United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04864
Prudential Investment Portfolios 7
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end:August 31
Date of reporting period: 7/1/2016 through 6/30/2017
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-04864
Registrant Name: Prudential Investment Portfolios 7
Reporting Period: 07/01/2016 - 06/30/2017
Prudential Jennison Value Fund - Sub-Adviser: Jennison
ALLERGAN PLC Meeting Date: MAY 04, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nesli Basgoz | Management | For | For |
2 | Elect Paul M. Bisaro | Management | For | For |
3 | Elect James H. Bloem | Management | For | For |
4 | Elect Christopher W. Bodine | Management | For | For |
5 | Elect Adriane M. Brown | Management | For | For |
6 | Elect Christopher J. Coughlin | Management | For | For |
7 | Elect Catherine M. Klema | Management | For | For |
8 | Elect Peter J. McDonnell | Management | For | For |
9 | Elect Patrick J. O'Sullivan | Management | For | For |
10 | Elect Brenton L. Saunders | Management | For | For |
11 | Elect Ronald R. Taylor | Management | For | For |
12 | Elect Fred G. Weiss | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
ALPHABET INC. Meeting Date: JUN 07, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
Ticker: GOOGL Security ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Diane B. Greene | Management | For | For |
1.7 | Elect John L. Hennessy | Management | For | For |
1.8 | Elect Ann Mather | Management | For | For |
1.9 | Elect Alan R. Mulally | Management | For | For |
1.10 | Elect Paul S. Otellini | Management | For | For |
1.11 | Elect K. Ram Shriram | Management | For | For |
1.12 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
10 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding False News | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION Meeting Date: MAY 31, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gustavo Lara Cantu | Management | For | For |
2 | Elect Raymond P. Dolan | Management | For | For |
3 | Elect Robert D. Hormats | Management | For | For |
4 | Elect Craig Macnab | Management | For | For |
5 | Elect JoAnn A. Reed | Management | For | For |
6 | Elect Pamela D.A. Reeve | Management | For | For |
7 | Elect David E. Sharbutt | Management | For | For |
8 | Elect James D. Taiclet, Jr. | Management | For | For |
9 | Elect Samme L. Thompson | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
ANADARKO PETROLEUM CORPORATION Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
Ticker: APC Security ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony R. Chase | Management | For | For |
2 | Elect David E. Constable | Management | For | For |
3 | Elect H. Paulett Eberhart | Management | For | For |
4 | Elect Claire S. Farley | Management | For | For |
5 | Elect Peter J. Fluor | Management | For | For |
6 | Elect Richard L. George | Management | For | For |
7 | Elect Joseph W. Gorder | Management | For | For |
8 | Elect John R. Gordon | Management | For | For |
9 | Elect Sean Gourley | Management | For | For |
10 | Elect Mark C. McKinley | Management | For | For |
11 | Elect Eric D. Mullins | Management | For | For |
12 | Elect R. A. Walker | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Robert A. Iger | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Susan L. Wagner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Shareholder Proposal Regarding Charitable Donations | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Executive Compensation Reform | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION Meeting Date: APR 26, 2017 Record Date: MAR 02, 2017 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell, III | Management | For | For |
12 | Elect Michael D. White | Management | For | For |
13 | Elect Thomas D. Woods | Management | For | For |
14 | Elect R. David Yost | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
BB&T CORPORATION Meeting Date: APR 25, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: BBT Security ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer S. Banner | Management | For | For |
2 | Elect K. David Boyer, Jr. | Management | For | For |
3 | Elect Anna R. Cablik | Management | For | For |
4 | Elect James A. Faulkner | Management | For | For |
5 | Elect I. Patricia Henry | Management | For | For |
6 | Elect Eric C. Kendrick | Management | For | For |
7 | Elect Kelly S. King | Management | For | For |
8 | Elect Louis B. Lynn | Management | For | For |
9 | Elect Charles A. Patton | Management | For | For |
10 | Elect Nido R. Qubein | Management | For | For |
11 | Elect William J. Reuter | Management | For | For |
12 | Elect Tollie W. Rich, Jr. | Management | For | For |
13 | Elect Christine Sears | Management | For | For |
14 | Elect Thomas E. Skains | Management | For | For |
15 | Elect Thomas N. Thompson | Management | For | For |
16 | Elect Stephen T. Williams | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
20 | Amendment to the 2012 Incentive Plan | Management | For | For |
21 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
BROCADE COMMUNICATIONS SYSTEMS INC. Meeting Date: JAN 26, 2017 Record Date: DEC 12, 2016 Meeting Type: SPECIAL | ||||
Ticker: BRCD Security ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acquisition | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS INC. Meeting Date: APR 11, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL | ||||
Ticker: BRCD Security ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Judy Bruner | Management | For | For |
2 | Elect Lloyd A. Carney | Management | For | For |
3 | Elect Renato A. DiPentima | Management | For | For |
4 | Elect Alan L. Earhart | Management | For | For |
5 | Elect John W. Gerdelman | Management | For | For |
6 | Elect Kim C. Goodman | Management | For | For |
7 | Elect David L. House | Management | For | For |
8 | Elect L. William Krause | Management | For | For |
9 | Elect David E. Roberson | Management | For | For |
10 | Elect Sanjay Vaswani | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Amendment of the 2009 Stock Plan | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard D. Fairbank | Management | For | For |
2 | Elect Ann Fritz Hackett | Management | For | For |
3 | Elect Lewis Hay, III | Management | For | For |
4 | Elect Benjamin P. Jenkins, III | Management | For | For |
5 | Elect Peter Thomas Killalea | Management | For | For |
6 | Elect Pierre E. Leroy | Management | For | For |
7 | Elect Peter E. Raskind | Management | For | For |
8 | Elect Mayo A. Shattuck III | Management | For | For |
9 | Elect Bradford H. Warner | Management | For | For |
10 | Elect Catherine G. West | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Amendment of the 2002 Associate Stock Purchase Plan | Management | For | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
CARNIVAL PLC Meeting Date: APR 05, 2017 Record Date: FEB 06, 2017 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Helen Deeble | Management | For | For |
4 | Elect Arnold W. Donald | Management | For | For |
5 | Elect Richard J. Glasier | Management | For | For |
6 | Elect Debra J. Kelly-Ennis | Management | For | For |
7 | Elect Sir John Parker | Management | For | For |
8 | Elect Stuart Subotnick | Management | For | For |
9 | Elect Laura A. Weil | Management | For | For |
10 | Elect Randall J. Weisenburger | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Approval of Directors' Remuneration Report | Management | For | For |
14 | Approval of Directors' Remuneration Policy | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Auditor's Fees | Management | For | For |
17 | Accounts and Reports | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Repurchase Shares | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 31, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wanda M. Austin | Management | For | For |
2 | Elect Linnet F. Deily | Management | For | For |
3 | Elect Robert E. Denham | Management | For | For |
4 | Elect Alice P. Gast | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
7 | Elect Charles W. Moorman, IV | Management | For | For |
8 | Elect Dambisa F. Moyo | Management | For | For |
9 | Elect Ronald D. Sugar | Management | For | For |
10 | Elect Inge G. Thulin | Management | For | For |
11 | Elect John S. Watson | Management | For | For |
12 | Elect Michael K. Wirth | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
CHUBB LIMITED Meeting Date: MAY 18, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: CB Security ID: H1467J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits | Management | For | For |
3 | Dividends from Reserves | Management | For | For |
4 | Ratification of Board Acts | Management | For | For |
5 | Election of Statutory Auditors | Management | For | For |
6 | Appointment of Auditor | Management | For | For |
7 | Appointment of Special Auditor | Management | For | For |
8 | Elect Evan G. Greenberg | Management | For | For |
9 | Elect Robert M. Hernandez | Management | For | For |
10 | Elect Michael G. Atieh | Management | For | For |
11 | Elect Sheila P. Burke | Management | For | For |
12 | Elect James I. Cash, Jr. | Management | For | For |
13 | Elect Mary A. Cirillo | Management | For | For |
14 | Elect Michael P. Connors | Management | For | For |
15 | Elect John A. Edwardson | Management | For | For |
16 | Elect Leo F. Mullin | Management | For | For |
17 | Elect Kimberly Ross | Management | For | For |
18 | Elect Robert W. Scully | Management | For | For |
19 | Elect Eugene B. Shanks, Jr. | Management | For | For |
20 | Elect Theodore Shasta | Management | For | For |
21 | Elect David H. Sidwell | Management | For | For |
22 | Elect Olivier Steimer | Management | For | For |
23 | Elect James M. Zimmerman | Management | For | For |
24 | Elect Evan G. Greenberg as Chairman of the Board | Management | For | For |
25 | Elect Michael P. Connors | Management | For | For |
26 | Elect Mary A. Cirillo | Management | For | For |
27 | Elect Robert M. Hernandez | Management | For | For |
28 | Elect Robert W. Scully | Management | For | For |
29 | Elect James M. Zimmerman | Management | For | For |
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Management | For | For |
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
32 | Board Compensation | Management | For | For |
33 | Executive Compensation | Management | For | For |
34 | Advisory Vote on Executive Compensation | Management | For | For |
35 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
36 | Additional or Miscellaneous Proposals | Management | For | Against |
CIGNA CORPORATION Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: CI Security ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect Eric J. Foss | Management | For | For |
3 | Elect Isaiah Harris, Jr. | Management | For | For |
4 | Elect Jane E. Henney | Management | For | For |
5 | Elect Roman Martinez IV | Management | For | For |
6 | Elect Donna F. Zarcone | Management | For | For |
7 | Elect William D. Zollars | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Amendment to the Cigna Long-Term Incentive Plan | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Ellen M. Costello | Management | For | For |
3 | Elect Duncan P. Hennes | Management | For | For |
4 | Elect Peter B. Henry | Management | For | For |
5 | Elect Franz B. Humer | Management | For | For |
6 | Elect Renee J. James | Management | For | For |
7 | Elect Eugene M. McQuade | Management | For | For |
8 | Elect Michael E. O'Neill | Management | For | For |
9 | Elect Gary M. Reiner | Management | For | For |
10 | Elect Anthony M. Santomero | Management | For | For |
11 | Elect Diana L. Taylor | Management | For | For |
12 | Elect William S. Thompson, Jr. | Management | For | For |
13 | Elect James S. Turley | Management | For | For |
14 | Elect Deborah C. Wright | Management | For | For |
15 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
19 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
COACH, INC. Meeting Date: NOV 10, 2016 Record Date: SEP 12, 2016 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David Denton | Management | For | For |
2 | Elect Andrea Guerra | Management | For | For |
3 | Elect Susan J. Kropf | Management | For | For |
4 | Elect Annabelle Yu Long | Management | For | For |
5 | Elect Victor Luis | Management | For | For |
6 | Elect Ivan Menezes | Management | For | For |
7 | Elect William R. Nuti | Management | For | For |
8 | Elect Stephanie Tilenius | Management | For | For |
9 | Elect Jide J. Zeitlin | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2010 Stock Incentive Plan | Management | For | Against |
13 | Amendment to the 2001 Employee Stock Purchase Plan | Management | For | For |
14 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
COMCAST CORPORATION Meeting Date: JUN 08, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Bacon | Management | For | For |
1.2 | Elect Madeline S. Bell | Management | For | For |
1.3 | Elect Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Edward D. Breen | Management | For | For |
1.5 | Elect Gerald L. Hassell | Management | For | For |
1.6 | Elect Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Asuka Nakahara | Management | For | For |
1.8 | Elect David C. Novak | Management | For | For |
1.9 | Elect Brian L. Roberts | Management | For | For |
1.10 | Elect Johnathan A. Rodgers | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Against |
COMPUTER SCIENCES CORPORATION Meeting Date: MAR 27, 2017 Record Date: FEB 24, 2017 Meeting Type: SPECIAL | ||||
Ticker: CSC Security ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Right to Adjourn Meeting | Management | For | For |
CONAGRA FOODS, INC. Meeting Date: SEP 23, 2016 Record Date: JUL 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: CAG Security ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bradley A. Alford | Management | For | For |
1.2 | Elect Thomas K. Brown | Management | For | For |
1.3 | Elect Stephen G. Butler | Management | For | For |
1.4 | Elect Sean M. Connolly | Management | For | For |
1.5 | Elect Steven F. Goldstone | Management | For | For |
1.6 | Elect Joie A. Gregor | Management | For | For |
1.7 | Elect Rajive Johri | Management | For | For |
1.8 | Elect William G. Jurgensen | Management | For | For |
1.9 | Elect Richard H. Lenny | Management | For | For |
1.10 | Elect Ruth Ann Marshall | Management | For | For |
1.11 | Elect Timothy R. McLevish | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
DOW CHEMICAL COMPANY Meeting Date: JUL 20, 2016 Record Date: JUN 02, 2016 Meeting Type: SPECIAL | ||||
Ticker: DOW Security ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
DOW CHEMICAL COMPANY Meeting Date: MAY 11, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: DOW Security ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ajay Banga | Management | For | For |
2 | Elect Jacqueline K. Barton | Management | For | For |
3 | Elect James A. Bell | Management | For | For |
4 | Elect Richard K. Davis | Management | For | For |
5 | Elect Jeff M. Fettig | Management | For | For |
6 | Elect Andrew N. Liveris | Management | For | For |
7 | Elect Mark Loughridge | Management | For | For |
8 | Elect Raymond J. Milchovich | Management | For | For |
9 | Elect Robert S. Miller | Management | For | For |
10 | Elect Paul Polman | Management | For | For |
11 | Elect Dennis H. Reilley | Management | For | For |
12 | Elect James M. Ringler | Management | For | For |
13 | Elect Ruth G. Shaw | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
EATON CORPORATION PLC Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig Arnold | Management | For | For |
2 | Elect Todd M. Bluedorn | Management | For | For |
3 | Elect Christopher M. Connor | Management | For | For |
4 | Elect Michael J. Critelli | Management | For | For |
5 | Elect Richard H. Fearon | Management | For | For |
6 | Elect Charles E. Golden | Management | For | For |
7 | Elect Arthur E. Johnson | Management | For | For |
8 | Elect Deborah L. McCoy | Management | For | For |
9 | Elect Gregory R. Page | Management | For | For |
10 | Elect Sandra Pianalto | Management | For | For |
11 | Elect Gerald B. Smith | Management | For | For |
12 | Elect Dorothy C. Thompson | Management | For | For |
13 | Amendment to Articles to Adopt Proxy Access | Management | For | For |
14 | Amendments to Articles Regarding Notice Periods | Management | For | For |
15 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
20 | Authority to Repurchase Overseas Market Shares | Management | For | For |
EBAY INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred D. Anderson Jr. | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Anthony J. Bates | Management | For | For |
4 | Elect Logan D. Green | Management | For | For |
5 | Elect Bonnie S. Hammer | Management | For | For |
6 | Elect Kathleen C. Mitic | Management | For | For |
7 | Elect Pierre M. Omidyar | Management | For | For |
8 | Elect Paul S. Pressler | Management | For | For |
9 | Elect Robert H. Swan | Management | For | For |
10 | Elect Thomas J. Tierney | Management | For | For |
11 | Elect Perry M. Traquina | Management | For | For |
12 | Elect Devin N. Wenig | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
ELI LILLY AND COMPANY Meeting Date: MAY 01, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
Ticker: LLY Security ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Eskew | Management | For | For |
2 | Elect William G. Kaelin, Jr. | Management | For | For |
3 | Elect John C. Lechleiter | Management | For | For |
4 | Elect David A. Ricks | Management | For | For |
5 | Elect Marschall S. Runge | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Ratification of Auditor | Management | For | For |
9 | Amendment to the Directors' Deferral Plan | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
EXELON CORPORATION Meeting Date: APR 25, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
Ticker: EXC Security ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anthony K. Anderson | Management | For | For |
2 | Elect Ann C. Berzin | Management | For | For |
3 | Elect Christopher M. Crane | Management | For | For |
4 | Elect Yves C. de Balmann | Management | For | For |
5 | Elect Nicholas DeBenedictis | Management | For | For |
6 | Elect Nancy L. Gioia | Management | For | For |
7 | Elect Linda P. Jojo | Management | For | For |
8 | Elect Paul L. Joskow | Management | For | For |
9 | Elect Robert J. Lawless | Management | For | For |
10 | Elect Richard W. Mies | Management | For | For |
11 | Elect John W. Rogers, Jr. | Management | For | For |
12 | Elect Mayo A. Shattuck III | Management | For | For |
13 | Elect Stephen D. Steinour | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
FLEXTRONICS INTERNATIONAL LTD. Meeting Date: AUG 24, 2016 Record Date: JUN 27, 2016 Meeting Type: ANNUAL | ||||
Ticker: FLEX Security ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect H. Raymond Bingham | Management | For | For |
2 | Elect Willy C. Shih | Management | For | For |
3 | Elect Lawrence A. Zimmerman | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Authority to Issue Ordinary Shares | Management | For | Against |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Share Purchase Mandate | Management | For | For |
8 | Change in Company Name | Management | For | For |
9 | Adoption of New Constitution | Management | For | For |
FMC CORPORATION Meeting Date: APR 25, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
Ticker: FMC Security ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pierre R. Brondeau | Management | For | For |
2 | Elect Eduardo E. Cordeiro | Management | For | For |
3 | Elect G. Peter D'Aloia | Management | For | For |
4 | Elect C. Scott Greer | Management | For | For |
5 | Elect K'Lynne Johnson | Management | For | For |
6 | Elect Dirk A. Kempthorne | Management | For | For |
7 | Elect Paul J. Norris | Management | For | For |
8 | Elect Margareth Ovrum | Management | For | For |
9 | Elect Robert C. Pallash | Management | For | For |
10 | Elect William H. Powell | Management | For | For |
11 | Elect Vincent R. Volpe Jr. | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Amendment to the Incentive Compensation and Stock Plan | Management | For | For |
GENERAL ELECTRIC COMPANY Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sebastien Bazin | Management | For | For |
2 | Elect W. Geoffrey Beattie | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Francisco D'Souza | Management | For | For |
5 | Elect Marijn E. Dekkers | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect Susan Hockfield | Management | For | For |
8 | Elect Jeffrey R. Immelt | Management | For | For |
9 | Elect Andrea Jung | Management | For | For |
10 | Elect Robert W. Lane | Management | For | For |
11 | Elect Risa Lavizzo-Mourey | Management | For | For |
12 | Elect Rochelle B. Lazarus | Management | For | For |
13 | Elect Lowell C. McAdam | Management | For | For |
14 | Elect Steven M. Mollenkopf | Management | For | For |
15 | Elect James J. Mulva | Management | For | For |
16 | Elect James E. Rohr | Management | For | For |
17 | Elect Mary L. Schapiro | Management | For | For |
18 | Elect James S. Tisch | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
21 | Amendment to the 2007 Long-term Incentive Plan | Management | For | For |
22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Management | For | For |
23 | Ratification of Auditor | Management | For | For |
24 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
26 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
27 | Shareholder Proposal Regarding Charitable Spending | Shareholder | Against | Against |
HALLIBURTON COMPANY Meeting Date: MAY 17, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Abdulaziz F. Alkhayyal | Management | For | For |
2 | Elect William E. Albrecht | Management | For | For |
3 | Elect Alan M. Bennett | Management | For | For |
4 | Elect James R. Boyd | Management | For | For |
5 | Elect Milton Carroll | Management | For | For |
6 | Elect Nance K. Dicciani | Management | For | For |
7 | Elect Murry S. Gerber | Management | For | For |
8 | Elect Jose Carlos Grubisich | Management | For | For |
9 | Elect David J. Lesar | Management | For | For |
10 | Elect Robert A. Malone | Management | For | For |
11 | Elect J. Landis Martin | Management | For | For |
12 | Elect Jeffrey A. Miller | Management | For | For |
13 | Elect Debra L. Reed | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Amendment to the Stock and Incentive Plan | Management | For | For |
HESS CORPORATION Meeting Date: JUN 07, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
Ticker: HES Security ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney F. Chase | Management | For | For |
2 | Elect Terrence J. Checki | Management | For | For |
3 | Elect Leonard S. Coleman | Management | For | For |
4 | Elect John B. Hess | Management | For | For |
5 | Elect Edith E. Holiday | Management | For | For |
6 | Elect Risa Lavizzo-Mourey | Management | For | For |
7 | Elect Marc S. Lipschultz | Management | For | For |
8 | Elect David McManus | Management | For | For |
9 | Elect Kevin O. Meyers | Management | For | For |
10 | Elect James H. Quigley | Management | For | For |
11 | Elect Fredric G. Reynolds | Management | For | For |
12 | Elect William G. Schrader | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Approval of the 2017 Long Term Incentive Plan | Management | For | For |
17 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
HYATT HOTELS CORPORATION Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
Ticker: H Security ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas J. Pritzker | Management | For | For |
1.2 | Elect Pamela M. Nicholson | Management | For | For |
1.3 | Elect Richard C. Tuttle | Management | For | For |
1.4 | Elect James H. Wooten, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect Todd A. Combs | Management | For | For |
6 | Elect James S. Crown | Management | For | For |
7 | Elect James Dimon | Management | For | For |
8 | Elect Timothy P. Flynn | Management | For | For |
9 | Elect Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Michael A. Neal | Management | For | For |
11 | Elect Lee R. Raymond | Management | For | For |
12 | Elect William C. Weldon | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS Meeting Date: MAY 11, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
Ticker: LH Security ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kerrii B. Anderson | Management | For | For |
2 | Elect Jean-Luc Belingard | Management | For | For |
3 | Elect D. Gary Gilliland | Management | For | For |
4 | Elect David P. King | Management | For | For |
5 | Elect Garheng Kong | Management | For | For |
6 | Elect Robert E. Mittelstaedt, Jr. | Management | For | For |
7 | Elect Peter M. Neupert | Management | For | For |
8 | Elect Richelle P. Parham | Management | For | For |
9 | Elect Adam H. Schechter | Management | For | For |
10 | Elect R. Sanders Williams | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Zika Virus Report | Shareholder | Against | Against |
MCDONALD'S CORPORATION Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect John Mulligan | Management | For | For |
9 | Elect Sheila A. Penrose | Management | For | For |
10 | Elect John W. Rogers, Jr. | Management | For | For |
11 | Elect Miles D. White | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Franchisee Directors | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
MERCK & CO., INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Pamela J. Craig | Management | For | For |
4 | Elect Kenneth C. Frazier | Management | For | For |
5 | Elect Thomas H. Glocer | Management | For | For |
6 | Elect Rochelle B. Lazarus | Management | For | For |
7 | Elect John H. Noseworthy | Management | For | For |
8 | Elect Carlos E. Represas | Management | For | For |
9 | Elect Paul B. Rothman | Management | For | For |
10 | Elect Patricia F. Russo | Management | For | For |
11 | Elect Craig B. Thompson | Management | For | For |
12 | Elect Wendell P. Weeks | Management | For | For |
13 | Elect Peter C. Wendell | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Against |
METLIFE, INC. Meeting Date: JUN 13, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect David L. Herzog | Management | For | For |
4 | Elect R. Glenn Hubbard | Management | For | For |
5 | Elect Steven A. Kandarian | Management | For | For |
6 | Elect Alfred F. Kelly, Jr. | Management | For | For |
7 | Elect Edward J. Kelly, III | Management | For | For |
8 | Elect William E. Kennard | Management | For | For |
9 | Elect James M. Kilts | Management | For | For |
10 | Elect Catherine R. Kinney | Management | For | For |
11 | Elect Denise M. Morrison | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
MICROSOFT CORPORATION Meeting Date: NOV 30, 2016 Record Date: SEP 30, 2016 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Teri L. List-Stoll | Management | For | For |
3 | Elect G. Mason Morfit | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Charles H. Noski | Management | For | For |
6 | Elect Helmut G. W. Panke | Management | For | For |
7 | Elect Sandra E. Peterson | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Padmasree Warrior | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Management | For | For |
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Management | For | For |
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL INC. Meeting Date: MAY 17, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lewis W.K. Booth | Management | For | For |
2 | Elect Charles E. Bunch | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Joseph Neubauer | Management | For | For |
7 | Elect Nelson Peltz | Management | For | For |
8 | Elect Fredric G. Reynolds | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Christiana Shi | Management | For | For |
11 | Elect Patrick T. Siewert | Management | For | For |
12 | Elect Ruth J. Simmons | Management | For | For |
13 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Plant Closings | Shareholder | Against | Abstain |
NOBLE ENERGY, INC. Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Berenson | Management | For | For |
2 | Elect Michael A. Cawley | Management | For | For |
3 | Elect Edward F. Cox | Management | For | For |
4 | Elect James E. Craddock | Management | For | For |
5 | Elect Thomas J. Edelman | Management | For | For |
6 | Elect Kirby L. Hedrick | Management | For | For |
7 | Elect David L. Stover | Management | For | For |
8 | Elect Scott D. Urban | Management | For | For |
9 | Elect William T. Van Kleef | Management | For | For |
10 | Elect Molly K. Williamson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Approval of the 2017 Long-Term Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 12, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect Howard I. Atkins | Management | For | For |
3 | Elect Eugene L. Batchelder | Management | For | For |
4 | Elect John E. Feick | Management | For | For |
5 | Elect Margaret M. Foran | Management | For | For |
6 | Elect Carlos M. Gutierrez | Management | For | For |
7 | Elect Vicki A. Hollub | Management | For | For |
8 | Elect William R. Klesse | Management | For | For |
9 | Elect Jack B. Moore | Management | For | For |
10 | Elect Avedick B. Poladian | Management | For | For |
11 | Elect Elisse B. Walter | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Methane Emissions Reporting | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Against |
PFIZER INC. Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis A. Ausiello | Management | For | For |
2 | Elect Ronald E. Blaylock | Management | For | For |
3 | Elect W. Don Cornwell | Management | For | For |
4 | Elect Joseph J. Echevarria | Management | For | For |
5 | Elect Frances D. Fergusson | Management | For | For |
6 | Elect Helen H. Hobbs | Management | For | For |
7 | Elect James M. Kilts | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Suzanne Nora Johnson | Management | For | For |
10 | Elect Ian C. Read | Management | For | For |
11 | Elect Stephen W. Sanger | Management | For | For |
12 | Elect James C. Smith | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
PG&E CORPORATION Meeting Date: MAY 30, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lewis Chew | Management | For | For |
2 | Elect Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Fred J. Fowler | Management | For | For |
4 | Elect Jeh C. Johnson | Management | For | For |
5 | Elect Richard C. Kelly | Management | For | For |
6 | Elect Roger H. Kimmel | Management | For | For |
7 | Elect Richard A. Meserve | Management | For | For |
8 | Elect Forrest E. Miller | Management | For | For |
9 | Elect Eric D. Mullins | Management | For | For |
10 | Elect Rosendo G. Parra | Management | For | For |
11 | Elect Barbara L. Rambo | Management | For | For |
12 | Elect Anne Shen Smith | Management | For | For |
13 | Elect Geisha J. Williams | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against |
PTC INC. Meeting Date: MAR 01, 2017 Record Date: JAN 03, 2017 Meeting Type: ANNUAL | ||||
Ticker: PTC Security ID: 69370C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Janice D. Chaffin | Management | For | For |
1.2 | Elect Phillip M. Fernandez | Management | For | For |
1.3 | Elect Donald K. Grierson | Management | For | For |
1.4 | Elect James E. Heppelmann | Management | For | For |
1.5 | Elect Klaus Hoehn | Management | For | For |
1.6 | Elect Paul A. Lacy | Management | For | For |
1.7 | Elect Robert P. Schechter | Management | For | For |
1.8 | Elect Renato Zambonini | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 07, 2017 Record Date: JAN 09, 2017 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Barbara T. Alexander | Management | For | For |
2 | Elect Jeffry W. Henderson | Management | For | For |
3 | Elect Thomas W. Horton | Management | For | For |
4 | Elect Paul E. Jacobs | Management | For | For |
5 | Elect Ann M. Livermore | Management | For | For |
6 | Elect Harish M. Manwani | Management | For | For |
7 | Elect Mark D. McLaughlin | Management | For | For |
8 | Elect Steven M. Mollenkopf | Management | For | For |
9 | Elect Clark T. Randt, Jr. | Management | For | For |
10 | Elect Francisco Ros | Management | For | For |
11 | Elect Anthony J. Vinciquerra | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 23, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: RDSB Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Policy (Binding) | Management | For | For |
3 | Remuneration Report (Advisory) | Management | For | For |
4 | Elect Catherine J. Hughes | Management | For | For |
5 | Elect Roberto Egydio Setubal | Management | For | For |
6 | Elect Ben Van Beurden | Management | For | For |
7 | Elect Guy Elliott | Management | For | For |
8 | Elect Euleen GOH Yiu Kiang | Management | For | For |
9 | Elect Charles O. Holliday, Jr. | Management | For | For |
10 | Elect Gerard Kleisterlee | Management | For | For |
11 | Elect Sir Nigel Sheinwald | Management | For | For |
12 | Elect Linda G. Stuntz | Management | For | For |
13 | Elect Jessica Uhl | Management | For | For |
14 | Elect Hans Wijers | Management | For | For |
15 | Elect Gerrit Zalm | Management | For | For |
16 | Appointment of Auditor | Management | For | For |
17 | Authority to Set Auditor's Fees | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Against |
RYDER SYSTEM, INC. Meeting Date: MAY 05, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
Ticker: R Security ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Eck | Management | For | For |
2 | Elect L. Patrick Hassey | Management | For | For |
3 | Elect Michael F. Hilton | Management | For | For |
4 | Elect Tamara L. Lundgren | Management | For | For |
5 | Elect Abbie J. Smith | Management | For | For |
6 | Elect Hansel E. Tookes II | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | Against |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
SHIRE PLC Meeting Date: APR 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: SHP Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Ian T. Clark | Management | For | For |
7 | Elect Gail D. Fosler | Management | For | For |
8 | Elect Steven Gillis | Management | For | For |
9 | Elect David Ginsburg | Management | For | For |
10 | Elect Susan Kilsby | Management | For | For |
11 | Elect Sara Mathew | Management | For | For |
12 | Elect Anne E. Minto | Management | For | For |
13 | Elect Flemming Ornskov | Management | For | For |
14 | Elect Jeffrey Poulton | Management | For | For |
15 | Elect Albert P.L. Stroucken | Management | For | For |
16 | Appointment of Auditor | Management | For | Against |
17 | Authority to Set Auditor's Fees | Management | For | Against |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Management | For | Against |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Amendments to Articles | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
SLM CORPORATION Meeting Date: JUN 22, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
Ticker: SLM Security ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul G. Child | Management | For | For |
2 | Elect Carter Warren Franke | Management | For | For |
3 | Elect Earl A. Goode | Management | For | For |
4 | Elect Marianne M. Keler | Management | For | For |
5 | Elect Jim Matheson | Management | For | For |
6 | Elect Jed H. Pitcher | Management | For | For |
7 | Elect Frank C. Puleo | Management | For | For |
8 | Elect Raymond J. Quinlan | Management | For | For |
9 | Elect Vivian C. Schneck-Last | Management | For | For |
10 | Elect William N. Shiebler | Management | For | For |
11 | Elect Robert S. Strong | Management | For | For |
12 | Elect Kirsten O Wolberg | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to the 2012 Omnibus Incentive Plan | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
SUNCOR ENERGY INC. Meeting Date: APR 27, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patricia M. Bedient | Management | For | For |
1.2 | Elect Mel E. Benson | Management | For | For |
1.3 | Elect Jacynthe Cote | Management | For | For |
1.4 | Elect Dominic D'Alessandro | Management | For | For |
1.5 | Elect John D. Gass | Management | For | For |
1.6 | Elect John R. Huff | Management | For | For |
1.7 | Elect Maureen McCaw | Management | For | For |
1.8 | Elect Michael W. O'Brien | Management | For | For |
1.9 | Elect Eira Thomas | Management | For | For |
1.10 | Elect Steven W. Williams | Management | For | For |
1.11 | Elect Michael M. Wilson | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
3 | Amendment to the Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Mark A. Blinn | Management | For | For |
3 | Elect Todd M. Bluedorn | Management | For | For |
4 | Elect Daniel A. Carp | Management | For | For |
5 | Elect Janet F. Clark | Management | For | For |
6 | Elect Carrie S. Cox | Management | For | For |
7 | Elect J.M. Hobby | Management | For | For |
8 | Elect Ronald Kirk | Management | For | For |
9 | Elect Pamela H. Patsley | Management | For | For |
10 | Elect Robert E. Sanchez | Management | For | For |
11 | Elect Wayne R. Sanders | Management | For | For |
12 | Elect Richard K. Templeton | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
THE BOEING COMPANY Meeting Date: MAY 01, 2017 Record Date: MAR 02, 2017 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert A. Bradway | Management | For | For |
2 | Elect David L. Calhoun | Management | For | For |
3 | Elect Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Kenneth M. Duberstein | Management | For | For |
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Lynn J. Good | Management | For | For |
7 | Elect Lawrence W. Kellner | Management | For | For |
8 | Elect Edward M. Liddy | Management | For | For |
9 | Elect Dennis A. Muilenburg | Management | For | For |
10 | Elect Susan C. Schwab | Management | For | For |
11 | Elect Randall L. Stephenson | Management | For | For |
12 | Elect Ronald A. Williams | Management | For | For |
13 | Elect Mike S. Zafirovski | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Report Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. Meeting Date: APR 28, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Mark Flaherty | Management | For | For |
4 | Elect William W. George | Management | For | For |
5 | Elect James A. Johnson | Management | For | For |
6 | Elect Ellen J. Kullman | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect David A. Viniar | Management | For | For |
11 | Elect Mark O. Winkelman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 25, 2017 Record Date: FEB 03, 2017 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles E. Bunch | Management | For | For |
2 | Elect Marjorie Rodgers Cheshire | Management | For | For |
3 | Elect William S. Demchak | Management | For | For |
4 | Elect Andrew T. Feldstein | Management | For | For |
5 | Elect Daniel R. Hesse | Management | For | For |
6 | Elect Kay Coles James | Management | For | For |
7 | Elect Richard B. Kelson | Management | For | For |
8 | Elect Jane G. Pepper | Management | For | For |
9 | Elect Donald J. Shepard | Management | For | For |
10 | Elect Lorene K. Steffes | Management | For | For |
11 | Elect Dennis F. Strigl | Management | For | For |
12 | Elect Michael J. Ward | Management | For | For |
13 | Elect Gregory D. Wasson | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 11, 2016 Record Date: AUG 12, 2016 Meeting Type: ANNUAL | ||||
Ticker: PG Security ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Francis S. Blake | Management | For | For |
2 | Elect Angela F. Braly | Management | For | For |
3 | Elect Kenneth I. Chenault | Management | For | For |
4 | Elect Scott D. Cook | Management | For | For |
5 | Elect Terry J. Lundgren | Management | For | For |
6 | Elect W. James McNerney, Jr. | Management | For | For |
7 | Elect David. S. Taylor | Management | For | For |
8 | Elect Margaret C. Whitman | Management | For | For |
9 | Elect Patricia A. Woertz | Management | For | For |
10 | Elect Ernesto Zedillo | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | Shareholder | Against | Against |
UNION PACIFIC CORPORATION Meeting Date: MAY 11, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Lance M. Fritz | Management | For | For |
5 | Elect Deborah C. Hopkins | Management | For | For |
6 | Elect Jane H. Lute | Management | For | For |
7 | Elect Michael R. McCarthy | Management | For | For |
8 | Elect Michael W. McConnell | Management | For | For |
9 | Elect Thomas F. McLarty III | Management | For | For |
10 | Elect Steven R. Rogel | Management | For | For |
11 | Elect Jose H. Villarreal | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION Meeting Date: APR 24, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd J Austin | Management | For | For |
2 | Elect Diane M. Bryant | Management | For | For |
3 | Elect John V. Faraci | Management | For | For |
4 | Elect Jean-Pierre Garnier | Management | For | For |
5 | Elect Gregory J. Hayes | Management | For | For |
6 | Elect Edward A. Kangas | Management | For | For |
7 | Elect Ellen J. Kullman | Management | For | For |
8 | Elect Marshall O. Larsen | Management | For | For |
9 | Elect Harold W. McGraw III | Management | For | For |
10 | Elect Fredric G. Reynolds | Management | For | For |
11 | Elect Brian C. Rogers | Management | For | For |
12 | Elect Christine Todd Whitman | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
VODAFONE GROUP PLC Meeting Date: JUL 29, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Elect Gerard Kleisterlee | Management | For | For |
3 | Elect Vittorio Colao | Management | For | For |
4 | Elect Nicholas J. Read | Management | For | For |
5 | Elect Crispin Davis | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | Against |
7 | Elect Clara Furse | Management | For | For |
8 | Elect Valerie F. Gooding | Management | For | For |
9 | Elect Renee J. James | Management | For | For |
10 | Elect Samuel E. Jonah | Management | For | For |
11 | Elect Nick Land | Management | For | For |
12 | Elect David Nish | Management | For | For |
13 | Elect Philip Yea | Management | For | For |
14 | Allocation of Profits/Dividends | Management | For | For |
15 | Remuneration Report (Advisory) | Management | For | For |
16 | Appointment of Auditor | Management | For | For |
17 | Authority to Set Auditor's Fees | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | Against |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Authorisation of Political Donations | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
VOYA FINANCIAL, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
Ticker: VOYA Security ID: 929089100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynne Biggar | Management | For | For |
2 | Elect Jane P. Chwick | Management | For | For |
3 | Elect Ruth Ann M. Gillis | Management | For | For |
4 | Elect J. Barry Griswell | Management | For | For |
5 | Elect Frederick S. Hubbell | Management | For | For |
6 | Elect Rodney O. Martin, Jr. | Management | For | For |
7 | Elect Byron H. Pollitt, Jr. | Management | For | For |
8 | Elect Joseph V. Tripodi | Management | For | For |
9 | Elect Deborah C. Wright | Management | For | For |
10 | Elect David K. Zwiener | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Ratification of Auditor | Management | For | For |
WAL-MART STORES INC. Meeting Date: JUN 02, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
Ticker: WMT Security ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James I. Cash, Jr. | Management | For | For |
2 | Elect Timothy P. Flynn | Management | For | For |
3 | Elect Carla A. Harris | Management | For | For |
4 | Elect Thomas W. Horton | Management | For | For |
5 | Elect Marissa A. Mayer | Management | For | For |
6 | Elect C. Douglas McMillon | Management | For | For |
7 | Elect Gregory B. Penner | Management | For | For |
8 | Elect Steven S Reinemund | Management | For | For |
9 | Elect Kevin Y. Systrom | Management | For | For |
10 | Elect S. Robson Walton | Management | For | For |
11 | Elect Steuart Walton | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
WELLS FARGO & COMPANY Meeting Date: APR 25, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | Against |
2 | Elect John S. Chen | Management | For | For |
3 | Elect Lloyd H. Dean | Management | For | Against |
4 | Elect Elizabeth A. Duke | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | Against |
6 | Elect Donald M. James | Management | For | For |
7 | Elect Cynthia H. Milligan | Management | For | Against |
8 | Elect Karen B. Peetz | Management | For | For |
9 | Elect Federico F. Pena | Management | For | For |
10 | Elect James H. Quigley | Management | For | For |
11 | Elect Stephen W. Sanger | Management | For | For |
12 | Elect Ronald L. Sargent | Management | For | For |
13 | Elect Timothy J. Sloan | Management | For | For |
14 | Elect Susan Swenson | Management | For | For |
15 | Elect Suzanne M. Vautrinot | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
23 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | Shareholder | Against | Against |
ZIMMER BIOMET HOLDINGS, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
Ticker: ZBH Security ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Christopher B. Begley | Management | For | For |
2 | Elect Betsy J. Bernard | Management | For | For |
3 | Elect Gail K. Boudreaux | Management | For | For |
4 | Elect David C. Dvorak | Management | For | For |
5 | Elect Michael J. Farrell | Management | For | For |
6 | Elect Larry C. Glasscock | Management | For | For |
7 | Elect Robert A. Hagemann | Management | For | For |
8 | Elect Arthur J. Higgins | Management | For | For |
9 | Elect Michael W. Michelson | Management | For | For |
10 | Elect Cecil B. Pickett | Management | For | For |
11 | Elect Jeffrey K. Rhodes | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 7
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 29, 2017
POWER OF ATTORNEY
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Keith F. Hartstein, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Stephen Stoneburn and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, and M. Sadiq Peshimam, as treasurer and principal financial and accounting officer of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
/s/ Ellen S. Alberding Ellen S. Alberding | /s/ Stuart S. Parker Stuart S. Parker | |
/s/ Kevin J. Bannon Kevin J. Bannon | /s/ M. Sadiq Peshimam M. Sadiq Peshimam | |
/s/ Scott E. Benjamin Scott E. Benjamin | /s/ Richard A. Redeker Richard A. Redeker | |
/s/ Linda W. Bynoe Linda W. Bynoe | /s/ Stephen Stoneburn Stephen Stoneburn | |
/s/ Keith F. Hartstein Keith F. Hartstein | /s/ Grace C. Torres Grace C. Torres | |
/s/ Michael S. Hyland Michael S. Hyland | ||
Dated: December 7, 2016 | ||
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10