UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-00058 | ||||||||
Name of Registrant: | George Putnam Balanced Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
The George Putnam Fund of Boston | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 7/31 | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | George Putnam Balanced Fund | |||||||
Fund Name : | George Putnam Balanced Fund | |||||||
Date of Fiscal Year End: | 07/31 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
8 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
9 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
10 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
11 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
12 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Agilent Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Kunz Fields | Mgmt | For | For | For | |||
2 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
3 | Elect George A. Scangos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Carter | Mgmt | For | For | For | |||
2 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
3 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect David H. Y. Ho | Mgmt | For | For | For | |||
6 | Elect Margaret G. McGlynn | Mgmt | For | For | For | |||
7 | Elect Edward L. Monser | Mgmt | For | For | For | |||
8 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3.1 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
3.2 | Elect William H. Hernandez | Mgmt | For | For | For | |||
3.3 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
3.4 | Elect Douglas L. Maine | Mgmt | For | For | For | |||
3.5 | Elect J. Kent Masters | Mgmt | For | For | For | |||
3.6 | Elect James J. O'Brien | Mgmt | For | For | For | |||
3.7 | Elect Barry W. Perry | Mgmt | For | For | For | |||
3.8 | Elect Gerald A. Steiner | Mgmt | For | For | For | |||
3.9 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
3.10 | Elect Alejandro D. Wolff | Mgmt | For | For | For | |||
4 | Approve 2017 Incentive Plan | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 10/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Felix Baker | Mgmt | For | For | For | |||
2 | Elect David R. Brennan | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
5 | Elect Ludwig N. Hantson | Mgmt | For | For | For | |||
6 | Elect John T. Mollen | Mgmt | For | For | For | |||
7 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
8 | Elect Alvin S. Parven | Mgmt | For | For | For | |||
9 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
10 | Elect Ann M. Veneman | Mgmt | For | For | For | |||
11 | Approval of the 2017 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Yong Zhang | Mgmt | For | Against | Against | |||
2 | Elect Chee Hwa Tung | Mgmt | For | Against | Against | |||
3 | Elect Jerry Yang | Mgmt | For | Against | Against | |||
4 | Elect Wan Ling Martello | Mgmt | For | Against | Against | |||
5 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
7 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
9 | Elect George Munoz | Mgmt | For | For | For | |||
10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
11 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
3 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
4 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
5 | Elect Rafael Flores | Mgmt | For | For | For | |||
6 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
7 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
8 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
9 | Elect James C. Johnson | Mgmt | For | For | For | |||
10 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
11 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Renewable Energy Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | |||
American Airlines Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | Against | Against | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Linda A. Mills | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
2 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
4 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
5 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
6 | Elect Karl F. Kurz | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect Susan N. Story | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
12 | Approval of the 2017 Non-qualified Employee Stock Option Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect David E. Constable | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Claire S. Farley | Mgmt | For | For | For | |||
5 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
6 | Elect Richard L. George | Mgmt | For | For | For | |||
7 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Sean Gourley | Mgmt | For | For | For | |||
10 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
11 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
12 | Elect R. A. Walker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Vincent T. Roche | Mgmt | For | For | For | |||
3 | Elect James A. Champy | Mgmt | For | For | For | |||
4 | Elect Bruce R. Evans | Mgmt | For | For | For | |||
5 | Elect Edward H. Frank | Mgmt | For | For | For | |||
6 | Elect Mark M. Little | Mgmt | For | For | For | |||
7 | Elect Neil S. Novich | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Elect Lisa T. Su | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to Employee Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of the 162(m) Senior Executive Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Arch Coal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCH | CUSIP 039380407 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrick J. Bartels, Jr. | Mgmt | For | For | For | |||
2 | Elect James N. Chapman | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Sherman K. Edmiston | Mgmt | For | For | For | |||
5 | Elect Patrick A Krieghauser | Mgmt | For | For | For | |||
6 | Elect Richard A. Navarre | Mgmt | For | For | For | |||
7 | Elect Scott D. Vogel | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | Against | Against | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | Against | Against | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elect Howard W. Albert | Mgmt | For | For | For | |||
15 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
16 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
17 | Elect Gary Burnet | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect James M. Michener | Mgmt | For | For | For | |||
21 | Elect Walter A. Scott | Mgmt | For | For | For | |||
22 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | Against | Against | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
6 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Axalta Coating Systems Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXTA | CUSIP G0750C108 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles W. Shaver | Mgmt | For | For | For | |||
1.2 | Elect Mark Garrett | Mgmt | For | For | For | |||
1.3 | Elect Lori J. Ryerkerk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ball Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLL | CUSIP 058498106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | |||
1.2 | Elect George M. Smart | Mgmt | For | For | For | |||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
1.4 | Elect Stuart A. Taylor, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
3 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
4 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
9 | Elect James F. Orr | Mgmt | For | For | For | |||
10 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
11 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
12 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Omnibus Equity Plan | Mgmt | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
2 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
4 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
5 | Elect Joel I. Klein | Mgmt | For | For | For | |||
6 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
7 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
8 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | Against | Against | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For | |||
15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Check Kian Low | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Elect Peter J. Marks | Mgmt | For | For | For | |||
9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BWX Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rex D. Geveden | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Nardelli | Mgmt | For | For | For | |||
1.3 | Elect Barbara A Niland | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Pryor, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Barrett | Mgmt | For | For | For | |||
2 | Elect Robert M. Davis | Mgmt | For | For | For | |||
3 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect David F. Melcher | Mgmt | For | For | For | |||
6 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
7 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
8 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
9 | Elect John H. Weiland | Mgmt | For | For | For | |||
10 | Elect Anthony Welters | Mgmt | For | For | For | |||
11 | Elect Tony L. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Caesarstone Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSTE | CUSIP M20598104 | 12/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ofer Tsimchi | Mgmt | For | For | For | |||
2 | Elect Ronald Kaplan | Mgmt | For | For | For | |||
3 | Elect Amit Ben Zvi | Mgmt | For | For | For | |||
4 | Elect Ariel Halperin | Mgmt | For | For | For | |||
5 | Elect Dori Brown | Mgmt | For | For | For | |||
6 | Elect Roger Abravanel | Mgmt | For | For | For | |||
7 | Elect Eric D. Herschmann | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
10 | Chairman's Fees | Mgmt | For | For | For | |||
11 | Compensation Terms of CEO | Mgmt | For | For | For | |||
12 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
13 | Amendment to Compensation Terms of Former CEO | Mgmt | For | For | For | |||
14 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
15 | Compensation Policy | Mgmt | For | For | For | |||
16 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L Brlas | Mgmt | For | For | For | |||
2 | Elect Frank Cassidy | Mgmt | For | For | For | |||
3 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
4 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
5 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
6 | Elect David C. Merritt | Mgmt | For | For | For | |||
7 | Elect W. Benjamin Moreland | Mgmt | For | Against | Against | |||
8 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
9 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
15 | Amendment to Adopt Proxy Access | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Anderson | Mgmt | For | For | For | |||
2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
3 | Elect George S. Barrett | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
7 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
11 | Elect David P. King | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cavium, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAVM | CUSIP 14964U108 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Frank | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
5 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
6 | Elect Gerardo I. Lopez | Mgmt | For | Against | Against | |||
7 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
8 | Elect Paula R. Reynolds | Mgmt | For | For | For | |||
9 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
10 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
11 | Elect Ray Wirta | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of the 2017 Equity Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Gilla S. Kaplan | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Haraf | Mgmt | For | Against | Against | |||
2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
3 | Elect Stephen T. McLin | Mgmt | For | Against | Against | |||
4 | Elect Roger O. Walther | Mgmt | For | Against | Against | |||
5 | Elect Robert N. Wilson | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2011 Incentive Plan | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
8 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
3 | Elect Robert E. Denham | Mgmt | For | For | For | |||
4 | Elect Alice P. Gast | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
11 | Elect John S. Watson | Mgmt | For | For | For | |||
12 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
17 | Elect Kimberly Ross | Mgmt | For | For | For | |||
18 | Elect Robert W. Scully | Mgmt | For | For | For | |||
19 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
20 | Elect Theodore Shasta | Mgmt | For | For | For | |||
21 | Elect David H. Sidwell | Mgmt | For | For | For | |||
22 | Elect Olivier Steimer | Mgmt | For | For | For | |||
23 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
25 | Elect Michael P. Connors | Mgmt | For | For | For | |||
26 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
27 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
28 | Elect Robert W. Scully | Mgmt | For | For | For | |||
29 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | For | |||
32 | Board Compensation | Mgmt | For | For | For | |||
33 | Executive Compensation | Mgmt | For | For | For | |||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
36 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Jane E. Henney | Mgmt | For | For | For | |||
5 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
6 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
7 | Elect William D. Zollars | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect John T. Chambers | Mgmt | For | For | For | |||
5 | Elect Amy Chang | Mgmt | For | For | For | |||
6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Robert E. Weissman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Supermajority Provisions | ShrHoldr | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Bancroft | Mgmt | For | For | For | |||
2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
6 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
7 | Elect C. Martin Harris | Mgmt | For | For | For | |||
8 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
9 | Elect Michael B. Polk | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.8 | Elect David C. Novak | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 03/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Bruce B. Churchill | Mgmt | For | For | For | |||
4 | Elect Mark Foster | Mgmt | For | For | For | |||
5 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Peter Rutland | Mgmt | For | For | For | |||
9 | Elect Robert F. Woods | Mgmt | For | For | For | |||
10 | Elect Lizabeth H. Zlatkus | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
4 | Elect John V. Faraci | Mgmt | For | For | For | |||
5 | Elect Jody L Freeman | Mgmt | For | For | For | |||
6 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
7 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | For | 1 Year | N/A | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | |||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.3 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.4 | Elect Peter Harf | Mgmt | For | For | For | |||
1.5 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.6 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.7 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.8 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Equity and Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | Against | Against | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Robert J. Hugin | Mgmt | For | Against | Against | |||
4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
5 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
9 | Elect John T. Schwieters | Mgmt | For | For | For | |||
10 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
11 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Robert A. Livingston | Mgmt | For | For | For | |||
5 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
6 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
7 | Elect Michael B. Stubbs | Mgmt | For | For | For | |||
8 | Elect Richard Tobin | Mgmt | For | Against | Against | |||
9 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
10 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
11 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
12 | Elect Mary A. Winston | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Reapproval of Performance Goals Under 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
17 | Reapproval of Performance Goals Under the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
19 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | Against | Against | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | Against | Against | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Dr Pepper Snapple Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Alexander | Mgmt | For | For | For | |||
2 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
3 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
5 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
6 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
7 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
8 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
9 | Elect Larry D. Young | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
10 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 07/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of Executive Officer Bonus Plan Performance-Based Criteria | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
2 | Elect Louis Hernandez, Jr. | Mgmt | For | Against | Against | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
5 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
6 | Elect William P. Sullivan | Mgmt | For | For | For | |||
7 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
8 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
9 | Elect Brett White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard S. Coleman | Mgmt | For | For | For | |||
2 | Elect Jay C. Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | |||
4 | Elect Vivek Paul | Mgmt | For | For | For | |||
5 | Elect Lawrence F. Probst III | Mgmt | For | For | For | |||
6 | Elect Talbott Roche | Mgmt | For | For | For | |||
7 | Elect Richard A. Simonson | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Denise F. Warren | Mgmt | For | For | For | |||
10 | Elect Andrew Wilson | Mgmt | For | For | For | |||
11 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
2 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
3 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
4 | Elect David A. Ricks | Mgmt | For | For | For | |||
5 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the Directors' Deferral Plan | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 07/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | |||
4 | Elect James C. Day | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect John Hughes | Mgmt | For | For | For | |||
1.5 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.6 | Elect William Luby | Mgmt | For | For | For | |||
1.7 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.9 | Elect Stephen M. Smith | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.4 | Elect Tao Huang | Mgmt | For | For | For | |||
1.5 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.6 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Howard Walker | Mgmt | For | For | For | |||
1.8 | Elect Matthew Williams | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
1.3 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary P. Martin | Mgmt | For | For | For | |||
1.5 | Elect Issie N. Rabinovitch | Mgmt | For | For | For | |||
1.6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.8 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.9 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jaime W. Ellertson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan C. Athey | Mgmt | For | Abstain | Against | |||
2 | Elect A. George Battle | Mgmt | For | Abstain | Against | |||
3 | Elect Chelsea Clinton | Mgmt | For | Abstain | Against | |||
4 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||
5 | Elect Barry Diller | Mgmt | For | Abstain | Against | |||
6 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||
7 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||
8 | Elect Victor A. Kaufman | Mgmt | For | Abstain | Against | |||
9 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||
10 | Elect Dara Khosrowshahi | Mgmt | For | Abstain | Against | |||
11 | Elect John C. Malone | Mgmt | For | Abstain | Against | |||
12 | Elect Scott Rudin | Mgmt | For | Abstain | Against | |||
13 | Elect Christopher W. Shean | Mgmt | For | Abstain | Against | |||
14 | Elect Alexander von Furstenberg | Mgmt | For | Abstain | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maura C. Breen | Mgmt | For | For | For | |||
2 | Elect William J. DeLaney | Mgmt | For | For | For | |||
3 | Elect Elder Granger | Mgmt | For | For | For | |||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas P. MacMahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | Against | Against | |||
10 | Elect William L. Roper | Mgmt | For | For | For | |||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
12 | Elect Timothy Wentworth | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
1.10 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.11 | Elect Darren W. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
2 | Elect David W. Faeder | Mgmt | For | For | For | |||
3 | Elect Elizabeth Holland | Mgmt | For | For | For | |||
4 | Elect Gail P. Steinel | Mgmt | For | For | For | |||
5 | Elect Warren M. Thompson | Mgmt | For | For | For | |||
6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
7 | Elect Donald C. Wood | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Thomas M. Hagerty | Mgmt | For | For | For | |||
3 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
4 | Elect David K. Hunt | Mgmt | For | For | For | |||
5 | Elect Stephan A. James | Mgmt | For | For | For | |||
6 | Elect Frank R. Martire | Mgmt | For | For | For | |||
7 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
8 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
9 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
2 | Elect Israel Ruiz | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
1.4 | Elect Andrew Langham | Mgmt | For | For | For | |||
1.5 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
1.6 | Elect Courtney Mather | Mgmt | For | For | For | |||
1.7 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
1.3 | Elect Earl C. Shanks | Mgmt | For | For | For | |||
1.4 | Elect James B. Perry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
General Mills, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
3 | Elect David M. Cordani | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
6 | Elect Maria G. Henry | Mgmt | For | For | For | |||
7 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
8 | Elect Steve Odland | Mgmt | For | For | For | |||
9 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
10 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
11 | Elect Eric D. Sprunk | Mgmt | For | For | For | |||
12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | |||
13 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
GGP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 36174X101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | |||
5 | Elect John K. Haley | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | |||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to Articles Regarding Removal of Directors Without Cause | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
3 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
4 | Elect John C. Martin | Mgmt | For | For | For | |||
5 | Elect John F. Milligan | Mgmt | For | For | For | |||
6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Gores Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRSHU | CUSIP 382866101 | 11/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Business Combination | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Shareholder Certification | Mgmt | N/A | For | N/A | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Amendment to Classified Board | Mgmt | For | Against | Against | |||
6 | Increase the Authorized Common Stock | Mgmt | For | For | For | |||
7 | Adoption of Supermajority Requirement | Mgmt | For | Against | Against | |||
8 | Opt Out of Section 203 of the Delaware General Corporation Law and Implement Similar Provisions | Mgmt | For | For | For | |||
9 | Technical Amendments to Articles | Mgmt | For | For | For | |||
10.1 | Elect C. Dean Metropoulos | Mgmt | For | Withhold | Against | |||
10.2 | Elect Andrew S. Jhawar | Mgmt | For | Withhold | Against | |||
10.3 | Elect Mark R. Stone | Mgmt | For | Withhold | Against | |||
10.4 | Elect Laurence Bodner | Mgmt | For | Withhold | Against | |||
10.5 | Elect Neil P. DeFeo | Mgmt | For | Withhold | Against | |||
10.6 | Elect Jerry D. Kaminski | Mgmt | For | Withhold | Against | |||
10.7 | Elect Craig D. Steeneck | Mgmt | For | Withhold | Against | |||
11 | 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect William E. Albrecht | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect James R. Boyd | Mgmt | For | For | For | |||
5 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | |||
9 | Elect David J. Lesar | Mgmt | For | For | For | |||
10 | Elect Robert A. Malone | Mgmt | For | For | For | |||
11 | Elect J. Landis Martin | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
13 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP 806407102 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barry J. Alperin | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Bacow | Mgmt | For | For | For | |||
3 | Elect Gerald A. Benjamin | Mgmt | For | For | For | |||
4 | Elect Stanley M. Bergman | Mgmt | For | For | For | |||
5 | Elect James P. Breslawski | Mgmt | For | For | For | |||
6 | Elect Paul Brons | Mgmt | For | For | For | |||
7 | Elect Joseph L. Herring | Mgmt | For | For | For | |||
8 | Elect Donald J. Kabat | Mgmt | For | For | For | |||
9 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
10 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
11 | Elect Mark E. Mlotek | Mgmt | For | For | For | |||
12 | Elect Steven Paladino | Mgmt | For | For | For | |||
13 | Elect Carol Raphael | Mgmt | For | For | For | |||
14 | Elect E. Dianne Rekow | Mgmt | For | For | For | |||
15 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
16 | Amendment to the Section 162(m) Cash Bonus Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Herc Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRI | CUSIP 42704L104 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
2 | Elect Lawrence Silber | Mgmt | For | For | For | |||
3 | Elect James H. Browning | Mgmt | For | For | For | |||
4 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
5 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
6 | Elect Courtney Mather | Mgmt | For | For | For | |||
7 | Elect Stephen Mongillo | Mgmt | For | For | For | |||
8 | Elect Louis J. Pastor | Mgmt | For | For | For | |||
9 | Elect Mary Pat Salomone | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
1.3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
1.4 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Judith A. McHale | Mgmt | For | For | For | |||
1.6 | Elect John G. Schreiber | Mgmt | For | For | For | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
1.9 | Elect William J. Stein | Mgmt | For | For | For | |||
2 | Approval of the 2017 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 10/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split and Decrease Authorized Shares | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hostess Brands Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWNK | CUSIP 44109J106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark R. Stone | Mgmt | For | For | For | |||
1.2 | Elect William D. Toler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Carl Bass | Mgmt | For | For | For | |||
4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
9 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
10 | Elect Subra Suresh | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Elect Margaret C. Whitman | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HTG Molecular Diagnostics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGM | CUSIP 40434H104 | 08/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James T. LaFrance | Mgmt | For | For | For | |||
1.2 | Elect Lee R. McCracken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
6 | Elect William J. McDonald | Mgmt | For | For | For | |||
7 | Elect William E. Mitchell | Mgmt | For | For | For | |||
8 | Elect David B. Nash | Mgmt | For | For | For | |||
9 | Elect James J. O'Brien | Mgmt | For | For | For | |||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jenny A. Seabrook | Mgmt | For | For | For | |||
3 | Re-elect Marcelo H. Bastos | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Bundled Bylaw Amendments Including Adoption of Proxy Access | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Investment Technology Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITG | CUSIP 46145F105 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Minder Cheng | Mgmt | For | For | For | |||
3 | Elect Timothy L. Jones | Mgmt | For | For | For | |||
4 | Elect R. Jarrett Lilien | Mgmt | For | For | For | |||
5 | Elect Kevin J. Lynch | Mgmt | For | For | For | |||
6 | Elect Lee M. Shavel | Mgmt | For | For | For | |||
7 | Elect Francis J. Troise | Mgmt | For | For | For | |||
8 | Elect Steven S. Wood | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2007 Omnibus Equity Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
J.M. Smucker Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | |||
2 | Elect Paul J. Dolan | Mgmt | For | For | For | |||
3 | Elect Jay L. Henderson | Mgmt | For | For | For | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
6 | Elect Gary A. Oatey | Mgmt | For | For | For | |||
7 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
8 | Elect Alex Shumate | Mgmt | For | For | For | |||
9 | Elect Mark T. Smucker | Mgmt | For | For | For | |||
10 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
11 | Elect Timothy P. Smucker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul L. Berns | Mgmt | For | For | For | |||
2 | Elect Patrick G. Enright | Mgmt | For | For | For | |||
3 | Elect Seamus C. Mulligan | Mgmt | For | For | For | |||
4 | Elect Norbert G. Riedel | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendments to Memorandum of Association | Mgmt | For | For | For | |||
8 | Amendments to Articles of Association | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
13 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 2007 Director Stock Option Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
7 | Elect William D. Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Abney | Mgmt | For | For | For | |||
2 | Elect Natalie A. Black | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |||
6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Appointment of Auditor: Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect Todd A. Combs | Mgmt | For | For | For | |||
6 | Elect James S. Crown | Mgmt | For | For | For | |||
7 | Elect James Dimon | Mgmt | For | For | For | |||
8 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Kapstone Paper and Packaging Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KS | CUSIP 48562P103 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John M. Chapman | Mgmt | For | For | For | |||
2 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | |||
3 | Elect Ronald J. Gidwitz | Mgmt | For | For | For | |||
4 | Elect Matthew Kaplan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Keycorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEY | CUSIP 493267108 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin A. Adams | Mgmt | For | For | For | |||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
3 | Elect Charles P. Cooley | Mgmt | For | For | For | |||
4 | Elect Gary M. Crosby | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect H. James Dallas | Mgmt | For | For | For | |||
7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | |||
8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | |||
9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | |||
10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | |||
11 | Elect Richard J. Hipple | Mgmt | For | Against | Against | |||
12 | Elect Kristen L. Manos | Mgmt | For | For | For | |||
13 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
14 | Elect Demos Parneros | Mgmt | For | For | For | |||
15 | Elect Barbara R. Snyder | Mgmt | For | For | For | |||
16 | Elect David K. Wilson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Cooper | Mgmt | For | For | For | |||
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
4 | Elect Conor C. Flynn | Mgmt | For | For | For | |||
5 | Elect Joe Grills | Mgmt | For | For | For | |||
6 | Elect Frank Lourenso | Mgmt | For | For | For | |||
7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
8 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
9 | Elect Richard Saltzman | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
4 | Elect John T. Cahill | Mgmt | For | For | For | |||
5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
6 | Elect Feroz Dewan | Mgmt | For | For | For | |||
7 | Elect Jeanne P. Jackson | Mgmt | For | Against | Against | |||
8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
9 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
10 | Elect John C. Pope | Mgmt | For | For | For | |||
11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | |||
Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | For | For | |||
2 | Elect Jonathan L. Dolgen | Mgmt | For | For | For | |||
3 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
4 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect Peggy Johnson | Mgmt | For | For | For | |||
8 | Elect James S. Kahan | Mgmt | For | For | For | |||
9 | Elect Gregory B. Maffei | Mgmt | For | For | For | |||
10 | Elect Randall T. Mays | Mgmt | For | For | For | |||
11 | Elect Michael Rapino | Mgmt | For | For | For | |||
12 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
5 | Elect Philip Lader | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Martin Marietta Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MLM | CUSIP 573284106 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue W. Cole | Mgmt | For | For | For | |||
2 | Elect Michael J. Quillen | Mgmt | For | For | For | |||
3 | Elect John J. Koraleski | Mgmt | For | For | For | |||
4 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Mastercard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
Medtronic Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP G5960L103 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | |||
5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Adoption of Proxy Access | Mgmt | For | Abstain | Against | |||
17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | Abstain | Against | |||
18 | Technical Amendments to Memorandum of Association | Mgmt | For | Abstain | Against | |||
19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | Abstain | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | NOL Shareholder Rights Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/30/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
4 | Elect Satya Nadella | Mgmt | For | For | For | |||
5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mondelez International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Christiana Shi | Mgmt | For | For | For | |||
11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 12/13/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | For | For | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Nike Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michelle Peluso | Mgmt | For | For | For | |||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect James E. Craddock | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
7 | Elect David L. Stover | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
6 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
7 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
8 | Elect Steven F. Leer | Mgmt | For | For | For | |||
9 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
10 | Elect Amy E. Miles | Mgmt | For | For | For | |||
11 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
12 | Elect James A. Squires | Mgmt | For | For | For | |||
13 | Elect John R. Thompson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
6 | Elect William E. Hantke | Mgmt | For | For | For | |||
7 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
8 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
9 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
10 | Elect Barry T Smitherman | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Approval of the Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Approval of the Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Dempsey | Mgmt | For | For | For | |||
1.2 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
1.4 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.5 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.6 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
1.8 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
2 | Elect Tench Coxe | Mgmt | For | For | For | |||
3 | Elect Persis S. Drell | Mgmt | For | For | For | |||
4 | Elect James C. Gaither | Mgmt | For | For | For | |||
5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
9 | Elect William J. Miller | Mgmt | For | For | For | |||
10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
12 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 01/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Mollenkopf | Mgmt | For | Against | Against | |||
2 | Elect Derek K. Aberle | Mgmt | For | Against | Against | |||
3 | Elect George S. Davis | Mgmt | For | Against | Against | |||
4 | Elect Donald J. Rosenberg | Mgmt | For | Against | Against | |||
5 | Elect Brian Modoff | Mgmt | For | Against | Against | |||
6 | Discharge of Board and Management Members | Mgmt | For | For | For | |||
7 | Asset Sale Pursuant to Tender Offer | Mgmt | For | For | For | |||
8 | Liquidation | Mgmt | For | For | For | |||
9 | Amendment to Financial Year | Mgmt | For | For | For | |||
10 | Conversion to Private Company | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Peter Smitham | Mgmt | For | For | For | |||
12 | Elect Julie Southern | Mgmt | For | For | For | |||
13 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Charles H. O'Reilly, Jr. | Mgmt | For | For | For | |||
3 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
4 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect Paul R. Lederer | Mgmt | For | For | For | |||
8 | Elect John Murphy | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approval of the 2017 Incentive Award Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Special Meeting | ShrHoldr | Against | Against | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 06/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pebblebrook Hotel Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEB | CUSIP 70509V100 | 07/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon E. Bortz | Mgmt | For | For | For | |||
1.2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |||
1.3 | Elect Ron E. Jackson | Mgmt | For | For | For | |||
1.4 | Elect Phillip M. Miller | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.6 | Elect Earl E. Webb | Mgmt | For | For | For | |||
1.7 | Elect Laura H. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
1.2 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
1.3 | Elect Timothy J. Wilmott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Rona A. Fairhead | Mgmt | For | For | For | |||
7 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
8 | Elect William R. Johnson | Mgmt | For | For | For | |||
9 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
10 | Elect David C. Page | Mgmt | For | For | For | |||
11 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Darren Walker | Mgmt | For | For | For | |||
14 | Elect Alberto Weisser | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | Against | Against | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Chew | Mgmt | For | For | For | |||
2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
4 | Elect Jeh C. Johnson | Mgmt | For | For | For | |||
5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
11 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
12 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
13 | Elect Geisha J. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
5 | Elect Werner Geissler | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Jun Makihara | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
11 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
12 | Elect Robert B. Polet | Mgmt | For | For | For | |||
13 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | For | For | For | |||
17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane Nielsen | Mgmt | For | For | For | |||
1.2 | Elect Muktesh Pant | Mgmt | For | For | For | |||
1.3 | Elect Raymond P. Silcock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect David. S. Taylor | Mgmt | For | For | For | |||
8 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
9 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
QEP Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QEP | CUSIP 74733V100 | 05/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Heinemann | Mgmt | For | For | For | |||
2 | Elect Michael J. Minarovic | Mgmt | For | For | For | |||
3 | Elect David A. Trice | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the Material Terms of the Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | |||
3 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
4 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
5 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
6 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | |||
8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect Francisco Ros | Mgmt | For | For | For | |||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | Against | Against | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 09/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A. Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | Against | Against | |||
9 | Elect William R. Spivey | Mgmt | For | For | For | |||
10 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred R. Berkeley, III | Mgmt | For | For | For | |||
1.2 | Elect Peter Gyenes | Mgmt | For | For | For | |||
1.3 | Elect Charles F. Kane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Manuel Kadre | Mgmt | For | For | For | |||
2 | Elect Tomago Collins | Mgmt | For | For | For | |||
3 | Elect William J. Flynn | Mgmt | For | For | For | |||
4 | Elect Thomas W. Handley | Mgmt | For | For | For | |||
5 | Elect Jennifer M Kirk | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
8 | Elect Donald W. Slager | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Sandra M Volpe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.5 | Elect Neil Golden | Mgmt | For | For | For | |||
1.6 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.7 | Elect Thomas V. Milroy | Mgmt | For | For | For | |||
1.8 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.9 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.10 | Elect Cecilia Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | N/A | Abstain | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Helge Lund | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
11 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Chu | Mgmt | For | For | For | |||
2 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
3 | Elect Patrick Duff | Mgmt | For | For | For | |||
4 | Elect Henry R. Keizer | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Neil Lustig | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Kathleen L. Brown | Mgmt | For | For | For | |||
3 | Elect Andres Conesa | Mgmt | For | For | For | |||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | |||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | |||
6 | Elect William D. Jones | Mgmt | For | For | For | |||
7 | Elect Bethany J. Mayer | Mgmt | For | For | For | |||
8 | Elect William G. Ouchi | Mgmt | For | For | For | |||
9 | Elect Debra L. Reed | Mgmt | For | For | For | |||
10 | Elect William C. Rusnack | Mgmt | For | For | For | |||
11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
12 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
13 | Elect James C. Yardley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Seven Generations Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VII | CUSIP 81783Q105 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Set Board Size at Twelve | Mgmt | For | For | For | |||
2.1 | Elect C. Kent Jespersen | Mgmt | For | For | For | |||
2.2 | Elect Patrick Carlson | Mgmt | For | For | For | |||
2.3 | Elect Marty Procter | Mgmt | For | For | For | |||
2.4 | Elect Kevin Brown | Mgmt | For | For | For | |||
2.5 | Elect Avik Dey | Mgmt | For | Withhold | Against | |||
2.6 | Elect Harvey Doerr | Mgmt | For | For | For | |||
2.7 | Elect Paul Hand | Mgmt | For | For | For | |||
2.8 | Elect Dale J. Hohm | Mgmt | For | For | For | |||
2.9 | Elect W.J. McAdam | Mgmt | For | For | For | |||
2.10 | Elect Kaush Rakhit | Mgmt | For | For | For | |||
2.11 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
2.12 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Approve 2017 Stock Option Plan | Mgmt | For | For | For | |||
5 | Approve 2017 Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
4 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect John G. Morikis | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Amendment to the 2007 Executive Annual Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Aldrich | Mgmt | For | For | For | |||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | |||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
6 | Elect Christine King | Mgmt | For | For | For | |||
7 | Elect David P. McGlade | Mgmt | For | For | For | |||
8 | Elect David J. McLachlan | Mgmt | For | For | For | |||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sociedad Quimica y Minera de Chile | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQM | CUSIP 833635105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Annual Report and Account Inspectors' Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Appointment of Account Inspectors | Mgmt | For | For | For | |||
5 | Presentation of Report on Related Party Transactions | Mgmt | For | For | For | |||
6 | Investment and Finance Policy | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Dividend Policy | Mgmt | For | For | For | |||
9 | Board of Directors' Expenditures | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Matters Regarding the Directors' Committee | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 12/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.3 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.4 | Elect Kenneth W. Cornew | Mgmt | For | For | For | |||
1.5 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.6 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.7 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.8 | Elect Bradley S. Seaman | Mgmt | For | For | For | |||
1.9 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.10 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stericycle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRCL | CUSIP 858912108 | 05/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||
4 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
5 | Elect Lynn D. Bleil | Mgmt | For | For | For | |||
6 | Elect Thomas D. Brown | Mgmt | For | For | For | |||
7 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
8 | Elect Robert S. Murley | Mgmt | For | For | For | |||
9 | Elect John Patience | Mgmt | For | For | For | |||
10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Sumco Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3436 | CINS J76896109 | 03/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Mayuki Hashimoto | Mgmt | For | For | For | |||
3 | Elect Michiharu Takii | Mgmt | For | For | For | |||
4 | Elect Harumitsu Endoh | Mgmt | For | For | For | |||
5 | Elect Hisashi Furuya | Mgmt | For | For | For | |||
6 | Elect Kazuo Hiramoto | Mgmt | For | For | For | |||
7 | Elect Fumio Inoue | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.10 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | |||
1.3 | Elect Srikant M. Datar | Mgmt | For | For | For | |||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | |||
1.5 | Elect Timotheus Hottges | Mgmt | For | For | For | |||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | |||
1.7 | Elect Raphael Kubler | Mgmt | For | For | For | |||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | |||
1.9 | Elect John J. Legere | Mgmt | For | For | For | |||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect J.M. Hobby | Mgmt | For | For | For | |||
8 | Elect Ronald Kirk | Mgmt | For | For | For | |||
9 | Elect Pamela H. Patsley | Mgmt | For | Against | Against | |||
10 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
11 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Karen L. Katen | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect David T. Ching | Mgmt | For | For | For | |||
5 | Elect Ernie Herrman | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
6 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
7 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Mark G. Parker | Mgmt | For | For | For | |||
10 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
11 | Elect Orin C. Smith | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 11/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
4 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
5 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
6 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
7 | Elect Murray D. Smith | Mgmt | For | For | For | |||
8 | Elect William H. Spence | Mgmt | For | For | For | |||
9 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 02/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Triumph Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGI | CUSIP 896818101 | 07/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Bourgon | Mgmt | For | For | For | |||
2 | Elect Daniel J. Crowley | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
5 | Elect Richard C. Gozon | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Richard C. Ill | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Adam J. Palmer | Mgmt | For | For | For | |||
10 | Elect Joseph M. Silvestri | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 08/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Memorandum | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Increase of Authorized Capital (Pre-Merger) | Mgmt | For | For | For | |||
5 | Merger Issuance | Mgmt | For | For | For | |||
6 | Company Name Change | Mgmt | For | For | For | |||
7 | Increase of Authorized Capital (Post-Merger) | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights (Post-Merger) | Mgmt | For | For | For | |||
10 | Amendment to Nominal Value | Mgmt | For | For | For | |||
11 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
3 | Elect Marc N. Casper | Mgmt | For | For | For | |||
4 | Elect Andrew Cecere | Mgmt | For | For | For | |||
5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard K. Davis | Mgmt | For | For | For | |||
7 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
8 | Elect Roland Hernandez | Mgmt | For | For | For | |||
9 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
11 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
12 | Elect David B. O'Maley | Mgmt | For | For | For | |||
13 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
14 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
15 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia Diaz Dennis | Mgmt | For | For | For | |||
2 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
3 | Elect John G. Drosdick | Mgmt | For | For | For | |||
4 | Elect John J. Engel | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
7 | Elect Mario Longhi | Mgmt | For | For | For | |||
8 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |||
10 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
11 | Elect David S. Sutherland | Mgmt | For | For | For | |||
12 | Elect Patricia A. Tracey | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2016 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Technical Amendments to Articles | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
7 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Glenn M. Renwick | Mgmt | For | Against | Against | |||
8 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
9 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
10 | Elect James D. Shelton | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
11 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
12 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
8 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
2 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
3 | Elect David P. Steiner | Mgmt | For | For | For | |||
4 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
2 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
3 | Elect Christopher J. Steffen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Carla A. Harris | Mgmt | For | For | For | |||
4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart Walton | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect William C. Foote | Mgmt | For | For | For | |||
4 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
5 | Elect John A. Lederer | Mgmt | For | For | For | |||
6 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
7 | Elect Stefano Pessina | Mgmt | For | For | For | |||
8 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
9 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
10 | Elect James A. Skinner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of Amended and Restated 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Wix.Com Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIX | CUSIP M98068105 | 09/07/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding External Directors | Mgmt | For | For | For | |||
2 | Elect Avishai Abrahami | Mgmt | For | For | For | |||
3 | Elect Giora Kaplan | Mgmt | For | For | For | |||
4 | Elect Mark Tluszcz | Mgmt | For | For | For | |||
5 | Elect Ron Gutler | Mgmt | For | For | For | |||
6 | Elect Allon Bloch | Mgmt | For | For | For | |||
7 | Director Compensation | Mgmt | For | Against | Against | |||
8 | Double-Trigger Vesting of Erika Rottenberg's Stock Options | Mgmt | For | For | For | |||
9 | Double-Trigger Vesting of Norbert Becker's Stock Options | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 04/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Miller | Mgmt | For | For | For | |||
1.2 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Yum China Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
2 | Elect Ed Yiu-Cheong Chan | Mgmt | For | Against | Against | |||
3 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Zayo Group Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZAYO | CUSIP 98919V105 | 11/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Connor | Mgmt | For | For | For | |||
1.2 | Elect Cathy Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | George Putnam Balanced Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |