The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Accenture plc | COM | G1151C101 | 188 | 891 | SH | SOLE | 891 | 0 | 0 | ||
AFLAC Inc. | COM | 001055102 | 1,600 | 30,251 | SH | SOLE | 30,251 | 0 | 0 | ||
Alaska Air Group Inc. | COM | 011659109 | 871 | 12,854 | SH | SOLE | 12,854 | 0 | 0 | ||
Amazon.com Inc. | COM | 023135106 | 820 | 444 | SH | SOLE | 444 | 0 | 0 | ||
Altria Group, Inc. | COM | 718154107 | 391 | 7,835 | SH | SOLE | 7,835 | 0 | 0 | ||
Amyris | COM | 03236M101 | 3,683 | 1,191,771 | SH | SOLE | 1,191,771 | 0 | 0 | ||
Amyris Warrants | COM | 03236M101 | 127 | 208,953 | SH | SOLE | 208,953 | 0 | 0 | ||
Apple Computing | COM | 037833100 | 4,908 | 16,715 | SH | SOLE | 16,715 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 296 | 4,844 | SH | SOLE | 4,844 | 0 | 0 | ||
ASML Holding N V ADR | COM | N07059111 | 66 | 224 | SH | SOLE | 224 | 0 | 0 | ||
BeyondSpring Inc | COM | G10830100 | 674 | 43,465 | SH | SOLE | 43,465 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 108 | 1,677 | SH | SOLE | 1,677 | 0 | 0 | ||
Bristol-Myers Squibb Contingent Value Rights | COM | 110122157 | 5 | 1,677 | SH | SOLE | 1,677 | 0 | 0 | ||
Callon Petroleum | COM | 13123X102 | 200 | 41,371 | SH | SOLE | 41,371 | 0 | 0 | ||
Cameco | COM | 13321L108 | 19 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
Catalyst Pharmaceuticals | COM | 14888U101 | 1,059 | 282,424 | SH | SOLE | 282,424 | 0 | 0 | ||
Church and Dwight Co. Inc. | COM | 171340102 | 10 | 140 | SH | SOLE | 140 | 0 | 0 | ||
Colgate-Palmolive Co. | COM | 194162103 | 20 | 288 | SH | SOLE | 288 | 0 | 0 | ||
Corcept Therapeutics | COM | 218352102 | 843 | 69,649 | SH | SOLE | 69,649 | 0 | 0 | ||
Facebook, Inc. | COM | 30303M102 | 112 | 548 | SH | SOLE | 548 | 0 | 0 | ||
Fuelnation, Inc. | COM | 359528205 | 0 | 251,150 | SH | SOLE | 251,150 | 0 | 0 | ||
Google Inc. | COM | 38259P706 | 236 | 176 | SH | SOLE | 176 | 0 | 0 | ||
Google Inc. | COM | 38259P508 | 235 | 176 | SH | SOLE | 176 | 0 | 0 | ||
Honeywell International Inc. | COM | 438516106 | 1,001 | 5,656 | SH | SOLE | 5,656 | 0 | 0 | ||
Intel Corp. | COM | 458140100 | 36 | 600 | SH | SOLE | 600 | 0 | 0 | ||
Ionis Pharmaceuticals | COM | 462222100 | 1,819 | 30,107 | SH | SOLE | 30,107 | 0 | 0 | ||
JetBlue Airways Corp. | COM | 477143101 | 608 | 32,465 | SH | SOLE | 32,465 | 0 | 0 | ||
JPMorgan Chase and Co. | COM | 46625H100 | 270 | 1,937 | SH | SOLE | 1,937 | 0 | 0 | ||
Johnson and Johnson | COM | 478160104 | 15 | 104 | SH | SOLE | 104 | 0 | 0 | ||
Kraft Heinz Company | COM | 50076Q106 | 9 | 279 | SH | SOLE | 279 | 0 | 0 | ||
Lam Research Corp. | COM | 512807108 | 123 | 420 | SH | SOLE | 420 | 0 | 0 | ||
Liminal BioSciences | COM | 53272L103 | 0 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Mondelez International, Inc. | COM | 609207105 | 17 | 302 | SH | SOLE | 302 | 0 | 0 | ||
Monro, Inc. | COM | 610236101 | 29 | 365 | SH | SOLE | 365 | 0 | 0 | ||
Nanoco Group plc | COM | 0B01JLR99 | 830 | 5,926,971 | SH | SOLE | 5,926,971 | 0 | 0 | ||
Netflix | COM | 64110L106 | 351 | 1,085 | SH | SOLE | 1,085 | 0 | 0 | ||
NexGen Energy | COM | 65340P106 | 935 | 730,657 | SH | SOLE | 730,657 | 0 | 0 | ||
NICE Systems Ltd. | COM | 653656108 | 33 | 215 | SH | SOLE | 215 | 0 | 0 | ||
Nvidia | COM | 67066G104 | 87 | 370 | SH | SOLE | 370 | 0 | 0 | ||
Onto Innovation | COM | 683344105 | 2,483 | 67,955 | SH | SOLE | 67,955 | 0 | 0 | ||
PepsiCo, Inc. | COM | 713448108 | 442 | 3,237 | SH | SOLE | 3,237 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 472 | 5,546 | SH | SOLE | 5,546 | 0 | 0 | ||
Procter And Gamble | COM | 742718109 | 14 | 110 | SH | SOLE | 110 | 0 | 0 | ||
QUALCOMM | COM | 747525103 | 1,824 | 20,675 | SH | SOLE | 20,675 | 0 | 0 | ||
SRC Energy | COM | 78470V108 | 65 | 15,710 | SH | SOLE | 15,710 | 0 | 0 | ||
Stifel Financial Corp. | COM | 860630102 | 636 | 10,489 | SH | SOLE | 10,489 | 0 | 0 | ||
Tesla, Inc. | COM | 88160R101 | 802 | 1,918 | SH | SOLE | 1,918 | 0 | 0 | ||
Tower Semiconductor | COM | M87915274 | 1,420 | 59,006 | SH | SOLE | 59,006 | 0 | 0 | ||
Travelers Group | COM | 89417E109 | 1 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ViacomCBS | COM | 92556H206 | 718 | 17,106 | SH | SOLE | 17,106 | 0 | 0 | ||
The Walt Disney Company | COM | 254687106 | 41 | 285 | SH | SOLE | 285 | 0 | 0 |