EXHIBIT 21.01
LIST OF THE REGISTRANT’S SUBSIDIARIES
Pursuant to Item 601(b)(21)(ii) of Regulation S-K, certain subsidiaries of the Registrant have been omitted which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary (as defined in Rule 1-02(w) of Regulation S-X) as of November 30, 2003.
Company |
| Jurisdiction of Incorporation |
Lehman Brothers Holdings Inc. |
| Delaware |
ALS Holding Inc. |
| Delaware |
Aurora Loan Services Inc. |
| Delaware |
Banque Lehman Brothers S.A. |
| France |
BNC Holdings Inc. |
| Delaware |
BNC Mortgage Inc. |
| Delaware |
DA Group Holdings Inc. |
| Delaware |
LB 745 LLC |
| Delaware |
LBAC Holdings I Inc. |
| Delaware |
Lehman Brothers Asia Capital Company |
| Hong Kong |
LBCCA Holdings I Inc. |
| Delaware |
Falcon Holdings I LLC |
| Delaware |
Falcon Holdings II Inc. |
| Cayman Islands |
CIMT Limited |
| Cayman Islands |
TMIC Limited |
| Cayman Islands |
MICT Limited |
| Cayman Islands |
Global Thai Property Fund |
| Thailand |
Falcon Holdings III Inc. |
| Cayman Islands |
Falcon Holdings IV Inc. |
| Cayman Islands |
Global Thai Finance Limited |
| Thailand |
Global Thai Securities Limited |
| Thailand |
Revival Holdings Limited |
| Cayman Islands |
Sunrise Finance Co., Ltd. |
| Japan |
Lehman Brothers Asia Capital Company |
| Hong Kong |
Lehman Brothers Commercial Corporation Asia Limited |
| Hong Kong |
LBCCA Holdings II Inc. |
| Delaware |
Falcon Holdings I LLC |
| Delaware |
Falcon Holdings II Inc. |
| Cayman Islands |
CIMT Limited |
| Cayman Islands |
TMIC Limited |
| Cayman Islands |
MICT Limited |
| Cayman Islands |
Global Thai Property Fund |
| Thailand |
Falcon Holdings III Inc. |
| Cayman Islands |
Falcon Holdings IV Inc. |
| Cayman Islands |
Global Thai Finance Limited |
| Thailand |
Global Thai Securities Limited |
| Thailand |
Revival Holdings Limited |
| Cayman Islands |
Sunrise Finance Co., Ltd. |
| Japan |
Lehman Brothers Commercial Corporation Asia Limited |
| Hong Kong |
LB Delta Funding Ltd. |
| Cayman Islands |
LB Delta (Cayman) No 1 Ltd. |
| Cayman Islands |
LB Delta (Cayman) No 2 Ltd. |
| Cayman Islands |
LBHK Funding (Cayman) No. 4 Ltd. |
| Cayman Islands |
LBHK Funding (Cayman) No. 1 Ltd. |
| Cayman Islands |
LBHK Funding (Cayman) No. 2 Ltd. |
| Cayman Islands |
LBO Funding (Cayman) Limited |
| Cayman Islands |
Lehman Brothers Hong Kong Olympus Funding L.P. |
| Cayman Islands |
LBQ Funding (Cayman) Limited |
| Cayman Islands |
LBQ Hong Kong Services Limited |
| Hong Kong |
LB Vin Co Inc. |
| Delaware |
Lehman ALI Inc. |
| Delaware |
314 Commonwealth Ave. Inc. |
| Delaware |
Stockholm Investments Limited |
| Cayman Islands |
Lehman CMBS Funding Inc. |
| Delaware |
LUBS Inc. |
| Delaware |
Property Asset Management Inc. |
| Delaware |
Lehman Brothers Global Investments LLC |
| Delaware |
New Century Finance Co., LTD |
| Japan |
Lehman Syndicated Loan Funding Inc. |
| Delaware |
Lehman Brothers AIM Holdings LLC |
| Delaware |
Lehman Brothers Alternative Investment Management LLC |
| Delaware |
Lehman Brothers Bancorp Inc. |
| Delaware |
Lehman Brothers Bank, FSB |
| Delaware |
Lehman Brothers Canada Inc. |
| Canada |
Lehman Brothers Commercial Corporation |
| Delaware |
Lehman Brothers Finance S.A. |
| Switzerland |
Lincoln Capital Fixed Income Management Company, LLC |
| Delaware |
Lehman Brothers Asset Management Inc. |
| Delaware |
Lehman Brothers Futures Asset Management Corp. |
| Delaware |
Lehman Brothers Holdings Capital Trust I |
| Delaware |
Lehman Brothers Holdings Capital Trust II |
| Delaware |
Lehman Brothers Holdings Capital Trust III |
| Delaware |
Lehman Brothers Holdings Capital Trust IV |
| Delaware |
Lehman Brothers Inc. |
| Delaware |
Lehman Brothers Asia Limited |
| Hong Kong |
Lehman Brothers Derivative Products Inc. |
| Delaware |
Lehman Brothers Financial Products Inc. |
| Delaware |
Lehman Brothers Investment Holding Company Inc. |
| Delaware |
Lehman Brothers Asia Holdings Limited |
| Hong Kong |
Lehman Brothers Asia Limited |
| Hong Kong |
Lehman Brothers Nominees (H.K.) Limited |
| Hong Kong |
Lehman Brothers Equity Finance (Cayman) Limited |
| Cayman Islands |
Lehman Brothers Futures Asia Limited |
| Hong Kong |
Lehman Brothers Pte Ltd. |
| Singapore |
LBQ Hong Kong Funding Ltd. |
| Hong Kong |
Lehman Brothers Securities Asia Limited |
| Hong Kong |
Lehman Brothers Special Financing Inc. |
| Delaware |
Lehman Commercial Paper Inc |
| New York |
LCPI Properties Inc. |
| New Jersey |
LW-LP Inc. |
| Delaware |
Lehman CMO Inc. |
| Maryland |
Lehman ABS Corporation |
| Delaware |
Lehman Pass-Through Securities Inc. |
| Delaware |
Lehman Structured Securities Corp. |
| Delaware |
Lehman Syndicated Loan Inc. |
| Delaware |
Structured Asset Securities Corporation |
| Delaware |
LB I Group Inc. |
| Delaware |
DL Mortgage Corp. |
| Delaware |
LB-NL Holdings I Inc. |
| Delaware |
LB-NL Holdings L.P. |
| Delaware |
LB-NL U.S. Investor Inc |
| Delaware |
NL Funding, L.P. |
| Delaware |
LB-NL Holdings II Inc. |
| Delaware |
LB-NL Holdings L.P. |
| Delaware |
LB-NL U.S. Investor Inc |
| Delaware |
NL Funding, L.P. |
| Delaware |
LBQ Hong Kong Funding Ltd. |
| Hong Kong |
LBQ Hong Kong Services Limited |
| Hong Kong |
Lehman Insurance Company |
| Arizona |
Lehman VIP Holdings Inc. |
| Delaware |
RIBCO SPC, Inc. |
| Delaware |
RIBCO LLC |
| Delaware |
Lehman Brothers Insurance Agency L.L.C. |
| Delaware |
Lehman Brothers Investments Pte Limited |
| Singapore |
Lehman Brothers Japan Inc. |
| Cayman Islands |
Lehman Brothers (Luxembourg) S.A. |
| Luxembourg |
Lehman Brothers Private Equity Advisers L.L.C. |
| Delaware |
Lehman Brothers Private Funds Investment Company LP, LLC |
| Delaware |
Lehman Brothers Private Funds Investment Company GP, LLC |
| Delaware |
Lehman Crossroads Investment Advisers, LP |
| Delaware |
Lehman Crossroads Corporate Investors, LP |
| Delaware |
Lehman Crossroads Corporate Investors II, LP |
| Delaware |
Lehman Crossroads Investment Company, LP |
| Delaware |
The Main Office Management Company, LP |
| Delaware |
Capital Analytics II, LP |
| Delaware |
e-Valuate, LP |
| Delaware |
Security Assurance Advisers, LP |
| Delaware |
Lehman Brothers Realty Corp. |
| Delaware |
Lehman Brothers U.K. Holdings (Delaware) Inc. |
| Delaware |
Ballybunion Investments Limited |
| Cayman Islands |
Ballybunion Investments No. 2 Limited |
| Cayman Islands |
Ballybunion Investments No. 3 Limited |
| Cayman Islands |
Lehman Brothers Spain Holdings Limited |
| United Kingdom |
Lehman Brothers Luxembourg Investments Sarl |
| Luxembourg |
LB Funding BV |
| The Netherlands |
Lehman Brothers UK Investments Limited |
| United Kingdom |
LB Investments (UK) Limited |
| United Kingdom |
Lehman Brothers U.K. Holdings Ltd. |
| United Kingdom |
Lehman Brothers (PTG) Limited |
| United Kingdom |
Eldon Street Holdings |
| United Kingdom |
Thayer Properties Limited |
| United Kingdom |
Thayer Group Limited |
| Jersey |
MABLE Commercial Funding Limited |
| United Kingdom |
Platform Commercial Mortgage Limited |
| United Kingdom |
Lehman Brothers Holdings Plc. |
| United Kingdom |
Resetfan Limited |
| United Kingdom |
Southern Pacific Mortgage Limited |
| United Kingdom |
SPML Mortgage Funding Limited |
| United Kingdom |
LB Cayman Finance Limited |
| Cayman Islands |
LBO Investments Limited |
| United Kingdom |
LBQ Funding (UK) Limited |
| United Kingdom |
LB Lomond Investments Limited |
| United Kingdom |
LB Australia and Asia Investments Limited |
| Cayman Islands |
Lehman Brothers International (Europe) |
| United Kingdom |
Seebreeze Funding Limited |
| United Kingdom |
Lehman Brothers Europe Limited |
| United Kingdom |
Lehman Brothers Limited |
| United Kingdom |
Lehman Brothers Treasury Co. B.V. |
| The Netherlands |
Lehman Brothers Capital GmbH, Co. |
| Germany |
Lehman Brothers Verwaltungs-und Beteiligungsgesellschaft mbH |
| Germany |
Lehman Brothers Bankhaus Aktiengesellschaft |
| Germany |
Lehman Investments Inc. |
| Delaware |
Lehman Re Ltd. |
| Bermuda |
Lehman Risk Advisors Inc. |
| Delaware |
Lehman Structured Assets Inc. |
| Delaware |
MMP Funding Corp. |
| Delaware |
Neuberger Berman Inc. |
| Delaware |
Neuberger Berman Management Inc. |
| New York |
Neuberger Berman Asset Management, LLC |
| Delaware |
Neuberger Berman Trust Co., N.A. |
| United States of America |
Sage Partners, LLC |
| New York |
Executive Monetary Management, Inc. |
| New York |
Neuberger Berman, LLC |
| Delaware |
Neuberger Berman Pty Ltd. |
| Australia |
Neuberger Berman Trust Co. of Delaware |
| Delaware |
Neuberger & Berman Agency, Inc. |
| New York |
Principal Transactions Inc. |
| Delaware |