UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-58 | ||||||||
Name of Registrant: | George Putnam Balanced Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
George Putnam Balanced Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 7/31/13 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | George Putnam Balanced Fund | |||||||
Fund Name : | George Putnam Balanced Fund | |||||||
Date of fiscal year end: | 07/31/2013 | |||||||
Prior to June 20, 2014, this fund was known as The George Putnam Fund of Boston and had been doing business as George Putnam Balanced Fund. | ||||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | |||
3 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
9 | Elect Robert J. Ulrich | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
12 | Elect David Gary Thompson | Mgmt | For | For | For | |||
13 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
2 | Elect James W. Owens | Mgmt | For | For | For | |||
3 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
4 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
1.6 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.7 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.9 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.10 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.12 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Peter Chernin | Mgmt | For | For | For | |||
5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
9 | Elect R. A. Walker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect James P. Kelly | Mgmt | For | For | For | |||
6 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect John B. McCoy | Mgmt | For | For | For | |||
9 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
10 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
11 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
12 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of AT&T Severance Policy | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth E. Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
4 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
5 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
6 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
7 | Elect Michael J. Kowalski | Mgmt | For | For | For | |||
8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
11 | Elect William C. Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
13 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CUSIP 06738E204 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | |||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | |||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | |||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | |||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | |||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.6 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.7 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
10 | Elect Catherine G. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CareFusion Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 11/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||
2 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
3 | Elect Edward D. Miller | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amend Certificate of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
7 | Amend Bylaws to Repeal Classified Board | Mgmt | For | For | For | |||
8 | Amend Bylaws to Adopt Majority Voting for Election of Directors | Mgmt | For | For | For | |||
9 | Amend Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amend Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
3 | Elect Juan Gallardo | Mgmt | For | For | For | |||
4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter A. Magowan | Mgmt | For | For | For | |||
7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
9 | Elect William A. Osborn | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Miles D. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | |||
6 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
8 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
9 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
10 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
11 | Elect Carl Ware | Mgmt | For | Against | Against | |||
12 | Elect John S. Watson | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
2 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
3 | Elect William D. Zollars | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect Gregory Q. Brown | Mgmt | For | For | For | |||
4 | Elect M. Michele Burns | Mgmt | For | For | For | |||
5 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
6 | Elect John T. Chambers | Mgmt | For | For | For | |||
7 | Elect Brian L. Halla | Mgmt | For | For | For | |||
8 | Elect John L. Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
10 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven M. West | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Franz B. Humer | Mgmt | For | For | For | |||
4 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
9 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
10 | Elect Joan E. Spero | Mgmt | For | For | For | |||
11 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
13 | Elect James S. Turley | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
2 | Elect Bram Goldsmith | Mgmt | For | For | For | |||
3 | Elect Mohamad Ali | Mgmt | For | For | For | |||
4 | Elect Richard L. Bloch | Mgmt | For | For | For | |||
5 | Elect Kenneth L. Coleman | Mgmt | For | For | For | |||
6 | Elect Ashok Israni | Mgmt | For | For | For | |||
7 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
8 | Elect Peter M. Thomas | Mgmt | For | For | For | |||
9 | Elect Robert H. Tuttle | Mgmt | For | Against | Against | |||
10 | Elect Christopher J. Warmuth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Ana Botin | Mgmt | For | For | For | |||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
5 | Elect Richard M. Daley | Mgmt | For | For | For | |||
6 | Elect Barry Diller | Mgmt | For | For | For | |||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
10 | Elect Muhtar Kent | Mgmt | For | For | For | |||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James D. Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | 2014 Equity Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jan Bennink | Mgmt | For | For | For | |||
2 | Elect John F. Brock | Mgmt | For | For | For | |||
3 | Elect Calvin Darden | Mgmt | For | For | For | |||
4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
10 | Elect Garry Watts | Mgmt | For | For | For | |||
11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
7 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | |||
3 | Elect David W. Dorman | Mgmt | For | For | For | |||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald R. Horton | Mgmt | For | For | For | |||
2 | Elect Barbara K. Allen | Mgmt | For | For | For | |||
3 | Elect Bradley S. Anderson | Mgmt | For | For | For | |||
4 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
5 | Elect Michael W. Hewatt | Mgmt | For | For | For | |||
6 | Elect Donald J. Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||
4 | Elect John S. Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect David G. DeWalt | Mgmt | For | For | For | |||
7 | Elect William H. Easter III | Mgmt | For | For | For | |||
8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||
10 | Elect David R. Goode | Mgmt | For | For | For | |||
11 | Elect George N. Mattson | Mgmt | For | For | For | |||
12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||
14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Change in Board Size | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | Against | Against | |||
2 | Elect Peter W. Brown | Mgmt | For | Against | Against | |||
3 | Elect Helen E. Dragas | Mgmt | For | Against | Against | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect John W. Harris | Mgmt | For | Against | Against | |||
7 | Elect Mark J. Kington | Mgmt | For | Against | Against | |||
8 | Elect Pamela L. Royal | Mgmt | For | Against | Against | |||
9 | Elect Robert H. Spilman, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Michael E. Szymanczyk | Mgmt | For | Against | Against | |||
11 | Elect David A. Wollard | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Environmental Impacts and Risks of Biomass | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | For | For | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
3 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
4 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
5 | Elect Jack L. Stahl | Mgmt | For | For | For | |||
6 | Elect Larry D. Young | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.3 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.12 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.13 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.14 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Restoration of Written Consent | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
E.I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Richard H. Brown | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | |||
5 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
6 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
9 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
11 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
12 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Herbicide Use | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
1.3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
8 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
11 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect Karen N. Horn | Mgmt | For | For | For | |||
3 | Elect William Kaelin | Mgmt | For | For | For | |||
4 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect William D. Green | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jami Miscik | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David N. Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | |||
1.5 | Elect August A. Busch III | Mgmt | For | For | For | |||
1.6 | Elect James S. Turley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors | Mgmt | For | For | For | |||
2 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
8 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
9 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
10 | Elect Stewart C. Myers | Mgmt | For | For | For | |||
11 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting on Nuclear Safety | ShrHldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect John A. Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | |||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
10 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
11 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
12 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.8 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.11 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.12 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James P. Hackett | Mgmt | For | For | For | |||
8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
9 | Elect William W. Helman IV | Mgmt | For | For | For | |||
10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
12 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer A. Neal | Mgmt | For | For | For | |||
15 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
16 | Elect John L. Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.10 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | |||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | |||
1.5 | Elect James C. Flores | Mgmt | For | For | For | |||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | |||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | |||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.13 | Elect James R. Moffett | Mgmt | For | For | For | |||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
12 | Elect James J. Mulva | Mgmt | For | For | For | |||
13 | Elect James E. Rohr | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect Paul Danos | Mgmt | For | For | For | |||
4 | Elect William T. Esrey | Mgmt | For | For | For | |||
5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For | |||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Steve Odland | Mgmt | For | For | For | |||
10 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
11 | Elect Michael D. Rose | Mgmt | For | For | For | |||
12 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
13 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
8 | Elect James J. Mulva | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2014 Short-Term Incentive Plan | Mgmt | For | For | For | |||
17 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CUSIP 37733W105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
5 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
6 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
12 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||
16 | Elect Jing Ulrich | Mgmt | For | For | For | |||
17 | Elect Hans Wijers | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Debora L. Spar | Mgmt | For | For | For | |||
12 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
13 | Elect David A. Viniar | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
1.14 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
6 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
7 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
8 | Elect Gary M Reiner | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
12 | Elect Ralph V. Whitworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect Susan Crown | Mgmt | For | For | For | |||
3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect James W. Griffith | Mgmt | For | For | For | |||
5 | Elect Robert C. McCormack | Mgmt | For | For | For | |||
6 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
7 | Elect E. Scott Santi | Mgmt | For | For | For | |||
8 | Elect James A. Skinner | Mgmt | For | For | For | |||
9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | |||
10 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
11 | Elect Kevin M. Warren | Mgmt | For | For | For | |||
12 | Elect Anre D. Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Removal of Supermajority Vote Requirements | Mgmt | For | For | For | |||
16 | Removal of Board Size Provision | Mgmt | For | For | For | |||
Ingersoll-Rand Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect John P. Surma | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares with Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
7 | Elect James D. Plummer | Mgmt | For | For | For | |||
8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
11 | Elect Joan E. Spero | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Lorenzo H. Zambrano Trevino | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Mgmt | For | For | For | |||
17 | 2014 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Jay L. Johnson | Mgmt | For | For | For | |||
6 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
7 | Elect Joan E. Spero | Mgmt | For | For | For | |||
8 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
9 | Elect John F. Turner | Mgmt | For | For | For | |||
10 | Elect William G. Walter | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | |||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | |||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | |||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
3 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
4 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
5 | Elect David L. Schlotterbeck | Mgmt | For | For | For | |||
6 | Elect Shaygan Kheradpir | Mgmt | For | For | For | |||
7 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
8 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Bryant | Mgmt | For | For | For | |||
1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
2 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
3 | Elect Henry Hugh Shelton | Mgmt | For | For | For | |||
4 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dianne N. Blixt | Mgmt | For | For | For | |||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
4 | Elect David E. R. Dangoor | Mgmt | For | For | For | |||
5 | Elect Murray S. Kessler | Mgmt | For | For | For | |||
6 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
7 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | Against | Against | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John W. Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||
4 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Debra L. Lee | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Harry J. Pearce | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
2 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
3 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
4 | Elect Ian Lang | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Steven A. Mills | Mgmt | For | For | For | |||
7 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
8 | Elect Marc D. Oken | Mgmt | For | For | For | |||
9 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
10 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
12 | Elect R. David Yost | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For | |||
1.3 | Elect James R. Bergman | Mgmt | For | For | For | |||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Grady | Mgmt | For | For | For | |||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
3 | Elect Walter E. Massey | Mgmt | For | For | For | |||
4 | Elect Cary D. McMillan | Mgmt | For | For | For | |||
5 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
7 | Elect Roger W. Stone | Mgmt | For | For | For | |||
8 | Elect Miles D. White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | |||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | |||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
5 | Elect John M. Keane | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect William E. Kennard | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven A. Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William H. Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | |||
6 | Elect David F. Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles H. Noski | Mgmt | For | For | For | |||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
9 | Elect John W. Thompson | Mgmt | For | For | For | |||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Noble Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NE | CUSIP G65431101 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott D. Josey | Mgmt | For | For | For | |||
2 | Elect Jon A. Marshall | Mgmt | For | For | For | |||
3 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-Appointment of Statutory Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Statutory Auditor's Fees | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Remuneration Report (Policy) | Mgmt | For | For | For | |||
10 | Amendment to Articles to Authorize a Dividend of Shares in Paragon Offshore Limited | Mgmt | For | For | For | |||
11 | Repeal of Classified Board | Mgmt | For | For | For | |||
Noble Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NE | CUSIP H5833N103 | 10/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change Jurisdiction of Incorporation from Switzerland to the UK | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/25/2014 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A | |||
4 | Board Compensation | Mgmt | For | N/A | N/A | |||
5 | Executive Compensation | Mgmt | For | N/A | N/A | |||
6 | Elect Jorg Reinhardt | Mgmt | For | N/A | N/A | |||
7 | Elect Dimitri Azar | Mgmt | For | N/A | N/A | |||
8 | Elect Verena A. Briner | Mgmt | For | N/A | N/A | |||
9 | Elect Srikant Datar | Mgmt | For | N/A | N/A | |||
10 | Elect Ann M. Fudge | Mgmt | For | N/A | N/A | |||
11 | Elect Pierre Landolt | Mgmt | For | N/A | N/A | |||
12 | Elect Ulrich Lehner | Mgmt | For | N/A | N/A | |||
13 | Elect Andreas von Planta | Mgmt | For | N/A | N/A | |||
14 | Elect Charles L. Sawyers | Mgmt | For | N/A | N/A | |||
15 | Elect Enrico Vanni | Mgmt | For | N/A | N/A | |||
16 | Elect William T. Winters | Mgmt | For | N/A | N/A | |||
17 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | N/A | N/A | |||
18 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | N/A | N/A | |||
19 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | N/A | N/A | |||
20 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | N/A | N/A | |||
21 | Appointment of Auditor | Mgmt | For | N/A | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | N/A | N/A | |||
23 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | N/A | N/A | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.4 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.6 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.7 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.9 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
5 | Elect Edward P. Djerejian | Mgmt | For | For | For | |||
6 | Elect John E. Feick | Mgmt | For | For | For | |||
7 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect William R. Klesse | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For | |||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Iverson | Mgmt | For | For | For | |||
1.2 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
1.3 | Elect John D. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda S. Harty | Mgmt | For | For | For | |||
1.3 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
1.6 | Elect Klaus-Peter Muller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Candy M. Obourn | Mgmt | For | For | For | |||
1.8 | Elect Joseph M. Scaminace | Mgmt | For | For | For | |||
1.9 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | |||
1.10 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.11 | Elect James L. Wainscott | Mgmt | For | For | For | |||
1.12 | Elect Donald E. Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Harold Cramer | Mgmt | For | For | For | |||
2 | Amendment to the 2008 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
5 | Elect Constance J. Horner | Mgmt | For | For | For | |||
6 | Elect James M. Kilts | Mgmt | For | For | For | |||
7 | Elect George A. Lorch | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Plan | Mgmt | For | For | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
4 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
5 | Elect Richard C. Kelly | Mgmt | For | Against | Against | |||
6 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
7 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
8 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
9 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
10 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
11 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
3 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
PNC Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard O. Berndt | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Paul W. Chellgren | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Kay Coles James | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | |||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
14 | Elect George H. Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge H. Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||
1.3 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Elect Natica von Althann | Mgmt | For | For | For | |||
12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
4 | Elect James G. Cullen | Mgmt | For | For | For | |||
5 | Elect Mark B. Grier | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect James A. Unruh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
QEP Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
1.2 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
1.3 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | ShrHldr | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Francisco Ros | Mgmt | For | For | For | |||
12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
13 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
14 | Elect Marc I. Stern | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy L. Main | Mgmt | For | Against | Against | |||
2 | Elect Timothy M. Ring | Mgmt | For | Against | Against | |||
3 | Elect Daniel C. Stanzione | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
5 | Elect George R. Oliver | Mgmt | For | For | For | |||
6 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
7 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
8 | Elect William R. Spivey | Mgmt | For | For | For | |||
9 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
6 | Elect Robert Castaigne | Mgmt | For | For | For | |||
7 | Elect Christian Mulliez | Mgmt | For | For | For | |||
8 | Elect Patrick Kron | Mgmt | For | For | For | |||
9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration Elements (Jean-Pascal Tricoire) | Mgmt | For | For | For | |||
10 | Remuneration Elements (Emmanuel Babeau) | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Pascal Tricoire, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Emmanuel Babeau, Executive Vice President | Mgmt | For | For | For | |||
13 | Elect Linda Knoll | Mgmt | For | Against | Against | |||
14 | Elect Noel Forgeard | Mgmt | For | Against | Against | |||
15 | Elect Willy R. Kissling | Mgmt | For | Against | Against | |||
16 | Elect Catherine Kopp | Mgmt | For | Against | Against | |||
17 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||
18 | Elect G. Richard Thoman | Mgmt | For | Against | Against | |||
19 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Conversion of Corporate Form | Mgmt | For | For | For | |||
22 | Amendments Regarding Company Name | Mgmt | For | For | For | |||
23 | Amendments Regarding Corporate Form | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
27 | Elect Lone Fonss Schroder | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CUSIP 826197501 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
4 | Compensation Policy | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
6 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
8 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
9 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
6 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
7 | Elect Elliott Pew | Mgmt | For | For | For | |||
8 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Drew G. Faust | Mgmt | For | For | For | |||
3 | Elect Justin King | Mgmt | For | For | For | |||
4 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
5 | Elect Rowland T. Moriarty | Mgmt | For | For | For | |||
6 | Elect Robert C. Nakasone | Mgmt | For | For | For | |||
7 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
11 | Elect Paul F. Walsh | Mgmt | For | For | For | |||
12 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
3 | Elect Peter Coym | Mgmt | For | For | For | |||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | |||
2 | Elect Srikant Datar | Mgmt | For | For | For | |||
3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | |||
5 | Elect Allan C. Golston | Mgmt | For | For | For | |||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | |||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sun Life Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLF | CUSIP 866796105 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Booth | Mgmt | For | For | For | |||
1.3 | Elect John H. Clappison | Mgmt | For | For | For | |||
1.4 | Elect Dean A. Connor | Mgmt | For | For | For | |||
1.5 | Elect Martin J.G. Glynn | Mgmt | For | For | For | |||
1.6 | Elect M. Marianne Harris | Mgmt | For | For | For | |||
1.7 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | |||
1.8 | Elect Real Raymond | Mgmt | For | For | For | |||
1.9 | Elect Hugh D. Segal | Mgmt | For | For | For | |||
1.10 | Elect Barbara G. Stymiest | Mgmt | For | For | For | |||
1.11 | Elect James H. Sutcliffe | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Advance Notice Policy | Mgmt | For | For | For | |||
4 | Amendment to By-Laws Regarding Electronic Distribution | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
4 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
5 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
6 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
9 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
10 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Employment Terms | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Moshe Many | Mgmt | For | Against | Against | |||
2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
4 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||
6 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||
7 | Approval of Compensation Policy | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Ronald Kirk | Mgmt | For | For | For | |||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
The ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
6 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
9 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
10 | Elect Jess Soderberg | Mgmt | For | For | For | |||
11 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
14 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
15 | Long Term Incentive Plan (2014) | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela F. Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
3 | Elect Scott D. Cook | Mgmt | For | For | For | |||
4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | 2013 Non-Employee Directors' Stock Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 05/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
6 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | |||
7 | Elect Paul Desmarais, Jr. | Mgmt | For | For | For | |||
8 | Elect Barbara Kux | Mgmt | For | For | For | |||
9 | Remuneration of Christophe de Margerie, CEO | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Amendment to Article Regarding Employee Representatives | Mgmt | For | For | For | |||
18 | Amendment Regarding Age Limit of Chairman | Mgmt | For | For | For | |||
19 | Amendment Regarding Age Limit of CEO | Mgmt | For | For | For | |||
20 | Amendment Regarding Shareholder Representatives at the Annual General Meeting | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding the Distribution of a Newsletter | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Loyalty Dividend | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Inclusion of Employee Representatives in Board Committees | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | Against | Against | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
5 | Elect John J. Koraleski | Mgmt | For | For | For | |||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
2 | Elect Jane C. Garvey | Mgmt | For | For | For | |||
3 | Elect Walter Isaacson | Mgmt | For | For | For | |||
4 | Elect Henry L. Meyer III | Mgmt | For | For | For | |||
5 | Elect Oscar Munoz | Mgmt | For | For | For | |||
6 | Elect William R. Nuti | Mgmt | For | For | For | |||
7 | Elect Laurence E. Simmons | Mgmt | For | For | For | |||
8 | Elect Jeffery A. Smisek | Mgmt | For | For | For | |||
9 | Elect David J. Vitale | Mgmt | For | For | For | |||
10 | Elect John H. Walker | Mgmt | For | For | For | |||
11 | Elect Charles A. Yamarone | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Director Equity Incentive Plan. | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
3 | Elect Michael J. Burns | Mgmt | For | For | For | |||
4 | Elect D. Scott Davis | Mgmt | For | For | For | |||
5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
6 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Candace Kendle | Mgmt | For | For | For | |||
9 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Carol B. Tome | Mgmt | For | For | For | |||
13 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
3 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
4 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
5 | Elect Robert W. Lane | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Adoption of Proxy Access | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CUSIP 92857W209 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven A. Davis | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
7 | Elect Alan G. McNally | Mgmt | For | For | For | |||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James A. Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect James H. Quigley | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | |||
3 | Elect John L. Doyle | Mgmt | For | For | For | |||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | |||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | |||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | |||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Norden | Mgmt | For | Against | Against | |||
2 | Elect Louise M. Parent | Mgmt | For | Against | Against | |||
3 | Elect Robert W. Scully | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2013 Equity and Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | George Putnam Balanced Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |