UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 | ||
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FORM N-PX | ||
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annual report of proxy voting record of | ||
registered management investment company | ||
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Investment Company Act file number: | 811- 5125 |
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Dreyfus Variable Investment Fund | ||
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(Exact name of registrant as specified in charter) | ||
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c/o The Dreyfus Corporation | ||
(Address of principal executive offices) (Zip code) | ||
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John Pak, Esq. 200 Park Avenue New York, New York 10166 | ||
(Name and address of agent for service) | ||
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Registrant's telephone number, including area code: (212) 922-6000 | ||
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Date of fiscal year end: 12/31 | ||
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Date of reporting period: July 1, 2012 - June 30, 2013 |
Dreyfus Variable Investment Fund
======================== DVIF – Money Market Portfolio ========================
======================== DVIF -- Quality Bond Portfolio ========================
The Portfolios did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
======================== DVIF - Appreciation Portfolio =========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against For Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
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AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Davis, III For Against Management
1b Elect Director W. Douglas Ford For Against Management
1c Elect Director Evert Henkes For For Management
1d Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald L. Baliles For For Management
1.2 Elect Director Martin J. Barrington For For Management
1.3 Elect Director John T. Casteen, III For For Management
1.4 Elect Director Dinyar S. Devitre For For Management
1.5 Elect Director Thomas F. Farrell, II For For Management
1.6 Elect Director Thomas W. Jones For For Management
1.7 Elect Director Debra J. Kelly-Ennis For For Management
1.8 Elect Director W. Leo Kiely, III For For Management
1.9 Elect Director Kathryn B. McQuade For For Management
1.10 Elect Director George Munoz For For Management
1.11 Elect Director Nabil Y. Sakkab For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Enrique T. Salem For For Management
1.11 Elect Director Gregory L. Summe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdlatif Yousef Al-Hamad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Dennis D. Dammerman For Against Management
1d Elect Director Jessica P. Einhorn For For Management
1e Elect Director Fabrizio Freda For For Management
1f Elect Director David H. Komansky For Against Management
1g Elect Director James E. Rohr For For Management
1h Elect Director Susan L. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director David R. Goode For For Management
1.5 Elect Director Jesse J. Greene, Jr. For For Management
1.6 Elect Director Jon M. Huntsman, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Include Sustainability as a Against Against Shareholder
Performance Measure for Senior
Executive Compensation
8 Review and Assess Human Rights Policies Against Against Shareholder
9 Prohibit Sales to the Government of Against Against Shareholder
Sudan
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For Withhold Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For Withhold Management
1.9 Elect Director S.J. Palmisano For Withhold Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
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FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For Against Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles Crocker For Against Management
1d Elect Director Charles B. Johnson For For Management
1e Elect Director Gregory E. Johnson For For Management
1f Elect Director Rupert H. Johnson, Jr. For For Management
1g Elect Director Mark C. Pigott For Against Management
1h Elect Director Chutta Ratnathicam For For Management
1i Elect Director Laura Stein For For Management
1j Elect Director Anne M. Tatlock For For Management
1k Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
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GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against For Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2.1 Elect Director K.T. (Krystyna) Hoeg For For Management
2.2 Elect Director R.M. (Richard) Kruger For For Management
2.3 Elect Director J.M. (Jack) Mintz For For Management
2.4 Elect Director D.S. (David) Sutherland For For Management
2.5 Elect Director S.D. (Sheelagh) For For Management
Whittaker
2.6 Elect Director D.W. (Darren) Woods For For Management
2.7 Elect Director V.L. (Victor) Young For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For Against Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For Against Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For Against Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For Against Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For Against Management
1.2 Elect Director Eric H. Halvorson For Against Management
1.3 Elect Director Alan J. Levy For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For Against Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For Against Management
1.10 Elect Director Charles Prince For Against Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter E. Massey For For Management
1b Elect Director John W. Rogers, Jr. For For Management
1c Elect Director Roger W. Stone For For Management
1d Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Pay Disparity Against Against Shareholder
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Human Rights Risk Assessment Against Against Shareholder
Process
7 Report on Nutrition Initiatives and Against Against Shareholder
Childhood Obesity Concerns
--------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL INC.
Ticker: MHP Security ID: 580645109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pedro Aspe For For Management
1.2 Elect Director Winfried Bischoff For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Linda Koch Lorimer For For Management
1.6 Elect Director Harold McGraw, III For For Management
1.7 Elect Director Robert P. McGraw For For Management
1.8 Elect Director Hilda Ochoa-Brillembourg For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Richard E. Thornburgh For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: 641069406
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
5 Additional And/or Counter-proposals None Against Management
Presented At The Meeting
6 Mark the box at the right if you wish None Against Management
to give a Proxy to the independent
representative, Mr. Jean-Ludovic
Hartmann
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For Against Management
1.2 Elect Director Howard I. Atkins For Against Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For Against Management
1.7 Elect Director Carlos M. Gutierrez For Against Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For Against Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For Against Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For Against Management
1.5 Elect Director Edward G. Galante For Against Management
1.6 Elect Director Claire W. Gargalli For Against Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For Against Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For Against Management
1b Elect Director Donald G. Cruickshank For Against Management
1c Elect Director Raymond V. Dittamore For Against Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For Against Management
1f Elect Director Paul E. Jacobs For Against Management
1g Elect Director Sherry Lansing For Against Management
1h Elect Director Duane A. Nelles For Against Management
1i Elect Director Francisco Ros For Against Management
1j Elect Director Brent Scowcroft For Against Management
1k Elect Director Marc I. Stern For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: 767204100
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For �� For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: 85771P102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For For Management
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.75
per Share
7 Withdraw Company from Tar Sands Against Against Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Against Shareholder
Activities in the Arctic
9 Approve Board of Directors' Statement For For Management
on Company Corporate Governance
10 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For For Management
12 Amend Articles Re: Appointment of For For Management
Nominating Committee Members
13 Approve Remuneration of Corporate For For Management
Assembly in the Amount of NOK 112,200
for the Chairman, NOK 59,100 for the
Vice Chairman, NOK 41,500 for Other
Members, and NOK 5,900 for Deputy
Members
14 Elect Elisabeth Berge and Johan Alstad For For Management
as Member and Deputy Member of
Nominating Committee
15 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 11,200
for the Chairman and NOK 8,300 for
Other Members
16 Authorize Repurchase and Reissuance of For Against Management
Shares up to a Nominal Value of NOK 27.
5 Million in Connection with Share
Saving Scheme for Employees
17 Authorize Repurchase of up to 75 For For Management
Million Shares For Cancellation
Purposes
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For For Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Henrique De Castro For For Management
1d Elect Director Calvin Darden For Against Management
1e Elect Director Mary N. Dillon For Against Management
1f Elect Director James A. Johnson For Against Management
1g Elect Director Mary E. Minnick For For Management
1h Elect Director Anne M. Mulcahy For For Management
1i Elect Director Derica W. Rice For For Management
1j Elect Director Gregg W. Steinhafel For For Management
1k Elect Director John G. Stumpf For Against Management
1l Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Electronics Recycling and Against Against Shareholder
Preventing E-Waste Export
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For Against Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For Against Management
1h Elect Director Ruth J. Simmons For Against Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: JUL 10, 2012 Meeting Type: Special
Record Date: MAY 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Richard M. Daley For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Evan G. Greenberg For For Management
1.8 Elect Director Alexis M. Herman For Against Management
1.9 Elect Director Muhtar Kent For For Management
1.10 Elect Director Robert A. Kotick For For Management
1.11 Elect Director Maria Elena Lagomasino For Against Management
1.12 Elect Director Donald F. McHenry For For Management
1.13 Elect Director Sam Nunn For For Management
1.14 Elect Director James D. Robinson, III For Against Management
1.15 Elect Director Peter V. Ueberroth For For Management
1.16 Elect Director Jacob Wallenberg For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: SEP 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rose Marie Bravo For For Management
1.2 Elect Director Paul J. Fribourg For For Management
1.3 Elect Director Mellody Hobson For For Management
1.4 Elect Director Irvine O. Hockaday, Jr. For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela F. Braly For For Management
1.2 Elect Director Kenneth I. Chenault For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director Susan Desmond-Hellmann For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director W. James McNerney, Jr. For For Management
1.7 Elect Director Johnathan A. Rodgers For For Management
1.8 Elect Director Margaret C. Whitman For For Management
1.9 Elect Director Mary Agnes Wilderotter For For Management
1.10 Elect Director Patricia A. Woertz For For Management
1.11 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Statement Reporting on Against Against Shareholder
Political Contributions and Advisory
Vote
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For Against Management
1.b Elect Director John S. Chen For Against Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For Against Management
1.f Elect Director Aylwin B. Lewis For Against Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: 89151E109
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller and Philippe For For Management
Marchandise as Representative of
Employee Shareholders to the Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
10 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
13 Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
14 Acquire the Diversity Label Against Against Shareholder
15 Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
16 Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For Against Management
1e Elect Director Michael T. Duke For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For Against Management
1j Elect Director H. Lee Scott, Jr. For For Management
1k Elect Director Jim C. Walton For Against Management
1l Elect Director S. Robson Walton For For Management
1m Elect Director Christopher J. Williams For For Management
1n Elect Director Linda S. Wolf For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 09, 2013 Meeting Type: Annual
Record Date: NOV 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For Withhold Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For Withhold Management
1.9 Elect Director Jonathan Sokoloff For Withhold Management
1.10 Elect Director Ralph Sorenson For Withhold Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Require Independent Board Chairman Against Against Shareholder
===================== DVIF -- Growth and Income Portfolio ======================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For Against Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For Withhold Management
1.2 Elect Director Max Link For Withhold Management
1.3 Elect Director William R. Keller For Withhold Management
1.4 Elect Director Joseph A. Madri For Withhold Management
1.5 Elect Director Larry L. Mathis For Withhold Management
1.6 Elect Director R. Douglas Norby For Withhold Management
1.7 Elect Director Alvin S. Parven For Withhold Management
1.8 Elect Director Andreas Rummelt For Withhold Management
1.9 Elect Director Ann M. Veneman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation ��
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against For Shareholder
5.2 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For Against Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For Against Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For Against Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Lon R. Greenberg For Against Management
1c Elect Director Warren D. Knowlton For Against Management
1d Elect Director W. Walker Lewis For Against Management
1e Elect Director Siri S. Marshall For Against Management
1f Elect Director Jeffery Noddle For Against Management
1g Elect Director H. Jay Sarles For For Management
1h Elect Director Robert F. Sharpe, Jr. For Against Management
1i Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Jerald G. Fishman For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director John C. Hodgson For For Management
1e Elect Director Yves-Andre Istel For For Management
1f Elect Director Neil Novich For Against Management
1g Elect Director F. Grant Saviers For Against Management
1h Elect Director Paul J. Severino For Against Management
1i Elect Director Kenton J. Sicchitano For For Management
1j Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Bax For For Management
1b Elect Director Frank E. English, Jr. For For Management
1c Elect Director J. Patrick Gallagher, For For Management
Jr.
1d Elect Director Elbert O. Hand For For Management
1e Elect Director David S. Johnson For For Management
1f Elect Director Kay W. McCurdy For For Management
1g Elect Director Norman L. Rosenthal For For Management
1h Elect Director James R. Wimmer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director John Min-Chih Hsuan For For Management
1f Elect Director Justine F. Lien For For Management
1g Elect Director Donald Macleod For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares without For For Management
Preemptive Rights
4 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Arnold W. Donald For For Management
1.6 Elect Director Charles K. Gifford For For Management
1.7 Elect Director Charles O. Holliday, Jr. For For Management
1.8 Elect Director Linda P. Hudson For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Thomas J. May For For Management
1.11 Elect Director Brian T. Moynihan For For Management
1.12 Elect Director Lionel L. Nowell, III For For Management
1.13 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
5 Adopt Proxy Access Right Against Against Shareholder
6 Amend Bylaw to Limit Multiple Board Against Against Shareholder
Service
7 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
8 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 04, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
1.12 Elect Director William D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: 055622104
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Finocchio, Jr. For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For Withhold Management
1.4 Elect Director Maria M. Klawe For For Management
1.5 Elect Director John E. Major For Withhold Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director William T. Morrow For Withhold Management
1.8 Elect Director Henry Samueli For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director W. Ronald Dietz For For Management
1c Elect Director Lewis Hay, III For For Management
1d Elect Director Benjamin P. Jenkins, III For For Management
1e Elect Director Peter E. Raskind For For Management
1f Elect Director Mayo A. Shattuck, III For For Management
1g Elect Director Bradford H. Warner For For Management
1h Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Reduce Supermajority Vote Requirement For For Management
4b Reduce Supermajority Vote Requirement For For Management
4c Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
2 Reelect Jonathon Band As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
3 Reelect Arnold W. Donald As A Director For Against Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
4 Reelect Pier Luigi Foschi As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
5 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
6 Reelect Richard J. Glasier As A For Against Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
7 Reelect Debra Kelly-Ennis As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
8 Reelect John Parker As A Director Of For For Management
Carnival Corporation and As A Director
Of Carnival Plc.
9 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation and As A
Director Of Carnival Plc.
10 Reelect Laura Weil As A Director Of For Against Management
Carnival Corporation and As A Director
Of Carnival Plc.
11 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation and
As A Director Of Carnival Plc.
12 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
13 Authorize The Audit Committee Of For �� For Management
Carnival Plc To Fix Remuneration Of
The Independent Auditors Of Carnival
Plc
14 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2011
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Approve Remuneration of Executive For For Management
Directors
17 Authorize Issue of Equity with For For Management
Pre-emptive Rights
18 Authorize Issue of Equity without For For Management
Pre-emptive Rights
19 Authorize Shares for Market Purchase For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For Withhold Management
1.2 Elect Director Richard Barker For Withhold Management
1.3 Elect Director Michael D. Casey For Withhold Management
1.4 Elect Director Carrie S. Cox For Withhold Management
1.5 Elect Director Rodman L. Drake For Withhold Management
1.6 Elect Director Michael A. Friedman For Withhold Management
1.7 Elect Director Gilla Kaplan For Withhold Management
1.8 Elect Director James J. Loughlin For Withhold Management
1.9 Elect Director Ernest Mario For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against Against Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For Against Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For Against Management
1i Elect Director Diana L. Taylor For Against Management
1j Elect Director William S. Thompson, Jr. For Against Management
1k Elect Director Ernesto Zedillo Ponce For Against Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark B. Templeton For Against Management
1b Elect Director Stephen M. Dow For Against Management
1c Elect Director Godfrey R. Sullivan For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For Withhold Management
1.5 Elect Director Orrin H. Ingram, II For Withhold Management
1.6 Elect Director Thomas H. Johnson For Withhold Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For Withhold Management
1.9 Elect Director Andrea L. Saia For For Management
1.10 Elect Director Garry Watts For For Management
1.11 Elect Director Curtis R. Welling For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Babb, Jr. For For Management
1.2 Elect Director Roger A. Cregg For Against Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Jacqueline P. Kane For Against Management
1.5 Elect Director Richard G. Lindner For Against Management
1.6 Elect Director Alfred A. Piergallini For Against Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Reginald M. Turner, Jr. For For Management
1.9 Elect Director Nina G. Vaca For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 21, 2012 Meeting Type: Annual
Record Date: JUL 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Carl Ware For For Management
6 Elect Director Robert K. Herdman For For Management
7 Elect Director Robert J. Bernhard For For Management
8 Elect Director Franklin R. Chang Diaz For For Management
9 Elect Director Stephen B. Dobbs For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Ratify Auditors For For Management
12 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against Against Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Teri List-Stoll For For Management
1.4 Elect Director Walter G. Lohr, Jr. For For Management
1.5 Elect Director Steven M. Rales For For Management
1.6 Elect Director John T. Schwieters For For Management
1.7 Elect Director Alan G. Spoon For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC
Ticker: DLPH Security ID: G27823106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Gary L. Cowger as a Director For For Management
1.2 Reelect Nicholas M. Donofrio as a For For Management
Director
1.3 Reelect Mark P. Frissora as a Director For For Management
1.4 Reelect Rajiv L. Gupta as a Director For For Management
1.5 Reelect John A. Krol as a Director For For Management
1.6 Reelect J. Randall MacDonald as a For For Management
Director
1.7 Reelect Sean O. Mahoney as a Director For For Management
1.8 Reelect Rodney O'Neal as a Director For For Management
1.9 Reelect Thomas W. Sidlik as a Director For For Management
1.10 Reelect Bernd Wiedemann as a Director For For Management
1.11 Reelect Lawrence A. Zimmerman as a For For Management
Director
2 Ratify Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For Against Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For Against Management
1.4 Elect Director Cynthia A. Glassman For For Management
1.5 Elect Director Richard H. Lenny For Against Management
1.6 Elect Director Thomas G. Maheras For For Management
1.7 Elect Director Michael H. Moskow For For Management
1.8 Elect Director David W. Nelms For For Management
1.9 Elect Director E. Follin Smith For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raj Agrawal For For Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Michael M. Calbert For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Patricia D. Fili-Krushel For For Management
1.7 Elect Director Adrian Jones For For Management
1.8 Elect Director William C. Rhodes, III For For Management
1.9 Elect Director David B. Rickard For For Management
2 Adopt Majority Voting for the Election For For Management
of Directors
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For Against Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For Against Management
1.8 Elect Director David W. Raisbeck For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: OCT 26, 2012 Meeting Type: Special
Record Date: SEP 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reduction of Capital of New For For Management
Eaton to Allow Creation of
Distributable Reserves of New Eaton
which are Required Under Irish Law to
Allow New Eaton to Make Distributions
and to Pay Dividends and Repurchase or
Redeem Shares
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For Against Management
1c Elect Director Christopher M. Connor For Against Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For Against Management
1j Elect Director Deborah L. McCoy For Against Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Approval of Overseas Market Purchases For For Management
of the Company Shares
7 Approve the Price Range for the For For Management
Reissuance of Shares
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For Against Management
1b Elect Director James C. Day For Against Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For Against Management
1e Elect Director Donald F. Textor For Against Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For Withhold Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 24, 2012 Meeting Type: Annual
Record Date: JUL 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For Against Management
1.4 Elect Director Steven R. Loranger For Against Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For Against Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director James T. Hackett For For Management
1E Elect Director Kent Kresa For For Management
1F Elect Director Dean R. O'Hare For For Management
1G Elect Director Armando J. Olivera For For Management
1H Elect Director David T. Seaton For For Management
1I Elect Director Nader H. Sultan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For Against Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles Crocker For Against Management
1d Elect Director Charles B. Johnson For For Management
1e Elect Director Gregory E. Johnson For For Management
1f Elect Director Rupert H. Johnson, Jr. For For Management
1g Elect Director Mark C. Pigott For Against Management
1h Elect Director Chutta Ratnathicam For For Management
1i Elect Director Laura Stein For For Management
1j Elect Director Anne M. Tatlock For For Management
1k Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103 ��
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Ralph S. Larsen For For Management
12 Elect Director Rochelle B. Lazarus For For Management
13 Elect Director James J. Mulva For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Cessation of All Stock Options and Against Against Shareholder
Bonuses
21 Establish Term Limits for Directors Against Against Shareholder
22 Require Independent Board Chairman Against Against Shareholder
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Stock Retention/Holding Period Against For Shareholder
25 Require More Director Nominations Than Against Against Shareholder
Open Seats
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For Withhold Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against Against Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against For Shareholder
6 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Moller For Withhold Management
1.2 Elect Director David R. Walt For Withhold Management
1.3 Elect Director Robert S. Epstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Judd A. Gregg For For Management
1d Elect Director Fred W. Hatfield For For Management
1e Elect Director Terrence F. Martell For For Management
1f Elect Director Callum McCarthy For For Management
1g Elect Director Robert Reid For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Stock For For Management
Option Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2A Increase Authorized Preferred and For For Management
Common Stock
2B Approve Stock Ownership Limitations For For Management
2C Provisions Related to Disqualification For For Management
of Officers and Directors and Certain
Powers of the Board of Directors
2D Provisions Related to Considerations For For Management
of the Board of Directors
2E Amend ICE Group Certificate of For For Management
Incorporation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For Against Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For Against Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph R. Canion For For Management
1.2 Elect Director Edward P. Lawrence For Against Management
1.3 Elect Director Phoebe A. Wood For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For Against Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For Against Management
1.10 Elect Director Charles Prince For Against Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date: NOV 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Julie L. Bushman For For Management
1.3 Elect Director Eugenio Clariond For Withhold Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bell For For Management
1b Elect Director Crandall C.Bowles For For Management
1c Elect Director Stephen B. Burke For For Management
1d Elect Director David M. Cote For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Ellen V. Futter For Against Management
1i Elect Director Laban P. Jackson, Jr. For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
9 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pradeep Sindhu For Withhold Management
1.2 Elect Director Robert M. Calderoni For Withhold Management
1.3 Elect Director William F. Meehan For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abelardo E. Bru For For Management
1b Elect Director Jeanne P. Jackson For For Management
1c Elect Director E. Follin Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Label Products with GMO Ingredients Against Against Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheldon G. Adelson For For Management
1.2 Elect Director Irwin Chafetz For For Management
1.3 Elect Director Victor Chaltiel For For Management
1.4 Elect Director Charles A. Koppelman For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George "Skip" Battle For Withhold Management
1.2 Elect Director Michael J. Moritz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For Withhold Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For Against Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Howard Nye For Withhold Management
1.2 Elect Director Laree E. Perez For Withhold Management
1.3 Elect Director Dennis L. Rediker For Withhold Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For For Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For For Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For Against Management
5 Elect Director M. Christine Jacobs For Against Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For Against Management
8 Elect Director Edward A. Mueller For Against Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against For Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For For Management
1.2 Elect Director Steven A. Kandarian For For Management
1.3 Elect Director John M. Keane For For Management
1.4 Elect Director Alfred F. Kelly, Jr. For Withhold Management
1.5 Elect Director James M. Kilts For Withhold Management
1.6 Elect Director Catherine R. Kinney For For Management
1.7 Elect Director Hugh B. Price For Withhold Management
1.8 Elect Director Kenton J. Sicchitano For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LTD.
Ticker: KORS Security ID: G60754101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect M. William Benedetto as Director For For Management
2b Elect Stephen F. Reitman as a Director For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Fredric G. Reynolds For For Management
1g Elect Director Irene B. Rosenfeld For For Management
1h Elect Director Patrick T. Siewert For For Management
1i Elect Director Ruth J. Simmons For For Management
1j Elect Director Ratan N. Tata For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Darrell Duffie For For Management
1.3 Elect Director Raymond W. McDaniel, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For For Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott S. Cowen For For Management
1b Elect Director Cynthia A. Montgomery For For Management
1c Elect Director Jose Ignacio For For Management
Perez-lizaur
1d Elect Director Michael B. Polk For For Management
1e Elect Director Michael A. Todman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E104
Meeting Date: JUN 11, 2013 Meeting Type: Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
Clarifying the Ability to Make
Distributions in Comparable Securities
in Connection with Separation
Transactions
2 Amend Certificate of Incorporation For For Management
Allowing for Certain Distributions on
Subsidiary-owned Shares and the
Creation of Additional
Subsidiary-owned Shares
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For Against Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For Against Management
1i Elect Director B. Kevin Turner For Against Management
1j Elect Director Robert D. Walter For Against Management
1k Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director David Crane For For Management
1.3 Elect Director Kathleen A. McGinty For For Management
1.4 Elect Director Evan J. Silverstein For For Management
1.5 Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For Against Management
1.2 Elect Director Howard I. Atkins For Against Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Margaret M. Foran For Against Management
1.7 Elect Director Carlos M. Gutierrez For Against Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For Against Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Mary C. Choksi For For Management
1.5 Elect Director Robert Charles Clark For For Management
1.6 Elect Director Leonard S. Coleman, Jr. For For Management
1.7 Elect Director Errol M. Cook For For Management
1.8 Elect Director Susan S. Denison For For Management
1.9 Elect Director Michael A. Henning For For Management
1.10 Elect Director John R. Murphy For For Management
1.11 Elect Director John R. Purcell For For Management
1.12 Elect Director Linda Johnson Rice For For Management
1.13 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Prepare Employment Diversity Report Against Against Shareholder
6 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For Withhold Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For Withhold Management
1.6 Elect Director George H. Conrades For Withhold Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against For Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Joseph G. Doody For For Management
1c Elect Director David J. S. Flaschen For For Management
1d Elect Director Phillip Horsley For For Management
1e Elect Director Grant M. Inman For For Management
1f Elect Director Pamela A. Joseph For For Management
1g Elect Director Martin Mucci For For Management
1h Elect Director Joseph M. Tucci For For Management
1i Elect Director Joseph M. Velli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shona L. Brown For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Ian M. Cook For For Management
1.4 Elect Director Dina Dublon For For Management
1.5 Elect Director Victor J. Dzau For For Management
1.6 Elect Director Ray L. Hunt For For Management
1.7 Elect Director Alberto Ibarguen For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Sharon Percy Rockefeller For For Management
1.10 Elect Director James J. Schiro For For Management
1.11 Elect Director Lloyd G. Trotter For For Management
1.12 Elect Director Daniel Vasella For For Management
1.13 Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY
Ticker: PRGO Security ID: 714290103
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary M. Cohen For For Management
1.2 Elect Director David T. Gibbons For For Management
1.3 Elect Director Ran Gottfried For Withhold Management
1.4 Elect Director Ellen R. Hoffing For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Andre Calantzopoulos For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Jennifer Li For For Management
1.7 Elect Director Graham Mackay For For Management
1.8 Elect Director Sergio Marchionne For For Management
1.9 Elect Director Kalpana Morparia For For Management
1.10 Elect DirectorLucio A. Noto For For Management
1.11 Elect Director Robert B. Polet For For Management
1.12 Elect Director Carlos Slim Helu For For Management
1.13 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Anne M. Busquet For For Management
1c Elect Director Roger Fradin For For Management
1d Elect Director Anne Sutherland Fuchs For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Eduardo R. Menasce For For Management
1h Elect Director Michael I. Roth For For Management
1i Elect Director David L. Shedlarz For For Management
1j Elect Director David B. Snow, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For Withhold Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For Withhold Management
1.4 Elect Director Martin H. Richenhagen For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Donegan For Withhold Management
1.2 Elect Director Vernon E. Oechsle For Withhold Management
1.3 Elect Director Ulrich Schmidt For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Emanuel Chirico For For Management
1.3 Elect Director Juan R. Figuereo For For Management
1.4 Elect Director Joseph B. Fuller For For Management
1.5 Elect Director Fred Gehring For For Management
1.6 Elect Director Margaret L. Jenkins For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Helen McCluskey For For Management
1.10 Elect Director Henry Nasella For For Management
1.11 Elect Director Rita M. Rodriguez For For Management
1.12 Elect Director Craig Rydin For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For Against Management
1b Elect Director Donald G. Cruickshank For Against Management
1c Elect Director Raymond V. Dittamore For Against Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For Against Management
1f Elect Director Paul E. Jacobs For Against Management
1g Elect Director Sherry Lansing For Against Management
1h Elect Director Duane A. Nelles For Against Management
1i Elect Director Francisco Ros For Against Management
1j Elect Director Brent Scowcroft For Against Management
1k Elect Director Marc I. Stern For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 09, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marye Anne Fox For For Management
2 Elect Director Donald H. Livingstone For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP
Ticker: RGC Security ID: 758766109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director David H. Keyte For For Management
1.3 Elect Director Amy E. Miles For For Management
1.4 Elect Director Lee M. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bundled Compensation Plans For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Kimsey For For Management
1b Elect Director Thomas J. Pritzker For For Management
1c Elect Director Bernt Reitan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For For Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For �� Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For Against Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For Against Management
1g Elect Director Michael E. Marks For Against Management
1h Elect Director Lubna S. Olayan For Against Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard Schultz For For Management
1b Elect Director William W. Bradley For For Management
1c Elect Director Robert M. Gates For For Management
1d Elect Director Mellody Hobson For For Management
1e Elect Director Kevin R. Johnson For For Management
1f Elect Director Olden Lee For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director James G. Shennan, Jr. For For Management
1i Elect Director Clara Shih For For Management
1j Elect Director Javier G. Teruel For For Management
1k Elect Director Myron E. Ullman, III For For Management
1l Elect Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Bernard For For Management
1b Elect Director James T. Brady For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Alfred Sommer For For Management
1j Elect Director Dwight S. Taylor For For Management
1k Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: FEB 13, 2013 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall A. Cohen For Withhold Management
1.2 Elect Director Kerry A. Peacock For For Management
1.3 Elect Director J. Peter Ricketts For Withhold Management
1.4 Elect Director Allan R. Tessler For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For Against Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For Against Management
1h Elect Director Ruth J. Simmons For Against Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For Against Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For Against Management
5 Elect Director William W. George For Against Management
6 Elect Director James A. Johnson For Against Management
7 Elect Director Lakshmi N. Mittal For Against Management
8 Elect Director Adebayo O. Ogunlesi For For Management
9 Elect Director James J. Schiro For Against Management
10 Elect Director Debora L. Spar For Against Management
11 Elect Director Mark E. Tucker For For Management
12 Elect Director David A. Viniar For For Management
13 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
14 Approve Omnibus Stock Plan For Against Management
15 Ratify Auditors For For Management
16 Establish Board Committee on Human Against Against Shareholder
Rights
17 Report on Lobbying Payments and Policy Against Against Shareholder
18 Adopt Proxy Access Right Against Against Shareholder
19 Employ Investment Bank to Explore Against Against Shareholder
Alternatives to Maximize Shareholder
Value
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Bonnie G. Hill For For Management
1i Elect Director Karen L. Katen For For Management
1j Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Prepare Employment Diversity Report Against Against Shareholder
7 Adopt Stormwater Run-off Management Against Against Shareholder
Policy
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Donald J. Shepard For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Director Susan E. Arnold For Against Management
1.b Elect Director John S. Chen For Against Management
1.c Elect Director Judith L. Estrin For For Management
1.d Elect Director Robert A. Iger For For Management
1.e Elect Director Fred H. Langhammer For Against Management
1.f Elect Director Aylwin B. Lewis For Against Management
1.g Elect Director Monica C. Lozano For For Management
1.h Elect Director Robert W. Matschullat For For Management
1.i Elect Director Sheryl K. Sandberg For For Management
1.j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt Proxy Access Right Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Fred Hassan For For Management
1.9 Elect Director Kenneth J. Novack For For Management
1.10 Elect Director Paul D. Wachter For For Management
1.11 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UA Security ID: 904311107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For For Management
1.2 Elect Director Byron K. Adams, Jr. For For Management
1.3 Elect Director Douglas E. Coltharp For For Management
1.4 Elect Director Anthony W. Deering For For Management
1.5 Elect Director A.B. Krongard For For Management
1.6 Elect Director William R. McDermott For For Management
1.7 Elect Director Eric T. Olson For For Management
1.8 Elect Director Brenda Piper For For Management
1.9 Elect Director Harvey L. Sanders For For Management
1.10 Elect Director Thomas J. Sippel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director John J. Koraleski For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Michael R. McCarthy For For Management
1.9 Elect Director Michael W. McConnell For For Management
1.10 Elect Director Thomas F. McLarty, III For For Management
1.11 Elect Director Steven R. Rogel For For Management
1.12 Elect Director Jose H. Villarreal For For Management
1.13 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Belair For For Management
1.2 Elect Director Robert H. Strouse For For Management
1.3 Elect Director Margaret A. Hayne For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Eliminate Cumulative Voting and Adopt For For Management
Majority Vote Standard
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Terrence C. Kearney For Withhold Management
1.3 Elect Director Yuchun Lee For For Management
1.4 Elect Director Elaine S. Ullian For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Douglas N. Daft For Against Management
1e Elect Director Michael T. Duke For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Marissa A. Mayer For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S. Reinemund For Against Management
1j Elect Director H. Lee Scott, Jr. For For Management
1k Elect Director Jim C. Walton For Against Management
1l Elect Director S. Robson Walton For For Management
1m Elect Director Christopher J. Williams For For Management
1n Elect Director Linda S. Wolf For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Bylaws -- Call Special Meetings Against Against Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director Howard V. Richardson For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For Withhold Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For Withhold Management
1.9 Elect Director Jonathan Sokoloff For Withhold Management
1.10 Elect Director Ralph Sorenson For Withhold Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Report on Adopting Extended Producer Against Against Shareholder
Responsibility Policy
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
WINDSTREAM CORPORATION
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. ('Skip') For For Management
Frantz
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Alan L. Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Pro-rata Vesting of Equity Plans Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Philip T. Gianos For For Management
2 Elect Director Moshe N. Gavrielov For For Management
3 Elect Director John L. Doyle For For Management
4 Elect Director Jerald G. Fishman For For Management
5 Elect Director William G. Howard, Jr. For For Management
6 Elect Director J. Michael Patterson For For Management
7 Elect Director Albert A. Pimentel For For Management
8 Elect Director Marshall C. Turner For For Management
9 Elect Director Elizabeth W. Vanderslice For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
11 Amend Omnibus Stock Plan For Against Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
==================== DVIF -- International Equity Portfolio ====================
ABERDEEN ASSET MANAGEMENT PLC
Ticker: ADN Security ID: G00434111
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
4 Re-elect Julie Chakraverty as Director For For Management
5 Re-elect Roger Cornick as Director For For Management
6 Re-elect Anita Frew as Director For For Management
7 Re-elect Martin Gilbert as Director For For Management
8 Re-elect Andrew Laing as Director For For Management
9 Re-elect Kenichi Miyanaga as Director For For Management
10 Re-elect Jim Pettigrew as Director For For Management
11 Re-elect Bill Rattray as Director For For Management
12 Re-elect Anne Richards as Director For For Management
13 Re-elect Simon Troughton as Director For For Management
14 Re-elect Hugh Young as Director For For Management
15 Elect Richard Mully as Director For For Management
16 Elect Rod MacRae as Director For For Management
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Approve Increase in Aggregate Fees For For Management
Payable to Directors
--------------------------------------------------------------------------------
ACTELION LTD.
Ticker: ATLN Security ID: H0032X135
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Share from
Capital Contribution Reserves
3 Approve Remuneration Report For Against Management
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve CHF 3.2 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
6.1 Relect Werner Henrich as Director For For Management
6.2 Relect Armin Kessler as Director For For Management
6.3 Relect Jean Malo as Director For For Management
6.4 Elect John Greisch as Director For For Management
7 Ratify Ernst and Young AG as Auditors For For Management
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Barry Chun-Yuen Cheung as For For Management
Director
4 Elect George Yong-Boon Yeo as Director For For Management
5 Elect Narongchai Akrasanee as Director For For Management
6 Elect Qin Xiao as Director For Against Management
7 Elect Mark Edward Tucker as Director For For Management
8 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
10 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: B6399C107
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1a Receive Special Board Report None None Management
A1b Receive Special Auditor Report None None Management
A1c Eliminate Preemptive Rights Re: For Did Not Vote Management
Issuance of Subscription Rights
A1d Approve Non-Employee Director Stock For Did Not Vote Management
Option Plan: Issuance of 185,000
Warrants ��
A1e Renew Authorization to Increase Share For Did Not Vote Management
Capital within the Framework of
Authorized Capital: Issuance of
Warrants under item A1d
A1f Approve Deviation from Belgian Company For Did Not Vote Management
Law Provision Re: Grant of Warrants to
Non-Executive Directors
A1g Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Reports (Non-Voting) None None Management
B2 Receive Auditors' Reports (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Dividends of
EUR 1.70 per Share
B5 Approve Discharge of Directors For Did Not Vote Management
B6 Approve Discharge of Auditors For Did Not Vote Management
B7 Reelect Kees Storm as Director For Did Not Vote Management
B8 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors and Approve Auditors'
Remuneration of EUR 75,000
B9a Approve Remuneration Report For Did Not Vote Management
B9b Approve Stock Option Plan Grants For Did Not Vote Management
B10 Approve Remuneration of Directors For Did Not Vote Management
B11a Approve Change-of-Control Clause Re : For Did Not Vote Management
Updated EMTN Program
B11b Approve Change-of-Control Clause Re : For Did Not Vote Management
Senior Facilities Agreement
C1 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
AOZORA BANK, LTD.
Ticker: 8304 Security ID: J0172K107
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Provisions on For For Management
Preferred Shares - Establish Record
Dates for Quarterly Dividends -
Decrease Maximum Board Size
2.1 Elect Director Baba, Shinsuke For For Management
2.2 Elect Director Tanabe, Masaki For For Management
2.3 Elect Director Shirakawa, Yuuji For For Management
2.4 Elect Director Tsugawa, Kiyoshi For For Management
2.5 Elect Director Takeda, Shunsuke For For Management
2.6 Elect Director Louis J. Forster For For Management
2.7 Elect Director Fukuda, Makoto For For Management
2.8 Elect Director Mizuta, Hiroyuki For For Management
3 Appoint Alternate Statutory Auditor For For Management
Nagase, Tomiaki
4 Approve Retirement Bonus Payment for For Against Management
Executive Directors
5 Approve Retirement Bonus Payment for For For Management
Outside Directors
6 Amend Articles To Amend Provisions on For For Management
Preferred Shares - Establish Record
Dates for Quarterly Dividends -
Decrease Maximum Board Size
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Ogita, Hitoshi For For Management
2.2 Elect Director Izumiya, Naoki For For Management
2.3 Elect Director Kawatsura, Katsuyuki For For Management
2.4 Elect Director Kodato, Toshio For For Management
2.5 Elect Director Ikeda, Shiro For For Management
2.6 Elect Director Koji, Akiyoshi For For Management
2.7 Elect Director Bando, Mariko For For Management
2.8 Elect Director Tanaka, Naoki For For Management
2.9 Elect Director Ito, Ichiro For For Management
2.10 Elect Director Takahashi, Katsutoshi For For Management
2.11 Elect Director Okuda, Yoshihide For For Management
3 Appoint Statutory Auditor Ishizaki, For For Management
Tadashi
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 07, 2012 Meeting Type: Annual
Record Date: DEC 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Emma Adamo as Director For For Management
5 Re-elect John Bason as Director For For Management
6 Re-elect Timothy Clarke as Director For For Management
7 Re-elect Lord Jay of Ewelme as Director For For Management
8 Re-elect Javier Ferran as Director For For Management
9 Re-elect Charles Sinclair as Director For For Management
10 Re-elect Peter Smith as Director For For Management
11 Re-elect George Weston as Director For For Management
12 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO. LTD
Ticker: BBL Security ID: Y0606R119
Meeting Date: APR 12, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Acknowledge Audit Committee Report None None Management
4 Accept Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividend of THB 6.50 Per Share
6.1 Elect Chatri Sophonpanich as Director For For Management
6.2 Elect Kovit Poshyananda as Director For For Management
6.3 Elect Piti Sithi-Amnuai as Director For For Management
6.4 Elect Gasinee Witoonchart as Director For For Management
6.5 Elect Phornthep Phornprapha as Director For For Management
6.6 Elect Chansak Fuangfu as Director For For Management
7 Acknowledge Remuneration of Directors None None Management
8 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Bonds For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES PCL
Ticker: BGH Security ID: Y06071222
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Report None None Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend of THB 1.80 Per Share
5.1 Elect Wichai Thongtang as Director For For Management
5.2 Elect Chawalit Setthmethikul as For For Management
Director
5.3 Elect Phornsiri Manoharn as Director For For Management
5.4 Elect Santasiri Sornmani as Director For For Management
5.5 Elect Thavatvong Thanasumitra as For For Management
Director
6 Approve Remuneration of Directors For For Management
7 Approve Ernst & Young Office Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Extension of the Period for For For Management
Allocation of Newly Issued Shares
Under the General Mandate
9 Approve Investment in The Medic Pharma For For Management
Co. Ltd.
10 Other Business For Against Management
--------------------------------------------------------------------------------
BANK SARASIN & CIE AG
Ticker: BSAN Security ID: H3822H286
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pierre-Alain Bracher, Sergio For For Management
Penchas, Marcelo Szerman, Philippe
Dupont, and Jacob Safra as Directors;
Reelect Sipko Schat, Hans-Rudolf
Hufschmid, and Dagmar Woehrl as
Directors (Bundled)
2 Approve Discharge of Christoph Anmann, For For Management
Peter Derendinger, and Pim Mol from
Jan. 1 to July 31, 2012
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.90
per Share for Fiscal 2012
2 Approve Discharge of Management Board For For Management
for Fiscal 2012
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
4 Approve Affiliation Agreement with For For Management
Bayer Beteiligungsverwaltung Goslar
GmbH
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
BELLE INTERNATIONAL HOLDINGS LTD
Ticker: 01880 Security ID: G09702104
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a1 Elect Tang King Loy as Director For For Management
4a2 Elect Gao Yu as Director For For Management
4a3 Elect Chan Yu Ling, Abraham as Director For For Management
4b Authorize the Board to Fix For For Management
Remuneration of Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BHP BILLITON PLC
Ticker: BLT Security ID: G10877101
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Pat Davies as Director For For Management
3 Re-elect Malcolm Broomhead as Director For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Carlos Cordeiro as Director For For Management
6 Re-elect David Crawford as Director For For Management
7 Re-elect Carolyn Hewson as Director For For Management
8 Re-elect Marius Kloppers as Director For For Management
9 Re-elect Lindsay Maxsted as Director For For Management
10 Re-elect Wayne Murdy as Director For For Management
11 Re-elect Keith Rumble as Director For For Management
12 Re-elect John Schubert as Director For For Management
13 Re-elect Shriti Vadera as Director For For Management
14 Re-elect Jac Nasser as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Remuneration Report For For Management
20 Approve the Grant of Long-Term For For Management
Incentive Performance Shares to Marius
Kloppers
--------------------------------------------------------------------------------
BIOSTIME INTERNATIONAL HOLDINGS LTD
Ticker: 01112 Security ID: G11259101
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Elect Luo Fei as Director For For Management
3a2 Elect Kong Qingjuan as Director For For Management
3a3 Elect Zhang Wenhui as Director For For Management
3a4 Elect Wu Xiong as Director For For Management
3a5 Elect Luo Yun as Director For For Management
3a6 Elect Chen Fufang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Share Repurchase Program For For Management
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BRENNTAG AG
Ticker: BNR Security ID: D12459109
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect John Daly as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Anthony Ruys as Director For For Management
15 Re-elect Ben Stevens as Director For For Management
16 Elect Richard Tubb as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CCR S.A.
Ticker: CCRO3 Security ID: P1413U105
Meeting Date: AUG 02, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Emerson de Almeida as For Did Not Vote Management
Independent Director
--------------------------------------------------------------------------------
CCR S.A.
Ticker: CCRO3 Security ID: P1413U105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Directors and Fiscal For Against Management
Council Members and Elect Board and
Fiscal Council Members
5 Install Fiscal Council For For Management
6 Approve Remuneration of Company's For Against Management
Management
--------------------------------------------------------------------------------
CENTRICA PLC
Ticker: CNA Security ID: G2018Z143
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roger Carr as Director For For Management
5 Re-elect Sam Laidlaw as Director For For Management
6 Re-elect Phil Bentley as Director For For Management
7 Re-elect Margherita Della Valle as For For Management
Director
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Mark Hanafin as Director For For Management
10 Re-elect Lesley Knox as Director For For Management
11 Re-elect Nick Luff as Director For For Management
12 Re-elect Ian Meakins as Director For For Management
13 Re-elect Paul Rayner as Director For For Management
14 Re-elect Chris Weston as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296182
Meeting Date: FEB 07, 2013 Meeting Type: Annual
Record Date: FEB 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Roy Gardner as Director For For Management
5 Elect Dominic Blakemore as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Gary Green as Director For For Management
8 Re-elect Andrew Martin as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Sir James Crosby as Director For For Management
11 Re-elect Susan Murray as Director For For Management
12 Re-elect Don Robert as Director For For Management
13 Re-elect Sir Ian Robinson as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Amend Long Term Incentive Plan 2010 For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration System for For For Management
Management Board Members
10 Approve Remuneration of Supervisory For For Management
Board
11.1 Elect John Cryan to the Supervisory For For Management
Board
11.2 Elect Henning Kagermann to the For Against Management
Supervisory Board
11.3 Elect Suzanne Labarge to the For For Management
Supervisory Board
11.4 Elect Johannes Teyssen to the For For Management
Supervisory Board
11.5 Elect Georg Thoma to the Supervisory For For Management
Board
11.6 Elect Tilman Todenhoefer to the For For Management
Supervisory Board
11.7 Elect Dina Dublon to the Supervisory For For Management
Board
12 Approve Creation of EUR 230.4 Million For For Management
Pool of Capital without Preemptive
Rights
13 Approve Domination Agreement with For For Management
RREEF Management GmbH
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: R1812S105
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Remuneration of Supervisory For Did Not Vote Management
Board, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditors For Did Not Vote Management
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.10
per Share
7 Reelect Skarholt, Andersen, Koc, For Did Not Vote Management
Leire, Smith, Svenning, Sorensen, and
Wang as Member, and Gravir, Haslestad,
Landmark, and Skogsholm as New Members
of Supervisory Board; Elect Deputy
Members of Supervisory Board
8 Elect Camilla Grieg and Karl Moursund For Did Not Vote Management
as Members of Nominating Committee
9 Reelect Frode Hassel (Chairman), For Did Not Vote Management
Thorstein Overland, Karl Olav Hovden,
and Vigdis Almestad as Members of
Control Committee; Reelect Ida Johnson
and Elect Agnar Langeland as Deputy
Members of Control Committee
10 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
11a Approve Advisory Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
11b Approve Binding Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
12 Approve Corporate Governance Statement For Did Not Vote Management
13 Financial Structure for a New Real None None Shareholder
Economy; Financial Services
Innovation; Requirements Regarding the
Assignment of Roles and Impartiality;
Selection of Board Members; Board
Committee for Shared Financial
Responsibility, Authorization and
Common Interests
--------------------------------------------------------------------------------
DON QUIJOTE
Ticker: 7532 Security ID: J1235L108
Meeting Date: SEP 26, 2012 Meeting Type: Annual
Record Date: JUN 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2 Amend Articles To Increase Maximum For For Management
Number of Statutory Auditors
3.1 Elect Director Yasuda, Takao For For Management
3.2 Elect Director Narusawa, Junji For For Management
3.3 Elect Director Takahashi, Mitsuo For For Management
3.4 Elect Director Ohara, Koji For For Management
3.5 Elect Director Yoshida, Naoki For For Management
4 Appoint Statutory Auditor Otoshi, For For Management
Koichi
--------------------------------------------------------------------------------
ENERGY DEVELOPMENT CORP
Ticker: EDC Security ID: Y2292T102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve the Minutes of Previous For For Management
Shareholders' Meeting
4 Approve the Management Report and For For Management
Audited Financial Statements
5 Ratify the Acts of Management For For Management
7.1 Elect Oscar M. Lopez as a Director For For Management
7.2 Elect Federico R. Lopez as a Director For For Management
7.3 Elect Peter D. Garrucho, Jr. as a For For Management
Director
7.4 Elect Elpidio L. Ibanez as a Director For For Management
7.5 Elect Ernesto B. Pantangco as a For For Management
Director
7.6 Elect Francis Giles B. Puno as a For For Management
Director
7.7 Elect Jonathan C. Russell as a Director For For Management
7.8 Elect Richard B. Tantoco as a Director For For Management
7.9 Elect Edgar O. Chua as a Director For For Management
7.10 Elect Francisco Ed. Lim as a Director For For Management
7.11 Elect Arturo T. Valdez as a Director For For Management
8 Appoint External Auditors For For Management
9 Other Matters For Against Management
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 82.04
2 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Indemnify Directors - Increase Maximum
Board Size
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Gonda, Yoshihiro For For Management
3.4 Elect Director Richard E. Schneider For For Management
3.5 Elect Director Uchida, Hiroyuki For For Management
3.6 Elect Director Kosaka, Tetsuya For For Management
3.7 Elect Director Matsubara, Shunsuke For For Management
3.8 Elect Director Kohari, Katsuo For For Management
3.9 Elect Director Okada, Toshiya For For Management
3.10 Elect Director Hiramoto, Kazuyuki For For Management
3.11 Elect Director Olaf C. Gehrels For For Management
3.12 Elect Director Aoyama, Kazunari For For Management
3.13 Elect Director Ito, Takayuki For For Management
3.14 Elect Director Yamada, Yuusaku For For Management
3.15 Elect Director Hishikawa, Tetsuo For For Management
3.16 Elect Director Noda, Hiroshi For For Management
3.17 Elect Director Inaba, Kiyonori For For Management
3.18 Elect Director Ono, Masato For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Common Share
and EUR 0.77 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Approve Conversion of Preference For For Management
Shares into Ordinary Shares
7 Amend Stock Option Plan and For For Management
Conditional Capital Pool to Reflect
Changes in Share Structure
8 Approve Items 6 and 7 For For Management
9 Amend Articles Re: AGM Participation For For Management
and Voting Rights
--------------------------------------------------------------------------------
GERRY WEBER INTERNATIONAL AG
Ticker: GWI1 Security ID: D95473225
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2013
6 Approve Creation of EUR 23 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million;
Approve Creation of EUR 4.6 Million
Pool of Capital to Guarantee
Conversion Rights
8a Amend Affiliation Agreement with Gerry For For Management
Weber Life-Style fashion GmbH
8b Approve Affiliation Agreement with For For Management
TAIFUN Collection Gerry Weber Fashion
GmbH
8c Approve Affiliation Agreement with For For Management
SAMOON-Collection Fashion Concept
Gerry Weber GmbH
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Lynn Elsenhans as Director For For Management
4 Elect Jing Ulrich as Director For For Management
5 Elect Hans Wijers as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Sir Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Stacey Cartwright as Director For For Management
11 Re-elect Simon Dingemans as Director For For Management
12 Re-elect Judy Lewent as Director For For Management
13 Re-elect Sir Deryck Maughan as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV
Ticker: SANMEXB Security ID: 40053C105
Meeting Date: APR 18, 2013 Meeting Type: Annual/Special
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2012
2 Approve Allocation of Income For For Management
3 Accept Report on Adherence to Fiscal For For Management
Obligations
4 Approve Dividends For For Management
5 Accept Chairman's and CEO's Report for For For Management
Fiscal Year 2012
6 Accept Board's Opinion on President's For For Management
and CEO's Report
7 Accept Board Report on Major For For Management
Accounting and Disclosure Criteria and
Policies
8 Accept Board Report on Audit and For For Management
Corporate Governance Committees'
Activities during Fiscal Year 2012
9 Accept Report on Board Operations and For For Management
Activities
10 Elect and Ratify Directors and Their For Against Management
Respective Alternate Representatives
of Class F and B Shareholders; Fix
Their Remuneration
11 Elect Chairman of Audit Committee and For Against Management
Chairman of Corporate Practice,
Nomination and Remuneration Committee
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Elect or Ratify Directors Representing For Against Management
Class B Shares
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
IMAGINATION TECHNOLOGIES GROUP PLC
Ticker: IMGL Security ID: G47104107
Meeting Date: SEP 14, 2012 Meeting Type: Annual
Record Date: SEP 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Andrew Heath as Director For For Management
4 Elect Gilles Delfassy as Director For For Management
5 Re-elect Geoff Shingles as Director For For Management
6 Re-elect Hossein Yassaie as Director For For Management
7 Re-elect Richard Smith as Director For For Management
8 Re-elect David Anderson as Director For For Management
9 Re-elect Ian Pearson as Director For Against Management
10 Re-elect David Hurst-Brown as Director For Against Management
11 Reappoint KPMG Audit plc as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Approve Share Incentive Plan For For Management
18 Amend Employee Share Plan, the For For Management
Employee Share Plan Schedule, the
Savings Related Share Option Plan and
the Company Share Option Plan
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
INTERNATIONAL MEAL COMPANY HOLDINGS SA
Ticker: IMCH3 Security ID: P5789M100
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Company Headquarters For For Management
--------------------------------------------------------------------------------
INTERNATIONAL MEAL COMPANY HOLDINGS SA ��
Ticker: IMCH3 Security ID: P5789M100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Elect Directors For For Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: OCT 29, 2012 Meeting Type: Special
Record Date: OCT 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2.a Fix Number of Supervisory Board Members For For Management
2.b.1 Slate 1 Submitted by Compagnia di San None Did Not Vote Shareholder
Paolo and Fondazione Cariplo
2.b.2 Slate 2 Submitted by Fondazione Cassa None Did Not Vote Shareholder
di Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze and
Fondazione Cassa di Risparmio in
Bologna
2.b.3 Slate 3 Submitted by Institutional None Against Shareholder
Investors
2.c Elect Chairman and Deputy Chairmen of None Against Shareholder
the Supervisory Board
2.d Approve Remuneration of Supervisory For Against Management
Board Members
3.a Remuneration Policies for Management For For Management
Board Members
3.b Approve Remuneration Report For For Management
3.c Approve Executive Incentive Bonus For For Management
Plan; Authorize Share Repurchase
Program and Reissuance of Repurchased
Shares
--------------------------------------------------------------------------------
JAPAN AIRLINES CO. LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 190
2 Amend Articles To Enable the Company For For Management
to Pay Dividends to Holders of
Non-voting Common Shares
3.1 Elect Director Onishi, Masaru For For Management
3.2 Elect Director Ueki, Yoshiharu For For Management
3.3 Elect Director Kamikawa, Hirohide For For Management
3.4 Elect Director Sato, Nobuhiro For For Management
3.5 Elect Director Okawa, Junko For For Management
3.6 Elect Director Kainaka, Tatsuo For For Management
3.7 Elect Director Iwata, Kimie For For Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 38
2 Elect Director Terabatake, Masamichi For For Management
3 Appoint Statutory Auditor Kojima, For For Management
Tomotaka
4 Approve Alternate Income Allocation, Against For Shareholder
with a Final Dividend of JPY 120
5 Authorize Share Repurchase of Up To Against For Shareholder
100 Million Shares in the Coming Year
6 Amend Articles to Allow Binding Against For Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
7 Cancel the Company's Treasury Shares Against For Shareholder
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JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Approve Final
Dividend
2 Reelect Jenkin Hui as Director For Against Management
3 Reelect Lord Leach of Fairford as For Abstain Management
Director
4 Reelect Lord Sassoon as Director For Abstain Management
5 Reelect Giles White as Director For Abstain Management
6 Approve Remuneration of Directors For For Management
7 Approve Auditors and Authorise Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorise Share Repurchase Program For For Management
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L AIR LIQUIDE
Ticker: AI Security ID: F01764103
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: APR 30, 2013��
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Thierry Peugeot as Director For For Management
7 Approve Severance Payment Agreement For For Management
with Benoit Potier
8 Approve Severance Payment Agreement For For Management
with Pierre Dufour
9 Authorize Issuance of Bonds/Debentures For For Management
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 430 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Approve Employee Stock Purchase Plan For For Management
16 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
L OREAL
Ticker: OR Security ID: F58149133
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
4 Elect Virgine Morgon as Director For For Management
5 Reelect Francoise Bettencourt Meyers For For Management
as Director
6 Reelect Peter Brabeck-Letmathe as For For Management
Director
7 Reelect Louis Schweitzer as Director For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights, and/or Authorize
Capitalization of Reserves for Bonus
Issue or Increase in Par Value, up to
Aggregate Nominal Amount of EUR
169,207,813.88
10 Authorize up to 0.6 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2 Amend Articles To Amend Business Lines For For Management
3 Elect Director Kyoya, Yutaka For For Management
4 Appoint Statutory Auditor Seki, For For Management
Atsuhiko
--------------------------------------------------------------------------------
LIXIL GROUP CORPORATION
Ticker: 5938 Security ID: J2855M103
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ushioda, Yoichiro For For Management
1.2 Elect Director Fujimori, Yoshiaki For For Management
1.3 Elect Director Tsutsui, Takashi For For Management
1.4 Elect Director Kanamori, Yoshizumi For For Management
1.5 Elect Director Kikuchi, Yoshinobu For For Management
1.6 Elect Director Ina, Keiichiro For For Management
1.7 Elect Director Sudo, Fumio For For Management
1.8 Elect Director Sato, Hidehiko For For Management
1.9 Elect Director Kawaguchi, Tsutomu For For Management
1.10 Elect Director Koda, Main For For Management
--------------------------------------------------------------------------------
LT GROUP, INC.
Ticker: LTG Security ID: Y5342M100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of the Previous Meeting For For Management
5 Ratify All Acts, Transactions and For For Management
Resolutions by the Board of Directors
and Management in 2012
6.1 Elect Lucio C. Tan as a Director For For Management
6.2 Elect Carmen K. Tan as a Director For For Management
6.3 Elect Harry C. Tan as a Director For For Management
6.4 Elect Michael G. Tan as a Director For For Management
6.5 Elect Lucio K. Tan, Jr. as a Director For For Management
6.6 Elect Wilson T. Young as a Director For For Management
6.7 Elect Juanita Tan Lee as a Director For For Management
6.8 Elect Antonino L. Alindogan, Jr. as a For For Management
Director
6.9 Elect Wilfrido E. Sanchez as a Director For For Management
6.10 Elect Florencia G. Tarriela as a For For Management
Director
6.11 Elect Estelito P. Mendoza as a Director For For Management
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 54
2.1 Elect Director Goto, Masahiko For For Management
2.2 Elect Director Hori, Shiro For For Management
2.3 Elect Director Torii, Tadayoshi For For Management
2.4 Elect Director Kato, Tomoyasu For For Management
2.5 Elect Director Asanuma, Tadashi For For Management
2.6 Elect Director Niwa, Hisayoshi For For Management
2.7 Elect Director Tomita, Shinichiro For For Management
2.8 Elect Director Kaneko, Tetsuhisa For For Management
2.9 Elect Director Aoki, Yoji For For Management
2.10 Elect Director Ota, Tomoyuki For For Management
2.11 Elect Director Goto, Munetoshi For For Management
2.12 Elect Director Morita, Akiyoshi For For Management
3 Appoint Statutory Auditor Yamamoto, For For Management
Fusahiro
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MAN WAH HOLDINGS LTD.
Ticker: 01999 Security ID: G5800U107
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of HK$0.07 Per Share For For Management
3 Reelect Alan Marnie as Executive For For Management
Director and the Terms of His
Appointment
4 Reelect Wong Man Li as Executive For For Management
Director and the Terms of His
Appointment
5 Reelect Hui Wai Hing as Executive For For Management
Director and the Terms of Her
Appointment
6 Reelect Chau Shing Yim, David as For For Management
Independent Non-Executive Director and
the Terms of His Appointment
7 Authorise Board to Approve For For Management
Remuneration of Lee Teck Leng, Robson
8 Authorise Board to Approve For For Management
Remuneration of Ong Chor Wei
9 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MINDRAY MEDICAL INTERNATIONAL LIMITED
Ticker: MR Security ID: 602675100
Meeting Date: DEC 28, 2012 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Re-election of Mr. Xu Hang as For For Management
Director and the Chairman of the Board
of the Company
2 Approve Re-election of Mr. Ronald Ede For For Management
as Director of the Company
3 Approve Re-election of Mr. Chen For For Management
Qingtai as Director of the Company
4 Approve Appointment of For For Management
PricewaterhouseCoopers as the
Company's Audit Firm for the Fiscal
Year Ending December 31, 2012
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Yanagisawa, Yutaka For For Management
2.4 Elect Director Kono, Masaaki For For Management
2.5 Elect Director Kazama, Toshihiko For For Management
2.6 Elect Director Kato, Jo For For Management
2.7 Elect Director Aiba, Naoto For For Management
2.8 Elect Director Ono, Masamichi For For Management
2.9 Elect Director Okusa, Toru For For Management
2.10 Elect Director Matsuhashi, Isao For For Management
2.11 Elect Director Tokiwa, Fumikatsu For For Management
2.12 Elect Director Gomi, Yasumasa For For Management
2.13 Elect Director Tomioka, Shuu For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.05 per Share
4.1.1 Reelect Peter Brabeck-Letmathe as For For Management
Director
4.1.2 Reelect Steven Hoch as Director For For Management
4.1.3 Reelect Titia de Lange as Director For For Management
4.1.4 Reelect Jean-Pierre Roth as Director For For Management
4.2 Elect Eva Cheng as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gerard Michael Bond as a Director For For Management
2b Elect Vince Gauci as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
NEXEN INC.
Ticker: NXY Security ID: 65334H102
Meeting Date: SEP 20, 2012 Meeting Type: Special
Record Date: AUG 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by CNOOC Canada For For Management
Holding Ltd., an Indirect Wholly-Owned
Subsidiary of CNOOC Limited
--------------------------------------------------------------------------------
NGK SPARK PLUG CO. LTD.
Ticker: 5334 Security ID: J49119100
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Directors For For Management
2.1 Elect Director Odo, Shinichi For For Management
2.2 Elect Director Oshima, Takafumi For For Management
2.3 Elect Director Shibagaki, Shinji For For Management
2.4 Elect Director Kawajiri, Shogo For For Management
2.5 Elect Director Nakagawa, Takeshi For For Management
2.6 Elect Director Suzuki, Junichiro For For Management
2.7 Elect Director Koiso, Hideyuki For For Management
2.8 Elect Director Okawa, Teppei For For Management
2.9 Elect Director Otaki, Morihiko For For Management
3 Appoint Statutory Auditor Matsunari, For For Management
Keiichi
--------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Carlos Ghosn For For Management
2.2 Elect Director Shiga, Toshiyuki For For Management
2.3 Elect Director Saikawa, Hiroto For For Management
2.4 Elect Director Colin Dodge For For Management
2.5 Elect Director Yamashita, Mitsuhiko For For Management
2.6 Elect Director Imazu, Hidetoshi For For Management
2.7 Elect Director Greg Kelly For For Management
2.8 Elect Director Jean-Baptiste Duzan For For Management
2.9 Elect Director Nakamura, Katsumi For For Management
3 Approve Stock Appreciation Rights Plan For For Management
for Directors
--------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koga, Nobuyuki For For Management
1.2 Elect Director Nagai, Koji For For Management
1.3 Elect Director Yoshikawa, Atsushi For For Management
1.4 Elect Director Suzuki, Hiroyuki For For Management
1.5 Elect Director David Benson For For Management
1.6 Elect Director Sakane, Masahiro For For Management
1.7 Elect Director Kanemoto, Toshinori For For Management
1.8 Elect Director Fujinuma, Tsuguoki For Against Management
1.9 Elect Director Kusakari, Takao For For Management
1.10 Elect Director Clara Furse For For Management
1.11 Elect Director Michael Lim Choo San For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
OLD MUTUAL PLC
Ticker: OML Security ID: G67395114
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3i Elect Danuta Gray as Director For For Management
3ii Re-elect Mike Arnold as Director For For Management
3iii Re-elect Philip Broadley as Director For For Management
3iv Re-elect Alan Gillespie as Director For For Management
3v Re-elect Reuel Khoza as Director For For Management
3vi Re-elect Roger Marshall as Director For For Management
3vii Re-elect Bongani Nqwababa as Director For For Management
3viii Re-elect Nku Nyembezi-Heita as Director For For Management
3ix Re-elect Patrick O'Sullivan as Director For For Management
3x Re-elect Julian Roberts as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
5 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
6 Approve Remuneration Report For For Management
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Market Purchase of Ordinary For For Management
Shares
10 Authorise Off-Market Purchase of For For Management
Ordinary Shares
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
OPHIR ENERGY PLC
Ticker: OPHR Security ID: G6768E101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Alan Booth as Director For For Management
4 Elect Lisa Mitchell as Director For For Management
5 Elect William Schrader as Director For For Management
6 Re-elect Ronald Blakely as Director For For Management
7 Re-elect Nicholas Cooper as Director For For Management
8 Re-elect John Lander as Director For For Management
9 Re-elect Dennis McShane as Director For For Management
10 Re-elect Lyndon Powell as Director For For Management
11 Re-elect Nicholas Smith as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: TEL Security ID: 718252109
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Financial Statements For For Management
for the Fiscal Year Ending Dec. 31,
2012 Contained in the Company's 2012
Annual Report
2.1 Elect Artemio V. Panganiban as a For For Management
Director
2.2 Elect Pedro E. Roxas as a Director For For Management
2.3 Elect Alfred V. Ty as a Director For For Management
2.4 Elect Helen Y. Dee as a Director For For Management
2.5 Elect Ray C. Espinosa as a Director For For Management
2.6 Elect James L. Go as a Director For For Management
2.7 Elect Setsuya Kimura as a Director For For Management
2.8 Elect Napoleon L. Nazareno as a For For Management
Director
2.9 Elect Manuel V. Pangilinan as a For For Management
Director
2.10 Elect Hideaki Ozaki as a Director For For Management
2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management
Director
2.12 Elect Juan B. Santos as a Director For For Management
2.13 Elect Tony Tan Caktiong as a Director For For Management
3 Approve Decrease in the Authorized For For Management
Capital Stock and Amendments to the
Seventh Article of Articles of
Incorporation of the Company
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Philip Remnant as Director For For Management
5 Re-elect Sir Howard Davies as Director For For Management
6 Re-elect Robert Devey as Director For For Management
7 Re-elect John Foley as Director For For Management
8 Re-elect Michael Garrett as Director For For Management
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Alexander Johnston as Director For For Management
11 Re-elect Paul Manduca as Director For For Management
12 Re-elect Michael McLintock as Director For For Management
13 Re-elect Kaikhushru Nargolwala as For For Management
Director
14 Re-elect Nicolaos Nicandrou as Director For For Management
15 Re-elect Barry Stowe as Director For For Management
16 Re-elect Tidjane Thiam as Director For For Management
17 Re-elect Lord Turnbull as Director For For Management
18 Re-elect Michael Wells as Director For For Management
19 Reappoint KPMG Audit plc as Auditors For For Management
20 Authorise Board to Fix Remuneration of For For Management
Auditors
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights
24 Approve Savings-Related Share Option For For Management
Scheme
25 Approve Long Term Incentive Plan For For Management
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PT MATAHARI DEPARTMENT STORE TBK
Ticker: LPPF Security ID: Y7139L105
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Discharge
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Elect Directors and Commissioners and For Against Management
Approve Their Remuneration
5 Reaffirm Composition of Shareholders For For Management
of the Company
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sandy Crombie as Director For For Management
4 Re-elect Alison Davis as Director For For Management
5 Re-elect Tony Di Iorio as Director For For Management
6 Re-elect Philip Hampton as Director For For Management
7 Re-elect Stephen Hester as Director For For Management
8 Re-elect Penny Hughes as Director For For Management
9 Re-elect Brendan Nelson as Director For For Management
10 Re-elect Baroness Noakes as Director For For Management
11 Re-elect Art Ryan as Director For For Management
12 Re-elect Bruce Van Saun as Director For For Management
13 Re-elect Philip Scott as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Approve Renewal of Directors' For For Management
Authority to Offer Shares in lieu of a
Cash Dividend
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: RBS Security ID: G7S86Z172
Meeting Date: MAY 14, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issue of Equity Convertible Notes
2 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issue of Equity Convertible Notes
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
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SAP AG
Ticker: SAP Security ID: D66992104
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2013
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SAWAI PHARMACEUTICAL CO., LTD.
Ticker: 4555 Security ID: J69811107
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2 Amend Articles To Decrease Maximum For For Management
Board Size
3.1 Elect Director Sawai, Hiroyuki For For Management
3.2 Elect Director Sawai, Mitsuo For For Management
3.3 Elect Director Iwasa, Takashi For For Management
3.4 Elect Director Toya, Harumasa For For Management
3.5 Elect Director Kimura, Keiichi For For Management
3.6 Elect Director Yokohama, Shigeharu For For Management
3.7 Elect Director Kodama, Minoru For For Management
3.8 Elect Director Sawai, Kenzo For For Management
3.9 Elect Director Sugao, Hidefumi For For Management
4 Appoint Statutory Auditor Takahashi, For For Management
Takashi
5 Approve Retirement Bonuses and Special For For Management
Payments to Directors in Connection
with Abolition of Retirement Bonus
System
6 Approve Special Payments to Statutory For For Management
Auditors in Connection with Abolition
of Retirement Bonus System
7 Approve Deep Discount Stock Option Plan For For Management
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SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 18, 2012 Meeting Type: Annual
Record Date: JUL 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Tony Ballance as Director For For Management
5 Re-elect Bernard Bulkin as Director For For Management
6 Re-elect Richard Davey as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect Gordon Fryett as Director For For Management
9 Re-elect Martin Kane as Director For For Management
10 Re-elect Martin Lamb as Director For For Management
11 Re-elect Michael McKeon as Director For For Management
12 Re-elect Baroness Noakes as Director For For Management
13 Re-elect Andy Smith as Director For For Management
14 Re-elect Tony Wray as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Approve Special Dividend For For Management
23 Approve Share Incentive Plan For For Management
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SHISEIDO CO. LTD.
Ticker: 4911 Security ID: J74358144
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Maeda, Shinzo For For Management
2.2 Elect Director Carsten Fischer For For Management
2.3 Elect Director Takamori, Tatsuomi For For Management
2.4 Elect Director Nishimura, Yoshinori For For Management
2.5 Elect Director Okazawa, Yuu For For Management
2.6 Elect Director Sakai, Toru For For Management
2.7 Elect Director Iwata, Shoichiro For For Management
2.8 Elect Director Nagai, Taeko For For Management
2.9 Elect Director Uemura, Tatsuo For Against Management
3 Appoint Statutory Auditor Harada, Akio For For Management
4 Approve Deep Discount Stock Option Plan For For Management
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SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For Against Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
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SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUL 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Katie Bickerstaffe as Director For For Management
5 Re-elect Jeremy Beeton as Director For For Management
6 Re-elect Lord Smith of Kelvin as For For Management
Director
7 Re-elect Ian Marchant as Director For For Management
8 Re-elect Gregor Alexander as Director For For Management
9 Re-elect Alistair Phillips-Davies as For For Management
Director
10 Re-elect Lady Rice as Director For For Management
11 Re-elect Richard Gillingwater as For For Management
Director ��
12 Re-elect Thomas Andersen as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Om Bhatt as Director For For Management
5 Elect Dr Louis Chi-Yan Cheung as For For Management
Director
6 Elect Margaret Ewing as Director For For Management
7 Elect Dr Lars Thunell as Director For For Management
8 Re-elect Stefano Bertamini as Director For For Management
9 Re-elect Jaspal Bindra as Director For For Management
10 Re-elect James Dundas as Director For For Management
11 Re-elect Dr Han Seung-soo as Director For For Management
12 Re-elect Simon Lowth as Director For For Management
13 Re-elect Rudolph Markham as Director For For Management
14 Re-elect Ruth Markland as Director For For Management
15 Re-elect Richard Meddings as Director For For Management
16 Re-elect John Paynter as Director For For Management
17 Re-elect Sir John Peace as Director For For Management
18 Re-elect Alun Rees as Director For For Management
19 Re-elect Peter Sands as Director For For Management
20 Re-elect Viswanathan Shankar as For For Management
Director
21 Re-elect Paul Skinner as Director For For Management
22 Re-elect Oliver Stocken as Director For For Management
23 Reappoint KPMG Audit plc as Auditors For For Management
24 Authorise Board to Fix Remuneration of For For Management
Auditors
25 Approve EU Political Donations and For For Management
Expenditure
26 Authorise Issue of Equity with For For Management
Pre-emptive Rights
27 Authorise Issue of Equity with For For Management
Pre-emptive Rights
28 Authorise Issue of Equity without For For Management
Pre-emptive Rights
29 Authorise Market Purchase of Ordinary For For Management
Shares
30 Authorise Market Purchase of For For Management
Preference Shares
31 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
32 Approve Sharesave Plan For For Management
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SUGI HOLDINGS CO. LTD.
Ticker: 7649 Security ID: J7687M106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Expand Board For For Management
Eligibility - Amend Business Lines
2.1 Elect Director Sugiura, Hirokazu For For Management
2.2 Elect Director Masuda, Tadashi For For Management
2.3 Elect Director Sugiura, Akiko For For Management
2.4 Elect Director Watanabe, Noriyuki For For Management
2.5 Elect Director Ota, Takao For For Management
2.6 Elect Director Sakakibara, Eiichi For For Management
3 Appoint Statutory Auditor Kanai, For For Management
Tetsuji
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SYNGENTA AG
Ticker: SYNN Security ID: H84140112
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 9.50 per Share
4.1 Reelect Michael Mack as Director For For Management
4.2 Reelect Jacques Vincent as Director For For Management
4.3 Elect Eleni Gabre-Madhin as Director For For Management
4.4 Elect Eveline Saupper as Director For For Management
5 Ratify Ernst & Young as Auditors For For Management
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TELIASONERA AB
Ticker: TLSN Security ID: W95890104
Meeting Date: APR 03, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sven Unger Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Approve Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.85 per Share
9 Approve Discharge of Board and For Against Management
President
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.2 Million for
Chairman, SEK 750,000 for Deputy
Chairman, and SEK 450,000 for Other
Directors; Approve Remuneration for
Committee Work
12 Reelect Olli-Pekka Kallasvuo and For For Management
Per-Arne Sandstrom as Directors; Elect
Marie Ehrling, Mats Jansson, Tapio
Kuula, Nina Linander, Martin
Lorentzon, and Kersti Sandqvist as New
Director
13 Elect Marie Ehrling as Chairman of the For For Management
Board and Olli-Pekka Kallasvuo as Vice
Chairman of the Board
14 Determine Number of Auditors (1) For For Management
15 Approve Remuneration of Auditors For For Management
16 Ratify PricewaterhouseCoopers AB as For For Management
Auditors
17 Elect Magnus Skaninger, Kari Jarvinen, For For Management
Jan Andersson, Per Frennberg, and
Marie Ehrling as Members of the
Nominating Committee
18 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19 Authorize Share Repurchase Program For For Management
20a Approve 2013/2016 Performance Share For Against Management
Program
20b Approve Transfer of Shares in For Against Management
Connection with the 2013/2016
Performance Share Program
21 Require Teliasonera to Sell Skanova None Against Shareholder
Shares or to Distribute the Shares to
the Company's Shareholders
22 Separate Emerging Markets Operations None Against Shareholder
to a Separate Publicly Listed Company
from the Mature Markets Operations and
to Distribute the Shares to Company's
Shareholders
23 Dismiss Current Auditors None Against Shareholder
24a Request the Board of Directors to None Against Shareholder
Claim Damages from Former Board and
Management
24b Authorize Board to Limit the None Against Shareholder
Aggregated Amount of Reimbursement of
Damages to up to SEK 100 million
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TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
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TOWA PHARMACEUTICAL CO. LTD.
Ticker: 4553 Security ID: J90505108
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37.5
2.1 Elect Director Yoshida, Itsuro For Against Management
2.2 Elect Director Osawa, Takashi For For Management
2.3 Elect Director Harima, Takeshi For For Management
2.4 Elect Director Noguchi, Takeshi For For Management
2.5 Elect Director Inokuma, Shun For For Management
2.6 Elect Director Fujimoto, Masayoshi For For Management
2.7 Elect Director Yabushita, Keiji For For Management
2.8 Elect Director Nishikawa, Yoshiaki For For Management
2.9 Elect Director Morino, Sadayuki For For Management
2.10 Elect Director Maeyama, Shigeru For For Management
2.11 Elect Director Konno, Kazuhiko For For Management
2.12 Elect Director Okimoto, Kazuto For For Management
2.13 Elect Director Mukuta,Takashi For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
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TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Furuhashi, Mamoru For For Management
2.8 Elect Director Ihara, Yasumori For For Management
2.9 Elect Director Sudo, Seiichi For For Management
2.10 Elect Director Saga, Koei For For Management
2.11 Elect Director Ise, Kiyotaka For For Management
2.12 Elect Director Terashi, Shigeki For For Management
2.13 Elect Director Ishii, Yoshimasa For For Management
2.14 Elect Director Uno, Ikuo For For Management
2.15 Elect Director Kato, Haruhiko For For Management
2.16 Elect Director Mark T. Hogan For For Management
3 Amend Articles To Indemnify Directors For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
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VALE S.A.
Ticker: VALE5 Security ID: 91912E105
Meeting Date: APR 17, 2013 Meeting Type: Annual/Special
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
1.2 Approve Allocation of Income and For For Management
Dividends
1.3 Elect Directors For For Management
1.4 Elect Fiscal Council Members For For Management
1.5 Approve Remuneration of Company's For Withhold Management
Management
2.1 Amend Articles For For Management
2.2 Consolidate Bylaws For For Management
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WOLSELEY PLC
Ticker: WOS Security ID: G9736L108
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: NOV 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Tessa Bamford as Director For For Management
5 Re-elect Michael Clarke as Director For For Management
6 Re-elect Gareth Davis as Director For For Management
7 Re-elect Andrew Duff as Director For For Management
8 Re-elect John Martin as Director For For Management
9 Re-elect Ian Meakins as Director For For Management
10 Re-elect Frank Roach as Director For For Management
11 Re-elect Michael Wareing as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Special Dividend and the For For Management
Associated Share Consolidation
19 Approve Long Term Incentive Plan For For Management
20 Approve Executive Share Option Plan For For Management
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WOLTERS KLUWER NV
Ticker: WKL Security ID: ADPV09931
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
3a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3b Adopt Financial Statements For For Management
3c Approve Dividends of EUR 0.69 Per Share For For Management
4a Approve Discharge of Management Board For For Management
4b Approve Discharge of Supervisory Board For For Management
5a Reelect P.N. Wakkie to Supervisory For For Management
Board
5b Reelect B.M. Dalibard to Supervisory For For Management
Board
5c Reelect L.P. Forman to Supervisory For For Management
Board
6 Elect K.B. Entricken to Executive Board For For Management
7 Amend Articles of Association For For Management
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
8b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 8a
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11 Allow Questions None None Management
12 Close Meeting None None Management
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WORLEYPARSONS LIMITED
Ticker: WOR Security ID: Q9857K102
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: OCT 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Erich Fraunschiel as a Director For For Management
2b Elect Wang Xiao Bin as a Director For For Management
2c Elect Christopher Haynes as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Up to 53,084 For For Management
Performance Rights to Andrew Wood,
Chief Executive Officer and Managing
Director of the Company
5 Approve the Increase in Maximum None For Management
Aggregate Fee Pool of Non-Executive
Directors
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ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividends of CHF 17.00 per For For Management
Share from Capital Contribution
Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Elect Monica Maechler as Director For For Management
4.1.2 Reelect Susan Bies as Director For For Management
4.1.3 Reelect Victor Chu as Director For For Management
4.1.4 Reelect Rolf Watter as Director For For Management
4.2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
==================== DVIF -- International Value Portfolio =====================
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Presentation on the Course of Business None None Management
in 2012
3.1 Receive Report of Management Board None None Management
(Non-Voting)
3.2 Adopt Financial Statements For For Management
4 Approve Dividends of EUR 0.21 Per Share For For Management
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.1 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2013
7.2 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal Years 2014-2016
8 Authorize Amendments to Capital For For Management
Structure, Including the Conversion of
All Preferred Shares into Ordinary
Shares, and Amend Articles Accordingly
9 Approve Remuneration of Supervisory For For Management
Board
10 Elect Darryl D. Button to Executive For For Management
Board
11 Reelect Shemaya Levy to Supervisory For For Management
Board
12 Elect Dona D. Young to Supervisory For For Management
Board
13 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
14 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13
15 Authorize Board to Issue Shares Up To For For Management
1 Percent of Issued Capital Under
Incentive Plans
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Other Business (Non-Voting) None None Management
18 Close Meeting None None Management
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AIXTRON SE
Ticker: AIXA Security ID: D0198L143
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2012
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
4 Approve Remuneration System for For For Management
Management Board Members
5a Elect Andreas Biagosch to the For For Management
Supervisory Board
5b Elect Martin Komischke to the For For Management
Supervisory Board
6 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2013
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
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ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Elect Christine Bosse to the For Did Not Vote Management
Supervisory Board
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ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Mark Cutifani as Director For For Management
4 Elect Byron Grote as Director For For Management
5 Elect Anne Stevens as Director For For Management
6 Re-elect David Challen as Director For For Management
7 Re-elect Sir CK Chow as Director For For Management
8 Re-elect Sir Philip Hampton as Director For For Management
9 Re-elect Rene Medori as Director For For Management
10 Re-elect Phuthuma Nhleko as Director For For Management
11 Re-elect Ray O'Rourke as Director For For Management
12 Re-elect Sir John Parker as Director For For Management
13 Re-elect Jack Thompson as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 19, 2012 Meeting Type: Annual
Record Date: DEC 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of the For For Management
Remuneration Report
3 Approve the Grant of Performance For For Management
Rights to Michael Smith, Chief
Executive Officer of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5a Elect P.J. Dwyer as a Director For For Management
5b Elect J.P. Morschel as a Director For For Management
5c Elect Lee Hsien Yang as a Director For For Management
6 Elect R.J. Reeves as a Director Against Against Shareholder
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BANCO SANTANDER BRASIL SA
Ticker: SANB11 Security ID: 05967A107
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date: OCT 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 Approve Long-Term Incentive Plan For For Management
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BANCO SANTANDER BRASIL SA
Ticker: SANB11 Security ID: 05967A107
Meeting Date: FEB 15, 2013 Meeting Type: Special
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deferred Bonus Plan For For Management
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BANCO SANTANDER BRASIL SA
Ticker: SANB11 Security ID: 05967A107
Meeting Date: APR 29, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Remuneration of Company's For Against Management
Management
1 Alter Dividend Payment Date For For Management
2 Approve Long Term Incentive Plans For For Management
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BANCO SANTANDER BRASIL SA
Ticker: SANB11 Security ID: 05967A107
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marcial Angel Portela Alvarez as For For Management
Chairman of the Board
2 Elect Celso Clemente Giacometti as For For Management
Vice-Chairman of the Board
3 Elect Jesus Maria Zabalza Lotina as For For Management
Director
4 Ratify Board Composition For For Management
5 Approved Deferred Bonus Plan For For Management
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BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Sir David Walker as Director For For Management
4 Elect Tim Breedon as Director For For Management
5 Elect Antony Jenkins as Director For For Management
6 Elect Diane de Saint Victor as Director For For Management
7 Re-elect David Booth as Director For For Management
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Simon Fraser as Director For For Management
10 Re-elect Reuben Jeffery III as Director For For Management
11 Re-elect Chris Lucas as Director For For Management
12 Re-elect Dambisa Moyo as Director For For Management
13 Re-elect Sir Michael Rake as Director For For Management
14 Re-elect Sir John Sunderland as For For Management
Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in relation to the
issuance of Contingent Equity
Conversion Notes
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Scrip Dividend Programme For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Appropriation Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Company's PRC and International
Auditors, Respectively and Authorize
Board to Fix Their Remuneration
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 15, 2013 Meeting Type: Annual/Special
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Acknowledge Auditors' Special Report For For Management
on Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Jean-Laurent Bonnafe
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Reelect Jean-Laurent Bonnafe as For For Management
Director
8 Reelect Michel Tilmant as Director For For Management
9 Reelect Emiel Van Broekhoven as For For Management
Director
10 Elect Christophe de Margerie as For For Management
Director
11 Elect Marion Guillou as Director For For Management
12 Authorize Auditors to File Required For For Management
Documents at the Court's Clerk Office
13 Amend New Set of Bylaws For Against Management
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Bob Dudley as Director For For Management
4 Re-elect Iain Conn as Director For For Management
5 Re-elect Dr Brian Gilvary as Director For For Management
6 Re-elect Paul Anderson as Director For For Management
7 Re-elect Frank Bowman as Director For For Management
8 Re-elect Antony Burgmans as Director For For Management
9 Re-elect Cynthia Carroll as Director For For Management
10 Re-elect George David as Director For For Management
11 Re-elect Ian Davis as Director For For Management
12 Re-elect Dame Ann Dowling as Director For For Management
13 Re-elect Brendan Nelson as Director For For Management
14 Re-elect Phuthuma Nhleko as Director For For Management
15 Re-elect Andrew Shilston as Director For For Management
16 Re-elect Carl-Henric Svanberg as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CARREFOUR
Ticker: CA Security ID: F13923119
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
4 Reelect Sebastien Bazin as Director For For Management
5 Reelect Thierry Breton as Director For For Management
6 Reelect Charles Edelstenne as Director For For Management
7 Reelect Anne-Claire Taittinger as For For Management
Director
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Amend Article 20 of Bylaws Re: Proxy For For Management
Voting
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 90 Million
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 90 Million
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capital Increase of Up to For For Management
EUR 90 Million for Future Exchange
Offers
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
17 Approve Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
CELESIO AG
Ticker: CLS1 Security ID: D1497R112
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Approve Remuneration System for For Did Not Vote Management
Management Board Members
6 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management
for Fiscal 2013
7a Elect Florian Funch to the Supervisory For Did Not Vote Management
Board
7b Elect Stephan Gemkow to the For Did Not Vote Management
Supervisory Board
7c Elect Pauline Lindwall to the For Did Not Vote Management
Supervisory Board
7d Elect Henning Rehder to the For Did Not Vote Management
Supervisory Board
7e Elect Patrick Schwarz-Schuette to the For Did Not Vote Management
Supervisory Board
7f Elect Hanspeter Spek to the For Did Not Vote Management
Supervisory Board
8 Approve Remuneration of Supervisory For Did Not Vote Management
Board
9 Approve Issuance of Warrants/Bonds For Did Not Vote Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million;
Approve Creation of EUR 21.8 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 601390 Security ID: Y1509D116
Meeting Date: DEC 27, 2012 Meeting Type: Special
Record Date: DEC 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
2 Adopt Shareholders' Return Plan for For For Management
the Next Three Years (2012 to 2014)
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 601390 Security ID: Y1509D116
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Accept Work Report of Independent For For Management
Directors
5 Approve Profit Distribution Plan For For Management
6 Reappoint Deloitte Touche Tohmatsu and For For Management
Deloitte Touche Tohmatsu CPA Ltd as
International and Domestic Auditors,
Respectively, and Approve Their
Remuneration
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Internal Control Auditors and
Approve Their Remuneration
8 Approve Provision of Guarantee by For Against Management
Subsidiaries of the Company
9 Approve Issuance of Corporate Bonds For For Management
10 Approve Launch of Asset-Backed For For Management
Securitisation
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT GOBAIN
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 06, 2013 Meeting Type: Annual/Special
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.24 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Elect Agnes Lemarchand as Director For For Management
6 Elect Pamela Knapp as Director For For Management
7 Elect Philippe Varin as Director For For Management
8 Reelect Jean-Martin Folz as Director For Against Management
9 Reelect Gilles Schnepp as Director For Against Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 425 Million
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 212,5 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to
Shareholders Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
16 Approve Employee Stock Purchase Plan For For Management
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COSCO PACIFIC LIMITED
Ticker: 01199 Security ID: G2442N104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Feng Jinhua as Director For Against Management
3a2 Elect Wang Haimin as Director For Against Management
3a3 Elect Tang Runjiang as Director For Against Management
3a4 Elect Wong Tin Yau, Kelvin as Director For Against Management
3a5 Elect Qiu Jinguang as Director For Against Management
3a6 Elect Ip Sing Chi as Director For For Management
3b Authorize the Board to Fix For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COSCO PACIFIC LIMITED
Ticker: 01199 Security ID: G2442N104
Meeting Date: JUN 13, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
between the Company, Long Honour
Investments Limited and COSCO (Hong
Kong) Group Limited
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.20 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify KPMG AG as Auditors for Fiscal For Did Not Vote Management
2012
6.1 Relect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
6.2 Relect Juergen Hambrecht to the For Did Not Vote Management
Supervisory Board
6.3 Elect Andrea Jung to the Supervisory For Did Not Vote Management
Board
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Relect Franck Riboud as Director For Against Management
5 Relect Emmanuel Faber as Director For For Management
6 Approve Auditors' Special Report For For Management
Regarding New Related-Party
Transactions
7 Approve Transaction with J.P. Morgan For Against Management
8 Approve Severance Payment Agreement For For Management
with Franck Riboud
9 Approve Severance Payment Agreement For For Management
with Emmanuel Faber
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 55.3 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23.6 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of Up to For For Management
EUR 15.7 Million for Future Exchange
Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 40.7 Million for Bonus
Issue or Increase in Par Value
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Amend Article 5 of Bylaws Re: For For Management
Company's Duration
22 Amend Article 22.II of Bylaws Re: For For Management
Proxy Voting
23 Amend Article 24.I of Bylaws Re: For For Management
Convening of General Meetings
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 29, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Renewal of the Share For For Management
Purchase Mandate
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend Per Ordinary For For Management
Share
3 Declare Final Dividend Per Non-Voting For For Management
Redeemable Convertible Preference Share
4 Approve Directors' Remuneration For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Danny Teoh Leong Kay as Director For For Management
7 Elect Euleen Goh Yiu Kiang as Director For For Management
8 Elect Andre Sekulic as Director For For Management
9 Elect Woo Foong Pheng as Director For For Management
10 Approve Grant of Awards and Issue of For Against Management
Shares Pursuant to the DBSH Share
Option Plan and DBSH Share Plan
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Final
Dividends for the Year Ended Dec. 31,
2012
13 Approve Issuance of Shares and For For Management
Non-Voting Redeemable Convertible
Preference Shares under the DBSH Scrip
Dividend Scheme for the Dividends
which may be Declared for the Year
Ending Dec. 31, 2013
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: APR 11, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Confirm 2012 AGM Resolution to Approve For For Management
Allocation of Income and Dividends of
EUR 0.75 per Share
2 Confirm 2012 AGM Resolution to Ratify For For Management
KPMG AG as Auditors for Fiscal 2012
3.1 Confirm 2012 AGM Resolution to Elect For For Management
Paul Achleitner to the Supervisory
Board
3.2 Confirm 2012 AGM Resolution to Elect For For Management
Peter Loescher to the Supervisory Board
3.3 Confirm 2012 AGM Resolution to Elect For For Management
Klaus Ruediger Truetzschler to the
Supervisory Board
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify KPMG as Auditors for Fiscal 2013 For For Management
6 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration System for For For Management
Management Board Members
10 Approve Remuneration of Supervisory For For Management
Board
11.1 Elect John Cryan to the Supervisory For For Management
Board
11.2 Elect Henning Kagermann to the For Against Management
Supervisory Board
11.3 Elect Suzanne Labarge to the For For Management
Supervisory Board
11.4 Elect Johannes Teyssen to the For For Management
Supervisory Board
11.5 Elect Georg Thoma to the Supervisory For For Management
Board
11.6 Elect Tilman Todenhoefer to the For For Management
Supervisory Board
11.7 Elect Dina Dublon to the Supervisory For For Management
Board
12 Approve Creation of EUR 230.4 Million For For Management
Pool of Capital without Preemptive
Rights
13 Approve Domination Agreement with For For Management
RREEF Management GmbH
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2013
6 Elect Sari Baldauf to the Supervisory For Against Management
Board
7 Elect Ulrich Lehner to the Supervisory For Against Management
Board
8 Ammend Articles Re: Supervisory Board For For Management
Remuneration
9 Approve Cancellation of Conditional For For Management
Capital Authorization
10 Approve Creation of EUR 2.2 Billion For For Management
Pool of Capital without Preemptive
Rights
11 Approve Affiliation Agreement with For For Management
PASM Power and Air Condition Solution
Management GmbH
12 Ammend Affiliation Agreement with GMG For For Management
Generalmietgesellschaft mbH
13 Ammend Affiliation Agreement with For For Management
DeTeMedien, Deutsche Telekom Medien
GmbH
14 Ammend Affiliation Agreement with GMG For For Management
Generalmietgesellschaft mbH
15 Ammend Affiliation Agreement with For For Management
DeTeMedien, Deutsche Telekom Medien
GmbH
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: ADPC01615
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Mike Biggs as Director For For Management
5 Elect Paul Geddes as Director For For Management
6 Elect Jane Hanson as Director For For Management
7 Elect Glyn Jones as Director For For Management
8 Elect Andrew Palmer as Director For For Management
9 Elect John Reizenstein as Director For For Management
10 Elect Clare Thompson as Director For For Management
11 Elect Priscilla Vacassin as Director For For Management
12 Elect Bruce Van Saun as Director For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: AUG 03, 2012 Meeting Type: Special
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Nathan Leventhal For For Management
1.3 Elect Director Benaree Pratt Wiley For For Management
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 1.10 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5a Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
5b Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2013
6a Elect Denise Kingsmill to the For Did Not Vote Management
Supervisory Board
6b Elect Ulrich Lehner to the Supervisory For Did Not Vote Management
Board
6c Elect Rene Obermann to the Supervisory For Did Not Vote Management
Board
6d Elect Karen de Segundo to the For Did Not Vote Management
Supervisory Board
6e Elect Theo Siegert to the Supervisory For Did Not Vote Management
Board
6f Elect Werner Wenning to the For Did Not Vote Management
Supervisory Board
7 Approve Remuneration System for For Did Not Vote Management
Management Board Members
8 Approve Remuneration of Supervisory For Did Not Vote Management
Board
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO.
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Elect Director Nakai, Masahiko For For Management
3.1 Appoint Statutory Auditor Yamaguchi, For Against Management
Toshiaki
3.2 Appoint Statutory Auditor Nitta, Mutsuo For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Amend Articles to Allow Shareholder Against Against Shareholder
Meeting Resolutions on Drafting and
Implementation of Business Plans
Related to Tohoku Earthquake
Reconstruction
6 Create, Fund Committee on Drafting Against Against Shareholder
Business Plans Related to Earthquake
Reconstruction
7 Amend Articles to Allow Proposals on Against Against Shareholder
Compliance Matters at Shareholder
Meetings
8 Mandate Creation of Committee on Against Against Shareholder
Compliance
9 Amend Articles to Require Disclosure Against For Shareholder
of Top Five Individual Director
Compensation Levels
10 Amend Articles to Require At Least Against For Shareholder
Three Outsiders on Board of Directors
11.1 Remove Chairman Satoshi Seino from the Against Against Shareholder
Board of Directors
11.2 Remove Vice Chairman Masaki Ogata from Against Against Shareholder
the Board of Directors
11.3 Remove Executive Director Yuuji Against Against Shareholder
Fukasawa from the Board of Directors
11.4 Remove Executive Director Yasuo Against Against Shareholder
Hayashi from the Board of Directors
11.5 Remove Executive Director Yuuji Against Against Shareholder
Morimoto from the Board of Directors
12 Reduce Director and Statutory Auditor Against Against Shareholder
Compensation by 20 Percent
13 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserves for Disaster
Recovery Fund for the Tohoku
Earthquake and for Consolidation of
Local Rail Lines
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE
Ticker: EDF Security ID: F2940H113
Meeting Date: MAY 30, 2013 Meeting Type: Annual/Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
4 Approve Payment of Dividends (Cash or For For Management
Shares)
5 Authorize Board to Provide the Option For For Management
for Payment in Shares of Interim
Dividend for Fiscal Year 2013
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Articles 1, 2.3, and 6.2 of For For Management
Bylaws Re: Applicable Legislation
9 Amend Article 16 of Bylaws Re: For Against Shareholder
Employee Representative at Board
Comitees
10 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Report For For Management
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: JUL 16, 2012 Meeting Type: Special
Record Date: JUL 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Elimination of Shares' Par For For Management
Value and Cancellation of Treasury
Shares
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
ERICSSON
Ticker: ERICB Security ID: W26049119
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Acknowledge Proper Convening of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Approve Financial Statements and For For Management
Statutory Reports
8.2 Approve Discharge of Board and For For Management
President
8.3 Approve Allocation of Income and For For Management
Dividends of SEK 2.75 per Share
9 Presentation of Nominating Committee's None None Management
Proposals
9.1 Determine Number of Members (12) and For For Management
Deputy Members of Board (0)
9.2 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.85 Million to the
Chairman and SEK 900,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect L. Johansson, R. Austin, P. For For Management
Bonfield, B. Ekholm, A. Izosimov, U.
Johansson, S. Martin-Lof, H. Vestberg,
and J. Wallenberg as Directors; Elect
N. Denzel, K. Lund, and P. Ostberg as
New Directors
9.4 Approve Remuneration of Auditors For For Management
9.5 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11.1 Approve 2013 Share Matching Plan for For For Management
All Employees
11.2 Authorize Reissuance of 11.9 Million For For Management
Repurchased Class B Shares for 2013
Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with For Against Management
Third Party as Alternative to Item 11.2
11.4 Approve 2013 Share Matching Plan for For For Management
Key Contributors
11.5 Authorize Reissuance of 8.7 Million For For Management
Repurchased Class B Shares for 2013
Share Matching Plan for Key
Contributors
11.6 Approve Equity Swap Agreement with For Against Management
Third Party as Alternative to Item 11.5
11.7 Approve 2013 Restricted Stock Plan for For For Management
Executives
11.8 Authorize Reissuance of 6 Million For For Management
Repurchased Class B Shares for 2013
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third For Against Management
Party as Alternative to Item 11.8
12 Authorize Reissuance of up to 18.2 For For Management
Million Repurchased Class B Shares to
Cover Social Costs in Connection with
2009, 2010, 2011 and 2012 Long-Term
Variable Compensation Plans
13 Amend Articles Re: Insert Gender Quota None Against Shareholder
for Board of Directors
14 Instruct the Board to Investigate How None For Shareholder
All Shares Are to be Given the Same
Voting Power and To Present Such a
Proposal at the Next Annual General
Meeting
15.1 Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders Association
15.2 Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
at Swedish Limited Liability Companies
15.3 Request Board to Prepare a Proposal None Against Shareholder
Regarding Board Representation for the
Small and Midsize Shareholders
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ESPRIT HOLDINGS LIMITED
Ticker: 00330 Security ID: G3122U145
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend with Scrip For For Management
Alternative
3a1 Reelect Jurgen Alfred Rudolf Friedrich For For Management
as Director
3a2 Reelect Jose Manuel Martinez Gutierrez For For Management
as Director
3a3 Reelect Thomas Tang Wing Yung as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Increase in the Authorized For For Management
Share Capital of the Company
--------------------------------------------------------------------------------
FINMECCANICA SPA
Ticker: FNC Security ID: T4502J151
Meeting Date: APR 15, 2013 Meeting Type: Special
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Three Directors (Bundled) For Against Management
--------------------------------------------------------------------------------
FINMECCANICA SPA
Ticker: FNC Security ID: T4502J151
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3.1 Replacement of Resigned Director For Against Management
Franco Bonferroni
3.2 Replacement of Resigned Director For Against Management
Giuseppe Orsi
--------------------------------------------------------------------------------
FOXCONN INTERNATIONAL HOLDINGS LTD.
Ticker: 02038 Security ID: G36550104
Meeting Date: SEP 13, 2012 Meeting Type: Special
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 �� Approve Connected Transaction with a For For Management
Related Party
--------------------------------------------------------------------------------
FOXCONN INTERNATIONAL HOLDINGS LTD.
Ticker: 02038 Security ID: G36550104
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Tong Wen-hsin as Director and For For Management
Approve Director's Remuneration
3 Elect Chih Yu Yang as Director and For For Management
Approve Director's Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Additional Shares For For Management
Under the Share Scheme
9 Approve Change of Company Name For For Management
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mazuka, Michiyoshi For For Management
1.2 Elect Director Yamamoto, Masami For For Management
1.3 Elect Director Fujita, Masami For For Management
1.4 Elect Director Saso, Hideyuki For For Management
1.5 Elect Director Kato, Kazuhiko For For Management
1.6 Elect Director Ito, Haruo For For Management
1.7 Elect Director Okimoto, Takashi For For Management
1.8 Elect Director Yachi, Shotaro For For Management
1.9 Elect Director Uejima, Hirokazu For For Management
1.10 Elect Director Urakawa, Chikafumi For For Management
1.11 Elect Director Furukawa, Tatsuzumi For For Management
1.12 Elect Director Suda, Miyako For For Management
2 Appoint Statutory Auditor Hatsukawa, For For Management
Koji
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends For For Management
5 Approve Procedure of Dividend Payment For For Management
6 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
7 Approve Remuneration of Directors For Against Management
8 Approve Remuneration of Members of For For Management
Audit Commission
9 Amend Charter For For Management
10 Amend Regulations on General Meetings For For Management
11 Approve New Edition of Regulations on For For Management
Audit Commission
12.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
12.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
12.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
12.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
12.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
12.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
12.7 Approve Related-Party Transaction with For For Management
OAO Bank Rossiya Re: Loan Facility
Agreement
12.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Transfer of Funds and Placement of
Monetary Funds As Minimum Balance On
Bank Accounts
12.9 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia, OAO Bank VTB,
OAO AB Rossiya, and OAO Rosselkhozbank
Re: Agreements on Transfer of Funds
12.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, OAO Bank VTB, OAO AB Rossiya,
and OAO Rosselkhozbank Re: Agreements
on Using Electronic Payments System
12.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
12.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
12.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Forward/Swap Conversion Operations
12.14 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
12.15 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
12.16 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
12.17 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
12.18 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
12.19 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
12.20 Approve Related-Party Transaction with For For Management
OAO Gazprombank: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
12.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
12.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
12.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
12.24 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Temporary Possession and Use of
Infrastructure Facilities at Railway
Stations
12.25 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Temporary Possession and Use of Tank
Cars
12.26 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
12.27 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
12.28 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
12.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Neftekhim Salavat Re:
Agreements on Temporary Possession and
Use of Gas Condensate Pipeline
12.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
12.31 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
12.32 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
12.33 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
12.34 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreements
on Temporary Possession and Use of
Software and Hardware Solutions
12.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
12.36 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
12.37 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OOO Gazprom Export
Re: License to Use OAO Gazprom's
Trademarks
12.38 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System
12.39 Approve Related-Party Transactions For For Management
with OOO Gazprom Investoproekt: Re:
Provision of Consulting Services
12.40 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Center
12.41 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
12.42 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
12.43 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
12.44 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
12.45 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
12.46 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
12.47 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
12.48 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Temporary Possession and Use of
Infrastructure Facilities
12.49 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreement
on Forward Transactions, and Currency
Purchase/Sale Transactions
12.50 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
12.51 Approve Related-Party Transaction with For For Management
a/s Latvijas Gaze Re: Agreements on
Sale of Gas; Arranging of Injection,
and Storage of Gas
12.52 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale and Transportation of Gas
12.53 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
12.54 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
12.55 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: Agreements on Sale
and Transportation of Gas
12.56 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreements
on Transportation of Gas
12.57 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Start-Up and Commissioning Work
12.58 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreements
on Start-Up and Commissioning Work
12.59 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Start-Up and
Commissioning Work
12.60 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreements on
Start-Up and Commissioning Work
12.61 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreements
on Investment Projects
12.62 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Investment Projects
12.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
12.64 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreements on
Investment Projects
12.65 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Service Agreement on Partial
Liquidation of Gas Pipeline
12.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Property
Insurance
12.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
12.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on
Environment, Life, Health, and
Individual Property Insurance
12.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance
in Connection with Customs Operations
12.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
12.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
12.72 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
12.73 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
12.74 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: License to Use OAO
Gazprom's Trademarks
12.75 Approve Related-Party Transaction For For Management
with OAO SOGAZ Re: Agreement on
Insurance During Business Assignment
12.76 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
12.77 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest, and OOO
Temryukmortrans, OAO
Gazpromtrubinvest, and Gazprom (UK)
Limited Re: License to Use OAO
Gazprom's Trademarks
12.78 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use OAO Gazprom's Trademarks
12.79 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: License to Use OAO
Gazprom's Trademarks
12.80 Approve Related-Party Transaction with For �� For Management
GAZPROM Germania GmbH Re: Exclusive
License to Use OAO Gazprom's Trademarks
12.81 Approve Related-Party Transaction with For For Management
OAO Beltransgaz Re: License to Use OAO
Gazprom's Trademarks
12.82 Approve Related-Party Transaction with For For Management
Gazprom Marketing and Trading Limited
Re: Exclusive License to Use OAO
Gazprom's Trademarks
12.83 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's Trademarks
12.84 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's Trademarks
12.85 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Delivery of Gas
13.1 Elect Andrey Akimov as Director None Against Management
13.2 Elect Farit Gazizullin as Director None Against Management
13.3 Elect Viktor Zubkov as Director None Against Management
13.4 Elect Elena Karpel as Director None Against Management
13.5 Elect Timur Kulibayev as Director None Against Management
13.6 Elect Vitaliy Markelov as Director None Against Management
13.7 Elect Viktor Martynov as Director None Against Management
13.8 Elect Vladimir Mau as Director None Against Management
13.9 Elect Aleksey Miller as Director None Against Management
13.10 Elect Valery Musin as Director None For Management
13.11 Elect Mikhail Sereda as Director None Against Management
14.1 Elect Viktor Antoshin as Member of For Against Management
Audit Commission
14.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
14.3 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
14.4 Elect Vadim Bikulov as Member of Audit For For Management
Commission
14.5 Elect Mikhail Kuzovlev as Member of For Against Management
Audit Commission
14.6 Elect Marina Mikhina as Member of For Against Management
Audit Commission
14.7 Elect Lidiya Morozova as Member of For Against Management
Audit Commission
14.8 Elect Anna Nesterova as Members of For For Management
Audit Commission
14.9 Elect Georgiy Nozadze as Member of For For Management
Audit Commission
14.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
14.11 Elect Karen Oganyan as Member of Audit For For Management
Commission
14.12 Elect Aleksandr Yugov as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GDF SUEZ
Ticker: GSZ Security ID: F42768105
Meeting Date: APR 23, 2013 Meeting Type: Annual/Special
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Ratify Appointment of Ann-Kristin For For Management
Achleitner as Director
7 Elect Jonathan Reynolds as None Against Management
Representative of Employee
Shareholders to the Board
8 Elect Caroline Simon as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Employee Stock Purchase Plan For For Management
10 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
11 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
12 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan Reserved for A few Employees and
Corporate Officers
13 Amend Article 13.3 of Bylaws Re: For For Management
Representative of Employee
Shareholders Length of Term
14 Authorize Filing of Required For For Management
Documents/Other Formalities
A Approve Dividends of EUR 0.83 per Share Against Against Shareholder
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 02238 Security ID: Y2931M104
Meeting Date: NOV 15, 2012 Meeting Type: Special
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
2 Approve Absorption and Merger of For For Management
Guangzhou Auto Group Corporation
3a Approve Number of Bonds to be Issued For For Shareholder
in Relation to the Public Issuance of
Domestic Corporate Bonds
3b Approve Term and Type of Bonds in For For Shareholder
Relation to the Public Issuance of
Domestic Corporate Bonds
3c Approve Interest Rate and its Method For For Shareholder
of Determination in Relation to the
Public Issuance of Domestic Corporate
Bonds
3d Approve Arrangement of Guarantee in For For Shareholder
Relation to the Public Issuance of
Domestic Corporate Bonds
3e Approve Use of Proceeds in Relation to For For Shareholder
the Public Issuance of Domestic
Corporate Bonds
3f Approve Subscription Arrangement for For For Shareholder
Existing Shareholders in Relation to
the Public Issuance of Domestic
Corporate Bonds
3g Approve Method of Issuance and Target For For Shareholder
Subscribers in Relation to the Public
Issuance of Domestic Corporate Bonds
3h Approve Listing of Bonds in Relation For For Shareholder
to the Public Issuance of Domestic
Corporate Bonds
3i Approve Term of Validity of the For For Shareholder
Resolution Relating to the Public
Issuance of Domestic Corporate Bonds
3j Authorize Board and Persons Authorized For For Shareholder
by the Board to Handle Matters Related
to the Public Issuance of Domestic
Corporate Bonds
4 Approve Provision of Guarantee by For For Shareholder
Guangzhou Automobile Industry Group Co.
, Ltd. in Relation to the Issuance of
the Domestic Corporate Bonds
5 Approve Dividend Distribution Plan for For For Management
Shareholders for 2012 to 2014
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 02238 Security ID: Y2931M104
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Independent For For Management
Directors
3 Accept Report of the Supervisory For For Management
Committee
4 Accept Financial Statements and For For Management
Statutory Reports
5 Accept Annual Report 2012 For For Management
6 Approve Profit Distribution Plan and For For Management
the Proposed Distribution of Final
Dividend
7a Appoint PricewaterhouseCoopers as Hong For For Management
Kong Auditors and Authorize Management
to Fix Their Remuneration
7b Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
PRC Auditors and Authorize Management
to Fix Their Remuneration
8 Appoint BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Internal Control Auditors and
Authorize Management to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HANG SENG BANK
Ticker: 00011 Security ID: Y30327103
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect John C C Chan as Director For For Management
2b Elect Marvin K T Cheung as Director For For Management
2c Elect Eric K C Li as Director For Against Management
2d Elect Vincent H S Lo as Director For For Management
3 Fix Remuneration of Directors For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Share Repurchase Program For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HOME RETAIL GROUP PLC
Ticker: HOME Security ID: G4581D103
Meeting Date: JUL 04, 2012 Meeting Type: Annual
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Richard Ashton as Director For For Management
4 Re-elect John Coombe as Director For For Management
5 Re-elect Mike Darcey as Director For For Management
6 Re-elect Terry Duddy as Director For For Management
7 Elect Ian Durant as Director For For Management
8 Elect Cath Keers as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise EU Political Donations and For For Management
Expenditure
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Distributable
Earnings
4 Approve Proposal of Capital Increase For For Management
by Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Approve Issuance of Restricted Stocks For For Management
6 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
7 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
8 Approve Amendments to Articles of For For Management
Association
9.1 Elect Gou, Tai-ming, with Shareholder For For Management
No.1, as Director
9.2 Elect Tai, Jeng-wu, a Representative For For Management
of Hon Chiao International Investment
Co., Ltd. with Shareholder No.16662,
as Director
9.3 Elect Huang, Qing-yuan, with ID For For Management
R10180****, as Director
9.4 Elect Lu, Fang-ming, a Representative For For Management
of Hon Jin International Investment Co.
, Ltd. with Shareholder No.57132, as
Director
9.5 Elect Chien, Yi-bin, with Shareholder For For Management
No.13188, as Director
9.6 Elect Wu, Yu-chi, with ID N12074****, For For Management
as Independent Director
9.7 Elect Liu, Cheng-yu, with ID For For Management
E12118****, as Independent Director
9.8 Elect Wan, Jui-hsia, with ID For For Management
S20102****, as Supervisor
9.9 Elect Chuo, Min-chih, a Representative For For Management
of Fu-Rui International Investment Co.
, Ltd. with Shareholder No.18953, as
Supervisor
10 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3(a) Re-elect Safra Catz as Director For For Management
3(b) Re-elect Laura Cha as Director For For Management
3(c) Re-elect Marvin Cheung as Director For For Management
3(d) Elect Jim Comey as Director For For Management
3(e) Re-elect John Coombe as Director For For Management
3(f) Re-elect Joachim Faber as Director For For Management
3(g) Re-elect Rona Fairhead as Director For For Management
3(h) Elect Renato Fassbind as Director For For Management
3(i) Re-elect Douglas Flint as Director For For Management
3(j) Re-elect Stuart Gulliver as Director For For Management
3(k) Re-elect James Hughes-Hallett as For For Management
Director
3(l) Re-elect William Laidlaw as Director For For Management
3(m) Re-elect John Lipsky as Director For For Management
3(n) Re-elect Janis Lomax as Director For For Management
3(o) Re-elect Iain Mackay as Director For For Management
3(p) Re-elect Sir Simon Robertson as For For Management
Director
3(q) Re-elect John Thornton as Director For For Management
4 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise Their Remuneration
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase of Ordinary For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3500
2 Amend Articles To Indemnify Outside For For Management
Directors and Outside Statutory
Auditors with Contracts - Reflect
Stock Exchange Mandate to Consolidate
Trading Units
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 31
2.1 Elect Director Ozaki, Motoki For For Management
2.2 Elect Director Sawada, Michitaka For For Management
2.3 Elect Director Kanda, Hiroshi For For Management
2.4 Elect Director Takahashi, Tatsuo For For Management
2.5 Elect Director Saito, Toshihide For For Management
2.6 Elect Director Hashimoto, Ken For For Management
2.7 Elect Director Mitsui, Hisao For For Management
2.8 Elect Director Ikeda, Teruhiko For For Management
2.9 Elect Director Kadonaga, Sonosuke For For Management
2.10 Elect Director Nagashima, Toru For For Management
3.1 Appoint Statutory Auditor Kobayashi, For For Management
Shoji
3.2 Appoint Statutory Auditor Igarashi, For For Management
Norio
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 600 per Share
2.1 Reelect Lee Kyung-Jae as Outside For Against Management
Director
2.2 Reelect Bae Jae-Wook as Outside For Against Management
Director
2.3 Reelect Kim Young-Jin as Outside For For Management
Director
2.4 Reelect Lee Jong-Cheon as Outside For For Management
Director
2.5 Reelect Ko Seung-Hee as Outside For For Management
Director
2.6 Elect Kim Young-Kwa as Outside Director For Against Management
2.7 Reelect Lee Young-Nam as Outside For For Management
Director
2.8 Reelect Cho Jae-Mok as Outside Director For For Management
3.1 Elect Lee Kyung-Jae as Member of Audit For Against Management
Committee
3.2 Reelect Bae Jae-Wook as Member of For Against Management
Audit Committee
3.3 Reelect Kim Young-Jin as Member of For For Management
Audit Committee
3.4 Reelect Lee Jong-Cheon as Member of For For Management
Audit Committee
3.5 Elect Ko Seung-Hee as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: 105560 Security ID: 48241A105
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 600 per Share
2a Reelect Lee Kyung-Jae as Outside For Against Management
Director
2b Reelect Bae Jae-Wook as Outside For Against Management
Director
2c Reelect Kim Young-Jin as Outside For For Management
Director
2d Reelect Lee Jong-Cheon as Outside For For Management
Director
2e Reelect Ko Seung-Hee as Outside For For Management
Director
2f Elect Kim Young-Kwa as Outside Director For Against Management
2g Reelect Lee Young-Nam as Outside For For Management
Director
2h Reelect Cho Jae-Mok as Outside Director For For Management
3a Elect Lee Kyung-Jae as Member of Audit For Against Management
Committee
3b Reelect Bae Jae-Wook as Member of For Against Management
Audit Committee
3c Reelect Kim Young-Jin as Member of For For Management
Audit Committee
3d Reelect Lee Jong-Cheon as Member of For For Management
Audit Committee
3e Elect Ko Seung-Hee as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: PHGFF Security ID: N6817P109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Adopt Financial Statements For For Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Share For For Management
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Reelect C.A. Poon to Supervisory Board For For Management
3b Reelect J.J. Schiro to Supervisory For For Management
Board
3c Reelect J. van der Veer to Supervisory For �� For Management
Board
4a Amend Long-Term Incentive Plan For For Management
4b Approve Performance Share and For For Management
Performance Stock Option Grants
5 Change Company Name to Koninklijke For For Management
Philips N.V.
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Shares For For Management
8 Approve Cancellation of Repurchased For For Management
Shares
9 Allow Questions None None Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Moon Ho as Inside Director (CEO) None For Management
1.2 Elect Cho Hwan-Ik as Inside Director None Did Not Vote Management
(CEO)
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: 500631106
Meeting Date: DEC 17, 2012 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Moon Ho as Inside Director (CEO) None For Management
1.2 Elect Cho Hwan-Ik as Inside Director None Against Management
(CEO)
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: MAR 29, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: 500631106
Meeting Date: MAR 29, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: JUN 18, 2013 Meeting Type: Special
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Four Inside Directors (Bundled) For For Management
--------------------------------------------------------------------------------
KOREA EXCHANGE BANK
Ticker: 004940 Security ID: Y48585106
Meeting Date: MAR 15, 2013 Meeting Type: Special
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Swap with Hana Financial For Against Management
Group Inc.
--------------------------------------------------------------------------------
KOREA EXCHANGE BANK
Ticker: 004940 Security ID: Y48585106
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 50 per Share
2 Reelect Ha Yong-Ee as Outside Director For For Management
3 Reelect Ha Yong-Ee as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: NOV 23, 2012 Meeting Type: Special
Record Date: OCT 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
LIXIL GROUP CORPORATION
Ticker: 5938 Security ID: J2855M103
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ushioda, Yoichiro For For Management
1.2 Elect Director Fujimori, Yoshiaki For For Management
1.3 Elect Director Tsutsui, Takashi For For Management
1.4 Elect Director Kanamori, Yoshizumi For For Management
1.5 Elect Director Kikuchi, Yoshinobu For For Management
1.6 Elect Director Ina, Keiichiro For For Management
1.7 Elect Director Sudo, Fumio For For Management
1.8 Elect Director Sato, Hidehiko For For Management
1.9 Elect Director Kawaguchi, Tsutomu For For Management
1.10 Elect Director Koda, Main For For Management
--------------------------------------------------------------------------------
MATSUMOTOKIYOSHI HOLDINGS CO LTD
Ticker: 3088 Security ID: J41208109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Matsumoto, Namio For For Management
2.2 Elect Director Matsumoto, Kiyo For For Management
2.3 Elect Director Narita, Kazuo For For Management
2.4 Elect Director Matsumoto, Tetsuo For For Management
2.5 Elect Director Nezu, Koichi For For Management
2.6 Elect Director Matsumoto, Takashi For For Management
2.7 Elect Director Oya, Masahiro For For Management
2.8 Elect Director Kobayashi, Ryoichi For For Management
2.9 Elect Director Oyama, Kenichi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Naruse, Toru
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Remove Provisions on Class 3
Preferred Shares to Reflect
Cancellation
3.1 Elect Director Okihara, Takamune For For Management
3.2 Elect Director Wakabayashi, Tatsuo For For Management
3.3 Elect Director Hirano, Nobuyuki For For Management
3.4 Elect Director Tanaka, Masaaki For For Management
3.5 Elect Director Yuuki, Taihei For For Management
3.6 Elect Director Hamakawa, Ichiro For For Management
3.7 Elect Director Kagawa, Akihiko For For Management
3.8 Elect Director Toyoizumi, Toshiro For For Management
3.9 Elect Director Okamoto, Junichi For For Management
3.10 Elect Director Araki, Saburo For For Management
3.11 Elect Director Noguchi, Hiroyuki For For Management
3.12 Elect Director Tokunari, Muneaki For For Management
3.13 Elect Director Araki, Ryuuji For For Management
3.14 Elect Director Watanabe, Kazuhiro For For Management
3.15 Elect Director Kawamoto, Yuuko For For Management
4.1 Appoint Statutory Auditor Mikumo, For For Management
Takashi
4.2 Appoint Statutory Auditor Okamoto, For Against Management
Kunie
4.3 Appoint Statutory Auditor Ikeda, For For Management
Yasushi
4.4 Appoint Statutory Auditor Kojima, Hideo For For Management
5 Amend Deep Discount Stock Option Plan For For Management
Approved at 2007 AGM and Approve
Adjustment to Aggregate Compensation
Ceilings for Directors and Statutory
Auditors
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports, Including Corporate
Governance and Remuneration Reports
for Fiscal 2012(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 7 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Ann-Kristin Achleitner to the For For Management
Supervisory Board
7 Amend Articles Re: Supervisory Board For For Management
Remuneration
8 Approve Creation of EUR 280 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
MURRAY & ROBERTS HOLDINGS LTD
Ticker: MUR Security ID: S52800133
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thenjiwe Chikane as Director For For Management
2 Re-elect Roy Andersen as Director For For Management
3 Re-elect Mahlape Sello as Director For For Management
4 Re-elect Royden Vice as Director For For Management
5 Reappoint Deloitte & Touche as For For Management
Auditors of the Company with A Zoghby
as the Individual Registered Auditor
6 Approve Remuneration Policy For For Management
7 Re-elect David Barber as Member of the For For Management
Audit and Sustainability Committee
8 Elect Thenjiwe Chikane as Member of For For Management
the Audit and Sustainability Committee
9 Re-elect Mahlape Sello as Member of For For Management
the Audit and Sustainability Committee
10 Elect Royden Vice as Member of the For For Management
Audit and Sustainability Committee
11 Approve Non-Executive Directors Fees For For Management
12 Approve Financial Assistance to For For Management
Directors, Prescribed Officers,
Employee Share Scheme Beneficiaries
and Related or Inter-related Companies
and Corporations
13 Adopt New Memorandum of Incorporation For Against Management
14 Approve Forfeitable Share Plan For For Management
15 Amend the Trust Deed of The Murray & For For Management
Roberts Trust
--------------------------------------------------------------------------------
MURRAY & ROBERTS HOLDINGS LTD
Ticker: MUR Security ID: S52800133
Meeting Date: FEB 27, 2013 Meeting Type: Special
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
NIPPON EXPRESS CO. LTD.
Ticker: 9062 Security ID: J53376117
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Kawai, Masanori For Against Management
2.2 Elect Director Watanabe, Kenji For Against Management
2.3 Elect Director Nakamura, Jiro For For Management
2.4 Elect Director Hagio, Keiji For For Management
2.5 Elect Director Hosokoshi, Masao For For Management
2.6 Elect Director Ohinata, Akira For For Management
2.7 Elect Director Miyachika, Kiyofumi For For Management
2.8 Elect Director Ideno, Takahiro For For Management
2.9 Elect Director Saito, Mitsuru For For Management
2.10 Elect Director Hanaoka, Hideo For For Management
2.11 Elect Director Nii, Yasuaki For For Management
2.12 Elect Director Ito, Yutaka For For Management
2.13 Elect Director Hata, Masahiko For For Management
2.14 Elect Director Shibusawa, Noboru For For Management
3 Appoint Statutory Auditor Konno, Hiromi For Against Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
NIPPON SHOKUBAI CO. LTD.
Ticker: 4114 Security ID: J55806103
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Ikeda, Masanori For For Management
2.2 Elect Director Ogata, Yosuke For For Management
2.3 Elect Director Nishii, Yasuhito For For Management
2.4 Elect Director Yamamoto, Haruhisa For For Management
2.5 Elect Director Yamamoto, Masao For For Management
2.6 Elect Director Takahashi, Yojiro For For Management
2.7 Elect Director Nakatani, Hidetoshi For For Management
2.8 Elect Director Miura, Koichi For For Management
3 Appoint Statutory Auditor Uchida, For For Management
Shinichi
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
--------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: J59009159
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koga, Nobuyuki For For Management
1.2 Elect Director Nagai, Koji For For Management
1.3 Elect Director Yoshikawa, Atsushi For For Management
1.4 Elect Director Suzuki, Hiroyuki For For Management
1.5 Elect Director David Benson For For Management
1.6 Elect Director Sakane, Masahiro For For Management
1.7 Elect Director Kanemoto, Toshinori For For Management
1.8 Elect Director Fujinuma, Tsuguoki For Against Management
1.9 Elect Director Kusakari, Takao For For Management
1.10 Elect Director Clara Furse For For Management
1.11 Elect Director Michael Lim Choo San For For Management
--------------------------------------------------------------------------------
NOMURA REAL ESTATE HOLDINGS, INC.
Ticker: 3231 Security ID: J5893B104
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Nakai, Kamezo For For Management
3.2 Elect Director Yoshida, Yuuko For For Management
3.3 Elect Director Matsushima, Shigeru For For Management
4.1 Appoint Statutory Auditor Fujitani, For Against Management
Shigeki
4.2 Appoint Statutory Auditor Yamate, Akira For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE LTD.
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fujinuma, Akihisa For For Management
1.2 Elect Director Shimamoto, Tadashi For For Management
1.3 Elect Director Muroi, Masahiro For For Management
1.4 Elect Director Ishibashi, Keiichi For For Management
1.5 Elect Director Sawada, Mitsuru For For Management
1.6 Elect Director Tanikawa, Shiro For For Management
1.7 Elect Director Minami, Nobuya For For Management
1.8 Elect Director Sawada, Takashi For For Management
1.9 Elect Director Maruyama, Akira For For Management
2 Appoint Statutory Auditor Nonaka, For For Management
Hisatsugu ��
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.75
per Share
4 Approve Remuneration of Auditors in For For Management
the Amount of NOK 7.1 Million
5 Receive Corporate Governance Report None None Management
6 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
7.1 Approve Remuneration of Corporate For For Management
Assembly
7.2 Approve Remuneration of Nominating For For Management
Committee
8 Question Regarding Company's Strategy None None Shareholder
and Shareholder Policy (Non-voting)
--------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: J61374120
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23
2.1 Elect Director Tateishi, Fumio For For Management
2.2 Elect Director Yamada, Yoshihito For For Management
2.3 Elect Director Morishita, Yoshinobu For For Management
2.4 Elect Director Sakumiya, Akio For For Management
2.5 Elect Director Suzuki, Yoshinori For For Management
2.6 Elect Director Toyama, Kazuhiko For For Management
2.7 Elect Director Kobayashi, Eizo For For Management
3.1 Appoint Statutory Auditor Tsuda, For For Management
Masayuki
3.2 Appoint Statutory Auditor Matsumoto, For For Management
Yoshihumi
4 Appoint Alternate Statutory Auditor For For Management
Watanabe, Toru
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORKO Security ID: R67787102
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.50
per Share
2.1 Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
2.2 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
2.3 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
3 Receive Company's Corporate Governance None None Management
Statement
4.a Amend Articles Re: Discontinuation of For For Management
Corporate Assembly and Increase
Employee Representatives; Amend
Articles Re: Reflect Changes in
Corporate Assembly for Section
Relating to Nomination Committee
4.b Amend Articles Re: Number of Board For For Management
Members and Deputies
5.1 Authorize Repurchase of Shares for Use For For Management
in Employee Incentive Programs
5.2 Authorize Share Repurchase Program and For For Management
Disposal of Repurchased Shares
6 Authorize Company to Call EGM with Two For Against Management
Weeks' Notice
7.1 Reelect Andresen, Kreutzer, Bjerke, For For Management
Pettersson, Waersted, Windfelt,
Svarva, Blystad, Selte, Venold,
Brautaset, Gleditsch, and Rydning as
Members of Corporate Assembly
7.2 Reelect Bjorn, Berdal, Houg, Sorli, For For Management
and Ideboen as Deputy Members of
Corporate Assembly
8 Elect Nils-Henrik Pettersson as Member For For Management
of Nominating Committee
9 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Cheong Choong Kong as Director For For Management
2b Elect Lee Seng Wee as Director For For Management
3a Elect David Conner as Director For For Management
3b Elect Lee Tih Shih as Director For For Management
3c Elect Pramukti Surjaudaja as Director For For Management
3d Elect Neo Boon Siong as Director For For Management
4 Approve Final Dividend For For Management
5a Approve Directors' Fees For For Management
5b Approve Issuance of 6,000 Shares to For For Management
Each Non-Executive Director for the ��
Year Ended Dec. 31, 2012
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7b Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the OCBC Share
Option Scheme 2001 and OCBC Employee
Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PACIFIC BASIN SHIPPING LTD
Ticker: 02343 Security ID: G68437139
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Mats H. Berglund as Executive For For Management
Director
3b Reelect Andrew T. Broomhead as For For Management
Executive Director
3c Reelect Chanakya Kocherla as Executive For For Management
Director
3d Reelect Robert C. Nicholson as For Against Management
Independent Non-Executive Director
3e Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Specific Mandate to Issue For Against Management
Shares Pursuant to the 2013 Share
Award Scheme
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 601857 Security ID: 71646E100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Final Dividend For For Management
5 Authorize Board to Determine For For Management
Distribution of Interim Dividends
6 Appoint KPMG Huazhen and KPMG as For For Management
Domestic and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7a Elect Li Qingyi as Supervisor For For Management
7b Elect Fan Fuchun as Supervisor For For Management
8 Amend Articles of Association of the For For Management
Company
9 Approve Issuance of Debt Financing For For Management
Instruments of Up to RMB 100 Billion
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: PETR4 Security ID: 71654V408
Meeting Date: APR 29, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2012
2 Approve Capital Budget for Upcoming For For Management
Fiscal Year
3 Approve Allocation of Income and For For Management
Dividends
4a Elect Directors Appointed by For For Management
Controlling Shareholder
4b Elect Directors Appointed by Minority For For Management
Shareholders
5 Elect Board Chairman Appointed by For For Management
Controlling Shareholder
6a Elect Fiscal Council Members Appointed For For Management
by Controlling Shareholder
6b Elect Fiscal Council Members Appointed For For Management
by Minority Shareholders
7 Approve Remuneration of Company's For For Management
Management
1 Authorize Capitalization of Reserves For For Management
--------------------------------------------------------------------------------
PRIMARY HEALTH CARE LTD.
Ticker: PRY Security ID: Q77519108
Meeting Date: NOV 30, 2012 Meeting Type: Annual
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Adoption of Remuneration For For Management
Report
3 Elect Rob Ferguson as a Director For For Management
4 Elect Arlene Tansey as a Director For For Management
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Ticker: QBE Security ID: Q78063114
Meeting Date: MAR 27, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 162,493 For For Management
Conditional Rights to Frank
O'Halloran, Former Group Chief
Executive Officer
4 Approve the Payment of a Retirement For For Management
Allowance of A$2.34 Million to Frank
O'Halloran, Former Group Chief
Executive Officer
5 Approve the Grant of 90,000 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer of the Company
6 Approve the Grant of Up to 68,127 For For Management
Conditional Rights to John Neal, Group
Chief Executive Officer
7 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
8 Elect John Graf as a Director For For Management
9a Elect Duncan Boyle as a Director For For Management
9b Elect John Green as a Director For For Management
--------------------------------------------------------------------------------
RESOLUTION LTD
Ticker: RSL Security ID: G7521S122
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
RESOLUTION LTD
Ticker: RSL Security ID: G7521S122
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Elect David Allvey as Director For For Management
6 Elect Andy Briggs as Director For For Management
7 Re-elect Mel Carvill as Director For For Management
8 Elect Clive Cowdery as Director For For Management
9 Elect Peter Gibbs as Director For For Management
10 Re-elect Phil Hodkinson as Director For Abstain Management
11 Elect Nick Lyons as Director For For Management
12 Elect Robin Phipps as Director For For Management
13 Elect Belinda Richards as Director For For Management
14 Elect Karl Sternberg as Director For For Management
15 Elect John Tiner as Director For For Management
16 Elect Tim Tookey as Director For For Management
17 Re-elect Tim Wade as Director For For Management
18 Elect Sir Malcolm Williamson as For For Management
Director
19 Approve Final Dividend For For Management
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Amend Friends Life Group plc Deferred For For Management
Share Award Plan 2010
22 Establish International Share Plans For For Management
Based on the Deferred Share Award Plan
23 Amend Friends Life Group plc Long Term For For Management
Incentive Plan
24 Approve Resolution Ltd Sharesave Plan For For Management
25 Establish International Share Plans For For Management
Based on the Sharesave Plan
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
RICOH CO. LTD.
Ticker: 7752 Security ID: J64683105
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16.5
2 Elect Director Kanemaru, Kenichi For For Management
3.1 Appoint Statutory Auditor Minakawa, For For Management
Kunihito
3.2 Appoint Statutory Auditor Yabuki, For For Management
Kimitoshi
4 Appoint Alternate Statutory Auditor For For Management
Horie, Kiyohisa
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director�� For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SA GROUPE DELHAIZE
Ticker: DELBB Security ID: B33432129
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report None None Management
2 Receive Auditors' Report None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
4 Adopt Financial Statements and Approve For Did Not Vote Management
Allocation of Income and Dividends of
EUR 1.40 per Share
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7 Elect Elizabeth Doherty as Director For Did Not Vote Management
8 Indicate Elizabeth Doherty as For Did Not Vote Management
Independent Board Member
9 Approve Remuneration Report For Did Not Vote Management
10 Approve Change-of-Control Clause Re: For Did Not Vote Management
Early Redemption of Bonds, Convertible
Bonds or Medium-Term Notes Upon Change
of Control of Company
11 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO.
Ticker: 000810 Security ID: Y7473H108
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 3,750 per Common Share and KRW
3,755 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Cho Byung-Jin as Inside Director For For Management
4 Elect Cho Byung-Jin as Member of Audit For Against Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SARAS SPA
Ticker: SRS Security ID: T83058106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
4 Approve Executive Stock Grant Plan For Against Management
--------------------------------------------------------------------------------
SHIMACHU CO. LTD.
Ticker: 8184 Security ID: J72122104
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Yamashita, Shigeo For For Management
2.2 Elect Director Shimamura, Takashi For For Management
2.3 Elect Director Kushida, Shigeyuki For For Management
2.4 Elect Director Demura, Toshifumi For For Management
3.1 Appoint Statutory Auditor Kobori, For For Management
Michio
3.2 Appoint Statutory Auditor Hirata, For For Management
Hiroshi
3.3 Appoint Statutory Auditor Tajima, Koji For For Management
3.4 Appoint Statutory Auditor Yamaguchi, For For Management
Hiroo
--------------------------------------------------------------------------------
SHIMAMURA CO. LTD.
Ticker: 8227 Security ID: J72208101
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 82
2.1 Elect Director Nonaka, Masato For Against Management
2.2 Elect Director Fukuma, Akihiko For Against Management
2.3 Elect Director Shimamura, Harunobu For For Management
2.4 Elect Director Nakamura, Takahisa For For Management
2.5 Elect Director Konno, Kazuo For For Management
2.6 Elect Director Sato, Masaaki For For Management
2.7 Elect Director Kurihara, Masaaki For For Management
2.8 Elect Director Yamada, Koji For For Management
2.9 Elect Director Kitajima, Tsuneyoshi For For Management
2.10 Elect Director Kondo, Hideyuki For For Management
2.11 Elect Director Suzuki, Makoto For For Management
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Saito, Yasuhiko For For Management
2.2 Elect Director Takasugi, Koji For For Management
2.3 Elect Director Ishihara, Toshinobu For For Management
2.4 Elect Director Frank Peter Popoff For Against Management
2.5 Elect Director Miyazaki, Tsuyoshi For For Management
2.6 Elect Director Fukui, Toshihiko For For Management
2.7 Elect Director Miyajima, Masaki For For Management
2.8 Elect Director Kasahara, Toshiyuki For For Management
2.9 Elect Director Onezawa, Hidenori For For Management
2.10 Elect Director Nakamura, Ken For For Management
2.11 Elect Director Matsui, Yukihiro For For Management
2.12 Elect Director Okamoto, Hiroaki For For Management
2.13 Elect Director Ueno, Susumu For For Management
2.14 Elect Director Maruyama, Kazumasa For For Management
3 Appoint Statutory Auditor Fukui, Taku For Against Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Susan Kilsby as Director For For Management
9 Re-elect Anne Minto as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Dr Steven Gillis as Director For For Management
12 Elect Dr Flemming Ornskov as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting) ��
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011/2012
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2012
6a Reelect Josef Ackermann to the For For Management
Supervisory Board
6b Reelect Gerd von Brandenstein to the For For Management
Supervisory Board
6c Reelect Gerhard Cromme to the For For Management
Supervisory Board
6d Reelect Michael Diekmann to the For For Management
Supervisory Board
6e Reelect Hans Michael Gaul to the For For Management
Supervisory Board
6f Reelect Peter Gruss to the Supervisory For For Management
Board
6g Reelect Nicola Leibinger-Kammueller For For Management
to the Supervisory Board
6h Elect Gerard Mestrallet to the For For Management
Supervisory Board
6i Elect Gueler Sabanci to the For For Management
Supervisory Board
6j Elect Werner Wenning to the For For Management
Supervisory Board
7 Approve Settlement Agreement Between For For Management
Siemens AG and Thomas Ganswindt
Concluded on November 20/28, 2012
8 Approve Spin-Off and Takeover For For Management
Agreement with Osram Licht AG
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: 78440P108
Meeting Date: MAR 22, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Dae-Sik as Inside Director For For Management
3.2 Elect Oh Dae-Sik as Outside Director For For Management
4 Elect Oh Dae-Sik as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SN. Security ID: G82343164
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ian Barlow as Director For For Management
5 Re-elect Olivier Bohuon as Director For For Management
6 Elect Baroness Bottomley of For For Management
Nettlestone DL as Director
7 Elect Julie Brown as Director For For Management
8 Re-elect Sir John Buchanan as Director For For Management
9 Re-elect Richard De Schutter as For For Management
Director
10 Elect Michael Friedman as Director For For Management
11 Re-elect Dr Pamela Kirby as Director For For Management
12 Re-elect Brian Larcombe as Director For For Management
13 Re-elect Joseph Papa as Director For For Management
14 Re-elect Ajay Piramal as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SOCIETE GENERALE
Ticker: GLE Security ID: F43638141
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
3 Approve Stock Dividend Program (New For For Management
Shares)
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions and
Acknowledge the Absence of New
Transactions
6 Reelect Jean-Bernard Levy as Director For For Management
7 Elect Alexandra Schaapveld as Director For For Management
8 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
STANDARD BANK GROUP LTD
Ticker: SBK Security ID: S80605140
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2012
2.1 Re-elect Doug Band as Director For For Management
2.2 Elect Ben Kruger as Director For For Management
2.3 Re-elect Chris Nissen as Director For For Management
2.4 Re-elect Myles Ruck as Director For For Management
2.5 Elect Peter Sullivan as Director For For Management
2.6 Elect Sim Tshabalala as Director For For Management
2.7 Elect Peter Wharton-Hood as Director For For Management
3 Reappoint KPMG Inc and For For Management
PricewaterhouseCoopers Inc as Auditors
of the Company with Peter MacDonald
and Fulvio Tonelli as the Designated
Registered Auditors Respectively
4 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
5 Place Authorised but Unissued For For Management
Non-redeemable Preference Shares under
Control of Directors
6 Approve Remuneration Policy For For Management
7.1 Approve Remuneration of Chairman For For Management
7.2 Approve Remuneration of Directors For For Management
7.3 Approve Remuneration of International For For Management
Directors
7.4.1 Approve Remuneration of Director's For For Management
Affairs Committee Chairman
7.4.2 Approve Remuneration of Director's For For Management
Affairs Committee Member
7.5.1 Approve Remuneration of Risk and For For Management
Capital Management Committee Chairman
7.5.2 Approve Remuneration of Risk and For For Management
Capital Management Committee Member
7.6.1 Approve Remuneration of Remuneration For For Management
Committee Chairman
7.6.2 Approve Remuneration of Remuneration For For Management
Committee Member
7.7.1 Approve Remuneration of Social and For For Management
Ethics Committee Chairman
7.7.2 Approve Remuneration of Social and For For Management
Ethics Committee Member
7.8.1 Approve Remuneration of Audit For For Management
Committee Chairman
7.8.2 Approve Remuneration of Audit For For Management
Committee Member
7.9 Approve Ad hoc Meeting Attendance Fees For For Management
8 Place Authorised but Unissued Shares For Against Management
under Control of Directors for the
Purposes of the Equity Growth Scheme
9 Place Authorised but Unissued Shares For Against Management
under Control of Directors for the
Purposes of the Share Incentive Scheme
10 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
11 Approve Financial Assistance to For For Management
Related or Inter-related Companies
--------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD.
Ticker: 5802 Security ID: J77411114
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kawai, Fumiyoshi For For Management
2.2 Elect Director Ushijima, Nozomi For For Management
3 Appoint Statutory Auditor Watanabe, For Against Management
Katsuaki
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2 Amend Articles To Remove Provisions on For For Management
Class 6 Preferred Shares - Amend
Provisions on Preferred Shares to
Comply with Basel III
3.1 Elect Director Oku, Masayuki For For Management
3.2 Elect Director Kunibe, Takeshi For For Management
3.3 Elect Director Kubo, Ken For For Management
3.4 Elect Director Ito, Yuujiro For For Management
3.5 Elect Director Fuchizaki, Masahiro For For Management
3.6 Elect Director Narita, Manabu For For Management
3.7 Elect Director Ogino, Kozo For For Management
3.8 Elect Director Iwamoto, Shigeru For For Management
3.9 Elect Director Nomura, Kuniaki For For Management
4.1 Appoint Statutory Auditor Minami, For For Management
Koichi
4.2 Appoint Statutory Auditor Uno, Ikuo For Against Management
4.3 Appoint Statutory Auditor Ito, Satoshi For Against Management
5 Appoint Alternate Statutory Auditor For For Management
Tsunoda, Daiken
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J0752J108
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.75
2 Amend Articles To Amend Provisions on For For Management
Preferred Shares to Comply with Basel
III - Indemnify Directors
3.1 Elect Director Tsunekage, Hitoshi For For Management
3.2 Elect Director Kitamura, Kunitaro For For Management
3.3 Elect Director Otsuka, Akio For For Management
3.4 Elect Director Iwasaki, Nobuo For For Management
3.5 Elect Director Okubo, Tetsuo For For Management
3.6 Elect Director Hashimoto, Masaru For For Management
3.7 Elect Director Okuno, Jun For For Management
3.8 Elect Director Mukohara, Kiyoshi For For Management
3.9 Elect Director Hoshino, Toshio For For Management
3.10 Elect Director Shinohara, Soichi For For Management
4.1 Appoint Statutory Auditor Kamikanda, For For Management
Takashi
4.2 Appoint Statutory Auditor Nakanishi, For For Management
Hiroyuki
4.3 Appoint Statutory Auditor Takano, For Against Management
Yasuhiko
4.4 Appoint Statutory Auditor Yoshimoto, For For Management
Tetsuya
4.5 Appoint Statutory Auditor Saito, For For Management
Shinichi
5 Amend Articles to Amend Articles To For For Management
Amend Provisions on Preferred Shares
to Comply with Basel III - Indemnify
Directors
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB (SCA)
Ticker: Security ID: W90152120
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive Review by Chairman and CEO None None Management
8a Approve Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Dividends of SEK 4.50 per Share
8c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (9) and For For Management
Deputy Members of Board (0)
10 Fix Number of Auditors (1) For For Management
11 Approve Remuneration of Directors in For Against Management
the Amount of SEK 1.65 Million for
Chairman, and SEK 550,000 for
Non-Executive Directors; Approve
Remuneration of Auditors
12 Reelect Par Boman, Rolf Borjesson, Jan For For Management
Johansson, Leif Johansson, Louise
Julian, Sverker Martin-Lof, Bert
Nordberg, Anders Nyren, and Barbara
Thoralfsson as Directors
13 Ratify PricewaterhouseCoopers AB as For For Management
Auditors
14 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
15 Amend Articles Re: Insert Gender Quota None Against Shareholder
for Board of Directors
16 Close Meeting None None Management
--------------------------------------------------------------------------------
TAIYO NIPPON SANSO CORP.
Ticker: 4091 Security ID: J55440119
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Taguchi, Hiroshi For For Management
2.2 Elect Director Tanabe, Shinji For For Management
2.3 Elect Director Hazama, Kunishi For For Management
2.4 Elect Director Maruyama, Tadashige For For Management
2.5 Elect Director Ichihara, Yuujiro For For Management
2.6 Elect Director Yamano, Yoshikazu For For Management
2.7 Elect Director Amada, Shigeru For For Management
2.8 Elect Director William Kroll For For Management
2.9 Elect Director Katsumata, Hiroshi For For Management
2.10 Elect Director Mizunoe, Kinji For For Management
2.11 Elect Director Umekawa, Akihiko For For Management
2.12 Elect Director Hiramine, Shinichiro For For Management
2.13 Elect Director Ariga, Keiki For For Management
2.14 Elect Director Kawaguchi, Yasunobu For For Management
2.15 Elect Director Yoshimura, Shotaro For For Management
3.1 Appoint Statutory Auditor Fujita, For For Management
Kiyoshi
3.2 Appoint Statutory Auditor Miyazaki, For Against Management
Yasufumi
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: JUN 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Olivia Garfield as Director For For Management
5 Re-elect Sir Richard Broadbent as For For Management
Director
6 Re-elect Philip Clarke as Director For For Management
7 Re-elect Gareth Bullock as Director For For Management
8 Re-elect Patrick Cescau as Director For For Management
9 Re-elect Stuart Chambers as Director For For Management
10 Re-elect Ken Hanna as Director For For Management
11 Re-elect Laurie Mcllwee as Director For For Management
12 Re-elect Deanna Oppenheimer as Director For For Management
13 Re-elect Jacqueline Tammenoms Bakker For For Management
as Director
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
TOKYO ELECTRON LTD.
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Internet For For Management
Disclosure of Shareholder Meeting
Materials
2 Amend Articles to Increase Maximum For For Management
Number of Statutory Auditors
3.1 Elect Director Higashi, Tetsuro For For Management
3.2 Elect Director Tsuneishi, Tetsuo For For Management
3.3 Elect Director Kitayama, Hirofumi For For Management
3.4 Elect Director Sato, Kiyoshi For For Management
3.5 Elect Director Washino, Kenji For For Management
3.6 Elect Director Ito, Hikaru For For Management
3.7 Elect Director Matsuoka, Takaaki For For Management
3.8 Elect Director Harada, Yoshiteru For For Management
3.9 Elect Director Hori, Tetsuro For For Management
3.10 Elect Director Inoe, Hiroshi For For Management
3.11 Elect Director Sakane, Masahiro For For Management
4.1 Appoint Statutory Auditor Akaishi, For For Management
Mikio
4.2 Appoint Statutory Auditor Yamamoto, For For Management
Takatoshi
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.34 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Thierry Desmarest as Director For For Management
6 Reelect Gunnar Brock as Director For For Management
7 Reelect Gerard Lamarche as Director For For Management
8 Elect Charles Keller as Representative For For Management
of Employee Shareholders to the Board
9 Elect Philippe Marchandise as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.40
Million
11 Authorize up to 0.75 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
12 Approve Employee Stock Purchase Plan For For Management
A Approve the Establishment of an Against Against Shareholder
Independent Ethics Committee
B Approve to Link Remuneration to Against Against Shareholder
Positive Safety Indicators
C Acquire the Diversity Label Against Against Shareholder
D Approve Nomination of Employees Against Against Shareholder
Representative to the Remuneration
Committee
E Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP. ��
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Uchiyamada, Takeshi For For Management
2.2 Elect Director Toyoda, Akio For For Management
2.3 Elect Director Ozawa, Satoshi For For Management
2.4 Elect Director Kodaira, Nobuyori For For Management
2.5 Elect Director Kato, Mitsuhisa For For Management
2.6 Elect Director Maekawa, Masamoto For For Management
2.7 Elect Director Furuhashi, Mamoru For For Management
2.8 Elect Director Ihara, Yasumori For For Management
2.9 Elect Director Sudo, Seiichi For For Management
2.10 Elect Director Saga, Koei For For Management
2.11 Elect Director Ise, Kiyotaka For For Management
2.12 Elect Director Terashi, Shigeki For For Management
2.13 Elect Director Ishii, Yoshimasa For For Management
2.14 Elect Director Uno, Ikuo For For Management
2.15 Elect Director Kato, Haruhiko For For Management
2.16 Elect Director Mark T. Hogan For For Management
3 Amend Articles To Indemnify Directors For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Paul Polman as Director For For Management
4 Re-elect Jean-Marc Huet as Director For For Management
5 Re-elect Louise Fresco as Director For For Management
6 Re-elect Ann Fudge as Director For For Management
7 Re-elect Charles Golden as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Hixonia Nyasulu as Director For For Management
10 Re-elect Sir Malcolm Rifkind as For For Management
Director
11 Re-elect Kees Storm as Director For For Management
12 Re-elect Michael Treschow as Director For For Management
13 Re-elect Paul Walsh as Director For For Management
14 Elect Laura Cha as Director For For Management
15 Elect Mary Ma as Director For For Management
16 Elect John Rishton as Director For For Management
17 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP
Ticker: 2303 Security ID: Y92370108
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to the Procedures For For Management
for Lending Funds to Other Parties
4 Approve Amendments to the Procedures For For Management
for Endorsement and Guarantees
5 Approve Non-Public Issuance of For For Management
Ordinary Shares, Issuance of New
Shares to Participate in the Issuance
of Global Depository Receipt or
Issuance of Convertible Corporate
Bonds with Amount Less than 10% of the
Outstanding Ordinary Shares
6 Approve Release of Restrictions of For For Management
Competitive Activities of Appointed
Directors
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Amend Business Lines For For Management
3.1 Appoint Statutory Auditor Itakura, For For Management
Haruhiko
3.2 Appoint Statutory Auditor Nakamura, For Against Management
Yutaka
4 Approve Special Payments in Connection For For Management
with Abolition of Retirement Bonus
System
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
YAMAHA MOTOR CO. LTD.
Ticker: 7272 Security ID: J95776126
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Yanagi, Hiroyuki For For Management
2.2 Elect Director Kimura, Takaaki For For Management
2.3 Elect Director Suzuki, Hiroyuki For For Management
2.4 Elect Director Shinozaki, Kozo For For Management
2.5 Elect Director Hideshima, Nobuya For For Management
2.6 Elect Director Takizawa, Masahiro For For Management
2.7 Elect Director Hashimoto, Yoshiaki For For Management
2.8 Elect Director Sakurai, Masamitsu For For Management
2.9 Elect Director Umemura, Mitsuru For For Management
2.10 Elect Director Adachi, Tamotsu For For Management
3.1 Appoint Statutory Auditor Kawawa, For For Management
Tetsuo
3.2 Appoint Statutory Auditor Endo, Isao For For Management
4 Appoint Alternate Statutory Auditor For For Management
Satake, Masayuki
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
7 Approve Alternate Income Allocation Against Against Shareholder
Proposal, with No Final Dividend
--------------------------------------------------------------------------------
YAMATO HOLDINGS CO LTD
Ticker: 9064 Security ID: J96612114
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seto, Kaoru For For Management
1.2 Elect Director Kigawa, Makoto For For Management
1.3 Elect Director Kanda, Haruo For For Management
1.4 Elect Director Yamauchi, Masaki For For Management
1.5 Elect Director Minaki, Kenji For For Management
1.6 Elect Director Hagiwara, Toshitaka For For Management
1.7 Elect Director Mori, Masakatsu For For Management
2 Appoint Statutory Auditor Yokose, For For Management
Motoharu
--------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
Ticker: 00551 Security ID: G98803144
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Kuo Tai Yu as Director For Against Management
3b Elect Chan Lu Min as Director For For Management
3c Elect Tsai Pei Chun, Patty as Director For For Management
3d Elect Kuo Li-Lien as Director None None Management
3e Elect Huang Ming Fu as Director For For Management
3f Elect Teresa Yen as Director For For Management
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
====================== Opportunistic Small Cap Portfolio =======================
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David E. Collins For Withhold Management
1.2 Elect Director Joseph Lacob For Withhold Management
1.3 Elect Director C. Raymond Larkin, Jr. For Withhold Management
1.4 Elect Director George J. Morrow For Withhold Management
1.5 Elect Director David C. Nagel For Withhold Management
1.6 Elect Director Thomas M. Prescott For Withhold Management
1.7 Elect Director Greg J. Santora For Withhold Management
1.8 Elect Director Warren S. Thaler For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth A. Chappell For Withhold Management
1.2 Elect Director Steven B. Hantler For Withhold Management
1.3 Elect Director John F. Smith For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION
Ticker: AMCC Security ID: 03822W406
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Cesar Cesaratto For Against Management
2 Elect Director H.K. Desai For Against Management
3 Elect Director Paramesh Gopi For For Management
4 Elect Director Paul R. Gray For Against Management
5 Elect Director Fred Shlapak For Against Management
6 Elect Director Robert F. Sproull For For Management
7 Elect Director Arthur B. Stabenow For For Management
8 Ratify Auditors For For Management
9 Approve Qualified Employee Stock For For Management
Purchase Plan
10 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARKANSAS BEST CORPORATION
Ticker: ABFS Security ID: 040790107
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alden For Withhold Management
1.2 Elect Director Fred A. Allardyce For For Management
1.3 Elect Director William M. Legg For Withhold Management
1.4 Elect Director Judy R. McReynolds For For Management
1.5 Elect Director John H. Morris For Withhold Management
1.6 Elect Director Craig E. Philip For Withhold Management
1.7 Elect Director Steven L. Spinner For For Management
1.8 Elect Director Janice E. Stipp For For Management
1.9 Elect Director Robert A. Young, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For Withhold Management
1.2 Elect Director Philip K. Asherman For Withhold Management
1.3 Elect Director Gail E. Hamilton For For Management
1.4 Elect Director John N. Hanson For Withhold Management
1.5 Elect Director Richard S. Hill For Withhold Management
1.6 Elect Director M.F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Stephen C. Patrick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Nelson For For Management
1.2 Elect Director Alun Cathcart For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman For For Management
1.5 Elect Director John D. Hardy, Jr. For For Management
1.6 Elect Director Lynn Krominga For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director F. Robert Salerno For For Management
1.9 Elect Director Stender E. Sweeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXIALL CORPORATION
Ticker: AXLL Security ID: 05463D100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director T. Kevin DeNicola For For Management
1.3 Elect Director Patrick J. Fleming For For Management
1.4 Elect Director Robert M. Gervis For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director William L. Mansfield For For Management
1.8 Elect Director Michael H. McGarry For For Management
1.9 Elect Director Mark L. Noetzel For For Management
1.10 Elect Director Robert Ripp For For Management
1.11 Elect Director David N. Weinstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Aldrich For Withhold Management
1.2 Elect Director Lance C. Balk For Withhold Management
1.3 Elect Director Judy L. Brown For Withhold Management
1.4 Elect Director Bryan C. Cressey For Withhold Management
1.5 Elect Director Glenn Kalnasy For Withhold Management
1.6 Elect Director George Minnich For Withhold Management
1.7 Elect Director John M. Monter For Withhold Management
1.8 Elect Director John S. Stroup For Withhold Management
1.9 Elect Director Dean Yoost For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Samuel P. Bell, III For For Management
1.3 Elect Director Hugh M. Brown For For Management
1.4 Elect Director J. Powell Brown For For Management
1.5 Elect Director Bradley Currey, Jr. For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For For Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDTRONICS, INC.
Ticker: CATM Security ID: 14161H108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Rathgaber For For Management
1.2 Elect Director Mark Rossi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawton W. Fitt For For Management
1b Elect Director Patrick H. Nettles For For Management
1c Elect Director Michael J. Rowny For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 23, 2012 Meeting Type: Annual
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy T. Tevens For Withhold Management
1.2 Elect Director Richard H. Fleming For Withhold Management
1.3 Elect Director Ernest R. Verebelyi For Withhold Management
1.4 Elect Director Stephanie K. Kushner For Withhold Management
1.5 Elect Director Stephen Rabinowitz For Withhold Management
1.6 Elect Director Linda A. Goodspeed For Withhold Management
1.7 Elect Director Nicholas T. Pinchuk For Withhold Management
1.8 Elect Director Liam G. McCarthy For Withhold Management
1.9 Elect Director Christian B. Ragot For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Robert C. Griffin For Withhold Management
1.3 Elect Director Richard A. Snell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CON-WAY INC.
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Anton For For Management
1.2 Elect Director W. Keith Kennedy, Jr. For For Management
1.3 Elect Director Michael J. Murray For For Management
1.4 Elect Director Edith R. Perez For For Management
1.5 Elect Director P. Cody Phipps For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director William J. Schroeder For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Peter W. Stott For For Management
1.10 Elect Director Roy W. Templin For For Management
1.11 Elect Director Chelsea C. White, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Increase in Size of Board For For Management
4 Reduce Supermajority Vote Requirement For For Management
Relating to the Board of Directors
5 Reduce Supermajority Vote Requirement For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: JUN 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. David Chatham For For Management
2 Elect Director Douglas C. Curling For For Management
3 Elect Director John C. Dorman For For Management
4 Elect Director Paul F. Folino For For Management
5 Elect Director Anand K. Nallathambi For For Management
6 Elect Director Thomas C. O'Brien For For Management
7 Elect Director Jaynie Miller Studenmund For For Management
8 Elect Director D. Van Skilling For For Management
9 Elect Director David F. Walker For For Management
10 Elect Director Mary Lee Widener For For Management
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H. Cooper For For Management
1.2 Elect Director Janice I. Obuchowski For For Management
1.3 Elect Director Donald B. Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Mark Corrigan For For Management
1.3 Elect Director Alison Lawton For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Bylaws to Make Changes Related For For Management
to Cubist's Recent Separation of the
Roles of Chief Executive Officer and
President
5 Amend Bylaws Regarding the Conduct of For For Management
Stockholder Meetings
6 Amend the Charter to Give the CEO For For Management
Authority to Call Special Meetings
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825205
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia A. Kamsky For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director Joseph C. Muscari For For Management
1.4 Elect Director Steven B. Schwarzwaelder For For Management
1.5 Elect Director Richard F. Wallman For For Management
1.6 Elect Director Keith E. Wandell For For Management
1.7 Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC.
Ticker: TRAK Security ID: 242309102
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann B. Lane For For Management
1.2 Elect Director John J. McDonnell, Jr. For For Management
1.3 Elect Director Barry Zwarenstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: DEC 06, 2012 Meeting Type: Special
Record Date: OCT 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DOLE FOOD COMPANY, INC.
Ticker: DOLE Security ID: 256603101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Conrad For Withhold Management
1.2 Elect Director E. Rolland Dickson For For Management
1.3 Elect Director Justin M. Murdock For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fuad El-Hibri For For Management
1.2 Elect Director Ronald B. Richard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James E. Copeland, Jr. For Against Management
1b Elect Director Robert D. Daleo For Against Management
1c Elect Director Walter W. Driver, Jr. For Against Management
1d Elect Director Mark L. Feidler For Against Management
1e Elect Director L. Phillip Humann For Against Management
1f Elect Director Siri S. Marshall For Against Management
1g Elect Director John A. McKinley For Against Management
1h Elect Director Richard F. Smith For Against Management
1i Elect Director Mark B. Templeton For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP
Ticker: EVER Security ID: 29977G102
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald S. Armstrong For For Management
1.2 Elect Director Joseph D. Hinkel For For Management
1.3 Elect Director Robert J. Mylod, Jr. For Withhold Management
1.4 Elect Director Russell B. Newton, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIFTH & PACIFIC COMPANIES, INC.
Ticker: FNP Security ID: 316645100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard W. Aronson For For Management
1.2 Elect Director Lawrence S. Benjamin For For Management
1.3 Elect Director Raul J. Fernandez For For Management
1.4 Elect Director Kenneth B. Gilman For For Management
1.5 Elect Director Nancy J. Karch For For Management
1.6 Elect Director Kenneth P. Kopelman For For Management
1.7 Elect Director Kay Koplovitz For For Management
1.8 Elect Director Arthur C. Martinez For For Management
1.9 Elect Director William L. McComb For For Management
1.10 Elect Director Doreen A. Toben For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION
Ticker: FCF Security ID: 319829107
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Barone For For Management
1.2 Elect DirectorJulie A. Caponi For For Management
1.3 Elect Director Ray T. Charley For For Management
1.4 Elect Director Gary R. Claus For For Management
1.5 Elect Director David S. Dahlmann For For Management
1.6 Elect Director Johnston A. Glass For For Management
1.7 Elect Director Jon L. Gorney For For Management
1.8 Elect Director David W. Greenfield For For Management
1.9 Elect Director Luke A. Latimer For For Management
1.10 Elect Director James W. Newill For For Management
1.11 Elect Director T. Michael Price For For Management
1.12 Elect Director Laurie Stern Singer For For Management
1.13 Elect Director Robert J. Ventura For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Carter For For Management
1.2 Elect Director Michael T. Smith For Withhold Management
1.3 Elect Director John W. Wood, Jr. For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
GEORGIA GULF CORPORATION
Ticker: GGC Security ID: 373200302
Meeting Date: JAN 10, 2013 Meeting Type: Special
Record Date: NOV 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HGR Security ID: 41043F208
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Thomas P. Cooper For For Management
1.3 Elect Director Cynthia L. Feldmann For For Management
1.4 Elect Director Eric A. Green For For Management
1.5 Elect Director Stephen E. Hare For For Management
1.6 Elect Director Isaac Kaufman For For Management
1.7 Elect Director Thomas F. Kirk For For Management
1.8 Elect Director Patricia B. Shrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 08, 2012 Meeting Type: Annual
Record Date: AUG 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Kackley For For �� Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Douglas D. French For For Management
1.4 Elect Director John R. Hoke, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick S. Williams For For Management
1.2 Elect Director Martin M. Hale For For Management
1.3 Elect Director Lawrence J. Padfield For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION
Ticker: JDSU Security ID: 46612J507
Meeting Date: NOV 14, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For Against Management
1.2 Elect Director Harold L. Covert For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Colin Dyer For For Management
1c Elect Director Dame DeAnne Julius For For Management
1d Elect Director Kate S. Lavelle For For Management
1e Elect Director Ming Lu For For Management
1f Elect Director Martin H. Nesbitt For For Management
1g Elect Director Sheila A. Penrose For For Management
1h Elect Director David B. Rickard For For Management
1i Elect Director Roger T. Staubach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For Withhold Management
1.2 Elect Director Lee B. Foster, II For Withhold Management
1.3 Elect Director Peter McIlroy, II For Withhold Management
1.4 Elect Director G. Thomas McKane For Withhold Management
1.5 Elect Director Diane B. Owen For Withhold Management
1.6 Elect Director William H. Rackoff For Withhold Management
1.7 Elect Director Suzanne B. Rowland For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Homaira Akbari For For Management
1.2 Elect Director Diana M. Murphy For For Management
1.3 Elect Director Larry J. Thoele For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darin G. Billerbeck For For Management
1.2 Elect Director Patrick S. Jones For For Management
1.3 Elect Director Robin A. Abrams For For Management
1.4 Elect Director John Bourgoin For For Management
1.5 Elect Director Balaji Krishnamurthy For For Management
1.6 Elect Director Gerhard H. Parker For For Management
1.7 Elect Director Hans Schwarz For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Security ID: 589889104
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Edelman For Withhold Management
1.2 Elect Director Michael E. Stillabower For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Brown, Jr. For For Management
1.2 Elect Director B. Gary Dando For For Management
1.3 Elect Director A.L. Giannopoulos For For Management
1.4 Elect Director F. Suzanne Jenniches For Withhold Management
1.5 Elect Director John G. Puente For Withhold Management
1.6 Elect Director Dwight S. Taylor For Withhold Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 12, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For For Management
1b Elect Director Stephen F. Butterfield For For Management
1c Elect Director James P. Abel For For Management
1d Elect Director William R. Cintani For For Management
1e Elect Director Kathleen A. Farrell For For Management
1f Elect Director Thomas E. Henning For For Management
1g Elect Director Kimberly K. Rath For For Management
1h Elect Director Michael D. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
Ticker: OMN Security ID: 682129101
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. D'Antoni For Withhold Management
1.2 Elect Director Steven W. Percy For For Management
1.3 Elect Director Allan R. Rothwell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORION MARINE GROUP, INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin J. Shanfelter For Against Management
1b Elect Director Gene Stoever For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC.
Ticker: PRAA Security ID: 73640Q105
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Fain For For Management
1.2 Elect Director David N. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
QUESTCOR PHARMACEUTICALS, INC.
Ticker: QCOR Security ID: 74835Y101
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Bailey For For Management
1.2 Elect Director Neal C. Bradsher For For Management
1.3 Elect Director Stephen C. Farrell For Withhold Management
1.4 Elect Director Louis Silverman For Withhold Management
1.5 Elect Director Virgil D. Thompson For Withhold Management
1.6 Elect Director Scott M. Whitcup For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Marvin Rush For For Management
1.2 Elect Director W.M. 'Rusty' Rush For For Management
1.3 Elect Director James C. Underwood For Withhold Management
1.4 Elect Director Harold D. Marshall For Withhold Management
1.5 Elect Director Thomas A. Akin For Withhold Management
1.6 Elect Director Gerald R. Szczepanski For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD.
Ticker: SLXP �� Security ID: 795435106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For Withhold Management
1.2 Elect Director Thomas W. D'Alonzo For Withhold Management
1.3 Elect Director William P. Keane For Withhold Management
1.4 Elect Director Carolyn J. Logan For For Management
1.5 Elect Director Mark A. Sirgo For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: DEC 06, 2012 Meeting Type: Annual
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Steven R. Fischer For Withhold Management
1.3 Elect Director Michael J. Grainger For Withhold Management
1.4 Elect Director Steven H. Owings For For Management
1.5 Elect Director John P. Reilly For Withhold Management
1.6 Elect Director Charles R. Whitchurch For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: NOV 30, 2012 Meeting Type: Special
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
Ticker: SCBT Security ID: 78401V102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Addison For For Management
1.2 Elect Director Robert H. Demere, Jr. For For Management
1.3 Elect Director Robert R. Horger For For Management
1.4 Elect Director Harry M. Mims, Jr. For Withhold Management
1.5 Elect Director John C. Pollok For For Management
1.6 Elect Director James W. Roquemore For Withhold Management
1.7 Elect Director John W. Williamson, III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Lorne Weil For For Management
1.2 Elect Director Peter A. Cohen For Withhold Management
1.3 Elect Director Gerald J. Ford For For Management
1.4 Elect Director David L. Kennedy For For Management
1.5 Elect Director Paul M. Meister For Withhold Management
1.6 Elect Director Ronald O. Perelman For For Management
1.7 Elect Director Michael J. Regan For For Management
1.8 Elect Director Barry F. Schwartz For Withhold Management
1.9 Elect Director Frances F. Townsend For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SHFL ENTERTAINMENT, INC.
Ticker: SHFL Security ID: 78423R105
Meeting Date: MAR 14, 2013 Meeting Type: Annual
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garry W. Saunders For Withhold Management
1.2 Elect Director John R. Bailey For Withhold Management
1.3 Elect Director Daniel M. Wade For Withhold Management
1.4 Elect Director Eileen F. Raney For Withhold Management
1.5 Elect Director A. Randall Thoman For Withhold Management
1.6 Elect Director Michael Gavin Isaacs For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STANDARD PACIFIC CORP.
Ticker: SPF Security ID: 85375C101
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Choate For For Management
1.2 Elect Director Ronald R. Foell For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director David J. Matlin For For Management
1.5 Elect Director John R. Peshkin For For Management
1.6 Elect Director Peter Schoels For For Management
1.7 Elect Director Scott D. Stowell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 11, 2012 Meeting Type: Annual
Record Date: MAY 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Crawford For For Management
1.2 Elect Director R. David Hoover For For Management
1.3 Elect Director Elizabeth Valk Long For For Management
1.4 Elect Director Robert C. Pew III For For Management
1.5 Elect Director P. Craig Welch, Jr. For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For Withhold Management
1.2 Elect Director Eric A. Benhamou For Withhold Management
1.3 Elect Director David M. Clapper For Withhold Management
1.4 Elect Director Roger F. Dunbar For Withhold Management
1.5 Elect Director Joel P. Friedman For Withhold Management
1.6 Elect Director C. Richard Kramlich For Withhold Management
1.7 Elect Director Lata Krishnan For Withhold Management
1.8 Elect Director Jeffrey N. Maggioncalda For Withhold Management
1.9 Elect Director Kate D. Mitchell For Withhold Management
1.10 Elect Director John F. Robinson For Withhold Management
1.11 Elect Director Garen K. Staglin For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 20, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For For Management
1.3 Elect Director SungHwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For For Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCB Security ID: 872275102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond L. Barton For For Management
1.2 Elect Director Peter Bell For For Management
1.3 Elect Director William F. Bieber For For Management
1.4 Elect Director Theodore J. Bigos For For Management
1.5 Elect Director William A. Cooper For For Management
1.6 Elect Director Thomas A. Cusick For For Management
1.7 Elect Director Craig R. Dahl For For Management
1.8 Elect Director Karen L. Grandstrand For For Management
1.9 Elect Director Thomas F. Jasper For For Management
1.10 Elect Director George G. Johnson For For Management
1.11 Elect Director Vance K. Opperman For For Management
1.12 Elect Director James M. Ramstad For For Management
1.13 Elect Director Gerald A. Schwalbach For For Management
1.14 Elect Director Barry N. Winslow For For Management
1.15 Elect Director Richard A. Zona For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For Against Management
1.5 Elect Director David B. Price, Jr. For Against Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For Against Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE JONES GROUP INC.
Ticker: JNY Security ID: 48020T101
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley R. Card For For Management
1.2 Elect Director Sidney Kimmel For For Management
1.3 Elect Director Matthew H. Kamens For For Management
1.4 Elect Director Gerald C. Crotty For For Management
1.5 Elect Director Lowell W. Robinson For For Management
1.6 Elect Director Robert L. Mettler For For Management
1.7 Elect Director Margaret H. Georgiadis For For Management
1.8 Elect Director John D. Demsey For For Management
1.9 Elect Director Jeffrey D. Nuechterlein For For Management
1.10 Elect Director Ann Marie C. Wilkins For For Management
1.11 Elect Director James A. Mitarotonda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE ST. JOE COMPANY
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar L. Alvarez For Against Management
1b Elect Director Bruce R. Berkowitz For For Management
1c Elect Director Park Brady For For Management
1d Elect Director Howard S. Frank For For Management
1e Elect Director Jeffrey C. Keil For For Management
1f Elect Director Stanley Martin For For Management
1g Elect Director Thomas P. Murphy, Jr. For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chapman For Withhold Management
1.2 Elect Director Chan Galbato For Withhold Management
1.3 Elect Director Scott Wille For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 19, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For Withhold Management
1.2 Elect Director Dev Kapadia For Withhold Management
1.3 Elect Director Mark Malcolm For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Rhys J. Best For Withhold Management
1.3 Elect Director David W. Biegler For For Management
1.4 Elect Director Leldon E. Echols For Withhold Management
1.5 Elect Director Ronald J. Gafford For Withhold Management
1.6 Elect Director Adrian Lajous For For Management
1.7 Elect Director Melendy E. Lovett For Withhold Management
1.8 Elect Director Charles W. Matthews For Withhold Management
1.9 Elect Director Douglas L. Rock For Withhold Management
1.10 Elect Director Timothy R. Wallace For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
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TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven C. Cooper For For Management
1b Elect Director Thomas E. McChesney For For Management
1c Elect Director Gates McKibbin For For Management
1d Elect Director Jeffrey B. Sakaguchi For For Management
1e Elect Director Joseph P. Sambataro, Jr. For For Management
1f Elect Director Bonnie W. Soodik For For Management
1g Elect Director William W. Steele For For Management
1h Elect Director Craig E. Tall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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TUMI HOLDINGS, INC.
Ticker: TUMI Security ID: 89969Q104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard P. Hanson For Withhold Management
1.2 Elect Director Claire M. Bennett For For Management
2 Ratify Auditors For For Management
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VELTI PLC
Ticker: VELT Security ID: G93285107
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Phokion Potamianos as Director For For Management
3 Elect Mari Baker as Director For For Management
4 Reelect Nicholas P. Negroponte as For For Management
Director
5 Reelect Alex Moukas as Director For For Management
6 Reappoint Baker Tilly Virchow Krause, For For Management
LLP as Auditors
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Amend Velti plc 2009 US Employee Share For Against Management
Incentive Plan
9 Amend Velti plc 2009 US Non-Employee For Against Management
Share Incentive Plan
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VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Paul For For Management
1.2 Elect Director Frank Dieter Maier For For Management
1.3 Elect Director Timothy V. Talbert For For Management
1.4 Elect Director Thomas C. Wertheimer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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WATTS WATER TECHNOLOGIES, INC.
Ticker: WTS Security ID: 942749102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Ayers For Withhold Management
1.2 Elect Director Bernard Baert For For Management
1.3 Elect Director Kennett F. Burnes For For Management
1.4 Elect Director Richard J. Cathcart For Withhold Management
1.5 Elect Director David J. Coghlan For For Management
1.6 Elect Director W. Craig Kissel For Withhold Management
1.7 Elect Director John K. McGillicuddy For For Management
1.8 Elect Director Joseph T. Noonan For For Management
1.9 Elect Director Merilee Raines For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
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WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Beach Lin For For Management
1.2 Elect Director Robert J. Tarr, Jr. For For Management
1.3 Elect Director Stephen A. Van Oss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
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WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shikhar Ghosh For Withhold Management
1.2 Elect Director Kirk P. Pond For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Alber For For Management
1.2 Elect Director Adrian D.P. Bellamy For For Management
1.3 Elect Director Rose Marie Bravo For For Management
1.4 Elect Director Mary Ann Casati For For Management
1.5 Elect Director Patrick J. Connolly For For Management
1.6 Elect Director Adrian T. Dillon For For Management
1.7 Elect Director Anthony A. Greener For For Management
1.8 Elect Director Ted W. Hall For For Management
1.9 Elect Director Michael R. Lynch For For Management
1.10 Elect Director Lorraine Twohill For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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ZOLTEK COMPANIES, INC.
Ticker: ZOLT Security ID: 98975W104
Meeting Date: FEB 01, 2013 Meeting Type: Annual
Record Date: DEC 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Latta For For Management
1.2 Elect Director Pedro Reynoso For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Variable Investment Fund
By: /s/ Bradley J. Skapyak | |
Bradley J. Skapyak President
| |
Date: | August 19, 2013 |
|