UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05037
Professionally Managed Portfolios
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices)
Elaine E. Richards
Professionally Managed Portfolios
c/o U.S. Bank Global Fund Services
2020 E. Financial Way, Suite 100
Glendora, CA 91741
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 914-7363
Date of fiscal year end: March 31
Date of reporting period: June 30, 2021
Osterweis Emerging Opportunity Fund
Issue Name | Ticker | CUSIP | Meeting Date | Matter Voted On | Proposed By | Voted | For/Against Management | Vote Cast | Vote Against Management |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 06-Jul-20 | Elect Director Denis J. O'Leary | Management | Yes | For | Withhold | Yes |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 06-Jul-20 | Elect Director Joseph E. Sexton | Management | Yes | For | Withhold | Yes |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 06-Jul-20 | Elect Director Godfrey R. Sullivan | Management | Yes | For | Withhold | Yes |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 06-Jul-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | No |
Cavco Industries, Inc. | CVCO | 149568107 | 28-Jul-20 | Elect Director Susan L. Blount | Management | Yes | For | For | No |
Cavco Industries, Inc. | CVCO | 149568107 | 28-Jul-20 | Elect Director William C. Boor | Management | Yes | For | For | No |
Cavco Industries, Inc. | CVCO | 149568107 | 28-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Cavco Industries, Inc. | CVCO | 149568107 | 28-Jul-20 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Reelect Ofer Ben Zur as Director | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Reelect Lauri Hanover as Director | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Reelect Gabi Seligsohn as Director | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Relect Yehoshua (Shuki) Nir as Director | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Approve Amended Compensation Package of Ronen Samuel, CEO | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Approve Compensation of All Current and Future Directors and Officers | Management | Yes | For | For | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Discuss Financial Statements and the Report of the Board | Management | Yes | None | None | No |
Kornit Digital Ltd. | KRNT | M6372Q113 | 12-Aug-20 | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Management | Yes | None | For | No |
Fiverr International Ltd. | FVRR | M4R82T106 | 20-Aug-20 | Reelect Philippe Botteri as Director | Management | Yes | For | For | No |
Fiverr International Ltd. | FVRR | M4R82T106 | 20-Aug-20 | Reelect Jonathan Kolber as Director | Management | Yes | For | For | No |
Fiverr International Ltd. | FVRR | M4R82T106 | 20-Aug-20 | Approve Employee Stock Purchase Plan | Management | Yes | For | For | No |
Fiverr International Ltd. | FVRR | M4R82T106 | 20-Aug-20 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | No |
Fiverr International Ltd. | FVRR | M4R82T106 | 20-Aug-20 | Discuss Financial Statements and the Report of the Board | Management | Yes | None | None | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Fix Number of Directors at Nine | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Robert V. Baumgartner | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Julie L. Bushman | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director John L. Higgins | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Joseph D. Keegan | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Charles R. Kummeth | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Roeland Nusse | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Alpna Seth | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Randolph Steer | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Elect Director Rupert Vessey | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Amend Omnibus Stock Plan | Management | Yes | For | For | No |
Bio-Techne Corporation | TECH | 09073M104 | 29-Oct-20 | Ratify KPMG, LLP as Auditors | Management | Yes | For | For | No |
Livongo Health, Inc. | LVGO | 539183103 | 29-Oct-20 | Approve Merger Agreement | Management | Yes | For | For | No |
Livongo Health, Inc. | LVGO | 539183103 | 29-Oct-20 | Advisory Vote on Golden Parachutes | Management | Yes | For | Against | Yes |
Livongo Health, Inc. | LVGO | 539183103 | 29-Oct-20 | Adjourn Meeting | Management | Yes | For | For | No |
uniQure N.V. | QURE | N90064101 | 01-Dec-20 | Elect Robert Gut as Non-Executive Director | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Robyn C. Davis | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Joseph R. Martin | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Erica J. McLaughlin | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Krishna G. Palepu | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Michael Rosenblatt | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Stephen S. Schwartz | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Alfred Woollacott, III | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Mark S. Wrighton | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Elect Director Ellen M. Zane | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Approve Omnibus Stock Plan | Management | Yes | For | For | No |
Brooks Automation, Inc. | BRKS | 114340102 | 26-Jan-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | No |
Cerence Inc. | CRNC | 156727109 | 11-Feb-21 | Elect Director Sanjay Jha | Management | Yes | For | Against | Yes |
Cerence Inc. | CRNC | 156727109 | 11-Feb-21 | Elect Director Alfred Nietzel | Management | Yes | For | Against | Yes |
Cerence Inc. | CRNC | 156727109 | 11-Feb-21 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Elect Director Frederick V. Moore | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Elect Director Becky S. Shulman | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Elect Director Lizabeth H. Zlatkus | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Elect Director Ronald D. McCray | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Meta Financial Group, Inc. | CASH | 59100U108 | 23-Feb-21 | Ratify Crowe LLP as Auditors | Management | Yes | For | For | No |
Inphi Corporation | IPHI | 45772F107 | 15-Apr-21 | Approve Merger Agreement | Management | Yes | For | For | No |
Inphi Corporation | IPHI | 45772F107 | 15-Apr-21 | Adjourn Meeting | Management | Yes | For | For | No |
Inphi Corporation | IPHI | 45772F107 | 15-Apr-21 | Advisory Vote on Golden Parachutes | Management | Yes | For | For | No |
Planet Fitness, Inc. | PLNT | 72703H101 | 03-May-21 | Elect Director Christopher Rondeau | Management | Yes | For | Withhold | Yes |
Planet Fitness, Inc. | PLNT | 72703H101 | 03-May-21 | Elect Director Frances Rathke | Management | Yes | For | Withhold | Yes |
Planet Fitness, Inc. | PLNT | 72703H101 | 03-May-21 | Elect Director Bernard Acoca | Management | Yes | For | For | No |
Planet Fitness, Inc. | PLNT | 72703H101 | 03-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | No |
Planet Fitness, Inc. | PLNT | 72703H101 | 03-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Elect Director Angus C. Russell | Management | Yes | For | Withhold | Yes |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Elect Director Julian S. Gangolli | Management | Yes | For | Withhold | Yes |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Elect Director Olivia C. Ware | Management | Yes | For | For | No |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | No |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Revance Therapeutics, Inc. | RVNC | 761330109 | 05-May-21 | Increase Authorized Common Stock | Management | Yes | For | For | No |
MKS Instruments, Inc. | MKSI | 55306N104 | 11-May-21 | Elect Director Rajeev Batra | Management | Yes | For | For | No |
MKS Instruments, Inc. | MKSI | 55306N104 | 11-May-21 | Elect Director Gerald G. Colella | Management | Yes | For | For | No |
MKS Instruments, Inc. | MKSI | 55306N104 | 11-May-21 | Elect Director Elizabeth A. Mora | Management | Yes | For | For | No |
MKS Instruments, Inc. | MKSI | 55306N104 | 11-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
MKS Instruments, Inc. | MKSI | 55306N104 | 11-May-21 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | No |
Five9, Inc. | FIVN | 338307101 | 12-May-21 | Elect Director Michael Burdiek | Management | Yes | For | Withhold | Yes |
Five9, Inc. | FIVN | 338307101 | 12-May-21 | Elect Director David DeWalt | Management | Yes | For | Withhold | Yes |
Five9, Inc. | FIVN | 338307101 | 12-May-21 | Elect Director Susan Barsamian | Management | Yes | For | For | No |
Five9, Inc. | FIVN | 338307101 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Five9, Inc. | FIVN | 338307101 | 12-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Elect Director Norman H. Axelrod | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Elect Director Ryan Marshall | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Elect Director Richard L. Sullivan | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Elect Director Felicia D. Thornton | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Declassify the Board of Directors | Management | Yes | For | For | No |
Floor & Decor Holdings, Inc. | FND | 339750101 | 12-May-21 | Eliminate Supermajority Vote Requirements | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Charles M. Baum | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Bruce L.A. Carter | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Julie M. Cherrington | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Aaron I. Davis | Management | Yes | For | Withhold | Yes |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Henry J. Fuchs | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Michael Grey | Management | Yes | For | Withhold | Yes |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Faheem Hasnain | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Craig Johnson | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Maya Martinez-Davis | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Elect Director Shalini Sharp | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | Against | Yes |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | 12-May-21 | Amend Omnibus Stock Plan | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Elect Director Lizanne Galbreath | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Elect Director Melquiades R. Martinez | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Elect Director Stephen R. Quazzo | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Elect Director Stephen P. Weisz | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Marriott Vacations Worldwide Corporation | VAC | 57164Y107 | 14-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 18-May-21 | Elect Director Dick P. Allen | Management | Yes | For | For | No |
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 18-May-21 | Elect Director Rebecca B. Robertson | Management | Yes | For | For | No |
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 18-May-21 | Elect Director Rajwant "Raj" S. Sodhi | Management | Yes | For | For | No |
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 18-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 18-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Bandwidth Inc. | BAND | 05988J103 | 20-May-21 | Elect Director Brian D. Bailey | Management | Yes | For | Withhold | Yes |
Bandwidth Inc. | BAND | 05988J103 | 20-May-21 | Elect Director Lukas M. Roush | Management | Yes | For | Withhold | Yes |
Bandwidth Inc. | BAND | 05988J103 | 20-May-21 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | No |
Bandwidth Inc. | BAND | 05988J103 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Elect Director Alison Dean | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Elect Director Kent Mathy | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Elect Director Simon Paris | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Declassify the Board of Directors | Management | Yes | For | For | No |
Everbridge, Inc. | EVBG | 29978A104 | 20-May-21 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Elect Director Robert D. Johnson | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Elect Director Barclay G. Jones, III | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Elect Director Dawn M. Zier | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Spirit Airlines Inc. | SAVE | 848577102 | 20-May-21 | Amend Omnibus Stock Plan | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Scott Anderson | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Eric DeMarco | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director William Hoglund | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Scot Jarvis | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Jane Judd | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Samuel Liberatore | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Elect Director Amy Zegart | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | No |
Kratos Defense & Security Solutions, Inc. | KTOS | 50077B207 | 26-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Sprout Social, Inc. | SPT | 85209W109 | 26-May-21 | Elect Director Justyn Howard | Management | Yes | For | Withhold | Yes |
Sprout Social, Inc. | SPT | 85209W109 | 26-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | No |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Elect Director Richard H. Carmona | Management | Yes | For | Withhold | Yes |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Elect Director Julie Cullivan | Management | Yes | For | Withhold | Yes |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Elect Director Caitlin Kalinowski | Management | Yes | For | Withhold | Yes |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | No |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Approve the Increase in the Maximum Number of Directors from Nine to Eleven | Management | Yes | For | For | No |
Axon Enterprise, Inc. | AXON | 05464C101 | 27-May-21 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | Against | For | Yes |
Insulet Corporation | PODD | 45784P101 | 27-May-21 | Elect Director Wayne A. I. Frederick | Management | Yes | For | For | No |
Insulet Corporation | PODD | 45784P101 | 27-May-21 | Elect Director Shacey Petrovic | Management | Yes | For | For | No |
Insulet Corporation | PODD | 45784P101 | 27-May-21 | Elect Director Timothy J. Scannell | Management | Yes | For | For | No |
Insulet Corporation | PODD | 45784P101 | 27-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Insulet Corporation | PODD | 45784P101 | 27-May-21 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | No |
Wingstop Inc. | WING | 974155103 | 27-May-21 | Elect Director Charles R. Morrison | Management | Yes | For | Withhold | Yes |
Wingstop Inc. | WING | 974155103 | 27-May-21 | Elect Director Kate S. Lavelle | Management | Yes | For | Withhold | Yes |
Wingstop Inc. | WING | 974155103 | 27-May-21 | Elect Director Kilandigalu (Kay) M. Madati | Management | Yes | For | Withhold | Yes |
Wingstop Inc. | WING | 974155103 | 27-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | No |
Wingstop Inc. | WING | 974155103 | 27-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | Against | Yes |
Chegg, Inc. | CHGG | 163092109 | 02-Jun-21 | Elect Director Marne Levine | Management | Yes | For | For | No |
Chegg, Inc. | CHGG | 163092109 | 02-Jun-21 | Elect Director Richard Sarnoff | Management | Yes | For | For | No |
Chegg, Inc. | CHGG | 163092109 | 02-Jun-21 | Elect Director Paul LeBlanc | Management | Yes | For | For | No |
Chegg, Inc. | CHGG | 163092109 | 02-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Chegg, Inc. | CHGG | 163092109 | 02-Jun-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | No |
Progyny, Inc. | PGNY | 74340E103 | 02-Jun-21 | Elect Director Roger Holstein | Management | Yes | For | For | No |
Progyny, Inc. | PGNY | 74340E103 | 02-Jun-21 | Elect Director Jeff Park | Management | Yes | For | Withhold | Yes |
Progyny, Inc. | PGNY | 74340E103 | 02-Jun-21 | Elect Director David Schlanger | Management | Yes | For | Withhold | Yes |
Progyny, Inc. | PGNY | 74340E103 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Progyny, Inc. | PGNY | 74340E103 | 02-Jun-21 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | No |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | 02-Jun-21 | Elect Director Simeon J. George | Management | Yes | For | Withhold | Yes |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | 02-Jun-21 | Elect Director Carol Gallagher | Management | Yes | For | Withhold | Yes |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | 02-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | 02-Jun-21 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | No |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | 02-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
Avalara, Inc. | AVLR | 05338G106 | 03-Jun-21 | Elect Director Marion Foote | Management | Yes | For | Withhold | Yes |
Avalara, Inc. | AVLR | 05338G106 | 03-Jun-21 | Elect Director Rajeev Singh | Management | Yes | For | Withhold | Yes |
Avalara, Inc. | AVLR | 05338G106 | 03-Jun-21 | Elect Director Kathleen Zwickert | Management | Yes | For | Withhold | Yes |
Avalara, Inc. | AVLR | 05338G106 | 03-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Avalara, Inc. | AVLR | 05338G106 | 03-Jun-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | No |
SmileDirectClub, Inc. | SDC | 83192H106 | 03-Jun-21 | Elect Director Alexander Fenkell | Management | Yes | For | Withhold | Yes |
SmileDirectClub, Inc. | SDC | 83192H106 | 03-Jun-21 | Elect Director William H. Frist | Management | Yes | For | Withhold | Yes |
SmileDirectClub, Inc. | SDC | 83192H106 | 03-Jun-21 | Elect Director Richard F. Wallman | Management | Yes | For | Withhold | Yes |
SmileDirectClub, Inc. | SDC | 83192H106 | 03-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | 10-Jun-21 | Elect Director Corey Goodman | Management | Yes | For | Withhold | Yes |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | 10-Jun-21 | Elect Director Jason Lettmann | Management | Yes | For | Withhold | Yes |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | 10-Jun-21 | Elect Director Sophia Randolph | Management | Yes | For | For | No |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | 10-Jun-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | No |
Rapid7, Inc. | RPD | 753422104 | 10-Jun-21 | Elect Director Michael Berry | Management | Yes | For | For | No |
Rapid7, Inc. | RPD | 753422104 | 10-Jun-21 | Elect Director Marc Brown | Management | Yes | For | For | No |
Rapid7, Inc. | RPD | 753422104 | 10-Jun-21 | Elect Director Christina Kosmowski | Management | Yes | For | For | No |
Rapid7, Inc. | RPD | 753422104 | 10-Jun-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | No |
Rapid7, Inc. | RPD | 753422104 | 10-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Etsy, Inc. | ETSY | 29786A106 | 11-Jun-21 | Elect Director Gary S. Briggs | Management | Yes | For | Withhold | Yes |
Etsy, Inc. | ETSY | 29786A106 | 11-Jun-21 | Elect Director Edith W. Cooper | Management | Yes | For | Withhold | Yes |
Etsy, Inc. | ETSY | 29786A106 | 11-Jun-21 | Elect Director Melissa Reiff | Management | Yes | For | Withhold | Yes |
Etsy, Inc. | ETSY | 29786A106 | 11-Jun-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | No |
Etsy, Inc. | ETSY | 29786A106 | 11-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Iain Dukes | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Maria Fardis | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Athena Countouriotis | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Ryan Maynard | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Merrill A. McPeak | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Wayne P. Rothbaum | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Elect Director Michael Weiser | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | No |
Iovance Biotherapeutics, Inc. | IOVA | 462260100 | 11-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | No |
CyberArk Software Ltd. | CYBR | M2682V108 | 29-Jun-21 | Reelect Ehud (Udi) Mokady as Director | Management | Yes | For | For | No |
CyberArk Software Ltd. | CYBR | M2682V108 | 29-Jun-21 | Reelect David Schaeffer as Director | Management | Yes | For | For | No |
CyberArk Software Ltd. | CYBR | M2682V108 | 29-Jun-21 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | No |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Professionally Managed Portfolios
By (Signature and Title) /s/ Elaine E. Richards
Elaine E. Richards, President/Principal Executive Officer
Date August 26, 2021
Osterweis Emerging Opportunities Fund a Series of Professionally Managed Portfolios
Form N-PX 2021