withhold | Management | ||||
1.3 | Elect Director Ralph S. Cunningham | For | Withhold | Management | ||||
1.4 | Elect Director Tom H. Delimitros | For | Withhold | Management | ||||
1.5 | Elect Director Geoffrey M. Hertel | For | Withhold | Management | ||||
1.6 | Elect Director Allen T. McInnes | For | Withhold | Management | ||||
1.7 | Elect Director Kenneth P. Mitchell | For | Withhold | Management |
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1.8 | Elect Director William D. Sullivan | For | Withhold | Management | ||||
1.9 | Elect Director Kenneth E. White, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TEXAS ROADHOUSE, INC.
| ||||||
Ticker: | TXRH | Security ID: | 882681109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Ramsey | For | For | Management | ||||
1.2 | Elect Director James R. Zarley | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE BOSTON BEER COMPANY, INC.
| ||||||
Ticker: | SAM | Security ID: | 100557107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Burwick | For | Withhold | Management | ||||
1.2 | Director Pearson C. Cummin, III | For | Withhold | Management | ||||
1.3 | Director Jean-michel Valette | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE HAIN CELESTIAL GROUP, INC.
| ||||||
Ticker: | HAIN | Security ID: | 405217100 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irwin D. Simon | For | For | Management | ||||
1.2 | Elect Director Barry J. Alperin | For | For | Management | ||||
1.3 | Elect Director Richard C. Berke | For | For | Management | ||||
1.4 | Elect Director Jack Futterman | For | For | Management | ||||
1.5 | Elect Director Marina Hahn | For | For | Management | ||||
1.6 | Elect Director Brett Icahn | For | Withhold | Management | ||||
1.7 | Elect Director Roger Meltzer | For | For | Management | ||||
1.8 | Elect Director David Schechter | For | Withhold | Management | ||||
1.9 | Elect Director Lewis D. Schiliro | For | For | Management |
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1.10 | Elect Director Lawrence S. Zilavy | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Provide Right to Call Special Meeting | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
THORATEC CORPORATION
| ||||||
Ticker: | THOR | Security ID: | 885175307 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Neil F. Dimick | For | For | Management | ||||
1.2 | Elect Director Gerhard F. Burbach | For | For | Management | ||||
1.3 | Elect Director J. Daniel Cole | For | For | Management | ||||
1.4 | Elect Director Steven H. Collis | For | For | Management | ||||
1.5 | Elect Director Elisha W. Finney | For | For | Management | ||||
1.6 | Elect Director D. Keith Grossman | For | For | Management | ||||
1.7 | Elect Director Paul A. Laviolette | For | For | Management | ||||
1.8 | Elect Director Daniel M. Mulvena | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TIBCO SOFTWARE INC.
| ||||||
Ticker: | TIBX | Security ID: | 88632Q103 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Vivek Y. Ranadive | For | For | Management | ||||
1.2 | Elect Director Nanci E.Caldwell | For | For | Management | ||||
1.3 | Elect Director Eric C.W. Dunn | For | Withhold | Management | ||||
1.4 | Elect Director Narendra K. Gupta | For | For | Management | ||||
1.5 | Elect Director Peter J. Job | For | For | Management | ||||
1.6 | Elect Director Philip K. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
TOTAL SYSTEM SERVICES, INC.
| ||||||
Ticker: | TSS | Security ID: | 891906109 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kriss Cloninger III | For | Against | Management |
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2 | Elect Director Sidney E. Harris | For | For | Management | ||||
3 | Elect Director Mason H. Lampton | For | Against | Management | ||||
4 | Elect Director H. Lynn Page | For | Against | Management | ||||
5 | Elect Director Philip W. Tomlinson | For | Against | Management | ||||
6 | Elect Director John T. Turner | For | For | Management | ||||
7 | Elect Director Richard W. Ussery | For | Against | Management | ||||
8 | Elect Director M. Troy Woods | For | Against | Management | ||||
9 | Elect Director James D. Yancey | For | Against | Management | ||||
10 | Elect Director Rebecca K. Yarbrough | For | Against | Management | ||||
11 | Ratify Auditors | For | Against | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TRACTOR SUPPLY COMPANY
Ticker: | TSCO | Security ID: | 892356106 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James F. Wright | For | For | Management | ||||
1.2 | Elect Director Johnston C. Adams | For | For | Management | ||||
1.3 | Elect Director William Bass | For | For | Management | ||||
1.4 | Elect Director Peter D. Bewley | For | Withhold | Management | ||||
1.5 | Elect Director Jack C. Bingleman | For | For | Management | ||||
1.6 | Elect Director Richard W. Frost | For | For | Management | ||||
1.7 | Elect Director Cynthia T. Jamison | For | For | Management | ||||
1.8 | Elect Director George MacKenzie | For | Withhold | Management | ||||
1.9 | Elect Director Edna K. Morris | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
TRW AUTOMOTIVE HOLDINGS CORP.
Ticker: | TRW | Security ID: | 87264S106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Francois J. Castaing | For | Withhold | Management | ||||
1.2 | Elect Director Michael R. Gambrell | For | Withhold | Management | ||||
1.3 | Elect Director Paul H. O’neill | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
TUPPERWARE BRANDS CORPORATION
Ticker: | TUP | Security ID: | 899896104 |
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Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Catherine A. Bertini | For | For | Management | ||||
2 | Elect Director Rita Bornstein | For | For | Management | ||||
3 | Elect Director Kriss Cloninger, III | For | Against | Management | ||||
4 | Elect Director E. V. Goings | For | For | Management | ||||
5 | Elect Director Clifford J. Grum | For | For | Management | ||||
6 | Elect Director Joe R. Lee | For | For | Management | ||||
7 | Elect Director Bob Marbut | For | For | Management | ||||
8 | Elect Director Angel R. Martinez | For | For | Management | ||||
9 | Elect Director Antonio Monteiro de Castro | For | For | Management | ||||
10 | Elect Director Robert J. Murray | For | For | Management | ||||
11 | Elect Director David R. Parker | For | For | Management | ||||
12 | Elect Director Joyce M. Roche | For | For | Management | ||||
13 | Elect Director J. Patrick Spainhour | For | For | Management | ||||
14 | Elect Director M. Anne Szostak | For | For | Management | ||||
15 | Ratify Auditors | For | Against | Management | ||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: | ULTA | Security ID: | 90384S303 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis K. Eck | For | For | Management | ||||
1.2 | Elect Director Charles J. Philippin | For | Withhold | Management | ||||
1.3 | Elect Director Kenneth T. Stevens | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | Against | Management |
ULTRATECH INC.
Ticker: | UTEK | Security ID: | 904034105 | |||
Meeting Date: | JUL 20, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 21, | 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arthur W. Zafiropoulo | For | For | Management | ||||
1.2 | Elect Director Joel F. Gemunder | For | Withhold | Management | ||||
1.3 | Elect Director Nicholas Konidaris | For | For | Management | ||||
1.4 | Elect Director Rick Timmins | For | Withhold | Management | ||||
1.5 | Elect Director Ben Tsai | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management |
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UMPQUA HOLDINGS CORPORATION
Ticker: | UMPQ | Security ID: | 904214103 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond P. Davis | For | For | Management | ||||
1.2 | Elect Director Peggy Y. Fowler | For | Withhold | Management | ||||
1.3 | Elect Director Allyn C. Ford | For | For | Management | ||||
1.4 | Elect Director Stephen M. Gambee | For | For | Management | ||||
1.5 | Elect Director Jose R. Hermocillo | For | For | Management | ||||
1.6 | Elect Director William A. Lansing | For | Withhold | Management | ||||
1.7 | Elect Director Luis F. Machuca | For | For | Management | ||||
1.8 | Elect Director Diane D. Miller | For | Withhold | Management | ||||
1.9 | Elect Director Hilliard C. Terry, III | For | For | Management | ||||
1.10 | Elect Director Bryan L. Timm | For | Withhold | Management | ||||
1.11 | Elect Director Frank R.J. Whittaker | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITED THERAPEUTICS CORPORATION
Ticker: | UTHR | Security ID: | 91307C102 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raymond Dwek | For | Withhold | Management | ||||
1.2 | Elect Director Roger Jeffs | For | Withhold | Management | ||||
1.3 | Elect Director Christopher Patusky | For | Withhold | Management | ||||
1.4 | Elect Director Tommy Thompson | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
URBAN OUTFITTERS, INC.
Ticker: | URBN | Security ID: | 917047102 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward N. Antoian | For | Withhold | Management | ||||
1.2 | Elect Director Joel S. Lawson III | For | Withhold | Management | ||||
1.3 | Elect Director Glen T. Senk | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Adopt Policy and Report on Board Diversity | Against | For | Shareholder |
Page 160
VANCEINFO TECHNOLOGIES INC.
| ||||||
Ticker: | VIT | Security ID: | 921564100 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Daniel Mingdong Wu as Director | For | Against | Management | ||||
2 | Re-elect Samuelson S.M. Young as Director | For | Against | Management | ||||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | For | For | Management | ||||
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | For | For | Management | ||||
5 | Accept Financial Statements and Statutory Reports (Voting) | For | For | Management | ||||
6 | Authorize Board to Ratify and Execute Approved Resolutions | For | Against | Management |
VEECO INSTRUMENTS INC.
| ||||||
Ticker: | VECO | Security ID: | 922417100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas Gutierrez | For | For | Management | ||||
1.2 | Elect Director Gordon Hunter | For | For | Management | ||||
1.3 | Elect Director Peter J. Simone | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
VERIFONE SYSTEMS, INC.
| ||||||
Ticker: | PAY | Security ID: | 92342Y109 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert W. Alspaugh | For | Withhold | Management | ||||
1.2 | Elect Director Douglas G. Bergeron | For | For | Management | ||||
1.3 | Elect Director Leslie G. Denend | For | Withhold | Management | ||||
1.4 | Elect Director Alex W. Hart | For | For | Management | ||||
1.5 | Elect Director Robert B. Henske | For | Withhold | Management | ||||
1.6 | Elect Director Richard A. McGinn | For | Withhold | Management | ||||
1.7 | Elect Director Eitan Raff | For | Withhold | Management | ||||
1.8 | Elect Director Charles R. Rinehart | For | For | Management | ||||
1.9 | Elect Director Jeffrey E. Stiefler | For | Withhold | Management |
Page 161
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
VMWARE, INC.
| ||||||
Ticker: | VMW | Security ID: | 928563402 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Renee J. James | For | Against | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
VOCUS, INC.
| ||||||
Ticker: | VOCS | Security ID: | 92858J108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kevin Burns | For | For | Management | ||||
1.2 | Elect Director Ronald Kaiser | For | Withhold | Management | ||||
1.3 | Elect Director Richard Rudman | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
WALTER ENERGY, INC.
| ||||||
Ticker: | WLT | Security ID: | 93317Q105 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard L. Clark, Jr. | For | For | Management | ||||
1.2 | Elect Director Jerry W. Kolb | For | Withhold | Management | ||||
1.3 | Elect Director Patrick A. Kriegshauser | For | For | Management | ||||
1.4 | Elect Director Joseph B. Leonard | For | For | Management | ||||
1.5 | Elect Director Bernard G. Rethore | For | For | Management | ||||
1.6 | Elect Director Michael T. Tokarz | For | For | Management | ||||
1.7 | Elect Director A.J. Wagner | For | For | Management | ||||
1.8 | Elect Director David R. Beatty | For | Withhold | Management | ||||
1.9 | Elect Director Keith Calder | For | Withhold | Management | ||||
1.10 | Elect Director Graham Mascall | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 162
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
WD-40 COMPANY
| ||||||
Ticker: | WDFC | Security ID: | 929236107 | |||
Meeting Date: | DEC 14, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.C. Adams, Jr. | For | For | Management | ||||
1.2 | Elect Director G.H. Bateman | For | Withhold | Management | ||||
1.3 | Elect Director P.d. Bewley | For | For | Management | ||||
1.4 | Elect Director R.A. Collato | For | For | Management | ||||
1.5 | Elect Director M.L. Crivello | For | For | Management | ||||
1.6 | Elect Director L.A. Lang | For | For | Management | ||||
1.7 | Elect Director G.O. Ridge | For | For | Management | ||||
1.8 | Elect Director N.E. Schmale | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management |
WRIGHT MEDICAL GROUP, INC.
| ||||||
Ticker: | WMGI | Security ID: | 98235T107 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary D. Blackford | For | For | Management | ||||
1.2 | Elect Director Martin J. Emerson | For | For | Management | ||||
1.3 | Elect Director Lawrence W. Hamilton | For | For | Management | ||||
1.4 | Elect Director Ronald K. Labrum | For | Withhold | Management | ||||
1.5 | Elect Director John L. Miclot | For | For | Management | ||||
1.6 | Elect Director Amy S. Paul | For | For | Management | ||||
1.7 | Elect Director Robert J. Quillinan | For | Withhold | Management | ||||
1.8 | Elect Director David D. Stevens | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
WYNDHAM WORLDWIDE CORPORATION
| ||||||
Ticker: | WYN | Security ID: | 98310W108 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Buckman | For | Withhold | Management | ||||
1.2 | Elect Director George Herrera | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
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4 | Ratify Auditors | For | Against | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
========================= THE TOCQUEVILLE SELECT FUND ==========================
ACUITY BRANDS, INC.
| ||||||
Ticker: | AYI | Security ID: | 00508Y102 | |||
Meeting Date: | JAN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gordon D. Harnett | For | For | Management | ||||
1.2 | Elect Director Robert F. McCullough | For | For | Management | ||||
1.3 | Elect Director Neil Williams | For | For | Management | ||||
1.4 | Elect Director Norman H. Wesley | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management |
ALBANY INTERNATIONAL CORP.
| ||||||
Ticker: | AIN | Security ID: | 012348108 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John F. Cassidy, Jr. | For | Against | Management | ||||
2 | Elect Director Paula H.J. Cholmondeley | For | For | Management | ||||
3 | Elect Director Edgar G. Hotard | For | Against | Management | ||||
4 | Elect Director Erland E. Kailbourne | For | Against | Management | ||||
5 | Elect Director Joseph G. Morone | For | Against | Management | ||||
6 | Elect Director Juhani Pakkala | For | Against | Management | ||||
7 | Elect Director Christine L. Standish | For | Against | Management | ||||
8 | Elect Director John C. Standish | For | Against | Management | ||||
9 | Ratify Auditors | For | Against | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
12 | Approve Omnibus Stock Plan | For | Against | Management |
ASHLAND INC.
| ||||||
Ticker: | ASH | Security ID: | 044209104 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kathleen Ligocki | For | For | Management | ||||
1.2 | Elect Director James J. O’Brien | For | For | Management | ||||
1.3 | Elect Director Barry W. Perry | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
Page 164
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
BARNES GROUP INC.
| ||||||
Ticker: | B | Security ID: | 067806109 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William S. Bristow, Jr. | For | Withhold | Management | ||||
1.2 | Elect Director Hassell H. McClellan | For | Withhold | Management | ||||
1.3 | Elect Director Gregory F. Milzcik | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Declassify the Board of Directors | Against | For | Management | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
CARLISLE COMPANIES INCORPORATED
| ||||||
Ticker: | CSL | Security ID: | 142339100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert G. Bohn | For | For | Management | ||||
2 | Elect Director Terry D. Growcock | For | For | Management | ||||
3 | Elect Director Gregg A. Ostrander | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Ratify Auditors | For | Against | Management |
CHECKPOINT SYSTEMS, INC.
| ||||||
Ticker: | CKP | Security ID: | 162825103 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harald Einsmann, Ph.D. | For | For | Management | ||||
1.2 | Elect Director Jack W. Partridge | For | For | Management | ||||
1.3 | Elect Director Robert P. van der Merwe | For | For | Management | ||||
1.4 | Elect Director Julie S. England | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 165
COLLECTIVE BRANDS, INC.
| ||||||
Ticker: | PSS | Security ID: | 19421W100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Moran | For | For | Management | ||||
1.2 | Elect Director Matthew A. Ouimet | For | For | Management | ||||
1.3 | Elect Director Matthew E. Rubel | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
CYTEC INDUSTRIES INC.
| ||||||
Ticker: | CYT | Security ID: | 232820100 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
2 | Elect Director Jerry R. Satrum | For | For | Management | ||||
3 | Elect Director Raymond P. Sharpe | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | Against | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ETHAN ALLEN INTERIORS INC.
| ||||||
Ticker: | ETH | Security ID: | 297602104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Clinton A. Clark | For | Against | Management | ||||
2 | Elect Director Kristin Gamble | For | For | Management | ||||
3 | Elect Director Don M. Wilson | For | Against | Management | ||||
4 | Elect Director James W. Schmotter | For | For | Management | ||||
5 | Ratify Auditors | For | Against | Management |
FLEXTRONICS INTERNATIONAL LTD.
| ||||||
Ticker: | FLEX | Security ID: | Y2573F102 | |||
Meeting Date: | JUL 23, 2010 | Meeting Type: | Annual/Special | |||
Record Date: | JUN 10, 2010 |
Page 166
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect H. Raymond Bingham as a Director | For | For | Management | ||||
2 | Reelect Willy C. Shih as a Director | For | For | Management | ||||
3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Issuance of Shares without Preemptive Rights | For | For | Management | ||||
5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | For | For | Management | ||||
6 | Authorize Share Repurchase Program | For | For | Management |
FOOT LOCKER, INC.
| ||||||
Ticker: | FL | Security ID: | 344849104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nicholas DiPaolo | For | For | Management | ||||
1.2 | Elect Director Matthew M. McKenna | For | For | Management | ||||
1.3 | Elect Director Allen Questrom | For | Withhold | Management | ||||
1.4 | Elect Director Cheryl Nido Turpin | For | For | Management | ||||
1.5 | Elect Director Guillermo Marmol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
INGERSOLL-RAND PLC
| ||||||
Ticker: | IR | Security ID: | G47791101 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ann C. Berzin | For | For | Management | ||||
2 | Elect Director John Bruton | For | For | Management | ||||
3 | Elect Director Jared L. Cohon | For | For | Management | ||||
4 | Elect Director Gary D. Forsee | For | For | Management | ||||
5 | Elect Director Peter C. Godsoe | For | For | Management | ||||
6 | Elect Director Edward E. Hagenlocker | For | For | Management | ||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||
8 | Elect Director Michael W. Lamach | For | For | Management | ||||
9 | Elect Director Theodore E. Martin | For | For | Management | ||||
10 | Elect Director Richard J. Swift | For | Against | Management | ||||
11 | Elect Director Tony L. White | For | For | Management | ||||
12 | Approve Executive Incentive Scheme | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Authorize Market Purchase | For | For | Management | ||||
16 | Ratify Auditors | For | Against | Management |
Page 167
J2 GLOBAL COMMUNICATIONS, INC.
| ||||||
Ticker: | JCOM | Security ID: | 46626E205 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elector Director Douglas Y. Bech | For | Withhold | Management | ||||
1.2 | Elect Director Robert J. Cresci | For | Withhold | Management | ||||
1.3 | Elect Director W. Brian Kretzmer | For | Withhold | Management | ||||
1.4 | Elect Director Richard S. Ressler | For | Withhold | Management | ||||
1.5 | Elect Director John F. Rieley | For | Withhold | Management | ||||
1.6 | Elect Director Stephen Ross | For | For | Management | ||||
1.7 | Elect Director Michael P. Schulhof | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Other Business | For | Against | Management |
KENNAMETAL, INC.
| ||||||
Ticker: | KMT | Security ID: | 489170100 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carlos M. Cardoso | For | For | Management | ||||
1.2 | Elect Director Larry D. Yost | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
MAIDENFORM BRANDS, INC.
| ||||||
Ticker: | MFB | Security ID: | 560305104 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Norman Axelrod | For | For | Management | ||||
1.2 | Elect Director Bernd Beetz | For | For | Management | ||||
1.3 | Elect Director Harold F. Compton | For | For | Management | ||||
1.4 | Elect Director Barbara Eisenberg | For | For | Management | ||||
1.5 | Elect Director Maurice S. Reznik | For | For | Management | ||||
1.6 | Elect Director Karen Rose | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | Against | Management |
Page 168
MINERALS TECHNOLOGIES INC.
| ||||||
Ticker: | MTX | Security ID: | 603158106 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paula H. J. Cholmondeley For | Withhold | Management | |||||
1.2 | Elect Director Duane R. Dunham | For | For | Management | ||||
1.3 | Elect Director Steven J. Golub | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
MONOTYPE IMAGING HOLDINGS INC.
| ||||||
Ticker: | TYPE | Security ID: | 61022P100 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Lentz | For | For | Management | ||||
1.2 | Elect Director Douglas J. Shaw | For | For | Management | ||||
1.3 | Elect Director Peter J. Simone | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Ratify Auditors | For | Against | Management |
OWENS-ILLINOIS, INC.
| ||||||
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter S. Hellman | For | Withhold | Management | ||||
1.2 | Elect Director Anastasia D. Kelly | For | For | Management | ||||
1.3 | Elect Director John J. Mcmackin, Jr. | For | For | Management | ||||
1.4 | Elect Director Hugh H. Roberts | For | For | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
RUBY TUESDAY, INC.
| ||||||
Ticker: | RT | Security ID: | 781182100 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
Page 169
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Samuel E. Beall, III | For | For | Management | ||||
2 | Elect Director Bernard Lanigan, Jr. | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
SONOCO PRODUCTS COMPANY
| ||||||
Ticker: | SON | Security ID: | 835495102 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.L. Coker | For | For | Management | ||||
1.2 | Elect Director J.M. Micali | For | For | Management | ||||
1.3 | Elect Director L.W. Newton | For | For | Management | ||||
1.4 | Elect Director M.D. Oken | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
STANLEY BLACK & DECKER, INC.
| ||||||
Ticker: | SWK | Security ID: | 854502101 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George W. Buckley | For | Withhold | Management | ||||
1.2 | Elect Director Carlos M. Cardoso | For | Withhold | Management | ||||
1.3 | Elect Director Robert B. Coutts | For | Withhold | Management | ||||
1.4 | Elect Director Manuel A. Fernandez | For | Withhold | Management | ||||
1.5 | Elect Director Marianne M. Parrs | For | Withhold | Management | ||||
2 | Ratify Auditors | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SUMMER INFANT, INC.
| ||||||
Ticker: | SUMR | Security ID: | 865646103 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Derial Sanders | For | Withhold | Management | ||||
1.2 | Elect Director Robert Stebenne | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 170
TIER TECHNOLOGIES, INC.
| ||||||
Ticker: | TIER | Security ID: | 88650Q100 | |||
Meeting Date: | APR 07, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles W. Berger | For | Withhold | Management | ||||
1.2 | Elect Director Morgan P. Guenther | For | Withhold | Management | ||||
1.3 | Elect Director James C. Hale | For | Withhold | Management | ||||
1.4 | Elect Director Alex P. Hart | For | Withhold | Management | ||||
1.5 | Elect Director Philip G. Heasley | For | For | Management | ||||
1.6 | Elect Director David A. Poe | For | Withhold | Management | ||||
1.7 | Elect Director Zachary F. Sadek | For | For | Management | ||||
1.8 | Elect Director Katherine A. Schipper | For | Withhold | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
TRIMAS CORPORATION
| ||||||
Ticker: | TRS | Security ID: | 896215209 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard M. Gabrys | For | Withhold | Management | ||||
1.2 | Elect Director Eugene A. Miller | For | Withhold | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
UNIVERSAL ELECTRONICS, INC.
| ||||||
Ticker: | UEIC | Security ID: | 913483103 | |||
Meeting Date: | JUN 09, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul D. Arling | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
WESCO INTERNATIONAL, INC.
| ||||||
Ticker: | WCC | Security ID: | 95082P105 |
Page 171
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George L. Miles Jr. | For | For | Management | ||||
1.2 | Elect Director John K. Morgan | For | Withhold | Management | ||||
1.3 | Elect Director James L. Singleton | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | Against | Management |
================================= END NPX REPORT =================================
Page 172
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Tocqueville Trust
By: | /s/ Robert Kleinschmidt | |
Robert Kleinschmidt | ||
President |
Date: August 19, 2011