PHM PulteGroup

Filed: 11 Feb 21, 7:40am





Washington, DC 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 10, 2021




(Exact name of registrant as specified in its Charter)




Michigan 1-9804 38-2766606

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

3350 Peachtree Road NE, Suite 150, Atlanta, Georgia 30326

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code (404) 978-6400

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company.  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Shares, par value $0.01 PHM New York Stock Exchange




Item 8.01

Other Events

On February 10, 2021, PulteGroup, Inc. (the “Company”) issued a press release announcing the early results as of 5:00 p.m., New York City time, on February 10, 2021 of its previously announced tender offers for up to $300 million aggregate principal amount of its 5.500% Senior Notes due 2026 and 5.000% Senior Notes due 2027. A copy of the press release is filed as Exhibit 99.1 to this Current Report on Form 8-K.


Item 9.01

Financial Statements and Exhibits

(d) Exhibits


99.1  Press Release issued on February 10, 2021 by PulteGroup, Inc.
104  Cover Page Interactive Data File (formatted in Inline XBRL)


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: February 11, 2021  By: 

/s/ Todd N. Sheldon

  Name: Todd N. Sheldon
  Title: Executive Vice President, General Counsel, and Corporate Secretary