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Ab Cap Fund

Filed: 6 Jan 19, 7:00pm

SCHEDULE 14A INFORMATION
(RULE 14a-101)

PROXY STATEMENT PURSUANT TO SECTION 14(a) OF
THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.  )

Filed by the Registrant ☒

Filed by a Party other than the Registrant o

Check the appropriate box:

 o
Preliminary Proxy Statement
 o
Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2))
 o
Definitive Proxy Statement
Definitive Additional Materials
 o
Soliciting Material Under Rule 14a-12
AB Cap Fund, Inc.
(Name of Registrant as Specified in Its Charter)
   
 
(Name of Persons(s) Filing Proxy Statement, if Other Than the Registrant)

Payment of Filing Fee (Check the appropriate box):

No fee required.
 
 
 
 
 o
Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
 
 
 
 
(1)
Title of each class of securities to which transaction applies:
 
 
 
 
(2)
Aggregate number of securities to which transaction applies:
 
 
 
 
(3)
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
 
 
 
 
(4)
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Fee paid previously with preliminary materials:
 
 
 
 o
Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
 
 
 
 
(1)
Amount previously paid:
 
 
 
 
(2)
Form, Schedule or Registration Statement No.:
 
 
 
 
(3)
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(4)
Date Filed:
 
 
 


AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
   
AB Core Opportunities Fund, Inc.
   
AB Large Cap Growth Fund, Inc.
   
AB Municipal Income Fund, Inc.
AB New York Portfolio
   
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
AB Sustainable International Thematic Fund, Inc.
   
AB Trust
AB International Value Fund
   
The AB Portfolios
AB Growth Fund
   
(the “Funds”)

January 7, 2019

Dear Shareholder:

I am writing to ask for your vote at the adjourned session of the Joint Meeting of Shareholders (“Meeting”) of the Funds scheduled for March 12, 2019. The purpose of the Meeting is to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.

Please take a minute to cast your vote. Each Board of Directors/Trustees recommends that you vote “FOR” the proposal.

Your vote “FOR” the proposal will help ensure the approval of the new investment advisory agreements and that existing investment advisory services can continue uninterrupted.

Once you have decided how you will vote, please promptly complete, sign, date and return the enclosed proxy card or vote by telephone or internet. Voting is quick and easy. Please vote as soon as possible to save the expense of additional solicitations.

Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If we have not received your proxy authorization as the date of the Meeting approaches, you may receive a telephone call from Broadridge reminding you to authorize the proxy holders to cast your votes. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.

Please vote as soon as possible to avoid additional contact from our proxy solicitation firm.

Sincerely,

/s/ Robert M. Keith

Robert M. Keith
President of AB Funds


AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
   
AB Core Opportunities Fund, Inc.
   
AB Large Cap Growth Fund, Inc.
   
AB Municipal Income Fund, Inc.
AB New York Portfolio
   
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
AB Sustainable International Thematic Fund, Inc.
   
AB Trust
AB International Value Fund
   
The AB Portfolios
AB Growth Fund
   
(the “Funds”)

January 7, 2019

Dear Shareholder:

I am writing to ask for your vote at the adjourned session of the Joint Meeting of Shareholders (“Meeting”) of the Funds scheduled for March 12, 2019. The purpose of the Meeting is to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.

As you may recall from previous mailings, each Board of Directors/Trustees unanimously recommends approval of the proposal.

Your vote “FOR” the proposal will help ensure the approval of the new investment advisory agreements and that existing investment advisory services can continue uninterrupted.

Once you have decided how you will vote, please promptly complete, sign, date and return the enclosed proxy card or vote by telephone or internet. Voting is quick and easy. Please vote as soon as possible to save the expense of additional solicitations.

Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If we have not received your proxy authorization as the date of the Meeting approaches, you may receive a telephone call from Broadridge reminding you to authorize the proxy holders to cast your votes. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.

Please vote as soon as possible to avoid additional contact from our proxy solicitation firm.

Sincerely,

/s/ Robert M. Keith

Robert M. Keith
President of AB Funds


AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
   
AB Core Opportunities Fund, Inc.
   
AB Large Cap Growth Fund, Inc.
   
AB Municipal Income Fund, Inc.
AB New York Portfolio
   
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
AB Sustainable International Thematic Fund, Inc.
   
AB Trust
AB International Value Fund
   
The AB Portfolios
AB Growth Fund
   
(the “Funds”)

January 7, 2019

Dear Shareholder:

Enclosed are the materials notifying you of the adjourned session of the Joint Meeting of Shareholders of the Funds scheduled for March 12, 2019. YOU HAVE PREVIOUSLY VOTED YOUR SHARES.

IF YOU DO NOT WISH TO CHANGE YOUR VOTE, NO ACTION IS NECESSARY. Unless we receive instructions from you to the contrary, we will vote your shares according to your previous instructions on any previously submitted proxy card or pursuant to any instructions previously submitted by telephone or through the internet.
IF YOU WISH TO CHANGE YOUR VOTE, please call Broadridge Financial Solutions Inc., at (844) 670-2143.

As you may recall from previous mailings, each Board of Directors/Trustees recommends approval of the proposal to approve new investment advisory agreements for each Fund with AllianceBernstein L.P. (the “Adviser”). The approval of new advisory agreements is required as a result of certain anticipated changes to the indirect ownership of the Adviser, in connection with a plan by AXA S.A. to divest over time its remaining ownership interest in AXA Equitable Holdings, Inc. The material terms of the proposed new investment advisory agreements are identical to the material terms of the current investment advisory agreements.

Broadridge Financial Solutions, Inc. (“Broadridge”), our proxy solicitation firm, has been selected to assist shareholders in the proxy solicitation process. If you have any questions about the proposal or the voting instructions, please call Broadridge toll free at (844) 670-2143.

Sincerely,

/s/ Robert M. Keith

Robert M. Keith
President of AB Funds


AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
   
AB Core Opportunities Fund, Inc.
   
AB Large Cap Growth Fund, Inc.
   
AB Municipal Income Fund, Inc.
AB New York Portfolio
   
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
   
AB Sustainable International Thematic Fund, Inc.
   
AB Trust
AB International Value Fund
   
The AB Portfolios
AB Growth Fund

1345 Avenue of the Americas, New York, New York 10105
Toll Free (800) 221-5672

NOTICE OF ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS
SCHEDULED FOR MARCH 12, 2019

To the Shareholders of the Funds:

Notice is hereby given that an adjourned session of the Joint Meeting of Shareholders (the “Meeting”) of the funds listed above (individually, a “Fund”, and, collectively, the “Funds”) will be held at the offices of the Funds, 1345 Avenue of the Americas, 41st Floor, New York, New York 10105, on March 12, 2019, at 11:00 a.m., Eastern Time. The Meeting is designated as the “Annual” shareholder meeting for each of the Funds. The election of Directors/Trustees as set forth in the original Notice of Joint Meeting of Shareholders, dated August 20, 2018, has been completed.

The Meeting is being reconvened for the following purposes:

1.To consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P.
2.To transact such other business as may properly come before the Meeting and any postponements or adjournments thereof.

The Board of Directors/Trustees of each Fund has established a new record date of December 26, 2018 (the “New Record Date”) for the Meeting. Only shareholders of record at the close of business on the New Record Date are entitled to notice of and to vote at the Meeting (and any further postponements or adjournments thereof).

 
By Order of the Boards of Directors/Trustees,
   
 
 

 
Emilie D. Wrapp
Secretary

New York, New York
January 7, 2019

IF YOU WERE A SHAREHOLDER OF RECORD AS OF THE CLOSE OF BUSINESS ON AUGUST 13, 2018, THE ORIGINAL RECORD DATE FOR THE MEETING, AND HAVE ALREADY AUTHORIZED YOUR PROXY, YOU DO NOT NEED TO TAKE ANY ACTION AT THIS TIME.

YOUR VOTE IS IMPORTANT

Please indicate your voting instructions on the enclosed proxy card, sign and date it, and return it in the envelope provided, which needs no postage if mailed in the United States. You may also authorize proxies to cast your vote by telephone or through the Internet. To do so, please follow the instructions on the enclosed proxy card. Your vote is very important no matter how many shares you own. Please mark and mail or otherwise authorize your proxy promptly in order for the Meeting to be held as scheduled and to avoid any further proxy solicitation.

The [A/B] Logo is a service mark of AllianceBernstein and AllianceBernstein® is a registered trademark used by permission of the owner, AllianceBernstein L.P.

PROXY STATEMENT SUPPLEMENT DATED JANUARY 7, 2019

ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS
March 12, 2019

AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
   
AB Core Opportunities Fund, Inc.
   
AB Large Cap Growth Fund, Inc.
   
AB Municipal Income Fund, Inc.
AB New York Portfolio
   
AB Municipal Income Fund II
AB Massachusetts Portfolio
AB Ohio Portfolio
AB Sustainable International Thematic Fund, Inc.
   
AB Trust
AB International Value Fund
   
The AB Portfolios
AB Growth Fund
   
(the “Funds”)

1345 Avenue of the Americas

New York, New York 10105

This is a supplement dated January 7, 2019 (“Supplement”), to the proxy statement for the AB Funds, SCB Funds and AB Multi-Manager Alternative Fund dated August 20, 2018 (the “Proxy Statement”), for the joint meeting (the “Meeting”) of shareholders of each investment company (each, a “Company”) and each fund organized as a series of the Company identified in the Proxy Statement. This Supplement and the accompanying Notice of Adjourned Session of Joint Meeting of Shareholders (the “Notice”) relate only to the Funds listed above, as the Meeting for the other funds has already concluded.

The Meeting was originally convened on October 11, 2018, was adjourned to November 14, 2018, and was adjourned again until December 11, 2018. With respect to the Funds, the Meeting has been adjourned until Tuesday, March 12, 2019, at 11:00 a.m., Eastern Time to consider and vote upon the approval of new investment advisory agreements for each Fund with AllianceBernstein L.P (the “Adviser”). The proposal is identical to the proposal that was previously submitted to shareholders. The Board of Directors/Trustees of each Fund has established a new record date as of the close of business on December 26, 2018. (The original record date was the close of business on August 13, 2018.)

INSTRUCTIONS FOR NEW SHAREHOLDERS:

If you have become a shareholder of a Fund since August 13, 2018 – Copies of the Notice and Proxy Statement are enclosed with this Supplement, together with a proxy card relating to the proposal. Please take a moment to authorize a proxy to vote your shares today by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. NO MATTER HOW MANY SHARES YOU OWN, YOUR VOTE IS VERY IMPORTANT.

INSTRUCTIONS FOR SHAREHOLDERS AS OF August 13, 2018:

If you were a shareholder of a Fund as of the close of business on August 13, 2018 – A proxy card relating to the proposal is enclosed. Please consult the Notice and Proxy Statement for more information regarding the proposal. The Proxy Statement is available at www.alliancebernstein.com/abfundsproxy. If you would like another copy of the Notice and the Proxy Statement, please call 844-670-2143, and one will be provided free of charge.

1

IF YOU HAVE PREVIOUSLY AUTHORIZED A PROXY TO VOTE YOUR SHARES, NO ACTION IS NECESSARY. Unless we receive instructions from you to the contrary, your duly authorized proxy will vote your shares according to your previous instructions.
IF YOU HAVE PREVIOUSLY AUTHORIZED A PROXY TO VOTE YOUR SHARES AND WISH TO CHANGE YOUR VOTE, you may do so by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143.
IF YOU DID NOT PREVIOUSLY AUTHORIZE A PROXY TO VOTE YOUR SHARES, please take a moment to vote your shares today by following the applicable instructions that appear on the enclosed proxy card regarding voting by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. AUTHORIZING A PROXY TO VOTE YOUR SHARES NOW WILL SAVE ADDITIONAL PROXY COSTS AND ELIMINATE PHONE CALLS TO YOU.

The information in this Supplement amends the Proxy Statement and supplements any other information about the Meeting previously delivered to you. This Supplement includes updates to certain Appendices to the Proxy Statement to reflect 2018 fiscal year data for certain Funds, as indicated below.

Please read the Proxy Statement and this Supplement carefully for information concerning the proposal to be brought before the adjourned session of the Meeting. We urge you to authorize a proxy to vote your shares by following the applicable instructions that appear on the enclosed proxy card regarding authorizing a proxy to vote by internet, telephone or mail or by calling the Fund’s proxy solicitor toll-free at 844-670-2143. If you attend the adjourned session of the Meeting, you may vote in person even if you have previously returned your proxy card or have authorized a proxy to vote via the internet or by telephone. Proxies may be revoked at any time before they are exercised by submitting a revised proxy, by giving written notice of revocation to the Fund or by voting in person at the adjourned session of the Meeting.

Exhibit A to this Supplement sets forth the number of shares of each Fund issued and outstanding as of the record date, which is the close of business on December 26, 2018. Information regarding person(s) who owned of record or were known by a Fund to beneficially own 5% or more of the Fund’s shares (or class of shares, if applicable) on the close of business on December 26, 2018 is provided in Exhibit B to this Supplement.

As indicated above, this Supplement updates certain information provided in the Appendices to the Proxy Statement. This updated information is provided in Exhibit C to this Supplement: the supplement to Appendix E (Information Regarding Current Agreements) to the Proxy Statement provides updated information on the aggregate amount of management fees paid by certain Funds to the Adviser for the respective most recently ended fiscal years and on net assets as of the respective most recently ended fiscal years; the supplement to Appendix F (Reimbursement of Administrative Expenses to the Adviser) to the Proxy Statement provides updated information on the costs reimbursed by certain Funds to the Adviser for certain administrative services for the respective fiscal years; and the supplement to Appendix J (Fees Paid to Affiliates of the Adviser) to the Proxy Statement provides updated information on the fees paid by certain Funds to the Funds’ distributor and transfer agent, as well as any affiliated brokerage commissions paid for the Funds’ respective fiscal year ends.

To the extent the information in the Proxy Statement has not been amended by this Supplement or the accompanying Notice, such information remains applicable to this solicitation of proxies and the Meeting.

2

EXHIBIT A – SHARES OUTSTANDING AS OF THE RECORD DATE

The following table sets forth the outstanding shares of each Fund as of the close of business on the record date. Each full share is entitled to one vote, and each fractional share is entitled to a proportionate fractional vote.

Fund (Place of Organization)
Class A
Class B
Class C
Advisor Class
Class R
Class K
Class I
Class Z
Outstanding
Shares
AB Cap Fund, Inc. (MD)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AB Small Cap Growth Portfolio
 
11,009,671.13
 
 
37,216.16
 
 
986,786.67
 
 
7,320,355.12
 
 
642,855.25
 
 
793,212.58
 
 
7,694,388.12
 
 
3,603,914.09
 
 
32,088,399.13
 
AB Core Opportunities Fund, Inc.
(MD)
 
8,098,415.38
 
 
69,330.22
 
 
1,372,516.10
 
 
3,242,170.12
 
 
413,417.63
 
 
306,444.61
 
 
379,016.84
 
 
139,401.46
 
 
14,020,712.36
 
AB Large Cap Growth Fund, Inc. (MD)
 
48,600,086.52
 
 
469,187.00
 
 
12,064,626.69
 
 
58,983,350.52
 
 
1,489,015.18
 
 
2,019,489.46
 
 
8,048,832.03
 
 
20,649,752.98
 
 
152,324,340.40
 
AB Municipal Income Fund, Inc. (MD)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AB New York Portfolio
 
41,705,633.59
 
 
17,304.86
 
 
5,405,644.43
 
 
11,296,665.40
 
 
N/A
 
 
N/A
 
 
N/A
 
 
N/A
 
 
58,425,248.28
 
AB Municipal Income Fund II (MA)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AB Massachusetts Portfolio
 
11,646,798.60
 
 
5,154.51
 
 
2,913,354.05
 
 
4,498,458.27
 
 
N/A
 
 
N/A
 
 
N/A
 
 
N/A
 
 
19,063,765.43
 
AB Ohio
Portfolio
 
7,609,373.26
 
 
2,607.23
 
 
976,559.35
 
 
N/A
 
 
N/A
 
 
N/A
 
 
N/A
 
 
N/A
 
 
8,588,539.84
 
AB Sustainable International Thematic Fund, Inc. (MD)
 
11,315,289.57
 
 
60,983.57
 
 
457,349.53
 
 
3,372,817.21
 
 
511,067.32
 
 
373,576.69
 
 
121,765.25
 
 
N/A
 
 
16,212,849.14
 
AB Trust (MA)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AB International Value Fund
 
9,386,445.64
 
 
42,337.43
 
 
674,569.95
 
 
3,603,981.27
 
 
994,342.24
 
 
759,609.76
 
 
356,712.13
 
 
N/A
 
 
15,817,998.42
 
The AB Portfolios (MA)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
AB Growth Fund
 
10,865,729.10
 
 
288,496.73
 
 
959,387.39
 
 
1,289,837.28
 
 
29,269.57
 
 
23,326.45
 
 
303,678.15
 
 
N/A
 
 
13,759,724.67
 

A-1

EXHIBIT B – STOCK OWNERSHIP

To the knowledge of each Fund, as of December 26, 2018, the persons below owned of record or beneficially 5% or more of the noted class of outstanding shares of the Fund.

Fund
Class
Name
Location
Number of
Shares of Class
% of Class
 
 
 
 
 
 
AB Small Cap Growth Portfolio
A
MLPF&S
Jacksonville, FL
 
680,090
 
 
6.18
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
94,868
 
 
9.61
%
 
C
MLPF&S
Jacksonville, FL
 
76,923
 
 
7.80
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
245,625
 
 
24.89
%
 
C
National Financial Services LLC
Jersey City, NJ
 
92,842
 
 
9.41
%
 
C
Raymond James
St. Petersburg, FL
 
63,220
 
 
6.41
%
 
C
UBS WM USA
Weehawken, NJ
 
77,679
 
 
7.87
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
155,123
 
 
15.72
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
2,278,488
 
 
31.13
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
564,116
 
 
7.71
%
 
Advisor
UBS WM USA
Weehawken, NJ
 
510,646
 
 
6.98
%
 
Advisor
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
432,492
 
 
5.91
%
 
R
American United Life Cust
Indianapolis, IN
 
75,309
 
 
11.71
%
 
R
National Financial Services LLC
Jersey City, NJ
 
34,599
 
 
5.38
%
 
R
Patterson & Co. FBO
Charlotte, NC
 
36,423
 
 
5.67
%
 
R
State Street Bank and Trust
Boston, MA
 
201,155
 
 
31.29
%
 
R
Voya Retirement Insurance and Annuity Co.
Windsor, CT
 
48,215
 
 
7.50
%
 
K
FIIOC
Covington, KY
 
64,164
 
 
8.09
%
 
K
National Financial Services LLC
Jersey City, NJ
 
247,100
 
 
31.15
%
 
K
Nationwide Trust Company
Columbus, OH
 
89,856
 
 
11.33
%
 
I
FIIOC
Covington, KY
 
2,204,924
 
 
28.66
%
 
I
John Hancock Trust Co., LLC
Westwood, MA
 
391,643
 
 
5.09
%
 
I
MLPF&S
Jacksonville, FL
 
1,778,205
 
 
23.11
%
 
I
State of South Carolina Trustee
Greenwood Village, CO
 
996,746
 
 
12.95
%
 
Z
Great-West Trust Company LLC
Greenwood Village, CO
 
1,220,128
 
 
33.86
%
 
Z
National Financial Services LLC
Jersey City, NJ
 
454,712
 
 
12.62
%
 
Z
Sanford Bernstein & Co., LLC
White Plains, NY
 
315,327
 
 
8.75
%
 
Z
Voya Institutional Trust Co
Windsor, CT
 
188,625
 
 
5.23
%
 
Z
Wells Fargo Bank
Greenwood Village, CO
 
292,175
 
 
8.11
%
 
 
 
 
 
 
 
 
 
 
AB Core Opportunities Fund, Inc.
A
LPL Financial
San Diego, CA
 
481,716
 
 
5.95
%
 
A
MLPF&S
Jacksonville, FL
 
630,140
 
 
7.78
%
 
A
National Financial Services LLC
Jersey City, NJ
 
1,777,287
 
 
21.95
%
 
A
Pershing LLC
Jersey City, NJ
 
906,112
 
 
11.19
%
 
A
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
411,243
 
 
5.08
%
 
B
Ascensus Trust Company
Merrimac, MA
 
4,292
 
 
6.19
%
 
B
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
5,345
 
 
7.71
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
73,163
 
 
5.33
%
 
C
LPL Financial
San Diego, CA
 
81,971
 
 
5.97
%
 
C
MLPF&S
Jacksonville, FL
 
138,983
 
 
10.13
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
126,307
 
 
9.20
%
 
C
National Financial Services LLC
Jersey City, NJ
 
133,792
 
 
9.75
%
 
C
Pershing LLC
Jersey City, NJ
 
88,014
 
 
6.41
%
 
C
Raymond James
St. Petersburg, FL
 
231,365
 
 
16.86
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
187,976
 
 
13.70
%
 
Advisor
Charles Schwab & Co.
San Francisco, CA
 
196,440
 
 
6.06
%
 
Advisor
Charles Schwab & Co.
San Francisco, CA
 
478,081
 
 
14.75
%
 
Advisor
LPL Financial
San Diego, CA
 
349,456
 
 
10.78
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
202,399
 
 
6.24
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
248,903
 
 
7.68
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
552,042
 
 
17.03
%

B-1

Fund
Class
Name
Location
Number of
Shares of Class
% of Class
 
Advisor
Raymond James
St. Petersburg, FL
 
175,792
 
 
5.42
%
 
Advisor
RBC Capital Markets LLC
Minneapolis, MN
 
215,652
 
 
6.65
%
 
Advisor
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
228,321
 
 
7.04
%
 
R
American United Life
Indianapolis, IN
 
23,360
 
 
5.65
%
 
R
American United Life
Indianapolis, IN
 
75,648
 
 
18.30
%
 
R
C.P. & T.P.
Greenwood Village, CO
 
30,335
 
 
7.34
%
 
R
MLPF&S
Jacksonville, FL
 
34,584
 
 
8.37
%
 
R
National Financial Services LLC
Jersey City, NJ
 
124,989
 
 
30.23
%
 
K
Ascensus Trust Company
Fargo, ND
 
32,232
 
 
10.52
%
 
K
Great-West Trust Company LLC
Greenwood Village, CO
 
30,434
 
 
9.93
%
 
K
Great-West Trust Company LLC
Greenwood Village, CO
 
28,968
 
 
9.45
%
 
K
Mid Atlantic Trust Company
Pittsburgh, PA
 
17,265
 
 
5.63
%
 
K
Nationwide Trust Company
Columbus, OH
 
105,939
 
 
34.57
%
 
I
FIIOC
Covington, KY
 
68,941
 
 
18.19
%
 
I
Great-West Trust Company LLC
Greenwood Village, CO
 
92,495
 
 
24.40
%
 
I
National Financial Services LLC
Jersey City, NJ
 
24,398
 
 
6.44
%
 
I
Nationwide Trust Company
Columbus, OH
 
42,788
 
 
11.29
%
 
I
Sanford Bernstein & Co., LLC
White Plains, NY
 
104,674
 
 
27.62
%
 
Z
Equitable Life for Separate Account
Jersey City, NJ
 
8,451
 
 
6.06
%
 
Z
FIIOC
Covington, KY
 
20,620
 
 
14.79
%
 
Z
Saxon & Co.
Philadelphia, PA
 
11,542
 
 
8.28
%
 
Z
Voya Retirement Insurance and Annuity Co.
Windsor, CT
 
82,234
 
 
58.99
%
 
 
 
 
 
 
 
 
 
 
AB Large Cap Growth Fund, Inc.
A
Charles Schwab & Co.
San Francisco, CA
 
2,488,119
 
 
5.12
%
 
A
MLPF&S
Jacksonville, FL
 
7,644,370
 
 
15.73
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
2,583,926
 
 
5.32
%
 
A
National Financial Services LLC
Jersey City, NJ
 
4,248,597
 
 
8.74
%
 
A
Pershing LLC
Jersey City, NJ
 
3,366,231
 
 
6.93
%
 
A
Wells Fargo Clearing Services LLC
Saint Louis, MO
 
3,580,055
 
 
7.37
%
 
B
Pershing LLC
Jersey City, NJ
 
25,353
 
 
5.40
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
769,696
 
 
6.38
%
 
C
MLPF&S
Jacksonville, FL
 
1,635,312
 
 
13.55
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
1,469,343
 
 
12.18
%
 
C
National Financial Services LLC
Jersey City, NJ
 
1,070,948
 
 
8.88
%
 
C
Pershing LLC
Jersey City, NJ
 
953,565
 
 
7.90
%
 
C
Raymond James
St. Petersburg, FL
 
1,317,013
 
 
10.92
%
 
C
Wells Fargo Clearing Services LLC
Saint Louis, MO
 
2,104,646
 
 
17.44
%
 
Advisor
LPL Financial
San Diego, CA
 
7,059,205
 
 
11.97
%
 
Advisor
MLPF&S
Jacksonville, FL
 
6,509,983
 
 
11.04
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
7,595,783
 
 
12.88
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
5,605,950
 
 
9.50
%
 
Advisor
Raymond James
St. Petersburg, FL
 
4,053,213
 
 
6.87
%
 
Advisor
Wells Fargo Clearing Services LLC
Saint Louis, MO
 
5,134,888
 
 
8.71
%
 
R
DCGT Trustee and/or Custodian
Des Moines, IA
 
112,970
 
 
7.59
%
 
R
Equitable Life for Separate Account
Jersey City NJ
 
84,698
 
 
5.69
%
 
R
MLPF&S
Jacksonville, FL
 
180,067
 
 
12.09
%
 
R
State Street Bank and Trust
Boston, MA
 
131,494
 
 
8.83
%
 
K
Nationwide Trust Company FSB
Columbus, OH
 
414,966
 
 
20.55
%
 
I
FIIOC as Agent
Covington, KY
 
611,114
 
 
7.59
%
 
I
Great-West Trust Company LLC
Greenwood Village, CO
 
630,450
 
 
7.83
%
 
I
Lincoln Retirement Services Co.
Fort Wayne, IN
 
522,454
 
 
6.49
%
 
I
MLPF&S
Jacksonville, FL
 
850,537
 
 
10.57
%
 
I
National Financial Services LLC
Jersey City, NJ
 
704,574
 
 
8.75
%
 
I
Nationwide Trust Company FSB
Columbus, OH
 
1,583,318
 
 
19.67
%
 
I
Reliance Trust Co.
Atlanta, GA
 
433,342
 
 
5.38
%
 
Z
Great-West Trust Company LLC
Greenwood Village, CO
 
1,917,020
 
 
9.28
%
 
Z
Great-West Trust Company LLC
Greenwood Village, CO
 
1,178,299
 
 
5.71
%

B-2

Fund
Class
Name
Location
Number of
Shares of Class
% of Class
 
Z
National Financial Services LLC
Jersey City NJ
 
1,611,093
 
 
7.80
%
 
Z
Voya Retirement Insurance and Annuity Co.
Windsor, CT
 
2,892,714
 
 
14.01
%
 
 
 
 
 
 
 
 
 
 
AB New York
Portfolio
A
JPMorgan Securities LLC
Brooklyn, NY
 
8,795,311
 
 
21.09
%
 
A
MLPF&S
Jacksonville, FL
 
2,113,270
 
 
5.07
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
2,512,079
 
 
6.02
%
 
A
National Financial Services LLC
Jersey City, NJ
 
5,516,859
 
 
13.23
%
 
A
Pershing LLC
Jersey City, NJ
 
8,804,739
 
 
21.11
%
 
A
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
2,101,103
 
 
5.04
%
 
B
A.M.
Sunnyside, NY
 
2,232
 
 
12.90
%
 
B
G.S.R. TOD
Brooklyn, NY
 
1,236
 
 
7.14
%
 
B
M.D.
Brooklyn, NY
 
2,870
 
 
16.59
%
 
B
M.B.TOD/DE
Malaga, Spain
 
2,948
 
 
17.04
%
 
B
R.C.K.
Brooklyn, NY
 
4,960
 
 
28.66
%
 
B
R.A.P. & G.S.P. JTWROS
East Brunswick, NJ
 
1,695
 
 
9.80
%
 
C
JPMorgan Securities LLC
Brooklyn, NY
 
1,615,256
 
 
29.88
%
 
C
MLPF&S
Jacksonville, FL
 
325,448
 
 
6.02
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
447,942
 
 
8.29
%
 
C
Pershing LLC
Jersey City, NJ
 
1,458,776
 
 
26.99
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
464,567
 
 
8.59
%
 
Advisor
Charles Schwab & Co.
San Francisco, CA
 
1,278,215
 
 
11.31
%
 
Advisor
LPL Financial
San Diego, CA
 
874,151
 
 
7.74
%
 
Advisor
MLPF&S
Jacksonville, FL
 
1,255,328
 
 
11.11
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
900,238
 
 
7.97
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
833,648
 
 
7.38
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
1,620,388
 
 
14.34
%
 
Advisor
UBS WM USA
Weehawken, NJ
 
942,499
 
 
8.34
%
 
 
 
 
 
 
 
 
 
 
AB Massachusetts Portfolio
A
Charles Schwab & Co.
San Francisco, CA
 
656,055
 
 
5.63
%
 
A
MLPF&S
Jacksonville, FL
 
1,880,011
 
 
16.14
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
699,260
 
 
6.00
%
 
A
National Financial Services LLC
Jersey City, NJ
 
3,210,546
 
 
27.57
%
 
A
Pershing LLC
Jersey City, NJ
 
972,453
 
 
8.35
%
 
A
UBS WM USA
Weehawken, NJ
 
648,173
 
 
5.57
%
 
B
J.P.O.
W. Springfield, MA
 
4,178
 
 
81.05
%
 
B
Morgan Stanley Smith Barney
Jersey City, NJ
 
822
 
 
15.94
%
 
C
LPL Financial
San Diego, CA
 
497,716
 
 
17.08
%
 
C
MLPF&S
Jacksonville, FL
 
528,190
 
 
18.13
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
166,122
 
 
5.70
%
 
C
National Financial Services LLC
Jersey City, NJ
 
274,169
 
 
9.41
%
 
C
Pershing LLC
Jersey City, NJ
 
275,953
 
 
9.47
%
 
C
Raymond James
St. Petersburg, FL
 
147,196
 
 
5.05
%
 
Advisor
Charles Schwab & Co.
San Francisco, CA
 
266,525
 
 
5.92
%
 
Advisor
MLPF&S
Jacksonville, FL
 
313,374
 
 
6.97
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
1,149,630
 
 
25.56
%
 
Advisor
SEI Private Trust Co.
Oaks, PA
 
1,013,177
 
 
22.52
%
 
 
 
 
 
 
 
 
 
 
AB Ohio Portfolio
A
JPMorgan Securities LLC
Brooklyn, NY
 
895,820
 
 
11.77
%
 
A
MLPF&S
Jacksonville, FL
 
587,900
 
 
7.73
%
 
A
National Financial Services LLC
Jersey City, NJ
 
736,374
 
 
9.68
%
 
A
Pershing LLC
Jersey City, NJ
 
812,094
 
 
10.67
%
 
A
RBC Capital Markets LLC
Minneapolis, MN
 
471,735
 
 
6.20
%
 
A
UBS WM USA
Weehawken, NJ
 
590,475
 
 
7.76
%
 
A
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
659,137
 
 
8.66
%
 
B
M.I.G. TOD/DE
Dublin, OH
 
2,590
 
 
99.32
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
88,349
 
 
9.05
%

B-3

Fund
Class
Name
Location
Number of
Shares of Class
% of Class
 
C
Edward D. Jones & Co.
Saint Louis, MO
 
58,178
 
 
5.96
%
 
C
LPL Financial
San Diego, CA
 
54,516
 
 
5.58
%
 
C
MLPF&S
Jacksonville, FL
 
72,572
 
 
7.43
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
57,640
 
 
5.90
%
 
C
National Financial Services LLC
Jersey City, NJ
 
67,768
 
 
6.94
%
 
C
Pershing LLC
Jersey City, NJ
 
122,693
 
 
12.56
%
 
C
UBS WM USA
Weehawken, NJ
 
58,386
 
 
5.98
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
103,356
 
 
10.58
%
 
 
 
 
 
 
 
 
 
 
AB Sustainable International Thematic Fund,
Inc.
A
MLPF&S
Jacksonville, FL
 
1,141,533
 
 
10.09
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
1,037,027
 
 
9.16
%
 
A
National Financial Services LLC
Jersey City, NJ
 
692,297
 
 
6.12
%
 
A
Pershing LLC
Jersey City, NJ
 
673,595
 
 
5.95
%
 
A
UBS WM USA
Weehawken, NJ
 
646,855
 
 
5.72
%
 
A
Wells Fargo Clearing Services LLC
Saint Louis, MO
 
753,709
 
 
6.66
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
35,419
 
 
7.74
%
 
C
LPL Financial
San Diego, CA
 
40,872
 
 
8.94
%
 
C
MLPF&S
Jacksonville, FL
 
43,326
 
 
9.47
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
45,723
 
 
10.00
%
 
C
National Financial Services LLC
Jersey City, NJ
 
87,665
 
 
19.17
%
 
C
Raymond James
St. Petersburg, FL
 
30,526
 
 
6.67
%
 
C
UBS WM USA
Weehawken, NJ
 
32,505
 
 
7.11
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
180,323
 
 
5.35
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
183,102
 
 
5.43
%
 
Advisor
UBS WM USA
Weehawken, NJ
 
363,006
 
 
10.76
%
 
Advisor
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
277,893
 
 
8.24
%
 
R
American United Life Cust. FBO
Indianapolis, IN
 
33,292
 
 
6.51
%
 
R
Hartford Life Insurance Company
Hartford, CT
 
148,923
 
 
29.14
%
 
R
MLPF&S
Jacksonville, FL
 
115,009
 
 
22.50
%
 
R
Reliance Trust Company Custodian
Atlanta, GA
 
36,367
 
 
7.12
%
 
R
State Street Bank and Trust
Boston, MA
 
46,452
 
 
9.09
%
 
K
Ascensus Trust Company
Fargo, ND
 
27,465
 
 
7.35
%
 
K
Ascensus Trust Company
Fargo, ND
 
31,850
 
 
8.53
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
32,073
 
 
8.59
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
45,276
 
 
12.12
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
20,283
 
 
5.43
%
 
K
Lincoln Retirement Services Company, LLC
Fort Wayne, IN
 
24,076
 
 
6.44
%
 
K
Lincoln Retirement Services Company, LLC
Fort Wayne, IN
 
23,940
 
 
6.41
%
 
I
FIIOC as Agent
Covington, KY
 
33,659
 
 
27.64
%
 
I
Nationwide Trust Company FSB
Columbus, OH
 
26,708
 
 
21.93
%
 
I
Sanford Bernstein & Co. LLC
White Plains, NY
 
26,229
 
 
21.54
%
 
I
T. Rowe Price Retirement Plan Services
Owings Mills, MD
 
16,200
 
 
13.30
%
 
I
TD Ameritrade FBO
Villanova, PA
 
7,049
 
 
5.79
%
 
 
 
 
 
 
 
 
 
 
AB International Value Fund
A
Charles Schwab & Co.
San Francisco, CA
 
497,669
 
 
5.30
%
 
A
Hartford Life Insurance Company
Hartford, CT
 
578,325
 
 
6.16
%
 
A
MLPF&S
Jacksonville, FL
 
916,707
 
 
9.77
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
699,517
 
 
7.45
%
 
A
National Financial Services LLC
Jersey City, NJ
 
840,116
 
 
8.95
%
 
A
Pershing LLC
Jersey City, NJ
 
544,303
 
 
5.80
%
 
A
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
509,873
 
 
5.43
%
 
B
National Financial Services LLC
Jersey City, NJ
 
4,081
 
 
9.64
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
49,887
 
 
7.40
%
 
C
LPL Financial
San Diego, CA
 
58,823
 
 
8.72
%

B-4

Fund
Class
Name
Location
Number of
Shares of Class
% of Class
 
C
MLPF&S
Jacksonville, FL
 
172,828
 
 
25.62
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
66,944
 
 
9.92
%
 
C
National Financial Services LLC
Jersey City, NJ
 
104,505
 
 
15.49
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
45,415
 
 
6.73
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
243,462
 
 
6.76
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
461,030
 
 
12.79
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
294,722
 
 
8.18
%
 
Advisor
Sanford Bernstein & Co. LLC
White Plains, NY
 
305,792
 
 
8.48
%
 
Advisor
UBS WM USA
Weehawken, NJ
 
683,045
 
 
18.95
%
 
Advisor
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
253,173
 
 
7.02
%
 
R
Hartford Life Insurance Company
Hartford, CT
 
468,153
 
 
47.08
%
 
R
MLPF&S
Jacksonville, FL
 
101,939
 
 
10.25
%
 
R
Reliance Trust Co.
Atlanta, GA
 
149,423
 
 
15.03
%
 
R
State Street Bank and Trust
Boston, MA
 
72,237
 
 
7.26
%
 
K
Great-West Trust Company LLC
Greenwood Village, CO
 
80,345
 
 
10.58
%
 
K
Matrix Trust Company
Phoenix, AZ
 
57,725
 
 
7.60
%
 
K
Nationwide Trust Company
Columbus, OH
 
124,017
 
 
16.33
%
 
I
Ascensus Trust Company
Fargo, ND
 
21,554
 
 
6.04
%
 
I
John Hancock Trust Co., LLC
Westwood, MA
 
33,752
 
 
9.46
%
 
I
John Hancock Trust Co., LLC
Westwood, MA
 
45,938
 
 
12.88
%
 
I
Sanford Bernstein & Co. LLC
White Plains, NY
 
30,931
 
 
8.67
%
 
I
State Street Bank and Trust
Boston, MA
 
22,620
 
 
6.34
%
 
I
TIAA-CREF Trust Co.
Saint Louis, MO
 
53,102
 
 
14.89
%
 
 
 
 
 
 
 
 
 
 
AB Growth Fund
A
MLPF&S
Jacksonville, FL
 
1,162,377
 
 
10.70
%
 
A
Morgan Stanley Smith Barney
Jersey City, NJ
 
975,968
 
 
8.98
%
 
A
National Financial Services LLC
Jersey City, NJ
 
682,075
 
 
6.28
%
 
A
Pershing LLC
Jersey City, NJ
 
609,643
 
 
5.61
%
 
A
Wells Fargo Clearing Services LLC
Saint Louis, MO
 
843,539
 
 
7.76
%
 
C
Charles Schwab & Co.
San Francisco, CA
 
71,234
 
 
7.42
%
 
C
LPL Financial
San Diego, CA
 
62,397
 
 
6.50
%
 
C
MLPF&S
Jacksonville, FL
 
64,684
 
 
6.74
%
 
C
Morgan Stanley Smith Barney
Jersey City, NJ
 
78,373
 
 
8.17
%
 
C
National Financial Services LLC
Jersey City, NJ
 
84,145
 
 
8.77
%
 
C
Pershing LLC
Jersey City, NJ
 
68,896
 
 
7.18
%
 
C
Raymond James
St. Petersburg, FL
 
233,266
 
 
24.31
%
 
C
Wells Fargo Clearing Services, LLC
Saint Louis, MO
 
89,721
 
 
9.35
%
 
Advisor
LPL Financial
San Diego, CA
 
89,081
 
 
6.91
%
 
Advisor
MLPF&S
Jacksonville, FL
 
134,000
 
 
10.39
%
 
Advisor
Morgan Stanley Smith Barney
Jersey City, NJ
 
116,839
 
 
9.06
%
 
Advisor
National Financial Services LLC
Jersey City, NJ
 
228,304
 
 
17.70
%
 
Advisor
Pershing LLC
Jersey City, NJ
 
241,280
 
 
18.71
%
 
Advisor
UBS WM USA
Weehawken, NJ
 
94,976
 
 
7.36
%
 
R
Alerus Financial
Saint Paul, MN
 
1,729
 
 
5.91
%
 
R
Hartford Life Insurance Company
Hartford, CT
 
22,935
 
 
78.36
%
 
R
MLPF&S
Jacksonville, FL
 
1,655
 
 
5.65
%
 
K
Ascensus Trust Company
Fargo, ND
 
3,653
 
 
15.66
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
2,879
 
 
12.34
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
1,541
 
 
6.61
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
4,714
 
 
20.21
%
 
K
Great-West Trust Company, LLC
Greenwood Village, CO
 
2,275
 
 
9.75
%
 
K
Luciano Prida & Company PA
Tampa, FL
 
2,045
 
 
8.77
%
 
K
Mid Atlantic Trust Company
Pittsburgh, PA
 
4,044
 
 
17.34
%
 
I
Great-West Trust Company, LLC
Greenwood Village, CO
 
56,182
 
 
18.50
%
 
I
National Financial Services LLC
Jersey City, NJ
 
182,985
 
 
60.26
%
 
 
 
 
 
 
 
 
 
 

B-5

EXHIBIT C – SUPPLEMENTS TO APPENDICES TO THE PROXY STATEMENT

Supplement to Appendix E – Information Regarding Current Agreements

Fund
Fiscal Year Ended
Aggregate Amount of
Management Fees Paid to
Adviser ($)
Net Assets ($)
AB Core Opportunities Fund, Inc
11/30/2018
1,504,225
264,933,737
AB Large Cap Growth Fund, Inc.
7/31/2018
32,743,242
7,488,358,771
AB Sustainable International Thematic Fund, Inc.
6/30/2018
2,319,526
278,748,506
AB International Value Fund
11/30/2018
1,906,652
197,593,442
AB Small Cap Growth Portfolio
7/31/2018
11,140,564
1,708,993,972
AB Growth Fund
7/31/2018
6,436,049
971,296,910

Supplement to Appendix F – Reimbursement of Administrative Expenses to the Adviser

Fund
Fiscal Year Ended
Amount Reimbursed for
Administrative Services
($)
Amount Waived by the
Adviser
($)
AB Cap Fund, Inc.
AB Small Cap Growth Portfolio
 
7/31/2018
 
 
75,053
 
 
0
 
AB Core Opportunities Fund, Inc.
 
11/30/2018
 
 
60,495
 
 
0
 
AB Large Cap Growth Fund, Inc.
 
7/31/2018
 
 
78,971
 
 
0
 
AB Sustainable International Thematic Fund, Inc.
 
6/30/2018
 
 
66,410
 
 
0
 
AB Trust
AB International Value Fund
 
11/30/2018
 
 
64,099
 
 
0
 
The AB Portfolios
AB Growth Fund
 
7/31/2018
 
 
N/A
 
 
N/A
 

Supplement to Appendix J – Fees Paid to Affiliates of the Adviser

Fund
Fiscal Year
Ended
Fees Paid to the
Distributor
($)
Fees Paid to the
Transfer Agent
($)
Affiliated Brokerage
Commissions Paid
($)
Percentage of Aggregate
Brokerage Commissions
Paid to Affiliated
Brokers
AB Cap Fund, Inc.
 
 
 
 
 
 
AB Small Cap Growth Portfolio
 
7/31/2018
 
 
1,875,482
 
 
473,549
 
 
0
 
 
0.00
%
AB Core Opportunities Fund, Inc.
 
11/30/2018
 
 
683,620
 
 
117,954
 
 
0
 
 
0.00
%
AB Large Cap Growth Fund, Inc.
 
7/31/2018
 
 
9,840,833
 
 
2,045,038
 
 
0
 
 
0.00
%
AB Sustainable International Thematic Fund, Inc.
 
6/30/2018
 
 
788,845
 
 
256,992
 
 
0
 
 
0.00
%
AB Trust
 
 
 
 
 
 
AB International Value Fund
 
11/30/2018
 
 
603,907
 
 
192,665
 
 
0
 
 
0.00
%
The AB Portfolios
 
 
 
 
 
 
AB Growth Fund
 
7/31/2018
 
 
2,248,654
 
 
653,912
 
 
139
 
 
0.00
%

C-1

AB FUNDS


NOTICE OF ADJOURNED SESSION OF JOINT MEETING OF SHAREHOLDERS AND PROXY STATEMENT SUPPLEMENT

January 7, 2019